Unique Factorization For Tensor Products of Parabolic Verma Modules
Abstract.
Let be a symmetrizable Kac-Moody Lie algebra with Cartan subalgebra . We prove a unique factorization property for tensor products of parabolic Verma modules. More generally, we prove unique factorization for products of characters of parabolic Verma modules when restricted to certain subalgebras of . These include fixed point subalgebras of under subgroups of diagram automorphisms of and twisted graph automorphisms in the affine case.
Key words and phrases:
Unique factorization, Kac-Moody Lie algebras, Parabolic Verma modules, tensor products2020 Mathematics Subject Classification:
17B67, 17B101. Introduction
Investigating whether a given family of elements from a ring has the unique factorization property (UFP) is a well-studied problem in basic ring theory. In this paper, we are interested in studying a similar phenomenon for representations of Kac-Moody algebras. Let be a Kac-Moody algebra. Suppose and are –modules from a suitable category satisfying
(1) |
as –modules, then we have the following natural questions:
-
(1)
Are the number of factors on both sides of (1) equal, i.e., is ?
-
(2)
If they are equal, can we compare the highest weights of ’s and ’s if they are highest-weight modules?
-
(3)
Can we prove the unique factorization property for their characters (when defined and viewed as elements in the character ring)?
-
(4)
Further, what more can one say about the individual modules and ? For example, are they isomorphic up to a permutation of factors ?
In the literature, unique factorization theorems study these questions. For example, C. S. Rajan proved a unique factorization property for tensor products of finite-dimensional simple modules of a finite-dimensional simple Lie algebra in [7]. Later in [9] and [8], the authors extended Rajan’s result suitably beyond the realm of finite dimensional simple Lie algebras.
All these papers [7, 9, 8] study only the unique factorization property of tensor products of simple modules in some suitable categories. In this paper, we will consider some families of typically reducible modules and study their unique factorization properties. More precisely, we consider the following two families of modules of symmetrizable Kac-Moody algebra (where is a symmetrizable generalized Cartan matrix):
-
(1)
Parabolic Verma modules of : these are highest-weight modules subsuming the class of simple integrable highest-weight modules (but are typically neither simple nor integrable).
-
(2)
Restrictions of parabolic Verma modules to suitable subalgebras of , for example, to fixed point subalgebras of Dynkin diagram automorphisms.
Let be a fixed Cartan subalgebra of and be co-roots corresponding to the simple roots with respect to The parabolic Verma modules of are indexed by , where and and we denote by the parabolic Verma module corresponding to the tuple We call a subset connected if when is thought of as a subset of the nodes of the Dynkin diagram associated with , the subgraph induced by is connected. Here is our main theorem for parabolic Verma modules.
Theorem 1.
Let be a symmetrizable generalized Cartan matrix. Let be the Kac-Moody Lie algebra associated with and let be the Cartan subalgebra. Suppose that
(2) |
where for each we have
-
(1)
and are connected subsets of ,
-
(2)
are positive integers for all and .
Then, and there exists a permutation such that
and for all . |
Since are simple integrable highest weight modules when is dominant and , this may be viewed as an extension of the results of [7, 9].
Next, let be a subgroup of Dynkin diagram automorphisms of . Consider the fixed point subalgebra of with respect to . Then we can restrict the modules in Equation (2) to and ask whether the unique factorization property holds for these modules. Under some natural conditions, we answer this question affirmatively. More precisely, we prove the following:
Theorem 2.
Let be a symmetrizable generalized Cartan matrix of finite, affine, or hyperbolic type. Let be the associated Kac-Moody Lie algebra, with Cartan subalgebra . Let be a group of diagram automorphisms of and let be the fixed point subalgebra. Suppose that
where for each , we have
-
(1)
and are connected subsets of ,
-
(2)
for each and we have , are positive integers, and
-
(3)
and are -stable, i.e., are unions of -orbits.
Then, and there exists a permutation such that
and for all . |
We in fact prove stronger versions of Theorems 1, 2, see for more precise statements. It is to be noted that in [6] a similar theorem is proved in the setting of simple modules for finite-dimensional simple Lie algebras with a completely different set of hypotheses. It is easy to see that the converse of Theorems 1, 2 hold at the level of characters. Further, if we assume that complete reducibility holds for the tensor products, then we can also prove the converse of the Theorems 1, 2. For example, the converse is true (see [5, Page No. 180, Corollary 10.7]) when
The paper is organized as follows: In Section 2, we set up the notation and preliminaries. In Section 3, we prove some key technical results that will be needed to prove our main theorems. In Section 4, we prove our main theorem for parabolic Verma modules. In Section 5, we consider and prove unique factorization properties for the characters of restricted parabolic Verma modules. We apply this in Section 6 and prove unique factorization properties for parabolic Verma modules when they are restricted to , where is general and is a subgroup of Dynkin diagram automorphisms or is of affine type and for some twisted graph automorphism.
2. Preliminaries
All vector spaces are assumed to be defined over complex numbers throughout the article. For a Lie algebra , we denote by the universal enveloping algebra of For a vector space over , we denote by its dual space.
2.1. Structure Theory of Symmetrizable Kac-Moody algebras
In this subsection, we fix some notation and review the structure theory of Kac-Moody algebras, closely following [5]. Let be a positive integer and a generalized Cartan matrix (GCM). That is,
-
(1)
, for all ,
-
(2)
is a non-positive integer for all , and
-
(3)
if and only if for all .
We say is symmetrizable if there exists a diagonal matrix , with ’s being positive real numbers, such that is symmetric. Let us denote .
Let be a symmetrizable GCM and let be the Kac-Moody Lie algebra associated with and be a fixed Cartan subalgebra of . The Cartan subalgebra acts semisimply on via the adjoint action. Denoting by the set of roots of , the corresponding root space decomposition is
where for .
Let the simple system (i.e., simple roots) of coming from the realization of be . We denote by the set of positive roots of with respect to . The root lattice is the set of all integer linear combinations of elements of . Any can be written uniquely as where are integers. The set of all for which all the are non-negative integers is denoted . The support of denoted by is the set of all for which . For , let denote the coroot corresponding to Let
be the Chevalley generators of . Note that the derived subalgebra is generated by and . The Weyl group of is the subgroup of generated by the reflections , where is defined by
The parabolic subgroup corresponding to is the subgroup of generated by . It is a fact that is a Coxeter group with Coxeter generators . Given , the length of is ; an expression for is said to be reduced if . Fix a reduced expression of . Define the support of by
It is a well-known fact (Tits theorem) that is independent of the choice of the chosen reduced expression.
A subset is said to be connected if the submatrix of the GCM indexed by is indecomposable (or equivalently, the subgraph of the Dynkin graph of induced by is connected). Note that any subset of can be written as a finite disjoint union of connected subsets, called connected components, of and this decomposition is unique up to a permutation of the connected components.
2.2. Parabolic Verma Modules
For , we denote by the Verma module associated to . The integrability of is defined by
For and the Parabolic Verma Module corresponding to is defined by
where is the cyclic generator (or highest weight vector) of . The parabolic Verma modules are modules in category (see [2, 4] for more details). When is dominant and integral (i.e., ) we see that , the unique simple module with highest weight . When we have for all . So, the parabolic Verma modules interpolate between the Verma modules and simple modules in category .
2.3. Characters and their restrictions
Let be a Lie subalgebra of and . Suppose is a –weight module and
is the –weight space decomposition of . Note that by definition, we have for all The –character of is defined by
Let be the restriction map. The restriction of the character of to is defined as
Note that the inner sum need not be finite always. We use this definition whenever it makes sense, i.e., whenever this inner sum is finite. This inner sum will be finite and the restricted character will be well-defined in all our examples.
2.4. The Weyl-Kac character formula
For , the Weyl-Kac character formula gives
where is some fixed functional that satisfies . A similar formula is known for parabolic Verma modules. The following proposition can be found in [2, Proposition 7.10]. Let and . Then
(3) |
Let and . We define the normalised Weyl numerator corresponding to the tuple by
In this notation we can rewrite Equation (3) as
3. Technical results
In this section, we will prove some technical results that will be used later to prove our main theorems. We freely use the notations that were developed in the previous section. Let us define . This is the indexing set for the Parabolic Verma modules of .
3.1.
The following is elementary; see, for example, [9, §4.1 (in particular, Lemma 2)].
Proposition 1.
Let and . Then
-
(1)
-
(2)
Note that can be viewed as a formal power series in the variables by Proposition 1. For , we let
Here, the logarithm is applied to treating it as a formal power series whose constant term is . Note that
We need some additional notations which we collect here:
3.2.
We need the following key results.
Proposition 2.
Let and let be the decomposition of into connected components. Then
-
(1)
for all .
-
(2)
for all .
-
(3)
.
-
(4)
for all and .
-
(5)
implies that is a connected subset of .
-
(6)
and implies .
Proof.
-
(1)
Immediate from the definition.
-
(2)
Comparing monomials of the form gives the equivalence.
-
(3)
Suppose where for all and . Then because the simple reflections and commute for and . For , there exists unique and such that . Therefore we have
But and hence fixes it. Therefore we have
Hence,
Now taking on both sides, we get
-
(4)
Fix Let where
Then . But since the support of any monomial in is not a subset of , it follows that has contributions only from . Therefore .
-
(5)
The fact that follows from part (2) of Proposition 1. Now, suppose that is disconnected. Let , where and are proper non-empty subsets of and for all and . By part (3) of this proposition, we have . Therefore, . But since is not a subset of or we have .
-
(6)
The coefficient of in is either or greater than or equal to for all . This fact is elementary to prove. For example, see [9, Lemma 2(b)] where it is proved by induction on the length of . Now this means that the variable has degree equal to or greater than in any monomial in . But since any monomial in is a product of monomials from , the proof follows.
∎
The following proposition is very crucial and follows from Propositions 3 and 7 of [9] (also see part (4) of Proposition 2, see also Exercise 1.2 in [5]). We give a sketch of the proof for reader’s convenience.
Proposition 3.
Let as before.
-
(1)
is independent of . i.e., if with .
-
(2)
for any non-empty, connected subset of .
-
(3)
In particular, if then .
Proof.
-
(1)
Consider the subgraph of the Dynkin diagram of induced by . We then have
where is the set of all -tuples of pairwise disjoint subsets of such that
-
(a)
-
(b)
is totally disconnected (i.e., there is no edge between and in ).
The RHS is clearly independent of , see [9, §4.3] for more details.
-
(a)
-
(2)
By (1), it is enough to consider . By the Weyl denominator identity (for the parabolic subalgebra ) we have
where, or equivalently the set of positive roots for the parabolic subalgebra . Applying we get
The coefficient of in is then the multiplicity of . But since is connected we have this multiplicity to be a positive integer (see [5, Lemma 1.6] and [9, Proposition 4 & 7]).
-
(3)
Follows immediately from (2).
∎
4. Unique factorization for Parabolic Verma Modules
In this section, we will prove the unique factorization of tensor products of parabolic Verma modules of First, we analyze when a sum of finitely many ’s can be equal to another such sum.
4.1.
The following relation on will play an important role in this paper. Define if:
either or and .
Observe that the latter part of this condition may be exchanged with
and .
Note that this relation is reflexive, and transitive but not anti-symmetric. i.e., and does not imply that .
For and we write if and for all . This defines an equivalence relation on . Observe that means that these pairs satisfy the equivalent conditions of part (2) of Proposition 2. The relation now defines a partial order on .
Caveat: Even though does not form a partial order on we will find it convenient nevertheless to talk about maximal elements in a subset of . What we actually mean by saying is maximal among is that:
if for some then
or equivalently, when thought of as elements of , is maximal among .
Lemma 1.
Let . Let be (not necessarily distinct) elements of and let .
-
(1)
For , if the coefficient of in is non-zero, then for some .
-
(2)
If is a maximal element with respect to among then the coefficient of in is positive. In particular, if .
Proof.
- (1)
-
(2)
By part (1) and maximality of , if the coefficient of in is non-zero then . In such a case, and hence Proposition 3 implies that the coefficient of in is positive.
∎
Theorem 3.
Let . Let , and , . We have
(4) |
if and only if and there exists a permutation such that for .
Proof.
The reverse implication easily follows from part(2) of Proposition 2. We prove the forward implication by induction on . If , then follows from (2) of Lemma 1. Suppose . Without loss of generality assume that is maximal among viewed as elements of . By (2) of Lemma 1, we see that the coefficient of is non-zero in the left-hand side of the Eq. (4), and therefore also on the right-hand side. Now by (1) of Lemma 1 there exists such that . But by maximality of we conclude that . Therefore we may cancel from both sides of Eq. (4), thereby reducing the value of by . ∎
Corollary 1.
Let , and , such that all are connected (possibly empty). Then
(5) |
if and only if and there exists such that for all .
Proof.
We will prove only the forward direction, the converse following easily from Proposition 2. Rewriting (5) using the character formula for parabolic Verma modules, we get
(6) |
Comparing the highest weights on both sides of (5), we get . Therefore (6) gives:
Note that iff . Ignoring such trivial terms in the above product on both sides we have up to a relabelling
where, now . Taking log on both sides, and applying Theorem 3 we get and there is a permutation such that . But implies that the number of trivial terms on both sides was also equal to begin with. Extending trivially to a bijection of , we get the required permutation (because for any ). ∎
In particular, Theorem 1 is now immediate from the above corollary.
5. Unique Factorization for Restricted Parabolic Verma Modules
In this section, we prove the unique factorization of tensor products for certain classes of parabolic Verma modules restricted to compatible subalgebras of .
5.1.
We begin with some auxiliary results. Recall that is a symmetrizable Kac-Moody algebra whose simple roots are . Fix an equivalence relation on . This gives rise to a set partition of .
Definition 1.
Let be such that is a union of equivalence classes. We say that is a lift of if
-
(1)
-
(2)
is connected
-
(3)
meets every equivalence class in .
Definition 2.
Let be such that is a union of equivalence classes. We say that is equiconnected if there exists a lift of such that given any lift of and any equivalence class , . Any such lift will be referred to as a lean lift.
Remark 1.
Note that if and are two lean lifts of , then given any equivalence class we have
(7) |
In figure 1, there are two lean lifts for namely: and .
In figure 2, for , the subsets and are both lifts but while . It follows that is not equiconnected.
Definition 3.
We call to be symmetric if such that , we have .
Remark 2.
Suppose is a lean lift and is some lift of . It is immediate from Remark 1 that if is symmetric, then . Further if and only if is a lean lift of .
Define to be the set of pairs satisfying
-
(1)
is symmetric
-
(2)
is a union of equivalence classes of
-
(3)
is equiconnected.
Define . The set of all non-negative integer linear combinations of is denoted by . Define the map
where maps to (the formal symbol) . This induces a map from to which we again denote by . For , we define
for any lean lift of as in Definition 2. Observe that this does not depend on the choice of by (7).
Lemma 2.
If are such that , then .
Proof.
Since , we have for any choice of and :
Since and are regular dominant, ’s are linearly independent and are unions of equivalence classes of , it follows that . Now,
Since, and were equiconnected we have, for all ,
By comparing coefficients of one sees that . ∎
Remark 3.
The relation on can be restricted to . It is elementary to check that for we have if and only if one of the following holds:
-
•
or
-
•
and
For let us write . Observe that , where the sum runs over all for which . The following is the analogue of Propositions 2 and 3:
Proposition 4.
Suppose .
-
(1)
If is such that and then .
-
(2)
The coefficient of in is positive (i.e., ) and independent of for fixed .
Proof.
Lemma 3.
Let be (not necessarily distinct) elements of and let .
-
(1)
For , if the coefficient of in is non-zero, then for some .
-
(2)
If is maximal among then the coefficient of in is positive. In particular, if .
Proof.
Suppose that the coefficient of is non-zero, then this monomial must come from for some . If this containment is proper then we are done. Suppose now that , then by part (1) of Proposition 4 and Remark 3, it follows that . By maximality of , part (2) of the lemma follows from part (1) together with Proposition 4 and Remark 3. ∎
5.2.
We are now ready to state and prove our main theorem for the restricted normalized Weyl numerators.
Theorem 4.
Let and be subsets of . Then the following are equivalent:
-
(1)
-
(2)
-
(3)
and there exists such that for all .
Proof.
The statement (2) follows from (1) by applying . The statement (1) follows from (3) by Proposition 2. We now prove that statement (2) implies (3). We proceed by induction on . If , then follows from part (2) of Lemma 3. Suppose . Without loss of generality we assume that is maximal among . By part (2) of Lemma 3, we see that the coefficient of is non-zero in the LHS of (4). Now by part (1) of Lemma 3 there exists such that . But by maximality of we conclude that . Therefore we may cancel from both sides of (4), thereby reducing the value of by . ∎
5.3.
Now start with a Dynkin diagram . Let be the associated KMA. Recall that is the vertex set of (or equivalently the set of simple roots). Given an equivalence relation on we define the subspace of as follows:
(8) |
Then on we have if (actually, is the largest subspace of where we have whenever ). Moreover, for a given the element satisfies . Here is a fixed choice of fundamental co-weight associated to the simple root . i.e., . Therefore we have on iff . Moreover, we conclude the following:
Proposition 5.
Any collection of simple roots corresponding to distinct orbit representatives forms a linearly independent set when restricted to . ∎
Let be any subspace of such that
-
(1)
whenever .
-
(2)
is a linearly independent subset of .
Note that is one such subspace of . Denote the restriction map by . This map extends uniquely to a map (which we again denote by ) from to . Observe that the map is the same as the map when one identifies with . Therefore we have,
Corollary 2.
Let , and , except that we now allow the to be empty. Then
(9) |
if and only if
-
(1)
)
-
(2)
such that for all .
Proof.
Rewriting (9) using the character formula for parabolic Verma modules, we get
Comparing the highest weights on both sides of (9), we get . Therefore,
We now proceed as in the proof of Corollary 1. Note that iff . Ignoring these trivial terms in the above product and relabelling
where, now . Taking logarithm on both sides of the above equation, and applying Theorem 4 we get and there is a permutation such that . The rest of the argument is exactly as in Corollary 1.
For the converse part, the second condition implies that . Therefore we have
Now by applying on the both sides of above equation and multiplying on the left hand side and multiplying on the right hand side of the equation gives us
Now using the character formula, we conclude the result. ∎
6. Unique Factorization Of Restricted Parabolic Vermas
In this section, we will apply the results of the previous section to the special case of fixed point subalgebras of Dynkin diagram automorphisms and twisted graph automorphisms when is of untwisted affine type.
6.1. Graph automorphisms
Proposition 6.
Let be a connected graph and be a subgroup of the group of all automorphisms of . Then there exists a connected subgraph of whose vertex set intersects every orbit in at exactly one point.
Proof.
Let denote the set of all subsets of that intersect any orbit in in at most one point and whose induced subgraph is connected. Clearly is non-empty because it contains all the singleton subsets of .
Let be a maximal element with respect to the containment partial order. For any graph automorphism we see that, also belongs to . Suppose that does not intersect a -orbit in . This means that
But since is connected, there exist elements and such that . But there exists some for which . Therefore we would have which is a contradiction to the assumption that was maximal. So, intersects every -orbit in . ∎
Any graph automorphism of induces a Lie algebra automorphism of (which will be referred to as diagram automorphisms) described as follows: It maps the generators and to and respectively for all . This assignment extends uniquely to a Lie algebra automorphism of the derived subalgebra of . This map can be extended to an automorphism of in a unique way if we impose the condition that it preserves the standard invariant bilinear form and has order same as that of . Such an automorphism preserves and its induced action on permutes the simple roots. See [3, §3.2].
Let be a subgroup of diagram automorphisms of . Denote by (resp. ) the fixed point subalgebra of (resp. ) with respect to .
Proposition 7.
Proof.
It is easy to see that is a subset of , since for all and we have
for any graph automorphism . Now one checks that the dimension of is either the number of orbits of ’s action on the Dynkin diagram or one more to it depending on the nullity of A being or (see the construction in [3, §3.2]. Basically, in the nullity case one can find a such that ). In both cases, it matches the dimension of . ∎
Example 1.
It can be checked that for the following graph, the conclusion of the above proposition is not true. Note that the nullity of the GCM associated to this graph is .
Define an equivalence relation on the set of nodes of the Dynkin diagram of as follows:
In the view of Proposition 6, for the equivalence relation induced by , any connected subset of which is a union of equivalence classes is indeed equiconnected. Also, it is elementary to check that is symmetric if and only if for all and .
Corollary 3.
Let be a symmetrizable Generalised Cartan Matrix whose nullity is at most . Suppose with the exception that the and could be empty. Then
if and only if
-
(1)
-
(2)
there exists such that .
Proof.
In particular, Theorem 2 now follows from the above corollary.
6.2. Twisted graph automorphisms
Let be an untwisted affine Lie algebra. Then can be realized very explicitly as follows:
where is the underlying finite-dimensional simple Lie algebra, is the central element and is the derivation. Let be a diagram automorphism of the underlying finite-dimensional simple algebra . This induces an automorphism of called the twisted diagram automorphism described as follows:
where is the order of . But also induces a diagram automorphism of which is obtained by fixing the affine node. That is,
see [1, §9.5, §18.3 and §18.4] for more details.
It is well known that we can obtain the twisted affine Lie algebras from the untwisted ones as fixed point subalgebras of twisted diagram automorphisms (see [1, §18.4]). We thus have the following corollary concerning the tensor products of parabolic Verma modules of an untwisted affine Lie algebra restricted to the corresponding twisted affine algebra (obtained as a fixed point subalgebra):
Corollary 4.
Let be an untwisted affine Lie algebra. Let be a twisted diagram automorphism of (and be the associated diagram automorphism). Suppose (with respect to ) with the exception that the and could be empty. We have
if and only if
-
(1)
-
(2)
there exists such that .
Proof.
The proof is immediate from Corollary 3, because when restricted to . ∎
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