Unified first law of thermodynamics in Gauss-Bonnet gravity on an FLRW background
Abstract
Employing the thermodynamics unified first law through the thermodynamics-gravity conjecture, in this article, we derive for an FLRW universe the Friedmann equations in the framework of Gauss-Bonnet gravity theory. To do this, we project this generalized first law along the Kodama vector field and along the direction of an orthogonal vector to the Kodama vector. The second Friedmann equation is obtained by projecting on the Kodama vector, while the first is obtained by projecting along the flux on the Cauchy hypersurfaces. This result does not assume a priory temperature and an entropy, so the Clausius relation is not used here. Nevertheless, it is used to obtain the corresponding Gauss-Bonnet entropy. In this way, the validity of the generalized second law of thermodynamics is proved for the Gauss-Bonnet gravity theory.
I Introduction
The connection between gravity and thermodynamics, or in other words, the thermodynamics description of gravity and vice versa, was put forward by seminal articles by Bardeen, Carter and Hawking Bardeen:1973gs , Bekenstein Bekenstein:1973ur , Hawking Hawking:1975vcx , Gibbons and Hawking Gibbons:1976ue and York York:1986it . In this series of works, the black hole (BH) thermodynamics laws were developed, leading to an important interpretation such as the BH temperature as the surface gravity Hawking:1975vcx ; Gibbons:1976ue and the BH entropy as the surface area Bekenstein:1973ur . All the mentioned results were obtained within the framework of General Relativity (GR); however, later on, this analysis was extended to higher dimensional gravitational theories, specifically Lovelock’s gravity Lovelock:1971yv , by Myers and Simon in Myers:1988ze . After all these advances, Jacobson obtained Einstein’s field equations from a pure thermodynamics description Jacobson:1995ab .
The aforementioned unexpected link gave rise to possible quantum gravitational effects, taking a first step in unifying these two branches: gravity and quantum mechanics. However, an additional crucial point was necessary to proceed further in this direction. In doing that, Hayward, in a series of articles Hayward:1993wb ; Hayward:1994bu ; Hayward:1997jp , derived the thermodynamics unified first law (UFL) for dynamical BHs. In this context, the Killing vector field is replaced by the Kodama vector field Kodama:1979vn and event horizons by apparent horizon Hayward:1997jp ; Kodama:1979vn ; Faraoni:2011hf . Interestingly, the Kodama vector field establishes a privileged time direction, and its contraction with Einstein tensor defines a conserved charge Kodama:1979vn ; Hayward:1997jp .
This dynamical framework allowed us to spread the thermodynamics description to scenarios beyond the BHs arena. Concretely, this methodology has been applied to the cosmological scenario in several gravity theories Cai:2005ra ; Akbar:2006kj ; Cai:2006rs ; Sheykhi:2010zz ; Sebastiani:2023brr , where one does not have an event horizon, instead one an inner past apparent horizon (for expanding cosmology) or future inner apparent horizon (for contracting cosmology)Faraoni:2011hf ; Faraoni:2015ula ; Helou:2015zma .
In this concern, it has been argued that to obtain the dynamic of the FLRW universe, i.e., Friedmann field equations, one needs to assume from the very beginning the notion of temperature and entropy Cai:2005ra ; Cai:2006rs . This is because the term describing the energy variation in the UFL becomes zero when projecting it along the apparent horizon. For the GR case, in Helou:2015yqa ; Helou:2015zma , it was proven that this happens for every constant radius and not only for the apparent horizon. However, this conclusion drastically changes when different vector fields are used to project the UFL along the apparent horizon. For example, when contracting the UFL with the Kodama vector, the Friedmann equations naturally arise without further consideration.
On the other hand, if one follows the approach given in Cai:2005ra ; Cai:2006rs in the Gauss-Bonnet gravity theory (as was done in Cai:2005ra ), it is necessary to assume that the apparent horizon is fixed when projecting the UFL along it. This is because the Misner–sharp energy Misner:1964je contains non-trivial contribution coming from the gravitational sector Maeda:2006pm ; Maeda:2007uu ; Maeda:2008nz , and these do not vanish unless the apparent horizon is taken to be constant, as previously mentioned. Nevertheless, as the apparent horizon is a dynamic object Faraoni:2015ula , considering it a fixed entity is a very strong restriction. Then, in this article, we do not follow the approach used in Cai:2005ra to regain Friedmann equations from the UFL. Instead of it, we project the UFL along the apparent horizon using the Kodama vector field. This is possible because the Kodama vector becomes a null vector on the apparent horizon Kodama:1979vn ; Hawking:1975vcx ; Faraoni:2015ula ; in this case, the apparent horizon behaves as a null surface. This means that the Kodama vector is orthogonal and tangent to the apparent horizon. In this way, the second Friedmann equation naturally arises without the assumption of Clausius thermodynamics relation. Then, the first Friedmann equation is obtained by projecting the UFL along the direction of a vector field orthogonal to the Kodama vector, consequently hypersurface orthogonal to the apparent horizon surface. The Clausius relation becomes relevant in testing the so-called generalized second law. The Gauss-Bonnet entropy is also obtained by starting from the UFL and identifying the energy-supply contribution with the Clausius relation.
The article is organized as follows: Sect. II provides a short revision about the apparent horizon description for an FLRW universe and a short review of the Kodama vector field in this background. Sect. III is devoted to the presentation of the Gauss-Bonnet gravity theory and also presents the main results of this research, that is, the Friedmann equations obtained from the UFL (III.2) and the Gauss-Bonnet entropy expression (III.3). Finally, Sect. IV provides some remarks about the article.
Throughout the article, the mostly positive signature and units where the speed of light are used.
II Apparent horizon and Kodama vector field
In this section, we briefly review the main and elemental ingredients to study the thermodynamics of the FLRW space-time. To do this, we must define the apparent horizon in describing dynamical solutions Faraoni:2011hf ; Faraoni:2015ula . Along with this information, determining the proper dynamical vector field is necessary, providing the correct information on the apparent horizon. This vector field is the well-known Kodama vector field Kodama:1979vn ; Hayward:1993wb ; Hayward:1994bu ; Hayward:1997jp which is replacing the usual time–like Killing vector field employed in the static situation.
II.1 The apparent horizon of the FLRW space–time
As stated before, the pertinent entity to describe the thermodynamics of the Universe is the so-called apparent horizon () Faraoni:2011hf ; Faraoni:2015ula . The is the surface satisfying
| (1) |
where is the areal radius defined as , being the scale factor, the co–moving radial distance and the inverse metric of the two–dimensional metric on the plane. These definitions come from the FLRW line element
| (2) |
re-expressed by means of the warped product as
| (3) |
where in the above expressions is the spatial curvature and is the line element of a –dimensional unit sphere. Therefore, in this way the metric on plane is given by .
Now, the solution of Eq. (1) is given by111The apparent horizon in this context, is a dynamical marginally outer trapped surface (MOTS) with vanishing expansion Faraoni:2015ula .Faraoni:2011hf ; Faraoni:2015ula
| (4) |
with being the Hubble’s parameter. For a flat FLRW, when , the expression (4) coincides with the Hubble’s radius. From now on, we will keep the spatial curvature arbitrary.
Although the co-moving patch222Greeks indexes run over the full space-time components, Latin indexes only run over time and radial components. , with angles ranging over and ranging over , is the natural chart for the FLRW metric, it is more instructive to express this model using the Schwarzschild–like coordinate chart . One must establish the relation between the co-moving time and radius with the new time and radius coordinates to do this. These relations are given by Faraoni:2011hf ; Faraoni:2015ula ; Nielsen:2005af
| (5) |
| (6) |
where is an integration factor in order to assure that being an exact differential, and implicit functions of the time coordinate and a function given by
| (7) |
In this way, the line element (2) acquires the following form
| (8) |
II.2 Kodama vector field for FLRW space–time
As it is well-known, there is no preferred time coordinate in an evolving time-dependent space-time. This is because there is no asymptotically time–like a Killing vector field. Then, to bypass this issue, a divergence-free vector field which is present in any time-dependent spherically symmetric333For generalizations of the Kodama vector to symmetries other than the spherical one see for example Tung:2007vq ; Kinoshita:2021qsv . space-time was introduced in Kodama:1979vn and is referred as the Kodama vector field. The Kodama vector field identifies a natural time-like direction and is used to define locally conserved currents Kodama:1979vn ; Hayward:1993wb . So, for dynamical situations, it is necessary to introduce or replace the objects used in a static/stationary context for those giving the proper description Hayward:1997jp , that is
-
1.
Killing vector field Kodama vector field.
-
2.
Killing horizon apparent horizon.
In general, the Kodama vector field is defined as
| (10) |
where is the skew-symmetric Levi–Civita tensor defines as
| (11) |
where is the determinant of the metric , the sign function , with the number of negatives in the metric signature444This definition occurs when the metric has an odd number of negative signs in the signature as in our case. and the standard Levi–Civita symbol defined according our basis coordinate orientation as
| (12) |
On the other hand, if the metric is expressed in Schwarzschild–like coordinate gauge, the components of the Kodama vector (10) assume the simple form Kodama:1979vn ; Racz:2005pm
| (13) |
Then, for the line element (8) one gets
| (14) |
Now, from the norm of the Kodama vector
| (15) |
we can infer the following valuable information: the Kodama vector is time–like if , thus , null if and space–like if , that is, outside the . Thus, the behaves as a null surface in this case. Fig. 1 shows a schematic representation of the Kodama vector (14). As can be appreciated, in the chart it is hypersurface orthogonal to the Cauchy hyper–surface . This fact is clear from the general hyper–orthogonal condition, which reads: , being some proportionality factor, which in general will vary from point to point and . Besides, the Kodama vector is orthogonal to the two–spheres of symmetry. Interestingly, the modulus of the norm (15) coincides with the space–like slice of marginally trapped tube (MTT) given by555As we are performing a foliation of the space-time, as shown in Fig. 1, the surface is just a two-sphere of radius embedded in a specific Cauchy hypersurface . However, if we collect all the constant time slices one gets the MTT (purple surface in Fig. 1), equivalently if one considers instead of only one obtains the full MTT.
| (16) |
It is worth mentioning that each space–like slice (red circles) defines the MOTS given rise to the Faraoni:2011hf ; Faraoni:2015ula .
In analogy with Killing vectors, the Kodama vector satisfies
| (17) |
where is covariant the derivative compatible with the metric (). The Eq. (17) defines the notion of surface gravity for dynamical scenarios. Usually, this is referred to as the Hayward–Kodama (HK) surface gravity Hayward:1997jp , which in general has the following expression independent of the gravitational theory at hand
| (18) |
Now, we can discuss the thermodynamics of the FLRW space-time (2) through the associated thermodynamics UFL in the context of the higher dimensional GB theory.
III thermodynamics UFL in GB gravity
III.1 Preliminaries of GB gravity
The whole action of the –dimensional GB666This theory is also known as Einstein-Gauss-Bonnet (EGB) gravity; however, we will refer to this theory as GB only. couple to matter fields, is given by
| (19) |
where is the –dimensional Ricci scalar, B.T. stands for boundary terms in order to have a well–defined action principle, the –dimensional gravitational constant, is a constant with units of length squared and is the action of the matter fields. The GB term reads as
| (20) |
It is worth mentioning that, in the case of superstring theory, in the low energy limit, is related to the inverse string tension and is positive definite Gross:1986iv ; Gross:1986mw . Besides, the GB action is a natural extension of the Einstein theory in that no derivatives higher than second order appear in the field equations. For this to happen, the numerical coefficient of the must be as shown in Eq. (20).
Now, taking variations with respect to metric tensor , the field equations coming from the action (19) are given by
| (21) |
being
| (22) |
the Einstein tensor and
| (23) | ||||
the contribution coming from the GB term (20), the so–called Lanczos tensor. As we know, for , the tensor is zero because the GB term (20) becomes a topological invariant, not affecting the dynamic of the theory. Besides, is the energy–momentum tensor for matter fields obtained from .
Next, assuming that the energy-momentum tensor is the one describing an isotropic fluid
| (24) |
where is the density, the isotropic pressure and the four–velocity. The field Eqs. (21) subject to the line element (2) lead to the following Friedmann equations in the GB scenario
| (25) |
| (26) |
As expected, the above expressions are modified by the presence of the GB terms throughout the coupling constant and also by the dimension of the space-time, recovering the usual Friedmann equations for the GR scenario when .
In obtaining the above expressions, we have used Ricci’s scalar
| (27) |
and the GB term
| (28) |
III.2 UFL in GB gravity and Friedmann equations
In general, to deal with the thermodynamics of s, one needs to modify the usual approach based on the thermodynamics first law, employed in the static/stationary BHs case Bardeen:1973gs ; Bekenstein:1973ur ; Hawking:1975vcx ; Gibbons:1976ue ; York:1986it . Hayward developed this approach in a series of articles Hayward:1993wb ; Hayward:1994bu ; Hayward:1997jp . The main ingredients of this formulation are: i) the Misner–Sharp (MS) mass Misner:1964je , interpreted as the internal energy, ii) the HK surface gravity (18) (related with the temperature horizon) and iii) the areal volume . Additionally, it is necessary to introduce new quantities to reach the desired thermodynamics description. These quantities are: iv) the density work and the v) energy–flux across the Hayward:1997jp . Using the metric in the representation given by Eq. (3), the definition of these new pieces is given by
| (29) |
and
| (30) |
respectively.
Putting together all these objects, the thermodynamics UFL acquires the following form Hayward:1993wb ; Hayward:1994bu ; Hayward:1997jp
| (31) |
or by identifying the mass with the internal energy one obtains
| (32) |
It is worth mentioning that the term is called the energy-supply vector.
As stated by Hayward in Hayward:1997jp , the thermodynamics description comes when (32) is projected along the direction of the , that is,
| (33) |
where the following identification has been made (see Hayward:1997jp ; Cai:2006rs for further details about how to obtain this identification) and is a vector tangent to the . Interestingly, the Eq. (33) can be re-expressed as
| (34) |
where it is argued that the first term on the right-hand member of the above expression becomes zero along the Cai:2005ra ; Helou:2015yqa .
In Cai:2005ra ; Akbar:2006kj ; Cai:2006rs , the above statement was employed (in the GR framework) to recognize the left-hand member as the Clausius relation. In this way, the second Friedmann equation is obtained using the corresponding entropy and the temperature identification with the HK surface gravity. Nevertheless, in Binetruy:2014ela ; Helou:2015yqa ; Helou:2015zma , it was shown that these assumptions are not necessary to regain the second Friedmann equation. This is because the term claimed to be zero along the is zero for any constant (including the particular case ). Moreover, projecting the remaining terms leads to the desired result without further consideration. The same argument was used in the context of GB gravity Cai:2005ra . Nevertheless, the MS energy (mass) in the GB theory contains additional terms (corrections) Maeda:2006pm ; Maeda:2007uu ; Maeda:2008nz , contributing to the equation of motion (see Eqs. (25)–(26)). Therefore, in the present case, it is not correct to argue that the first term in the right-hand side of Eq. (34) is vanishing along the because both the left-hand side and the second term in the right-hand side, are not containing any information about the corrections introduced by the GB term. The only way to assume the above is to set to be constant and then assume the Clausius relation. However, this is a strong restriction because the is dynamic. Then, to recast Friedmann Eqs. (25)–(26) from the UFL (32) we are going to project it along the Kodama vector direction (leading to Eq. (26)) and along the direction orthogonal to the Kodama vector (obtaining Eq. (25)). It is worth mentioning that the information about the field equations is already contained in (32). Therefore, by projecting it along different directions, we only isolate a particular information about the FLRW dynamic.
To proceed further, we must introduce an essential ingredient: the MS energy for GB theory. In Maeda:2006pm ; Maeda:2007uu ; Maeda:2008nz , the spherically symmetric gravitational collapse of a dust cloud in the GB scenario, where the MS energy Misner:1964je associated with this process was found to be
| (35) | ||||
The MS energy (35) evaluated at the FLRW metric (2) reads
| (36) |
Of course, the above expressions reduce to the GR for .
It should be noted that the UFL (32) was derived using the warped chart (3). As we are working in the Schwarzschild patch (8) where the time and radial coordinates are independent coordinates from each one, we need to transform every object of (32) to get the desired result, taking into account that the area , the work density and the volume do not transform since they are invariant (scalars). Therefore, for the component of the covariant derivative, one has
| (37) | |||||
| (38) |
while for the energy–flux vector
| (39) | |||||
| (40) |
obtaining
| (41) | |||||
| (42) |
Now, the UFL (32) projected on the Kodama (14) vector yields to
| (43) |
giving
| (44) |
| (45) |
| (46) |
Putting together (44), (45) and (46) and after some algebra we obtain
| (47) |
where the following expression has been used in obtaining the above result
| (48) |
recalling that every object is an implicit function of the time coordinate. Thus, the over-dot means differentiation with respect to .
Next, the orthogonal vector to the Kodama vector is given by
| (49) |
As can be seen, the vector (49) is tangent to the hypersurface , thus orthogonal to the Kodama vector (see Fig. 1), and hypersurface orthogonal to the two spheres defining the (equivalently hypersurface orthogonal to the (n–2)–dimensional hypersurface (16)). However, it is not a null vector on (16) as the Kodama vector does.
Projecting (32) along the direction of (49) we have
| (50) |
| (51) |
| (52) |
After some algebra, from expressions (50), (51) and (52) the output is
| (53) |
To obtain the first Friedmann Eq. (53) we have used , , and the previous result (51) to cancel out the pressure .
At this stage, some comments are pertinent. First of all, to obtain the Friedmann field equations (51) and (50), it is not necessary to assume from the very beginning the Clausius relation or include the associated entropy and temperature. Secondly, the complete information about the dynamic of the GB theory (in this case) in an FLRW background is already contained in the UFL (32), and its projection on different directions isolates a specific part of it. As the Kodama vector defines a privileged time direction, it leads to a dynamical equation as (51), while along the orthogonal direction with respect to the Kodama flow, the vector (49) provides the equation for the density . Although we have not used the Clausius relation and the corresponding GB entropy and temperature to obtain the above result, it does not imply that this relation and associated quantities are not fundamental in the thermodynamical description of gravity Jacobson:1995ab . In what follows, we are to get the GB entropy by identifying the surface gravity (18) with the temperature Bardeen:1973gs ; Hawking:1975vcx ; Bekenstein:1973ur ; Hayward:1993wb ; Hayward:1994bu ; Hayward:1997jp ; Jacobson:1995ab and those terms accompanying it as the entropy variation. After integrating these terms, we will obtain the desired expression for the GB entropy. Of course, to achieve it, one needs to employ (32) as the starting point in conjunction with the on-shell equations of motion.
III.3 The GB entropy
In the previous subsection III.2, we obtained the dynamic description (equation of motion) for the FLRW space-time in the GB gravity theory. It was reached starting from the thermodynamics UFL (32) and projecting it along different directions concerning the . In doing this, there was no assumption about temperature and entropy. Notwithstanding, as was proven and established at the starting works Bardeen:1973gs ; Hawking:1975vcx ; Bekenstein:1973ur ; Gibbons:1976ue ; York:1986it ; Jacobson:1995ab , there is a strong connection between the temperature and the surface gravity and also between the entropy and the area of the horizon (whatever the horizon, event or apparent horizons). Therefore, the link gravity thermodynamics becomes evident (see Fig. 2 for a schematic representation of this conjecture).
In this subsection, we want to obtain the entropy for the GB theory in the FLRW background. Supported by the bi-directional relationship between gravity and thermodynamics, we will start from the MS energy at the together with the equations of motion. The differential form of the MS energy together with the UFL (32) and the surface gravity (18) shall allow us to recognize the temperature and, consequently, the associated entropy. The result must be consistent with those expressions obtained for the GB entropy using the Euclidean path integral Gibbons:1976ue ; York:1986it ; Myers:1988ze and also the so-called Wald entropy formula based on Noether charges Wald:1993nt ; Clunan:2004tb . It is worth mentioning that this approach has also been used in the context of BHs. These three ways to obtain the horizon entropy lead to the same expression. It can not be the exception for the cosmological scenario, independently of the gravitational theory.
The first assumption is to consider that the whole MS energy of the system is confined within an areal volume along with a density , that is,
| (54) |
The time variation of the above expression is
| (55) |
Now, making use of the work density , the above equation can be recast as
| (56) |
The last two-term in the right-hand member of the previous expression provide
| (57) |
Now, from (18), it is not hard to show that for the FLRW at the one gets
| (58) |
and following Hawking:1975vcx ; Hayward:1997jp we know that
| (59) |
from (57), it is clear that the last term corresponds to the temperature of the system evaluated at the , so (57) can be recast as
| (60) |
| (61) |
So, as stated by Hayward in Hayward:1997jp , once the UFL (32) is projected (33) and the surface gravity related to the temperature, the variation of the area can be identified with the variation of the entropy, that is, or equivalently the energy–supply term is matching the Clausius relation. So, from (61) we extract the following information for the GB entropy
| (62) |
integrating the above expression it provides
| (63) |
or for a general areal radius
| (64) |
This result (63) was previously obtained using the Euclidean Path integral in Myers:1988ze and also using the Wald entropy formula in Clunan:2004tb . As can be seen, all these approaches are consistent, yielding the same result. Despite the entropy (63) obtained for BHs solutions, this is also compatible with a cosmological scenario. The same happens in the GR framework for the FLRW cosmological model, where the entropy is as in the BH case Faraoni:2011hf . Nevertheless, it should be considered that for the cosmological scenario, the area of the is changing, leading to a dynamical entropy compared with its static/stationary BH counterpart where the area is constant.
IV Concluding remarks
The equations of motion, i.e., first and second Friedmann equations, for an FLRW model in the framework of GB gravity theory have been obtained, Eqs. (47) and (53). These equations were obtained by projecting the thermodynamics UFL (32) along different directions with respect to the . For the second Friedmann equation (47), the UFL is projected along the direction of the Kodama vector field (14). This Kodama vector establishes a privileged time direction (see Fig. 1). In the present context, this vector becomes a null vector on the . Then, the behaves as a null surface. The Kodama vector is tangent to the hypersurface (16) describing the . So, projecting the UFL (32) along the Kodama vector field, thus along the , the acceleration equation is recovered. On the other hand, the projection of the UFL (32) along the orthogonal direction of the Kodama vector, as (49) does, the first Friedmann equation (53) is recast. Interestingly, the vector field (49) is hypersurface orthogonal to the (16), then given the equation moderating the rate expansion of the Universe.
It is worth mentioning that, in deriving these equations, it is not necessary to assume the notion of temperature and entropy and, therefore, the Clausius relation. Nevertheless, it does not imply that Clausius’s relation is not fundamental in the thermodynamics description of the actual scenario. Of course, as was pointed out by Hayward in Hayward:1997jp , after projecting the UFL (32), the energy–supply term can be interpreted as the heat flux (see the first term in the right member of Eq. (33)). Thus, there is a correlation with the Clausius thermodynamics relation. The point is that, in projecting the UFL (32) along the Kodama vector (14), this term is vanishing, and the modifications to the Friedmann equations coming from the GB sector are introduced from the gradient of the MS energy member. Moreover, as we are dealing with a dynamical horizon, the , it is more natural to use the Kodama vector field (14) to project the UFL (32) along the to isolated each Friedmann equation, already contained in the UFL (32).
So, the previous result was obtained by applying the thermodynamics conjecture, starting from the thermodynamics description, to reach the dynamic equations of motion of the GB gravity theory in an FLRW background. Then, inversely applying the same methodology, from gravity to thermodynamics, we obtained the corrected or associated entropy to the GB theory (63). This result coincides with previous ones obtained using different (but at the same time equivalent) approaches, such as the Path integral Myers:1988ze and Wald entropy formula Clunan:2004tb . It should be noted that, in deriving (63), we have not considered any particular cosmological era, leading to an expanding, static, or contracting cosmology. This is so because, once a concrete era is considered, one needs to take into account the signature or global sign of the surface gravity (18) and temperature (59). This is dictated by the ’s future (past) inner (outer) feature of the . Notwithstanding, the temperature expression appears on both sides and cancels out, leading without any extra information to the correct entropy (63).
So, in general, to apply the gravity-thermodynamics conjecture to cosmological scenarios, the relevant geometric object to do thermodynamics over the is the Kodama vector field. This is so because this object isolated the corresponding dynamic information without assuming strong restrictions on the entropy, temperature, and Universe evolution. Besides, the inverse Path to regain thermodynamics potentials does not need to assume anything about the causal structure of the to reach the desired and correct result.
ACKNOWLEDGEMENTS
J. Saavedra and F. Tello-Ortiz acknowledge to grant FONDECYT N°1220065.. F. Tello-Ortiz acknowledges VRIEA-PUCV for financial support through Proyecto Postdoctorado 2023 VRIEA-PUCV.
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