Tunable bulk photovoltaic effect in strained -GeSe
Abstract
Recently, Lee et. al. [Nano Lett. 21, 4305 (2021)] synthesized monochalcogenide GeSe in a polar phase, referred to as -phase. Motivated by this work, we study the shift current of -GeSe and its tunability via an in-plane uniaxial strain. Using first-principles calculations, we uncover the electronic structure of the strained -GeSe systems. We then calculate frequency-dependent shift current conductivities at various strains. The tunability increases the shift current to 40 A/V2 for visible light. Moreover, the direction of the shift current can be inverted by a light strain. Markedly, noticeable behavior is found in the zero-frequency limit, which can be indicative of band inversion and electronic phase transition driven by the strain. Our results suggest that shift current can be tangible proof of bulk electronic states of -GeSe.
I Introduction
A dramatic consequence of quantum mechanics featured in light-matter interaction is the generation of photovoltaic current without frequency dependence under light illumination. An electric field with angular frequency can drive a second-order nonlinear response of electrons that leads to a direct current
(1) |
referred to as shift current [1, 2, 3, 4, 5, 6]. Here, is a shift current conductivity tensor and , , and represent coordinate indices. Since the early discovery in 70’s [7, 8, 9], the bulk photovoltaic effect has attracted much attention due to its potential applications in solar cells. The bulk photovoltaic effects can generally arise from diverse intra- and inter-band processes, including shift current, injection current, nonlinear Hall effect, and second-order jerk current [10]. Notably, shift current has attracted renewed attention due to its connection to band topology [11, 12, 13], allowing for design principles for high efficiency of light conversion beyond the Shockley-Queisser limit of conventional p-n junctions [14]. This has enabled exciting discoveries of bulk photovoltaic materials, including many oxides [15, 16, 17, 18, 19, 20], quantum wells [21, 22], semiconductors [23, 24], organic crystals [25, 26], nanostructures [27, 28, 29, 30, 31, 32], and two-dimensional systems [33, 34, 35].
Along with the recent developments of topological states of matter, [36, 37], the shift current has attracted renewed attention in view of band topology. It is turned out that the excited electrons can prove the topology and geometry of the conduction and valence bands [38, 39, 40, 33, 41]. This picture explains the generation of shift current as being due to the change of electronic polarizations during the band transition of electrons dressed by photons [39]. The relationship between polarization and shift current of electrons is further demonstrated in monochalcogenide monolayers [35, 33], in which optimized polarization magnifies the shift current up to 100 A/V2. Despite these outstanding explorations, topological aspects of shift current have remained largely unexplored to date, partly due to the lack of suitable topological platforms. Encouragingly, a recent experiment reports the synthesis of a new polar monochalcogenide system GeSe [42, 43], providing an opportunity to explore the shift current phenomena.
In this paper, we perform first-principles calculations to study the shift current response of strained -GeSe. We calculate the shift current conductivity tensors for various in-plane uniaxial tensile strains. We show that the shift current of -GeSe is highly tunable in magnitude and direction within the 5 % tensile strain. In particular, a significant enhancement is expected in a high-frequency near visible-light regime, captured in, for example, the -component of the shift current conductivity tensor. In addition, a noticeable change of shift current is found from, for example, and near zero frequency. Electronic energy bands and the density of states are calculated to explain these behaviors. We attribute the strain-sensitivity of shift current to band inversion captured in the changes of orbital characters.


II Computation details
Our first-principles calculations were performed based on density functional theory (DFT) as implemented in the Quantum Espresso package [44]. We employed the fully relativistic atomic pseudopotentials provided in the PseudoDojo library [45]. The employed pseudopotentials were built using the norm-conserving optimized Vanderbilt pseudopotential scheme [46]. For describing the exchange-correlation energies, we used the Perdew-Burke-Ernzerhof generalized gradient approximation (PBE-GGA) [47]. The plane wave basis was generated under the kinetic energy cutoff of 100 Ry. Self-consistent fields were achieved by employing the Monkhorst-Pack sampling of points from the -grid of the first Brillouin zone (BZ) [48]. The crystal structure of pristine -GeSe is fully relaxed with the Monkhorst-Pack -grid until the total force is fully converged below Ry/Bohr. The fully relaxed lattice constants were calculated as Å and Å, which are in good agreement with the experiment [42]. Under strain, we fixed the lattice constant only along the strained axis and relaxed the internal atomic coordinates and the other cell parameters. To calculate shift current, we used the Wannier-interpolation scheme [49]. The Wannier Hamiltonians were first generated using the Wannier90 package [50, 49]. To obtain an initial guess for the projection functions, we used the unified method for Wannier localization [51, 52]. These Wannier Hamiltonians well reproduced the DFT bands in the eV with respect to the Fermi level eV. Using the constructed Wannier Hamiltonians, we calculated the shift current conductivity tensors using the PostW90 package [49]. The shift current conductivity tensors were calculated on the uniform -grid of the BZ. The topological invariants [53, 54] on time-reversal invariant planes and mirror Chern numbers [55, 56] on a -invariant plane were evaluated from the Wannier center flows [57] as implemented in WannierTools [58].
III Results and Discussion
III.1 Atomic structures and symmetries
We begin by delineating the atomic structure and symmetries of -GeSe. As illustrated in Fig. 1, the unit cell of pristine -GeSe comprises eight atoms with four formula units. Each atom constitutes a distinct triangular sublattice layer, leading to eight vertically-stacked sublattices. The layered structure comprises two quadruple layers: --- and --- layers occupied Se-Ge-Ge-Se and Se-Ge-Ge-Se atoms, respectively. [See Fig. 1(b).]. The hexagonal BZ and corresponding high-symmetry -points of the pristine -GeSe are shown in Fig. 1(c). The pristine atomic structure preserves the hexagonal space group symmetries of (#186), which is generated by the mirror and six-fold screw . Here, is a six-fold rotation with respect to the -axis, and represents translation by half the out-of-plane (-directional) unit vector. Spatial inversion is absent in (#186), which is required to generate shift current.
To reduce the crystalline symmetries, which can render qualitative changes in the electronic structure of -GeSe and correspondingly the shift current response, we consider a uniaxial tensile strain , applied along the (110) armchair direction. As illustrated in Fig. 1(a), the uniaxial tensile strain is defined as %, where is the stretched length of the unit cell along the direction. It is evident that the applied strain lowers the six-fold screw symmetry of the pristine structure into of the strained one. Here, is a two-fold rotation with respect to the -axis. As a result, the strained -GeSe structure preserves the crystalline symmetries of the orthorhombic (#36) space group, generated by a glide mirror and the two-fold screw . The corresponding BZ and the high-symmetry -points are depicted in Fig. 1(d). We note that the presence of mirror and the glide is crucial to nullify the in-plane polarity in the strained system. By contrast, the out-of-plane polarization is allowed, attributed to the breaking of coplanar mirror symmetry by the buckling of Ge and Se sublattice in each Ge-Se layer. We find that applying tensile strains up to 5 % reduces the buckling parameter and by 3 %. Therefore, strains may significantly affect the buckling, which can be considered as a polar distortion, which is necessary to produce the shift current response.
III.2 Electronic structures
III.2.1 Band structures
Before presenting the shift current calculations, let us first clarify the electronic structure of pristine and strained -GeSe. Figures 2(a)-(d) shows the band structures of the pristine, 3, 4, and 5 %-strained systems, respectively. A semimetallic nature is generically observed for the tested strains from the conduction and valence bands that overlap with the Fermi energy eV. Correspondingly, electron and hole pockets appear near the high symmetry and points, respectively. While the in-direct gap is absent, a close inspection reveals that a direct band gap exists throughout the entire BZ, which allows for the shift current calculations. For example, in the pristine case [Fig. 2(a)], the minimum direct band gap occurs in the vicinity of point, which is around 99 meV. Under a strain of up to 5 %, the semimetallic nature becomes more prominent. The size of the electron and the hole pockets increases with an increased overlap with the Fermi energy as shown in Figs. 2(a)-(d). The minimum direct band gap significantly decreases as the strain increases. From 0 to 5 %, the minimum direct band gap is monotonically reduced from 99 meV to 26 meV [See Figs. 2(e)-(f).].
The band inversion near the point is evident from the orbital projected bands shown in Figs. 2(e)-(h). For the pristine system, the valence and conduction bands mainly comprise the orbitals of Se and Ge, respectively. The majority-orbital at starts to alter near the 4 % strain, signaling an inversion between the conduction and valence bands. The Se and Ge orbitals acquire more portion in the 5 %-strained conduction and valance bands near , respectively. The band inversion captured in the orbital-projected band structures is responsible for the abrupt changes of shift current near the zero frequency regime, as we will show later.
We observe from the calculated band structure that it captures the structural anisotropy of the layered system. The band structures on the and planes resemble each other. This manifests the van der Waal-type weak interlayer interaction. Similarly, dispersion along - is relatively weak. In addition, the valence bands exhibit a stronger dispersion than the rest of the bands, including the conduction bands. The enhanced dispersion of the valence bands can be attributed to the relatively stronger interlayer interaction within a quadruple layer than the inter-quadruple-layer interaction.
Noticeable changes are further found as follows. First, bands are less (more) dispersive along the parallel (normal) direction under strain. For example, the band dispersion is slightly increased (decreased) along - (-) direction. This captures the enhanced (dwindled) intra-layer hopping of electrons under the in-plane uniaxial tensile strain, which shrinks the in-plane perpendicular (colinear) dimension and, correspondingly, the interlayer distances. In addition, the band degeneracy changes due to the reduced symmetries under strain. For example, the band crossings along the - line open a gap due to the absence of . The space group (#186) of the pristine system has three different two-dimensional irreducible representations , , and . In contrast, the (#36) space group of the strained system has only a single two-dimensional irreducible representation . Thus, the band crossings are absent, and only anti-crossings are present under strain along the high-symmetry line.
III.2.2 Density of states

The changes in electronic structure are more apparent in the total density of states (DOS) and the orbital-projected density of states (PDOS). Figures 3 show the DFT DOS and PDOS. They signal the large shift current responses of -GeSe associated with the quasi-two-dimensional nature of the layered structure. In detail, intensified peaks appear throughout the -5.0 eV to 5.0 eV energy range. For example, considerable DOSs are accumulated in 0.0 eV 2.5 eV, in line with the formation of weakly dispersing bands in this energy range. This again captures the quasi-two-dimensional nature of -GeSe. The PDOSs in Figs. 3(a)-3(d) show that these peaks consist of both Ge-4 and Se-4 orbitals. A close inspection reveals that the valence bands mainly comprise the Se-4 orbitals, while the conduction bands consist of both Ge-4 and Se-4 orbitals.
Examining detailed changes of total DOS driven by the strain, we observe the followings. First, the peaks are developed and suppressed at eV [red arrow in Fig. 3(a)] and eV [blue arrow in Fig. 3(a)], respectively, as we gradually increase the from 0 to 5 %. These trends are prominent in the PDOS of Ge and Se orbitals. The suppression (development) of the peaks occurs at the conduction and valence bands due to the enhanced (weakened) hybridization of those orbitals by the strain. Second, there exists a blue shift of peaks and dips in the occupied energy regime, such as for -4.6, -3.8, -3.2, and -2.8. This matches well with the energy growth of the valance bands due to the tensile strain in Fig.2. Similarly, a trend of blue shift appears when the strain suppresses the peaks of the conduction bands, as shown at 1.5, 3.4, and 4.3 eV. Finally, the Ge- and Se-4 orbital characters are exchanged between the conduction and valence bands at the near zero dips at as band inversion occurs [See the black arrows in Figs. 3(c) and (d)]. This trend is in line with the sensible dependence of shift current on the strain near zero energy, which we will discuss in detail in the next section.
III.3 Shift currents

Figure 4 shows the shift current conductivity tensors calculated from our first-principles methods. Our calculations produce the shift current conductivity that is symmetric under the exchange of and indices in both pristine and strained systems. This means that only eighteen components become distinct in the components of the three rank tensor. Out of these, only five components (, ) produce a non-negligible value, in good agreement with the symmetries of () for the pristine (strained) -GeSe [59]. Fig. 4 shows the five non-vanishing components. In addition, as a representative example of a vanishing component, we show the calculation result of in Fig. 4(e), which has a negligible value.
We further find a trend exists that those with an odd number of indices have a relatively larger value than those with an even number of indices. This also applies to the strained case, in which is broken. The rationale for this as being due to symmetry constraints arising associated with the and symmetries. An even number of components leads to an odd number of or indices. A non-zero value of these components infers that shift current can flow in a preferred direction indistinguishable by the system with and . Thus, these components have a negligible value. Similarly, a symmetry constraint arises associated with the symmetry manifested in the () and () components. They share a similar profile as a function of energy as shown in Figs. 4(a) and 4(b) [Figs. 4(c) and 4(d)]. Under strain, these components start to deviate, manifesting the absence of symmetry.
Regarding the magnitude, we note that a considerable value of shift current is expected from -GeSe up to 40 A/V2 for visible light. This value exceeds those of the known shift current materials. For example, PbTiO3 realized in a three-dimensional bulk has the maximum shift current conductivity tensor A/V2, BaTiO3 with A/V2, and SbSI with A/V2 [60, 24, 61].
The strain affects the shift current response not only in its magnitude but also in its direction. In particular, the -component exhibits the most prominent directional change in response to the strain near the visible light frequency range (2.0 eV 2.7 eV) [See Fig. 4(c)]. One can observe a sign change in the current due to strain in this wide energy range. This sign change is important in particular, as it can be directly observed by the directional change of the current. The directional reversals are also observed in other components such as and as shown in Figs. 4(a) and (b). We note that a directional reversal occurs within 4 %-strained, which is much more feasible than 5 % that induces band inversion. Such prominent changes in the shift current allow for an opportunity to engineer the direction of the photocurrent using the strain as a controllable knob.
Finally, the shift current conductivity exhibits marked strain-dependence near zero-frequency fields. A few remarks and speculations are as follows. First, the -component is particularly enhanced with respect to -component upon applying 4 % strain, which is suppressed near the zero frequency. Therefore, the occurrence of the -directional component upon the exertion of an oblique incidence of a terahertz field can be used as proof of crystalline symmetries. While a similar behavior also appears in the and components, a quantitative distinction exists between the and components, which can be proof of crystal axes. Last, the component shows an maxium rise near the 4 % strain for terahertz frequencies. It appears anomalous that shift current exhibits a non-zero value at the limit where . On close looking [See the inset of Fig. 4(d)], however, we find that the shift current response is smooth and well-behaved at zero energy. Nonetheless, we believe that the abrupt sink of shift current can be experimental evidence of the semi-metallicity in the -GeSe system.

The abrupt change in shift current occurs near zero frequencies in close conjugation with the near zero-gap band inversion. The band inversion is featured in the orbital characters shown in Fig. 5(a). The Se (Ge) -orbital character becomes dominant beyond the 4 % strain in the highest occupied (-th) Bloch state at , where is electron filling. Fig. 5 shows that the band inversion significantly enhances the shift vector at . We calculate the -component of the shift vector [62], where is the -component of the Berry connection for the -th band and is the phase of the -component of the interband transition dipole. This component of the shift vector is enhanced by 700 % from 5 Å to 35 Å via the band inversion. Thus, we speculate that the significant phase changes may accompany the orbital character change induced by band inversion. This, in turn, can be responsible for an abrupt change in the shift current.
We attribute the origin of the considerable generation of shift current in -GeSe to the van der Waals layered geometry. As discussed in the band structure, DOS, and PDOS, the electronic structure of -GeSe consistently exhibits quasi-two-dimensional nature, which can also be featured in the joint density of states. Similar to the two-dimensional systems, in which photovoltaic current is enhanced due to the large joint density of states [33, 35], the layered geometry of -GeSe should play an essential role in generating significant shift current. In this respect, the van der Waal non-centrosymmetric systems are promising in generating large shift current.
The shift current responses in these quasi-2D systems open exciting opportunities to study the dimensional crossover of shift current. The shift current along the out-of-plane direction is irrelevant in a genuine 2D system due to the vanishing shift vector responsible for the shift vector component. By contrast, -GeSe in quasi-two dimensions generates a significant shift current along the out-of-plane direction. This observation motivates us to evaluate the shift vector components responsible for the -directional shift current, such as the -component. Our explicit calculations of the shift vector reveal that the magnitude of the -component averaged over the whole BZ is 0.407 Å in the pristine layered -GeSe, while it readily reduces to 0.035 Å as we incorporate a 15 Å vacuum between the layers to suppress the interlayer coupling and mimic monolayer -GeSe. This calculation concludes that, whereas the joint DOS features a 2D nature, a dimensional crossover is yet to dominate the shift vector in pristine -GeSe, leading to the enhancement of shift current. Future studies should be required to pin down the role of dimensionality in the generation of shift current. Still, our results already demonstrate that strained -GeSe is an intriguing testbed for the dimensionality study.
The enlarged shift vector via band inversion resembles that of topological phase transitions [40]. However, we point out that the exact topological phase transition is absent in this system within the 5 % strains. The absence of topological phase transition is first reflected in the band gap as a function of strain shown in Figs. 5(c) and (d). Topological phase transition can occur via a band gap closer. However, the band gap remains open during the band inversion at and the high-symmetry lines. The absence of a gap closer indicates that these systems are adiabatically connected and, thus, topologically equivalent. Furthermore, our explicit calculations indeed confirm that time-reversal invariants [53, 54] and mirror Chern numbers [55, 56] are all trivial, in line with the band gap change. Thus, we conclude that although the band inversion induces a significant change in the polarization as dictated in the shift vector, topological states remain the same within the 5 % uniaxial strains.
Finally, we point out that our calculations have a clear limitation bound to single-particle approximation. Many-body effects can become prominent, in particular, in low-frequency regimes. We speculate that the Coulomb interaction may result in exciton binding between electrons and holes, enhancing the shift current response as in the monolayer GeS [63] and monolayer MoS2 [64]. In addition, the electron-phonon coupling may have a clear impact on shift current with sensitive dependence on the structural changes via strains, as demonstrated in BaTiO3 [65]. We believe these effects should be included for high-fidelity prediction.
IV Conclusion
In conclusion, we have studied the shift current response of -GeSe under various uniaxial strains. We find a sensitive dependence of the shift current conductivity on the strain interplaying with the crystalline symmetries. Our calculations have demonstrated that shift current is a tunable proof of various material properties. For example, meaningful information about the crystalline symmetries and, thus, the in-plane anisotropy can be proved by selectively measuring the shift current susceptibilities. More importantly, the shift current conductivity of -GeSe can inform the band gap. Experimentally, -GeSe is suggested as a low-gap semiconductor in Ref. [42]. However, their optical conductivity clearly shows the Drude peak in the direct current limit, which inarguably necessitates further explorations to pin down the electronic state. In this respect, our results should be useful. Encouragingly, a thin film of WSe2 has been strained up to 7 % using an atomic force microscope on SiO2/Si substrates pre-patterned with hole arrays [66]. Thus, we believe it is highly feasible to measure the abrupt increase of out-of-plane shift current upon the exertion of an in-plane slowly-varying field, which can serve as an indicator of the semimetallic state of -GeSe.
Acknowledgements.
This work was supported by the Korean National Research Foundation (NRF) Basic Research Laboratory (NRF-2020R1A4A3079707) and the NRF Grant numbers (NRF-2021R1A2C1013871). The computational resource was provided by the Korea Institute of Science and Technology Information (KISTI) (KSC-2020-CRE-0108).References
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