This paper was converted on www.awesomepapers.org from LaTeX by an anonymous user.
Want to know more? Visit the Converter page.

von Neumann Algebras of Thompson-like Groups from Cloning Systems II

Eli Bashwinger Department of Mathematics and Statistics, University at Albany (SUNY), Albany, NY 12222 [email protected]
Abstract.

Let (Gn)n(G_{n})_{n\in\mathbb{N}} be a sequence of groups equipped with a dd-ary cloning system and denote by 𝒯d(G)\mathscr{T}_{d}(G_{*}) the resulting Thompson-like group. In previous work joint with Zaremsky, we obtained structural results concerning the group von Neumann algebra of 𝒯d(G)\mathscr{T}_{d}(G_{*}), denoted by L(𝒯d(G))L(\mathscr{T}_{d}(G_{*})). Under some natural assumptions on the dd-ary cloning system, we proved that L(𝒯d(G))L(\mathscr{T}_{d}(G_{*})) is a type II1\operatorname{II}_{1} factor. With a few additional natural assumptions, we proved that L(𝒯d(G))L(\mathscr{T}_{d}(G_{*})) is, moreover, a McDuff factor. In this paper, we further analyze the structure of L(𝒯d(G))L(\mathscr{T}_{d}(G_{*})), in particular the inclusion L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})), where FdF_{d} is the smallest of the Higman–Thompson groups. We prove that if the dd-ary cloning system is “diverse,” then L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})) satisfies the weak asymptotic homomorphism property. As a consequence, the inclusion is irreducible, which is a considerable improvement of our result that L(𝒯d(G))L(\mathscr{T}_{d}(G_{*})) is a type II1\operatorname{II}_{1} factor, and the inclusion is also singular. Then we look at examples of non-diverse dd-ary cloning systems with respect to the weak asymptotic homomorphism property, singularity, and irreducibility. Then we finish the paper with some applications. We construct a machine which takes in an arbitrary group and finite group and produces an inclusion (both finite and infinite index) of type II1\operatorname{II}_{1} factors which is singular but without the weak asymptotic homomorphism property. Finally, using irreducibility of the inclusion L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})), our conditions for when L(𝒯d(G))L(\mathscr{T}_{d}(G_{*})) is a McDuff factor, and the fact that Higman-Thompson groups FdF_{d} are character rigid (in the sense of Peterson), we prove that the groups FdF_{d} are McDuff (in the sense of Deprez-Vaes).

Key words and phrases:
Thompson-like groups, dd-ary cloning systems, von Neumann Algebras, irreducible inclusion, singular inclusion, normalizers, weak asymptotic homomorphism property, weak mixing, mixing, McDuff factor, McDuff group, inner amenability, character rigidity, self-similar groups

Introduction

In [WZ18], the concept of a cloning system was developed by Stefan Witzel and Matthew Zaremsky to furnish us with a systematic and principled way of constructing generalized Thompson groups based on the classical groups FTVF\leq T\leq V of Richard Thompson, who introduced them in his work on logic in the 1960s, in addition to allowing us to view the already existing generalizations in a more unified way (see, e.g., [MT73] and see [CFP96] for an introduction to these groups, and also see the survey [Zar18] on cloning systems). The groups FTVF\leq T\leq V have many guises but one particularly nice viewpoint, which was the impetus for developing cloning systems, is to think of the elements of VV as certain equivalence classes of triples. These triples are of the form (T,σ,T+)(T_{-},\sigma,T_{+}) where TT_{-} and T+T_{+} are finite rooted binary trees with, say, nn leaves labelled left to right by {1,,n}\{1,\dots,n\} and σ\sigma is a permutation in SnS_{n}, thought of as permuting the leaf numbering. We denote the equivalence class of the triple (T,σ,T+)(T_{-},\sigma,T_{+}) by [T,σ,T+][T_{-},\sigma,T_{+}], and the set of equivalence classes of these triples comes equipped with a certain natural binary operation, both of which we will explain later, whereby VV becomes a group. Elements of TT are those triples where the permutation σ\sigma is in (12n)\langle(1~{}2~{}\cdots~{}n)\rangle, the subgroup of SnS_{n} generated by the nn-cycle (12n)(1~{}2~{}\cdots~{}n), and elements of FF are those triples where σ\sigma is always the identity permutation.

Shortly after this paper, in [SZ21] Skipper and Zaremsky generalized this to so-called dd-ary cloning systems for d2d\geq 2 with dd representing the “arity” of the trees in the triple (binary trees, ternery trees, etc.). The case where d=2d=2 corresponds to the original cloning system construction developed by Witzel and Zaremsky, which one might regard as the “classical” case. One reason cloning systems were expanded to the general dd-ary case was to add the Röver–Nekrashevych groups (see Section 3.2), first fully introduced in [Nek04], to the fold of Thompson-like groups arising from cloning systems. The dd-ary cloning system construction produces generalizations of the Higman–Thompson groups FdTdVdF_{d}\leq T_{d}\leq V_{d}, which are themselves very natural generalizations of the classical Thompson’s groups FTVF\leq T\leq V.111We note that, technically, the groups FdF_{d} and TdT_{d} were not studied by Higman, and in fact first appeared in work of Brown [Bro87], but to quote Brown, “they are simply the obvious generalizations of Thompson’s FF and TT.” Hence, we refer to FdF_{d}, TdT_{d}, and VdV_{d} collectively as Higman–Thompson groups without fear of reproach. Also, the groups we denote here by FdF_{d}, TdT_{d}, and VdV_{d} were denoted Fd,F_{d,\infty}, Td,1T_{d,1}, and Gd,1G_{d,1}, respectively, in [Bro87]. Indeed, elements of VdV_{d} can be thought of as certain equivalence classes of triples (T,σ,T+)(T_{-},\sigma,T_{+}) where in this case TT_{-} and T+T_{+} are finite rooted dd-ary trees and σ\sigma is still a permutation, and TdT_{d} and FdF_{d} are defined in a similar fashion to the d=2d=2 case.

The Thompson-like group that results from a dd-ary cloning system is constructed analogously to the way the Higman–Thompson groups FdTdVdF_{d}\leq T_{d}\leq V_{d} are constructed. Given a sequence of groups (Gn)n(G_{n})_{n\in\mathbb{N}} where there are certain injective functions (not necessarily homomorphisms) between the groups GnGn+d1G_{n}\to G_{n+d-1} and an action of each GnG_{n} on {1,,n}\{1,\dots,n\} for every nn\in\mathbb{N}, we can construct a Thompson-like group, denoted by 𝒯d(G)\mathscr{T}_{d}(G_{*}), which canonically contains the Higman–Thompson group FdF_{d}. In this setup, elements of 𝒯d(G)\mathscr{T}_{d}(G_{*}) are, as in the case of the Higman–Thompson groups, certain equivalence classes of triples with the permutation in the middle replaced by a group element from one of the groups GnG_{n}, which can still be regarded as permuting the leaf numbering since each group GnG_{n} comes with an action on {1,,n}\{1,\dots,n\} for every nn\in\mathbb{N}.

The Thompson-like group 𝒯d(G)\mathscr{T}_{d}(G_{*}) can be thought of as a Thompson-esque limit of the sequence (Gn)n(G_{n})_{n\in\mathbb{N}}, but this construction ought to be contrasted with the usual direct or inductive limit construction. For example, the Thompson-esque limit preserves finiteness properties better than the direct limit construction. As a matter of fact, the finite symmetric groups (Sn)n(S_{n})_{n\in\mathbb{N}} are finitely presented but their usual injective direct limit yields SS_{\infty}, the group of all finitary permutations of \mathbb{N}, which is not even finitely generated. On the other hand, the Thompson-esque limit of (Sn)n(S_{n})_{n\in\mathbb{N}} is the Higman–Thompson group VdV_{d} which is finitely presented – as a matter of fact, it is of type FF_{\infty}. It is also worth noting that SS_{\infty} is amenable while VdV_{d} is not amenable, which is a more salient difference from an operator-algebraic perspective.

As we mentioned above, many of the well-known generalizations fit within the framework of dd-ary cloning systems (e.g., braided Higman–Thompson groups [Deh06, Bri07, AC22], the generalized Thompson groups of Tanushevski [Tan16], and Röver–Nekrashevych groups just to name a few) and many new generalizations have been constructed using dd-ary cloning systems. Besides simply producing new generalizations of the Higman–Thompson groups, they have since proved useful in a variety of contexts and connect to other areas of mathematics. For example, producing simple groups separated by finiteness properties [SWZ19], inspecting inheritance properties of (bi-)orderability [Ish18], producing potential counterexamples to the conjecture that every co𝒞\text{co}\mathcal{CF} group embeds into Thompson’s group VV [BZFG+18], connections to Jones’ technology used, for example, to produce certain actions and unitary representations of Thompson’s groups, and now in the context of von Neumann algebras for producing intriguing new examples exhibiting a wide range of properties. We note that the connection to Jones’ technology is especially intriguing, and we refer the interested reader to [Bro19], [Bro20], and [Bro21] for more about Jones’ technology and its connection to cloning systems.

In [BZb], we initiated the study of von Neumann algebras of Thompson-like groups arising from dd-ary cloning systems, and in this paper we continue the analysis of these von Neumann algebras. In that paper, we obtained general structural results concerning the von Neumann algebras of Thompson-like groups which arise from dd-ary cloning systems. We proved that the preponderance of these groups yield type II1\operatorname{II}_{1} factors by virtue of having the infinite conjugacy class (ICC) property, and even stronger than that, we showed that many of them even yield type II1\operatorname{II}_{1} McDuff factors and hence these Thompson-like groups are inner amenable. More precisely, among many other results we proved the following:

Citation 0.1.

[BZb, Theorem 3.6] Let ((Gn)n,(ρn)n,(κkn)kn)((G_{n})_{n\in\mathbb{N}},(\rho_{n})_{n\in\mathbb{N}},(\kappa_{k}^{n})_{k\leq n}) be a fully compatible dd-ary cloning system. If all the GnG_{n} are ICC, then so is 𝒯d(G)\mathscr{T}_{d}(G_{*}). If the GnG_{n} are not necessarily ICC but the dd-ary cloning system is additionally diverse, then 𝒯d(G)\mathscr{T}_{d}(G_{*}) is ICC.

Citation 0.2.

[BZb, Theorem 5.10] Let ((Gn)n,(ρn)n,(κkn)kn)((G_{n})_{n\in\mathbb{N}},(\rho_{n})_{n\in\mathbb{N}},(\kappa_{k}^{n})_{k\leq n}) be a fully compatible, slightly pure, uniform dd-ary cloning system. Assume that either all the GnG_{n} are ICC, or that the dd-ary cloning system is diverse (so in either case 𝒯d(G)\mathscr{T}_{d}(G_{*}) is ICC). Then L(𝒯d(G))L(\mathscr{T}_{d}(G_{*})) is a McDuff factor and 𝒯d(G)\mathscr{T}_{d}(G_{*}) is inner amenable.

For the definition of fully compatible and slightly pure, see Section 2.2; for the definition of diverse and uniform, see Section 2.3. Regarding Citation 0.1, fully compatible and diverse dd-ary cloning systems encompass virtually all of the important examples and Citation 0.1 says that Thompson-like groups arising from fully compatible and diverse dd-ary cloning systems have type II1\operatorname{II}_{1} factor group von Neumann algebras. The most important examples of Thompson-like groups arising from dd-ary cloning systems which are almost never fully compatible (and sometimes not even diverse) are the Röver–Nekrasyvech groups (see Section 3.2). But even the group von Neumann algebras of Röver–Nekrasyvech groups turn out to be type II1\operatorname{II}_{1} factors with a separate argument (see [BZb, Proposition 4.7]).

As for Citation 0.2, although there are a lot of hypotheses needed in order to ensure that L(𝒯d(G))L(\mathscr{T}_{d}(G_{*})) is a type II1\operatorname{II}_{1} McDuff factor, it turns out these are very natural conditions and many examples of dd-ary cloning systems satisfy these conditions, especially the ones which motivated the introduction of cloning systems. For example, as a consequence of this theorem, to our surprise we were able to deduce that the braided Higman–Thompson groups bFdbF_{d} yield II1\operatorname{II}_{1} McDuff factors and hence are inner amenable; we were also able to deduce that the groups V^d\widehat{V}_{d} yield type II1\operatorname{II}_{1} McDuff factors and hence are inner amenable (see [BZb, Example 5.8] for the precise definition of V^d\widehat{V}_{d}). What is surprising about both of these results is that the bFdbF_{d} are replete with free subgroups, and the V^d\widehat{V}_{d} are quite similar to VdV_{d} (indeed, V^d\widehat{V}_{d} and VdV_{d} embed into each other) but the VdV_{d} (as well as TdT_{d}) are known to be non-inner amenable by a result of the author and Zaremsky in [BZa], which is an improvement and extension, but not generalization, of Haagerup and Olesen’s result in [HO17] that TT and VV are non-inner amenable. Using dd-ary cloning systems, we also constructed a machine for producing type II1\operatorname{II}_{1} McDuff factors from any arbitrary countable group GG and hence a machine producing inner amenable groups (see [BZb, Example 5.12]). Later in this paper (see Section 4) we slightly modify this machine to construct another machine which takes in an arbitrary countable group and finite group and produces a singular inclusion of type II1\operatorname{II}_{1} factors without the weak asymptotic homomorphism property, where the index of the inclusion can be taken to be either finite or infinite. We refer the reader to [BZb] for many other intriguing examples of type II1\operatorname{II}_{1} factors and type II1\operatorname{II}_{1} McDuff factors arising from dd-ary cloning systems.

The fact that there are Thompson-like groups which yield type II1\operatorname{II}_{1} McDuff factors contrasts quite starkly with the groups usually studied in geometric group theory. For example, a large class of groups studied in geometric group theory are acylindrically hyperbolic, and Dahmani–Guirardel–Osin proved in [DGO17] that acylindrically hyperbolic ICC groups cannot be inner amenable and hence cannot yield type II1\operatorname{II}_{1} McDuff factors. This entails that groups yielding type II1\operatorname{II}_{1} McDuff factors are in a sense quite rare in geometric group theory. Hence, Thompson-like groups are rather peculiar in this regard, which further adds to their already existing curiosity.

In this paper, we prove, among many other things, a result which considerably strengthens Citation 0.1. We prove a structural result about how the Higman-Thompson group factor L(Fd)L(F_{d}) sits inside Thompson-like group factors arising from dd-ary cloning systems. To be more specific, in Section 3.1 we prove Theorem 3.3 which states that that if a sequence of groups (Gn)n(G_{n})_{n\in\mathbb{N}} is equipped with a diverse dd-ary cloning system, then the inclusion L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})) satisfies the weak asymptotic homomorphism property (see Definition 1.5), and this will have a multitude of consequences. For example, this also proves that the inclusion L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})) is singular and that it is irreducible (see Section 3.1). Furthermore, the fact that the inclusion L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})) is irreducible will itself have a number of consequences. The fact that the inclusion L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})) is irreducible represents a considerable improvement of Citation 0.1. This simultaneously strengthens Citation 0.1, as we can dispense with the fully compatible assumption and prove the stronger conclusion of irreducibility, and it further reveals the structure of L(𝒯d(G))L(\mathscr{T}_{d}(G_{*})). The beauty of this result also lies in the fact that we no longer need to rely on results from [Pré13] about when a group extension yields an ICC group, which were used to prove Citation 0.1. The proof of Theorem 3.3 is quite self-contained, albeit somewhat technical.

In addition to these consequences of the inclusion L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})) satisfying the weak asymptotic homomorphism property, the other significance of this result is that it relates these examples to work of Popa. Somewhat more precisely, it relates it to Popa’s intertwining-by-bimodules technique in the contemporary structure theory of II1\operatorname{II}_{1} factors which is analogous to structure-randomness dichotomies of ergodic dynamical systems. In particular, the corner embeddability condition appearing in Popa’s technique is formally similar to a weak mixing condition. In fact, singularity of maximal abelian subalgebras can alternatively be characterized by weak mixing conditions or the weak asymptotic homomorphism property. The situation is subtler for nonabelian subalgebras. In this more general setting, the weak asymptotic homomorphism property implies singularity, but the converse does not necessarily hold the other way around (see [GW10]). For more background on Popa’s intertwining-by-bimodules technique, we refer the interested reader to [Pop04, Lemmas 4 and 5], [Pop06a, Theorem A.1], and [Pop06b, Section 2]

In Section 3.2, we treat the Röver–Nekrashevych groups separately with respect to irreducibility, singularity, and the weak asymptotic homomorphism property. The reason for treating the these groups separately is that, although every Röver–Nekrashevych group arises from a dd-ary cloning system, it is not always the case that these dd-ary cloning systems are diverse. Hence, we cannot use any of our current theorems to conclude, for example, that L(Fd)L(F_{d}) is an irreducible subfactor in the Röver–Nekrashevych group factors. Interestingly, however, for these groups it turns out we can prove something stronger by treating them separately, namely, that L([Fd,Fd])L([F_{d},F_{d}]) being an irreducible subfactor of the Röver–Nekrashevych group factors. Of course, this entails that L(Fd)L(F_{d}) is also an irreducible subfactor of the Röver–Nekrashevych group factors. However, it is not always that case that the inclusion is singular and hence does not satisfies the weak asymptotic homomorphism property. Some of the Röver–Nekrashevych groups do arise from diverse dd-ary cloning systems, and obviously for these the inclusion satisfies the weak asymptotic homomorphism property, although we do not know how to completely characterize such dd-ary cloning systems at the moment. In Section 3.2, we provide a necessary condition for the dd-ary cloning system to be diverse, but we do not know if it is sufficient.

Recall that for an inclusion of tracial von Neumann algebras NMN\subseteq M, satisfying the weak asymptotic homomorphism property is equivalent to NN being a weakly mixing von Neumann subalgebra (see Section 1.3). Given how strong the diversity assumption is, one might naturally wonder whether we can prove that L(Fd)L(F_{d}) has the stronger property of being a mixing subfactor of L(𝒯d(G))L(\mathscr{T}_{d}(G_{*})) whenever (Gn)n(G_{n})_{n\in\mathbb{N}} is equipped with a diverse dd-ary cloning system. In Section 3.3, we will see that mixing is almost never possible. Hence, for essentially all the most important examples, L(Fd)L(F_{d}) will be a weakly mixing subfactor of L(𝒯d(G))L(\mathscr{T}_{d}(G_{*})) which is not mixing. Although mixing of L(Fd)L(F_{d}) cannot be entirely ruled out at the moment, we do not know how to construct a dd-ary cloning system on a sequence of groups (Gn)n(G_{n})_{n\in\mathbb{N}} such that L(Fd)L(F_{d}) is a mixing subfactor of L(𝒯d(G))L(\mathscr{T}_{d}(G_{*})).

In Section 3.4, we look at examples of Thompson-like groups which arise from non-diverse dd-ary cloning systems and investigate whether or not L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})) satisfies the weak asymptotic homomorphism property. We show that both are possible with non-diverse dd-ary cloning systems. On a related note, we also wonder whether it is possible to construct a dd-ary cloning system (necessarily non-diverse) with resulting group 𝒯d(G)\mathscr{T}_{d}(G_{*}) such that L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})) is singular inclusion of type II1\operatorname{II}_{1} factors but does not satisfy the weak asymptotic homomorphism property. At the moment, however, this seems rather difficult.

Despite the fact that we cannot (yet) construct a dd-ary cloning system on a sequence of groups (Gn)n(G_{n})_{n\in\mathbb{N}} such that L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})) is a singular inclusion of type II1\operatorname{II}_{1} factors without the weak asymptotic homomorphism property, we can, however, construct inclusions of different Thompson-like groups which yield singular inclusion of type II1\operatorname{II}_{1} factors without the weak asymptotic homomorphism property. As we mentioned above, in Section 4 we construct a machine using dd-ary cloning systems and the amalgamated free product construction for groups which takes in an any finite group and any countable group and produces a singular inclusion of type II1\operatorname{II}_{1} factor without the weak asymptotic homomorphism property with the inclusion being of either finite or infinite index. The examples Grossman and Wiggins constructed in [GW10] are finite index; in fact, they show more generally that proper finite index inclusions cannot satisfy the weak asymptotic homomorphism property. As far as we can tell, this left open the case of finding an infinite index, singular inclusion of type II1\operatorname{II}_{1} factors without the weak asymptotic homomorphism property, which our construction provides. We note that this construction was done concurrently with the ones done in [BCC+23], although ours is different in that it utilizes dd-ary cloning systems and is purely group-theoretic. Hence, these examples are the first of their kind.

Finally, in Section 5, we finish the paper with an application. We use irreducibility of the inclusion L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})), Citation 0.2, and the fact that the Higman–Thompson groups FdF_{d} are character rigid in the sense of Peterson to show that the groups FdF_{d} are McDuff in the sense of Deprez-Vaes for all d2d\geq 2. In proving the Higman–Thompson groups FdF_{d} are McDuff, we will also see that irreduciblity and character rigidity can be used to prove that if a sequence (Gn)n(G_{n})_{n\in\mathbb{N}} of (non-trivial) abelian groups is equipped with a pure and diverse cloning system, then a certain canonical subgroup 𝒦d(G)\mathscr{K}_{d}(G_{*}) (defined in Section 2.2) yields a Cartan subalgebra in L(𝒯d(G))L(\mathscr{T}_{d}(G_{*})). What makes this result somewhat curious is that the Higman–Thompson group factors L(Fd)L(F_{d}), L(Td)L(T_{d}), and L(Vd)L(V_{d}) cannot contain a Cartan subalgebra arising from an abelian subgroup. Indeed, if HGH\leq G is an inclusion of countable groups, then L(H)L(H) is a Cartan subalgebra of L(G)L(G) if and only if HH is a normal abelian subgroup of GG such that {h1gh:hH}\{h^{-1}gh:h\in H\} is infinite for every gGHg\in G\setminus H. Hence, in order for L(H)L(H) to yield a Cartan subalgebra, minimally, the subgroup has to be normal and abelian. Any normal subgroup of FdF_{d} necessarily contains [Fd,Fd][F_{d},F_{d}] and is therefore non-abelian. As for the Higman–Thompson group factors L(Td)L(T_{d}) and L(Vd)L(V_{d}), the story is somewhat similar. When dd is even, both TdT_{d} and VdV_{d} are simple so, a fortori, they have no normal abelian subgroups; whereas when dd is odd, their respective commutator subgroups are simple and of index 22 (i.e., TdT_{d} and VdV_{d} are virtually simple), and in this case any infinite, normal subgroup of either TdT_{d} or VdV_{d} must contain the commutator subgroup and hence be non-abelian. This shows that none of the Higman–Thompson groups contain a subgroup giving rise to a Cartan subalgebra, yet, as we shall see, it is rather easy to produce Thompson-like groups with a subgroup giving rise to a Cartan subalgebra.

Acknowledgements

The author is indebted to Jon Bannon and Matthew Zaremsky for helpful discussions: to Jon Bannon for his help on the general theory of von Neumann algebras and recommending various avenues to explore; and to Matthew Zaremsky for his input on some of the technical aspects of dd-ary cloning systems and helping tidy up some of the proofs.

1. Brief Detour into von Neumann Algebras

1.1. Basic Theory and Constructions

Although this section is intended to be a relatively self-contained treatment of von Neumann algebras, for a excellent general reference overview we refer to Popa’s ICM survey (see [Pop07]), and for a more detailed introduction we refer to his book [AP18] with Anantharaman.

A von Neumann algebra is a *-subalgebra of bounded linear operators on some Hilbert space which is closed in the strong (equivalently, weak) operator topology. Arguably, the most well-studied and beloved von Neumann algebras arise from a group together with a unitary representation (e.g., the left-regular representation, the most natural unitary representation one can single out) or groups acting on measure spaces or other von Neumann algebras. When we have a group acting on a von Neumann algebra, we can form the so-called crossed product von Neumann algebra. Let us recall the basics of this construction. Throughout this paper, GG will almost exclusively denote a countable, discrete group. An action of GG on a von Neumann algebra MM, which we will assume acts on a separable Hilbert space \mathcal{H}, is a homomorphism σ:GAut(M)\sigma:G\to\text{Aut}(M) of GG to the group Aut(M)\text{Aut}(M) of (normal) *-automorphisms of MM. Consider the Hilbert space 2(G,)\ell^{2}(G,\mathcal{H}) defined as follow:

2(G,):={ψ:G:gGψ(g)2<}\ell^{2}(G,\mathcal{H}):=\{\psi:G\to\mathcal{H}:\sum_{g\in G}\left\|\psi(g)\right\|_{\mathcal{H}}^{2}<\infty\}

equipped with the inner product

ψ,ϕ2(G,):=gGψ(g),ϕ(g)\langle\psi,\phi\rangle_{\ell^{2}(G,\mathcal{H})}:=\sum_{g\in G}\langle\psi(g),\phi(g)\rangle_{\mathcal{H}}

where the inner product ,\langle,\rangle_{\mathcal{H}} on the right-hand side comes from the Hilbert space \mathcal{H}, and \left\|~{}\right\|_{\mathcal{H}} denotes the norm on \mathcal{H} induced by this inner product. Define λ:GB(2(G,))\lambda:G\to B(\ell^{2}(G,\mathcal{H})) and π:MB(2(G,))\pi:M\to B(\ell^{2}(G,\mathcal{H})) by

(λ(g)ψ)(h)\displaystyle(\lambda(g)\psi)(h) =ψ(g1h)\displaystyle=\psi(g^{-1}h)
(π(x)ψ)(h)\displaystyle(\pi(x)\psi)(h) =σh1(x)ψ(h)\displaystyle=\sigma_{h^{-1}}(x)\psi(h)

for g,hGg,h\in G, xMx\in M, and ψ2(G,)\psi\in\ell^{2}(G,\mathcal{H}). One can easily verify that the former is a faithful unitary representation of GG while the latter is a faithful normal *-homomorphism, and that the commutation relation

λ(g)π(x)λ(g)=π(σg(x))\lambda(g)\pi(x)\lambda(g)^{*}=\pi(\sigma_{g}(x))

must hold, where xMx\in M and gGg\in G. Putting this together, the crossed product von Neumann algebra of GG acting on MM, denoted by MσGM\rtimes_{\sigma}G, is defined to be the von Neumann subalgebra of B(2(G,))B(\ell^{2}(G,\mathcal{H})) generated by π(M)\pi(M) and π(G)\pi(G); that is, form MσGM\rtimes_{\sigma}G by first forming the *-algebra generated by π(M)\pi(M) and λ(G)\lambda(G) and then taking the weak or stong operator topology closure. We note that the *-isomorphism class of MσGM\rtimes_{\sigma}G is independent of the choice of separable Hilbert space \mathcal{H} on which we represent MM. At times we may omit the action σ\sigma from the notation when the context is clear and simply write MGM\rtimes G.

If M=M=\mathbb{C} with GG acting trivially, we obtain the so-called group von Neumann algebra of GG, denoted as L(G)L(G). If our group is given by a semi-direct product NσHN\rtimes_{\sigma}H, then when we form the group von Neumann algebra of it, the semi-direct product translates into a crossed product von Neumann algebra. That is,

L(NσH)L(N)σ^H,L(N\rtimes_{\sigma}H)\cong L(N)\rtimes_{\widehat{\sigma}}H,

where σ^\widehat{\sigma} denotes the action of HH on L(N)L(N) induced from the action σ\sigma of HH on NN.

1.2. Factors

Factor von Neumann algebras, those von Neumann algebras whose center consists only of scalar multiples of the identity, are the simple objects among von Neumann algebras and are therefore expectedly important in the theory. Indeed, all von Neumann algebras can be decomposed as a direct integral of factors. The theory reduces even further to so-called type II1\operatorname{II}_{1} factors, meaning they essentially represent the final frontier in the classification of von Neumann algebras. Factors of type II1\operatorname{II}_{1} are infinite-dimensional factors which admit a normal, finite, faithful, normalized trace τ\tau. Hence, it is helpful to know when a general procedure for constructing von Neumann algebras, such as the crossed product construction, yields a type II1\operatorname{II}_{1} factor.

For crossed product von Neumann algebras, we have some nice standard criteria for when the crossed product is a type II1\operatorname{II}_{1} factor in terms of the way by which the group acts. Before we can state these criteria, though, let us recall two important ways a group can act on a von Neumann algebra. If σ\sigma is an action of group GG on a von Neumann algebra MM, then the action σ\sigma of GG on MM is said to be ergodic provided MG=1M^{G}=\mathbb{C}1, where

MG:={xM:σg(x)=xgG}M^{G}:=\{x\in M:\sigma_{g}(x)=x~{}\forall g\in G\}

is the fixed-point subalgebra associated to the action. The action is said to be free provided the automorphism σg\sigma_{g} is properly outer for every non-trivial element gGg\in G, which means that if xMx\in M with xy=σg(y)xxy=\sigma_{g}(y)x for all yMy\in M, it follows that x=0x=0. With these definitions in mind, we have the following standard criteria from [AP18]:

Citation 1.1.

Let (M,τ)(M,\tau) be a tracial von Neumann algebra and σ\sigma a trace-preserving action of a group GG on MM. Then:

  1. (1)

    M(MσG)=Z(M)M^{\prime}\cap(M\rtimes_{\sigma}G)=Z(M) if and only if the action is free.

  2. (2)

    Assuming that the action is free, then MσGM\rtimes_{\sigma}G is a factor (and hence a type II1\operatorname{II}_{1} factor) if and only if the action of GG on Z(M)Z(M) is ergodic.

If in addition GG is an ICC group, then:

  1. (1)

    L(G)(MσG)=MGL(G)^{\prime}\cap(M\rtimes_{\sigma}G)=M^{G}, and

  2. (2)

    MGM\rtimes G is a factor (and hence a type II1\operatorname{II}_{1} factor) if and only if the GG-action on Z(M)Z(M) is ergodic.

1.3. Normalizers, Irreducibility, Singularity, and the Weak Asymptotic Homomorphism Property

Given an inclusion of von Neumann algebras NMN\subseteq M, we can associate a certain group of unitaries in MM which stabilize the von Neumann subalgebra NN under the conjugation action:

𝒩M(N):={u𝒰(M)uNu=N}\mathcal{N}_{M}(N):=\{u\in\mathcal{U}(M)\mid u^{*}Nu=N\}

Naturally, this is called the normalizer of NN in MM, which contains 𝒰(N)\mathcal{U}(N), the group of all unitary elements in NN, as a normal subgroup. The normalizer of NN generates a von Neumann algebra, first by forming the *-algebra generated by the normalizer and then taking the weak (or strong) operator closure or the bicommutant, and the subalgebra NN can be classified in terms of the von Neumann algebra its normalizer generates. If the normalizer generates NN, then NN is said to be singular; if it generates a proper subalgebra of MM other than NN, then NN is said to be semi-regular; and, finally, if the normalizer generates MM, then NN is said to be regular.

Now for some terminological conventions. If HGH\leq G is an inclusion of groups, then we say that HH is self-normalizing in GG if the normalizer of HH in GG is “trivial;” i.e., if 𝒩G(H)=H\mathcal{N}_{G}(H)=H. Similarly, if NMN\subseteq M is an inclusion of von Neumann algebras, then we say that NN is self-normalizing MM if the normalizer of NN in MM is “trivial;” i.e., if 𝒩M(N)=𝒰(N)\mathcal{N}_{M}(N)=\mathcal{U}(N).

In addition to looking at normalizers, we can look at one-sided normalizers. The one-sided normalizer of NN in MM is the semigroup defined to be

𝒪𝒩M(N)={u𝒰(M):uNuN},\mathcal{ON}_{M}(N)=\{u\in\mathcal{U}(M):u^{*}Nu\subseteq N\},

which contains the usual von Neumann algebra normalizer. Given an inclusion HGH\leq G of groups, we can similarly define the the normalizer and one-sided normalizer of HH in GG which as denoted as 𝒩G(H)\mathcal{N}_{G}(H) and 𝒪𝒩G(H)\mathcal{ON}_{G}(H), respectively.

Let us now turn to the notion of irreducibility.

Definition 1.2 (Irreducible).

Let NMN\subseteq M be an inclusion of von Neumann algebras. We say that the inclusion is irreducible if NM=Z(N)N^{\prime}\cap M=Z(N).

Equivalently, NMN\subseteq M is irreducible if and only if the conjugation action of the unitary group 𝒰(N)\mathcal{U}(N) on MM is ergodic. For this reason, irreducible inclusions are also sometimes called ergodic inclusions or embeddings as in [Pop21]. With this definition of irreduciblity in mind, we can immediately rephrase Citation 1.1. First, the inclusion MMσGM\subseteq M\rtimes_{\sigma}G is irreducible if and only if the action is free. Second, if GG is an ICC group, then the inclusion L(G)MσGL(G)\subseteq M\rtimes_{\sigma}G is irreducible if and only if the action of GG on MM is ergodic.

Irreducible inclusions of von Neumann algebras are nice for a variety of reasons, but for our purposes they are desirable for the following reasons. First, irreducible inclusions are nice because they allow us to “upgrade” factoriality of a subfactor to the containing or ambient von Neumann algebra. As a matter of fact, it follows quite easily from this definition that if PP is an intermediate von Neumann algebra of NMN\subseteq M, then the inclusion PMP\subseteq M is also irreducible, and, moreover, if NN is a factor, then PP must also be a factor; in particular, MM must be a factor. Second, when the von Neumann algebras NMN\subseteq M are group von Neumann algebras arising from an inclusion of groups, the von Neumann algebra normalizer admits a nice description in terms of the group normalizer, and determining whether the von Neumann subalgebra NN is regular, semi-regular, or singular is somewhat easier (see Citation 1.4).

It turns out we have some nice group-theoretic characterizations for when the group von Neumann algebra is a factor (and hence a type II1\operatorname{II}_{1} factor) and when a group inclusion gives rise to an irreducible inclusion of von Neumann algebras. For factoriality of L(G)L(G), it is a standard, classical fact that L(G)L(G) is a factor if and only if GG is ICC, which means that the conjugacy class of any non-trivial element is infinite. Clearly, the property of being ICC is equivalent to the property that the only element with finite index centralizer is the identity. For irreducibility of an inclusion of group von Neumann algebras, we have the following from [SWW09] which in a sense generalizes the ICC condition:

Citation 1.3.

[SWW09, Lemma 6.1] Let HGH\leq G be an inclusion of countable, discrete groups. Then L(H)L(H) is irreducible in L(G)L(G) if and only if each gG{1}g\in G\setminus\{1\} has infinitely many HH-conjugates, meaning that the set {h1gh:hH}\{h^{-1}gh:h\in H\} is infinite.

Note that a non-trivial element gGg\in G having infinitely many HH-conjugates is equivalent to gg having infinite index centralizer in HH, and when H=GH=G we obtain the usual conditions for when L(G)L(G) is a type II1\operatorname{II}_{1} factor.

From [SWW09], we also have a theorem about computing the von Neumann algebra normalizer when we have an irreducible inclusion arising from a group inclusion. This says that the von Neumann algebra normalizer can be directly computed from the group normalizer.

Citation 1.4.

[SWW09, Theorem 6.2] Let HGH\leq G be an inclusion of countable discrete groups with GG ICC such that the inclusion L(H)L(G)L(H)\subseteq L(G) is irreducible. Then

  1. (1)

    𝒪𝒩L(G)(L(H))={uλg:u𝒰(L(G)) and g𝒪𝒩G(H)}\mathcal{ON}_{L(G)}(L(H))=\{u\lambda_{g}:u\in\mathcal{U}(L(G))\text{ and }g\in\mathcal{ON}_{G}(H)\}

  2. (2)

    𝒩L(G)(L(H))={uλgu𝒰(L(H)) and g𝒩G(H)}\mathcal{N}_{L(G)}(L(H))=\{u\lambda_{g}\mid u\in\mathcal{U}(L(H))\text{ and }g\in\mathcal{N}_{G}(H)\}

Note that if λ:G𝒰(2(G))\lambda:G\to\mathcal{U}(\ell^{2}(G)) denotes the left-regular representation of GG, defined on the canonical basis {δx}xG\{\delta_{x}\}_{x\in G} of 2(G)\ell^{2}(G) as λ(g)δx:=δgx\lambda(g)\delta_{x}:=\delta_{gx} for g,xGg,x\in G, then λg:=λ(g)\lambda_{g}:=\lambda(g) denotes the unitary element induced by gGg\in G. Roughly, this theorem states that the (one-sided) von Neumann algebra normalizers are made up of the (one-sided) group normalzers modulo a unitary from L(H)L(H). Clearly the right-hand side is always contained in the left-hand side, but in the irreducible case we never have a strict inclusion but rather we always have equality. Note, for example, that if HH is self-normalizing in GG, then the inclusion L(H)L(G)L(H)\subseteq L(G) is singular.

The last property we discuss in this section is the weak asymptotic homomorphism property. First, given a von Neumann algebra MM with a normal, finite, faithful, normalized trace τ\tau, we can form the 22-norm on MM defined by x2=τ(xx)\left\|x\right\|_{2}=\sqrt{\tau(x^{*}x)} for xMx\in M. For simplicity, in the future we will just refer to τ\tau as a trace. Also, as an aside, we mention that given this norm 2\left\|~{}\right\|_{2} on MM, we can form the space (,M)\ell^{\infty}(\mathbb{N},M) of all 2\left\|~{}\right\|_{2}-bounded sequences, which will be useful when stating the McDuff property and property Gamma in Section 1.4. With this in mind, the weak asymptotic homomorphism property is defined as follows.

Definition 1.5 (Weak Asymptotic Homomorphism Property).

Let MM be a von Neumann algebra with trace τ\tau and let NN be a von Neumann subalgebra. Then the inclusion NMN\subseteq M is said to satisfy the weak asymptotic homomorphism property (WAHP) provided there exists a net of unitaries {ui}iI\{u_{i}\}_{i\in I} in NN such that

limiEN(xuiy)EN(x)uiEN(y)2=0\lim_{i}\left\|E_{N}(xu_{i}y)-E_{N}(x)u_{i}E_{N}(y)\right\|_{2}=0

for every x,yMx,y\in M, where EN:MNE_{N}:M\to N denotes the unique, faithful, normal, trace preserving conditional expectation from MM onto NN.

As we noted in the introduction, proper finite index inclusions preclude the WAHP, meaning that if NMN\subseteq M is a proper finite index inclusion, then NMN\subseteq M cannot satisfy the WAHP (see [GW10]). The WAHP can also be rephrased in terms of the one-sided quasi-normalizer of NN in MM being “trivial,” and using this reformulation we can deduce two other easy consequences. The following comes from [FGS11].

Citation 1.6.

[FGS11, Theorem 3.1] Let MM be a von Neumann algebra with trace τ\tau and NN a von Neumann subalgebra. Then the following are equivalent:

  1. (1)

    The inclusion NMN\subseteq M satisfies the weak asymptotic homomorphism property.

  2. (2)

    If x,x1,,xnMx,x_{1},\dots,x_{n}\in M with Nxi=1nxiNNx\subseteq\sum_{i=1}^{n}x_{i}N, then xNx\in N.

An element xMx\in M for which there exist x1,,xnMx_{1},\dots,x_{n}\in M with Nxi=1nxiNNx\subseteq\sum_{i=1}^{n}x_{i}N is called a one-sided quasi-normalizer of NN, so the WAHP is equivalent saying that the one-sided quasi-normalizer of NN in MM is trivial. We let 𝒬𝒩M(1)(N)\mathcal{QN}^{(1)}_{M}(N) denote the set of one-sided quasi-normalizers, and we have the following relationship between the various types of normalizers:

𝒩M(N)𝒪𝒩M(N)𝒬𝒩M(1)(N).\mathcal{N}_{M}(N)\subseteq\mathcal{ON}_{M}(N)\subseteq\mathcal{QN}_{M}^{(1)}(N).

Using this formulation of the WAHP, we note that it is quite easy to see that if NMN\subseteq M is an inclusion of von Neumann algebras satisfying the WAHP, then the inclusion must also be singular. More than that, the one-sided normalizer of NN in MM must be trivial (i.e., 𝒪𝒩M(N)=𝒰(N)\mathcal{ON}_{M}(N)=\mathcal{U}(N)). Furthermore, it is quite easy to argue that if the inclusion NMN\subseteq M satisfies the WAHP, then the inclusion must also be irreducible. We note that Theorem 3.1 in [FGS11] is actually phrased in terms of the relative weak asymptotic homomorphism property, but Citation 1.6 is easily derived from it.

As Jolissaint notes in [Jol12a], the inclusion NMN\subseteq M satisfies the WAHP if and only if the inclusion NMN\subseteq M is weakly mixing, i.e., NN is a weakly mixing subalgebra of MM (see [Jol12a, Theorem 1.4]). This equivalence is also true of the relative versions of the WAHP and weak mixing involving triples of von Neumann algebras, but we do not explore the relative versions in this paper. For more details on the relative WAHP and relative weak mixing, we refer the interested reader to [Jol12a], [Jol12b], [FGS11], and [CFM13].

In the case of an inclusion of von Neumann algebras arising from a group inclusion, condition (2) in Citation 1.6 translates to a condition about covering a right coset with left cosets. More precisely, we have the following from [FGS11]:

Citation 1.7.

[FGS11, Corollary 5.4] Let HGH\leq G be an inclusion groups. Then the following are equivalent:

  1. (1)

    The inclusion L(H)L(G)L(H)\subseteq L(G) satisfies the weak asymptotic homomorphism property

  2. (2)

    If g,g1,,gnGg,g_{1},\dots,g_{n}\in G with Hgi=1ngiHHg\subseteq\bigcup_{i=1}^{n}g_{i}H, then gHg\in H.

Similar to what we said above, an element gGg\in G for which there are g1,,gnGg_{1},\dots,g_{n}\in G with Hgi=1ngiHHg\subseteq\bigcup_{i=1}^{n}g_{i}H is called a one-sided quasi-normalizer of HH. Later in the paper, we may say that an inclusion HGH\leq G of countable discrete groups satisfies the right coset covering condition or that the inclusion has the right coset covering property if condition (2) is satisfy, meaning that the inclusion L(H)L(G)L(H)\subseteq L(G) satisfies the WAHP if and only if the inclusion HGH\leq G satisfies the right coset covering condition or has the right coset covering property.

To summarize this subsection, we note that for an inclusion of tracial von Neumann algebras NMN\subseteq M, we have the NMN\subseteq M satisfying the WAHP implies that it is singular and that it is irreducible. In the course of this paper, we will see many examples where all the implications are strict. For an inclusion which is irreducible but does not satisfy the WAHP (or is even singular), see the Röver–Nekrashevych groups in Section 3.2, and for an inclusion which is singular but not does not satisfy the WAHP, see Section 4.

1.4. McDuff Factors, Property Gamma, and Inner Amenability

Although we are not going to explore the three properties mentioned in the title of this section in relation to dd-ary cloning systems in this paper as much as we did in [BZb], we do need them to state our results in that paper, particularly Citation 0.2, and then apply said results to prove that the Higman–Thompson groups FdF_{d} are McDuff for all d2d\geq 2 in Section 5. Let us now define the (relative) McDuff property.

Definition 1.8 ((Relative) McDuff Property).

A type II1\operatorname{II}_{1} factor MM is said to be McDuff provided MMRM\cong M\otimes R, where RR is the hyperfinite type II1\operatorname{II}_{1} factor. A pair of type II1\operatorname{II}_{1} factors NMN\subseteq M has the relative McDuff property provided that there is an isomorphism MMRM\to M\otimes R which restricts to an isomorphism NNRN\to N\otimes R.

Recall that RR can be constructed by forming the group von Neumann algebra of SS_{\infty} (or any countable amenable ICC group for that matter), although it has other manifestations. It turns out that the McDuff property can be equivalently phrased in terms of central sequences.

Definition 1.9 (Central Sequences).

Let MM be a type II1\operatorname{II}_{1} factor. A sequence (an)n(,M)(a_{n})_{n\in\mathbb{N}}\in\ell^{\infty}(\mathbb{N},M) is said to be central provided

limnxananx2=0\lim_{n\to\infty}\left\|xa_{n}-a_{n}x\right\|_{2}=0

for all xMx\in M. Two central sequences (an)n,(bn)n(,M)(a_{n})_{n\in\mathbb{N}},(b_{n})_{n\in\mathbb{N}}\in\ell^{\infty}(\mathbb{N},M) are said to be equivalent provided

limnanbn2=0\lim_{n\to\infty}\left\|a_{n}-b_{n}\right\|_{2}=0

Finally, a central sequence is trivial provided it is equivalent to a scalar sequence.

Remarkably, the mere existence of a pair of non-trivial, inequivalent central sequences in a type II1\operatorname{II}_{1} factor MM is equivalent to the existence of an isomorphism MMRM\to M\otimes R, i.e., equivalent to MM being McDuff (see [McD70]). A related classical invariant of type II1\operatorname{II}_{1} factors, which goes back to Murray and von Neumann, the founders of the theory of von Neumann algebras (see [MvN43]), is that of property Gamma.

Definition 1.10 (Property Gamma).

A type II1\operatorname{II}_{1} factor MM has property Gamma provided there exists a non-trivial central sequence.

Phrasing the McDuff property in terms of central sequences, it is clear that the McDuff property entails property Gamma. For an ICC group GG, a classical result of Effros says that if L(G)L(G) has property Gamma, then GG is inner amenable (see [Eff75]). Recall that a group GG is inner amenable if it admits a finitely additive, conjugation invariant probability measure on the set of subsets of G{e}G\setminus\{e\}. In summary, for a countable ICC group GG we have the following strict implications:

G amenableL(G) McDuffL(G) has Property GammaG inner amenable.G\text{ amenable}\Rightarrow L(G)\text{ McDuff}\Rightarrow L(G)\text{ has Property Gamma}\Rightarrow G\text{ inner amenable.}

The first implication is easily seen to be strict: let GG be the direct product of any amenable ICC group with 𝔽2\mathbb{F}_{2}, the free group on two generators. As for the second implication being strict, the group von Neumann algebras of some of the Baumslag-Solitar groups have property Gamma (see [Sta06] and [hb]). However, Fima proved in [Fim11] that they also yield prime factors and hence cannot be McDuff factors. Recall that a von Neumann algebra MM is said to be prime if whenever MM can be decomposed into a tensor product of von Neumann algebras, one of the tensor product factors must be finite dimensional. Finally, Vaes constructed an example in [Vae12] showing that the third implication is strict, an implication which was long thought to be an equivalence.

2. Introduction to dd-ary Cloning Systems

2.1. Basic Axioms and Properties of dd-ary Cloning Systems

In this section, we recall the basics of the dd-ary cloning system construction which produces Thompson-like groups. We also recall some important properties of dd-ary cloning systems and point out some examples. We now recall the definition of a dd-ary cloning system and its axioms.

Definition 2.1.

Let d2d\geq 2 be an integer and (Gn)n(G_{n})_{n\in\mathbb{N}} a sequence of groups. For each nn\in\mathbb{N}, let ρn:GnSn\rho_{n}:G_{n}\to S_{n} be a group homomorphism from GnG_{n} to the finite symmetric group SnS_{n}. For each 1kn1\leq k\leq n, let κkn:GnGn+d1\kappa_{k}^{n}:G_{n}\to G_{n+d-1} be an injective function (not necessarily a homomorphism). We write ρn\rho_{n} to the left of its input and κkn\kappa_{k}^{n} to the right of its input. We call the triple

((Gn)n,(ρn)n,(κkn)kn)((G_{n})_{n\in\mathbb{N}},(\rho_{n})_{n\in\mathbb{N}},(\kappa_{k}^{n})_{k\leq n})

a dd-ary cloning system if the following axioms hold:

  1. (C1)

    (Cloning a product) (gh)κkn=(g)κρn(h)kn(h)κkn(gh)\kappa_{k}^{n}=(g)\kappa_{\rho_{n}(h)k}^{n}(h)\kappa_{k}^{n}

  2. (C2)

    (Product of clonings) κnκkn+d1=κknκ+d1n+d1\kappa_{\ell}^{n}\circ\kappa_{k}^{n+d-1}=\kappa_{k}^{n}\circ\kappa_{\ell+d-1}^{n+d-1}

  3. (C3)

    (Compatibility) ρn+d1((g)κkn)(i)=(ρn(g))ςkn(i)\rho_{n+d-1}((g)\kappa_{k}^{n})(i)=(\rho_{n}(g))\varsigma_{k}^{n}(i) for all ik,k+1,,k+d1i\neq k,k+1,\dots,k+d-1.

Here we always have 1k<n1\leq k<\ell\leq n and g,hGng,h\in G_{n}, and the maps ςkn:SnSn+d1\varsigma_{k}^{n}:S_{n}\to S_{n+d-1} denote the so-called standard dd-ary cloning maps on the finite symmetric groups (Sn)n(S_{n})_{n\in\mathbb{N}}, which we will momentarily explain. We call the group homomorphism ρn:GnSn\rho_{n}:G_{n}\to S_{n} a representation map for every nn\in\mathbb{N} and the injective function κkn:GnGn+d1\kappa_{k}^{n}:G_{n}\to G_{n+d-1} a dd-ary cloning map for all 1kn1\leq k\leq n.

Given a dd-ary cloning system ((Gn)n,(ρn)n,(κkn)kn)((G_{n})_{n\in\mathbb{N}},(\rho_{n})_{n\in\mathbb{N}},(\kappa_{k}^{n})_{k\leq n}), we obtain a Thompson-like group, denoted as 𝒯d(G)\mathscr{T}_{d}(G_{*}). When d=2d=2, we simply write 𝒯(G)\mathscr{T}(G_{*}) for 𝒯2(G)\mathscr{T}_{2}(G_{*}). Sometimes we may say that the maps ((ρn)n,(κkn)kn)((\rho_{n})_{n\in\mathbb{N}},(\kappa_{k}^{n})_{k\leq n}) “form” a dd-ary cloning system on the sequence of groups (Gn)n(G_{n})_{n\in\mathbb{N}} or that the sequence of groups (Gn)n(G_{n})_{n\in\mathbb{N}} is “equipped” with the dd-ary cloning system ((ρn)n,(κkn)kn)((\rho_{n})_{n\in\mathbb{N}},(\kappa_{k}^{n})_{k\leq n}) (as we already did in the introduction), which emphasizes the fact that a given sequence of groups may admit a variety of dd-ary cloning systems, which we will see is certainly the case in Section 2.2.

Before we recall the construction of the Thompson-like group 𝒯d(G)\mathscr{T}_{d}(G_{*}) arising from the dd-ary cloning system ((Gn)n,(ρn)n,(κkn)kn)((G_{n})_{n\in\mathbb{N}},(\rho_{n})_{n\in\mathbb{N}},(\kappa_{k}^{n})_{k\leq n}), a few remarks are in order concerning the dd-ary cloning system axioms. Although the dd-ary cloning maps are not homomorphisms, axiom (C1) says that they are twisted homomorphisms with the twisting given by the representation maps ρn\rho_{n} (i.e., the action of each GnG_{n} on {1,,n}\{1,\dots,n\}). As for axiom (C2), this axiom tells us that the dd-ary cloning maps satisfy certain commutation relations which essentially mirror the relations in the infinite presentation of the Higman–Thompson group FdF_{d}:

Fd=x0,x1,x2,xxk=xkx+d1,k<.F_{d}=\langle x_{0},x_{1},x_{2},\dots\mid x_{\ell}x_{k}=x_{k}x_{\ell+d-1},k<\ell\rangle.

Finally, axiom (C3) essentially says that the dd-ary cloning maps (κkn)kn(\kappa_{k}^{n})_{k\leq n} on (Gn)n(G_{n})_{n\in\mathbb{N}} have to be compatible with the standard dd-ary cloning maps (ςkn)kn(\varsigma_{k}^{n})_{k\leq n} on the symmetric groups (Sn)n(S_{n})_{n\in\mathbb{N}} in the sense that the two permutations ρn+d1((g)κkn)\rho_{n+d-1}((g)\kappa_{k}^{n}) and (ρn(g))ςkn(\rho_{n}(g))\varsigma_{k}^{n} have to agree almost everywhere on {1,,n}\{1,\dots,n\} for every gGng\in G_{n} and every nn\in\mathbb{N}. It turns out that in many important and canonical examples (e.g., Higman–Thompson groups and their braided variants) these two permutations will actually agree everywhere (see Section 2.2), but for the dd-ary cloning system construction to produce a group with a well-defined binary operation it is not necessary that they agree everywhere.

Let us now recall the construction of the group 𝒯d(G)\mathscr{T}_{d}(G_{*}). By a dd-ary tree we mean a finite rooted tree in which each non-leaf vertex has dd children, and a dd-ary caret is a dd-ary tree with dd leaves. A leaf is any vertex with no outgoing edges, which have to exist since we are considering finite trees. For the sake of convenience, we may sometimes say “tree” instead of “dd-ary tree” when there is no risk of confusion. If TT is any dd-ary tree, we let n(T)n(T) denote the number of leaves of TT. Given a dd-ary tree TT, let us call an expansion of TT the result of gluing the root of a dd-ary caret to one of its n(T)n(T) leaves, and then recursively extend the definition of extension to mean the result adding dd-ary carets to its leaves an arbitrary but finite number of times. Recursively extending the notion of expansion allows us to essentially “add” whole dd-ary trees to any leaf of TT by gluing the root of the given dd-ary tree to the desired leaf of TT.

Let ((Gn)n,(ρn)n,(κkn)kn)((G_{n})_{n\in\mathbb{N}},(\rho_{n})_{n\in\mathbb{N}},(\kappa_{k}^{n})_{k\leq n}) be a dd-ary cloning system. Elements of 𝒯d(G)\mathscr{T}_{d}(G_{*}) are equivalence classes represented by a triple (T,g,U)(T,g,U), where TT and UU are dd-ary trees with the same number of leaves, say nn\in\mathbb{N}, and gg is an element of GnG_{n}. Let us now explain the equivalence relation which gives rise to such equivalence classes (i.e., elements of 𝒯d(G)\mathscr{T}_{d}(G_{*})). Given a triple (T,g,U)(T,g,U), an expansion of it is a triple of the form (Tρn(g)(k),(g)κkn,Uk)(T_{\rho_{n}(g)(k)},(g)\kappa_{k}^{n},U_{k}), where UkU_{k} is obtained from UU by adding a dd-ary caret to the kk-th leaf and Tρn(g)(k)T_{\rho_{n}(g)(k)} is obtained from TT by adding a dd-ary caret to the ρn(g)(k)\rho_{n}(g)(k)-th leaf. The equivalence relation on these triples is defined to be the symmetric and transitive closure of the expansions. Hence, roughly, two triples are equivalent if they differ by some finite sequence of expansions and reductions, where a reduction is simply a reverse expansion. We write [T,g,U][T,g,U] for the equivalence class of (T,g,U)(T,g,U), which are the elements of 𝒯d(G)\mathscr{T}_{d}(G_{*}).

We have described what the elements of 𝒯d(G)\mathscr{T}_{d}(G_{*}) look like, but in order for this to form a group we must equip it with a binary operation. There is in fact a very natural binary operation on 𝒯d(G)\mathscr{T}_{d}(G_{*}) and here is how to define it. Given any two elements [T,g,U][T,g,U] and [V,h,W][V,h,W] in 𝒯d(G)\mathscr{T}_{d}(G_{*}), up to expansion we can assume U=VU=V, because any pair (or even finite collection) of dd-ary trees have a common expansion obtainable from either of them by adding the appropriate number of dd-ary carets to the appropriate leaves (e.g., the their “union” is a common expansion). Now, multiplication of these two elements of 𝒯d(G)\mathscr{T}_{d}(G_{*}) is given by cancelling out the common tree and multiplying the group elements; i.e.,,

[T,g,U][U,h,W]:=[T,gh,W].[T,g,U][U,h,W]:=[T,gh,W].

The dd-ary cloning axioms guarantee that this is a well-defined group operation. The identity is [T,1,T][T,1,T] for any dd-ary tree TT, and group inversion is given by

[T,g,U]1=[U,g1,T].[T,g,U]^{-1}=[U,g^{-1},T].

As we alluded to in the introduction, we said that the group 𝒯d(G)\mathscr{T}_{d}(G_{*}) can be regarded as a sort of Thompson-esque limit of the sequence of groups (Gn)n(G_{n})_{n\in\mathbb{N}}, and as such it should contain copies of the groups GnG_{n} in the limit, as is the case with most limit constructions. Indeed, given any dd-ary tree TT, we can define

GT:={[T,g,T]:gGn(T)}G_{T}:=\{[T,g,T]:g\in G_{n(T)}\}

which is easily verified to be a subgroup of 𝒯d(G)\mathscr{T}_{d}(G_{*}). Then g[T,g,T]g\mapsto[T,g,T] defines a group embedding of Gn(T)G_{n(T)} into 𝒯d(G)\mathscr{T}_{d}(G_{*}) whose image is GTG_{T}.

If ((Gn)n,(ρn)n,(κkn)kn)((G_{n})_{n\in\mathbb{N}},(\rho_{n})_{n\in\mathbb{N}},(\kappa_{k}^{n})_{k\leq n}) is any dd-ary cloning system and (Hn)n(H_{n})_{n\in\mathbb{N}} is a sequence of subgroups such that the dd-ary cloning system is “compatible” with the sequence (Hn)n(H_{n})_{n\in\mathbb{N}}, in the sense that (Hn)κknHn+d1(H_{n})\kappa_{k}^{n}\subseteq H_{n+d-1} for all nn\in\mathbb{N} and 1kn1\leq k\leq n, then the dd-ary cloning system on (Gn)n(G_{n})_{n\in\mathbb{N}} can be “restricted” to form a dd-ary cloning system on (Hn)n(H_{n})_{n\in\mathbb{N}}. I.e., we obtain representation maps and dd-ary cloning maps ρn\rho_{n}^{\prime} and (κkn)(\kappa_{k}^{n})^{\prime}, respectively, on (Hn)n(H_{n})_{n\in\mathbb{N}} by restricting ρn\rho_{n} and κkn\kappa_{k}^{n}, respectively, and obtain a dd-ary cloning system ((Hn)n,(ρn)n,((κkn))kk)((H_{n})_{n\in\mathbb{N}},(\rho_{n}^{\prime})_{n\in\mathbb{N}},((\kappa_{k}^{n})^{\prime})_{k\leq k}) called a dd-ary cloning subsystem of ((Gn)n,(ρn)n,(κkn)kn)((G_{n})_{n\in\mathbb{N}},(\rho_{n})_{n\in\mathbb{N}},(\kappa_{k}^{n})_{k\leq n}). The resulting Thompson-like group 𝒯d(H)\mathscr{T}_{d}(H_{*}) is a subgroup of 𝒯d(G)\mathscr{T}_{d}(G_{*}), which is ensured by the fact that the HnH_{n} are stable under applying the dd-ary cloning maps.

Before we proceed any further, let us explain the standard dd-ary cloning maps ςkn:SnSn+d1\varsigma_{k}^{n}:S_{n}\to S_{n+d-1} on the sequence of finite symmetric groups referenced in the cloning axioms, and the Thompson-like group which results from them. Given σSn\sigma\in S_{n} a bijection of {1,,n}\{1,\dots,n\}, it can be represented as a diagram of arrows from one copy of {1,,n}\{1,\dots,n\} up to a second copy with an arrow drawn from ii to σ(i)\sigma(i) for i=1,,ni=1,\dots,n. Then (σ)ςkn(\sigma)\varsigma_{k}^{n}, viewed in the same way as σ\sigma, is the diagram of arrows from {1,,n,n+1,,n+d1}\{1,\dots,n,n+1,\dots,n+d-1\} up to a second copy of itself by taking the kk-th arrow and replacing it by dd parallel arrows. See Figure 1 for an example, and for the rigorous, technical definition we refer to [SZ21, Example 2.2]. Although somewhat tedious, it is not difficult to verify that ((Sn)n,(idSn)n,(ςkn)kn)((S_{n})_{n\in\mathbb{N}},(\text{id}_{S_{n}})_{n\in\mathbb{N}},(\varsigma_{k}^{n})_{k\leq n}) forms a dd-ary cloning system and that the resulting Thompson-like group is the Higman–Thompson group Vd=𝒯d(S)V_{d}=\mathscr{T}_{d}(S_{*}). Since the subgroups (12n)Sn\langle(1~{}2~{}\cdots~{}n)\rangle\leq S_{n} are stable under these dd-ary cloning maps, we can restrict the standard dd-ary cloning system on (Sn)n(S_{n})_{n\in\mathbb{N}} to ((12n))n(\langle(1~{}2~{}\cdots~{}n)\rangle)_{n\in\mathbb{N}} with the resulting Thompson-like group being the Higman–Thompson group Td=𝒯d((12))T_{d}=\mathscr{T}_{d}(\langle(1~{}2~{}\cdots~{}*)\rangle). Finally when restricted to the trivial subgroup, the resulting Thompson-like group is the Higman–Thompson group Fd=𝒯d({1})F_{d}=\mathscr{T}_{d}(\{1\}).

ς33\stackrel{{\scriptstyle\varsigma_{3}^{3}}}{{\longrightarrow}}11112222333311112222333344445555
Figure 1. An example of 33-ary cloning in the symmetric groups. Here we see that (123)ς33=(14253)(1~{}2~{}3)\varsigma_{3}^{3}=(1~{}4~{}2~{}5~{}3). The arrow getting “cloned” is dashed, as are the three arrows resulting from the cloning.

It is easy to deduce from the “cloning a product” axiom that (1)κkn=1(1)\kappa_{k}^{n}=1 for all 1kn1\leq k\leq n and all nn\in\mathbb{N}, so any expansion of a triple of the form (T,1,U)(T,1,U) will be of the form (T,1,U)(T^{\prime},1,U^{\prime}) for some dd-ary trees TT^{\prime} and UU^{\prime}. This entails that the set of all elements of the form [T,1,U][T,1,U] defines a subgroup of 𝒯d(G)\mathscr{T}_{d}(G_{*}) for any dd-ary cloning system ((Gn)n,(ρn)n,(κkn)kn)((G_{n})_{n\in\mathbb{N}},(\rho_{n})_{n\in\mathbb{N}},(\kappa_{k}^{n})_{k\leq n}) and is in fact the canonical copy of FdF_{d} inside the Thompson-like group 𝒯d(G)\mathscr{T}_{d}(G_{*}). Typically, we will write [T,U][T,U] instead of [T,1,U][T,1,U] out of convenience.

2.2. Fully Compatible and (Slightly) Pure

Although in the compatibility axiom (C2) the two permutations ρn+d1((g)κkn)\rho_{n+d-1}((g)\kappa_{k}^{n}) and (ρn(g))ςkn(\rho_{n}(g))\varsigma_{k}^{n} are not required to agree everywhere on {1,2,,n}\{1,2,\dots,n\} for every nn\in\mathbb{N} and every gGng\in G_{n}, it turns out that in many natural examples (particularly, those which motivated the introduction of cloning systems) the two permutations do in fact agree everywhere, and when they do agree everywhere this leads to some nice properties. We note that there are some natural examples where these permutations do not equal each other for every gGng\in G_{n} and every nn\in\mathbb{N}. For example, the dd-ary cloning systems giving rise to the Röver–Nekrashevych groups are almost never fully compatible. However, since there are so many examples where the two permutations agree everywhere, let us encode this phenomenon into the following definition.

Definition 2.2.

Call a dd-ary cloning system ((Gn)n,(ρn)n,(κkn)kn)((G_{n})_{n\in\mathbb{N}},(\rho_{n})_{n\in\mathbb{N}},(\kappa_{k}^{n})_{k\leq n}) fully compatible if ρn+d1((g)κkn)(i)=(ρn(g))ςkn(i)\rho_{n+d-1}((g)\kappa_{k}^{n})(i)=(\rho_{n}(g))\varsigma_{k}^{n}(i) for all 1kn1\leq k\leq n and all 1in+d11\leq i\leq n+d-1 even when i=k,k+1,,k+d1i=k,k+1,\dots,k+d-1, or, more simply, we have the commutation relation ςknρn=ρn+d1κkn\varsigma_{k}^{n}\circ\rho_{n}=\rho_{n+d-1}\circ\kappa_{k}^{n} of the representation maps (the action) and the dd-ary cloning maps for all 1kn1\leq k\leq n and nn\in\mathbb{N}.

Trivially, the standard dd-ary cloning system on (Sn)n(S_{n})_{n\in\mathbb{N}} giving rise to VdV_{d} is fully compatible. For another example, the standard dd-ary cloning system on the braid groups (Bn)n(B_{n})_{n\in\mathbb{N}} is fully compatible, and this dd-ary cloning system gives rise to the braided Higman–Thompson group bVd:=𝒯d(B)bV_{d}:=\mathscr{T}_{d}(B_{*}). Let us explain the standard dd-ary cloning system on the braid groups. First, given a braid bBnb\in B_{n}, we can number the bottom and top of the strands from left to right with {1,2,,n}\{1,2,\dots,n\}. The representation maps BnSnB_{n}\to S_{n} are the standard projections tracking the number where a given strand of bb starts and ends. As for the dd-ary cloning maps on (Bn)n(B_{n})_{n\in\mathbb{N}}, κkn:BnBn+d1\kappa_{k}^{n}:B_{n}\to B_{n+d-1} sends bBnb\in B_{n} to the braid (b)κkn(b)\kappa_{k}^{n} of Bn+d1B_{n+d-1} obtained by replacing the kk-th strand with dd parallel strands having the same crossing type. As we stated, this forms a fully compatible dd-ary cloning system on braid groups (Bn)n(B_{n})_{n\in\mathbb{N}}. See Figure 2 for an example of an expansion of a triple representing an element in bV=bV2bV=bV_{2}.

\longrightarrow
Figure 2. An example of an expansion using the standard 22-ary cloning system defined on the braid groups (Bn)n(B_{n})_{n\in\mathbb{N}}. We represent (T,b,T+)(T_{-},b,T_{+}) by drawing T+T_{+} upside-down and below TT_{-}, connecting the leaves of TT_{-} and T+T_{+} with the strands of braid the bb. Since these pictures differ by an expansion, they represent the same element of bV=𝒯(B)bV=\mathscr{T}(B_{*}).

Let us now explore some basic properties of fully compatible dd-ary cloning systems. For such dd-ary cloning systems, it is not too difficult to see that if gker(ρn)g\in\ker(\rho_{n}), then (g)κknker(ρn+d1)(g)\kappa_{k}^{n}\in\ker(\rho_{n+d-1}) for any 1kn1\leq k\leq n and nn\in\mathbb{N}. In particular, given a triple of the form (T,g,T)(T,g,T) for some dd-ary tree TT and gker(ρn(T))g\in\ker(\rho_{n(T)}), it follows from this observation that any expansion of (T,g,T)(T,g,T) must be of the form (Tk,(g)κkn(T),Tk)(T_{k},(g)\kappa_{k}^{n(T)},T_{k}) for some 1kn(T)1\leq k\leq n(T), which is clearly of the same form as (T,g,T)(T,g,T). Note, TkT_{k} denotes the dd-ary tree obtained from TT by adding a dd-ary caret to kk-th leaf of TT. This shows that

𝒦d(G):={[T,g,T]:gker(ρn(T))}\mathscr{K}_{d}(G_{*}):=\{[T,g,T]:g\in\ker(\rho_{n(T)})\}

is a subgroup of 𝒯d(G)\mathscr{T}_{d}(G_{*}), and in fact it is a normal subgroup of 𝒯d(G)\mathscr{T}_{d}(G_{*}). If TT is any dd-ary tree and KTK_{T} is defined to be the kernel of the map from GTSn(T)G_{T}\to S_{n(T)} given by [T,g,T]ρn(T)(g)[T,g,T]\mapsto\rho_{n(T)}(g), which is well-defined since we are assuming the dd-ary cloning system is fully compatible, then it is clear that 𝒦d(G)\mathscr{K}_{d}(G_{*}) is a directed union of the subgroups KTK_{T} as TT varies over all dd-ary trees. For fully compatible dd-ary cloning systems, we have a natural group homomorphism π:𝒯d(G)Vd\pi:\mathscr{T}_{d}(G_{*})\to V_{d} and in fact 𝒦d(G)\mathscr{K}_{d}(G_{*}) is the kernel of the homomorphism. We have the following lemma to record these facts about π\pi and 𝒦d(G)\mathscr{K}_{d}(G_{*}), the proof of which can be found in [WZ18, Lemma 3.2] (at least, the proof of the d=2d=2 case which easily generalizes to the d>2d>2 case).

Lemma 2.3 (Map to VdV_{d}).

Given a fully compatible dd-ary cloning system
((Gn)n,(ρn)n,(κkn)kn)((G_{n})_{n\in\mathbb{N}},(\rho_{n})_{n\in\mathbb{N}},(\kappa_{k}^{n})_{k\leq n}), there is a homomorphism π:𝒯d(G)Vd\pi:\mathscr{T}_{d}(G_{*})\to V_{d} given by

[T,g,U][T,ρn(T)(g),U],[T,g,U]\mapsto[T,\rho_{n(T)}(g),U],

where the kernel is 𝒦d(G)\mathscr{K}_{d}(G_{*}) and the image is some group WdW_{d} with FdWdVdF_{d}\leq W_{d}\leq V_{d}. As a matter of fact, we have a short exact sequence

1𝒦d(G)𝒯d(G)𝜋Wd1.1\xrightarrow{}\mathscr{K}_{d}(G_{*})\xrightarrow{}\mathscr{T}_{d}(G_{*})\xrightarrow{\pi}W_{d}\xrightarrow{}1.

The fact that we have a short exact sequence means that when we form the group von Neumann algebra of 𝒯d(G)\mathscr{T}_{d}(G_{*}), we get the twisted crossed product decomposition of L(𝒯d(G))L(\mathscr{T}_{d}(G_{*})) as

L(𝒯d(G))L(𝒦d(G))(σ,v)WdL(\mathscr{T}_{d}(G_{*}))\cong L(\mathscr{K}_{d}(G_{*}))\rtimes_{(\sigma,v)}W_{d}

for some coycle action (σ,v)(\sigma,v). Although we will not use this fact in this paper, it is worth recording nonetheless.

A very important subclass of fully compatible dd-ary cloning systems is the class of so-called pure dd-ary cloning systems:

Definition 2.4.

Call a dd-ary cloning system ((Gn)n,(ρn)n,(κkn)kn)((G_{n})_{n\in\mathbb{N}},(\rho_{n})_{n\in\mathbb{N}},(\kappa_{k}^{n})_{k\leq n}) pure provided all the representation maps ρn\rho_{n} are trivial; i.e., ρn(g)\rho_{n}(g) is the identity permutation on {1,,n}\{1,\dots,n\} for every gGng\in G_{n} and every nn\in\mathbb{N}.

For pure dd-ary cloning systems, it is clear that the cloning maps comprising the dd-ary cloning system must actually be injective group homomorphisms (this follows immediately from axiom (C1)), the image of π\pi is FdF_{d}, and the short exact sequence splits, so we get the following internal semi-direct product decomposition:

𝒯d(G)=𝒦d(G)Fd.\mathscr{T}_{d}(G_{*})=\mathscr{K}_{d}(G_{*})\rtimes F_{d}.

Informally, we will regard Thompson-like groups arising from pure dd-ary cloning systems as “FF-like”, as they are split extensions of FdF_{d}. On the other hand, those arising from dd-ary cloning systems in which the representation maps ρn:GnSn\rho_{n}:G_{n}\to S_{n} are surjective for every nn\in\mathbb{N} are regarded as “VV-like”. Indeed, in the case when the representation maps ρn\rho_{n} are surjective and the dd-ary cloning system is fully compatible, it is easy to see that the image of π\pi is VdV_{d}, meaning 𝒯d(G)\mathscr{T}_{d}(G_{*}) is a group extension of VdV_{d}.

If ((Gn)n,(ρn)n,(κkn)kn)((G_{n})_{n\in\mathbb{N}},(\rho_{n})_{n\in\mathbb{N}},(\kappa_{k}^{n})_{k\leq n}) is any fully compatible dd-ary cloning system, then the fully compatible assumption insures that (kerρn)κknkerρn+d1(\ker\rho_{n})\kappa_{k}^{n}\subseteq\ker\rho_{n+d-1} as we already noted above. Since the kernels are stable under the dd-ary cloning maps, this entails that the dd-ary cloning system on (Gn)n(G_{n})_{n\in\mathbb{N}} can be restricted to the sequence of subgroups (kerρn)n(\ker\rho_{n})_{n\in\mathbb{N}} and clearly this dd-ary cloning system is pure. Hence, given any fully compatible dd-ary cloning system, we can form a pure dd-ary cloning system ((kerρn)n,(ρn)n,(κkn)kn)((\ker\rho_{n})_{n\in\mathbb{N}},(\rho_{n})_{n\in\mathbb{N}},(\kappa_{k}^{n})_{k\leq n}) which one might call the “maximal pure cloning subsystem” associated to the fully compatible dd-ary cloning system ((Gn)n,(ρn)n,(κkn)kn)((G_{n})_{n\in\mathbb{N}},(\rho_{n})_{n\in\mathbb{N}},(\kappa_{k}^{n})_{k\leq n}). For example, the kernels of the representation maps of the standard dd-ary cloning system on the braid groups (Bn)n(B_{n})_{n\in\mathbb{N}} are the pure braid groups (PBn)n(PB_{n})_{n\in\mathbb{N}}, and the resulting group formed by restricting this dd-ary cloning system to (PBn)n(PB_{n})_{n\in\mathbb{N}} is the pure braided Higman–Thompson group bFd:=𝒯d(PB)bF_{d}:=\mathscr{T}_{d}(PB_{*}). Since the representation maps in the dd-ary cloning systems on the braid groups are surjective, bVdbV_{d} is regarded as VV-like, whereas bFdbF_{d} is regarded as FF-like.

The following example of dd-ary cloning systems is an extremely important family of pure dd-ary cloning systems, and we will constantly use and refer to them throughout the paper as an interesting source of examples and non-examples.

Example 2.5 (Direct products with monomorphisms).

Let GG be any group and

ϕ1,,ϕd:GG\phi_{1},\dots,\phi_{d}:G\to G

be a family of monomorphisms. Let n(G)\prod^{n}(G) be the direct product of nn copies of GG, and let ρn:n(G)Sn\rho_{n}:\prod^{n}(G)\to S_{n} be trivial. For nn\in\mathbb{N} and 1kn1\leq k\leq n, define the kk-th dd-ary cloning map κkn:n(G)n+d1(G)\kappa_{k}^{n}:\prod^{n}(G)\to\prod^{n+d-1}(G) via

(g1,,gn)κkn=(g1,,gk1,ϕ1(gk),,ϕd(gk),gk+1,,gn)(g_{1},\dots,g_{n})\kappa_{k}^{n}=(g_{1},\dots,g_{k-1},\phi_{1}(g_{k}),\dots,\phi_{d}(g_{k}),g_{k+1},\dots,g_{n})

It is relatively straightfoward to verify that this forms a dd-ary cloning system on the sequence of groups (n(G))n(\prod^{n}(G))_{n\in\mathbb{N}} which is by construction pure in the above sense. We note that the d=2d=2 case was first considered by Tanushevski in [Tan16].

Finally, there is a generalization of pure dd-ary cloning systems that does not completely fall under the umbrella of fully compatible dd-ary cloning systems:

Definition 2.6 (Slightly Pure).

Call a dd-ary cloning system ((Gn)n,(ρn)n,(κkn)kn)((G_{n})_{n\in\mathbb{N}},(\rho_{n})_{n\in\mathbb{N}},(\kappa_{k}^{n})_{k\leq n}) slightly pure if for all nn\in\mathbb{N} and gGng\in G_{n}, we have ρn(g)(n)=n\rho_{n}(g)(n)=n.

If ρn(g)\rho_{n}(g) is the identity permutation, then clearly, in particular, it fixes nn. Hence, all pure dd-ary cloning systems are slightly pure. For a non-pure example, consider the subgroup S^nSn\widehat{S}_{n}\leq S_{n} of permutations fixing nn. The standard dd-ary cloning system on (Sn)n(S_{n})_{n\in\mathbb{N}} restricts to (S^n)n(\widehat{S}_{n})_{n\in\mathbb{N}}, and this restricted dd-ary cloning system is slightly pure. The resulting Thompson-like group is denoted by V^d:=𝒯d(S^)\widehat{V}_{d}:=\mathscr{T}_{d}(\widehat{S}_{*}). Although this may seem like a rather ad hoc example at first glance, this group does appear in the literature (at least, e.g., V^=V^2\widehat{V}=\widehat{V}_{2} was first considered in [Bri07]). Finally, for non-fully compatible examples, the Röver–Nekrashevych groups arise from dd-ary cloning systems which are almost never fully compatible but can be slightly pure (see [SWZ19, Lemma 5.3]).

2.3. Diverse and Uniform dd-ary Cloning Systems

The next two properties we consider concern the dd-ary cloning maps, while the properties in the last section concerned the representation maps. These two properties were crucial in proving Citation 0.1 and Citation 0.2, especially the diversity assumption. Throughout the course of this paper, we will see quite plainly how powerful, albeit modest, the diversity assumption is. As a matter of fact, the diversity assumption alone will be enough to prove that the inclusion L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})) is irreducible (and hence L(𝒯d(G))L(\mathscr{T}_{d}(G_{*})) is a type II1\operatorname{II}_{1} factor), is singular, and even stronger it satisfies the WAHP. Many dd-ary cloning systems have the property of being diverse, a property which we now define.

Definition 2.7 (Diverse).

A dd-ary cloning system ((Gn)n,(ρn)n,(κkn)kn)((G_{n})_{n\in\mathbb{N}},(\rho_{n})_{n\in\mathbb{N}},(\kappa_{k}^{n})_{k\leq n}) is said to be diverse provided there exists a natural number n0n_{0}\in\mathbb{N} such that

k=1nIm κkn={1}\bigcap_{k=1}^{n}\text{Im }\kappa_{k}^{n}=\{1\}

for all nn0n\geq n_{0}.

Intuitively, the diversity assumption says that the different cloning maps GnGn+d1G_{n}\to G_{n+d-1} tend to send GnG_{n} into different regions of Gn+d1G_{n+d-1}. The diversity assumption is a very natural assumption and as might be expected many dd-ary cloning systems satisfy this property. For example, the standard dd-ary cloning system on (Sn)n(S_{n})_{n\in\mathbb{N}} is diverse, the standard dd-ary cloning system on the braid groups (Bn)n(B_{n})_{n\in\mathbb{N}} is diverse (see [BZb, Proposition 4.2]), and some of the Röver–Nekrashevych groups arise from diverse dd-ary cloning systems.

We can also produce many interesting diverse dd-ary cloning systems using the direct products with injective monomorphisms. For example, if the images of the monomorphisms ϕ1,,ϕd:GG\phi_{1},\dots,\phi_{d}:G\to G have trivial intersection (meaning, the intersection is {1}\{1\}), then the dd-ary cloning system is diverse. See [BZb, Example 4.1] for concrete examples of groups admitting monomorphisms which intersect trivially.

There is, however, a way to bypass the restriction that the images of the monomorphisms ϕ1,,ϕd:GG\phi_{1},\dots,\phi_{d}:G\to G intersect trivially if we look to a certain subgroup of n(G)\prod^{n}(G). Indeed, define Ψn(G):={1}×n1(G)n(G)\Psi^{n}(G):=\{1\}\times\prod^{n-1}(G)\leq\prod^{n}(G). If ϕ1,,ϕd:GG\phi_{1},\dots,\phi_{d}:G\to G are any monomorphisms with the dd-ary cloning system on (n(G))n(\prod^{n}(G))_{n\in\mathbb{N}} restricted to (Ψn(G))n(\Psi^{n}(G))_{n\in\mathbb{N}}, then this restricted dd-ary cloning system on (Ψn(G))n(\Psi^{n}(G))_{n\in\mathbb{N}} is diverse. To see this, suppose that

(1,g2,gn+d1)k=1nIm κkn(1,g_{2}\dots,g_{n+d-1})\in\bigcap_{k=1}^{n}\text{Im }\kappa_{k}^{n}

This means, in particular, that (1,g2,,gn+d1)Im κ1n(1,g_{2},\dots,g_{n+d-1})\in\text{Im }\kappa_{1}^{n} which implies g2==gd=1g_{2}=\dots=g_{d}=1. Then, using the fact that (1,,1,gd+2,,gn+d1)Im κ2n(1,\dots,1,g_{d+2},\dots,g_{n+d-1})\in\text{Im }\kappa_{2}^{n}, we can argue that gd+1=1g_{d+1}=1. Continuing in this fashion, we can argue that the rest of the gig_{i}’s are the identity. Hence, the dd-ary cloning system on (Ψn(G))n(\Psi^{n}(G))_{n\in\mathbb{N}} is diverse, and according to Theorems 3.6 and 3.3, the inclusion L(Fd)L(𝒯d(Ψ(G)))L(F_{d})\subseteq L(\mathscr{T}_{d}(\Psi^{*}(G))) will satisfy the WAHP and hence be singular and irreducible for any choice of group GG and any choice of monomorphisms ϕ1,,ϕd:GG\phi_{1},\dots,\phi_{d}:G\to G.

This is not the only remarkable fact about these examples. As we noted in [BZb, Example 5.12], if you further assume that every monomorphism ϕ1,,ϕd\phi_{1},\dots,\phi_{d} is the identity morphism, then the dd-ary cloning system on (Ψn(G))n(\Psi^{n}(G))_{n\in\mathbb{N}} is also uniform (see Definition 2.8 below) and hence Citation 0.2 tells us that L(𝒯d(Ψ(G)))L(\mathscr{T}_{d}(\Psi^{*}(G))) is a type II1\operatorname{II}_{1} McDuff factor and therefore 𝒯d(Ψ(G))\mathscr{T}_{d}(\Psi^{*}(G)) is inner amenable for any choice of group GG. It would be interesting to find a group GG and monomorphisms ϕ1,,ϕd\phi_{1},\dots,\phi_{d} such that the dd-ary cloning system on (Ψn(G))n(\Psi^{n}(G))_{n\in\mathbb{N}} is not uniform but yet L(𝒯d(Ψ(G)))L(\mathscr{T}_{d}(\Psi^{*}(G))) is a type II1\operatorname{II}_{1} McDuff factor, has property Gamma, or at least 𝒯d(Ψ(G))\mathscr{T}_{d}(\Psi^{*}(G)) is inner amenable. Perhaps we can construct a finitely generated “Vaes” group, i.e., an inner amenable ICC group whose group von Neumann algebra does not have property Gamma, which was predicted to exist by Vaes in [Vae12].

In summary, Table 1 shows many examples where inclusions of the form L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})) are irreducible, singular, and even satisfy the WAHP by virtue of the corresponding dd-ary cloning system giving rise to 𝒯d(G)\mathscr{T}_{d}(G_{*}) being diverse. Note, that we do not define the groups 𝒯d(B¯(R))\mathscr{T}_{d}(\overline{B}_{*}(R)) and 𝒯d(Ab)\mathscr{T}_{d}(\text{Ab}_{*}) referenced in the last two rows of table for the purpose of saving space; we refer to [BZb] for the explanation of these groups and the dd-ary cloning systems giving rise to them.

L(Fd)L(Td)L(F_{d})\subseteq L(T_{d}) TdT_{d} Higman–Thompson group
L(Fd)L(Vd)L(F_{d})\subseteq L(V_{d}) VdV_{d} Higman–Thompson group
L(Fd)L(bFd)L(F_{d})\subseteq L(bF_{d}) bFdbF_{d} Braided-Higman Thompson group
L(Fd)L(bVd)L(F_{d})\subseteq L(bV_{d}) bVdbV_{d} Braided-Higman–Thompson group
L(Fd)L(𝒯d((G)))L(F_{d})\subseteq L(\mathscr{T}_{d}(\prod^{*}(G))) GG any group any ϕi:GG\phi_{i}:G\to G monomorphisms whose images intersect trivially
L(Fd)L(𝒯d(Ψ(G)))L(F_{d})\subseteq L(\mathscr{T}_{d}(\Psi^{*}(G_{*}))) GG any group and ϕi:GG\phi_{i}:G\to G any monomorphisms
L(Fd)L(V^d)L(F_{d})\subseteq L(\widehat{V}_{d}) V^d\widehat{V}_{d} is a certain variation on VdV_{d}
L(Fd)L(𝒯d(B¯(R)))L(F_{d})\subseteq L(\mathscr{T}_{d}(\overline{B}_{*}(R))) B¯n(R)\overline{B}_{n}(R) is the group of n×nn\times n upper-triangular matrices over any countable ring RR modulo the center
L(Fd)L(𝒯d(Ab))L(F_{d})\subseteq L(\mathscr{T}_{d}(\text{Ab}_{*})) Abn\text{Ab}_{n} is the nn-th Abels group
Table 1. A list of a inclusions satisfying the weak asymptotic homomorphism property as a consequence of the corresponding dd-ary cloning system being diverse, and hence inclusions which are singular and irreducible.

The other property that was crucial in proving that 𝒯d(G)\mathscr{T}_{d}(G_{*}) can yield a type II1\operatorname{II}_{1} McDuff factor is the uniformity property. In Section 3.3, we will see that there is a connection between the uniformity property and mixing of the inclusion L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})), specifically that the inclusion never exhibits mixing whenever (Gn)n(G_{n})_{n\in\mathbb{N}} is a equipped with a uniform dd-ary cloning system. Let us now define the uniformity property.

Definition 2.8 (Uniform).

A dd-ary cloning system ((Gn)n,(ρn)n,(κkn)kn)((G_{n})_{n\in\mathbb{N}},(\rho_{n})_{n\in\mathbb{N}},(\kappa_{k}^{n})_{k\leq n}) is said to be uniform provided that for all 1kn1\leq k\leq n and ,\ell,\ell^{\prime} satisftying kk+d1k\leq\ell\leq\ell^{\prime}\leq k+d-1, we have

κknκn+d1=κknκn+d1.\kappa_{k}^{n}\circ\kappa_{\ell}^{n+d-1}=\kappa_{k}^{n}\circ\kappa_{\ell^{\prime}}^{n+d-1}.

Intuitively, the uniformity property says if we clone an element and then clone a part of it that was involved in the first cloning, it doesn’t matter which part of it we use. Hence, as we noted above, it is clear that if all the monomorphisms ϕ1,,ϕd\phi_{1},\dots,\phi_{d} are the identity morphism, then the dd-ary cloning system on the direct products will be uniform. For another example, the standard dd-ary cloning system on the braid groups is uniform. For example, in the standard 2-ary cloning system on the braid groups, if we clone the 3rd strand to create two parallel strands, and then follow that up by cloning one of the new strands, either the 3rd or 4th, it doesn’t matter which one we clone. Either way we will end up effectively having turned the original 3rd strand into three new parallel strands.

Finally, we note that if a dd-ary cloning has any of the above mentioned properties, such as being fully compatible, (slightly) pure, diverse, or uniform, any dd-ary cloning subsystem will inherit the respective properties. This can be easily verified by inspecting the definitions.

3. On the structure of the inclusion L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*}))

In this section, we prove some results about the most natural subfactor of L(𝒯d(G))L(\mathscr{T}_{d}(G_{*})) one can single out—namely, the Higman–Thompson group factor L(Fd)L(F_{d}). More specifically, we analyze the inclusion

L(Fd)L(𝒯d(G)).L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})).

What we show is that if (Gn)n(G_{n})_{n\in\mathbb{N}} is sequence of groups equipped with a diverse dd-ary cloning system, then the above inclusion satisfies the WAHP. Then we study irreducibility, singularity, and the WAHP of the above inclusion with respect to the Röver–Nekrashevych groups. Then we investigate the relationship, or rather the lack of any relationship, between the diversity assumption and mixing of the inclusion L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})). Finally, we investigate the above inclusion for some non-diverse dd-ary cloning systems with respect to the WAHP.

3.1. L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})) satisfies the Weak Asymptotic Homomorphism Property

The main result of this section is theorem  3.3 which states if (Gn)n(G_{n})_{n\in\mathbb{N}} is a sequence of groups equipped with a diverse dd-ary cloning system, then the inclusion L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})) satisfies the WAHP. As we alluded to in Section 1.3, Jolissaint noted in [Jol12a] that an inclusion of tracial von Neumann algebras satisfying the WAHP is precisely the same thing as the inclusion being weakly mixing. Thus, our result can be rephrased as saying that L(Fd)L(F_{d}) is a weakly mixing subfactor of L(𝒯d(G))L(\mathscr{T}_{d}(G_{*})) whenever (Gn)n(G_{n})_{n\in\mathbb{N}} is equipped with a diverse dd-ary cloning system.

Before we can prove prove Theorem 3.3, we need to prove a few lemmas. Our first lemma is about forming powers of certain dd-ary tree pairs (i.e., elements of FdF_{d}). In order to prove this lemma, we first need to deduce a “commutation” relation on expansions of a single dd-ary tree. Given a dd-ary tree TT, recall that TT_{\ell} denotes the tree obtained by adding a dd-ary caret to the \ell-th leaf of TT, where 1n(T)1\leq\ell\leq n(T). Let (T)k(T_{\ell})_{k} denote the tree obtained from TT_{\ell} by adding a dd-ary to the kk-th leaf, where 1kn(T)+d11\leq k\leq n(T)+d-1. This notation can be obviously extended to any finite number of expansions using nested parenthesis, and we will use this notation quite extensively. Now, if 1k<n(T)1\leq k<\ell\leq n(T), then it is clear that (T)k=(Tk)+d1(T_{\ell})_{k}=(T_{k})_{\ell+d-1}. This is because to get from TT to TkT_{k} we add a caret to the kk-th leaf of TT. Now, the leaf that used to be the \ell-th leaf becomes the (+d1)(\ell+d-1)-th leaf. Thus, (Tk)+d1(T_{k})_{\ell+d-1} can also be obtained from TT by first adding a caret to the \ell-th leaf and then adding a caret to the kk-th leaf, which is to say that (T)k=(Tk)+d1(T_{\ell})_{k}=(T_{k})_{\ell+d-1}. Notice the commutation relation (T)k=(Tk)+d1(T_{\ell})_{k}=(T_{k})_{\ell+d-1} essentially mirrors the commutation relation in the infinite presentation of FdF_{d}, which ought to come as no surprise. This observation will be helpful in the proof of the following lemma.

Lemma 3.1.

Let TT be a dd-ary tree with nn leaves, and let 1k<n1\leq k<\ell\leq n. Then

[Tk,T]m=[((Tk)k)k(m1) times,(((T)+d1)+2(d1))+(m1)(d1)][T_{k},T_{\ell}]^{m}=[\underbrace{(\dots(T_{k})_{k}\dots)_{k}}_{(m-1)\text{ times}},(\dots((T_{\ell})_{\ell+d-1})_{\ell+2(d-1)}\dots)_{\ell+(m-1)(d-1)}]

for every mm\in\mathbb{N}.

Proof.

The above observation allows us to easily handle the base case m=2m=2. Indeed,

[Tk,T]2\displaystyle[T_{k},T_{\ell}]^{2} =[Tk,T][Tk,T]\displaystyle=[T_{k},T_{\ell}][T_{k},T_{\ell}]
=[(Tk)k,(T)k][(Tk)+d1,(T)+d1]\displaystyle=[(T_{k})_{k},(T_{\ell})_{k}][(T_{k})_{\ell+d-1},(T_{\ell})_{\ell+d-1}]
=[(Tk)k,(T)k][(T)k,(T)+d1]\displaystyle=[(T_{k})_{k},(T_{\ell})_{k}][(T_{\ell})_{k},(T_{\ell})_{\ell+d-1}]
=[(Tk)k,(T)+d1].\displaystyle=[(T_{k})_{k},(T_{\ell})_{\ell+d-1}].

Now let us deal with the inductive case:

[Tk,T]m+1\displaystyle[T_{k},T_{\ell}]^{m+1} =[Tk,T]m[Tk,T]\displaystyle=[T_{k},T_{\ell}]^{m}[T_{k},T_{\ell}]
=[((Tk)k)k(m1) times,(((T)+d1)+2(d1))+(m1)(d1)][Tk,T].\displaystyle=[\underbrace{(\dots(T_{k})_{k}\dots)_{k}}_{(m-1)\text{ times}},(\dots((T_{\ell})_{\ell+d-1})_{\ell+2(d-1)}\dots)_{\ell+(m-1)(d-1)}][T_{k},T_{\ell}].

Expand the tree pair on the left in the product by adding a dd-ary caret at the kk-th leaf:

[Tk,T]m+1\displaystyle[T_{k},T_{\ell}]^{m+1} =[((Tk)k)km times,((((T)+d1)+2(d1))+(m1)(d1))k][Tk,T].\displaystyle=[\underbrace{(\dots(T_{k})_{k}\dots)_{k}}_{m\text{ times}},((\dots((T_{\ell})_{\ell+d-1})_{\ell+2(d-1)}\dots)_{\ell+(m-1)(d-1)})_{k}][T_{k},T_{\ell}].

For the leftmost factor, we use the above observation to “propagate” the index kk towards TT, making sure that we add d1d-1 to the index at each step in propagating the kk towards TT. As for the rightmost factor, we expand the dd-ary tree pair at the (+d1)(\ell+d-1)-th spot, then the (+2(d1))(\ell+2(d-1))-th spot, then the (+3(d1))(\ell+3(d-1))-th spot, and so on. Doing this we obtain

[Tk,T]m+1\displaystyle[T_{k},T_{\ell}]^{m+1} =[((Tk)k)km times,((Tk)+d1)+m(d1)]\displaystyle=[\underbrace{(\dots(T_{k})_{k}\dots)_{k}}_{m\text{ times}},(\dots(T_{k})_{\ell+d-1}\dots)_{\ell+m(d-1)}]
[((Tk)+d1)+m(d1),((T)+d1)+m(d1)]\displaystyle[(\dots(T_{k})_{\ell+d-1}\dots)_{\ell+m(d-1)},(\dots(T_{\ell})_{\ell+d-1}\dots)_{\ell+m(d-1)}]
=[((Tk)k)km times,((T)+d1)+m(d1)].\displaystyle=[\underbrace{(\dots(T_{k})_{k}\dots)_{k}}_{m\text{ times}},(\dots(T_{\ell})_{\ell+d-1}\dots)_{\ell+m(d-1)}].

Note that the product had to be written on two lines. This finishes the inductive case and hence the lemma is proved.

Now let us investigate how group inversion and dd-ary cloning maps (and iterated compositions of them) commute. First, from the cloning a product axiom (axiom (C2)), we immediately get

1=(g1g)κkn=(g1)κρn(g)k(g)κkn1=(g^{-1}g)\kappa_{k}^{n}=(g^{-1})\kappa_{\rho_{n}(g)k}\cdot(g)\kappa_{k}^{n}

or

((g)κkn)1=(g1)κρn(g)kn.\big{(}(g)\kappa_{k}^{n}\big{)}^{-1}=(g^{-1})\kappa_{\rho_{n}(g)k}^{n}.

Now let k1{1,,n}k_{1}\in\{1,\dots,n\} and k2{1,,n,n+1,,n+d1}k_{2}\in\{1,\dots,n,n+1,\dots,n+d-1\}. Then

[(g)(κk1nκk2n+d1)]1\displaystyle\bigg{[}(g)(\kappa_{k_{1}}^{n}\circ\kappa_{k_{2}}^{n+d-1})\bigg{]}^{-1} =[((g)κk1n)κk2n+d1]1\displaystyle=\bigg{[}\bigg{(}(g)\kappa_{k_{1}}^{n}\bigg{)}\kappa_{k_{2}}^{n+d-1}\bigg{]}^{-1}
=(((g)κk1n)1)κρn+d1((g)κk1n)k2n+d1\displaystyle=\bigg{(}\big{(}(g)\kappa_{k_{1}}^{n}\big{)}^{-1}\bigg{)}\kappa_{\rho_{n+d-1}((g)\kappa_{k_{1}}^{n})k_{2}}^{n+d-1}
=((g1)κρn(g)k1n)κρn+d1((g)κk1n)k2n+d1\displaystyle=\bigg{(}(g^{-1})\kappa_{\rho_{n}(g)k_{1}}^{n}\bigg{)}\kappa_{\rho_{n+d-1}((g)\kappa_{k_{1}}^{n})k_{2}}^{n+d-1}
=(g1)(κρn(g)k1nκρn+d1((g)κk1n)k2n+d1)\displaystyle=(g^{-1})\bigg{(}\kappa_{\rho_{n}(g)k_{1}}^{n}\circ\kappa_{\rho_{n+d-1}((g)\kappa_{k_{1}}^{n})k_{2}}^{n+d-1}\bigg{)}

Hence, arguing inductively we have the following lemma:

Lemma 3.2.

Let ((Gn)n,(ρn)n,(κkn)kn)((G_{n})_{n\in\mathbb{N}},(\rho_{n})_{n\in\mathbb{N}},(\kappa_{k}^{n})_{k\leq n}) be a dd-ary cloning system, and let nn\in\mathbb{N} and gGng\in G_{n} be arbitrary. For any natural number m2m\geq 2 and a sequence of natural numbers k1,k2,,kmk_{1},k_{2},\dots,k_{m} with ki{1,,n+(i1)(d1)}k_{i}\in\{1,\dots,n+(i-1)(d-1)\} we have

[(g)(κk1nκk2n+d1κkmn+(m1)(d1))]1=(g1)(κα1nκα2n+d1καmn+(m1)(d1)),\bigg{[}(g)\big{(}\kappa_{k_{1}}^{n}\circ\kappa_{k_{2}}^{n+d-1}\circ\dots\circ\kappa_{k_{m}}^{n+(m-1)(d-1)}\big{)}\bigg{]}^{-1}=(g^{-1})\big{(}\kappa_{\alpha_{1}}^{n}\circ\kappa_{\alpha_{2}}^{n+d-1}\circ\dots\circ\kappa_{\alpha_{m}}^{n+(m-1)(d-1)}\big{)},

where α1=ρn(g)k1\alpha_{1}=\rho_{n}(g)k_{1} and

αi=ρn+(i1)(d1)((g)(κk1nκk2n+d1κki1n+(i2)(d1)))ki\alpha_{i}=\rho_{n+(i-1)(d-1)}\bigg{(}(g)\big{(}\kappa_{k_{1}}^{n}\circ\kappa_{k_{2}}^{n+d-1}\circ\dots\circ\kappa_{k_{i-1}}^{n+(i-2)(d-1)}\big{)}\bigg{)}k_{i}

for i=2,,mi=2,\dots,m.

This lemma tells us that the group inverse “propagates” towards the group element gg with the appropriate twisting by gg under the appropriate representation maps and (sequence of) dd-ary cloning maps at each stage. Because the ρn(g)\rho_{n}(g) are bijections, if we are given α1,,αm\alpha_{1},\dots,\alpha_{m}, we can recursively choose the kik_{i} to satisfy the equations. This will be important for the proof of Theorem 3.6 because we are going to expand a certain triple (T,g,U)(T,g,U) in multiple ways, but we want to add dd-ary carets to TT in a prescribed manner which will require us to carefully add dd-ary carets to UU in a specific way, which is possible thanks to ρn(g)\rho_{n}(g) being a bijection.

Finally, we can prove the main result of this section.

Theorem 3.3.

Let ((Gn)n,(ρn)n,(κkn)kn)((G_{n})_{n\in\mathbb{N}},(\rho_{n})_{n\in\mathbb{N}},(\kappa_{k}^{n})_{k\leq n}) be a diverse dd-ary cloning system. Then the inclusion L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})) satisfies the weak asymptotic homomorphism property.

Proof.

Let x,x1,,xt𝒯d(G)x,x_{1},\dots,x_{t}\in\mathscr{T}_{d}(G_{*}) be such that

Fdxx1FdxtFd.F_{d}x\subseteq x_{1}F_{d}\cup\dots\cup x_{t}F_{d}.

Since the right hand size is invariant under multiplication on the right by elements from FdF_{d}, the above implies

FdxFdx1FdxtFd.F_{d}xF_{d}\subseteq x_{1}F_{d}\cup\dots\cup x_{t}F_{d}.

If we consider the left-translation action of FdF_{d} on the left coset space 𝒯d(G)/Fd\mathscr{T}_{d}(G_{*})/F_{d}, the above says that the orbit of xFdxF_{d} under this action is finite. By the orbit-stabilizer theorem, this says that the stabilizer of xFdxF_{d} is a finite index subgroup of FdF_{d}. Note that fFdf\in F_{d} stabilizes the left coset xFdxF_{d} if and only if x1fxFdx^{-1}fx\in F_{d}. The stabilizer being of finite index implies there exists an arbitrarily large integer mm\in\mathbb{N} such that fmf^{m} stabilizes xFdxF_{d} for every fFdf\in F_{d}, or equivalently x1fmxFdx^{-1}f^{m}x\in F_{d} for every fFdf\in F_{d}. Because the dd-ary cloning system is diverse, we can choose n0n_{0}\in\mathbb{N} such that

k=1nIm κkn={1}\bigcap_{k=1}^{n}\text{Im }\kappa_{k}^{n}=\{1\}

for all nn0n\geq n_{0}. Now choose mm\in\mathbb{N} large enough such that (m1)(d1)n0(m-1)(d-1)\geq n_{0} and such that x1fmxFdx^{-1}f^{m}x\in F_{d} for every fFdf\in F_{d}.

By performing a sufficient number of expansions of arbitrary type on the triple representing xx, if necessary, we can find dd-ary trees TT and UU with nn leaves such that n2+(m1)(d1)n\geq 2+(m-1)(d-1) and x=[T,g,U]x=[T,g,U] for some gGng\in G_{n}. For 1<<n1<\ell<n, using Lemma 3.1 observe that

[T1,Tn]m=[((T1)1)1,((Tn)n+d1)n+(m1)(d1)][T_{1},T_{n}]^{m}=[(\dots(T_{1})_{1}\dots)_{1},(\dots(T_{n})_{n+d-1}\dots)_{n+(m-1)(d-1)}]

and

[T,Tn]m=[((T)),((Tn)n+d1)n+(m1)(d1)]1.[T_{\ell},T_{n}]^{-m}=[(\dots(T_{\ell})_{\ell}\dots)_{\ell},(\dots(T_{n})_{n+d-1}\dots)_{n+(m-1)(d-1)}]^{-1}.

Given how we chose mm\in\mathbb{N}, we know both of these elements must stabilize the element xx, and hence it follows that their product

h=[((T1)1)1,((T)))]h=[(\dots(T_{1})_{1}\dots)_{1},(\dots(T_{\ell})_{\ell}\dots)_{\ell})]

must also stabilize the element xx. As we noted above, this means, in particular, that conjugating this element of FdF_{d} by xx gives us an element of FdF_{d}. On the one hand, note that xx can be expanded as

x=[((T)),(g)(κk1nκk2n+d1κkmn+(m1)(d1)),((Uk1)k2)km]x=[(\dots(T_{\ell})_{\ell}\dots)_{\ell},(g)(\kappa_{k_{1}}^{n}\circ\kappa_{k_{2}}^{n+d-1}\circ\dots\circ\kappa_{k_{m}}^{n+(m-1)(d-1)}),(\dots(U_{k_{1}})_{k_{2}}\dots)_{k_{m}}]

where kik_{i} is chosen recursively so that ρn(g)k1=\rho_{n}(g)k_{1}=\ell and

ρn+(i1)(d1)((g)(κk1nκk2n+d1κki1n+(i2)(d1)))ki=\rho_{n+(i-1)(d-1)}((g)(\kappa_{k_{1}}^{n}\circ\kappa_{k_{2}}^{n+d-1}\circ\dots\circ\kappa_{k_{i-1}}^{n+(i-2)(d-1)}))k_{i}=\ell

for i=2,,mi=2,\dots,m. On the other hand, note that x1x^{-1} can be expanded as

x1=[U,g1,T]=[U,(g1)(κ1nκ1n+d1κ1n+(m1)(d1)),((T1)1)1],x^{-1}=[U,g^{-1},T]=[U^{\prime},(g^{-1})(\kappa_{1}^{n}\circ\kappa_{1}^{n+d-1}\circ\dots\circ\kappa_{1}^{n+(m-1)(d-1)}),(\dots(T_{1})_{1}\dots)_{1}],

where UU^{\prime} is obtained from UU by attaching dd-ary carets at the appropriate spots. After computing x1hxx^{-1}hx, we obtain

[U,(g1)(κ1nκ1n+d1κ1n+(m1)(d1))(g)(κk1nκk2n+d1κkmn+(m1)(d1)),((Uk1)k2)km][U^{\prime},(g^{-1})(\kappa_{1}^{n}\circ\kappa_{1}^{n+d-1}\circ\dots\circ\kappa_{1}^{n+(m-1)(d-1)})\cdot(g)(\kappa_{k_{1}}^{n}\circ\kappa_{k_{2}}^{n+d-1}\circ\dots\circ\kappa_{k_{m}}^{n+(m-1)(d-1)}),(\dots(U_{k_{1}})_{k_{2}}\dots)_{k_{m}}]

and this lies in FdF_{d} if and only if the group element equals the identity, which means

(g1)(κ1nκ1n+d1κ1n+(m1)(d1))(g)(κk1nκk2n+d1κkmn+(m1)(d1))=1(g^{-1})(\kappa_{1}^{n}\circ\kappa_{1}^{n+d-1}\circ\dots\circ\kappa_{1}^{n+(m-1)(d-1)})\cdot(g)(\kappa_{k_{1}}^{n}\circ\kappa_{k_{2}}^{n+d-1}\circ\dots\circ\kappa_{k_{m}}^{n+(m-1)(d-1)})=1

or, after rearranging,

(g1)(κ1nκ1n+d1κ1n+(m1)(d1))=[(g)(κk1nκk2n+d1κkmn+(m1)(d1))]1.(g^{-1})(\kappa_{1}^{n}\circ\kappa_{1}^{n+d-1}\circ\dots\circ\kappa_{1}^{n+(m-1)(d-1)})=[(g)(\kappa_{k_{1}}^{n}\circ\kappa_{k_{2}}^{n+d-1}\circ\dots\circ\kappa_{k_{m}}^{n+(m-1)(d-1)})]^{-1}.

Using Lemma 3.2 to propagate the inverse through the composition of the dd-ary cloning maps on the right-hand side, the equation becomes

(g1)(κ1nκ1n+d1κ1n+(m1)(d1))=[(g1)(κα1nκα2n+d1καmn+(m1)(d1))],(g^{-1})(\kappa_{1}^{n}\circ\kappa_{1}^{n+d-1}\circ\dots\circ\kappa_{1}^{n+(m-1)(d-1)})=[(g^{-1})(\kappa_{\alpha_{1}}^{n}\circ\kappa_{\alpha_{2}}^{n+d-1}\circ\dots\circ\kappa_{\alpha_{m}}^{n+(m-1)(d-1)})],

where α1=ρn(g)k1\alpha_{1}=\rho_{n}(g)k_{1} and

αi=ρn+(i1)(d1)((g)(κk1nκk2n+d1κki1n+(i2)(d1)))ki.\alpha_{i}=\rho_{n+(i-1)(d-1)}((g)(\kappa_{k_{1}}^{n}\circ\kappa_{k_{2}}^{n+d-1}\circ\dots\circ\kappa_{k_{i-1}}^{n+(i-2)(d-1)}))k_{i}.

But given how we chose the kik_{i}, αi\alpha_{i} reduces to αi=\alpha_{i}=\ell for every i=1,2,,mi=1,2,\dots,m, so the equation reduces even further to

(g1)(κ1nκ1n+d1κ1n+(m1)(d1))=(g1)(κnκn+d1κn+(m1)(d1))(g^{-1})(\kappa_{1}^{n}\circ\kappa_{1}^{n+d-1}\circ\dots\circ\kappa_{1}^{n+(m-1)(d-1)})=(g^{-1})(\kappa_{\ell}^{n}\circ\kappa_{\ell}^{n+d-1}\circ\dots\circ\kappa_{\ell}^{n+(m-1)(d-1)})

Because 1<<n1<\ell<n was arbitrary, it follows that the left-hand side lies in the image of κkn+(m1)(d1)\kappa_{k}^{n+(m-1)(d-1)} for all 1kn11\leq k\leq n-1. All that remains is to show that it lies in the image of κkn+(m1)(d1)\kappa_{k}^{n+(m-1)(d-1)} for nkn+(m1)(d1)n\leq k\leq n+(m-1)(d-1), and then the diversity assumption will allow us to conclude g=1g=1. To do this, let 1<n1<\ell\leq n be arbitrary and consider the element f=[T1,T]f=[T_{1},T_{\ell}] in FdF_{d}. Then by Lemma 3.1

fm=[((T1)1)1(m1)times,((T)+d1)+(m1)(d1)]f^{m}=[\underbrace{(\dots(T_{1})_{1}\dots)_{1}}_{(m-1)\text{times}},(\dots(T_{\ell})_{\ell+d-1}\dots)_{\ell+(m-1)(d-1)}]

and given how we chose mm\in\mathbb{N}, it must centralize xx. In this case, the triple representing xx can be expanded so that

x=[((T)+d1)+(m1)(d1),(g)(κk1nκk2n+d1κkmn+(m1)(d2)),((Uk1)k2)km],x=[(\dots(T_{\ell})_{\ell+d-1}\dots)_{\ell+(m-1)(d-1)},(g)(\kappa_{k_{1}}^{n}\circ\kappa_{k_{2}}^{n+d-1}\circ\dots\circ\kappa_{k_{m}}^{n+(m-1)(d-2)}),(\dots(U_{k_{1}})_{k_{2}}\dots)_{k_{m}}],

where kik_{i} is recursively chosen so that ρn((g))k1=\rho_{n}((g))k_{1}=\ell and

ρn+(i1)(d1)((g)(κk1nκk2n+d1κki1n+(i2)(d1)))ki=+(i1)(d1)\rho_{n+(i-1)(d-1)}((g)(\kappa_{k_{1}}^{n}\circ\kappa_{k_{2}}^{n+d-1}\circ\dots\circ\kappa_{k_{i-1}}^{n+(i-2)(d-1)}))k_{i}=\ell+(i-1)(d-1)

for i=2,,mi=2,\dots,m. Computing x1fmxx^{-1}f^{m}x, we obtain

[U,(g1)(κ1nκ1n+d1κ1n+(m1)(d1))(g)(κk1nκk2n+d1κkmn+(m1)(d1)),((Uk1)k2)km][U^{\prime},(g^{-1})(\kappa_{1}^{n}\circ\kappa_{1}^{n+d-1}\circ\dots\circ\kappa_{1}^{n+(m-1)(d-1)})\cdot(g)(\kappa_{k_{1}}^{n}\circ\kappa_{k_{2}}^{n+d-1}\circ\dots\circ\kappa_{k_{m}}^{n+(m-1)(d-1)}),(\dots(U_{k_{1}})_{k_{2}}\dots)_{k_{m}}]

for some dd-ry tree UU^{\prime} obtained UU, which lies in FdF_{d} if and only if

(g1)(κ1nκ1n+d1κ1n+(m1)(d1))(g)(κk1nκk2n+d1κkmn+(m1)(d1))=1(g^{-1})(\kappa_{1}^{n}\circ\kappa_{1}^{n+d-1}\circ\dots\circ\kappa_{1}^{n+(m-1)(d-1)})\cdot(g)(\kappa_{k_{1}}^{n}\circ\kappa_{k_{2}}^{n+d-1}\circ\dots\circ\kappa_{k_{m}}^{n+(m-1)(d-1)})=1

or, after rearranging,

(g1)(κ1nκ1n+d1κ1n+(m1)(d1))=[(g)(κk1nκk2n+d1κkmn+(m1)(d1))]1.(g^{-1})(\kappa_{1}^{n}\circ\kappa_{1}^{n+d-1}\circ\dots\circ\kappa_{1}^{n+(m-1)(d-1)})=[(g)(\kappa_{k_{1}}^{n}\circ\kappa_{k_{2}}^{n+d-1}\circ\dots\circ\kappa_{k_{m}}^{n+(m-1)(d-1)})]^{-1}.

Again, using Lemma 3.1 to propagate the inverse through the composition of the dd-ary cloning maps on the right-hand side, the equation becomes

(g1)(κ1nκ1n+d1κ1n+(m1)(d1))=(g1)(κα1nκα2n+d1καmn+(m1)(d1))(g^{-1})(\kappa_{1}^{n}\circ\kappa_{1}^{n+d-1}\circ\dots\circ\kappa_{1}^{n+(m-1)(d-1)})=(g^{-1})(\kappa_{\alpha_{1}}^{n}\circ\kappa_{\alpha_{2}}^{n+d-1}\circ\dots\circ\kappa_{\alpha_{m}}^{n+(m-1)(d-1)})

where, given how we recursively chose the kik_{i}, α1=\alpha_{1}=\ell and αi=+(i1)(d1)\alpha_{i}=\ell+(i-1)(d-1) for i=2,,mi=2,\dots,m. Hence, the above equation reduces even further to

(g1)(κ1nκ1n+d1κ1n+(m1)(d1))=(g1)(κnκ+d1n+d1κ+(m1)(d1)n+(m1)(d1))(g^{-1})(\kappa_{1}^{n}\circ\kappa_{1}^{n+d-1}\circ\dots\circ\kappa_{1}^{n+(m-1)(d-1)})=(g^{-1})(\kappa_{\ell}^{n}\circ\kappa_{\ell+d-1}^{n+d-1}\circ\dots\circ\kappa_{\ell+(m-1)(d-1)}^{n+(m-1)(d-1)})

This demonstrates that the left-hand side lies in the image of κkn+(m1)(d1)\kappa_{k}^{n+(m-1)(d-1)} for nkn+(m1)(d1)n\leq k\leq n+(m-1)(d-1). Hence, combining both parts, we have that

(g1)(κ1nκ1n+d1κ1n+(m1)(d1))k=1n+(m1)(d1)Im κkn+(m1)(d1)={1}(g^{-1})(\kappa_{1}^{n}\circ\kappa_{1}^{n+d-1}\circ\dots\circ\kappa_{1}^{n+(m-1)(d-1)})\in\bigcap_{k=1}^{n+(m-1)(d-1)}\text{Im }\kappa_{k}^{n+(m-1)(d-1)}=\{1\}

and injectivity of the dd-ary cloning maps tells us that g=1g=1. Hence, x=[T,g,U]=[T,1,U]=[T,U]x=[T,g,U]=[T,1,U]=[T,U] and therefore xx belongs to FdF_{d}, which concludes the proof and hence L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})) satisfies the weak asymptotic homomorphism property. ∎

The fact that the inclusion L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})) satisfies the WAHP whenever (Gn)n(G_{n})_{n\in\mathbb{N}} is a sequence of groups equipped with a diverse dd-ary cloning system will have a number of consequences. Some immediate consequences are that normalizers and one-sided (quasi) normalizers of L(Fd)L(F_{d}) in L(𝒯d(G))L(\mathscr{T}_{d}(G_{*})) all belong to L(Fd)L(F_{d}) and hence the inclusion L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})) is singular.

Corollary 3.4.

Let ((Gn)n,(ρn)n,(κkn)kn)((G_{n})_{n\in\mathbb{N}},(\rho_{n})_{n\in\mathbb{N}},(\kappa_{k}^{n})_{k\leq n}) be a diverse dd-ary cloning system. Then 𝒬𝒩L(𝒯d(G))(1)(L(Fd))L(Fd)\mathcal{QN}^{(1)}_{L(\mathscr{T}_{d}(G_{*}))}(L(F_{d}))\subseteq L(F_{d}), and also

𝒪𝒩L(𝒯d(G))(L(Fd))\mathcal{ON}_{L(\mathscr{T}_{d}(G_{*}))}(L(F_{d}))

and therefore

𝒩L(𝒯d(G))(L(Fd))\mathcal{N}_{L(\mathscr{T}_{d}(G))}(L(F_{d}))

equal 𝒰(L(Fd))\mathcal{U}(L(F_{d})). In particular, the inclusion L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})) is singular.

Another consequence of the inclusion L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})) satisfying the WAHP is that the inclusion L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})) is irreducible, which will in turn have a number of consequences which we will see in this section and Section 4 and Section 5. As an immediate consequence, L(𝒯d(G))L(\mathscr{T}_{d}(G_{*})) will be a type II1\operatorname{II}_{1} factor whenever (Gn)n(G_{n})_{n\in\mathbb{N}} is a sequence of groups equipped with a diverse dd-ary cloning system. Before we can prove this, however, we need the following lemma.

Lemma 3.5.

Let WdW_{d} be a subgroup of the Higman–Thompson group VdV_{d} containing the commutator subgroup [Fd,Fd][F_{d},F_{d}]. Then each non-trivial element of WdW_{d} has infinitely many [Fd,Fd][F_{d},F_{d}]-conjugates (so in particular WdW_{d} is ICC) which is equivalent to saying the inclusion L([Fd,Fd])L(Wd)L([F_{d},F_{d}])\subseteq L(W_{d}) is irreducible. In particular, L([Fd,Fd])L(Fd)L([F_{d},F_{d}])\subseteq L(F_{d}) is irreducible.

Proof.

In this proof, we are going to utilize the natural action of VdV_{d} on [0,1)[0,1) by certain right-continuous bijections, and actually the subgroup FdF_{d} acts on [0,1)[0,1) by certain homeomorphism which fix 0 (see [CFP96]). Note that a non-trivial fWdf\in W_{d} has infinitely many [Fd,Fd][F_{d},F_{d}]-conjugates if and only if the centralizer of ff in [Fd,Fd][F_{d},F_{d}] has infinite index in [Fd,Fd][F_{d},F_{d}]. Hence, we will assume that fFdf\in F_{d} has finite index centralizer in [Fd,Fd][F_{d},F_{d}] and then argue that it must be the identity. Because [Fd,Fd][F_{d},F_{d}] is an infinite simple group (see [Bro87, Theorem 4.13]), and since infinite simple groups do not have proper finite index subgroups, it follows that the centralizer of ff in [Fd,Fd[F_{d},F_{d} equals all of [Fd,Fd][F_{d},F_{d}], meaning that every commutator commutes with ff. Note that if two elements gg and hh in VdV_{d} commute, then gg must setwise stabilize the fixed point set of hh (and vice-versa). Given any a(0,1)[1d]a\in(0,1)\cap\mathbb{Z}\left[\frac{1}{d}\right], we can select b(0,1)[1d]b\in(0,1)\cap\mathbb{Z}\left[\frac{1}{d}\right] and g[Fd,Fd]g\in[F_{d},F_{d}] such that the support of gg in (0,1)(0,1) (set of non-fixed points) equals (a,b)(a,b). Because g[Fd,Fd]g\in[F_{d},F_{d}], ff and gg must commmute, and because gg is a right-continuous bijection, we know gg must fix aa. By density of (0,1)[1d](0,1)\cap\mathbb{Z}\left[\frac{1}{d}\right] in [0,1)[0,1), we can see that f=1f=1.

Because [Fd,Fd][F_{d},F_{d}] is an infinite simple group, it is necessarily ICC and hence L([Fd,Fd])L([F_{d},F_{d}]) is a II1\operatorname{II}_{1} factor. Hence, by Citation 1.3, it follows that L([Fd,Fd])L(Wd)L([F_{d},F_{d}])\subseteq L(W_{d}) is irreducible and hence L(Wd)L(W_{d}) is a II1\operatorname{II}_{1} factor. ∎

We note that, technically, Picoaroaga already proved that FdF_{d} is ICC (see [Pic06, Theorem 3.1]). However, we included the result for a few reasons. Firstly, it keeps things more self-contained. Secondly, the proof above result FdF_{d} is a bit more streamlined than the one in [Pic06]. Thirdly, we actually prove something strictly stronger, because the elements Picioroaga defines in [Pic06] to prove the ICC property do not all belong to the commutator subgroup. We also note that subgroups of VdV_{d} containing [Fd,Fd][F_{d},F_{d}] deserve to be called Thompson-like, although they generally will not arise from a dd-ary cloning system (especially if they do not contain FdF_{d}).

Now we can finally prove that diverse dd-ary cloning systems give rise to irreducible inclusions and hence these Thompson-like groups yield type II1\operatorname{II}_{1} factors:

Corollary 3.6.

Let ((Gn)n,(ρn)n,(κkn)kn)((G_{n})_{n\in\mathbb{N}},(\rho_{n})_{n\in\mathbb{N}},(\kappa_{k}^{n})_{k\leq n}) be a dd-ary cloning system which is diverse. Then the inclusion L(Fd)L(𝒯d(G)L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*}) is irreducible and in particular L(𝒯d(G))L(\mathscr{T}_{d}(G_{*})) is a type II1\operatorname{II}_{1} factor.

Proof.

Because the sequence of groups (Gn)n(G_{n})_{n\in\mathbb{N}} is equipped with a dd-ary cloning system is diverse, by Theorem 3.3 we know that the inclusion L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})) satisfies the WAHP. This entails that the inclusion is also irreducible. By the Lemma 3.5, we know that L(Fd)L(F_{d}) is a type II1\operatorname{II}_{1} factor and therefore L(𝒯d(G))L(\mathscr{T}_{d}(G_{*})) must also be a type II1\operatorname{II}_{1} factor. ∎

A few remarks are in order concerning Theorem 3.3 and Theorem 3.6. First, from a theoretical standpoint, this is a spectacular improvement of Citation 0.1. Indeed, we were able to dispense with the fully compatible assumption, some lemmas in [BZb], and some rather technical results in [Pré13]. Moreover, we obtained a much stronger conclusion than merely L(𝒯d(G))L(\mathscr{T}_{d}(G_{*})) being a type II1\operatorname{II}_{1} factor. Since virtually all the important and relevant dd-ary cloning systems are diverse, we have many examples of inclusions of type II1\operatorname{II}_{1} factors which satisfy the WAHP and hence are singular and irreducible, and hence many examples of type II1\operatorname{II}_{1} factors (refer to Table 1). Some of the Röver–Nekrashevych groups arise from diverse dd-ary cloning systems, but since not all them arise from a divese dd-ary cloning system, we provided an independent argument that they are ICC and hence yield type II1\operatorname{II}_{1} factors (see [BZb, Proposition 4.7]), and we shall independently argue that L(Fd)L(F_{d}) is an irreducible subfactor in the Röver–Nekrashevych group factors.

As a matter of fact, in the case of the Röver–Nekrashevych groups we will prove something even stronger—namely, that L([Fd,Fd])L([F_{d},F_{d}]) is an irreducible subfactor in the Röver–Nekrashevych group factors. This fact, together with Lemma 3.5, raises the question about whether it is possible to further strengthen Theorem 3.6 or even prove that the inclusion L([Fd,Fd])L(𝒯d(G))L([F_{d},F_{d}])\subseteq L(\mathscr{T}_{d}(G_{*})) is singular or, stronger than that, satisfies the WAHP whenever (Gn)n(G_{n})_{n\in\mathbb{N}} is equipped with a diverse dd-ary cloning system. We suspect that the answers to these questions is affirmative, but we presently do not know how to prove it. The difficulty in proving any of these conjectures lies in the substantially complicated tree-theoretic description of the commutator subgroup [Fd,Fd][F_{d},F_{d}]. As a matter of fact, a dd-ary tree pair [T,U]Fd[T,U]\in F_{d} lies in [Fd,Fd][F_{d},F_{d}] if and only if it lies in the intersection of the kernels of the characters defined in Section 2.3 of [Zar17]. In this context, a character on a group GG means a group homomorphism GG\to\mathbb{R}, rather than the usual notion encountered in operator algebras or representation theory which is a normalized, positive definite, tracial function GG\to\mathbb{C} (see Section 5 for a more precise definition of a character in the operator-algebraic or representation-theoretic sense). Now, a dd-ary tree pair [T,U][T,U] being in the intersection of the kernels of the characters as they are defined in [Zar17] amounts to [T,U][T,U] satisfying a very complicated equality involving specific measurements on each tree roughly of the form, “how much does the depth change from the kk-th leaf to the (k+1)(k+1)-th leaf, summed over all kk within a given congruence class modd1\mod d-1?”, where “depth” of the kk-th leaf in a dd-ary tree is the length of the unique reduced path from the root to the kk-th leaf. Strengthening Theorem 3.6 or proving the inclusion L([Fd,Fd])L(𝒯d(G))L([F_{d},F_{d}])\subseteq L(\mathscr{T}_{d}(G_{*})) is singular or even satisfies the WAHP in the manner just described will require confronting a combinatorial nightmare. We leave it to future work to determine whether these are possible.

Finally, the fact that the inclusion L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})) is irreducible allows us to conclude that the so-called relative central sequence algebra is non-trivial and even a non-atomic von Neumann algebra. Recall that a type II1\operatorname{II}_{1} factor NN being McDuff can be alternatively characterized in terms of the central sequence algebra NNωN^{\prime}\cap N^{\omega} being non-commutative for some free ultrafilter ω\omega on \mathbb{N}, where NωN^{\omega} is the ultrapower of NN. If NN is of a type II1\operatorname{II}_{1} subfactor (not necessarily McDuff anymore) of MM, we can form the so-called relative central sequence algebra NMωN^{\prime}\cap M^{\omega}, and clearly we have the inclusion NNωNMωN^{\prime}\cap N^{\omega}\subseteq N^{\prime}\cap M^{\omega}. In [FGL06], Fang, Ge, and Li proved that if NMN\subseteq M is an irreducible inclusion of type II1\operatorname{II}_{1} factors, then the relative central sequence algebra NMN^{\prime}\cap M is either trivial or non-atomic. Hence, if (Gn)n(G_{n})_{n\in\mathbb{N}} is equipped with a diverse dd-ary cloning system, then because L(Fd)L(F_{d}) is a McDuff factor and because we have the inclusion L(Fd)L(Fd)ωL(Fd)L(𝒯d(G))ωL(F_{d})^{\prime}\cap L(F_{d})^{\omega}\subseteq L(F_{d})^{\prime}\cap L(\mathscr{T}_{d}(G_{*}))^{\omega}, we can conclude that the relative central sequence algebra L(Fd)L(𝒯d(G))ωL(F_{d})^{\prime}\cap L(\mathscr{T}_{d}(G_{*}))^{\omega} is non-trivial and hence a non-atomic von Neumann algebra, which we record as the following observation.

Observation 3.7.

Let ((Gn)n,(ρn)n,(κkn)kn)((G_{n})_{n\in\mathbb{N}},(\rho_{n})_{n\in\mathbb{N}},(\kappa_{k}^{n})_{k\leq n}) be a dd-ary cloning system which is diverse. Then the relative central sequence algebra L(Fd)L(𝒯d(G))ωL(F_{d})^{\prime}\cap L(\mathscr{T}_{d}(G_{*}))^{\omega} is non-trivial and hence a non-atomic von Neumann algebra.

More generally, if the inclusion is irreducible, then the above will hold. We mention this because later in the paper (section?) we will see an example of a cloning system which is not diverse yet the inclusion is irreducible (in fact, it will satisfy the WAHP). We the leave the further analysis of (relative) central sequence algebras arising from dd-ary cloning systems to future work.

3.2. Röver–Nekrashevych Groups

The Röver–Nekrashevych groups were first fully introduced by Nekrashevych in [Nek04] as a certain subgroup of the unitary group of a Cuntz-Pimsner algebra. They are defined as a certain “mash-up” of a self-similar group GG and the Higman–Thompson group VdV_{d}, and typically denoted as Vd(G)V_{d}(G). In this section, we prove irreducibility for the case of the Röver–Nekrashevych group factors, and in fact we obtain a stronger conclusion than in Theorem 3.6. We prove that the inclusion L([Fd,Fd])L(Vd(G))L([F_{d},F_{d}])\subseteq L(V_{d}(G)) is irreducible, and obtain as an easy corollary that the inclusion L(Fd)L(Vd(G))L(F_{d})\subseteq L(V_{d}(G)) is also irreducible. However, we shall see that neither L(Fd)L(Vd(G))L(F_{d})\subseteq L(V_{d}(G)) nor L([Fd,Fd])L(Vd(G))L([F_{d},F_{d}])\subseteq L(V_{d}(G)) always satisfies the WAHP.

Although the Röver–Nekrashevych groups do in fact arise from dd-ary cloning systems, as was proven in [SZ21], we will use neither this description nor their description as a certain group of unitaries in this section. Instead, we use their alternative description as certain homeomorphisms of the boundary of the infinite, rooted, regular dd-ary tree 𝒯d\mathcal{T}_{d}. Note that the boundary of 𝒯d\mathcal{T}_{d} is homeomorphic to the dd-ary Cantor space

𝒞d:={1,2,d},\mathcal{C}_{d}:=\{1,2\dots,d\}^{\mathbb{N}},

which can be identified with the space of all infinite words in the alphabet {1,2,,d}\{1,2,\dots,d\}. This particular model of Röver–Nekrashevych groups as certain groups of homeomorphisms is what will enable us to prove some stronger results. As we hinted at in the introduction, the reason for dealing with the Röver–Nekrashevych groups separately in this way is that they are the most important class of groups arising from dd-ary cloning systems which are almost never fully compatible and not necessarily diverse, so none of our current theorems apply to prove that the inclusion is irreducible. Let us now recall the concept of a self-similar group.

To do this, we need to first properly define 𝒯d\mathcal{T}_{d}. The vertex set of 𝒯d\mathcal{T}_{d} is {1,2,,d}\{1,2,\dots,d\}^{*}, the set of all the finite words in the alphabet {1,2,,d}\{1,2,\dots,d\}, with the empty word \varnothing corresponding to the root. Two vertices are adjacent if they are of the form ww and wiwi for w{1,2,,d}w\in\{1,2,\dots,d\}^{*} and i{1,2,,d}i\in\{1,2,\dots,d\}. For each 1id1\leq i\leq d, define 𝒯d(i)\mathcal{T}_{d}(i) to be the induced subgraph of 𝒯d\mathcal{T}_{d} spanned by iwiw with w{1,2,,d}w\in\{1,2,\dots,d\}^{*}, which is naturally isomorphic to 𝒯d\mathcal{T}_{d} via δi:𝒯d𝒯d(i)\delta_{i}:\mathcal{T}_{d}\to\mathcal{T}_{d}(i) sending wiww\mapsto iw.

Let Aut(𝒯d)\text{Aut}(\mathcal{T}_{d}) be the group of automorphisms of 𝒯d\mathcal{T}_{d}. Because the root is the only vertex of degree dd, the others having degree d+1d+1, every automorphism stabilizes the “level-11 set” of vertices {1,2,,d}\{1,2,\dots,d\}. In particular, we get an epimomorphism ρ:Aut(𝒯d)Sd\rho:\text{Aut}(\mathcal{T}_{d})\to S_{d} with the kernel being the subgroup of all automorphisms fixing every level-11 vertex, meaning that it is isomorphic to Aut(𝒯d)d\text{Aut}(\mathcal{T}_{d})^{d}. Since the map clearly splits we have

Aut(𝒯d)SdAut(𝒯d)d,\text{Aut}(\mathcal{T}_{d})\cong S_{d}\ltimes\text{Aut}(\mathcal{T}_{d})^{d},

or, more concisely, we have the wreath product decomposition

Aut(𝒯d)SdAut(𝒯d).\text{Aut}(\mathcal{T}_{d})\cong S_{d}\wr\text{Aut}(\mathcal{T}_{d}).

For each 1id1\leq i\leq d, let ϕi:Aut(𝒯d)Aut(𝒯d)\phi_{i}:\text{Aut}(\mathcal{T}_{d})\to\text{Aut}(\mathcal{T}_{d}) be the function (not homomrphism) given by

ϕi(g):=δρ(g)i1g|𝒯d(i)δi,\phi_{i}(g):=\delta^{-1}_{\rho(g)i}\circ g\big{|}_{\mathcal{T}_{d}(i)}\circ\delta_{i},

which is well-defined since the image of g|𝒯d(i)δig\big{|}_{\mathcal{T}_{d}(i)}\circ\delta_{i} is 𝒯d(ρ(g)i)\mathcal{T}_{d}(\rho(g)i). Finally, a group GAut(𝒯d)G\leq\text{Aut}(\mathcal{T}_{d}) is said to be self-similar if for all 1id1\leq i\leq d we have ϕi(G)G\phi_{i}(G)\subseteq G.

With this in mind, we can now define the Röver–Nekrashevych groups. First, given w{1,2,,d}w\in\{1,2,\dots,d\}^{*}, the cone on ww is defined as

𝒞d(w):={wκ:κCd}\mathcal{C}_{d}(w):=\{w\kappa:\kappa\in C_{d}\}

which is canonically homeomorphic to 𝒞d\mathcal{C}_{d} via hw:𝒞d𝒞d(w)h_{w}:\mathcal{C}_{d}\to\mathcal{C}_{d}(w) given by κwκ\kappa\mapsto w\kappa. These form a clopen basis for the topology on 𝒞d\mathcal{C}_{d}. Given a self-similar group GG, the Röver–Nekrashevych group on GG or built from GG is the group of all self-homeomorphisms of 𝒞d\mathcal{C}_{d} defined as follows

  1. (1)

    Take a partition of 𝒞d\mathcal{C}_{d} into finitely many cones 𝒞d(w1+)\mathcal{C}_{d}(w_{1}^{+}),…,𝒞d(wn+)\mathcal{C}_{d}(w_{n}^{+})

  2. (2)

    Take another partition of 𝒞d\mathcal{C}_{d} into the same number of cones 𝒞d(w1)\mathcal{C}_{d}(w_{1}^{-}),…,𝒞d(wn)\mathcal{C}_{d}(w_{n}^{-})

  3. (3)

    Map 𝒞d\mathcal{C}_{d} to itself bijectively by sending each 𝒞d(wi+)\mathcal{C}_{d}(w_{i}^{+}) to some 𝒞d(wj)\mathcal{C}_{d}(w_{j}^{-}) via hwjgihwi+1h_{w_{j}^{-}}\circ g_{i}\circ h_{w_{i}^{+}}^{-1} for some g1,,gnGg_{1},\dots,g_{n}\in G.

Note that the composition hwjgihwi+1h_{w_{j}^{-}}\circ g_{i}\circ h_{w_{i}^{+}}^{-1} makes sense because we can view gig_{i} as a homeomorphism of 𝒞d\mathcal{C}_{d}, as every automorphism of 𝒯d\mathcal{T}_{d} induces a homeomorphism of its boundary 𝒯d𝒞d\partial\mathcal{T}_{d}\cong\mathcal{C}_{d}. Also, when G={1}G=\{1\}, we obtain the Higman–Thompson group Vd({1})=VdV_{d}(\{1\})=V_{d}.

First, let us explain why the inclusions L([Fd,Fd])L(Vd(G))L([F_{d},F_{d}])\subseteq L(V_{d}(G)) and L(Fd)L(Vd(G))L(F_{d})\subseteq L(V_{d}(G)) do not always satisfy the WAHP, and then we will prove irreducibility. Note, any permutation of {1,2,,d}\{1,2,\dots,d\} naturally induces an automorphism of 𝒯d\mathcal{T}_{d}. The permutation idi+1i\mapsto d-i+1 induces the “full reflection” h0h_{0} of 𝒯d\mathcal{T}_{d}, and this in turn induces a homeomorphism h:𝒞d𝒞dh:\mathcal{C}_{d}\to\mathcal{C}_{d}. If GG is any self-similar group containing the full reflection automorphism h0h_{0} of 𝒯d\mathcal{T}_{d}, then hh is a element of Vd(G)V_{d}(G) which does not belong to VdV_{d} (and hence not FdF_{d}) but which normalizes FdF_{d}. First, it does not belong to VdV_{d} because any element gVdg\in V_{d} has the property that κ\kappa and g(κ)g(\kappa) have the same infinite tail for any κ𝒞d\kappa\in\mathcal{C}_{d}; i.e., they may have a different finite prefix but eventually the infinite words κ\kappa and g(κ)g(\kappa) “look” the same. But hh violates this property many times over. For example, h(111)=dddh(111\cdots)=ddd\cdots. Second, it is clear that hh normalizes FdF_{d} since FdF_{d} is precisely the subgroup of Vd(G)V_{d}(G) which preserves the lexiographic ordering on 𝒞d\mathcal{C}_{d} (which is in fact a total order), and it is clear that hh is order reversing. This shows that the normalizer of FdF_{d} in Vd(G)V_{d}(G) is non-trivial which translates to the inclusion L(Fd)L(Vd(G))L(F_{d})\subseteq L(V_{d}(G)) not being singular and hence not satisfying the WAHP. Since h1[f,g]h=[h1fh,h1gh]h^{-1}[f,g]h=[h^{-1}fh,h^{-1}gh] for all f,gFdf,g\in F_{d}, it follows that hh also normalizes [Fd,Fd][F_{d},F_{d}] and hence the inclusion L([Fd,Fd])L(Vd(G))L([F_{d},F_{d}])\subseteq L(V_{d}(G)) does not satisfy the WAHP for precisely the same reason. Again, if GG is any self-similar group containing the full reflection, then neither inclusion satisfies the WAHP.

Since the inclusion L(Fd)L(Vd(G))L(F_{d})\subseteq L(V_{d}(G)) does not satisfy the WAHP, it follows that the dd-ary cloning system giving rise to these particular Röver–Nekrashevych groups cannot be diverse. However, this can be seen more directly: when dd is even and nn is a power of dd,

(1n)(2n1)(d/2(d/2)+1)(h0,,h0)(1~{}n)(2~{}n-1)\dots(d/2~{}(d/2)+1)(h_{0},\dots,h_{0})

lies in the image of every one of the dd-ary cloning maps; whereas when dd is odd

(1n)(2n1)((d+1)/2((d+1)/2)+1)(h0,,h0)(1~{}n)(2~{}n-1)\dots((d+1)/2~{}((d+1)/2)+1)(h_{0},\dots,h_{0})

lies in the images. We refer to [SWZ19] for the definition of the dd-ary cloning maps used to build the Röver–Nekrashevych groups. We leave the description of the (one-sided/quasi-)normalizers of FdF_{d} and [Fd,Fd][F_{d},F_{d}] in Vd(G)V_{d}(G), and hence their corresponding von Neumann algebra (one-sided/quasi-)normalizers, to future work. Now we prove irreducibility of the inclusion L([Fd,Fd])L(Vd(G))L([F_{d},F_{d}])\subseteq L(V_{d}(G)) for any self-similar group GG.

Theorem 3.8.

Let GAut(𝒯d)G\leq\text{Aut}(\mathcal{T}_{d}) be any self-similar group. Then every non-trivial element of the Röver–Nekrashevych group Vd(G)V_{d}(G) has infinitely many [Fd,Fd][F_{d},F_{d}]-conjugates which is equivalent to saying that the inclusion L([Fd,Fd])L(Vd(G))L([F_{d},F_{d}])\subseteq L(V_{d}(G_{*})) is irreducible.

Proof.

Suppose that fVd(G)f\in V_{d}(G) has finite index centralizer in [Fd,Fd][F_{d},F_{d}]. We want to argue that f=1f=1. Because [Fd,Fd][F_{d},F_{d}] is an infinite simple group, it follows that the centralizer of ff in [Fd,Fd][F_{d},F_{d}] must in fact equal [Fd,Fd][F_{d},F_{d}], meaning that ff commutes with every element of [Fd,Fd][F_{d},F_{d}]. Since ff commutes with every element of [Fd,Fd][F_{d},F_{d}], it stabilizes the support of every element of [Fd,Fd][F_{d},F_{d}]. By way of contradiction, suppose f1f\neq 1, meaning there is a point κCd\kappa\in C_{d} such that f(κ)κf(\kappa)\neq\kappa. Because κ\kappa and f(κ)f(\kappa) are distinct, we can choose an open neighborhood UU of κ\kappa which does not contain f(κ)f(\kappa). Now choose any element g[Fd,Fd]g\in[F_{d},F_{d}] such that κsupp(g)U\kappa\in\text{supp}(g)\subseteq U. Since ff and gg commute, it follows that

f(κ)f(supp(g))supp(g)U,f(\kappa)\in f(\text{supp}(g))\subseteq\text{supp}(g)\subseteq U,

which is a contradiction. Hence, ff must be the identity, thereby establishing the conclusion. ∎

From this we easily obtain the following corollary:

Corollary 3.9.

Let GAut(𝒯d)G\leq\text{Aut}(\mathcal{T}_{d}) be any self-similar group. Then every non-trivial element of the Röver–Nekrashevych group Vd(G)V_{d}(G) has infinitely many FdF_{d}-conjugates which is equivalent to saying that the inclusion L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})) is irreducible.

3.3. Mixing of L(Fd)L(F_{d}) in L(𝒯d(G))L(\mathscr{T}_{d}(G_{*}))

In Section 3.1, we saw that when (Gn)n(G_{n})_{n\in\mathbb{N}} is equipped with a diverse dd-ary cloning system, the inclusion L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})) satisfies the WAHP which is equivalent to the inclusion being weakly mixing. Given how strong the diversity assumption has proven to be thus far, one might wonder whether the subfactor L(Fd)L(F_{d}) can exhibit the stronger property of being mixing in the von Neumann algebra of any of these groups coming from dd-ary cloning systems. Unfortunately, this is where the strength of the diversity hypothesis fails us, and, interestingly, to see this we need to appeal to the uniformity property. What we will see is that L(Fd)L(F_{d}) is never mixing in L(𝒯d(G))L(\mathscr{T}_{d}(G_{*})) whenever (Gn)n(G_{n})_{n\in\mathbb{N}} is equipped with a uniform dd-ary cloning system. Since virtually all the relevant dd-ary cloning systems which are uniform are also diverse, this will show that the diversity assumption does not generally imply that the inclusion L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})) is mixing.

For our purposes, we only care about inclusions of von Neumann algebras arising from group inclusions. Given an inclusion of countable discrete groups HGH\leq G, we can translate this to an inclusion of von Neumann algebras L(H)L(G)L(H)\subseteq L(G). According to [CFM13, Theorem 4.3], the inclusion L(H)L(G)L(H)\subseteq L(G) is mixing (i.e., L(H)L(H) is a mixing subalgebra of L(G)L(G)) if and only if g1HgHg^{-1}Hg\cap H is a finite group for every gGHg\in G\setminus H (i.e., HH is almost malnormal in GG). When HH is torsion-free, such as with FdF_{d}, mixing is equivalent to requiring that g1HgHg^{-1}Hg\cap H is the identity subgroup for every gGHg\in G\setminus H (i.e., HH is malnormal in GG).

Before we explain why L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})) is never mixing whenever (Gn)n(G_{n})_{n\in\mathbb{N}} is equipped with a uniform dd-ary cloning system, let us recall a key property of uniform dd-ary cloning systems about commuting elements, which was crucial in the proof of Citation 0.2. First, note that vertices of a dd-ary tree can be naturally labelled by finite words in the alphabet {1,2,,d}\{1,2,\dots,d\}. Given a finite word vv in this alphabet, we say two dd-ary trees TT and UU agree away from vv if there exists a dd-ary tree with a leaf labeled vv such that each of TT and UU can be obtained from this tree by gluing a dd-ary tree to this leaf. With this in mind, we have the following key property of uniform dd-ary cloning systems from [BZb].

Citation 3.10.

[BZb, Lemma 5.3] Let ((Gn)n,(ρn)n,(κkn)kn)((G_{n})_{n\in\mathbb{N}},(\rho_{n})_{n\in\mathbb{N}},(\kappa_{k}^{n})_{k\leq n}) be a uniform dd-ary cloning system. Let RR_{-} be a dd-ary tree with nn leaves, say with one leaf labeled by vv. Let R+R_{+} be another dd-ary with nn leaves, one of which is also labelled vv. Let TT and UU be trees that agree away from vv, with the same number of leaves. Then every element of the form [R,g,R+][R_{-},g,R_{+}] commutes with [T,U][T,U].

Let (Gn)n(G_{n})_{n\in\mathbb{N}} be a sequence of non-trivial groups equipped with a uniform dd-ary cloning system. Using Citation 3.10, it is easy to produce elements x𝒯d(G)Fdx\in\mathscr{T}_{d}(G_{*})\setminus F_{d} such that x1FdxFdx^{-1}F_{d}x\cap F_{d} is non-trivial. For example, let RR be any dd-ary tree with the finite word vv representing any leaf of RR, and let gGn(R)g\in G_{n(R)} be any non-trivial element. Define TT to be the dd-ary tree constructed from RR by gluing any dd-ary tree to the leaf of RR labelled vv, and let UU be the dd-ary tree constructed in the same way but gluing any other dd-ary tree to vv. Then by construction TT and UU agree away from vv and together they define a non-trivial element [T,U][T,U] of FdF_{d}. Moreover, x=[R,g,R]x=[R,g,R] is an element of 𝒯d(G)\mathscr{T}_{d}(G_{*}) not belonging to FdF_{d} which, according to Citation 3.10, commutes with the element [T,U][T,U], implying that x1FdxFdx^{-1}F_{d}x\cap F_{d} is non-trivial. We summarize the preceding discussion into the following observation:

Observation 3.11.

Let ((Gn)n,(ρn)n,(κkn)kn)((G_{n})_{n\in\mathbb{N}},(\rho_{n})_{n\in\mathbb{N}},(\kappa_{k}^{n})_{k\leq n}) be a uniform dd-ary cloning system with GnG_{n} a non-trivial group for every nn\in\mathbb{N}. Then the inclusion L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})) is not mixing.

In addition to being diverse, every one of the groups referenced in Table 1 arises from a uniform dd-ary cloning system with the exception of the direct product dd-ary cloning system with monomorphisms. For these dd-ary cloning systems to be uniform, we need to assume that monomorphisms ϕ1,,ϕd:GG\phi_{1},\dots,\phi_{d}:G\to G are the identity. However, if they are all the identity, then the dd-ary cloning system on (n(G))n(\prod^{n}(G))_{n\in\mathbb{N}} is not diverse, although the dd-ary cloning system on (Ψn(G))n(\Psi^{n}(G))_{n\in\mathbb{N}} is diverse. In summary, the diversity assumption does not imply that the inclusion L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})) is mixing.

As for mixing in the non-uniform case, we do not presently know whether this is possible. The only non-uniform dd-ary cloning systems we know of are some of the direct product examples with monomorphisms and the dd-ary cloning systems giving rise to the Röver–Nekrashevych groups. In Section 3.4, we consider a non-diverse cloning system which also happens to be non-uniform, where we prove that it gives rise to an irreducible inclusion satisfying the WAHP; however, we show that the inclusion is not mixing.

Regarding the Röver–Nekrashevych groups, we saw that the inclusion L(Fd)L(Vd(G))L(F_{d})\subseteq L(V_{d}(G)), as well as L([Fd,Fd,])L(Vd(G))L([F_{d},F_{d},])\subseteq L(V_{d}(G)), cannot be weakly mixing whenever GG is a self-similar group containing the full reflection, and therefore it cannot be mixing since mixing implies weakly mixing. However, we do not know if the inclusion L(Fd)L(Vd(G))L(F_{d})\subseteq L(V_{d}(G)) can be mixing when Vd(G)V_{d}(G) arises from diverse dd-ary cloning system. In this case, GG cannot contain the full reflection and the inclusion L(Fd)L(Vd(G))L(F_{d})\subseteq L(V_{d}(G)) is weakly mixing, so mixing is not immediately precluded. We leave it to future work to determine whether mixing is possible among the non-uniform dd-ary cloning systems. Now we turn to some examples of non-diverse dd-ary cloning systems and study them with respect to the WAHP.

3.4. Non-diverse dd-ary cloning systems and the weak asymptotic homomorphism property

In Section 2.3, we gave a table containing a plethora of examples of diverse dd-ary cloning systems and hence instances where the inclusion L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})) satisfies the WAHP. In this section, we explore some examples of non-diverse dd-ary cloning systems with respect to this property. What we will see is that it is possible for the inclusion L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})) to satisfy the WAHP and for it not to, thereby showing that while diversity is an incredibly strong sufficient condition, it is not a necessary condition.

As for a non-diverse dd-ary cloning system producing an inclusion L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})) does not satisfy the WAHP, we have already seen such an example when we looked at Röver–Nekrashevych groups. We saw that as soon as a self-similar group GG contains the full reflection described in Section 3.2, the dd-ary cloning system cannot be diverse, and that the homeomorphism induced by the full reflection normalizes FdF_{d}. This entails that the inclusion L(Fd)L(Vd(G))L(F_{d})\subseteq L(V_{d}(G)) is non-singular and hence does not satisfy the WAHP. But on the other hand, the inclusion L([Fd,Fd])L(Vd(G))L([F_{d},F_{d}])\subseteq L(V_{d}(G)) is irreducible and therefore L(Fd)L(Vd(G))L(F_{d})\subseteq L(V_{d}(G)) is, too. It would be nice to produce an example for which we have irreducibility but not the WAHP using the direct product example with monomorphisms. At the moment, however, it is unclear how to do this.

Let us first look at a non-diverse dd-ary cloning system for which the inclusion L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})) does not satisfy the WAHP using the direct product examples with monomorphisms.

Example 3.12 (Examples not satisfying the WAHP).

With respect to the direct product example with monomorphisms, to find some non-diverse dd-ary cloning systems we need to consider the case where the images of the monomorphisms ϕ1,,ϕd:GG\phi_{1},\dots,\phi_{d}:G\to G do intersect non-trivially. In this case, we can achieve this by simply letting all the monomorphisms be the identity. Hence, let GG be any non-trivial group (typically ICC so that 𝒯d((G))\mathscr{T}_{d}(\prod^{*}(G)) is ICC) and let ϕi:GG\phi_{i}:G\to G be the identity morphism for all i=1,,di=1,\dots,d. First, in this setup, it is rather easy to see that the dd-ary cloning system is in fact non-diverse because the nn-tuple (g,,g)(g,\dots,g) lies in the image of every dd-ary cloning map for any gGg\in G and every nn\in\mathbb{N}. Second, the inclusion L(Fd)L(𝒯d((G))L(F_{d})\subseteq L(\mathscr{T}_{d}(\prod^{*}(G)) is never irreducible. If gGg\in G is any non-trivial element, then it is not difficult to argue that [,g,][\cdot,g,\cdot] is a non-trivial element fixed by FdF_{d} via conjugation and hence has finitely many FdF_{d}-conjugates. Of course, this also shows that the normalizer of FdF_{d} in 𝒯d((G))\mathscr{T}_{d}(\prod^{*}(G)) is non-trivial and therefore the inclusion L(Fd)L(𝒯d((G))L(F_{d})\subseteq L(\mathscr{T}_{d}(\prod^{*}(G)) does not satisfy the WAHP. We note that all of this works if instead we just take the monomorphisms ϕ1,,ϕd:GG\phi_{1},\dots,\phi_{d}:G\to G to simply have a common non-trivial fixed point in GG.

Let us actually compute the normalizer of FdF_{d} in 𝒯d((G))\mathscr{T}_{d}(\prod^{*}(G)). We claim that this normalizer consists of all elements of the form

[T,(g,,g),U][T,(g,\dots,g),U]

with TT and UU dd-ary trees and gGg\in G. First, it is clear that any element of this form normalizes FdF_{d}. As for the other direction, suppose that [T,(g1,,gn),U][T,(g_{1},\dots,g_{n}),U] normalizes FdF_{d}. Expanding the triple (T,(g1,,gn),U)(T,(g_{1},\dots,g_{n}),U) by adding a caret at the first leaf and applying the appropriate cloning map to the tuple (g1,g2,,gn)(g_{1},g_{2},\dots,g_{n}), the first entry g1g_{1} is replaced by a “block” of g1g_{1}’s of length dd. Expanding TT at the first leaf mm times successively and applying the appropriate sequence of cloning maps to the tuple, the first entry g1g_{1} is replaced by a block of g1g_{1}’s of length mdmd. Choose mm\in\mathbb{N} such that mdnmd\geq n. Note that, up to expansion, [T,(g1,,gn),U][T,(g_{1},\dots,g_{n}),U] is equivalent to both

[(((T1)1))1m times,(g1,,g1md times,g2,g3,gn),(((U1)1)1)1],[(\dots((\underbrace{T_{1})_{1})\dots)_{1}}_{m\text{ times}},(\underbrace{g_{1},\dots,g_{1}}_{md\text{ times}},g_{2},g_{3}\dots,g_{n}),(\dots((U_{1})_{1})_{1}\dots)_{1}],

which is formed by adding a dd-ary caret at the first leaf of the tree mm-times and

[(((Tn)n+d1)n+2(d1))n+m(d1),(g1,g2,,gn,,gnmd times)(((Un)n+d1)n+2(d1))n+m(d1)],[(\dots((T_{n})_{n+d-1})_{n+2(d-1)}\dots)_{n+m(d-1)},(g_{1},g_{2},\dots,\underbrace{g_{n},\dots,g_{n}}_{md\text{ times}})(\dots((U_{n})_{n+d-1})_{n+2(d-1)}\dots)_{n+m(d-1)}],

which is formed by adding a dd-ary caret at the last leaf of the tree mm-times. Now consider the element

[(((T1)1)1)1m times,(((Tn)n+d1)n+2(d1))n+m(d1)][(\dots((\underbrace{T_{1})_{1})_{1}\dots)_{1}}_{m\text{ times}},(\dots((T_{n})_{n+d-1})_{n+2(d-1)}\dots)_{n+m(d-1)}]

which lies in FdF_{d}. Since mdnmd\geq n, when we conjugate this particular element of FdF_{d} by [T,(g1,,gn),U][T,(g_{1},\dots,g_{n}),U] using the above two expansions, the whole block of g1g_{1}’s in the tuple (g1,,g1,g2,g3,gn)1(g_{1},\dots,g_{1},g_{2},g_{3}\dots,g_{n})^{-1} completely “covers” the block g1,g2,,gng_{1},g_{2},\dots,g_{n} in the tuple (g1,g2,,gn,,gn)(g_{1},g_{2},\dots,g_{n},\dots,g_{n}). This means that when we compute the conjugate, what we obtain is

[(((T1)1)1)1,(1,g11g2,g11g3,,g11gn,),(((Un)n+d1)n+2(d1))n+m(d1)].[(\dots((T_{1})_{1})_{1}\dots)_{1},(1,g_{1}^{-1}g_{2},g_{1}^{-1}g_{3},\dots,g_{1}^{-1}g_{n},\dots),(\dots((U_{n})_{n+d-1})_{n+2(d-1)}\dots)_{n+m(d-1)}].

Now, the entries following g11gng_{1}^{-1}g_{n} in the tuple are immaterial for our purposes, hence our reason putting ellipses; we do not mean to indicate that this is an infinite sequence. Now this lies is in FdF_{d} because we assumed that [T,(g1,,gn),U][T,(g_{1},\dots,g_{n}),U] normalizes FdF_{d}. Hence, it follows that g11g2=1g_{1}^{-1}g_{2}=1, g11g3=1g_{1}^{-1}g_{3}=1,…, g11gn=1g_{1}^{-1}g_{n}=1, and therefore g1=g2==gng_{1}=g_{2}=\dots=g_{n}, proving the claim.

Unfortunately, because the inclusion is not irreducible, this means that the normalizer of L(Fd)L(F_{d}) in L(𝒯d((G)))L(\mathscr{T}_{d}(\prod^{*}(G))) does not admit a nice description in terms of the group normalizer. It is clear that all elements of the form wλxw\lambda_{x}, where wU(L(Fd))w\in U(L(F_{d})) and x𝒩𝒯d((G))(Fd)x\in\mathcal{N}_{\mathscr{T}_{d}(\prod^{*}(G))}(F_{d}), normalize the subfactor L(Fd)L(F_{d}). However, without irreducibility the normalizer of L(Fd)L(F_{d}) in L(𝒯d((G))L(\mathscr{T}_{d}(\prod^{*}(G)) can be strictly larger. We leave it to future work to compute the von Neumann algebra (one-sided/quasi-)normalizer of these, and related, examples.

Now let us turn to some examples of non-diverse dd-ary cloning systems where we will see that the inclusion satisfies the WAHP.

Example 3.13 (Examples satisfying the weak asymptotic homomorphism property).

Under the case of the images of the monomorphisms ϕ1,,ϕd:GG\phi_{1},\dots,\phi_{d}:G\to G intersecting non-trivially, we just saw that when all of the monomorphisms are the identity morphism (or they at least have a non-trivial common fixed point), the inclusion does not satisfy the WAHP. Therefore, if we want a non-diverse dd-ary cloning system to produce an inclusion which satisfies the WAHP, we still need to look among those examples where the images intersect non-trivially but we need to modify things slightly. We achieve this taking one of the monomorphisms to be a non-identity monomorphism with some additional properties, and we do this by considering the classical case (i.e., d=2d=2). First, by saying a self-homomorphism ϕ\phi of a group GG is fixed-point-free, we mean that there is no gG{1}g\in G\setminus\{1\} for which ϕ(g)=g\phi(g)=g.

Proposition 3.14.

Let GG be a non-trivial group admitting a fixed-point-free automorphism ϕ\phi of order two. Take ϕ1\phi_{1} be the identity map and ϕ2=ϕ\phi_{2}=\phi. Then the cloning system on (n(G))n(\prod^{n}(G))_{n\in\mathbb{N}} with the monomorphisms ϕ1,ϕ2\phi_{1},\phi_{2} is not diverse but the inclusion L(F)L(𝒯((G)))L(F)\subseteq L(\mathscr{T}(\prod^{*}(G))) satisfies the weak asymptotic homomorphism property.

Proof.

First, it is not difficult to show that when nn is odd, the n+1n+1 tuple

(g,ϕ(g),g,,g,ϕ(g))(g,\phi(g),g,\dots,g,\phi(g))

lies in the images of the cloning maps κkn\kappa_{k}^{n} for 1kn1\leq k\leq n for any gGg\in G, whereas when nn is even, the (n+1)(n+1)-tuple

(g,ϕ(g),g,,ϕ(g),g)(g,\phi(g),g,\dots,\phi(g),g)

lies in the images for any gGg\in G, thereby proving that the cloning system fails to be diverse. Now let us argue that the inclusion satisfies the WAHP.

Because the cloning system is pure, we get the internal semi-direct decomposition

𝒯((G)))=𝒦((G))F.\textstyle\mathscr{T}(\prod^{*}(G)))=\mathscr{K}(\prod^{*}(G))\rtimes F.

From this decomposition, it is not difficult to see that to prove that the inclusion L(F)L(𝒯((G)))L(F)\subseteq L(\mathscr{T}(\prod^{*}(G))) satisfies the WAHP, it is sufficient (and necessary) to show that if x,x1,,xt𝒦((G))x,x_{1},\dots,x_{t}\in\mathscr{K}(\prod^{*}(G)) satisfy

Fxi=1txiF,Fx\subseteq\bigcup_{i=1}^{t}x_{i}F,

then x=1x=1. As we noted in the proof of Theorem 3.3, the above right coset covering condition implies that the stabilizer of xFxF under the left-translation action of FF on 𝒯(G)/F\mathscr{T}(G^{*})/F is a finite index subgroup of FF; moreover, an element fFf\in F stabilizes xFxF under this action if and only if x1fxFx^{-1}fx\in F. Since the stabilizer has finite index in FF, there is an arbitrarily large mm\in\mathbb{N} such that fmf^{m} stabilizes xFxF for every fFf\in F. Because x𝒦((G))x\in\mathscr{K}(\prod^{*}(G)), this means that xx is of the form [T,(g1,,gn),T][T,(g_{1},\dots,g_{n}),T] for some binary tree TT with nn leaves and g1,,gnGg_{1},\dots,g_{n}\in G. Choose mm\in\mathbb{N} large enough such that m>n+1m>n+1 and fm+1f^{m+1} stabilizes xFxF for every fFf\in F. If f=[T1,Tn]f=[T_{1},T_{n}], then using Lemma  3.1, it is not hard to see that

fm+1=[T1,Tn]m+1=[(((T1)1)1)1m times,(((Tn)n+1)n+2)n+m]f^{m+1}=[T_{1},T_{n}]^{m+1}=[(\dots((\underbrace{T_{1})_{1})_{1}\dots)_{1}}_{m\text{ times}},(\dots((T_{n})_{n+1})_{n+2}\dots)_{n+m}]

which stabilizes xx, meaning that x1fm+1xFx^{-1}f^{m+1}x\in F. On the one hand, we expand the triple representing xx by adding carets to the last leaf of the tree mm-times and apply the corresponding sequence of cloning maps so that the group element becomes

(g1,g2,,gn,ϕ(gn),gn,ϕ(gn),,ϵ),(g_{1},g_{2},\dots,g_{n},\phi(g_{n}),g_{n},\phi(g_{n}),\dots,\epsilon),

where ϵ\epsilon is either gng_{n} or ϕ(gn)\phi(g_{n}), depending on whether mm is even or odd. On the other hand, we expand the triple representing x1x^{-1} by adding carets to the first leaf of the tree mm-times and apply the corresponding sequence of cloning maps so that the group element becomes

(g11,ϕ(g11),,ϕ(g11)(m1) times,g21,,gn1).(g_{1}^{-1},\underbrace{\phi(g_{1}^{-1}),\dots,\phi(g_{1}^{-1})}_{(m-1)\text{ times}},g^{-1}_{2},\dots,g^{-1}_{n}).

Hence, calculating x1fmxx^{-1}f_{m}x and inspecting the group element in the triple representing x1fmxx^{-1}f_{m}x, we see that it equals

(1,ϕ(g11)g2,ϕ(g11)g3,,ϕ(g11)gn,ϕ(g11)ϕ(gn),,ϵ),(1,\phi(g_{1}^{-1})g_{2},\phi(g_{1}^{-1})g_{3},\dots,\phi(g_{1}^{-1})g_{n},\phi(g_{1}^{-1})\phi(g_{n}),\dots,\epsilon^{\prime}),

where ϵ\epsilon^{\prime} is either 11 or gn1ϕ(gn)g_{n}^{-1}\phi(g_{n}), depending on whether mm is even or odd. Since x1fmxx^{-1}f_{m}x belongs to FF, it follows that the above tuple is the identity element and hence ϕ(g1)=g2\phi(g_{1})=g_{2}, ϕ(g1)=g3\phi(g_{1})=g_{3},…, ϕ(g1)=gn\phi(g_{1})=g_{n}, and ϕ(g1)=ϕ(gn)\phi(g_{1})=\phi(g_{n}). The last two equations imply ϕ(gn)=gn\phi(g_{n})=g_{n} and hence gn=1g_{n}=1 because ϕ\phi is a fixed-point-free automorphism. From here it follows that g1=g2=g3==gn=1g_{1}=g_{2}=g_{3}=\dots=g_{n}=1, and therefore x=1x=1. Hence, the inclusion L(F)L(𝒯((G)))L(F)\subseteq L(\mathscr{T}(\prod^{*}(G))) satisfies the WAHP. ∎

Fixed-point free automorphisms of order two are fairly easy to come by. For example, if GG is any non-trivial abelian group without 22-torsion, then ϕ\phi given by gg1g\mapsto g^{-1} is a fixed-point-free automorphism of order two. As the more interesting examples in von Neumann algebra theory tend to come from the non-amenable realm, let us look to a non-amenable example. Note that GG being non-amenable ensures 𝒯((G))\mathscr{T}(\prod^{*}(G)) is non-amenable, independently of whether FF is amenable, which is, arguably, the biggest open problem concerning FF. Of course, more generally, if GG is non-amenable, then neither 𝒯d((G))\mathscr{T}_{d}(\prod^{*}(G)) nor 𝒯d(Ψ(G))\mathscr{T}_{d}(\Psi^{*}(G)) is amenable. For a non-amenable example, consider G=𝔽2G=\mathbb{F}_{2} be a free group freely generated by aa and bb, and let ϕ:𝔽2𝔽2\phi:\mathbb{F}_{2}\to\mathbb{F}_{2} be the homomorphic extension of aba\mapsto b and bab\mapsto a. The homomorphism ϕ\phi is certainly an isomorphism. In fact, it is its own inverse so it is certainly of order two. Finally, if g𝔽2g\in\mathbb{F}_{2} is a non-trivial element, then the first letter of ϕ(g)\phi(g) and gg will be different, meaning they cannot possibly be equal, whereby we conclude ϕ\phi is fixed-point-free. Hence, the inclusion L(F)L(𝒯((𝔽2)))L(F)\subseteq L(\mathscr{T}(\prod^{*}(\mathbb{F}_{2}))) satisfies the WAHP.

Note that this cloning system on (n(G))n(\prod^{n}(G))_{n\in\mathbb{N}}, or even restricted to (Ψn(G))n(\Psi^{n}(G))_{n\in\mathbb{N}}, is very far from being uniform (see Definition 2.8). Indeed, for nn\in\mathbb{N} and 1<kn1<k\leq n,

(g1,,gk1,gk,gk+1,,gn)(κknκkn+1)=(g1,,gk1,gk,ϕ(gk),ϕ(gk),gk+1,,gn)(g_{1},\dots,g_{k-1},g_{k},g_{k+1},\dots,g_{n})(\kappa_{k}^{n}\circ\kappa_{k}^{n+1})=(g_{1},\dots,g_{k-1},g_{k},\phi(g_{k}),\phi(g_{k}),g_{k+1},\dots,g_{n})

while

(g1,,gk1,gk,gk+1,)(κknκk+1n+1)=(g1,,gk1,gk,ϕ(gk),gk,gk+1,,gn).(g_{1},\dots,g_{k-1},g_{k},g_{k+1},\dots)(\kappa_{k}^{n}\circ\kappa_{k+1}^{n+1})=(g_{1},\dots,g_{k-1},g_{k},\phi(g_{k}),g_{k},g_{k+1},\dots,g_{n}).

If they were equal, then, in particular, ϕ(gk)=gk\phi(g_{k})=g_{k}. However, since ϕ\phi is fixed-point free, it is clear that these tuples are generally not equal. Recall that the uniformity property was crucial in proving that L(𝒯d(G))L(\mathscr{T}_{d}(G_{*})) can be a type II1\operatorname{II}_{1} McDuff factor (see Citation 0.2). Hence, neither L(𝒯((G))L(\mathscr{T}(\prod^{*}(G)) nor L(𝒯(Ψ(G))L(\mathscr{T}(\Psi^{*}(G)) is obviously a type II1\operatorname{II}_{1} McDuff factor, or at least it is not an immediate consequence of Citation 0.2. We wonder, do either yield a type II1\operatorname{II}_{1} factor which is either McDuff or has property Gamma?

Since the uniform property precludes mixing (see Observation 3.11), but neither cloning system has the uniform property, one might wonder whether L(F)L(F) is a mixing subfactor in these examples. It turns out, however, that we do not have mixing. Figure 3 gives two commuting elements, one which belongs to 𝒯((G))\mathscr{T}(\prod^{*}(G)) and does not belong to FF whenever gGg\in G is non-trivial, while the other element is a non-trivial element belonging to FF. The fact that these elements commute implies that the inclusion L(F)L(𝒯((G)))L(F)\subseteq L(\mathscr{T}(\prod^{*}(G))) is not mixing. We note that this choice of element actually belongs to 𝒯(Ψ(G))\mathscr{T}(\Psi^{*}(G)) and hence shows that the inclusion L(F)L(𝒯(Ψ(G)))L(F)\subseteq L(\mathscr{T}(\Psi^{*}(G))) is not mixing either. Since the cloning system on (Ψn(G))n(\Psi^{n}(G))_{n\in\mathbb{N}} is diverse, Theorem 3.3 tells us that the inclusion L(F)L(𝒯(Ψ(G))L(F)\subseteq L(\mathscr{T}(\Psi^{*}(G)) is weakly mixing though.

[\Big{[},(1,g)(1,g),]\Big{]}and[\Bigg{[},]\Bigg{]}
Figure 3. A pair of commuting elements showing that neither L(F)L(𝒯((G)))L(F)\subseteq L(\mathscr{T}(\prod^{*}(G))) nor L(F)L(𝒯(Ψ(G)))L(F)\subseteq L(\mathscr{T}(\Psi^{*}(G))) is a mixing inclusion. The leftmost element belongs to 𝒯(Ψ(G))𝒯((G))\mathscr{T}(\Psi^{*}(G))\leq\mathscr{T}(\prod^{*}(G)), while the rightmost element belongs to FF.

In conclusion, using the direct product examples with monomorphisms, it is quite easy to produce examples of non-diverse dd-ary cloning systems where the inclusion is still irreducible and satisfies the WAHP.

4. Singular Inclusions of type II1\operatorname{II}_{1} Factors without the Weak Asymptotic Homomorphism Property

In this section, using dd-ary cloning systems and amalgamated free products, we construct a variety of singular inclusions of type II1\operatorname{II}_{1} factors which do not satisfy the WAHP. As we noted in the introduction, the first example of such an inclusion was constructed in [GW10]. These do not have the WAHP by virtue of being proper finite index inclusions, which immediately precludes the WAHP. This left open the case of producing an infinite index, singular inclusion of type II1\operatorname{II}_{1} factors without the WAHP. In this section, we provide a variety of examples of such infinite index inclusions (and finite index inclusions, too), although we note that these examples were essentially constructed simultaneously with the ones in [BCC+23]. However, we note that ours differs in that our constructions are purely group-theoretic.

Somewhat vaguely, we construct such inclusions by starting with an inclusion of groups with certain desired properties and then “Thompsonify” the inclusion by passing it through the modified direct product dd-ary cloning system. We will see that Thompsonifying the inclusion preserves these properties, including the index of the group inclusion. More precisely, given an inclusion HGH\leq G of countable discrete groups, throughout this section we fix

Hn:={1}×G××Gn2 times×HH_{n}:=\{1\}\times\underbrace{G\times\dots\times G}_{n-2\text{ times}}\times H

and Gn:=Ψn(G)G_{n}:=\Psi^{n}(G) for n3n\geq 3, and we consider the sequence of groups (Gn)n(G_{n})_{n\in\mathbb{N}} with its usual dd-ary cloning system with all the monomorphisms ϕ1,,ϕd:GG\phi_{1},\dots,\phi_{d}:G\to G the identity. The dd-ary cloning system respects the sequence of subgroups (Hn)n(H_{n})_{n\in\mathbb{N}}, meaning we can restrict the dd-ary cloning system to (Hn)n(H_{n})_{n\in\mathbb{N}} to get a dd-ary cloning subsystem and from this we obtain the inclusion Fd𝒯d(H)𝒯d(G)F_{d}\leq\mathscr{T}_{d}(H_{*})\leq\mathscr{T}_{d}(G_{*}). Recall that the dd-ary cloning system on (Gn)n(G_{n})_{n\in\mathbb{N}} is pure, uniform, and diverse and hence so is the dd-ary cloning system restricted to (Hn)n(H_{n})_{n\in\mathbb{N}}. Because the dd-ary cloning system on (Gn)n(G_{n})_{n\in\mathbb{N}} is diverse, we know by Theorem 3.6 that the inclusion L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})) is irreducible and hence L(𝒯d(H))L(𝒯d(G))L(\mathscr{T}_{d}(H_{*}))\subseteq L(\mathscr{T}_{d}(G_{*})) must also be irreducible. This means that the normalizer of L(𝒯d(H))L(\mathscr{T}_{d}(H_{*})) in L(𝒯d(G))L(\mathscr{T}_{d}(G_{*})) can be described in terms of the normalizer of 𝒯d(H)\mathscr{T}_{d}(H_{*}) in 𝒯d(G)\mathscr{T}_{d}(G_{*}) as outlined in Citation 1.4.

For this particular dd-ary cloning system we have the following lemma which says that Thompsonifying the inclusion HGH\leq G in the above way preserves the index.

Lemma 4.1.

Let HGH\leq G be an inclusion of groups, and define HnH_{n} and GnG_{n} as above equipped with the dd-ary cloning system described above. Then

|𝒯d(G):𝒯d(H)|=|G:H|.|\mathscr{T}_{d}(G_{*}):\mathscr{T}_{d}(H_{*})|=|G:H|.
Proof.

First, note that

|𝒯d(G):𝒯d(H)|\displaystyle|\mathscr{T}_{d}(G_{*}):\mathscr{T}_{d}(H_{*})| =|𝒦d(G)Fd:𝒦d(H)Fd|\displaystyle=|\mathscr{K}_{d}(G_{*})\rtimes F_{d}:\mathscr{K}_{d}(H_{*})\rtimes F_{d}|
=|𝒦d(G):𝒦d(H)|\displaystyle=|\mathscr{K}_{d}(G_{*}):\mathscr{K}_{d}(H_{*})|

Of course, this is true more generally of any pure dd-ary cloning system on a sequence of groups on (Gn)n(G_{n})_{n\in\mathbb{N}} and a sequence of subgroups (Hn)n(H_{n})_{n\in\mathbb{N}} which “respects” the cloning system. Hence, it suffices to argue that the index of 𝒦d(H)\mathscr{K}_{d}(H_{*}) in 𝒦d(G)\mathscr{K}_{d}(G_{*}) is |G:H||G:H|. To this end, let SGS\subseteq G be a set of distinct left-coset representatives of HH in GG. We claim that all the elements of the form

[Λd,(1,,1d1,x),Λd]()[\Lambda_{d},(\underbrace{1,\dots,1}_{d-1},x),\Lambda_{d}]~{}~{}~{}~{}(\ast)

for xSx\in S, of which there are |S|=|G:H||S|=|G:H| of them, form all the distinct representatives for left cosets in 𝒦d(G)/𝒦d(H)\mathscr{K}_{d}(G_{*})/\mathscr{K}_{d}(H_{*}), where Λd\Lambda_{d} is the dd-ary caret. To see this, let [T,(1,g2,,gn),T][T,(1,g_{2},\dots,g_{n}),T] represent some arbitrary element in 𝒦d(G)/𝒦d(H)\mathscr{K}_{d}(G_{*})/\mathscr{K}_{d}(H_{*}) for some dd-ary tree TT with nn leaves and elements g2,,gnGg_{2},\dots,g_{n}\in G, and we will argue it is equivalent to something of the form ()(\ast) up to expansion and modulo 𝒦d(H)\mathscr{K}_{d}(H_{*}). Given gnGg_{n}\in G, there exists some left-coset representation xSx\in S and some hHh\in H such that gn=xhg_{n}=xh. Then

[T,(1,g2,,gn),T]\displaystyle[T,(1,g_{2},\dots,g_{n}),T] =[T,(1,g2,,gn1,h),T]\displaystyle=[T,(1,g_{2},\dots,g_{n-1},h),T]
=[T,(1,1,,1,x),T][T,(1,g2,,gn1,h)]\displaystyle=[T,(1,1,\dots,1,x),T][T,(1,g_{2},\dots,g_{n-1},h)]

Modulo 𝒦d(H)\mathscr{K}_{d}(H_{*}), the element [T,(1,g2,,gn),T][T,(1,g_{2},\dots,g_{n}),T] is equivalent to

[T,(1,,1,x),T][T,(1,\dots,1,x),T]

in the quotient 𝒦d(G)/𝒦d(H)\mathscr{K}_{d}(G_{*})/\mathscr{K}_{d}(H_{*}). Since any dd-ary tree can be inductively constructed from the dd-ary caret Λd\Lambda_{d}, the dd-ary tree TT is obtainable from Λd\Lambda_{d} via a finite number of appropriate expansions. In general, without knowing precisely what TT looks like, we do not know which expansions we need to perform in order to obtain TT from Λd\Lambda_{d}. But in this specific case that will pose no issue. We can expand

[Λd,(1,,1,x),Λd][\Lambda_{d},(1,\dots,1,x),\Lambda_{d}]

so that the dd-ary caret Λd\Lambda_{d} becomes TT, and this will require applying the appropriate sequence of dd-ary cloning maps the dd-tuple

(1,,1,x)(1,\dots,1,x)

in accordance with the expansions needed to obtain TT from Λd\Lambda_{d}. Doing this, the element [Λd,(1,,1,x),Λd][\Lambda_{d},(1,\dots,1,x),\Lambda_{d}] is equivalent to

[T,(1,,1,x,,x,x),T][T,(1,\dots,1,\underbrace{x,\dots,x},x),T]

where the underlined block of xx’s might be empty depending on whether we need to clone the last coordinate at any point in expanding Λd\Lambda_{d} to obtain TT. If the block is empty, then we are finished as we just showed that any element of 𝒦d(G)/𝒦d(H)\mathscr{K}_{d}(G_{*})/\mathscr{K}_{d}(H_{*}) is equivalent to an element represented by ()(\ast) for some xSx\in S via expansions and reduction modulo 𝒦d(H)\mathscr{K}_{d}(H_{*}). However, if the block is not empty, then the element can be written as

[T,(1,,1,x,,x,x),T]=[T,(1,,1,x,,x,1),T][T,(1,,1,x),T][T,(1,\dots,1,\underbrace{x,\dots,x},x),T]=[T,(1,\dots,1,\underbrace{x,\dots,x},1),T][T,(1,\dots,1,x),T]

and modding out in the quotient 𝒦d(G)/𝒦d(H)\mathscr{K}_{d}(G_{*})/\mathscr{K}_{d}(H_{*}) this is clearly equivalent to

[T,(1,,1,x),T][T,(1,\dots,1,x),T]

Hence, using expansions and reduction modulo 𝒦d(H)\mathscr{K}_{d}(H_{*}), this shows that any element of 𝒦d(G)/𝒦d(H)\mathscr{K}_{d}(G_{*})/\mathscr{K}_{d}(H_{*}) can be represented by an element of the form

[Λd,(1,,1d1,xi),Λd][\Lambda_{d},(\underbrace{1,\dots,1}_{d-1},x_{i}),\Lambda_{d}]

for some xSx\in S, of which there are |S|=|G:H||S|=|G:H| them, and we note that these elements are clearly pairwise distinct. Whence it follows

|𝒦d(G):𝒦d(H)|=|G:H||\mathscr{K}_{d}(G_{*}):\mathscr{K}_{d}(H_{*})|=|G:H|

Next, we need to a lemma which allows us describe the group normalizer of 𝒯d(H)\mathscr{T}_{d}(H_{*}) in 𝒯d(G)\mathscr{T}_{d}(G_{*}).

Lemma 4.2.

Let HGH\leq G be an inclusion of groups, and define HnH_{n} and GnG_{n} as above equipped with the dd-ary cloning system described above. If x𝒯d(G)x\in\mathscr{T}_{d}(G_{*}) normalizes 𝒯d(H)\mathscr{T}_{d}(H_{*}), then x=[T,(1,g2,,gn),U]x=[T,(1,g_{2},\dots,g_{n}),U] for some dd-ary trees TT and UU with nn leaves and g2,,gnGg_{2},\dots,g_{n}\in G with gn𝒩G(H)g_{n}\in\mathcal{N}_{G}(H). In particular, if HH is self-normalizing in GG, then 𝒯d(H)\mathscr{T}_{d}(H_{*}) is self-normalizing in 𝒯d(G)\mathscr{T}_{d}(G_{*})

Proof.

Suppose that x𝒯d(G)x\in\mathscr{T}_{d}(G_{*}) normalizes 𝒯d(H)\mathscr{T}_{d}(H_{*}) and write x=[T,(1,g2,,gn),U]x=[T,(1,g_{2},\dots,g_{n}),U] for some dd-ary trees TT and UU with nn leaves and g2,,gnGg_{2},\dots,g_{n}\in G. Let hHh\in H be arbitrary and consider the element [T,(1,1,,1,h),T][T,(1,1,\dots,1,h),T] in 𝒯d(H)\mathscr{T}_{d}(H_{*}). Then, because xx normalizes 𝒯d(H)\mathscr{T}_{d}(H_{*}), we know that

[T,(1,g2,,gn),U]1[T,(1,1,,1,h),T][T,(1,g2,,gn),U]\displaystyle[T,(1,g_{2},\dots,g_{n}),U]^{-1}[T,(1,1,\dots,1,h),T][T,(1,g_{2},\dots,g_{n}),U] =[T,(1,g2,,gn1hgn),T]\displaystyle=[T,(1,g_{2},\dots,g_{n}^{-1}hg_{n}),T]

belongs to 𝒯d(H)\mathscr{T}_{d}(H_{*}) which means that gn1hgnHg_{n}^{-1}hg_{n}\in H. Reversing the positions of xx and x1x^{-1}, we can show that gnhgn1Hg_{n}hg_{n}^{-1}\in H. Hence, because hHh\in H was arbitrary, it follows that gn𝒩G(H)g_{n}\in\mathcal{N}_{G}(H).

Finally, if HH is self-normalizing in GG, then gn𝒩G(H)=Hg_{n}\in\mathcal{N}_{G}(H)=H and therefore x𝒯d(H)x\in\mathscr{T}_{d}(H_{*}), which means 𝒯d(H)\mathscr{T}_{d}(H_{*}) is self-normalizing in 𝒯d(G)\mathscr{T}_{d}(G_{*}) and therefore completes the proof. ∎

Mimicking the calculations above, it is not terribly difficult to show that we can get a similar description of the normalizer of 𝒯d(Ψ(H))\mathscr{T}_{d}(\Psi^{*}(H)) in 𝒯d(Ψ(G))\mathscr{T}_{d}(\Psi^{*}(G)), or even 𝒯d((H))\mathscr{T}_{d}(\prod^{*}(H)) in 𝒯d((G))\mathscr{T}_{d}(\prod^{*}(G)). For example, in the latter case, if x𝒯d((G))x\in\mathscr{T}_{d}(\prod^{*}(G)) normalizes 𝒯d((H))\mathscr{T}_{d}(\prod^{*}(H)), then x=[T,(g1,,gn),U]x=[T,(g_{1},\dots,g_{n}),U] for some dd-ary trees TT and UU and g1,,gn𝒩G(H)g_{1},\dots,g_{n}\in\mathcal{N}_{G}(H).

We immediately obtain the following corollary.

Corollary 4.3.

Let HGH\leq G be an inclusion of groups, and define HnH_{n} and GnG_{n} as above equipped with the dd-ary cloning system described above. If HH is self-normalizing in GG, then L(𝒯d(H)L(𝒯d(G))L(\mathscr{T}_{d}(H_{*})\subseteq L(\mathscr{T}_{d}(G_{*})) is a singular inclusion of type II1\operatorname{II}_{1} factors.

Proof.

If HH is self-normalizing in GG, then Lemma 4.2 tells us that 𝒯d(H)\mathscr{T}_{d}(H_{*}) is self-normalizing in 𝒯d(G)\mathscr{T}_{d}(G_{*}). Because the inclusion L(𝒯d(H))L(𝒯d(G))L(\mathscr{T}_{d}(H_{*}))\subseteq L(\mathscr{T}_{d}(G_{*})) is an irreducible of type II1\operatorname{II}_{1} factors, the normalizer of L(𝒯d(H))L(\mathscr{T}_{d}(H_{*})) in L(𝒯d(G))L(\mathscr{T}_{d}(G_{*})) can be computed from the normalizer of 𝒯d(H)\mathscr{T}_{d}(H_{*}) in 𝒯d(G)\mathscr{T}_{d}(G_{*}). As a matter of fact, using Citation 1.4, it is clear that the normalizer of L(𝒯d(H))L(\mathscr{T}_{d}(H_{*})) in L(𝒯d(G))L(\mathscr{T}_{d}(G_{*})) is simply 𝒰(L(𝒯d(H)))\mathcal{U}(L(\mathscr{T}_{d}(H_{*}))), which means that the normalizer generates L(𝒯d(H))L(\mathscr{T}_{d}(H_{*})) and therefore the inclusion is singular. Hence, L(𝒯d(H))L(𝒯d(G))L(\mathscr{T}_{d}(H_{*}))\subseteq L(\mathscr{T}_{d}(G_{*})) is a singular inclusion of type II1\operatorname{II}_{1} factors. ∎

Again, the above corollary is true if instead you consider the Thompsonifications 𝒯d(Ψ(H))𝒯d(Ψ(G))\mathscr{T}_{d}(\Psi^{*}(H))\leq\mathscr{T}_{d}(\Psi^{*}(G)) or 𝒯d((H))𝒯d((G))\mathscr{T}_{d}(\prod^{*}(H))\leq\mathscr{T}_{d}(\prod^{*}(G)).

Using Lemma 4.1 and Corollary 4.3, we can already easily construct singular inclusions of type II1\operatorname{II}_{1} factors which do not satisfy the WAHP. Indeed, if HGH\leq G is any finite index inclusion of groups with HH self-normalizing in GG, Lemma 4.1 and Corollary 4.3 tell us that L(𝒯d(H))L(𝒯d(G))L(\mathscr{T}_{d}(H_{*}))\subseteq L(\mathscr{T}_{d}(G_{*})) is a singular inclusion of type II1\operatorname{II}_{1} factors which is finite index and hence the WAHP is precluded. We note that there are is abundance of such group inclusions. For example, let n3n\geq 3 and let stab(i)\text{stab}(i) be the subgroup of SnS_{n} fixing i{1,,n}i\in\{1,\dots,n\}. Then if G=SnG=S_{n} and H=stab(i)H=\text{stab}(i), we have HH is self-normalizing in GG, so Thompsonifying HGH\leq G gives us such an inclusion. For an example guaranteed to be non-amenable, let G=𝔽2=a,bG=\mathbb{F}_{2}=\langle a,b\rangle and let HH be the preimage of the subgroup stab(i)\text{stab}(i) under the homomrphism 𝔽2Sn\mathbb{F}_{2}\to S_{n} induced by a(12n)a\mapsto(1~{}2~{}\dots~{}n) and b(12)b\mapsto(1~{}2). Then HGH\leq G is a finite index inclusion with HH self-normalizing in GG, so Thompsonifying it gives us such an inclusion. Many other examples can be constructed in a similar fashion.

As we noted, the examples constructed above do not satisfy the WAHP by virtue of the inclusion being finite index. We now construct singular inclusions of type II1\operatorname{II}_{1} factors not satisfying the WAHP but which are of infinite index. To do this, we need a few more lemmas, which will enable us to construct a variety of such inclusions.

Lemma 4.4.

Let HGH\leq G be an inclusion of groups, and define HnH_{n} and GnG_{n} as above equipped with the dd-ary cloning system described above. If HGH\leq G does not satisfy the right coset covering property, then 𝒯d(H)𝒯d(G)\mathscr{T}_{d}(H_{*})\leq\mathscr{T}_{d}(G_{*}) does not satisfy the right coset covering property.

Proof.

If HGH\leq G does not satisfy the coset covering property, then there exists gGHg\in G\setminus H and y1,,ytGy_{1},...,y_{t}\in G such that

Hgi=1tyiH.Hg\subseteq\bigcup_{i=1}^{t}y_{i}H.

Note that x:=[Λd,(1,1,,1,g),Λd]x:=[\Lambda_{d},(1,1,\dots,1,g),\Lambda_{d}] is an element of 𝒯d(G)\mathscr{T}_{d}(G_{*}) which does not belong to 𝒯d(H)\mathscr{T}_{d}(H_{*}). Define xi=[Λd,(1,1,,yi),Λd]x_{i}=[\Lambda_{d},(1,1,\dots,y_{i}),\Lambda_{d}] for i=1,,ti=1,\dots,t. We claim that

𝒯d(H)xi=1txi𝒯d(H),\mathscr{T}_{d}(H_{*})x\subseteq\bigcup_{i=1}^{t}x_{i}\mathscr{T}_{d}(H_{*}),

which would prove that 𝒯d(H)𝒯d(G)\mathscr{T}_{d}(H_{*})\leq\mathscr{T}_{d}(G_{*}) does not have the right coset covering property. To this end, let [T,(1,g2,,gn1,h),U][T,(1,g_{2},\dots,g_{n-1},h),U] be an arbitrary element of 𝒯d(H)\mathscr{T}_{d}(H_{*}) for some dd-ary trees TT and UU with nn leaves and some hHh\in H. Since hgHghg\in Hg, there exists some hHh^{\prime}\in H such that hg=yihhg=y_{i}h^{\prime} for some i=1,,ti=1,\dots,t. Hence,

[T,(1,g2,,gn1,h),U][Λd,(1,1,,1,g)Λd]\displaystyle[T,(1,g_{2},\dots,g_{n-1},h),U][\Lambda_{d},(1,1,\dots,1,g)\Lambda_{d}] =[T,(1,g2,,gn1,h),U][U,(1,1,,1g,,g,g),U]\displaystyle=[T,(1,g_{2},\dots,g_{n-1},h),U][U,(1,1,\dots,1\underbrace{g,\dots,g,}g),U]
=[T,(1,g2ϵ2,g3ϵ3,,gn1ϵn1,hg),U]\displaystyle=[T,(1,g_{2}\epsilon_{2},g_{3}\epsilon_{3},\dots,g_{n-1}\epsilon_{n-1},hg),U]
=[T,(1,g2ϵ2,g3ϵ3,,gn1ϵn1,yih),U]\displaystyle=[T,(1,g_{2}\epsilon_{2},g_{3}\epsilon_{3},\dots,g_{n-1}\epsilon_{n-1},y_{i}h^{\prime}),U]
=[T,(1,,1,yi,,yi,yi,T]\displaystyle=[T,(1,\dots,1,\underbrace{y_{i},\dots,y_{i},}y_{i},T]
[T,(1,δ2g2ϵ2,,δn1gn1ϵn1,h),U]\displaystyle[T,(1,\delta_{2}g_{2}\epsilon_{2},\dots,\delta_{n-1}g_{n-1}\epsilon_{n-1},h^{\prime}),U]
=[Λd,(1,,1,yi),Λd]\displaystyle=[\Lambda_{d},(1,\dots,1,y_{i}),\Lambda_{d}]
[T,(1,δ2g2ϵ2,,δn1gn1ϵn1,h),U]\displaystyle[T,(1,\delta_{2}g_{2}\epsilon_{2},\dots,\delta_{n-1}g_{n-1}\epsilon_{n-1},h^{\prime}),U]
=xi[T,(1,δ2g2ϵ2,,δn1gn1ϵn1,h),U]\displaystyle=x_{i}[T,(1,\delta_{2}g_{2}\epsilon_{2},\dots,\delta_{n-1}g_{n-1}\epsilon_{n-1},h^{\prime}),U]

where ϵj{1,g}\epsilon_{j}\in\{1,g\} and δj{1,yi1}\delta_{j}\in\{1,y_{i}^{-1}\} for j=2,,n1j=2,\dots,n-1, depending upon whether we need to clone the last coordinate in the process of expanding triples to build TT and UU from Λd\Lambda_{d}. Note that some of the products had to be written on two lines. As in the proof of Lemma 4.1, the underlined portions could possibly empty if we never need to clone the last coordinate in the process of building TT and UU from Λd\Lambda_{d} via expansions. In any case, note that this lies in xi𝒯d(H)x_{i}\mathscr{T}_{d}(H_{*}), which completes the proof. ∎

Finally, we have an easy lemma concerning amgalmated free products.

Lemma 4.5.

Let Γ1\Gamma_{1} be any finite group, Γ2\Gamma_{2} any group, and Σ\Sigma any common proper subgroup. Then Γ1\Gamma_{1} is self-normalizing in the amalgamated free product Γ1ΣΓ2\Gamma_{1}\ast_{\Sigma}\Gamma_{2}, and the inclusion Γ1Γ1ΣΓ2\Gamma_{1}\leq\Gamma_{1}\ast_{\Sigma}\Gamma_{2} is an infinite index inclusion which does not satisfy the right coset covering property.

Proof.

That Γ1\Gamma_{1} is self-normalizing in Γ1ΣΓ2\Gamma_{1}\ast_{\Sigma}\Gamma_{2} a fairly standard fact about amalgamated free products which can be gleaned from its action on its Bass-Serre tree or by considering normal forms of elements, and is independent of Γ1\Gamma_{1} being finite. To see that the inclusion is of infinite index is also fairly easy to see: if xΓ1Σx\in\Gamma_{1}\setminus\Sigma and yΓ2Σy\in\Gamma_{2}\setminus\Sigma are any elements, then clearly {(xy)n:n}\{(xy)^{n}:n\in\mathbb{Z}\} are a set of distinct left coset representatives of Γ1\Gamma_{1} in Γ1ΣΓ2\Gamma_{1}\ast_{\Sigma}\Gamma_{2}. Finally, the inclusion does not have the right coset covering property because, given zΓ1yz\in\Gamma_{1}y, where yΓ2Σy\in\Gamma_{2}\setminus\Sigma is any element, we have z=gyz=gy for some gΓ1g\in\Gamma_{1} or

z=gy=gygord(g)1gghgord(g)1Γ1z=gy=gyg^{\text{ord}(g)-1}g\in ghg^{\text{ord}(g)-1}\Gamma_{1}

which proves that

Γ1ygΓ1gygord(g)1Γ1,\Gamma_{1}y\subseteq\bigcup_{g\in\Gamma_{1}}gyg^{\text{ord}(g)-1}\Gamma_{1},

where ord(g)\text{ord}(g) denotes the order of the group element gg, which is necessarily finite because Γ1\Gamma_{1} is a finite group. Since yΓ1y\notin\Gamma_{1} and the right coset Γ1y\Gamma_{1}y is covered by a finite number of left cosets of Γ1\Gamma_{1}, the inclusion Γ1Γ1ΣΓ2\Gamma_{1}\leq\Gamma_{1}\ast_{\Sigma}\Gamma_{2} does not have the right coset covering property. ∎

For example, the inclusion 4426SL2()\mathbb{Z}_{4}\leq\mathbb{Z}_{4}\ast_{\mathbb{Z}_{2}}\mathbb{Z}_{6}\cong\text{SL}_{2}(\mathbb{Z}) satisfies the conclusion of Lemma 4.5, where SL2()\text{SL}_{2}(\mathbb{Z}) is the 2×22\times 2 special linear group over \mathbb{Z}. We also have the case when A={e}A=\{e\}, which reduces the amalgamated free product to the ordinary free product. In particular, we have that inclusions 222D\mathbb{Z}_{2}\leq\mathbb{Z}_{2}\ast\mathbb{Z}_{2}\cong D_{\infty} and 223PSL2()\mathbb{Z}_{2}\leq\mathbb{Z}_{2}\ast\mathbb{Z}_{3}\cong\text{PSL}_{2}(\mathbb{Z}), where DD_{\infty} is the infinite dihedral group and PSL2():=SL2()/{±I2}\text{PSL}_{2}(\mathbb{Z}):=\text{SL}_{2}(\mathbb{Z})/\{\pm I_{2}\} is the 2×22\times 2 projective special linear group with integer coefficients, or ΓΓ\Gamma\leq\Gamma\ast\mathbb{Z} and ΓΓ𝔽2\Gamma\leq\Gamma\ast\mathbb{F}_{2} for any finite group Γ\Gamma satisfy the hypotheses of Lemma 4.5.

How do these lemmas and the corollary help us in constructing a singular, infinite index inclusions of type II1\operatorname{II}_{1} factors without the WAHP? Using Lemma 4.1, Corollary 4.3, Lemma 4.4, and Lemma 4.5, we can construct a variety of examples, including the ones mentioned in the preceding paragraph. Let Γ1\Gamma_{1}, Γ2\Gamma_{2}, and Σ\Sigma satisfy the hypotheses of Lemma 4.5, and define H=Γ1H=\Gamma_{1} and G=Γ1ΣΓ2G=\Gamma_{1}\ast_{\Sigma}\Gamma_{2}. Then by Lemma 4.1, Lemma 4.2, Lemma 4.4, and Lemma 4.5, we see that 𝒯d(H)\mathscr{T}_{d}(H_{*}) is self-normalizing in 𝒯d(G)\mathscr{T}_{d}(G_{*}) and the inclusion 𝒯d(H)𝒯d(G)\mathscr{T}_{d}(H_{*})\leq\mathscr{T}_{d}(G_{*}) is an infinite index inclusion which does not satisfy the right coset covering condition. Because not satisfying the right coset covering property is equivalent to not satisfying the WAHP, when we translate the group inclusion to an inclusion of their group von Neumann algebras, Corollary 4.3 and Lemma 4.4 tell us that L(𝒯d(H))L(𝒯d(G))L(\mathscr{T}_{d}(H_{*}))\subseteq L(\mathscr{T}_{d}(G_{*})) is an infinite index inclusion of II1\operatorname{II}_{1} factors which is singular but does not satisfy the WAHP. Although somewhat besides the point, we note that the factors considered in this section, both L(𝒯d(H))L(\mathscr{T}_{d}(H_{*})) and L(𝒯d(G))L(\mathscr{T}_{d}(G_{*})), are McDuff.

One might wonder why we did not use the inclusion L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})) to construct examples of such inclusions. The reason for this is that that so many of the dd-ary cloning systems are diverse, so it seems unlikely, and indeed would be surprising, that there exists a sequence of groups (Gn)n(G_{n})_{n\in\mathbb{N}} equipped with a dd-ary cloning system such that L(Fd)L(𝒯d(G))L(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*})) is a singular inclusion of type II1\operatorname{II}_{1} factors without the WAHP. Necessarily, the dd-ary cloning system would have to be non-diverse. But we saw that even non-diverse dd-ary cloning systems give rise to inclusions satisfying the WAHP, or if it does not have the WAHP, it did not have it because it was non-singular or not irreducible. We leave it to future work to determine if this is possible.

5. The Higman–Thompson Groups FdF_{d} are McDuff

In this section, we use Theorem 3.6, Citation 0.2, and character rigidity of the Higman–Thompson groups FdF_{d} to deduce that the FdF_{d} are McDuff groups for all d2d\geq 2. First, let us recall the notion of a McDuff group, first singled out by Deprez and Vaes in [DV18]. A group GG is said to be McDuff provided it admits a free, ergodic, probability measure preserving (p.m.p.) action σ\sigma on a standard probability measure space (X,μ)(X,\mu) such that the corresponding crossed product von Neumann algebra L(X,μ)σGL^{\infty}(X,\mu)\rtimes_{\sigma}G is a type II1\operatorname{II}_{1} McDuff factor. It turns out that a group GG being McDuff in the sense of Deprez-Vaes implies that GG is inner amenable (see [DV18] and [Cho82]). Hence for a group GG, if either L(G)L(G) is a type II1\operatorname{II}_{1} McDuff factor, or GG is a McDuff group in the above sense, GG is inner amenable. These two properties, therefore, bear the same relationship to inner amenability, but the relationship between them is not entirely clear as far as we can tell. Part of this relationship was already clarified when Kida constructed an ICC group GG that is McDuff in the above sense yet is such that L(G)L(G) does not have property Gamma and therefore cannot be a McDuff factor (see [Kid15]). But as far as we can tell, it is unknown whether L(G)L(G) being a type II1\operatorname{II}_{1} McDuff factor implies GG is a McDuff group.

Let us recall what it means for a group GG to be character rigid. For an excellent reference on character rigidity, we point the interested reader to the survey [Pet16]. Recall that τ:G\tau:G\to\mathbb{C} is a character in the operator-algebraic or representation-theoretic sense if

  1. 1.

    τ(e)=1\tau(e)=1,

  2. 2.

    [τ(gj1gi)]1i,jn[\tau(g_{j}^{-1}g_{i})]_{1\leq i,j\leq n} is a non-negative definite n×nn\times n matrix for all g1,,gnGg_{1},\dots,g_{n}\in G and nn\in\mathbb{N}, and

  3. 3.

    τ(g1g2)=τ(g2g1)\tau(g_{1}g_{2})=\tau(g_{2}g_{1}) for all g1,g2Gg_{1},g_{2}\in G.

The space of characters on GG forms a weak\text{weak}^{*}-closed convex subset of (G)\ell^{\infty}(G). A character τ:G\tau:G\to\mathbb{C} is said to be almost periodic if the set of translates {xτ(gx)}gG\{x\mapsto\tau(gx)\}_{g\in G} is uniformly precompact in (G)\ell^{\infty}(G). With this in mind, a group GG is said to be character rigid if whenever a character τ:G\tau:G\to\mathbb{C} is an extreme point in the space of characters on GG, either τ\tau is almost periodic or τ=δe\tau=\delta_{e}. A key dynamical property of character rigid groups is that any ergodic probability measure preserving action on a standard probability measure space is necessarily also free, and it is this property, in particular, we will exploit to prove the groups FdF_{d} are McDuff in the above sense.

Via the Gelfand-Naimark-Segal (GNS) construction, characters of a group GG are in one-to-one correspondence with unitary representation of GG into tracial von Neumann algebras, and a character is an extreme point in the space of characters if and only if the corresponding tracial von Neumann algebra is additionally a factor (see [Pet16, Theorem 5.7]). Given a unitary representation π:G𝒰()\pi:G\to\mathcal{U}(\mathcal{H}) of GG, where \mathcal{H} is some separable Hilbert space, π\pi is said to be a finite factor representation if the von Neumann algebra generated by π(G)\pi(G) is a finite factor von Neumann algebra (finite factors coincide with tracial von Neumann algebras). In [DM14], Dudko and Medynets characterized all finite factor representations of “extended” Higman–Thompson groups {Fd,r}d,r,d2\{F_{d,r}\}_{d,r\in\mathbb{N},d\geq 2} and {Vd,r}d,r,d2\{V_{d,r}\}_{d,r\in\mathbb{N},d\geq 2}, and from this characterization it follows that the Higman–Thompson groups {Fd,r}d,r,d2\{F_{d,r}\}_{d,r\in\mathbb{N},d\geq 2} and {Vd,r}d,r,d2\{V_{d,r}\}_{d,r\in\mathbb{N},d\geq 2} are character rigid (in their notation, Gd,r=Vd,rG_{d,r}=V_{d,r}). This entails, of course, they have the aforementioned dynamical property—namely, if G{Fd,r}d,r,d2{Vd,r}d,r,d2G\in\{F_{d,r}\}_{d,r\in\mathbb{N},d\geq 2}\cup\{V_{d,r}\}_{d,r\in\mathbb{N},d\geq 2} admits a non-trivial, ergodic action on a standard probability measure space, then the action is necessarily free. In particular, these results hold for Fd=Fd,1F_{d}=F_{d,1}. This key dynamical property, combined with Citation 0.2 and Theorem 3.6, can be used to prove the Higman–Thompson groups FdF_{d} are McDuff.

Theorem 5.1.

The Higman–Thompson group FdF_{d} is McDuff for all d2d\geq 2.

Proof.

First, let (Gn)n(G_{n})_{n\in\mathbb{N}} be any sequence of non-trivial abelian groups equipped with a pure, diverse, and uniform dd-ary cloning system. Because the dd-ary cloning system is pure, we get the internal semi-direct product decomposition 𝒯d(G)=𝒦d(G)Fd\mathscr{T}_{d}(G_{*})=\mathscr{K}_{d}(G_{*})\rtimes F_{d} which translates to a crossed product decomposition when we pass to its group von Neumann algebra. Because the dd-ary cloning system is pure, uniform, and diverse, we know by Citation 0.2 that L(𝒯d(G))L(\mathscr{T}_{d}(G_{*})) is a type II1\operatorname{II}_{1} McDuff factor.

Moreover, we know that the action of FdF_{d} on 𝒦d(G)^\widehat{\mathscr{K}_{d}(G_{*})} is probability measure preserving. This is because FdF_{d} acts on 𝒦d(G)\mathscr{K}_{d}(G_{*}) via conjugation which translates to the induced action on L(𝒦d(G))L(\mathscr{K}_{d}(G_{*})) being trace-preserving which translates to the action on L(𝒦d(G))L^{\infty}(\mathscr{K}_{d}(G_{*})) being integral-preserving and, finally, this translates to the action of FdF_{d} on 𝒦d(G)^\widehat{\mathscr{K}_{d}(G_{*})} being probability measure preserving.

Because the dd-ary cloning system is diverse, we know by Theorem 3.6 that L(Fd)L(F_{d}) is an irreducible subfactor of the type II1\operatorname{II}_{1} McDuff factor

L(𝒯d(G))L(𝒦d(G))FdL(𝒦d(G)^)Fd.L(\mathscr{T}_{d}(G_{*}))\cong L(\mathscr{K}_{d}(G_{*}))\rtimes F_{d}\cong L^{\infty}(\widehat{\mathscr{K}_{d}(G_{*})})\rtimes F_{d}.

Since FdF_{d} is an ICC group, irreducibility is equivalent to FdF_{d} acting ergodically on L(𝒦d(G)^)L^{\infty}(\widehat{\mathscr{K}_{d}(G_{*})}) and hence on 𝒦d(G)^\widehat{\mathscr{K}_{d}(G_{*})}. By virtue of character rigidity of FdF_{d}, we know that this probability measure preserving ergodic action on 𝒦d(G)^\widehat{\mathscr{K}_{d}(G_{*})} must also be free. Hence, putting all of this together, we have constructed a standard probability measure space on which FdF_{d} admits a free, ergodic, probability measure preserving action such that the corresponding crossed product

L(𝒦d(G)^)FdL^{\infty}(\widehat{\mathscr{K}_{d}(G_{*})})\rtimes F_{d}

is a McDuff type II1\operatorname{II}_{1} factor. Whence, it follows FdF_{d} is a McDuff group. ∎

For an example of the dd-ary cloning system used in the proof of the above theorem to witness McDuffness of FdF_{d}, consider Gn:=Ψn(G)G_{n}:=\Psi^{n}(G) with GG any non-trivial abelian group (even as simple as G=2G=\mathbb{Z}_{2}) and the monomorphisms ϕ1,,ϕd\phi_{1},\dots,\phi_{d} all equal to the identity. This dd-ary cloning system is pure, diverse, and uniform so by Citation 0.2 we know that L(𝒯d(G))L(\mathscr{T}_{d}(G_{*})) is a type II1\operatorname{II}_{1} McDuff factor. Although the Higman–Thompson groups FdF_{d} are McDuff, we note that the other Higman–Thompson groups TdT_{d} and VdV_{d} cannot be McDuff since they are not inner amenable (see [BZa]).

From one perspective, this approach to proving FdF_{d} is McDuff is especially nice because it obviates having to explicitly construct a probability measure space on which FdF_{d} admits a free, ergodic, and p.m.p. action, and then checking whether the corresponding crossed product is a type II1\operatorname{II}_{1} McDuff factor, all of which can be difficult in general. It is noteworthy that none of the natural spaces on which FdF_{d} acts (the unit interval [0,1][0,1], the unit circle S1S^{1}, the dd-ary Cantor space 𝒞d\mathcal{C}_{d}, etc.) are p.m.p actions. Moreover, this approach to proving FdF_{d} is a McDuff group uses the same criteria used to show that L(Fd)L(F_{d}), in addition to other Thompson-like group factors, is a McDuff.

From another perspective, however, these can be seen as disadvantages of the proof: it is in a sense non-constructive, bordering on abstract nonsense; it does not give us very much insight into proving a given group is McDuff; and it does very little in the way of illuminating the relationship between an ICC group GG being McDuff in the sense of Deprez-Vaes and L(G)L(G) being a type II1\operatorname{II}_{1} McDuff factor. In addition, we suspect that other Thompson-like groups, particularly those arising from (slightly) pure dd-ary cloning systems, should yield McDuff groups, but the above proof does not obviously generalize. With that being said, the proof does does establish that FdF_{d} is McDuff and lends some evidence to other Thompson-like groups possibly being McDuff, and we leave it to future work to explore this.

We also remark that the techniques used in the proof of Theorem 5.1 can be used to show that L(𝒦d(G))L(\mathscr{K}_{d}(G_{*})) can give rise to a Cartan subalgebra in L(𝒯d(G))L(\mathscr{T}_{d}(G_{*})). Recall that a Cartan subalgebra in a von Neumann algebra is a regular maximal abelian subalgebra. More precisely, using those techniques we can prove that if (Gn)n(G_{n})_{n\in\mathbb{N}} is a sequence of non-trivial abelian groups equipped with a pure and diverse dd-ary cloning system (the uniform assumption is superfluous in this case), then L(𝒦d(G))L(\mathscr{K}_{d}(G_{*})) is a Cartan subalgebra of L(𝒯d(G))L(\mathscr{T}_{d}(G_{*})). Indeed, from the diversity assumption we know that the inclusion

L(Fd)L(𝒯d(G))L(𝒦d(G))FdL(F_{d})\subseteq L(\mathscr{T}_{d}(G_{*}))\cong L(\mathscr{K}_{d}(G_{*}))\rtimes F_{d}

is irreducible by Theorem 3.6 which translates to the action of FdF_{d} on the abelian von Neumann algebra L(𝒦d(G))L(\mathscr{K}_{d}(G_{*})) being ergodic and hence free by character rigidity. For crossed product decompositions like this, it is a standard fact that the action being free is equivalent to L(𝒦d(G))L(\mathscr{K}_{d}(G_{*})) being a Cartan subalgebra of L(𝒦d(G))FdL(𝒯d(G))L(\mathscr{K}_{d}(G_{*}))\rtimes F_{d}\cong L(\mathscr{T}_{d}(G_{*})). Hence, we have the following theorem.

Theorem 5.2.

Let ((ρn)n,(κkn)kn))((\rho_{n})_{n\in\mathbb{N}},(\kappa_{k}^{n})_{k\leq n})) be a pure and diverse dd-ary cloning system on a sequence of non-trivial abelian groups (Gn)n(G_{n})_{n\in\mathbb{N}}. Then L(𝒦d(G))L(\mathscr{K}_{d}(G_{*})) is a Cartan subalgebra of L(𝒯d(G))L(\mathscr{T}_{d}(G_{*})).

What makes this theorem intriguing is that it starkly contrasts with the case of L(Fd)L(F_{d}), L(Td)L(T_{d}), and L(Vd)L(V_{d}). Indeed, as we noted in the introduction, the Higman-Thompson group factors L(Fd)L(F_{d}), L(Td)L(T_{d}), and L(Vd)L(V_{d}) cannot contain a Cartan subalgebra arising from an abelian subgroup222 We note, however, that L(x0)L(\langle x_{0}\rangle) is a singular maximal abelian subalgebra of L(F)L(F) (see [Jol05, Lemma 3.2]), where x0x_{0} is the first generator in the infinite presentation of FF, and this ought to easily generalize to FdF_{d} for all d>2d>2., and the same is true of the Röver–Nekrashevych groups because any normal subgroup of a Röver–Nekrashevych group contains its commutator subgroup (see [Nek04, Theorem 9.11]). However, it is rather easy to produce Thompson-like groups arising from dd-ary cloning systems which contain an abelian subgroup giving rise to a Cartan subalgebra. As a matter of fact, given any non-trivial abelian group GG and any monomorphisms ϕ1,,ϕd:GG\phi_{1},\dots,\phi_{d}:G\to G, we know that the usual dd-ary cloning system on the sequence of groups (Ψn(G))n(\Psi^{n}(G))_{n\in\mathbb{N}} is pure and diverse so the above implies that L(𝒦d(Ψ(G)))L(\mathscr{K}_{d}(\Psi^{*}(G))) is always a Cartan subalgebra of the type II1\operatorname{II}_{1} factor L(𝒯d(Ψ(G)))L(\mathscr{T}_{d}(\Psi^{*}(G))). If we additionally assume that the ϕ1,,ϕd\phi_{1},\dots,\phi_{d} are the identity, then L(𝒯d(Ψ(G)))L(\mathscr{T}_{d}(\Psi^{*}(G))) is in fact a type II1\operatorname{II}_{1} McDuff factor with at least one Cartan subalgebra for any choice of non-trivial abelian group GG. Type II1\operatorname{II}_{1} McDuff factors with at least one Cartan subalgebra are interesting because their Cartan subalgebras are not classifiable by countable structures in the descriptive set-theoretic sense (see [Spa18, Corollary G]). Since it is entirely possible that FdF_{d} is amenable, these factors L(𝒯d(Ψ(G)))L(\mathscr{T}_{d}(\Psi^{*}(G))) would merely be different manifestations of the hyperfinite type II1\operatorname{II}_{1} factor. Hence, it would be interesting to find a non-amenable group GG, in order to ensure that 𝒯d(Ψ(G))\mathscr{T}_{d}(\Psi^{*}(G)) is non-amenable, such that L(𝒯d(Ψ(G))L(\mathscr{T}_{d}(\Psi^{*}(G)) contains at least one Cartan subalgebra

At the moment, it is unclear how to generalize Theorem 5.2. We note that it certainly will not be true for all fully compatible dd-ary cloning systems. To see why this is the case, recall that the Higman–Thompson group TdT_{d} arises from the standard dd-ary cloning system on (Sn)n(S_{n})_{n\in\mathbb{N}} restricted to the non-trivial abelian groups ((12n))n(\langle(1~{}2~{}\cdots~{}n)\rangle)_{n\in\mathbb{N}}. This dd-ary cloning system is fully compatible and diverse. However, as we have already emphasized, TdT_{d} contains no infinite normal abelian subgroups so L(𝒦d(G))L(\mathscr{K}_{d}(G_{*})) certainly will not be a Cartan subalgebra. Thus, it is not clear how to generalize Theorem 5.2 from pure dd-ary to a larger class of dd-ary cloning systems not including TdT_{d}, or whether it can be generalized at all. We leave it to future work to determine this as well as studying, more generally, maximal abelian subalgebras in group von Neumann algebras of Thompson-like groups arising from dd-ary cloning systems.

References

  • [AC22] Julio Aroca and María Cumplido. A new family of infinitely braided Thompson’s groups. J. Algebra, 607(part B):5–34, 2022.
  • [AP18] Claire Anantharaman and Sorin Popa. An introduction to II1\operatorname{II}_{1} factors. book preprint, 2018.
  • [BCC+23] Jon Bannon, Jan Cameron, Ionut Chifan, Kunal Mukherjee, Roger Smith, and Alan Wiggins. Quasinormalizers in crossed products of von neumann algebras, 2023.
  • [Bri07] Matthew G. Brin. The algebra of strand splitting. I. A braided version of Thompson’s group VV. J. Group Theory, 10(6):757–788, 2007.
  • [Bro87] Kenneth S. Brown. Finiteness properties of groups. In Proceedings of the Northwestern conference on cohomology of groups (Evanston, Ill., 1985), volume 44, pages 45–75, 1987.
  • [Bro19] Arnaud Brothier. On jones’ connections between subfactors, conformal field theory, thompson’s groups and knots, 2019.
  • [Bro20] Arnaud Brothier. Classification of thompson related groups arising from jones technology i, 2020.
  • [Bro21] Arnaud Brothier. Classification of Thompson related groups arising from Jones’ technology II. Bull. Soc. Math. France, 149(4):663–725, 2021.
  • [BZa] Eli Bashwinger and Matthew C. B. Zaremsky. Non-inner amenability of the Higman-Thompson groups. arXiv:2203.13798.
  • [BZb] Eli Bashwinger and Matthew C. B. Zaremsky. Von Neumann algebras of Thompson-like groups from cloning systems. J. Operator Theory. To appear. arXiv:2104.04826.
  • [BZFG+18] Rose Berns-Zieve, Dana Fry, Johnny Gillings, Hannah Hoganson, and Heather Mathews. Groups with context-free co-word problem and embeddings into Thompson’s group VV. In Topological methods in group theory, volume 451 of London Math. Soc. Lecture Note Ser., pages 19–37. Cambridge Univ. Press, Cambridge, 2018.
  • [CFM13] Jan Cameron, Junsheng Fang, and Kunal Mukherjee. Mixing subalgebras of finite von Neumann algebras. New York J. Math., 19:343–366, 2013.
  • [CFP96] J. W. Cannon, W. J. Floyd, and W. R. Parry. Introductory notes on Richard Thompson’s groups. Enseign. Math. (2), 42(3-4):215–256, 1996.
  • [Cho82] Marie Choda. Inner amenability and fullness. Proc. Amer. Math. Soc., 86(4):663–666, 1982.
  • [Deh06] Patrick Dehornoy. The group of parenthesized braids. Adv. Math., 205(2):354–409, 2006.
  • [DGO17] F. Dahmani, V. Guirardel, and D. Osin. Hyperbolically embedded subgroups and rotating families in groups acting on hyperbolic spaces. Mem. Amer. Math. Soc., 245(1156):v+152, 2017.
  • [DM14] Artem Dudko and Konstantin Medynets. Finite factor representations of Higman-Thompson groups. Groups Geom. Dyn., 8(2):375–389, 2014.
  • [DV18] Tobe Deprez and Stefaan Vaes. Inner amenability, property gamma, McDuff II1\rm II_{1} factors and stable equivalence relations. Ergodic Theory Dynam. Systems, 38(7):2618–2624, 2018.
  • [Eff75] Edward G. Effros. Property Γ\Gamma and inner amenability. Proc. Amer. Math. Soc., 47:483–486, 1975.
  • [FGL06] Junsheng Fang, Liming Ge, and Weihua Li. Central sequence algebras of von Neumann algebras. Taiwanese J. Math., 10(1):187–200, 2006.
  • [FGS11] Junsheng Fang, Mingchu Gao, and Roger R. Smith. The relative weak asymptotic homomorphism property for inclusions of finite von Neumann algebras. Internat. J. Math., 22(7):991–1011, 2011.
  • [Fim11] Pierre Fima. A note on the von Neumann algebra of a Baumslag-Solitar group. C. R. Math. Acad. Sci. Paris, 349(1-2):25–27, 2011.
  • [GW10] Pinhas Grossman and Alan Wiggins. Strong singularity for subfactors. Bull. Lond. Math. Soc., 42(4):607–620, 2010.
  • [hb] Jon Bannon (https://mathoverflow.net/users/6269/jon bannon). Do baumslag-solitar group von neumann algebras have property Γ\Gamma? MathOverflow. URL:https://mathoverflow.net/q/96586 (version: 2022-11-27).
  • [HO17] Uffe Haagerup and Kristian Knudsen Olesen. Non-inner amenability of the Thompson groups TT and VV. J. Funct. Anal., 272(11):4838–4852, 2017.
  • [Ish18] Tomohiko Ishida. Orderings of Witzel-Zaremsky-Thompson groups. Comm. Algebra, 46(9):3806–3809, 2018.
  • [Jol05] Paul Jolissaint. Operator algebras related to Thompson’s group FF. J. Aust. Math. Soc., 79(2):231–241, 2005.
  • [Jol12a] Paul Jolissaint. Examples of mixing subalgebras of von Neumann algebras and their normalizers. Bull. Belg. Math. Soc. Simon Stevin, 19(3):399–413, 2012.
  • [Jol12b] Paul Jolissaint. On the relative weak asymptotic homomorphism property for triples of group von Neumann algebras. Proc. Amer. Math. Soc., 140(4):1393–1396, 2012.
  • [Kid15] Yoshikata Kida. Stability in orbit equivalence for Baumslag-Solitar groups and Vaes groups. Groups Geom. Dyn., 9(1):203–235, 2015.
  • [McD70] Dusa McDuff. Central sequences and the hyperfinite factor. Proc. London Math. Soc. (3), 21:443–461, 1970.
  • [MT73] Ralph McKenzie and Richard J. Thompson. An elementary construction of unsolvable word problems in group theory. In Word problems: decision problems and the Burnside problem in group theory (Conf., Univ. California, Irvine, Calif. 1969; dedicated to Hanna Neumann), volume 71 of Studies in Logic and the Foundations of Math., pages 457–478. 1973.
  • [MvN43] F. J. Murray and J. von Neumann. On rings of operators. IV. Ann. of Math. (2), 44:716–808, 1943.
  • [Nek04] Volodymyr V. Nekrashevych. Cuntz-Pimsner algebras of group actions. J. Operator Theory, 52(2):223–249, 2004.
  • [Pet16] Jesse Peterson. Lecture notes on “character rigidity”, 2016.
  • [Pic06] Gabriel Picioroaga. The inner amenability of the generalized Thompson group. Proc. Amer. Math. Soc., 134(7):1995–2002, 2006.
  • [Pop04] Sorin Popa. On the fundamental group of type II1\rm II_{1} factors. Proc. Natl. Acad. Sci. USA, 101(3):723–726, 2004.
  • [Pop06a] Sorin Popa. On a class of type II1{\rm II}_{1} factors with Betti numbers invariants. Ann. of Math. (2), 163(3):809–899, 2006.
  • [Pop06b] Sorin Popa. Strong rigidity of II1\rm II_{1} factors arising from malleable actions of ww-rigid groups. I. Invent. Math., 165(2):369–408, 2006.
  • [Pop07] Sorin Popa. Deformation and rigidity for group actions and von Neumann algebras. In International Congress of Mathematicians. Vol. I, pages 445–477. Eur. Math. Soc., Zürich, 2007.
  • [Pop21] Sorin Popa. On ergodic embeddings of factors. Comm. Math. Phys., 384(2):971–996, 2021.
  • [Pré13] Jean-Philippe Préaux. Group extensions with infinite conjugacy classes. Confluentes Math., 5(1):73–92, 2013.
  • [Spa18] Pieter Spaas. Non-classification of Cartan subalgebras for a class of von Neumann algebras. Adv. Math., 332:510–552, 2018.
  • [Sta06] Yves Stalder. Moyennabilité intérieure et extensions HNN. Ann. Inst. Fourier (Grenoble), 56(2):309–323, 2006.
  • [SWW09] Roger Smith, Stuart White, and Alan Wiggins. Normalizers of irreducible subfactors. J. Math. Anal. Appl., 352(2):684–695, 2009.
  • [SWZ19] Rachel Skipper, Stefan Witzel, and Matthew C. B. Zaremsky. Simple groups separated by finiteness properties. Invent. Math., 215(2):713–740, 2019.
  • [SZ21] Rachel Skipper and Matthew C. B. Zaremsky. Almost-automorphisms of trees, cloning systems and finiteness properties. J. Topol. Anal, 2021. To appear. arXiv:1709.06524.
  • [Tan16] Slobodan Tanushevski. A new class of generalized Thompson’s groups and their normal subgroups. Comm. Algebra, 44(10):4378–4410, 2016.
  • [Vae12] Stefaan Vaes. An inner amenable group whose von Neumann algebra does not have property Gamma. Acta Math., 208(2):389–394, 2012.
  • [WZ18] Stefan Witzel and Matthew Zaremsky. Thompson groups for systems of groups, and their finiteness properties. Groups Geom. Dyn., 12(1):289–358, 2018.
  • [Zar17] Matthew Curtis Burkholder Zaremsky. On the Σ\Sigma-invariants of generalized Thompson groups and Houghton groups. Int. Math. Res. Not. IMRN, 2017(19):5861–5896, 2017.
  • [Zar18] Matthew C. B. Zaremsky. A user’s guide to cloning systems. Topology Proc., 52:13–33, 2018.