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Topological Early Universe Cosmology

A. Kehagias    A. Riotto
Abstract

The early history of the universe might be described by a topological phase followed by a standard second phase of Einstein gravity. To study this scenario in its full generality, we consider a four-manifold of Euclidean signature in the topological phase, which shares a common boundary with a corresponding manifold of Lorentzian signature in the Einstein phase. We find that the boundary should have vanishing extrinsic curvature, whereas the manifold in the topological phase should have zero Euler number. In addition, we show that the second phase must be characterized by an initial vanishing Weyl tensor and that the standard cosmological flatness problem is not automatically solved unless a conformal invariant boundary term is added. We also characterize the scalar perturbations in the standard Einstein phase. We show that they must contain an initial non-vanishing shear component inherited from the topological phase and we estimate the non-Gaussian parameters. Finally, we argue that the topological early universe cosmology shares common features of previous ideas, such as the so-called Weyl curvature hypothesis, the universe’s creation out of nothing and the no-boundary proposal.

1 Introduction and Conclusions

It has been recently proposed that the early phase of the universe may not be governed by Einstein gravity, but rather described by a topological phase [1]. According to this idea, partially motivated by string theory and duality symmetries, the matter content of the universe could be quite different from the one we explore today. For example, in string gas cosmology [2] the matter of the universe is described by momentum modes which are very heavy when the radius of the universe is at the string scale. On the other hand, winding modes (normally superheavy at large scales) are light at that scale, and they replace the momentum modes for the matter content driving the dynamics. The new idea proposed in Ref. [1] is that, viewed from our current perspective, the early phase of the universe is described by a topological phase during which the gravitational degrees of freedom are absent as there are no metric fluctuations. In this phase, Einstein gravity is replaced by Witten’s topological gravity [3] on a 4D Riemannian manifold of Euclidean signature. This theory is a kind of conformal gravity with a local fermionic symmetry of BRST type. It does not have local degrees of freedom since all degrees of freedom in this topological phase (phase I) can be gauged away due to the BRST invariance. Local physics emerges due to anomalies. The local diffeomorphism invariance is broken down to Poincaré symmetry in the second, non-topological Einstein phase (phase II). The latter is described by a 4D pseudo-Riemannian manifold of Lorentzian signature with dynamics determined by the Einstein equations. The two phases are sewed together at a common boundary hypersurface BB, much like the continuation from the Euclidean to Lorentzian regime in the no-boundary proposal [4] and the creation of the universe from nothing [5, 6]. From this point of view, the topological phase provides initial conditions on the Cauchy hypersurface at some time t=0t=0 for the evolution of the universe under Einstein equations in phase II.

In this paper we elaborate on the topological early universe cosmology, by characterizing the physical conditions emerging in the present setup at the boundary. Our results can be summarized as follows.

  1. 1.

    Phase I may be described by a Riemannian manifold of Euclidean signature I{{\cal M}}_{\rm I} and self-dual Weyl tensor, and phase II by a pseudo-Riemannian manifold II{\cal M}_{{\rm II}} of Lorentzian signature. The two phases have a common boundary BB. The manifold BB is a codimension one totally geodesic submanifold (vanishing extrinsic curvature). The Euler number of I{{\cal M}}_{\rm I} vanishes, while the scalar curvature of BB is non-negative.

  2. 2.

    The standard cosmological horizon problem can be solved, but the flatness problem requires non-trivial dynamics on the boundary hypersurface.

  3. 3.

    The initial value of Weyl tensor in phase II vanishes.

  4. 4.

    Scalar perturbations are created due to the breaking of conformal symmetry by the trace anomaly and there are no tensor perturbations. However, the matching at the boundary requires a non-vanishing initial shear in phase II. The amount of non-Gaussianity of the scalar perturbations in the squeezed limit [7] turns out to be parametrized by fNL=𝒪(1)f_{NL}={\cal O}(1) as far as the three-point correlator is concerned.

  5. 5.

    The topological early universe cosmology is related one way or the other with previous approaches and in particular with the “Weyl curvature hypothesis” [8, 9, 10], the universe’s creation out of nothing [5, 6] and the no-boundary proposal [4].

The structure of the paper is the following: in section 2, we describe the two-phase model. In section 3 we discuss the cosmological problems in the present framework. In section 4 we consider cosmological perturbations and in section 5 we compare the two-phase model with previous proposals.

2 The two-phase gravity model

We will assume as in Ref. [1], that gravity appears in two phases and is described by the geometry of a 4D manifold {\cal M}. We will denote the manifold in phase I as I{\cal M}_{\rm I} and the manifold in phase II as II{\cal M}_{\rm II}. Therefore, if BB is the common boundary of I{{\cal M}}_{\rm I} and II{\cal M}_{{\rm II}}, we may write

\displaystyle{\cal M} =III,\displaystyle={{\cal M}}_{\rm I}\cup{\cal M}_{{\rm II}},
I\displaystyle\partial{{\cal M}}_{\rm I} =II=B.\displaystyle=\partial{\cal M}_{{\rm II}}=B. (2.1)
Refer to caption
Figure 1: The two manifolds I{{\cal M}}_{\rm I} and II{\cal M}_{{\rm II}} are connected through their common boundary BB. I{{\cal M}}_{\rm I} and II{\cal M}_{{\rm II}} are endowed with Riemannian and Lorentzian metrics, respectively. The time coordinate tIIt_{\rm II} in II{\cal M}_{{\rm II}} is the Wick rotation of tIt_{\rm I} in I{{\cal M}}_{\rm I}. The geometry is of the “no-boundary” type.

In particular, the manifold I{{\cal M}}_{\rm I} has a Riemannian metric of (+,+,+,+)(+,+,+,+) signature, whereas II{\cal M}_{{\rm II}} has a Lorentzian metric with signature (,+,+,+)(-,+,+,+). The induced metric γij\gamma_{ij} (i,j=1,2,3)i,j=1,2,3) either from the I{{\cal M}}_{\rm I} or the II{\cal M}_{{\rm II}} side agree on their common boundary BB

γij|I=γij|II.\displaystyle\gamma_{ij}\Big{|}_{\partial{{\cal M}}_{\rm I}}=\gamma_{ij}\Big{|}_{\partial{\cal M}_{{\rm II}}}. (2.2)

The gravitational dynamics in II{\cal M}_{{\rm II}} is governed by the Einstein equations

Gμν=Rμν12gμνR=Mp2Tμν,μ,ν=0,1,2,3,\displaystyle G_{\mu\nu}=R_{\mu\nu}-\frac{1}{2}g_{\mu\nu}R=M_{\rm p}^{-2}T_{\mu\nu},~{}~{}~{}~{}\mu,\nu=0,1,2,3, (2.3)

where MpM_{\rm p} is the Planck mass and TμνT_{\mu\nu} is the energy-momentum tensor. On the other hand, the theory in I{{\cal M}}_{\rm I} is assumed to be topological as advocated in Ref. [1], and in particular, it is Witten’s topological gravity. The action of the pure gravitational part of the latter is the conformal Weyl square theory

𝒮top=Id4xg(12gW2WμνρσWμνρσ+12gE2E4),\displaystyle{\cal S}_{\rm top}=\int_{{\cal M}_{\rm I}}{\rm d}^{4}x\sqrt{g}\,\left(\frac{1}{2g_{\tiny{W}}^{2}}W_{\mu\nu\rho\sigma}W^{\mu\nu\rho\sigma}+\frac{1}{2g_{\tiny{E}}^{2}}E_{4}\right), (2.4)

where WμνρσW_{\mu\nu\rho\sigma} is the Weyl tensor,

E4=RμνρσRμνρσ4RμνRμν+R2\displaystyle E_{4}=R_{\mu\nu\rho\sigma}R^{\mu\nu\rho\sigma}-4R_{\mu\nu}R^{\mu\nu}+R^{2} (2.5)

is the Euler density and gWg_{W} and gEg_{E} are the corresponding couplings. Usally, the E4E_{4} term is not written as it is a topological term, but we keep it as the theory is topological anyway. The full action is given by

𝒮I=𝒮top+𝒮KS,\displaystyle{\cal S}_{I}={\cal S}_{\rm top}+{\cal S}_{\rm KS}, (2.6)

where

𝒮KS=Id4xg{τ(cWμνρσWμνρσaE4)4aμτντ(Gμνgμντ+12μτντ)}\displaystyle{\cal S}_{\rm KS}=\int_{{\cal M}_{\rm I}}{{\rm d}^{4}}x\sqrt{-g}\left\{\tau\Big{(}cW_{\mu\nu\rho\sigma}W^{\mu\nu\rho\sigma}-aE_{4}\Big{)}-4a\,\partial_{\mu}\tau\partial_{\nu}\tau\left(G^{\mu\nu}-g^{\mu\nu}\Box\tau+\frac{1}{2}\partial^{\mu}\tau\partial^{\nu}\tau\right)\right\}

is the trace-anomaly action [11, 12] and the scalar τ\tau is the dilaton. The full action (2.6) contains second derivatives of the metric and therefore it is a higher-derivative theory. Such theories are classically unstable and quantum mechanically have indefinite metric Hilbert space with ghosts. Indeed, the fourth order equations of motion of Weyl conformal gravity give rise not only to the ordinary massless graviton but also to helicity (±2,±1,0)(\pm 2,\pm 1,0) ghost-like states [13], forming all together a helicity ±2\pm 2 dipole ghost [14, 15, 16, 17, 18, 19]. In addition, there exists an ordinary massless helicity ±1\pm 1 vector in the spectrum. Therefore, despite of its improved UV properties, it is questionable if the theory (2.4) can make sense at all as a consistent gravity theory since a way to eliminate the ghosts from conformal gravity is lacking until to now. Supersymmetry cannot help here since it just adds extra fermionic ghost degrees of freedom. However, Witten implemented a BRST symmetry to the theory by adding new bosonic and fermionic degrees of freedom which eliminates not only the ghosts but all degrees of freedom altogether. In other words, in Witten’s topological theory there are no propagating degrees of freedom.

Fields in I{{\cal M}}_{\rm I} are in SO(4)=SU(2)SU(2)SO(4)=SU(2)\otimes SU(2) representations. In a two-component spinor notation, a field ΨA1,,Am,A˙1,,A˙n\Psi_{A_{1},\cdots,A_{m},\dot{A}_{1},\cdots,\dot{A}_{n}} has spin (m/2,n/2)(m/2,n/2), and an nn-index tensor Ψμ1,,μn\Psi_{\mu_{1},\cdots,\mu_{n}} can be written as ΨA1,,An,A˙1,,A˙n\Psi_{A_{1},\cdots,A_{n},\dot{A}_{1},\cdots,\dot{A}_{n}}. The latter can be decomposed in irreducible representations by appropriate symmetrizations and antisymmetrization of its indices. The field content of Witten’s topological gravity contains the metric (vierbien) eμAA˙e_{\mu A\dot{A}} and two additional bosonic fields BAA˙B_{A\dot{A}} and CAA˙C_{A\dot{A}} in addition to the fermions λAA˙\lambda_{A\dot{A}}, ψABA˙B˙\psi_{AB\dot{A}\dot{B}} and χABCD\chi_{ABCD}. The corresponding fermionic BRST shifts are

δλAA˙\displaystyle\delta\lambda_{A\dot{A}} =\displaystyle= ϵCμDμλAA˙+i2ϵ(ΛACBCA˙+ΛA˙C˙BC˙A)+12ϵkSBAA˙,\displaystyle\epsilon C^{\mu}D_{\mu}\lambda_{A\dot{A}}+\frac{i}{2}\epsilon\Big{(}\Lambda_{AC}{B^{C}}_{\dot{A}}+\Lambda_{\dot{A}\dot{C}}{B^{\dot{C}}}_{A}\Big{)}+\frac{1}{2}\epsilon kSB_{A\dot{A}},
δψABA˙B˙\displaystyle\delta\psi_{AB\dot{A}\dot{B}} =\displaystyle= 12ϵ(eμAA˙DμCBB˙+eμBA˙DμCAB˙+eμAB˙DμCBA˙+eμBB˙DμCAA˙),\displaystyle\frac{1}{2}\epsilon\Big{(}e_{\mu A\dot{A}}D^{\mu}C_{B\dot{B}}+e_{\mu B\dot{A}}D^{\mu}C_{A\dot{B}}+e_{\mu A\dot{B}}D^{\mu}C_{B\dot{A}}+e_{\mu B\dot{B}}D^{\mu}C_{A\dot{A}}\Big{)},
δχABCD\displaystyle\delta\chi_{ABCD} =\displaystyle= iWABCD,\displaystyle iW_{ABCD}, (2.8)

where kk is the conformal dimension of λ\lambda, ΛAB\Lambda_{AB} and SS are appropriate quadratic expressions of the bosonic fields [3], and WABCDW_{ABCD} is the spin (0,2)(0,2) content of the Weyl tensor, i.e., its self dual part. Note that the Weyl tensor WμνρσW_{\mu\nu\rho\sigma} in I{{\cal M}}_{\rm I} can be decomposed into a self-dual and an anti-self dual part as

Wμνρσ\displaystyle W_{\mu\nu\rho\sigma} =\displaystyle= Wμνρσ++Wμνρσ,\displaystyle W^{+}_{\mu\nu\rho\sigma}+W^{-}_{\mu\nu\rho\sigma},
Wμνρσ±\displaystyle W^{\pm}_{\mu\nu\rho\sigma} =\displaystyle= 12(Wμνρσ±Wμνρσ),\displaystyle\frac{1}{2}\Big{(}W_{\mu\nu\rho\sigma}\pm{}^{*}W_{\mu\nu\rho\sigma}\Big{)}, (2.9)

where

Wμνρσ=12ϵμνκλWκλρσinI.\displaystyle{}^{*}W_{\mu\nu\rho\sigma}=\frac{1}{2}{\epsilon_{\mu\nu}}^{\kappa\lambda}W_{\kappa\lambda\rho\sigma}~{}~{}~{}~{}~{}~{}\mbox{in}~{}~{}~{}~{}{{\cal M}}_{\rm I}. (2.10)

In two-component notation we have

Wμνρσ+\displaystyle W^{+}_{\mu\nu\rho\sigma} =\displaystyle= WABCDϵA˙B˙ϵC˙D˙,\displaystyle W_{ABCD}\epsilon_{\dot{A}\dot{B}}\epsilon_{\dot{C}\dot{D}},
Wμνρσ\displaystyle W^{-}_{\mu\nu\rho\sigma} =\displaystyle= WA˙B˙C˙D˙ϵABϵCD,\displaystyle W_{\dot{A}\dot{B}\dot{C}\dot{D}}\epsilon_{AB}\epsilon_{CD}, (2.11)

where ϵAB\epsilon_{AB} is the SU(2)SU(2) invariant totally antisymmetric tensor.

In II{\cal M}_{{\rm II}} we have a similar decomposition of the Weyl tensor

Wμνρσ\displaystyle W_{\mu\nu\rho\sigma} =\displaystyle= Wμνρσ++Wμνρσ,\displaystyle W^{+}_{\mu\nu\rho\sigma}+W^{-}_{\mu\nu\rho\sigma},
Wμνρσ±\displaystyle W^{\pm}_{\mu\nu\rho\sigma} =\displaystyle= 12(WκλρσiWμνρσ),\displaystyle\frac{1}{2}\Big{(}W_{\kappa\lambda\rho\sigma}\mp i\,{}^{*}W_{\mu\nu\rho\sigma}\Big{)}, (2.12)

where now

Wμνρσ=i2ϵμνκλWκλρσinII.\displaystyle{}^{*}W_{\mu\nu\rho\sigma}=\frac{i}{2}{\epsilon_{\mu\nu}}^{\kappa\lambda}W_{\kappa\lambda\rho\sigma}~{}~{}~{}~{}~{}~{}\mbox{in}~{}~{}~{}~{}{\cal M}_{{\rm II}}. (2.13)

In an obvious two-component SL(2,C)SL(2,C) notation we have

Wμνρσ+\displaystyle W^{+}_{\mu\nu\rho\sigma} =\displaystyle= Ψ¯α˙β˙γ˙δ˙ϵαβϵγδ,\displaystyle\overline{\Psi}_{\dot{\alpha}\dot{\beta}\dot{\gamma}\dot{\delta}}\epsilon_{\alpha\beta}\epsilon_{\gamma\delta},
Wμνρσ\displaystyle W^{-}_{\mu\nu\rho\sigma} =\displaystyle= Ψαβγδϵα˙β˙ϵγ˙δ˙,\displaystyle\Psi_{\alpha\beta\gamma\delta}\epsilon_{\dot{\alpha}\dot{\beta}}\epsilon_{\dot{\gamma}\dot{\delta}}, (2.14)

where now (α,β,=1,2)(\alpha,\beta,\cdots=1,2) are SL(2,C)SL(2,C) indices.

Let us note that due to the fact that there are no degrees of freedom in the topological phase I, there are no gravitational field equations. Classical configurations are still determined by the critical points of the action (2.4). These can be found by recalling that in I{{\cal M}}_{\rm I}, the inequality [20]

(Wμνρσ±Wμνρσ)(Wμνρσ±Wμνρσ)0,\displaystyle\Big{(}W^{\mu\nu\rho\sigma}\pm{}^{*}W^{\mu\nu\rho\sigma}\Big{)}\Big{(}W_{\mu\nu\rho\sigma}\pm{}^{*}W_{\mu\nu\rho\sigma}\Big{)}\geq 0, (2.15)

leads to

𝒮I=1gW2Id4xgWμνρσWμνρσ48π2gW2|τR|,\displaystyle{\cal S}_{I}=\frac{1}{g_{\tiny{W}}^{2}}\int_{{\cal M}_{\rm I}}{\rm d}^{4}x\sqrt{g}\,W_{\mu\nu\rho\sigma}W^{\mu\nu\rho\sigma}\geq\frac{48\pi^{2}}{g_{\tiny{W}}^{2}}|\tau_{\tiny{R}}|, (2.16)

where

τR=148π2Id4xgWμνρσWμνρσ\displaystyle\tau_{\tiny{R}}=\frac{1}{48\pi^{2}}\int_{{\cal M}_{\rm I}}{\rm d}^{4}x\sqrt{g}\,W_{\mu\nu\rho\sigma}\,{}^{*}W^{\mu\nu\rho\sigma} (2.17)

is the Hirzebruch signature (for a compact manifold). Therefore, the topological action is minimized for self dual configurations

Wμνρσ=WA˙B˙C˙D˙ϵABϵCD=0,\displaystyle W^{-}_{\mu\nu\rho\sigma}=W_{\dot{A}\dot{B}\dot{C}\dot{D}}\epsilon_{AB}\epsilon_{CD}=0, (2.18)

or anti-self dual configurations

Wμνρσ+=WABCDϵA˙B˙ϵC˙D˙=0.\displaystyle W^{+}_{\mu\nu\rho\sigma}=W_{ABCD}\epsilon_{\dot{A}\dot{B}}\epsilon_{\dot{C}\dot{D}}=0. (2.19)

Such configurations are annihilated by the BRST charge since for example

δχABCD=iWABCD=0\displaystyle\delta\chi_{ABCD}=i\,W_{ABCD}=0 (2.20)

on anti-self dual geometry [1]. We will now assume that the boundary BB is not special in the sense that nothing happens there apart from the change of signature. In particular, there are no discontinuities along the boundary BB. Let us then see what are the consequences of such an assumption.

2.1 Condition on the extrinsic curvature

Standard Einstein equations (2.3) hold in the non-distributional sense in the whole of II{\cal M}_{{\rm II}} including its boundary. That is, all geometric quantities are continuous at BB and in particular, the second fundamental form (extrinsic curvature) should also be continuous across BB. Viewed from phase I, i.e., from I{{\cal M}}_{\rm I}, the second fundamental form is

Kμν=μnν,\displaystyle K_{\mu\nu}=\nabla_{\mu}n_{\nu}, (2.21)

where nμn^{\mu} is the unit normal vector to the boundary BB. On the other hand, from the II{\cal M}_{{\rm II}} point of view we find

Kμν=iμnν,\displaystyle K_{\mu\nu}=i\nabla_{\mu}n_{\nu}, (2.22)

since we have to Wick rotate going form I{{\cal M}}_{\rm I} to II{\cal M}_{{\rm II}}. Since the extrinsic curvature is continuous on BB, the only way both (2.21) and (2.22) to hold is

Kμν|B=0.\displaystyle K_{\mu\nu}\Big{|}_{B}=0. (2.23)

In other words, the common boundary of I{{\cal M}}_{\rm I} and II{\cal M}_{{\rm II}} has vanishing extrinsic curvature and therefore is a totally geodesic submanifold as in the no-boundary proposal [34].111A hypersurface like BB with vanishing extrinsic curvature is also called “moment of time symmetry” [21]. This also specifies the scalar curvature of BB. Indeed, from Einstein equations (2.3), the Hamiltonian constraint is

R3+K2KijKij=2Mp2nμnνTμνinII\displaystyle{}^{3}R+K^{2}-K_{ij}K^{ij}=2M_{\rm p}^{-2}n^{\mu}n^{\nu}T_{\mu\nu}~{}~{}~{}~{}\mbox{in}~{}~{}~{}{\cal M}_{{\rm II}} (2.24)

and therefore, due to (2.23), we get that

R3|B=2Mp2ρ|B,\displaystyle{}^{3}R\big{|}_{B}=2M_{\rm p}^{-2}\,\rho\big{|}_{B}, (2.25)

where ρ=nμnνTμν\rho=n^{\mu}n^{\nu}T_{\mu\nu} is the energy density. Since nμn^{\mu} is timelike, the weak energy condition nμnνTμν0n^{\mu}n^{\nu}T_{\mu\nu}\geq 0 gives

R3|B0.\displaystyle{}^{3}R\big{|}_{B}\geq 0. (2.26)

Therefore, the induced metric on BB has non-negative scalar curvature. This result should be kept in mind when discussing the flatness problem.

Since (2.25) is nothing else than the Hamiltonian constraint, it provides initial data for Einstein equations. However, these initial data should not be arbitrary but should describe a totally geodesic hypersurface of the Riemannian space I{{\cal M}}_{\rm I}, where I{{\cal M}}_{\rm I} and II{\cal M}_{{\rm II}} are glued in an at least C(2)C^{(2)} way.

2.2 Condition on the Weyl tensor

We have seen that geometries with vanishing self dual (or the anti-self dual) part of the Weyl tensor are critical points of Witten’s topological gravity. Therefore, at the boundary BB of I{{\cal M}}_{\rm I} we will have by continuity

WABCD=0inI,WABCD|B=I=0\displaystyle W_{ABCD}=0~{}~{}~{}~{}~{}\mbox{in}~{}~{}~{}~{}{{\cal M}}_{\rm I},~{}~{}~{}\Longrightarrow~{}~{}~{}W_{ABCD}\big{|}_{B=\partial{{\cal M}}_{\rm I}}=0 (2.27)

as well. The same condition should hold from the II{\cal M}_{{\rm II}} side (phase II) i.e.,

WABCD|B=II=0.\displaystyle W_{ABCD}\big{|}_{B=\partial{\cal M}_{{\rm II}}}=0. (2.28)

Since we have to Wick rotate from I{{\cal M}}_{\rm I} to II{\cal M}_{{\rm II}}, we have that

Wμνρσ=12(Wμνρσ+Wμνρσ)inI,\displaystyle W^{-}_{\mu\nu\rho\sigma}=\frac{1}{2}\Big{(}W_{\mu\nu\rho\sigma}+{}^{*}W_{\mu\nu\rho\sigma}\Big{)}~{}~{}~{}~{}\mbox{in}~{}~{}~{}~{}{{\cal M}}_{\rm I},
Wμνρσ=12(Wμνρσ+iWμνρσ)inII.\displaystyle W^{-}_{\mu\nu\rho\sigma}=\frac{1}{2}\Big{(}W_{\mu\nu\rho\sigma}+i{}^{*}W_{\mu\nu\rho\sigma}\Big{)}~{}~{}~{}~{}\mbox{in}~{}~{}~{}~{}{\cal M}_{{\rm II}}. (2.29)

The only way to match on their common boundary is the full Weyl tensor to vanish, i.e.,

Wμνρσ|B=0.\displaystyle W_{\mu\nu\rho\sigma}\big{|}_{B}=0. (2.30)

Let us note that the above condition (2.30) can also be written as initial data for the electric and magnetic part of the Weyl tensor, which will be useful below, as follows. The boundary hypersurface BB is spacelike with timelike normal nμn^{\mu}. We can decompose the Weyl tensor into its electric and magnetic parts with respect to nμn^{\mu} as

Eμν\displaystyle E_{\mu\nu} =\displaystyle= Wμσνρnρnσ,\displaystyle W^{\rho}_{\mu\sigma\nu}n_{\rho}n^{\sigma}, (2.31)
Bμν\displaystyle B_{\mu\nu} =\displaystyle= 12ϵμρκσWνκσλnρnλ.\displaystyle\frac{1}{2}{\epsilon_{\mu\rho}}^{\kappa\sigma}W^{\lambda}_{\nu\kappa\sigma}n^{\rho}n_{\lambda}. (2.32)

In terms of the projection hμνh_{\mu\nu} orthogonal to nμn^{\mu}

hμν=gμν+nμnν,\displaystyle h_{\mu\nu}=g_{\mu\nu}+n_{\mu}n_{\nu}, (2.33)

Eqs.(2.31) and (2.32) are expressed as

Eμν\displaystyle E_{\mu\nu} =\displaystyle= Rμν3+KKμνKμλKνλ+12hμρhνσRρσ+(12hρσRρσ13R)hμν,\displaystyle-{}^{3}R_{\mu\nu}+KK_{\mu\nu}-K_{\mu\lambda}K^{\lambda}_{\nu}+\frac{1}{2}h^{\rho}_{\mu}h^{\sigma}_{\nu}R_{\rho\sigma}+\left(\frac{1}{2}h^{\rho\sigma}R_{\rho\sigma}-\frac{1}{3}R\right)h_{\mu\nu}, (2.34)
Bμν\displaystyle B_{\mu\nu} =\displaystyle= DρKμ(σϵν)σρκnκ,\displaystyle D_{\rho}K_{\mu(\sigma}{\epsilon_{\nu)}}^{\sigma\rho\kappa}n_{\kappa}, (2.35)

where DρD_{\rho} is the covariant derivative with respect to the induced metric hμνh_{\mu\nu}. The vanishing of the Weyl tensor on BB then implies

Eμν|B=Bμν|B=0.\displaystyle E_{\mu\nu}\big{|}_{B}=B_{\mu\nu}\big{|}_{B}=0. (2.36)

Since the extrinsic curvature of BB vanishes according to Eq.(2.23), the magnetic part of the Weyl tensor is automatically zero. On the other hand, the vanishing of the electric part gives that the boundary BB is a space of constant curvature [22].

There is a second condition related to the Weyl tensor, namely, the Bach tensor should vanish in I{{\cal M}}_{\rm I}. Indeed, the variation of (2.4) leads to field equations of conformal gravity

μν=(ρσ+12Rρσ)Wμνρσ=0,\displaystyle{\cal B}_{\mu\nu}=\left(\nabla^{\rho}\nabla^{\sigma}+\frac{1}{2}R^{\rho\sigma}\right)W_{\mu\nu\rho\sigma}=0, (2.37)

where μν{\cal B}_{\mu\nu} is the Bach tensor. If the Weyl tensor is self dual or anti-self dual, then the Bach tensor vanishes identically. Indeed, in two-component notation the Bach tensor is written as

μν\displaystyle{\cal B}_{\mu\nu} =\displaystyle= 2(CA˙DB˙+ΦCDA˙B˙)WABCD\displaystyle 2\Big{(}{\nabla^{C}}_{\dot{A}}{\nabla^{D}}_{\dot{B}}+{\Phi^{CD}}_{\dot{A}\dot{B}}\Big{)}W_{ABCD} (2.38)
=\displaystyle= 2(C˙AD˙B+ΦC˙D˙AB)WA˙B˙C˙D˙,\displaystyle 2\Big{(}{\nabla^{\dot{C}}}_{A}{\nabla^{\dot{D}}}_{B}+{\Phi^{\dot{C}\dot{D}}}_{AB}\Big{)}W_{\dot{A}\dot{B}\dot{C}\dot{D}},

where ΦABA˙B˙=12(Rμν14Rgμν)\Phi_{AB\dot{A}\dot{B}}=-\frac{1}{2}\big{(}R_{\mu\nu}-\frac{1}{4}Rg_{\mu\nu}\big{)} is the Ricci spinor. Clearly μν=0{\cal B}_{\mu\nu}=0 for self dual (WA˙B˙C˙D˙=0W_{\dot{A}\dot{B}\dot{C}\dot{D}}=0), or anti-self dual (WABCD=0(W_{ABCD}=0) Weyl. Therefore, the Bach tensor should vanish in I{{\cal M}}_{\rm I} and by continuity, it should vanish also on the boundary BB, i.e.,

μν|B=0.\displaystyle{\cal B}_{\mu\nu}\big{|}_{B}=0. (2.39)

The vanishing of the Bach tensor on the boundary BB should also be true for observers in II{\cal M}_{{\rm II}}.

3 The cosmological problems in the topological early universe cosmology

Here we will consider the usual cosmological problems in view of the pre-existence of a topological phase of gravity. In particular, we will examine the horizon and the flatness problem.

3.1 Horizon Problem

A serious shortcoming of the standard big bang cosmology is the horizon problem, which is associated to the puzzling homogeneity of the observed universe across patches which had never been in causal contact since the onset of the cosmological evolution. In the present scenario, all regions of the universe have emerged from a single phase I. As can be seen from Fig. 1, two past light cones, although have never been in contact in II{\cal M}_{{\rm II}}, have emerged, through the boundary BB, from the common phase I of the Riemannian I{{\cal M}}_{\rm I} space. Therefore, their homogeneity is the result of the same universal initial conditions set from phase I.

This is also related by the fact that the initial data for the cosmological evolution in phase II in II{\cal M}_{{\rm II}}, as we have seen, is the vanishing of the Weyl tensor and the extrinsic curvature on the common boundary BB.

Let us recall that it is generally accepted that an initial vanishing Weyl tensor, a hypothesis that is usually referred to as “the Weyl curvature hypothesis”, suffices to explain the isotropy and homogeneity of the universe [8, 9, 10]. In fact, it has been conjectured that an initially zero Weyl tensor necessary implies an FRW cosmology. Although a general proof is lacking, this conjecture has been proved for a universe filled with a perfect fluid with equation of state P=wρP=w\rho for 0<w10<w\leq 1 [23, 24, 25, 26, 22].

3.2 Flatness

Although it seems that the horizon problem and the associated homogeneity and isotropy of the universe can easily be explained withing the present set up, this is not automatically the case for the flatness problem. Indeed, as we have seen above, the conditions Eqs. (2.23) and (2.30) lead to a constant curvature 3D boundary BB, see equation (2.26). This poses a threat to the solution to the flatness problem as both possibilities k=0k=0 and k=1k=1 of the spatial geometry of the FRW universe are allowed.

One may hope that a flat BB (k=0k=0) can be selected by adding an appropriate theory on BB. Such a boundary theory should be conformal as we want the conformal invariance to be broken only by anomalies. Luckily, such a theory exists and is a 3D conformally invariant version of conventional gravity of Chern-Simons type with action [27, 28, 29]

𝒮HW=Bϵijk{ωia(jωkakωja)+23ϵabcωiaωjbωkc},\displaystyle{\cal S}_{HW}=\int_{B}\epsilon^{ijk}\left\{\omega_{ia}\big{(}\partial_{j}\omega_{k}^{a}-\partial_{k}\omega_{j}^{a}\big{)}+\frac{2}{3}\epsilon^{abc}\omega_{ia}\omega_{jb}\omega_{kc}\right\}, (3.1)

where ωia{\omega_{i}}^{a} is the spin connection. As it has been proven in [29], 3D conformal gravity described by (3.1) is classically equivalent to a Chern-Simons theory for the conformal group SO(3,2)SO(3,2). Variation of (3.1) gives

δ𝒮HW=BϵijkRijabδωkab.\displaystyle\delta{\cal S}_{HW}=\int_{B}\epsilon^{ijk}{R_{ij}}^{ab}\delta\omega_{kab}. (3.2)

In the usual treatment of the gravittional Chern-Simons action (3.1), one trades the variation of the spin connection with that of the vierbeins. This leads to the equation of motion

Cijk=kWijjWki,\displaystyle C_{ijk}=\nabla_{k}W_{ij}-\nabla_{j}W_{ki}, (3.3)

where Wij=Rij1/4RgijW_{ij}=R_{ij}-1/4Rg_{ij}, i.e., to the vanishing of the 3D Cotton tensor CijkC_{ijk}. Therefore, one is tempting to conclude that BB should be only conformally flat (due to the vanishing of the Cotton tensor), but not necessarily flat (k=0k=0). However, in our case, BB is the boundary of both I{{\cal M}}_{\rm I} and II{\cal M}_{{\rm II}} so that variations of the vierbein vanishes

δeia|B=0.\displaystyle\delta{e_{i}}^{a}\big{|}_{B}=0. (3.4)

This means that we should treat the spin connection ωiab\omega_{iab} as independent field as in Palatini formulation, so that its equation of motion is

Rijab=0.\displaystyle{R_{ij}}^{ab}=0. (3.5)

Therefore we see that the addition of the conformal invarinat 3D action Eq. (3.1) selects a flat boundary BB solving the flatness problem.

4 Cosmological Perturbations

We would like now to characterize the allowed curvature perturbation in II{\cal M}_{{\rm II}} given the initial data (2.30) and (2.23). In other words, we are looking for perturbations that have vanishing Weyl tensor and extrinsic curvature on BB , i.e., perturbations δgμν\delta g_{\mu\nu} such that222The boundary term (3.1) does not contribute to the perturbations at the boundary.

δEij|B=0,δBij|B=0\displaystyle\delta E_{ij}\big{|}_{B}=0,~{}~{}~{}~{}\delta B_{ij}\big{|}_{B}=0 (4.1)

and

δKij|B=0.\displaystyle\delta K_{ij}\Big{|}_{B}=0. (4.2)

A perturbed FRW universe is written in conformal Poisson gauge as

ds2=a(η)2[(1+2Φ)dη2+2ωidηdxi+[(12Ψ)γij+hij]dxidxj],\displaystyle{\rm d}s^{2}=a(\eta)^{2}\left[-(1+2\Phi){\rm d}\eta^{2}+2\omega_{i}{\rm d}\eta{\rm d}x^{i}+\big{[}(1-2\Psi)\gamma_{ij}+h_{ij}\big{]}{\rm d}x^{i}{\rm d}x^{j}\right], (4.3)

where ωi\omega_{i} is transverse, hijh_{ij} is transverse and traceless and γij\gamma_{ij} is the metric with curvature k=±1,0k=\pm 1,0. Then we find that the associated non-vanishing perturbations of the electric and magnetic parts of the Weyl tensor are [30]

  • Scalar perturbations:

    δEijS\displaystyle\delta E^{S}_{ij} =\displaystyle= 12(ij13γij2)(Φ+Ψ),\displaystyle\frac{1}{2}\left(\nabla_{i}\nabla_{j}-\frac{1}{3}\gamma_{ij}\nabla^{2}\right)\big{(}\Phi+\Psi\big{)}, (4.4)
    δBijS\displaystyle\delta B^{S}_{ij} =\displaystyle= 0.\displaystyle 0. (4.5)
  • Vector perturbations:

    δEijV\displaystyle\delta E^{V}_{ij} =\displaystyle= 12(iωj),\displaystyle\frac{1}{2}\nabla_{(i}\omega^{\prime}_{j)}, (4.6)
    δBijV\displaystyle\delta B^{V}_{ij} =\displaystyle= 12ϵimn(jmωn12γjm2ωn).\displaystyle\frac{1}{2}{\epsilon_{i}}^{mn}\left(\nabla_{j}\nabla_{m}\omega_{n}-\frac{1}{2}\gamma_{jm}\nabla^{2}\omega_{n}\right). (4.7)
  • Tensor perturbations:

    δEijT\displaystyle\delta E^{T}_{ij} =\displaystyle= 12hij′′122hij+khij,\displaystyle-\frac{1}{2}h_{ij}^{\prime\prime}-\frac{1}{2}\nabla^{2}h_{ij}+kh_{ij},~{}~{}~{}~{}~{}~{}~{}~{}~{}~{}~{} (4.8)
    δBijT\displaystyle\delta B^{T}_{ij} =\displaystyle= ϵimnmhnj.\displaystyle-{\epsilon_{i}}^{mn}\nabla_{m}h^{\prime}_{nj}. (4.9)

It is clear that there are no non-trivial tensor and vector perturbations since the conditions (4.1) specifies the initial second and first derivatives of hijh_{ij} and ωi\omega_{i}, respectively, on BB

0\displaystyle 0 =\displaystyle= (12hij′′122hij+khij)|B,\displaystyle\left.\left(-\frac{1}{2}h_{ij}^{\prime\prime}-\frac{1}{2}\nabla^{2}h_{ij}+kh_{ij}\right)\right|_{B}, (4.10)
0\displaystyle 0 =\displaystyle= (iωj)|B,\displaystyle\nabla_{(i}\omega^{\prime}_{j)}\Big{|}_{B}, (4.11)

so that the corresponding Cauchy problem has no solution. However, there are scalar perturbations which should satisfy the initial condition

(Φ+Ψ)|B=0,\displaystyle\big{(}\Phi+\Psi\big{)}\Big{|}_{B}=0, (4.12)

as can be seen from Eq. (4.4). On the other hand, it follows from the perturbed Einstein equations that

ΦΨ=8πGδσ,\displaystyle\Phi-\Psi=-8\pi G\delta\sigma, (4.13)

where δσ\delta\sigma is the anisotropic stress. Therefore, from Eqs. (4.12) and (4.13) we find that there must exist an initial anisotropic stress given by

δσ|B=14πGΨ|B.\displaystyle\delta\sigma\big{|}_{B}=\frac{1}{4\pi G}\Psi\big{|}_{B}. (4.14)

However, since shear viscosity is redshifted like a6a^{-6}, an initial δσ\delta\sigma promptly decays. It remains though to explain its origin from phase I. One concludes that only scalar perturbations are possible in the FRW background in the two-phase gravity. Next, we will determine the power spectum of scalar perturbations.

4.1 Scalar Perturbations

We are interested now in scalar perturbations in I{{\cal M}}_{\rm I}. Such perturbations will provide initial conditions for the two-point correlators at the Cauchy surface BB and determine therefore the spectrum of curvature perturbations in the II{\cal M}_{{\rm II}} universe. As long as the theory in I{{\cal M}}_{\rm I} is conformal, conformal transformations of the metric

δgμν=2hgμν\displaystyle\delta g_{\mu\nu}=2hg_{\mu\nu} (4.15)

do not change the theory. Therefore, the conformal mode corresponding to the conformal perturbation

gμν=(1+2h)g¯μν,τ=τ¯+h,\displaystyle g_{\mu\nu}=\big{(}1+2h\big{)}\bar{g}_{\mu\nu},~{}~{}~{}~{}\tau=\bar{\tau}+h, (4.16)

where g¯μν\bar{g}_{\mu\nu} is the background metric, is not physical. However, when conformal invariance is broken, the conformal mode becomes physical (dilaton). In particular, if conformal invariance is broken due to an anomaly, the trace of the energy-momentum tensor is given by

Tμμ=c1920π2WμνρσWμνρσa5760π2E4,\displaystyle T^{\mu}_{\mu}=\frac{c}{1920\pi^{2}}W_{\mu\nu\rho\sigma}W^{\mu\nu\rho\sigma}-\frac{a}{5760\pi^{2}}E_{4}, (4.17)

normalized such that a real scalar contribute with a=c=1a=c=1 to the anomaly. The response of the effective action under (4.16) is

δh𝒮=d4xgh(c1920π2WμνρσWμνρσa5760π2E4).\displaystyle\delta_{h}{\cal S}=\int{\rm d}^{4}x\sqrt{g}\,h\left(\frac{c}{1920\pi^{2}}W_{\mu\nu\rho\sigma}W^{\mu\nu\rho\sigma}-\frac{a}{5760\pi^{2}}E_{4}\right). (4.18)

Then, it is straightforward to verify that

𝒮h=a720π2d4xg¯{G¯μνμhνh+R¯μνhμhνh+μhνhμhνh+𝒪(h5)},\displaystyle{\cal S}_{h}=-\frac{a}{720\pi^{2}}\int{\rm d}^{4}x\sqrt{\bar{g}}\bigg{\{}\bar{G}^{\mu\nu}\,\partial_{\mu}h\partial_{\nu}h+\bar{R}^{\mu\nu}h\partial_{\mu}h\partial_{\nu}h+\partial_{\mu}h\partial_{\nu}h\partial^{\mu}h\partial^{\nu}h+\mathcal{O}(h^{5})\bigg{\}}, (4.19)

to fourth order where G¯μν\bar{G}^{\mu\nu} (R¯μν\bar{R}^{\mu\nu}) the background Einstein (Ricci) tensor. Therefore, the conformal mode is dynamical now. Its two-point correlator can be found by using the Ward identity for scale invariance. The latter is written as

Tμμ(x)𝒪1(x1)𝒪n(xn)=i=1nδ(4)(xxi)Δi𝒪1(x1)𝒪i(xi)𝒪n(xn),\displaystyle\langle T^{\mu}_{\mu}(x){\cal O}_{1}(x_{1})\cdots{\cal O}_{n}(x_{n})\rangle=-\sum_{i=1}^{n}\delta^{(4)}(x-x_{i})\Delta_{i}\langle{\cal O}_{1}(x_{1})\cdots{\cal O}_{i}(x_{i})\cdots{\cal O}_{n}(x_{n})\rangle, (4.20)

where Δi\Delta_{i} is the dimension of 𝒪i{\cal O}_{i}. In particular, for 𝒪i=h{\cal O}_{i}=h, the Ward identity (4.20) for the two-point correlator is written as

Tμμ(x)h(y)h(0)=Δδ(4)(xy)h(y)h(0)Δδ(4)(x)h(y)h(0).\displaystyle\langle T^{\mu}_{\mu}(x)h(y)h(0)\rangle=-\Delta\,\delta^{(4)}(x-y)\langle h(y)h(0)\rangle-\Delta\,\delta^{(4)}(x)\langle h(y)h(0)\rangle. (4.21)

Therefore, after integration we get that

2Δh(y)h(0)\displaystyle 2\Delta\langle h(y)h(0)\rangle =Id4xgTμμ(x)h(y)h(0)\displaystyle=-\int_{{{\cal M}}_{\rm I}}{\rm d}^{4}x\sqrt{g}\langle T^{\mu}_{\mu}(x)h(y)h(0)\rangle
Id4xgTμν(x)h(y)h(0).\displaystyle\approx-\int_{{{\cal M}}_{\rm I}}{\rm d}^{4}x\sqrt{g}\,\langle T_{\mu\nu}(x)\rangle\langle h(y)h(0)\rangle. (4.22)

where the approximation Tμμ(x)h(y)h(0)Tμμ(x)h(y)h(0)\langle T^{\mu}_{\mu}(x)h(y)h(0)\rangle\approx\langle T^{\mu}_{\mu}(x)\rangle\langle h(y)h(0)\rangle has been used. Using the integrated conformal anomaly

Id4xg<Tμμ(x)>=c240IWa180χR,\displaystyle\int_{{{\cal M}}_{\rm I}}{\rm d}^{4}x\sqrt{g}\big{<}T^{\mu}_{\mu}(x)\big{>}=\frac{c}{240}\langle I_{W}\rangle-\frac{a}{180}\chi_{\tiny{R}}, (4.23)

where χR\chi_{\tiny{R}} is given by

χR=132π2IE4,\displaystyle\chi_{\tiny{R}}=\frac{1}{32\pi^{2}}\int\limits_{{{\cal M}}_{\rm I}}E_{4}, (4.24)

and IWI_{W} denotes the integral

IW=18π2IWμνρσ2gd4x,\displaystyle I_{W}=\frac{1}{8\pi^{2}}\int\limits_{{{\cal M}}_{\rm I}}W_{\mu\nu\rho\sigma}^{2}\,\sqrt{g}{\rm d}^{4}x, (4.25)

we find that the scaling dimension of hh turns out to be

Δa360χRc480IW.\displaystyle\Delta\approx\frac{a}{360}\chi_{\tiny{R}}-\frac{c}{480}\langle I_{W}\rangle. (4.26)

Note that χR\chi_{\tiny{R}} is the Euler number for a compact 4D manifolds. If there are boundaries, then the Euler number gets boundary corrections [31] (and so does the integrated conformal anomaly [32, 33]) so that

χR=132π2IE414π2IX,\displaystyle\chi_{\tiny{R}}=\frac{1}{32\pi^{2}}\int\limits_{{{\cal M}}_{\rm I}}E_{4}-\frac{1}{4\pi^{2}}\int\limits_{\partial{{\cal M}}_{\rm I}}X, (4.27)

where XX is

X\displaystyle X =KμνnκnλRκμλνKμνRμνKRμνnμnν\displaystyle=K^{\mu\nu}n^{\kappa}n^{\lambda}R_{\kappa\mu\lambda\nu}-K^{\mu\nu}R_{\mu\nu}-KR_{\mu\nu}n^{\mu}n^{\nu}
+12KR13K3+KKμνKμν+23KμκKκλKνλ.\displaystyle+\frac{1}{2}KR-\frac{1}{3}K^{3}+KK^{\mu\nu}K_{\mu\nu}+\frac{2}{3}K^{\mu\kappa}K_{\kappa\lambda}K^{\lambda}_{\nu}. (4.28)

In the present case, since the extrinsic curvature KμνK_{\mu\nu} vanishes, we have X=0X=0 and therefore, there are no boundary corrections to the Euler number. In other words, the Euler number of I{{\cal M}}_{\rm I} with boundary the totally geodesic codimension-one space BB, is given just by (4.24).

An estimate of the term IW\langle I_{W}\rangle gives

IWαWΛUV4LI4,\displaystyle\langle I_{W}\rangle\sim\alpha_{W}\Lambda_{UV}^{4}L_{I}^{4}, (4.29)

where ΛUV\Lambda_{UV} is the UV cutoff in I{{\cal M}}_{\rm I}, LIL_{I} is a characteristic scale in I{{\cal M}}_{\rm I} (curvature scale) and aW=gW2/8πa_{W}=g_{W}^{2}/8\pi. Indeed, based on dimensional grounds, Wμνρσ2αWΛUV4\langle W_{\mu\nu\rho\sigma}^{2}\rangle\sim\alpha_{W}\Lambda_{UV}^{4} and therefore, we expect (4.29) to hold.

Note that we may use the doubling trick to construct a new compact manifold out of I{{\cal M}}_{\rm I} if its boundary is only BB. The rule is the following: since the extrinsic curvature of I{{\cal M}}_{\rm I} vanishes, we may construct the manifold 2I2{{\cal M}}_{\rm I} consisting of two copies I{{\cal M}}_{\rm I}^{-} and I+{{\cal M}}_{\rm I}^{+} joined across BB. Since Kij=0K_{ij}=0 on BB, the induced metric on 2I2{{\cal M}}_{\rm I} from the metrics on I±{{\cal M}}_{\rm I}^{\pm} is at least C(1)C^{(1)}. The manifold 2I2{{\cal M}}_{\rm I} is a compact manifold without boundary, it has χR(2I)=2χR(I)\chi_{R}(2{{\cal M}}_{\rm I})=2\chi_{R}({{\cal M}}_{\rm I}) and signature τR(2I)=0\tau_{R}(2{{\cal M}}_{\rm I})=0 [34]. In addition, I{{\cal M}}_{\rm I} admits a reflection map θ\theta interchanging I+{{\cal M}}_{\rm I}^{+} and I{{\cal M}}_{\rm I}^{-} while leaving BB invariant. In this case, the metric close to the boundary BB is of the form

dsI2dtI2+gij(x,tI2)dxidxj,\displaystyle{\rm d}s_{\rm I}^{2}\approx{\rm d}t_{\rm I}^{2}+g_{ij}(x,t_{\rm I}^{2}){\rm d}x^{i}{\rm d}x^{j}, (4.30)

where the reflection map is realized by tItIt_{\rm I}\to-t_{\rm I}. Note also that this form of the metric close to BB allows the Wick rotation tIitIIt_{\rm I}\to it_{\rm II}. Then the boundary BB is just the fixed point of the reflection map θ\theta (acting here as tItIt_{\rm I}\to-t_{\rm I}).

The two-point function turns out to be

h(x)h(0)720π2LI2a1|x|2Δ,\displaystyle\langle h(x)h(0)\rangle\sim\frac{720\pi^{2}L_{I}^{2}}{a}\frac{1}{|x|^{2\Delta}}, (4.31)

and therefore, we have at the boundary BB

h(x)h(0)|B=h(0,x)h(0,0)720π2LI2a1|x|2Δ.\displaystyle\langle h(x)h(0)\rangle\Big{|}_{B}=\langle h(0,\vec{x})h(0,\vec{0})\rangle\sim\frac{720\pi^{2}L_{I}^{2}}{a}\frac{1}{|\vec{x}|^{2\Delta}}. (4.32)

This is the initial condition for the scalar perturbation in II{\cal M}_{{\rm II}}. The factor LI2/aL_{I}^{2}/a originates from the coupling of the conformal mode in (4.19). In particular, h|B=Ψ|Bh|_{B}=\Psi|_{B} and, after Fourier transforming, we get that the initial condition for the two-point correlator in II{\cal M}_{{\rm II}} should be

|Ψk|2|BLI2Mp2ak3+2Δ,\displaystyle|\Psi_{k}|^{2}\Big{|}_{B}\sim\frac{L_{I}^{2}M_{\rm p}^{2}}{a}k^{-3+2\Delta}, (4.33)

since Ψ\Psi and hh are differently normalized as their kinetic terms are multiplied with Mp2M_{\rm p}^{2} and LI2L_{I}^{-2}, respectively. This leads to a spectral index

ns=1+2Δ=1+a180χRc240αWΛUV4LI4\displaystyle n_{s}=1+2\Delta=1+\frac{a}{180}\chi_{\tiny{R}}-\frac{c}{240}\,\alpha_{W}\Lambda_{UV}^{4}L_{I}^{4} (4.34)

and an amplitude

ALI2Mp2a.\displaystyle A\sim\frac{L_{I}^{2}M_{\rm p}^{2}}{a}. (4.35)

We encounter now a problem related to the spectral index in Eq. (4.34). Consider the simplest most symmetric case of an S4S^{4} of radius LL as a candidate for 2I2{{\cal M}}_{\rm I} and the standard metric on S4S^{4}

ds2=L2dτ2+L2cos2τdΩ3,π2τπ2,\displaystyle{\rm d}s^{2}=L^{2}{\rm d}\tau^{2}+L^{2}\cos^{2}\tau\,{\rm d}\Omega_{3},~{}~{}~{}~{}-\frac{\pi}{2}\leq\tau\leq\frac{\pi}{2}, (4.36)

where dΩ3{\rm d}\Omega_{3} is the metric of the unit three-sphere and we have shifted the azimuthial angle τ\tau by π/2-\pi/2. Then, the equatorial τ=0\tau=0 has vanishing extrinsic curvature Kij=0K_{ij}=0 and therefore, it is the boundary BB which will be continued into a Lorentzian FRW II{\cal M}_{{\rm II}} with k=1k=1. However, we find that in this case, χR=1\chi_{\tiny{R}}=1, and therefore we will have a ridiculously large blue spectrum as follows from (4.34) and (4.35). Now, in order to get an amplitude A1010A\sim 10^{-10}, we should have a1010LI2Mp2a\sim 10^{10}L_{I}^{2}M_{\rm p}^{2}. In addition, we need

a180χR0.03\displaystyle-\frac{a}{180}\chi_{R}\approx 0.03 (4.37)

for a red spectrum with ns0.97n_{s}\approx 0.97. However, according to Hopf conjecture, the Euler number of a compact manifold is no-negative, so that

χR(I)=12χR(2I)=1b1+12b20\displaystyle\chi_{R}({{\cal M}}_{\rm I})=\frac{1}{2}\chi_{R}(2{{\cal M}}_{\rm I})=1-b_{1}+\frac{1}{2}b_{2}\geq 0 (4.38)

where b1,b2b_{1},b_{2} are the Betti numbers of 2I2{{\cal M}}_{\rm I} [34]. Therefore, we end up in general in an enormous blue spectrum for scalar perturbations. The only way to avoid this is the manifolds I{{\cal M}}_{\rm I} to have vanishing Euler number

χR=0.\displaystyle\chi_{R}=0. (4.39)

In this case, the spectral index is given by

ns=1+2Δ=1c480αWΛUV4LI4,\displaystyle n_{s}=1+2\Delta=1-\frac{c}{480}\,\alpha_{W}\Lambda_{UV}^{4}L_{I}^{4}, (4.40)

which may have the correct value for appropriate values of the parameters [1].

Compact manifolds with χR=0\chi_{R}=0 admit codimension-one foliations [35]. In addition, the leaves of the foliation are totally geodesic (vanishing extrinsic curvature) if τR=0\tau_{R}=0 as well [36]. In other words, compact manifolds satisfying (4.39) can be cut along appropriate leaf BB and continued to II{\cal M}_{{\rm II}} with Lorentzian signature. However, I{{\cal M}}_{\rm I} should also be self-dual. Examples of such spaces include T4T^{4} and S1S3S^{1}\otimes S^{3} and connected sums of these which are (trivially) self-dual and satisfy (4.39). The boundary in this case can be either T3T^{3} or S1S2S^{1}\otimes S^{2}. The latter case however, is excluded as it leads to a not flat boundary, as required by Eq.(3.5).

Non-compact manifolds with χR=0\chi_{R}=0 can be constructed. For example, let us assume that the metric of 2I2{{\cal M}}_{\rm I} is of the form

ds2=dτ2+a2(τ)δij(x)dxidxj,τ0ττ0,\displaystyle{\rm d}s^{2}={\rm d}\tau^{2}+a^{2}(\tau)\delta_{ij}(x){\rm d}x^{i}{\rm d}x^{j},~{}~{}~{}~{}-\tau_{0}\leq\tau\leq\tau_{0}, (4.41)

where τ0\tau_{0} is a real constant. It is conformally flat, and therefore trivially self-dual (vanishing Weyl tensor). The boundary BB is the hypersurface at τ=0\tau=0. Its extrinsic curvature is

Kij=a(0)δijK_{ij}=a^{\prime}(0)\delta_{ij}

and therefore, BB is totally geodesic if a(0)=0a^{\prime}(0)=0. Its Euler number χR\chi_{R} turns out to be

χR=V4π2a(τ)3,\displaystyle\chi_{\tiny{R}}=\frac{V}{4\pi^{2}}a^{\prime}(\tau)^{3}, (4.42)

Then, χR=0\chi_{R}=0 is satisfied for a(τ0)=0a^{\prime}(-\tau_{0})=0.

One can also estimate the non-linear parameters of the three- and four-point functions of the comoving curvature perturbation ζ=5Ψ/3\zeta=5\Psi/3 [1]. In the squeezed limit of the three-point function (k1k2k3(k_{1}\ll k_{2}\sim k_{3}), we have (the prime indicates we do not write the Dirac delta for the momentum conservation and the (2π)3(2\pi)^{3} factors) [7]

<ζk1ζk2ζk3>=125fNLPk1ζPk2ζ,\displaystyle\Big{<}\zeta_{\vec{k}_{1}}\zeta_{\vec{k}_{2}}\zeta_{\vec{k}_{3}}\Big{>}^{\prime}=\frac{12}{5}f_{NL}P^{\zeta}_{\vec{k}_{1}}P^{\zeta}_{\vec{k}_{2}}, (4.43)

where PkζP^{\zeta}_{\vec{k}} is the power spectrum deduced by Eq. (4.33). On the other hand, for the four-point function in the collapsed limit (k12=k1+k20\vec{k}_{12}=\vec{k}_{1}+\vec{k}_{2}\approx 0), we have

ζk1ζk2ζk3ζk4=4τNLPk1ζPk3ζPk12ζ,\displaystyle\langle\zeta_{\vec{k}_{1}}\zeta_{\vec{k}_{2}}\zeta_{\vec{k}_{3}}\zeta_{\vec{k}_{4}}\rangle^{\prime}=4\tau_{NL}P^{\zeta}_{\vec{k}_{1}}P^{\zeta}_{\vec{k}_{3}}P^{\zeta}_{\vec{k}_{12}}, (4.44)

whereas, in the squeezed limit (k4k1,k2,k3(k_{4}\ll k_{1},k_{2},k_{3}),

<ζk1ζk2ζk3ζk4>=(2τNL+5425gNL)Pk4ζ(Pk1ζPk12ζ+2perm.).\displaystyle\Big{<}\zeta_{\vec{k}_{1}}\zeta_{\vec{k}_{2}}\zeta_{\vec{k}_{3}}\zeta_{\vec{k}_{4}}\Big{>}^{\prime}=\left(2\tau_{NL}+\frac{54}{25}g_{NL}\right)P^{\zeta}_{\vec{k}_{4}}\Big{(}P^{\zeta}_{\vec{k}_{1}}P^{\zeta}_{\vec{k}_{12}}+2\,\mbox{perm.}\Big{)}. (4.45)

From the action (4.19), it can easily be verified that the three- and four-point functions scale as

<ζk1ζk2ζk3>LI4Mp4a2,<ζk1ζk2ζk3ζk4>LI8Mp8a3.\displaystyle\Big{<}\zeta_{\vec{k}_{1}}\zeta_{\vec{k}_{2}}\zeta_{\vec{k}_{3}}\Big{>}^{\prime}\sim\frac{L_{I}^{4}M_{\rm p}^{4}}{a^{2}},~{}~{}~{}~{}\Big{<}\zeta_{\vec{k}_{1}}\zeta_{\vec{k}_{2}}\zeta_{\vec{k}_{3}}\zeta_{\vec{k}_{4}}\Big{>}^{\prime}\sim\frac{L_{I}^{8}M_{\rm p}^{8}}{a^{3}}. (4.46)

By using that PkζLI2Mp2/aP^{\zeta}_{\vec{k}}\sim L_{I}^{2}M_{\rm p}^{2}/a, we find

fNL𝒪(1),τNLgNLLI2Mp2.\displaystyle f_{NL}\sim{\cal O}(1),~{}~{}~{}~{}~{}\tau_{NL}\sim g_{NL}\sim L_{I}^{2}M_{\rm p}^{2}. (4.47)

Therefore, since the IR scale LI>Mp1L_{I}>M_{\rm p}^{-1}, the Suyama-Yamaguchi inequality [37, 38]

τNL(65fNL)2,\displaystyle\tau_{NL}\geq\left(\frac{6}{5}f_{NL}\right)^{2}, (4.48)

is satisfied for this class of models.

To summarise, we have found that the Riemannian manifold I{{\cal M}}_{\rm I} satisfy the following conditions:

  • It has self-dual Weyl tensor (vacuum of the topological theory on I{{\cal M}}_{\rm I}.)

  • It accommodates a codimension-one totally geodesic submanifold BB (zero extrinsic curvature).

  • It admits a reflection map (at least locally close to BB) such that the Wick rotation to the Lorentzian II{\cal M}_{{\rm II}} is possible.

  • It has vanishing Euler number (χR=0\chi_{R}=0) in order to have a red spectrum of scalar perturbations.

Importantly, we have seen that the space of manifolds I{{\cal M}}_{\rm I} satisfying the above criteria is not empty.


5 Relation with other proposals

The two-phase gravity is related also to other proposals for the early history of the universe. In particular, it is related to the Weyl curvature hypothesis, the no-boundary program and the out-of nothing creation of the universe. We will examine here the relation of the two-phase model to the aforementioned proposals.

5.1 Weyl curvature hypothesis

The Weyl curvature hypothesis has been proposed by R. Penrose motivated by the second law of thermodynamics [8, 9, 10]. According to it, since the entropy of the universe increases with time it had a tiny value in the past. Penrose noticed an apparent paradox related with this. The best evidence for Big Bang arises from observations of the CMB. The latter follows Planck’s law to extraordinary precision, leading to the unavoidable conclusion that the early universe was in thermal equilibrium. But thermal equilibrium represents maximum randomness and therefore it corresponds to maximum entropy. How such a picture could be correct given the fact that the universe has started in a low entropy state? Penrose answers this puzzle by noticing that the high entropy of the CMB is related to the matter content of the universe only and not to gravity. In other words, the extraordinary uniformity of the early universe is attributed just to matter while gravitational degrees of freedom, although potentially available, have not been excited. The moment gravitational degrees of freedom are activated, the entropy starts to increase due to the clumping of the initially distribution of matter.

But how gravitational degree of freedom can be inactivated? According to Penrose, this may be implemented by assuming a principle which he named “the Weyl curvature hypothesis”. Let us recall that curvature is not completely specified in Einstein gravity. Indeed, matter distribution can only determine the Ricci curvature once the energy-momentum tensor is known. The rest piece of Riemann curvature is just the Weyl tensor Wμνρσ{W^{\mu}}_{\nu\rho\sigma} which is not specified by Einstein equations. Weyl tensor describes pure gravitational dof and the Weyl curvature hypothesis asserts that this tensor vanishes at the initial Bing-Bang singularity, i.e.,

Wμνρσ|BigBang=0.\displaystyle{W^{\mu}}_{\nu\rho\sigma}\big{|}_{\tiny{\rm{Big-Bang}}}=0. (5.1)

Clearly, this is just our (2.30), when the boundary BB is identified with the moment of Big Bang. This of course should be expected as phase I has no gravitational degrees of freedom and therefore, necessarily, the Weyl tensor should vanish on any hypersurface that separates phase I with a second phase where Einstein equations hold. In other words, the fact that phase I is topological means that when continued to phase II, the Weyl curvature hypothesis should valid. However, in the case of Penrose, the hypersurface BB is just a part of an infinite sequence of universes, the “aenos”, making up the Cyclic Conformal Cosmology [39], according to which the universe undergoes repeated expansion cycles, named aeons, such that each one starting from its own Big-Bang, ending in a a stage of accelerated expansion and continues indefinitely.

In the two-phase proposal on the other side, there are no infinitely many past universes. The latter are replaced with a single topological phase where geometry is Riemannian and there are no gravitational degrees of freedom. In this respect it seems similar to the out of nothing creation of the universe which we will now turn.

5.2 Creatio Ex Nihilo

Cosmological spacetimes, even inflationary ones, are past-incomplete under general assumptions. Therefore, such spacetimes should have a past boundary where initial conditions should be defined. Clearly, a question that should be asked in this case, is what determines these initial conditions. Here, following [1] we have consider the case in which the universe had two phases: a topological phase I where gravity is not dynamical and the geometry is Riemannian and a dynamical phase Einstein II, where gravity is propagating and the geometry is pseudo-Riemannian specified by Einstein equations. However, motivated by quantum cosmology, it may be that the universe can spontaneously nucleated out of nothing [5, 6]. This is an old idea and it is based on non-perturbative tunneling where one is looking for a “bounce” solution of the classical euclidean equations. This is a solution which approaches the putative vacuum state asymptotically, at infinity. A particular bounce is the de Sitter instanton [34], which has metric

ds2=dτ2+1H2cos2(Hτ)(dr21r2+r2dΩ22),\displaystyle{\rm d}s^{2}={\rm d}\tau^{2}+\frac{1}{H^{2}}\cos^{2}\big{(}H\tau\big{)}\left(\frac{{\rm d}r^{2}}{1-r^{2}}+r^{2}{\rm d}\Omega_{2}^{2}\right), (5.2)

and describes the round four-sphere S4S^{4}. At τ=0\tau=0 we have a plane of symmetry and we can rotate τit\tau\to it where the geometry turns out to be that of standard de Sitter with metric

ds2=dt2+1H2cosh2(Ht)(dr21r2+r2dΩ22).\displaystyle{\rm d}s^{2}=-{\rm d}t^{2}+\frac{1}{H^{2}}\cosh^{2}\big{(}Ht\big{)}\left(\frac{{\rm d}r^{2}}{1-r^{2}}+r^{2}{\rm d}\Omega_{2}^{2}\right). (5.3)

The picture looks similar with that of fig 1, where I{{\cal M}}_{\rm I} is S4S^{4} and II{\cal M}_{{\rm II}} is de Sitter joined together at the maximal (totally geodesic) B=S3B=S^{3} at τ=0\tau=0. However, the interpretation is different. Although (5.2) indeed bounces at the classical turning point, there is no any putative vacuum state to approach asymptotically at infinity since S4S^{4} is a compact space and τ\tau is bounded in the range π/H<τ<π/H-\pi/H<\tau<\pi/H. From this perspective, the de Sitter spacetime (5.3) appears out of nothing, since there is no classical space, time or matter from which de Sitter emerges. However, in the two phase gravity model we advocate here, S4S^{4} describes phase I and de Sitter phase II. So, the out of nothing creation of the universe is not a bounce in the two-phase model but rather a Riemannian manifold (here S4S^{4}) sewing with a speudo-Riemannian one (here de Sitter) along a hypersurface of vanishing extrinsic curvature (here S3S^{3}). In this respect, the model we are advocating here fits better to the no-boundary proposal which we now briefly present below.

5.3 No-boundary proposal

The Hartle-Hawking no-boundary proposal [4] provides initial conditions of the universe in the sense that it assigns weighted probabilities among all possible cosmological evolutions of our universe. Similarly with the Weyl curvature hypothesis and the out of nothing creation of the universe, the Big Bang singularity is replaced with a smoothed geometry. The no-boundary geometry is constructed by gluing two sectors described by a Riemannian manifold with Euclidean signature and a pseudo-Riemannian one with Loretzian signature which are solutions of the Euclidean and Lorentzian Einstein field equation, respectively. Then in the presence of other matter fields like scalars, there are complex solutions that interpolate between the two sectors. Among these possible complex solutions, particularly important are solutions describing real tunneling metrics. The latter describes transitions from a purely Euclidean sector to a Lorentzian one. Semiclassically, such transitions are described by a Euclidean instanton glued to a Lorentzian solution representing a bubble of true vacuum expanding at the speed of light. Such gravitational instantons have the form of Fig.1 and provide initial conditions for its Lorentzian counterpart, similarly to the present two-phase gravity model we discuss here. In addition, these instantons exhibit discontinued metrics since the metric changes signature in the two regions, and therefore, the Lorentzian sector of the tunneling solutions provides background spacetimes for description of the dynamics of the late universe.

Acknowledgments

We would like to thank C. Vafa for correspondance and J. Sonner for discussions. A.R. is supported by the Swiss National Science Foundation (SNSF), project The Non-Gaussian Universe and Cosmological Symmetries, project number: 200020-178787.

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