Universal Energy Functionals for Trapped Fermi Gases in Low Dimensions
Abstract
We study the system of trapped two-component Fermi gases with zero-range interaction in two dimensions (2D) or one dimension (1D). We calculate the one-particle density matrices of these systems at small displacements, from which we show that the -body energies are linear functionals of the occupation probabilities of single-particle energy eigenstates. A universal energy functional was first derived in 2011 [1] for trapped zero-range interacting two-component Fermi gases in three dimensions (3D). We also calculate the asymptotic behaviors of the occupation probabilities of single-particle energy eigenstates at high energies.
I Introduction
The zero-range interacting systems are good models for many physical systems, such as the ultracold Bose gases [2, 3, 4, 5, 6], ultracold Fermi gases [7, 8, 9, 10], and few-nucleon systems [11, 12, 13]. If the mean inter-particle distance and the thermal de Brogile wavelength are both much larger than the range of the interaction between the particles, the system may be approximated as a zero-range interacting system, and it has universal properties that do not depend on the details of the interaction. These universal properties depend on the interaction potential through the -wave scattering length , which characterizes the low-energy scattering properties. This universality exists in the Bose systems [14, 15, 16, 17, 18, 19], the Fermi systems [20, 21, 22, 23], and the mixtures [24, 25, 26, 27].
For the 3D two-component Fermi systems with -wave contact interaction, it was found that there exists a universal parameter , called contact, characterizing the tail of the momentum distribution at large , where is the single-particle momentum, and is Planck’s constant over , and that this tail is related to many other physical properties of the system through some exact relations [28, 29, 30, 31]. The name contact comes from the fact that it is a measure of the number of pairs of fermions in two different internal states with small separations. These exact relations [28, 29, 30, 31] have been generalized to the 1D two-component Fermi system [32], the 2D two-component Fermi system [33, 34, 35, 36], the spin-orbit-coupled Fermi system [37, 38], the Bose system [39, 40], and the mixtures [34, 40].
As a zero-range interacting system, the 3D two-component Fermi gas trapped in a smooth potential has an elegant property: its energy can be expressed as a linear functional of the occupation probabilities of single-particle energy eigenstates, i.e. [1]
(1) |
where is the mass of each fermion, is the single-particle energy of the th single-particle level in the specified smooth external potential, , and () is the occupation probability of the spin up (down) state in the th level. This general functional can be regarded as a generalization of the energy of trapped non-interacting Fermi gases,
(2) |
Since the zero-range interaction model is valid for lower spatial dimensions, a straightforward idea is to generalize the energy functional Eq. (1) to lower dimensions. The 1D and 2D two-component Fermi gases have been studied for many years. Experimentally, one can realize them by confining the particles in some transverse directions and allowing the particles to move freely in the remaining dimensions [41, 42, 43].
In this paper, we follow the method used in Ref. [1]. We first study the one-particle density matrices of the 2D and 1D trapped two-component Fermi gases with contact interactions. We then generalize the linear energy functional Eq. (1) to 2D and 1D.
This paper is organized as follows. In Sec. II, we introduce the normalized -body energy eigenstate and the 2D Bethe-Peierls boundary condition. Using the boundary condition, we expand the one-particle density matrix at small displacements. In Sec. III, we combine the one-particle density matrix with the single-particle imaginary time propagator to find the universal energy functional in 2D:
(3) |
where is Euler’s constant, is the base of natural logarithm, is the 2D contact, is the 2D scattering length between two fermions in different spin states, , , and is the occupation probability of the spin- state of the th single-particle level. If the external potential is zero, the single-particle levels reduce to plane-wave states and Eq. (3) reduces to the energy theorem in Refs. [33, 34, 35, 36]. One can extract the contact from the asymptotic behavior of at large , where
(4) |
and the coarse-grained version of has the following asymptotic expansion at large :
(5) |
We also derived the occupation probabilities of high energy states; see Eq. (50). In Sec. IV and Sec. V, we do analogous calculations for the 1D two-component Fermi system and find that
(6) | |||||
(7) |
where is the 1D scattering length between two fermions in different spin states, and is the 1D contact. If the external potential is zero, the single-particle levels reduce to plane-wave states and Eq. (6) reduces to the energy theorem in Ref. [32]. We also derived the occupation probabilities of high energy states in 1D; see Eq. (72). In Sec. VI, we summarize our results and discuss the utilities and generalizations of our energy functionals.
II One-Particle Density Matrix in 2D
We consider a trapped two-component Fermi system in 2D, with spin-up fermions and spin-down fermions. The total number is . Here the trapping potential is assumed to be smooth. First we calculate the one-particle density matrix. Consider a normalized -body energy eigenstate
(8) | |||||
where are the position vectors of the spin-up fermions, are the position vectors of the spin-down fermions, is the creation operator for a spin-up fermion at position , is the creation operator for a spin-down fermion at position , , , and is the -body wave function which is antisymmetric under the interchange of the positions of any two spin-up (spin-down) fermions. When and are close, the wave function satisfies the 2D Bethe-Peierls boundary condition
(9) | |||||
where is the two-dimensional -wave scattering length, and is a function of position vectors. The one-particle density matrix for the spin- fermions is defined as
(10) |
In particular, by substituting Eq. (8) into the above definition, we find that
(11) | |||||
We will expand through order at small distance . Since is singular when two fermions in different spin states are close, we divide the -dimensional integration domain into two regions: and . is the region in which every spin-down fermion lies outside of the circle of radius centered at , that is, for , which is shown in Fig. 1(a). is the complement of . We set small but . In the cases that two or more spin-down fermions come inside the small circle of radius centered at are possible, but the contributions from these cases are suppressed by Fermi statistics and are of higher order than , see Fig. 1(c). Next, we calculate the integrals in these two regions and add them up, then the dependencies on will be canceled.



In , we expand in powers of as
(12) | |||||
where and . Let be the integral evaluated in , and be the integral evaluated in . We find
(13) | |||||
where
(14) | ||||
(15) | ||||
(16) | ||||
(17) |
To calculate the contributions from the region , we use the Bethe-Peierls boundary condition (9). The region can be approximately partitioned into subregions, and in the th subregion () is within the circle of radius centered at . The contributions to from these subregions are equal due to Fermi statistics. In the first subregion (shown in Fig. 1(b)) we have
(18) | |||||
(19) | |||||
where and . We then do the following expansions:
(20) |
(21) |
where . So we have
(22) |
where
(23) | |||||
Carrying out the integral and adding it to , we get
(24) |
where
(25) | |||||
(26) | |||||
(27) |
is the spatial density of spin-up fermions at , is the 2D contact density, and is related to the center-of-mass motion of small-distance pairs of fermions in different spin states. We can also find a similar expansion for .
III Universal Energy Functional in 2D
We define an absolutely convergent series
(28) |
where satisfies Re, is an -body energy eigenstate,
(29) |
is the occupation probability of the spin- state of the th single-particle level,
(30) |
is the fermion annihilation operator of such a single-particle state, and is the wave function of the th single-particle level in the trapping potential and satisfies the single-particle Schrödinger equation
(31) |
and the normalization condition
(32) |
We rewrite as
(33) |
where is the propagator of a single particle moving in the potential whthin a time . For a small positive , at the propagator is exponentially suppressed, while at we have a short imaginary-time expansion
(34) | |||||
Recall that when is small, we also have an expansion of . Defining , we have
(35) | |||||
where . Substituting the above result into Eq. (33), we find
(36) | |||||
where
(37) | |||||
(38) |
Outside of the tiny range of two-body interactions, the -body Schrödinger equation is simplified as
(39) | |||||
where for all . Multiplying both sides of Eq. (39) by , integrating them over for for all , we get
(40) |
Summing Eq. (36) over , we find
(41) |
Let
(42) |
Equation (41) can be rewritten as
(43) |
Setting where is a positive infinitesimal and is real, we see that the above equation shows the Fourier transform of at small , and this Fourier transform has a singular term proportional to . This singular term is caused by a power law tail of the coarse-grained version of at . Taking the inverse Fourier transform of this singular term, we find the power law tail shown in Eq. (5).
Applying to both sides of Eq. (III), we find
(44) |
We divide the domain of integration over into two regions: one is and the other is , where is an energy scale such that is very large but . In we have
(45) |
while in we use Eq. (5) to do the integral:
(46) |
Thus, taking , we get
(47) |
which is Eq. (3).
According to Eqs. (10), (29), and (30), we have
(48) |
When is large, the integrand as a function of oscillates rapidly, which implies that the only important contribution is from the singular term in the expansion of at [1], and this singular term is . Since satisfies the single-particle Schrödinger equation, Eq. (31), we have
(49) |
with relative error at . Substituting Eq. (49) into Eq. (48) and carrying out the integral over , we find
(50) |
where .
IV One-Particle Density Matrix in 1D
The calculation procedure in 1D is similar to the one in 2D. We define a normalized -body energy eigenstate in 1D,
(51) |
where , is the number of spin-up fermions, is the number of spin-down fermions, are the coordinates of the spin-up fermions, are the coordinates of the spin-down fermions, is the creation operator for a spin-up fermion at position , is the creation operator for a spin-down fermion at position , , , and is the -body wave function which is antisymmetric under the interchange of any two spin-up (spin-down) fermions. The 1D Bethe-Peierls boundary condition is
(52) | |||||
which is satisfied by the wave function when and are close. The one-particle density matrix for spin- fermions in 1D is defined as
(53) |
For spin-up fermions, we substitute Eq. (IV) into the above definition and find
(54) |
After finishing calculations analogous to those for the 2D one-particle density matrix, we find
(55) |
where
(56) | ||||
(57) | ||||
(58) | ||||
(59) | ||||
(60) | ||||
(61) |
and , . is the spatial density of spin-up fermions at position , is the 1D contact density, and is related to the center-of-mass motion of small-distance pairs of fermions in different spin states. We can also find a similar expansion for .
V Universal Energy Functional in 1D
We define in 1D:
(62) |
where
(63) |
and is the wave function of the th single-particle level in the trapping potential and satisfies the single-particle Schrödinger equation
(64) |
and the normalization condition
(65) |
We can rewrite as
(66) |
where is the propagator of a single particle moving in the potential within a time . We find
(67) |
where
(68) | |||||
(69) |
With the help of the -body Schrödinger equation, we find
(70) | |||||
Applying to the above expansion and taking , we get the energy functional shown in Eq. (6). Clearly, the energy functional only gains an extra finite shift, , due to the interaction. In 1D, the energy theorem is [32]
(71) |
If there is no external potential, namely if , the energy functional in Eq. (6) reduces to this energy theorem.
VI Summary and discussion
In this work, we have generalized the universal energy functional for trapped two-component Fermi gases from 3D to lower spatial dimensions. We have shown that in lower dimensions the total energy of two-component fermions with zero-range interaction trapped in any smooth potential can be expressed as linear functionals of the occupation probabilities of one-particle energy eigenstates, just like in 3D. We first calculated the one-particle density matrix of two-component fermions by using the Bethe-Peierls boundary conditions. We have also calculated the asymptotic formulas of the occupation probabilities of single-particle levels at high energy.
The energy functional [Eq. (3) in 2D, or Eq. (6) in 1D] is a universal functional, and it holds for all finite-energy states, i.e. both few-body and many-body states, both pure and mixed states, both zero-temperature and finite-temperature states. It will be important to understand the nontrivial constraints on the occupation probabilities of the single-particle levels, because such understanding will enable one to determine the many-body ground state energies by minimizing the energy functional in the presence of such constraints. One might be able to generalize the energy functional to multi-component fermions, to fermions with unequal masses, and to bosons. Future experiments might be able to measure both the occupation probabilities of single-particle levels and the many-body energies of the systems we have studied. Such experiments should verify the energy functionals that we have derived.
Acknowledgements.
This work was supported by the National Key RD Program of China (Grants No. 2019YFA0308403 and No. 2021YFA1400902).References
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