Weighted enumeration of number fields using Pseudo and Sudo maximal orders
Abstract.
We establish a fundamental theorem of orders (FTO) which allows us to express all orders uniquely as an intersection of ‘irreducible orders’ along which the index and the conductor distributes multiplicatively. We define a subclass of Irreducible orders named Pseudo maximal orders. We then consider orders (called Sudo maximal orders) whose decomposition under FTO contains only Pseudo maximal orders. These rings can be seen as being “close” to being maximal (ring of integers) and thus there is a limited number of them with bounded index (by X). We give an upper bound for this quantity. We then show that all polynomials which can be sieved using only the Ekedahl sieve correspond to Sudo Maximal Orders. We use this understanding to get a weighted count for the number of number-fields with fixed degree and bounded discriminant using the concept of weakly divisible rings.
1. Introduction
We define the quantities and as follows:
Definition 1.
Malle’s Conjecture (for ) in [8] tells us to expect
where is a constant dependent on only This conjecture is known for small values of , namely However, some lower bounds on the quantity which are known are as follows.
In that paper([10]), we also show that the number of rings with rank over with bounded discriminant is
Since, for every prime the ratio of non-maximal rings is , one might expect that is also of the same order. In this paper, we show that that is true up to weighted enumeration and an in the order. Thus, showing that the liminf of is bounded below by
Each of the above bounds uses different classifications of rings (see Introduction of our previous paper titled “Weakly Divisible Rings” [10].).
There are two main obstructions (there are three but we will only look at two) on to getting better and better lower bounds for . One side of the problem requires more general parametrizations of rings(as discussed in [10]). The first three results given above use monic polynomials parametrizing monogenic rings. Heuristically, the third bound best possible using monogenic rings. This optimality is a result of solving a sieve theoretic problem. The fourth bound is based on binary rings and their parametrization via binary forms. Heuristically, this is the best possible result using just binary rings and a result of solving the second problem which is sieve theoretic in nature. In [10] we introduce a different parametrization, namely weakly divisible rings, to get the fifth result. Our other computations heuristically suggests that the lower bound can be improved to provided we can optimize the seive that sieves for maximal (weakly divisible) rings among all (weakly divisible) rings.
To get lower bounds, one has to restrict the given parametrization to certain local conditions that force the ring under consideration to be the whole ring of integers.
Ekedahl sieve allows us to sieve out points in a parameter space that are lifts of points in a codimension two (or more) Variety over We thus refer to such a condition as Ekedahlian. In general local conditions are a combination of , , etc conditions. A specific type of local condition that is not easily handled by the Ekedahl sieve (in its base form) is often the biggest deterrent to our ability to sieve for maximal rings of integers. In this paper, we show that in some such cases, using the Ekedahl sieve only we can instead get a weighted lower bound of the appropriate order. We do this by carefully looking at what it means for a polynomial to be weakly divisible in terms of the ring associated to it. The concept of weakly divisible polynomials is defined in [3] and [2].
We define
Definition 2.
Malle’s conjecture for is clearly equivalent (via discrete integration by parts computation) to
In our previous paper we showed that, the number of “weakly divisible” rings of rank over with discriminant less than or equal to is
one would expect that the number of number fields one gets sieving these rings would also be
This is because the product of the local probabilities of a ring under consideration having a index co-prime to for any given prime is (in all the currently known parametrizations) which is bounded below by an absolute constant dependent on only
In this paper, we will show (using only the Ekedahl Sieve in its base form)
Theorem 2.
As a corollary, this implies
If we get some good upper-bound on the size of the space of parametrization used (weakly divisible polynomials) or some sort of equi-distribution, it would follow that
improving the result of our previous paper.
In section 2 and section 3 we discuss a Fundamental Theorem of Orders, which describes Orders being described as an intersection of irreducible orders in a unique way. For this decomposition of an order, the conductor of the given order distributes multiplicatively along the conductors of the the irreducible orders in its decomposition. The index of an order in its ring of integers also distributes (multiplicatively) along the decomposition of the order into irreducible orders. The above theorem and understanding give us a slightly more nuanced way to understand conductor ideals and give a nice proof of Furtẅangler’s condition for a conductor ideal of order in a given number field.
We will apply the context of FTO to binary rings and as a consequence show a Dedekind-Kummer Type Theorem for Binary Rings and factorization of associated binary form. This was previously shown by [4], which we found in the references of [11], after writing this paper.
We discuss small prime splitting restrictions for Binary Rings, a restriction similar to the one the small prime splitting restrictions for Monogenic Rings.
We then show a structure theorem of all ‘large’ irreducible orders. We call these orders as Pseudo Maximal Orders. We will give a more general structure theorem for irreducible orders in a future paper.
We then define Sudo Maximal Orders as orders whose decomposition in the Fundamental Theorem of Orders consists of only‘large’ irreducible orders (i.e. Pseudo Maximal orders). We have a structure theorem for such orders. We bound the number of such orders in a given number field of bounded index. This quantity can be bound in terms of only the bound on the index and the degree of the number field. Notably, this bound is independent of the discriminant of the number field. This bound can be seen as an upper bound for all orders in a number field with squarefree conductors. This is evidence that indicates that the theorem shown in [6] about orders in number fields with degree less than or equal to five, is generalizable to higher degrees. In an upcoming paper, we will do this.
We use the Ekedahl sieve on the space of polynomials and get polynomials which we refer to as Ultra-Weakly divisible polynomials. As a consequence of the Dedekind-Kummer Theorem for Binary Rings and the Ultra-Weakly Divisible condition on Binary Rings associated to Ultra-Weakly Divisible polynomials it follows that the Binary Rings (and Weakly Divisible Rings) associated to Ultra-Weakly Divisible Polynomials are all Sudo Maximal Rings.
Combining with our bound on Sudo Maximal Orders in a number field we show the result in theorem 2.
2. Dedekind Domains in number-fields
Notation 3.
Let denote a number-field, its ring of integers. Let denote the set of non-Archimedean places of i.e. the set of non-zero prime ideals in (or maximal ideals). Let denote the set of prime numbers in integers.
For be a ring (not necessarily of finite rank over ) such that let denote its integral closure.
Lemma 1.
Proof.
We see that as a -module.
For let denote its image under the canonical map from to We follow our previous observation with another,
if are linearly independent over then are linearly independent over (or equivalently, over ).
This is is easy to see since if ’s satisfy a linear relationship we may re write the relationship with coefficients such that the gcd of all the coefficients is i.e. we may find such that and which immediately allows us to see where not all as ∎
Lemma 2.
Proof.
Multiplication by from and are bijections and thus the canonical induced map, is also a bijection, giving us The lemma follows. ∎
It follows that is a finite module for all
If then one can see that the numerator of (say ) can be expressed as an integral polynomial of and thus which is a finite set. Implying that every ideal in is finitely generated and thus no-etherian. We also note that for every non zero prime ideal in is a finite integral domain and hence a field i.e. is a maximal ideal. Thus, is Noetherian, integrally closed domain with Krull dimension equal to one. It follows that is a Dedekind Domain.
We naturally have for every such ring. (Since, integral closure of in (or ) will sit in the integral closure of in )
Every non-zero prime () in thus naturally corresponds to a prime () in .
Furthermore, since is a Dedekind domain ( localized at ) is a DVR and hence, a prime in will naturally induce a non-Archimedean metric on .
Ostrowski’s theorem tells us that simultaneously denotes the set of all non zero primes in and all possible non-Archimedean valuations on . If , it follows that This allows us to see non-zero prime ideals in as a subset of On the other hand, given any nonempty subset () of one can obtain a Dedekind domain from this set by defining
Notation 4.
We thus get the following correspondence,
Theorem 3.
Notation 5.
When is a Dedekind Domain in , we use the notation
We can write the correspondence as
Remark 4.
We can let denote the class number of and observe that can be seen as a principal ideal For we may define
where denotes finitely supported product. Then, the above correspondence from set to domain can be written as
In particular, we notice that for any ring ,
3. Orders and Separation Lemmata
Notation 6.
For a ring with , we define to be the set of non-zero prime ideals (same as maximal ideals in this context) of
When is integrally closed (and thus a Dedekind Domain) this matches up with the understanding that is the set of valuations corresponding to non-zero prime ideals of from above.
We note that for every ring satisfying can be seen as a cover of
To see this, we note that for we clearly have since they are distinct maximal ideals. Thus, valuations over and have to be disjoint.
Notation 7.
For we define
In other words, is a partition of
We also note that
We also note that there will only exist finitely many such that See, remark 5.
Notation 8.
We set
For all we have
Definition 9.
We say an ring with is irreducible if
In other words, is irreducible if and only if and , a maximal ideal in such that in we have
for some
We call an irreducible order, when is an order that is irreducible.
We thus have every ring with we have
(1) |
Notation 10.
For an order we let denote the conductor of the order In other words,
Remark 5.
We recall some properties of the conductor ideal of an order.
-
•
is simultaneously an ideal of and
-
•
is the largest ideal of sitting inside as a subset.
-
•
is not a DVR (i.e. is not equal to for some valuation ) if and only if
Thus, the radical of in will be the exactly equal to the product of valuations in
Lemma 3 (Separation Lemma 1).
Let denote the conductor of We have
-
•
-
•
For
and
Proof.
Since, for distinct primes we have This implies that, for any primary ideals satisfying and we have In other words,
It follows that
where
We can look at all of these as modules and compare the indexes. We get
The result follows.
The other part follows naturally from Remark remark 5 as
and the fact that for any distinct primes
∎
Lemma 4 (Separation Lemma 2).
If such that then and can be naturally identified with disjoint subsets of such that
-
•
-
•
-
•
Proof.
Since, let with and
Fix a prime ideal (that is, . Let
Clearly, is a prime ideal in and
If then for some and . We simply note that since and we get We further note that as would imply and since we get ) Similarly, and we get
We get implying
If such that then and thus
Thus, the canonical map given by is injective. Similarly we can identify with a subset of To show that and are disjoint, we only need to note that if some lies in both and we would immediately have and Forcing Contradicting is a prime ideal. ∎
Remark 6.
Note that the above lemma tells us that irreducible orders mimic Euclid’s property defining prime numbers, that is
If is an irreducible order, then are orders with , then
Theorem 7 (Fundamental Theorem of Orders).
Every order can be written as an intersection of irreducible orders in a unique way such that the conductors of the irreducible orders are pairwise co-prime. Furthermore, we get that the index (and conductor) of in will be the product of the indices (and conductors) of the irreducible orders in in the given decomposition.
Notation 11.
For any valuation , we denote the ramification index and the inertial degree of by and respectively. That is, if for some prime in then and are defined by
and
Definition 12.
For any order and any non-zero prime ideal of we define
Definition 13.
If is an irreducible order with we define
4. Dedekind-Kummer type Theorems and the Fundamental theorem of Orders.
We recall the traditional versions of Dedekind-Kummer and Dedekind Criterion theorems surrounding polynomials.
4.1. Dedekind-Kummer Theorem
Theorem 8 (Dedekind-Kummer Theorem).
Suppose satisfies and suppose that is the minimal polynomial of (will be monic) over .
If and
then
where are prime ideals in sitting over with the understanding that
Notation 14.
Let denote the image of in
Dedekind’s Criterion (see Lemma 3.1 in [1]) for index adds
Theorem 9 (Dedekind’s Criterion).
We have
Equivalently, we can say
We will unpack the standard proof of Dedekind-Kummer theorem with the Dedekind’s Criterion by talking about the ring rather than as follows.
Theorem 10.
If with and if the minimal polynomial of shows the following decomposition modulo
then, we get
and
where are primary ideals in sitting over such that
with the understanding that
are all distinct prime ideals and all prime ideals in sitting over and
Remark 11.
The theorem 10 says that, “The factorization of a monic polynomial modulo informs us about the local ring decomposition of over ” and the theorem 9 is about when a particular factor (corresponding to a particular prime ideal) does or does not correspond to a DVR.
4.2. Dedekind-Kummer-Dedekind System for Binary Rings and Primitive Binary Forms
Theorem 12.
If with and if the minimal primitive binary form such that and shows the following decomposition/factorization modulo
then, we get
and
where are primary ideals in sitting over such that
with the understanding that
-
•
if then
-
•
and if then
such that are all distinct prime ideals and all prime ideals in sitting over and
Theorem 13 (Dedekind’s Criterion Binary Rings).
We have
Equivalently, we can say
Before jumping into the proof we will review some properties of binary rings associated to primitive forms.
4.3. Localizations of Binary Rings associated to primitive forms
Let’s review Binary rings: All of the following results can be found in [11].
Let
denote a binary form of degree . Let and suppose that denotes the image of in the algebra
Definition 15.
When
(2) |
We set
(3) | ||||
that is, | ||||
(4) | ||||
(5) | ||||
(6) | ||||
(7) |
Definition 16.
denotes the (fractional) ideal class generated by in
Theorem 14.
is a ring of rank
Theorem 15.
Properties of :
-
(1)
(8) -
(2)
If is invertible, and is primitive, then
(9) -
(3)
If is primitive, is invertible in
-
(4)
and invariant a under the natural action on binary forms of degree
-
(5)
We also have
(10) and
(11) and
(12)
Remark 16.
We make note of two facts. One is that the product (of modules) in eq. 12 is in fact equal to when (that is, is primitive). The second is
(13) |
This implies that the prime ideals in containing are of the form where We can conclude that for each prime number dividing there exists exactly one prime in containing and , and for there is no prime ideal in containing Furthermore, when the prime ideal in containing and clearly has norm
Notation 17.
Let Let denote the minimal primitive binary form satisfying
Thus,
Lemma 5.
Proof.
We note that is in the -span of the above set for all . We can also see that is also in the span. Thus,
Result follows. ∎
We note that if (prime ideal in ) such that
i.e. the denominator (proper) ideal of in is not contained in then such that Since, it follows that For such primes (primes not containing ), we note that contains and is contained in and hence must be equal to forcing to be a prime ideal in . This identifies with a prime in in a localization preserving way. That is to say,
Combining with lemma 5, we argue that the only prime ideals in which will not be mapped to any prime ideal in will be exactly those prime ideals containing
So, if we look at the map given by , then this map is clearly the inverse of the localization preserving map above.
4.4. Proof of Dedekind Kummer in Binary/One-fine Rings or theorem 12.
This is easily observed using the previous understanding of prime ideals in and their relationship to prime ideals in and the identification
Suppose, has the following decomposition/factorization modulo
where are irreducible binary forms such that has the same degree in as the binary form in (note that this will not happen if and only if ). We set
It follows that
Thus, are primary ideals in with
On the other hand, it is easy to see that
since and are irreducible distinct polynomials in Thus,
We can conclude that are all distinct prime ideals and all prime ideals in containing . This concludes the proof of the Dedekind Kummer theorem for Binary rings associated to primitive forms.
4.5. Proof of Dedekind’s Criterion for Primitive binary forms or theorem 13
The proof is very much the same as we can look at and separately.
Suppose that is the minimal primitive binary form satisfying
Notation 18.
Given a polynomial we let its image in be denoted by
Thus, if shows the following decomposition/factorization modulo
where are irreducible binary forms such that has the same degree in as the binary form in (we note that this will not happen if and only if ) then we may set
as the prime ideal associated to
It follows that
Based on the structure of the prime ideal, we conclude a random element
(14) |
We will consider two cases:
and
-
•
Case:
Since, it is a unit this means that where is a unit in
In this case, is a DVR where the uniformizer can be taken to be as it generates the maximal ideal in Furthermore, since the uniformizer of is the same as the uniformizer of , is an un-ramified extension of This forces which implies
-
•
Case:
In this case, Thus, if is a DVR then may be chosen as a uniformizer.
We see as the ring of integers of a totally ramified extension of a totally un-ramified extension of Since, is a extension of Thus, the ramification degree of is and the ramification index is . This will imply that
for some unit .
Now substituting in we get
Since for are all units in as they, by definition, are distinct irreducible polynomials over
This means that has to be a unit in i.e. (using eq. 14) which is equivalent to
To show the other direction, we note that, if then clearly . At the same time,
and for are all units in which means that making it a principal ideal and thus a DVR.
If and then Subbing in we see that this means that is a unit in At the same time,
and for are all units in which means that making it a principal ideal and thus a DVR. This completes the proof.
5. Small prime splitting restrictions.
Just as a small prime splitting poses an obstruction for a ring to be monogenic, a small prime splitting poses a restriction for a ring to be binary. In this section we will quatify this restriction.
Let denote a finite extension of . Let denote the set of non-archimedean places of We fix a prime in for this section. Let denote an order in Let denote the unique m-primary ideal factorization of the ideal in where Let denote the radical of the ideal in These will be all the maximal ideals of containing . For any non zero proper ideal of we define
And let
Remark 17.
is the number of prime ideals in with the norm
Theorem 18.
If is binary ring, then
Proof.
Let . From Dedekind Kummer Theorem for Binary forms (theorem 12), we have a neat (norm preserving) correspondence from all prime ideals of containing to either all or all but one prime ideal(that of norm ) of . We identify with where Let
Consider the following diagram of canonical quotient maps,
Clearly each arrow is surjective. Consider the lower row of maps culminating in the following surjective ring homo-morphism
In particular, there must exist at least distinct prime ideals in with norm This corresponds to surjective maps from to up-to action. In other words, the number of degree elements in up-to action. This is Thus, . Combining with Dedekind Kummer Theorem for Binary rings, we see that,
∎
Remark 19.
If
then,
and
Remark 20.
Binary rings are best viewed as a subset of orders which are locally monogenic, more specifically there are locally monogenic rings which are almost globally monogenic. Monogenic rings are globally monogenic (simultaneously across all primes). In case of the concept of freely locally monogenic is equivalent to the version of almost globally monogenic used here. We compare this to, “Every ideal class in a rank two ring occurs in binary quadratic forms.” When , this concept of locally monogenic is the same as almost globally monogenic used here, but not freely locally monogenic. We compare this to, “Every ring of integers occurs as a binary ring not every ideal class in ring of integers occurs as a binary ring and associated invertible ideal.” We generalize the concept in our thesis and in upcoming papers and relate it to other classification of ring theorems.
Remark 21.
We compare this condition with the small prime splitting condition in monogenic rings, which is
In-spite of a very minimal weakening on this condition we note that the rings captured as monogenic rings are expected to be proportion in binary rings (almost globally monogenic rings).
6. Pseudo Maximal Orders and Sudo Maximal orders.
Remark 22.
In general, if we have an irreducible order with such that and if we let the conductor of to be an ideal in then we know that
where
Furthermore, the since we see that is completely determined by a sub-ring of Hence, we can search for sub-rings of the appropriate complete local finite extension of -adic integers.
From here it is easy to get the Furtwrangler’s condition for a conductor ideals by just looking at the ideal in a reduced order where where and and observing when it will be an ideal . This ideal can be an ideal of if and only if cannot be a conductor ideal. In fact, combining with Fundamental Theorem of Orders or theorem 7 it gives a more nuanced answer about orders and associated conductors and what can exist. For example, it tells us that there cannot exist an order with conductor with and This one is obvious, by things we already know.
6.1. Classification of Irreducible orders with and
6.1.1.
There exist no irreducible order in with as this would be akin to finding proper unital sub-rings of the p-adic integers .
6.1.2.
Lemma 6.
If is a algebra of rank over then all sub-rings of which have rank over and containing are given by for some The index of in is
Proof.
If is a sub-ring of which is rank over may be seen as where with . We further write where is a unit, i.e. Clearly,
∎
Remark 23.
There is no irreducible(non ) order with Consequence of the Furtwangler condition for an ideal to be a conductor ideal. We give a structure theorem for irreducible orders with . Similar Structure theorems can be given easily using corresponding ring classification theories for irreducible orders with With some difficulty, the authors also expect such theorems possible for by extending Bhargava’s work for quintic rings to
Definition 19.
A Pseudo Maximal Order in is an irreducible order satisfying See definition 13 for the definition of
If is an irreducible order with , then its conductor is made up of prime ideals (in ) in . Thus, when
Lemma 7.
is a Pseudo Maximal Order, then one of the following must be true:
Theorem 24 (A).
If then the irreducible orders with conductor are given by
-
•
if then there is a unique irreducible order with conductor given by This order will have index in given by
-
•
if then there is no irreducible (or otherwise) order with conductor
Proof.
Clearly, we are looking for irreducible orders in which is treated an extension of via diagonal embedding. So, we may write it as where . Thus every order here must be of the form Coordinate wise due to diagonal embedding. Thus, the sub-ring is given by . Intersecting with we get the order is given by whose conductor is easily seen as ∎
Theorem 25 (B).
If then there is a unique irreducible order with conductor which is given by with
Proof.
Clearly, we are looking for irreducible orders in the ring of integers of the unique totally un-ramified extension of degree 2 over Thus, may be seen as the uniformizer for this completion. So, we may write it as . Thus every order here must be of the form Thus, the sub-ring is given by . Intersecting with we get the order is given by whose conductor is easily seen as ∎
Theorem 26 (C).
If then
-
•
if and is even then there is a unique irreducible order with conductor which is given by with
-
•
if and is odd then there is no irreducible (or otherwise) order with conductor
Proof.
Clearly, we are looking for irreducible orders in the ring of integers of some totally ramified extension of degree 2 over Thus, may be seen as the square of the uniformizer for this completion. So, we may write it as where is the uniformizer(since it is totally ramified. Thus, every order here must be of the form Thus, the sub-ring is given by . Intersecting with we get the order is given by (as , as it is a totally ramified extension) whose conductor is easily seen as ∎
A corollary we will use for counting purposes is,
Corollary 1.
Given a set of valuations such that then given there exists a unique irreducible order with such that and
Definition 20.
A Sudo Maximal Order in is an order such that
We say that this is Restricted Sudo Maximal Order if for every prime we have at most one prime ideal in which contains
Theorem 27.
The number of Restricted Sudo Maximal Orders in with index is
where is a constant only dependent on
Proof.
We note that if denote the number of Restricted Sudo Maximal Order in with index we may look at
and look at the L-function
Since we know from the above section that
Thus,
It follows that the Dirichlet coefficients of are all between and the Dirichlet coefficients of .
Sum of Dirichlet coefficients up to of grows asymptotically like
Thus, the number of orders in with index is
for some constant only dependant on ∎
Remark 28.
We note that this gives a strong indication that the number of orders in with index bounded by should be of the order of
6.2. Strongly divisible-ness and Ultra-weakly divisible polynomials
Remark 29.
Recall the theorem.
Theorem 30.
if and only if one of the following holds:
-
•
is strongly divisible by if and only if one of the following is true.
-
(1)
has a triple root in
-
(2)
has two double roots in
-
(1)
-
•
If is not strongly divisible by , then one of the following holds
-
(1)
is weakly divisible by This is the case where the linear double root in is in (seen as a base affine component) and not at the point at infinity.
-
(2)
The lead coefficient is divisible by and the second lead is divisible by . In other words, the palindromic reverse of is weakly divisible by at This is the case where the linear double root in is at the point at infinity. (We will try and ignore this case by making sure that the lead coefficient of our polynomial is squarefree or making sure that the leading two coefficients are co-prime)
-
(1)
Proof.
-
•
We start by showing that if
-
–
has a triple root in or
-
–
has two double roots in
then Note that this automatically implies that is strongly divisible by
Since, we just proved the Dedekind-Kummer Theorem for Binary Rings (theorem 12), let us use it here.
If shows the following decomposition/factorization modulo
then we know corresponds to either a DVR or it corresponds to a proper subring in associated DVR.
Now if some corresponds to a proper subring of a DVR, then will divide the index of corresponding local ring in DVR. This will imply
On the other hand, if it does not correspond to an irreducible order, then localized at that prime is a DVR, which corresponds to a degree totally ramified extension of the totally un-ramified extension of degree of the local field This means that divided the discriminant of the corresponding local field extension and thus divides the discriminant of . In this case, however, the power of dividing the discriminant of and is the same.
Thus, for any choice of provided that for some
Similarly, for any choice of provided that for some
-
–
-
•
If then Thus, has a double root in If this root is non linear then we fall in the case discussed above which implies is strongly divisible by Similarly, if the root is linear and the multiplicity is greater than we again fall in the above case.
Thus, since is not strongly divisible by , we may assume that has only one double root in Now if this linear double root is in we will translate appropriately so that the double root is at zero. If the linear root is a point at infinity we take the palindromic inverse or the reciprocal polynomial to shift its double root to Then, showing initial polynomial is weakly divisible by as in definition 32 at the root will be same as showing new is weakly divisible by at
Since, is not strongly divisible by we see that (no two double roots) and (no triple linear root).
Since, and and and and it follows that
∎
See appendix.
Definition 21.
We say a ultra weakly divisible if
If we treat as a function of its coefficients (say by abuse of notation), then this condition corresponds to and for all ( is in the singular locus of ).
Remark 31.
While it may seem that the singular locus has a very large co-dimension, it has a component of co-dimension 2.
By definition, if is ultra-weakly divisible, then does not have non linear double root or a linear triple root modulo any prime
Theorem 32.
If is ultra-weakly divisible, then there exist a maximal such that is weakly divisible by (at some ) and is maximal i.e. is THE ring of integers for In fact, if where is squarefree, then
Proof.
Let denote a prime such that And let denote the linear double root in of Then, we note that if
then using lemma 15 we see that,
Furthermore, if then we can realize as
where .
Since is ultra-weakly divisible by we have is not strongly divisible by This means that if then as this will force to not have triple linear root at in We can further say that that If then it is easy to see that will have at least two double roots in
Now, by Hensels lemma for any we can find such that
Let and with where
Then, we note that and It follows that which contradicts the fact that
Thus, and or is weakly divisible by Thus, is weakly divisible by where and is squarefree. This tells us that is which is at most one. This makes the ring of integers of as its discriminant is squarefree. ∎
7. Polynomials that correspond to distinct rings
Definition 22.
Remark 33.
The above set is a subset of a fundamental domain for action of integers by translation on polynomials. That is, for any polynomial there exists at most one integer such that
Definition 23.
with the understanding that each element where is Reduced--Polynomial will give distinct rings, see Theorem theorem 50.
Lemma 8.
Given there is a unique choice of and satisfying
-
•
-
•
-
•
Proof.
Follows from the definition directly. ∎
Discussion 24.
Let denote a compact set in
such that
Then for this region we can construct a such that all polynomials with height satisfying
are Reduced--Polynomials.
Furthermore, we may consider to be a finite union of disjoint boxes (depending on epsilon).
Thus, correspondingly, if are the dimensions of the box we define to be those polynomials that satisfy
and
The latter condition ensures that polynomials we count are of ‘large enough’ (see lemma 14) height to be a Reduced--Polynomial.
Definition 25.
7.1. Ekedahlian Sieve- Quantitative version
Let denote the variety in which describes the Singular locus of the curve given by where
(15) |
We describe the structure of the discriminant polynomial as a polynomial of
Lemma 9.
Proof.
Let
(16) |
Thus, for any prime and integer tuple ,
(17) |
This follows from the fact that
We note that
Remark 34.
A polynomial is UWD or ultra-weakly divisible if and only if
We will now look for UWD polynomials in We will then look for Reduced--polynomials in this set which will allow us to count UWD Rings. We note that UWD polynomials are easily sieve-able via the Ekedahl sieve.
Discussion 26.
Given such that is weakly divisible by at and ,
where This follows from the structure of the discriminant polynomial in lemma 15.
Thus, the only way can be strongly divisible by for some if
-
•
either (this will force a triple root at )
-
•
or (this will force some other double root in ).
Furthermore, applying the structure of the discriminant (lemma 15) to we can say that for every and there are at most solutions for such that
We will use the traditional form of the Ekedahl sieve. This will serve us better. Our parameter of which interferes with the sieving in the main term. And since we wish to maximize to be used, we wish to use the fact that freely moves in a much larger range than other coefficients and based on the structure of can be used to give a usable lower bound for for for much larger values of
Theorem 35.
If then
Proof.
As usual we put this set into the union of 3 sets:
-
•
For any choice of such that is non-degenerate as a polynomial in then we can have at most possible choices for
Inductively, the number of choices for for which the polynomial is degenerate as a polynomial in would be space cut out by all coefficient polynomials in Thus, the number of elements in is
-
•
For every such prime the number of solutions () to
is . Thus, the total number of solutions possible is
Summing this value over the given range for primes, we get that is
-
•
In this case, we first pick any . is not zero. We then pick a prime such that and . The size of is less than for some . Thus, the number of distinct prime divisors of is
Since, if then we can deduce from lemma 9 that is a polynomial in of degree If then (as ) and thus
This follows directly from applying lemma 9 to the palindromic inverse of . We basically do not have to worry about being degenerate as a polynomial in . Thus, there will be at most possibilities for as the range it moves through is of size less than Therefore, will be
∎
Definition 27.
Let denote the variety which is union of with the variety given by Let
Since, for every we have polynomials with discriminant co-prime to is never zero. Furthermore, since is a variety contained in of co-dimension and is also co-dimension 2 we can conclude that for some constant For will serve as the measure of how many polynomials mod p are not strongly divisible. The addition of this second variety will save us some trouble as the condition will be taken care of internally.
7.2. Actual sieve
Definition 28.
Before moving forward, we refer to 24. Let denote boxes as there, and let
Definition 29.
and
and
We begin with defining We will search for solutions to by looking at the system modulo . So we let
We will restrict ourselves to squarefree . For we will look at only and note that for any choice of there are at most possible solutions modulo for for to be strongly divisible by See 26.
Thus, making boxes of size we see that
This will not be a problem as we will be taking to be small.
Theorem 36.
If then
Setting we get the following corollary.
Corollary 2.
If then
Summing over all boxes we get the following corollary.
Corollary 3.
If then
We set .
Let .
Note that this set counts distinct rings.
It follows that
Theorem 37.
For
(18) |
provided that
-
(1)
-
(2)
(Condition corresponding to - required for injectivity).
-
(3)
(Condition corresponding to -required so the final coefficient has enough space to very to have polynomials which are weakly divisible by )
To count ultra-weakly divisible rings which are weakly divisible by rings, we wish to choose appropriately. Note that within the constraints for a fixed , the rings counted will all be distinct for any choice of and then any choice of
We can chose such that This will make the condition on a singular condition. May not be optimal.
Both conditions combine to
Thus, if we let denote the set of all UWD Rings, weakly divisible by then we have
Remark 38.
We are summing over squarefree .
7.3. Number-field Counting Strategy
The strategy now comes into play by noting that
Theorem 39.
A UWD ring is a Restricted Sudo maximal Ring.
Proof.
Using Dedekind Kummer for Binary Rings i.e.theorem 12, we see that factorization of the corresponding UWD polynomial modulo captures the irreducible decomposition of the associated binary ring. We see that if is Ultra-weakly divisible then at every prime it can never have 2 double roots or a triple root. This means that can at most have one double root modulo The corresponding factor will correspond to either a maximal ring at or an irreducible order with Thus, is restricted Sudo maximal Ring. Recall that Sudo maximal rings were Rings whose theorem 7 decomposition only consist of irreducible orders satisfying Our description of Restricted Sudo Maximal Rings and Pseudo maximal rings immediately tells us that any intermediate Ring that sits in between a Restricted Sudo maximal Ring and its integral Closure(the ring of integers it sits in) is also a Restricted Sudo maximal Ring. ∎
Let denote the set of all Restricted Sudo maximal Rings with discriminant Let . Thus, as a corollary we have
Corollary 4.
Let
and
On the other hand, we may bound above by using theorem 27 as follows.
Combine with the fact that
We get
Corollary 5.
Remark 40.
We note that if the number of UWD polynomial tuples with discriminant is of the expected order then we can easily convert this to be an appropriate lower bound for
Appendix A Defining Weakly Divisible Rings
Most of this section is from our previous paper on Weakly Divisible Rings.
We recall the following theorem from [11] defining Binary Rings.
Let
denote a binary form of degree . Let and suppose that denotes the image of in the algebra
We recall eq. 3.
Remark 41.
We refer to the basis given for in eq. 3 as the canonical basis attached to
Theorem 42.
When is integral(i.e. is a binary form of degree with integer coefficients), is a ring of rank over
Definition 30.
We define as the (fractional) ideal class generated by over when is integral.
Definition 31.
When is integral, is known as the binary ring associated to the binary form
These are a few properties of binary rings.
Proposition 1.
Properties of (when is integral):
-
(1)
(19) -
(2)
If is invertible, and is primitive, then
(20) -
(3)
If is primitive, is invertible in
-
(4)
Both and are invariant under the natural action on binary forms of degree In particular, for this means that if with and then
You can find the proof of all of these statements in [11].
Remark 43.
Note that one can write down the multiplication table for the defining basis of in terms of coefficients of explicitly. Using this table to define binary rings, one can give a definition for without the need for the condition “”.
We will note the following part of the multiplication table of the canonical basis of (eq. 3), which is easily verified.
Lemma 10.
Let denote a binary form of degree and let denote the canonical basis for associated to as in eq. 3. Then, we have
(21) |
Proof.
We make note of the fact,
Thus,
∎
Definition 32.
We say a binary form of degree is weakly divisible by if there exists an such that
When appropriate we say is weakly divisible by at .
Remark 44.
Definition 33.
Given a binary form we set
The condition that “ is weakly divisible by at ” is equivalent to having integers such that
Definition 34.
We define,
Theorem 45.
If is weakly divisible by at then is a ring.
Proof.
Let denote the canonical (old) basis of associated to Since, is weakly divisible by at we can write
where
We will show that is a ring, by showing that product of any two elements in the (new) basis given by (basis for is in the -span of itself. We will achieve this by comparing the product of every two elements in the old basis with the product of the corresponding two elements in the new basis.)
We note that for can be written as a -linear combination of . This follows directly from the fact that the -span of forms a ring (the prodigal binary ring) (we can also refer to the multiplication tables given in [9] or section 2.1 in [11]).
It immediately follows that for can also be written as a -linear combination of our new basis (which only differs from the original basis at the index ) by simply replacing with in the multiplication table of the old basis.
On the other hand, lemma 10 immediately tells us that, when
and
Thus, the products of elements in this new basis are -linear combinations of the same new basis. It follows that is in-fact a ring. ∎
Definition 35.
We say is the weakly divisible ring (at with respect to ) associated to , when is weakly divisible by at . When appropriate we will also represent this ring as
Remark 46.
Every binary ring is a weakly divisible ring at every value with respect to 1.
Remark 47.
We note that weakly divisible rings may also defined by multiplication tables to avoid dependence on a condition like “ or ”.
Appendix B Effective injectivity of the map:
B.1. Matrix of transformation
For convenience sake, we define if and
We mention a useful matrix of transformation for base change from the canonical basis of associated to to the canonical basis of associated to
Theorem 48.
We let and be the canonical basis of associated to and be the canonical basis of associated to then we have
B.2. Proof
(22) |
Thus the basis for will be given by
and that of will be given by
Lemma 11.
(23) |
Proof.
Thus,
∎
Lemma 12.
Proof.
By definition. ∎
Proposition 2.
(24) |
Proof.
We proceed by induction on ,
Base Case.
Induction Hypothesis:
We have from lemma 12,
Substituting in our induction hypothesis, we get
∎
Substituting in the above Proposition we get the result.
B.3.
Given a binary form, we let be the canonical basis of associated to as in eq. 3. Let denote a real basis for We perform a Gram-Schmidt reduction on the basis using some canonical distance form. We write
where is an orthonormal ordered basis of vectors, all of which are of the same size. is an upper triangular uni-potent matrix. And denotes a diagonal matrix with placed in the place.
Let denote the projection of to the space orthogonal to the space spanned by . Then, Gram-Schmidt process forces
(25) |
We note that for each , and any choice of coefficients we have
This follows by looking at the component of the given vector (on RHS) along Moreover, for each , there exist so that
One can simply choose such that the approximates the vector which clearly lies in the space spanned by
Now if for all , one can see that inductively the vector in the Minkowski reduced basis of the lattice spanned by will have the form
In fact, having
is sufficient to conclude this.
Furthermore, if we just know that,
(26) |
then, the first two vectors (which will be unique up to sign) in the Minkowski reduced basis for the lattice will have the above form. That is
will be the first two elements in the Minkowski reduced basis for this lattice spanned by
Definition 36.
If is a basis for and denotes the projection of to the space orthogonal to the space spanned by and then we say is Normally Minkowski Reduced if satisfy
(27) |
Our discussion above gives us the following lemma:
Lemma 13.
If is Normally Minkowski Reduced, then
-
(1)
is the unique smallest vector in up to sign.
-
(2)
such that, is the smallest vector in which is not in up to sign.
B.4. Reduced-m-Polynomials
Definition 37.
We say a tuple is a Reduced--Polynomial (at ) if
-
•
The canonical basis for is Normally Minkowski Reduced when seen in under the canonical norm.
Remark 49.
We will ignore the part as is a Reduced--polynomial (at ) is a Reduced--Polynomial (at ) for any real value This is easy to see from the fact that the matrix in theorem 48 is upper triangular and hence will leave relative sizes of normal components unchanged.
Theorem 50.
Given polynomials of degree such that is a Reduced--polynomial and is weakly divisible by at and is a Reduced--polynomial and is weakly divisible by at () with then
Proof.
Let and denote roots of and respectively (). Let and denote the positive leading coefficients of and and and denote the second leading coefficient of and respectively.
We know that the smallest two elements of any Normally Minkowski Reduced basis are unique. Since comparing the smallest two elements elements in these, we get
where and Clearly, and thus it follows that
This immediately tells us that the matrix of transfer from to is
Since the above matrix must also be integral and invertible. It follows that and thus .
Since we also have
and we immediately get
Now, without loss of generality, we may assume , for if we may change to We let Thus,
We make note of the fact that and are weakly divisible by the same value .
Observing the matrix of transformation from to given using LABEL:l_matrix_of_tranformation, we notice that the entry in the row and column of the matrix of transfer for the canonical bases of to is .
Thus, the entry in the row and column of the matrix of transfer for the canonical bases of to is . Thus must be an integer. It follows that ∎
Lemma 14.
If is a real monic polynomial, then there exists a (continuously varying with ) such that is a Reduced--polynomial for all and .
If and the polynomial is a Reduced--polynomial.
Proof.
We follow the argument of Bhargava-Shankar-Wang proving in Lemma 5.2 in[2].
Set
and set
We perform a Gram-Schmidt reduction of the basis for using the canonical distance form on (). We write
where is an orthonormal ordered basis of vectors, is an upper triangular unipotent matrix, and denotes a diagonal matrix with those entries along the diagonal. Now we note that if
then, using eq. 25, we see that
Thus, for each polynomial one may find which is a continuous function of such that is Minkowski reduced for all and . One can simply take
Furthermore, we note that translating the polynomial changes the canonical basis by an upper triangular matrix.
Thus, if then the canonical basis of after Gram-Schmidt process will look like
where is a uni-potent upper triangular matrix.
It follows that for and is Reduced--polynomial. ∎
Appendix C The structure of the discriminant polynomial
Let
denote a binary form of degree . Let . Let
denote the discriminant as a polynomial in the coefficients of Then, we know that
Since, the resultant can be seen as the determinant of the Sylvester matrix. The Sylvester matrix for these polynomials is
(28) |
The following lemmata are easy to observe from the following:
Lemma 15.
where
and
Proof.
We carefully expand the determinant of the Sylvester Matrix along the last two columns. We can clearly see we can write the determinant as
(29) |
We will pick and as the components of containing and can be pushed inside . One can then choose as components of containing can be pushed inside and
Then, can be seen as the determinant of (i.e. the minor corresponding to where and are set to zero looks as follows)
Now doing operations we get the following matrix with the same determinant.
We note that the above matrix is very close to Sylvester matrix for computing the discriminant of
More particularly, the determinant of the above matrix is twice of the discriminant of the above form. This can be easily observed by expanding the determinant of the above matrix and that of the Sylvester Matrix along the final column.
Clearly, since is the Resultant of and we get
Substituting back into eq. 29 we get the appropriate structure for .
To get the structure of we see that
by definition. ∎
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