Variants of Bernstein’s theorem for variational integrals with linear and nearly linear growth
Abstract
111AMS subject classification: 49Q20, 49Q05, 53A10, 35J20Keywords: Bernstein’s theorem, non-parametric minimal surfaces, variational problems with (nearly) linear growth, equations in two variables
Using a Caccioppoli-type inequality involving negative exponents for a directional weight we establish variants of Bernstein’s theorem for variational integrals with linear and nearly linear growth. We give some mild conditions for entire solutions of the equation
under which solutions have to be affine functions. Here is a smooth energy density satisfying together with a natural growth condition for .
1 Introduction
In [1] Bernstein proved that every -solution of the non-parametric minimal surface equation
(1.1) |
over the entire plane must be an affine function, which means that with real numbers , , it holds
For a detailed discussion of this classical result the interested reader is
referred for instance to [2], [3], [4], [5] and the references quoted therein.
Starting from Bernstein’s result the question arises to which classes of second order equations the Bernstein-property extends. More precisely, we replace (1.1) through the equation
(1.2) |
for a second order elliptic operator and assume that is an entire solution of (1.2)
asking if is affine. To our knowledge a complete answer to this problem is open, however we have the explicit
“Nitsche-criterion” established by J.C.C. Nitsche and J.A. Nitsche [6].
In our note we discuss equation (1.2) assuming that is the Euler-operator associated to the variational integral
with density : and for domains , i.e. (1.2) is replaced by
(1.3) |
where in the minimal surface case (1.1) we have , , being an integrand of linear growth with repect to . For this particular class of energy densities and under the additional assumption that is of type , , for a function such that
with exponent (including the minimal surface case) we proved the Bernstein-property in Theorem 1.2 of [7] benefiting
from the work [8] of Farina, Sciunzi and Valdinoci.
Bernstein-type theorems under natural additional conditions to be imposed on the entire solutions of the Euler-equations for splitting-type variational integrals of linear growth
have been established in the recent paper [9].
One of the main tools used in [9] is a Caccioppoli-inequality involving negative exponents which was already exploited in
different variants in the papers [10], [11], [12], [13].
In fact we used this inequality to show that which follows by considering the bilinear form with suitable weights.
Since we are in two dimensions, the use of equation (1.3) then completes the proof of the splitting-type results in [9].
In the manuscript at hand we observe that even without splitting-structure it is possible to discuss the Caccioppoli-inequality with a directional weight
obtaining and to argue similar as before. We note that considering directional weights gives much more flexibility in choosing
exponents than arguing with a full gradient (see Proposition 6.1 and Proposition 6.2 of [13]). We here already note that we also include
a logarithmic variant of the Caccioppli-inequality as an approach to the limit case .
Before going into these details let us have a brief look at power growth energy densities as for example
with exponent . Then the Nitsche-criterion (compare [6], Satz) shows the existence of non-affine entire solutions to equation (1.3), and as we will shortly discuss in the Appendix the same reasoning applies to the nearly linear growth model
(1.4) |
which means that we do not have the Bernstein-property for equation (1.3) with density of the form (1.4).
However, as indicated above, we can establish a mild condition under which any entire solution is an affine function being valid for a
large class of densities including the nearly linear and even the linear case.
Let us formulate our
Assumptions. The density : is of class such that
(1.5) |
For a constant it holds
(1.6) |
Remark 1.1.
We have the following result:
Theorem 1.1.
Remark 1.2.
Remark 1.3.
Let us pass to the linear growth case replacing (1.6) by
(1.9) |
with a positive constant . Here the notion of linear growth just expresses the fact that from (1.9) it follows that
with some number . In this situation we have
Theorem 1.2.
The results of Theorem 1.1 and Theorem 1.2 are not limited to the particular coordinate directions and , more precisely it holds:
Theorem 1.3.
The proof of this result follows from the observation that the function is a local minimizer of the energy combined with a suitable linear transformation. If we let
then it holds
and is an entire solution of equation (1.3) with being replaced by , which follows from the local minimality
of with respect to the energy . Obviously the properties of required in Theorem 1.1
and Theorem 1.2, respectively, are consequences of the corresponding assumptions imposed on , thus we can apply our previous results
to (and ).
Our paper is organized as follows: in Section 2 we present the proof of Theorem 1.1 based on a Caccioppoli-inequality
involving negative exponents, which has been established, for instance, in [13], Proposition 6.1.
Section 3 is devoted to the discussion of Theorem 1.2. We will make use of some kind of a limit version of
Caccioppoli’s inequality, whose proof will be presented below.
With the help of this result the claim of Theorem 1.2 follows along the lines of Section 2.
We finish Section 3 by presenting a technical extension of Theorem 1.2, which just follows from an inspection
of the arguments (compare Theorem 3.1).
2 Proof of Theorem 1.1
Let satisfy (1.5) and (1.6), let denote an entire solution of (1.3) and assume w.l.o.g. that (1.7) holds. We apply inequality (107) from Proposition 6.1 in [13] with the choices , and
to obtain for any and , ,
(2.1) | |||||
with a finite constant independent of .
Letting on and assuming we apply (1.6) to the r.h.s. of (2.1) and get
(2.2) | |||||
On account of (1.7) we deduce for any
Recall that , hence for sufficiently close to . We fix with this property and finally select such that to obtain
(2.3) |
Combining (2.2) with (2.3) it is shown that
(2.4) |
We quote equation (108) from [13] again with the previous choices , , , , , and with as fixed above. The same calculations as carried out after (108) then yield
(2.5) | |||||
On the r.h.s. of (2.5) we apply the Cauchy-Schwarz inequality to the bilinear form , hence
l.h.s. of (2.5) | (2.6) | ||||
Here has been chosen in such a way that on and therefore . By (2.4) we have
whereas the calculations carried out after (2.2) imply the boundedness of . Thus (2.5) and (2.6) imply
hence on account of (1.5). This shows for some number and since
we can write
Equation (1.3) gives
so that
for a constant . Finally we observe that the function
is strictly increasing (recall (1.5)), which shows the constancy of and therefore
for some numbers , . Altogether we have shown that is affine finishing the proof of
Theorem 1.1. ∎
3 Proof of Theorem 1.2
Let the assumptions of Theorem 1.2 hold and consider an entire solution of (1.3) without
requiring (1.10) or (1.11) for the moment. If we use condition (1.9) in inequality (2.1) and if we assume
that the choice is admissible in (2.1), then the calculations of Section 2 would immediately imply
that yielding Bernstein’s theorem, i.e. the entire solution is an affine function without adding further hypotheses on .
However, we do not have (2.1) in the case that and hence we provide a weaker version involving conditions like
(1.10) or (1.11) in order to conclude that is affine.
To be precise, we assume the validity of (1.10), let , , and as stated in front of (2.1) recalling
for the choice , where
(3.1) |
Note that the choice is compensated by the logarithm. Obviously , together with
(3.2) |
where the negative sign for follows from for .
With from above and defined according to (3.1) we obtain
(3.3) | |||||
Using the identity
the left-hand side of (3.3) equals
From (3.2) it follows (recalling for )
for some constant . Altogether we deduce from (3.3) the inequality of Caccioppoli-type
(3.4) | |||||
To the quantity we apply the Cauchy-Schwarz inequality valid for the bilinear form and get
(3.5) | |||||
On the right-hand side of (3.5) we make use of Young’s inequality yielding for any
(3.6) | |||||
Finally we combine (3.6) and (3.4), thus for a fixed being sufficiently small it holds
(3.7) | |||||
The properties of as stated after (2.1) imply that the right-hand side of (3.7) is bounded by (recall (1.9))
Quoting (1.10) and returning to (3.7) we find that
(3.8) |
With (3.8) and on account of estimate (3.5) it is immediate (recall (3.4)) that actually
hence and we can follow the lines of Section 2 to prove our claim. ∎
An inspection of our previous arguments shows that we can replace the function used before by any function : of class such that we have for all
(3.9) |
Replacing (3.1) by
(3.10) |
and letting as before now with defined in (3.10) we obtain
Theorem 3.1.
We leave the details to the reader just adding the obvious remark that clearly we can interchange the roles of the partial derivatives and or even work with arbitrary directional derivatives as done in Theorem 1.3.
4 Appendix
We shortly discuss the Nitsche-criterion (see [6], Satz) for the model case
With a slight abuse of notation but in accordance with the terminology of [6] we let
so that
Introducing the function again for we claim
(4.1) |
From (4.1) it follows that the Euler-equation associated to the functional admits entire non-affine solutions.
For (4.1) we observe the formula
and remark that for it holds
as well as , hence
again for . Since
the claim (4.1) follows. ∎
Remark 4.1.
Formally the above model case of nearly linear growth should satisfy the -condition posed in [6]. Since the integral occurring in (4.1) is not depending on the energy density for small values of , we may easily adjust the example to obtain a -density of nearly linear growth. For example we just let , , with some .
References
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Michael Bildhauer | [email protected] |
Martin Fuchs | [email protected] |
Department of Mathematics | |
Saarland University | |
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