Universality of the Galois action on the fundamental group of
Abstract.
We prove that any semi-simple representation of the Galois group of a number field coming from geometry appears as a subquotient of the ring of regular functions on the pro-algebraic completion of the fundamental group of the projective line with punctures.
1. Introduction
A surprising result of Belyi’s [Bel79] says that every non-unit element of the absolute Galois group acts non-trivially on the étale fundamental group of the projective line with punctures. It can be deduced from this that every finite image representation of the Galois group can be found in the space of locally constant functions on that fundamental group:
Proposition 1.1 (Proposition 5.1).
For a number field , any continuous finite image representation can be embedded into the space of locally constant functions . Here is a tangential base point supported at .
In this paper we generalize this result by proving that every semi-simple representation coming from geometry appears as a subquotient of the space of functions on the pro-algebraic completion of . Fix a prime . Explicitly, the space of regular functions is the space of continuous functions that can be factored as where is a continuous representation and is a regular function. Denote by the subspace of functions whose -orbit spans a finite-dimensional space. This is our main result:
Theorem 1.2.
For any separated scheme of finite type over a number field and any , the semi-simplification of the -representation appears as a subquotient of the space .
Conversely, it was shown in [Pet23, Corollary 8.6] that for any smooth variety over with an -rational base point , any finite-dimensional subrepresentation of is de Rham at places above and is almost everywhere unramified. Therefore, the Fontaine-Mazur conjecture [FM95] is equivalent to the conjunction of the following two conjectures, see Lemma 9.3:
Conjecture 1.3.
Every irreducible finite-dimensional representation of that appears as a subquotient of is a subquotient of for some smooth projective variety and .
Conjecture 1.4.
Any irreducible -representation of that is almost everywhere unramified and is de Rham at places above can be established as a subquotient of for every tangential base point supported at .
We will observe in Corollary 9.2, extending a result of Pridham [Pri09], that for every Galois representation appearing in the Frobenius eigenvalues at almost all places are Weil numbers, a condition notably absent from the statement of the Fontaine-Mazur conjecture.
Before sketching the proof of the theorem, let us get a feel for working with the Galois action on the pro-algebraic completion of the étale fundamental group by looking at two mechanisms for producing Galois representations inside , for a variety over . In Example 1.5 geometrically irreducible local systems yield Galois representations inside functions on the fundamental group, and Example 1.6 demonstrates how Belyi’s theorem implies Theorem 1.2 when is a curve.
Example 1.5.
If is a -local system then the corresponding representation of the geometric fundamental group defines a morphism to the algebraic group of invertible matrices on the space . Regular functions on then give rise to elements of . In particular, there is a -equivariant map whose image consists of matrix coefficients of the representation ; it is the space dual to the -span of the image of the map . For example, if is absolutely irreducible, the image of spans all of by Burnside’s theorem and thus the map is an inclusion. Thus, if a Galois representation can be established as the fiber over of a geometrically absolutely irreducible local system on , then the adjoint representation of the Galois group is a subspace of the ring of regular function on the pro-algebraic completion of .
Example 1.6.
Suppose that is a smooth projective curve equipped with a finite morphism that is étale over . Belyi’s theorem [Bel79, Theorem 4] says that for any curve over one can choose such a morphism. Assume further that contains a rational point with . The fundamental group of the open subscheme is then a finite index subgroup where and are appropriate tangential base points. By Lemma 2.2 the restriction to this finite index subgroup induces a -equivariant surjection . On the other hand, the map yields a surjective map onto the corresponding vector group. The linear functions on that vector group then give a subspace . In particular, this establishes as a subrepresentation of .
The only arithmetic input needed for our proof is Belyi’s theorem and the rest is a purely algebro-geometric argument that we will now describe. A related result has been recently independently obtained by Joseph Ayoub: it follows from [Ayo21, Corollary 4.47] that the action of the motivic Galois group of on the motivic fundamental group of is faithful. Our Proposition 1.7 can be used to deduce Theorem 1.2 from this faithfulness result, though, to the best of my understanding, this would give a proof different from ours; in particular, our argument is constructive in that it gives an explicit way of finding a given Galois representation inside .
Denote by the set of finite-dimensional representations of that can be realized as subquotients of , for every choice of the tangential base point supported at . To prove the theorem, we will show first that is closed under direct sums and tensor products (in particular, every representation from appears in with an arbitrarily large multiplicity).
Proposition 1.7 (Proposition 4.1).
For any two Galois representations the representations and also belong to .
This is a special feature of the variety which comes down to the fact that the Cartesian square of its fundamental group can be established as a subquotient of the fundamental group itself, compatibly with the Galois actions.
The proof of Theorem 1.2 now proceeds by induction on the dimension of . The base case is given by Proposition 1.1. Assuming that the theorem has been proven for all schemes of dimension , using resolution of singularities and the Gysin sequence, we may freely replace by a birational variety. We can therefore assume that admits a smooth proper morphism to a (possibly open) curve. Applying Belyi’s theorem to this curve we may moreover assume that admits a smooth proper morphism to the projective line with three punctures.
Leray spectral sequence together with Artin vanishing now tell us that in order to show that the semi-simplification of lies in it is enough to do so for the Galois representations and . The statement about th cohomology is immediate from the induction assumption, because embeds into a stalk . The assertion about st cohomology is proven using the following purely algebraic observation
Proposition 1.8 (Proposition 7.1).
For a -local system on any geometrically connected finite type scheme over equipped with a base point , the Galois representation is a subquotient of the tensor product .
This proves that is in because is stable under tensor products, and this finishes the proof of the induction step.
Proposition 1.8 crucially uses matrix coefficients of non-semi-simple representations of and the analogous statement is false for the pro-reductive completion of . This begs the question:
Question 1.9.
Which representations of appear as subquotients of the space of regular functions on the pro-reductive completion of ?
More explicitly, this question can be reformulated as asking to classify, for all finite extensions , representations of having the form where is the stalk at of a geometrically irreducible -local system on , cf. Lemma 9.5.
Lastly, let us remark that the usage of tangential base points is important for our proof, but Theorem 1.2 might well be true for classical base points as well. We comment on this in Subsection 9.3, see also Corollary 9.2 for an instance of a substantial difference between the Galois action on the fundamental group with respect to a tangential base point and a classical base point.
Notation By a ‘pointed scheme’ or a ‘scheme equipped with a base point’ over a base field we will mean a pair where either is an arbitrary scheme over and is a rational point, or is a smooth curve over and is a tangential base point supported at a -point of where is the smooth compactification of (see Section 10 for a brief review of tangential base points). For both of these settings, will denote the étale fundamental group of with respect to the geometric base point supported at . It comes equipped with a continuous action of . Likewise, will denote the fundamental group of the scheme .
Acknowledgements. I am grateful to Mark Kisin for comments and suggestions on the exposition, to Joseph Ayoub for pointing me to his work [Ayo21], and to the anonymous referee for corrections and suggestions. This research was partially conducted during the period the author served as a Clay Research Fellow, and enjoyed the hospitality of the Max Planck Institute for Mathematics in Bonn.
2. Pro-algebraic completion
Let be a topological group. For a finite extension of we denote by the pro-algebraic completion of over . It is defined as the affine group scheme111Recall that every affine group scheme over a field is isomorphic to an inverse limit of linear algebraic group schemes over equipped with a continuous (with respect to the inverse limit of the -adic topologies on -points of finite type quotients of ) map satisfying the following universal property. For any continuous homomorphism there exists a unique morphism of group schemes such that the induced map on -points fits into the commutative diagram
(2.1) |
Similarly, the pro-reductive completion is the pro-reductive group over satisfying the analogous universal property among representations for which the Zariski closure of the image is a reductive subgroup of . These notions were first introduced in [HM57], see also [Pri12] for a discussion of these objects in a setup very close to ours. This section reviews all the necessary facts about pro-algebraic completions.
Let be the space of all continuous functions . It is equipped with an action of given by for and .
Lemma 2.1.
(i) For a finite extension there is a canonical isomorphism .
(ii) The ring of functions admits the following description
(2.2) |
Proof.
(ii) There is a map given by precomposing with . By definition, a regular function on factors through some homomorphism . So, to prove that the image of is contained in the right-hand side of (2.2) it is enough to observe that for any element the orbit spans a finite-dimensional -vector space.
Next, let be an element of the right-hand side of (2.2). The span of gives a continuous finite-dimensional representation of and the function factors through the homomorphism , hence it lies in the image of . Finally, is injective because any regular function on factors through an algebraic group and a homomorphism from to an algebraic group is completely determined by its restriction to .
Part (i) now follows because the right-hand side of (2.2) satisfies base change under finite extensions of . ∎
Lemma 2.2.
If is an open subgroup of finite index then the restriction map is surjective.
Proof.
We will use the description of functions on the pro-algebraic completion provided by the right-hand side of (2.2). Let be a continuous function whose translates span a finite-dimensional space. Pick representatives for the left cosets of so that for some and . Then define a function be declaring for every . It evidently extends onto and its -translates span a finite-dimensional space. ∎
Remark 2.3.
Lemma 2.2 says that is a closed subgroup scheme of . The choice of representatives of left cosets moreover induces a -equivariant isomorphism of algebras . In particular the natural map identifies the quotient with the constant finite group scheme .
Example 2.4.
Let be the infinite cyclic group endowed with the discrete topology. As implied by the Jordan decomposition, where is the pro-torus with character group , cf. [BLMM02, Example 1]. Here we take to mean the base change . The proalgebraic completion itself can be described as where is a pro-finite étale group scheme corresponding to the -module and is the (non-split) pro-torus with the -module of characters given by .
Similarly, for the pro-finite group the pro-algebraic completion over can be described as where is the pro-torus over with the character group , reflecting the fact that the eigenvalues of a topological generator of in a continuous representation must belong to .
We will never work with the pro-algebraic completion in terms of its points but will rather analyze the ring of regular functions on it. Given a continuous representation on a finite-dimensional -vector space , denote by the -span of the image of the composition . The dual space is sometimes referred to as the space of matrix coefficients of the representation . One might think of the space of functions on as of the ring of matrix coefficients of all representations:
Lemma 2.5.
For every representation , there is a natural embedding and
-
(i)
is equal to the union of these subspaces for varying .
-
(ii)
The space can be identified with the subspace of obtained by taking the union of the subspaces for all semi-simple representations .
Proof.
The space of linear functions on the vector space maps to via restriction to and pullback along the map . Its image in is canonically dual to .
Given a function denote by the function and let be the finite-dimensional -span of the orbit of under the action of . By adjunction, we then obtain a function . Denote by the functional corresponding to the element .
The function can be obtained by composing the map with the map that sends an endomorphism to . Thus lies in the subspace . This finishes the proof of part (i).
To show part (ii), note first that the canonical surjection of group schemes induces an inclusion and for a semi-simple representation the subspace is contained inside . Conversely, given a function the above strategy produces a representation of that factors through because the action of via translations on the space preserves the subspace and factors through on that subspace. Therefore is semi-simple as a representation of the pro-reductive group and hence is semi-simple as a representation of because the image of is Zariski dense in . ∎
Let be any base field, with a chosen algebraic closure and be a -scheme equipped with a base point (that is, is a -point or a tangential base point at infinity). For brevity, we denote the pro-algebraic (resp. pro-reductive) completion of the topological group over by (resp. ). The action of on induces an action on the spaces of functions and .
Example 2.6.
In general, this action is not locally finite. For instance, consider the case of over a field of characteristic zero containing only finitely many roots of unity. Grothendieck’s quasi-unipotent monodromy theorem comes down to the fact that for a function on the pro-algebraic completion of the span of its -orbit is finite-dimensional if and only if factors through the canonical map .
We will concern ourselves only with the locally finite subspace of which admits an alternative description in terms of the pro-algebraic completion of the arithmetic fundamental group:
Lemma 2.7.
The image of the restriction map coincides with the subspace
(2.3) |
Proof.
By Lemma 2.1 (ii) the space of functions on the pro-algebraic fundamental group can be described as the subspace of the space of all continuous functions whose orbit under spans a finite-dimensional subspace. Therefore, the image of the restriction map is contained in .
To prove the converse inclusion, consider the map defined by composing a continuous function with the projection onto the second component of the semi-direct product. For an element we have . In particular, if is an element of then is a continuous function on the group whose orbit under left translations spans a finite-dimensional space. By construction , hence for every the function gives an element of extending , as desired. ∎
Lemma 2.5 gives a way to produce elements in from local systems on . Viewing a -local system on as a representation of on the space , we get a subspace . Note that applying the construction to the space as a representation of the arithmetic fundamental group might potentially yield a larger space but only matrix coefficients of the geometric representation make a contribution to . Lemma 2.5 applied to and Lemma 2.7 imply:
Lemma 2.8.
For any local system on the subspace consists of functions locally finite for the -action and the space is the union of such subspaces for varying .
Lemma 2.9.
If is a finite étale cover of -schemes equipped with base points, we get a -equivariant surjection .
3. Belyi’s theorem and its immediate consequences
The driving force of all our arguments is the following surprising theorem of Belyi’s.
Theorem 3.1.
For a smooth proper geometrically connected curve over a number field and a finite set of closed points there exists a finite morphism such that is étale over and .
This statement is stronger than [Bel79, Theorem 4] but this is what Belyi’s proof actually shows, see also [Ser97, Theorem 5.4.B]. We will often use the theorem paraphrased in the following way:
Corollary 3.2.
For any smooth, possibly non-proper, curve over there exists a dense open subscheme together with a finite étale map .
We will use this result as a black box, except for the proof of Lemma 4.2 which will require us to write down an explicit étale cover of , using Belyi’s proof idea. The following result is an instance of Belyi’s theorem implying a universality statement for the Galois action on .
Proposition 3.3.
Suppose that is a normal quasi-projective scheme of finite type over a number field and is a base point lying in the smooth locus of . Any finite-dimensional subquotient of can be established as a subquotient of , for any choice of a tangential base point supported at .
Proof.
We may freely replace the scheme by another pointed scheme admitting a map that induces a surjection , as the induced map is a -equivariant embedding. We will use this observation to reduce to the case .
The embedding of the maximal open smooth subscheme induces a surjection by [SGA71, Proposition V.8.2], so we may assume that is smooth. By the Lefschetz hyperplane theorem for not necessarily proper varieties [EK16, Theorem 1.1] we may further assume that is a (possibly non-proper) curve.
Using Theorem 3.1 we choose a quasi-finite map that is finite étale over and sends to . Now let be a non-zero tangent vector for which we want to prove the claim. If is ramified at , it is not necessarily possible to choose an -rational tangential base point for based at that would map to under . If there happens to exist an -base point such that , we can conclude the proof by noticing that Lemma 2.9 yields a surjection , while embeds into .
In general, we can choose such base point over and consider the open subgroup . By Lemma 2.8, it is enough to prove that for any local system on the representation (defined with respect to the base point ) is a subquotient of . Consider the pushforward which is a local system of rank on .
The stalk embeds canonically into the stalk and, under the action of on , the subgroup preserves this subspace . Moreover, the action of on factors through with acting on via the geometric monodromy of the local system .
Let be the subspace of operators that satisfy . The previous paragraph demonstrates that the image of in is contained in and its image under the natural map is equal to . Therefore is a subquotient of (the latter defined with respect to the base point ) and we are done. ∎
Our proof of the main theorem will require to work simultaneously with all tangential base points supported at (there is worth of those). Recall the following set of isomorphism classes of finite-dimensional -representations of that was mentioned in the introduction
(3.1) |
Corollary 3.4.
For any normal quasi-projective scheme over that admits an -rational base point the representation belongs to .
Proof.
This follows from Proposition 3.3 because the canonical map extends to a surjective map from to the vector group and the space is -equivariantly identified with the space of linear functions on that vector group. ∎
We do not know if the analog of Proposition 3.3 is true for an equipped with a tangential base point , so there potentially might be representations appearing in for some, but not all , hence the necessity to work with the class .
4. Direct sum and tensor product
In this section, we show that the class is stable under direct sums and tensor products. In particular, any representation from appears in with infinite multiplicity. It is important for the argument that we are working with Galois representation simultaneously appearing in for all choices of the tangential base point at .
For a future application we will prove a slightly stronger statement that allows some freedom in choosing base points:
Proposition 4.1.
For a tangential base point supported at there exist two other tangential base points and such that, if and are representations of with appearing as subquotients of for , then and are subquotients of .
In particular, the class of representations is stable under direct sums and tensor products.
The key to the proof is the following telescopic property of the fundamental group of :
Lemma 4.2.
There exists an open subgroup stable under and admitting a -equivariant surjection for some tangential base points at .
Proof.
Consider the degree finite morphism given by . We have so the only ramification points of are and . Since the map restricts to a finite étale cover . Moreover, since is unramified at , we may choose a tangential base point for such that .
Define as the subgroup . The inclusion maps , induce a -equivariant homomorphism . This homomorphism is surjective: it suffices to check that on corresponding topological fundamental groups as profinite completion preserves surjections. The topological space is homotopy equivalent to in such a way that and are homotopic to the maps contracting the first two or the last two circles in the bouquet, respectively, which implies the surjectivity.
The map is the desired surjection because can be identified via an automorphism of with for some tangential base point . ∎
Proof of Proposition 4.1.
For a base point choose the base points as directed by Lemma 4.2. We will start by showing that is a subquotient of . The representation is a subquotient of the following space, where is provided by Lemma 4.2:
The space , in turn, is a quotient of by Lemma 2.9 so is a subquotient of .
Since the representation is a direct summand of the tensor product , to show that is a subquotient of it suffices to prove that for any tangential point supported at , if a representation is a subquotient of then so is . This amounts to showing that the trivial representation of any dimension is a subquotient of .
We can explicitly embed the two-dimensional trivial representation into : the -equivariant surjection induces an embedding . As we have already proven the first assertion of Proposition 4.1 about tensor products, it follows that, as desired, for every is a subquotient of for every tangential base points supported at . This finishes the proof that if is a subquotient of for , then is a subquotient of . ∎
Corollary 4.3.
.
Proof.
Corollary 3.4 implies that for any elliptic curve . By Poincare duality, , which is a direct summand of , hence lies in as well. ∎
When running arguments with spectral sequences, we will sometimes implicitly use the following consequence of being stable under direct sums.
Corollary 4.4.
If is a representation from and is a filtration on then the associated graded representation is also in .
5. Artin motives
Finding Galois representation attached to -dimensional varieties inside functions on amounts to unraveling Belyi’s argument for the faithfulness of the action of on .
Lemma 5.1.
For any finite set equipped with a continuous action of the representation is a subquotient of for every tangential base point .
Proof.
Our plan here is to first prove that for every finite Galois extension and for every tangential base point the space has some faithful representation of as a subquotient, though it will not yet be guaranteed that there exists a common faithful representation appearing in for every base point . We will then use Proposition 4.1 to deduce that in fact, any finite-dimensional representation of factoring through appears as a subquotient of every .
We start by choosing a smooth proper geometrically connected curve over that does not descend to any smaller subfield . For instance, we can take to be an elliptic curve over such that the -invariant generates the field over . By Theorem 3.1 there exists a finite map that is étale over . Denote by the preimage . Choosing a tangential -base point for that lies above , we get an open subgroup . If an element stabilizes this subgroup then the scheme can be descended to the field . Our choice of thus forces the stabilizer of this subgroup to be contained inside . In particular, there is a finite -equivariant quotient such that the kernel of the action of on is contained in . All in all, there exists a -equivariant finite quotient such that the action of on factors through a faithful action of .
Therefore, for every tangential base point there is a faithful representation of appearing as a subrepresentation of . Since every faithful representation of a finite group contains a faithful subrepresentation of dimension , we may choose the representations in a way that they all belong to finitely many isomorphism classes, as varies. Let be the finite list of these representations.
Fix now a particular tangential base point supported at . Repeatedly applying Proposition 4.1, we can conclude that for any a tensor product of the form , with for at least one , is a subquotient of . For a large enough and any the tensor power contains the regular representation of as a direct summand, since each is a faithful representation. As the tensor product of the regular representation with any representation is a direct sum of copies of the regular representation, as above contains the regular representation of as a direct summand. Hence the representation of belongs to , and every finite-dimensional representation of factoring through belongs to . ∎
Corollary 5.2.
Let be a finite extension. If for a representation of the restriction belongs to then itself is in .
Proof.
Choose a tangent vector and let be the corresponding auxiliary tangential base points provided by Proposition 4.1. By assumption, there exists a finite-dimensional subspace stable under the action of such that is a quotient of . Let be the -span of inside which we view as a representation of . The inclusion gives rise to the inclusion while is a quotient of , because the induced representation is. The representation is a subquotient of by Proposition 4.1 and Proposition 5.1 so is a subquotient of , as desired. ∎
6. Dual representations
The class also turns out to be stable under duality. This is a special feature of tangential base points and the analogs of Proposition 6.1 and Lemma 6.2 for a classical base point in place of are false by Corollary 9.2. These results are not used in the proof of our main theorem but are needed for Lemma 9.3.
Proposition 6.1.
If then .
Proof.
The dual representation can be written as the tensor product so is a direct summand of the tensor product . The character belongs to by Lemma 6.2 below (the assumption of the lemma is satisfied because is known to be de Rham at places above by [Pet23, Proposition 8.5]), so is also in by Proposition 4.1. ∎
Lemma 6.2.
Any continuous character that is Hodge-Tate at all places above is a subquotient of for every tangential base point .
Proof.
We start by proving that the cyclotomic character embeds into . Let be the Legendre family of elliptic curves over the punctured projective line with coordinate , defined as . Consider the local system on . The geometric local system is absolutely irreducible so we may apply the discussion of Example 1.5 to .
The restriction of to the punctured formal neighborhood of defines a representation of the Galois group on a vector space . The group naturally fits into an extension
(6.1) |
in which the conjugation action of on is via the cyclotomic character. Since the geometric monodromy of at the puncture is unipotent and non-trivial (e.g. by [CMSP17, p. 20]), the invariants of on is a -dimensional subspace, which is necessarily stable under the action of all of .
Hence fits into a short exact sequence where are characters of factoring through . Since acts non-trivially on , we have a non-zero -equivariant map sending to . This forces to be isomorphic to .
The choice of a tangential base point defines a splitting of the extension (6.1) such that the stalk is a restriction of along . Therefore the representation fits into an extension of the form . By Example 1.5 the Galois representation can be embedded into . In particular, embeds into this space of functions, as desired. This also shows that is a subquotient of (though we already proved this by an easier argument in Corollary 4.3).
By Corollary 3.4, for any abelian variety the representation lies in . Therefore is in as well. Taking into account that all finite image representations lie in , we know that contains all the objects of the Tannakian subcategory of generated by étale cohomology of CM abelian varieties and finite image representations. By [FM95, §6], this implies that contains all abelian representations that are Hodge-Tate at primes above . ∎
7. First cohomology of local systems
Proposition 7.1.
Let be any geometrically connected scheme of finite type over a field equipped with a base point . For a -local system on the Galois representation is a subquotient of .
Proof.
The first cohomology is isomorphic to the first group cohomology compatibly with the Galois action. The group cohomology is computed by the standard complex
The subspace of -cocycles fits into the exact sequence
Hence is a finite-dimensional Galois representation that has as a quotient.
On the other hand, as we will now compute, every element extends to a function on with values in the affine scheme corresponding to the vector space . If is a continuous -cocycle then its translate by an element is given by . Therefore, the span of the -orbit of the function is contained inside the sum of the finite-dimensional space of constant functions with the space where is the subalgebra generated by the image of the representation . Hence, is a subspace of compatibly with the Galois action, so is a subquotient of this tensor product. ∎
Remark 7.2.
Another way to see that every -cocycle on extends to a function on the pro-algebraic completion is to observe that the canonical map is an isomorphism. This is the case because the source and the target of this map are extensions of and , respectively, by the space . The map is an isomorphism because both groups classify extensions of the trivial representation by and the categories of finite-dimensional representations of and are equivalent.
8. Proof of Theorem 1.2
After the preparatory work of the previous sections, the main result will follow by induction on the dimension, exhibiting the relevant variety as a fibration over a curve and applying a Leray spectral sequence.
Proof of Theorem 1.2.
We will start with some preliminary reductions. The argument can be shortened slightly if we appeal to resolution of singularities but we take care to show that the existence of alterations [dJ96] is enough. It is harmless to assume that is connected and reduced. Next, choose a simplicial -hypercover such that each is a smooth -scheme. By cohomological descent [SGA72, ] there is a spectral sequence of Galois representations with converging to . Hence any irreducible subquotient of appears as an irreducible subquotient of some , so we may from now on assume that is smooth.
We will now argue by induction on , the base case being covered by Lemma 5.1. If is a dense open subscheme then the Gysin sequence and purity imply that any irreducible subquotient of the kernel or the cokernel of the restriction map appears as a subquotient of the representation for some , and a smooth variety with . Therefore establishing the induction step for is equivalent to doing so for (recall that by Corollary 4.3, if then for ). Also, we may replace by a finite étale cover because, by the Leray spectral sequence, is a direct summand of .
Next, we will reduce to the case where admits a smooth proper morphism to a dense open subscheme . We may assume that is affine and choose a non-constant morphism . Choose a possibly singular compactification and a projective birational morphism such that there is a map extending on . Then choose a smooth alteration as in [dJ96, Theorem 4.1]. There exists an open dense that is a finite étale cover of an open subscheme of via the composition , so it is enough to prove the theorem for . There exists an open dense subscheme such that is smooth over , so we have reduced to proving the theorem for the variety which admits a smooth proper morphism .
There is a Leray spectral sequence with converging to . Therefore, to prove that the semi-simplification of is in , it is enough to prove the same for each of the representations , because is closed under direct sums. By Artin vanishing, the group can be non-zero only for or . Choose a rational point . By smooth and proper base change theorem each of the sheaves is a local system on and the stalk is isomorphic to the cohomology of the fiber above . Since is a variety of dimension , semi-simplifications of the representations are already known to appear in , for every . The same immediately follows for the global sections .
Applying Proposition 7.1 to the local system we see that is a subquotient of . By Proposition 3.3 the representation is a union of representations from and is in by the induction assumption. Since is closed under tensor products, the st cohomology group is in as well so the induction step is established.
∎
9. Variants and questions
In this section, we make miscellaneous comments on possible extensions and variations of our main theorem.
9.1. Frobenius eigenvalues
We start by formulating an analog of Weil’s Riemann Hypothesis for fundamental groups that arises from L. Lafforgue’s work on the global Langlands correspondence for function fields. These results were proven in [Pri09, Theorem 1.14, Theorem 1.17] in the case of a classical base point. We include the proofs (equivalent to those of Pridham) to highlight the different behaviors that exhibit fundamental groups with respect to classical base points and tangential base points.
Proposition 9.1.
Let be a geometrically connected normal variety over a finite field of characteristic and be a prime different from .
-
(i)
If is any base point of (that is, a -point or a tangential base point) then the eigenvalues of on both and are Weil numbers.
If is a classical base point then, more specifically,
-
(ii)
The eigenvalues of on are Weil numbers of weight .
-
(iiii)
The eigenvalues of on are Weil numbers of non-negative integral weight.
Proof.
We will access the spaces and through the description of Lemma 2.8. Let be a -local system on .
In the situation of (ii), by Lemma 2.5 (ii), the local system is geometrically semi-simple. It is not necessarily semi-simple on , but replacing by its semi-simplification does not affect Frobenius eigenvalues on . We can therefore assume that is irreducible and, twisting it by a character of the Galois group we can moreover assume that has finite image, by [Del80, Theoreme 1.3.1]. By [Laf02, Proposition VII.7] the sheaf is then pure of weight and hence the eigenvalues of on are Weil numbers of weight zero.
To deal with (i) and (iii), recall that by [Laf02, Corollary VII.8], the local system admits a decomposition where each is a -character of and s are mixed -local systems on , in the sense of [Del80, Definition 1.2.2 (ii)]. Since and embeds into , we may assume from the beginning that is a mixed -local system.
In other words, there is a filtration by sub-local systems on such that each is pure of weight , cf. [Del80, Theoreme 3.4.1 (ii)]. The space of endomorphisms gets equipped with a -indexed filtration . The image of the map corresponding to lands inside because the subspaces are preserved under the action of . Each of the quotients is identified with , compatibly with the action of . Therefore each -representation is pure of weight and the eigenvalues of on are Weil numbers of weights , as desired.
Finally, to prove (i) it remains to show that for a mixed local system the stalk at a tangential base point is a mixed representation of . This is a consequence of Deligne’s weight monodromy theorem, as stated in [Del80, Corollaire 1.8.5]. ∎
Corollary 9.2.
Let be a smooth geometrically connected variety over equipped with a base point .
-
(i)
If is a tangential base point then for any finite-dimensional -representation there exists a finite set of places of such that for every the action of on is unramified at and the eigenvalues of the Frobenius element are -Weil numbers.
-
(ii)
If is a classical base point, we can say more: for any finite-dimensional -representation (resp. ) there exists a finite set of places of such that for every the action of on is unramified at and the eigenvalues of the Frobenius element are -Weil numbers of non-negative weights (resp. of weight ).
Proof.
The proof is analogous to that of [Pet23, Corollary 8.6]. We will write out the argument for the pro-algebraic completion and the proof for the pro-reductive completion proceeds in the same way.
Let be a morphism such that is contained in the image of the induced map . The restriction of to necessarily factors through a conjugate of and therefore factors through the pro- completion for a finite set of primes . Hence lies in the image of the induced map .
Enlarging , we may assume that there exists a smooth proper scheme over equipped with a horizontal normal crossings divisor such that for and extends to an -base point of . Choose a place and an embedding yielding a decomposition subgroup . By [Pet23, Lemma 8.7] the space is identified with compatibly with the action of the local Galois group . Therefore the restriction is a subquotient of where the action factors through and the result follows from Proposition 9.1. ∎
Thus, a finite-dimensional subrepresentation not only satisfies the assumptions of the Fontaine-Mazur conjecture but also a potentially (though not actually if the Fontaine-Mazur conjecture is true) stronger condition on the eigenvalues of the Frobenius elements.
Lemma 9.3.
Proof.
Assume that the Fontaine-Mazur conjecture is true. Conjecture 1.3 is implied by the Fontaine-Mazur conjecture because, by [Pet23, Corollary 8.6], any subquotient of is geometric in the sense of [FM95]. Conjecture 1.4 similarly follows from Theorem 1.2 and Lemma 6.2, because all the representations in question arise as subquotients of some .
9.2. Pro-reductive completion
As mentioned in the introduction, our proof of Theorem 1.2 has the disadvantage of appealing to non-semi-simple representations of . In this section, we discuss partial results on Galois representations appearing inside the space of functions on the pro-reductive completions of fundamental groups. Define the subclass as
(9.1) |
This class shares some of the properties of :
Proposition 9.4.
-
(i)
All representations with finite image belong to
-
(ii)
If then .
-
(iii)
If, for a finite extension the restriction of a representation lies in then .
Proof.
Notably, the analog of Proposition 7.1 does not hold for the pro-reductive completion already in the case of the trivial local system , as Corollary 9.2 shows. We can also describe the class more explicitly using the following
Lemma 9.5.
Let be a geometrically connected scheme over equipped with a base point . If a finite-dimensional -representation of can be embedded into then, for some finite extension , the restriction is isomorphic to a direct sum of subrepresentations of representations of the form where is a geometrically irreducible -local system on .
Proof.
We need to prove that if is any geometrically semi-simple local system then the representation has the aforementioned form.
Let be the decomposition into irreducible summands. The Galois group then acts continuously on the set of isomorphism classes of s, so, after replacing by a finite extension, we may assume that this action is trivial. That is, for each the twist is isomorphic to .
This implies that each extends to a projective representation of and, by Tate’s theorem [Ser77, Theorem 4] (or, alternatively automatically by passing to a finite extension of ) each in fact extends to a local system . We can then consider the caonical map where is viewed as a representation of .
Since each is irreducible, these maps induce an isomorphism for an appropriate subset . Since is a direct summand of for any local systems on , we may therefore assume that for some geometrically irreducible on . This finishes the proof because , and . ∎
In the spirit of Theorem 1.2, geometrically irreducible local systems on any variety give rise to representations in :
Proposition 9.6.
Let be a geometrically irreducible -local system (resp. geometrically absolutely irreducible -local system) on a variety over , equipped with a base point . Then the Galois representation is a subquotient of (resp. ) for every tangential base point .
Proof.
Corollary 9.7.
If for an abelian variety over or for a K3 surface then .
Proof.
Denoting let be the moduli space of principally polarized abelian varieties with full level structure (the level structure is introduced just to ensure that is representable by a smooth variety). It is equipped with the universal family . Choosing a basis in we get a point corresponding to defined over a finite extension . The assumption of Proposition 9.6 is satisfied for (see e.g. [Del71, Lemme 4.4.16]), so is in and the claim follows by Proposition 9.4 (iii).
The case of the cohomology of a K3 surface is dealt with in the same way using that the corresponding geometric monodromy representation of the fundamental group of the moduli space is irreducible, cf. [Huy16, Corollary 6.4.7]. ∎
9.3. Base points
Among the results on the representations appearing in that we have discussed so far, the only one that is genuinely special to tangential base points is Proposition 6.1, as Corollary 9.2 shows. I hope that the proof of Theorem 1.2 can be rectified to show that the semi-simplification of any representation of the form , for a variety over , is a subquotient of for every base point . However, at present, the usage of tangential base points appears to be necessary in the proofs of Proposition 3.3 and Proposition 4.1. These difficulties would be remedied if one could answer affirmatively the following general question about Belyi maps.
Question 9.8.
Given two points , is it possible to find a finite map that is étale above such that ?
10. Tangential base points
In this section, we recall the notion of a tangential base point at infinity due to [Del89, §15] and collect relevant basic facts about it. Let be a smooth curve over an arbitrary field of characteristic zero and denote by its smooth proper compactification.
Given a point and a non-zero tangent vector , we may choose a generator of the maximal ideal such that the image of in is equal to when paired with . We will call such compatible with the tangent vector . This property defines uniquely up to multiplication by an element in . The choice of defines a morphism inducing an isomorphism . There is also an embedding which is fixed once and for all.
The tangential base point associated to and is a functor from the category of finite étale covers of to the category of finite étale covers of defined as the composition
(10.1) |
Here the vertical functor is inverse to the restriction along . The resulting functor does not depend, up to an isomorphism, on the choice of by [Del89, Lemme 15.25]. If we further choose an algebraic closure we may define the fundamental groups of and with respect to the base point , which we denote by and , respectively. The latter group can be described as the usual semi-direct product: . Fundamental groups defined using tangential base points interact with those defined with respect to classical points as follows:
Lemma 10.1.
-
(i)
Given a point and a tangent vector , for a finite étale cover the geometric fibers of at and of at are canonically identified. In particular, there is a natural surjective homomorphism .
-
(ii)
Suppose that is a finite surjective, possibly ramified, morphism between smooth curves. Given a point and a tangent vector , there exists a tangent vector such that pullback of étale covers along induces a morphism that is an isomorphism onto an open subgroup.
-
(iii)
In the situation of (ii), given a tangent vector there exists a tangential base point defined over a finite Kummer extension of such that .
Proof.
(i) This follows directly from the definition because a finite étale cover of that extends to is trivial, so the fibers of the corresponding cover of over and are canonically identified.
(ii) This is evident if is unramified at . In general, induces some morphism between completed local rings. Choosing a local coordinate at compatible with and some local coordinate at we can write this map as given by some , with . The appropriate tangent vector is then given by .
(iii) As in the proof of the previous part, there is an induced morphism but this time we choose a local coordinate for that is compatible with . If the map between completed local rings is given by with then the desired tangent vector is defined as . ∎
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