Three- configurations of the second state in 12C
Abstract
We investigate geometric configurations of (4He nucleus) clusters in the second state of 12C, which has been discussed as a rotational band member of the second state, the Hoyle state. The ground and excited and states are described by a three- cluster model. The three-body Schrödinger equation with orthogonality conditions is accurately solved by the stochastic variational method with correlated Gaussian basis functions. To analyse the structure of these resonant states in a convenient form, we introduce a confining potential. The two-body density distributions together with the spectroscopic information clarify the structure of these states. We find that main configurations of both the second and states are acute-angled triangle shapes originating from the 8Be() configuration. However, the components in the second state become approximately 2/3 because the 8Be subsystem is hard to excite, indicating that the state is not an ideal rigid rotational band member of the Hoyle state.
1 Introduction
An (4He nucleus) cluster is one of the most fundamental ingredients for understanding the structure of nuclei. The first excited state of 12C, the so-called Hoyle state, is believed to play a crucial role in generating the 12C element in the universe Hoyle54 . For more than half a century, the Hoyle state has been studied by various theoretical models. As the state has a significant amount of the 8Be()+ configurations Horiuchi74 ; Horiuchi75 ; Uegaki77 ; Uegaki78 ; Uegaki79 , the Hoyle state decays dominantly via sequential decay process Ishikawa14 . On the other hand, Ref. Tohsaki01 claimed that the Hoyle state has the -condensate-like character, where three bosons occupy the same orbit. The structure of the Hoyle state has also been discussed in terms of geometric configurations of three- particles based on the algebraic cluster model (ACM) Bijker02 ; Fortunato19 ; Vitturi20 . Fully microscopic calculations predicted a significant amount of cluster configurations in the Hoyle state Chernykh07 ; Kanada07 . Prominent three- cluster structure configurations were confirmed in density functional theory Ebran13 ; Ebran20 and very recently in the Monte Carlo Shell Model approach Otuka22 The evidence of the three- cluster structure can also be seen in its density profile of the ground state Horiuchi23 .
The search for other excited cluster states with some analogy to the Hoyle states has attracted interest. The structure of the second state is controversial as it can be a candidate of a rotational excited state of the Hoyle state forming the “Hoyle band” Freer11 . Experimentally, the existence of the state was confirmed Itoh04 ; Freer09 ; Itoh11 ; Zimmerman13 at 2.59(6)MeV above the three- threshold with the decay width of 1.01(15)MeV N12ND . The idea of the Hoyle band has attracted attention. Ref. Smith20 deduced a limit for the direct decay branching ratio of the Hoyle state under the assumption that the intrinsic structure of and are the same. Theoretically, the state has only been recognized as having dominant configurations, in which its intrinsic structure is a weakly-coupled 8Be plus an particle with the angular momentum of 2 Uegaki77 ; Uegaki78 ; Uegaki79 ; Kanada07 . In analogy to the Hoyle state, the -mean field character in the state can be considered, in which one particle is excited to the orbit Funaki05 ; Yamada05 but Ref. Funaki15 argued that the state is not a simple rigid rotational excited state based on the analysis of the energy levels obtained by the microscopic three- cluster model. In the context of the ACM, the state is interpreted as the rigid rotational excited state of the Hoyle state in which three particles geometrically form an equilateral triangle and vibrate with the symmetry Bijker20 . To confirm whether this state belongs to the Hoyle state, a certain degree of similarity in the intrinsic structure should be observed. This motivates us to conduct a detailed study to clarify the extent of similarity between the structure of the second and states.
To settle this argument, in this paper, we study geometric configurations of three- particles in the second state and compare its structure with the second Hoyle state using accurate three- wave functions. components are analysed to clarify the origin of these configurations.
In this paper, the four physical states, , , and of 12C are studied within the three- cluster model. In the next section, we explain our approach. Fully converged solutions are obtained by correlated Gaussian expansion with the stochastic variational method. They are briefly explained in Secs. 2.1 and 2.2. Geometric configurations of the particles are visualized by calculating two-body density distributions as well as other physical quantities. To evaluate these physical quantities of the state with rather a wide decay width such as the second state, we introduce a confining potential. The details are given in Sec. 2.3. In Sec. 3, we show the numerical results and analysis. Finally, we draw a conclusion about the structure of the state in Sec. 4.
2 Method
2.1 Three- cluster model
In this paper, the wave functions of 12C are described as a three- system. The three- Hamiltonian reads
(1) |
where is the kinetic energy of the th particle. The kinetic energy of the center-of-mass motion is subtracted. The mass parameter in the kinetic energy terms and the elementary charge in the Coulomb potential are taken as MeVfm2 and MeVfm, respectively. Two- interaction is taken as the same used in Ref. Fukatsu92 , which is derived by a folding procedure using an effective nucleon-nucleon interaction. We employ the three- interaction depending on the total angular momentum reproducing the energies of the and states as was used in Ref. Ohtubo13 . Here we adopt the orthogonality condition model Saito68 ; Saito69 ; Saito77 . To impose the orthogonality condition to the Pauli forbidden states (f.s.), we introduce in the Hamiltonian the following pseudopotential Kukulin78 :
(2) |
The summation of runs over all the f.s., i.e., , , and states. We adopt the harmonic oscillator wave functions for with the size parameter fm-2 Fukatsu92 reproducing the size of the particle. Taking large enough, we exclude the Pauli forbidden states variationally from numerical calculations. In this paper, we take MeV. The f.s. components of the resulting wave functions are found to be in the order of .
2.2 Correlated Gaussian expansion
Denoting the th single particle coordinate vector by , we define a set of Jacobi coordinates and , excluding the center-of-mass coordinate , which are denoted as , where a tilde stands for the transpose of a matrix. The th state of the three- wave function with the total angular momentum and its projection is expressed in a superposition of fully symmetrized correlated Gaussian basis functions Varga95 ; SVMbook ,
(3) | ||||
(4) |
where is the symmetrizer which makes basis functions symmetrized under all particle-exchange, ensuring bosonic properties of particles. A variational parameter is a 2 by 2 positive definite symmetric matrix, and is a short-hand notation of . The angular part of the wave function is described by using the global vector with and SVMbook ; Suzuki98 . A set of linear coefficients is determined by solving the generalized eigenvalue problem,
(5) |
where the matrix elements and are defined as
(6) | |||
(7) |
The variational parameters and are determined by the stochastic variational method Varga95 ; SVMbook . For more details of the optimization procedure, the reader is referred to Refs.Phyu20 ; Moriya21 .
2.3 Confining potential
In this paper, we treat resonant and states as a bound state. This is the so-called bound-state approximation and works well for a state with a narrow decay width such as the state (Expt.: MeV Ajzenberg90 ), while for the state it is hard to obtain the physical state with a simple basis expansion Funaki06 as it has somewhat a large decay width (Expt.: MeV Itoh11 ). To estimate the resonant energy, the analytical continuation in the coupling constant ACCC is useful but does not provide us with the wave function. Nevertheless, a square-integrable wave function of a resonant state is useful to analyse its structure. A confining potential (CP) method Mitroy08 ; Mitroy13 is suitable for this purpose, as we can treat a resonance state as a bound state inside of the CP. To get a physical resonant state in the bound-state approximation, we introduce the CP in the following parabolic form Mitroy08 as
(8) |
where is the Heaviside step function,
(9) |
The strength and range parameters of the CP are real numbers and have to be taken appropriately. Here we investigate the stability of the energies as well as the root-mean-square (rms) radii of particles of the , , , and states against changes of and .
Figure 1 shows the energies and rms radii of the , , and states with different . The strength of the confining potential is set to be MeV/fm2. Since the value is taken large enough, the energies and the rms radii of the bound states, the and states, do not depend much on these parameters. Even for the resonant and states, we find that the fluctuations of the energies are small about 0.1 MeV and 0.6 MeV, respectively, in the range of –10 fm. This is reasonable considering the facts that the state has a quite small decay width and the state has a larger decay width. The magnitude of the radius fluctuation against the changes of is about fm for the state and fm for the state. We also made the same analysis by strengthening the strength by 10 times and a similar plot was obtained. Hereafter, we use the results with fm, MeV/fm2.

Table 1 lists the calculated energies and rms radii of particles. These energy values can be compared with the real parts of the complex energies obtained by the complex scaling method (CSM) Ohtubo13 . The energies are 0.75 and 2.24 MeV for the and states, respectively, which are in good agreement with our results. Finally, we obtain the rms radii of the and states using these obtained wave functions. They are found to be similar and significantly large compared to the and states. For the sake of convenience, we also list the charge radii evaluated by , where is the charge radius of an particle, 1.6755(28) fm Angeli13 . The calculated result for the ground state agrees with the theoretical result Kurokawa07 , showing reasonable reproduction of the measured charge-radius data 2.4702(22) fm Angeli13 . A large charge radius of the state is also consistent with that obtained in Ref. Kurokawa07 though its radius was given as a complex number.
of the , , , and states. (MeV) (fm) (fm) 7.25 1.71 2.39 0.84 3.44 3.83 2.92 1.93 2.56 2.32 3.50 3.88
3 Results
3.1 Three- configurations: Two-body density




To discuss the geometric configurations of the three- systems, it is intuitive to see the two-body density distributions with respect to the two relative coordinates, and , defined by
(10) |
Note that the distribution is normalized as . Figure 2 plots the two-body density distributions of the , , , and states. For a guide to the eyes, the specific ratios are indicated by the dashed lines and their corresponding geometric shapes are depicted by inset figures. We remark that the two-body density distributions were already discussed for the states in detail by using the shallow potential models Ishikawa14 ; Nguyen13 . Here we present the results with the OCM. The preliminary results for the states were already discussed in Ref. Moriya21FB but we repeat it to remind the characteristics of the two-body density distributions and to compare it with the state.
The two-body density distributions of the and states have similar peak structures; the most dominant peak is located on the equilateral triangle configuration at 3 fm and some other peaks come from the nodal behavior of wave function due to the orthogonality of the forbidden states. We see different fine structures when a shallow potential model is employed. See Ref. Moriya21FB for detailed comparison.
In contrast to the compact ground state, the two-body density distribution of the state is widely spreading. The most dominant peak of the state distribution is located at the acute-angled triangle configuration, which comes from the structure Moriya21FB . For the state, likely to the state, the two-body density distribution spreads and the most dominant peak is located at the acute-angled triangle configuration. However, we find that the amplitude is significantly smaller than the state. The difference of these peak structures between the and states implies different intrinsic structure, which will be discussed in the next subsection.
At a closer look, we see the small peaks in the internal regions for the state, while they disappear for the state. This peak structure comes from the occupation of the nodal orbit but the occupation number in the state is much smaller than that of the state Yamada05 . Because the state already has a large occupation number of the orbit, there is no space to accommodate the nodal orbit in the state which should be orthogonal to the state.
3.2 Partial-wave and 8Be components in the three- wave functions
In this subsection, we discuss more detailed structure of these three- wave functions. For this purpose it is convenient to calculate the partial-wave component and 8Be spectroscopic factor, which are respectively defined by
(11) | ||||
(12) |
where is the radial wave functions of with the relative angular momentum , or 4, which correspond to physical resonant states with or , respectively, obtained by solving the two- system using the same two- potential adopted in this paper. The CP is also applied to evaluate these resonant states, and hence the obtained wave functions are square-integrable. The value is the probability of finding component in the three- wave function, while the value can be a measure of the the clustering. Note that given and , is a subspace of , hence always holds.
Table 2 lists the and values for the and states. The state has almost equal values for , and 4, which can be explained by reminding that the state has the SU(3)-like character Yamada05 . The higher partial-wave components is found to be %. The wave function has about 50% of the component. The state is mainly composed of and (4,4) components, and , reflecting SU(3) character as like the state Yamada05 and also contains about half of the component. Consequently, the structure of the state can be interpreted as a rigid rotational excited state of the while keeping its geometric shape as was shown in Fig. 2.
On contrary, the values of concentrate only on the channel about 80%, which is consistent with the microscopic cluster model calculations Matsumura04 ; Yamada05 . This characteristic behavior is often interpreted as the bosonic condensate state of the three- particles Tohsaki01 ; Yamada05 . This channel mostly consists of the component shown in Table 2, forming the acute-angled triangle shape in the two-body density distribution Moriya21FB .
For the state, dominant partial-wave components are the and (2,0) channels. The component is dominant in the channel, while few component is found in the channel, which is in contrast to the state mainly consisting of the configuration. This strong suppression can naturally be understood by considering the fact that the excitation energy of is rather high 3.26 MeV (Expt.: 3.12 MeV Tilley04 ), compared to the calculated energy spacing between the and states, MeV. This suggests that the state is not a simple rigid rotational excited state of the state but a partially rotational state. We remark that this interpretation supports the mean-field-like picture: The three particles occupy the same state in the state Tohsaki01 , while one -state particle is excited to the state in the state Yamada05 . Such a -wave excitation is possible with lower energy than the 8Be excitation if the frequency of the mean-field potential is low enough.
(00) | 0.352 | 0.193 | – | – | 0.786 | 0.668 | – | – |
(02) | – | – | 0.096 | 0.058 | – | – | 0.451 | 0.419 |
Subtotal () | 0.352 | 0.193 | 0.096 | 0.058 | 0.786 | 0.668 | 0.451 | 0.419 |
(20) | – | – | 0.095 | 0.054 | – | – | 0.374 | 0.021 |
(22) | 0.351 | 0.175 | 0.483 | 0.268 | 0.112 | 0.027 | 0.044 | 0.011 |
(24) | – | – | 0.006 | 0.003 | – | – | 0.020 | 0.007 |
Subtotal () | 0.351 | 0.175 | 0.584 | 0.325 | 0.112 | 0.027 | 0.438 | 0.039 |
(42) | – | – | 0.007 | 0.003 | – | – | 0.029 | 0.007 |
(44) | 0.285 | 0.100 | 0.299 | 0.114 | 0.060 | 0.013 | 0.017 | 0.008 |
(46) | – | – | – | – | 0.006 | 0.004 | ||
Subtotal () | 0.285 | 0.100 | 0.306 | 0.117 | 0.060 | 0.013 | 0.052 | 0.019 |
Total | 0.988 | 0.468 | 0.986 | 0.500 | 0.958 | 0.708 | 0.941 | 0.477 |
3.3 Spectroscopic amplitude
To discuss the role of the dominant channels in the geometric configurations in the and states, it is useful to evaluate the 8Be spectroscopic amplitude (SA)
(13) |
Note that . For practical calculations, see Appendix A of Ref. Suzuki09 , where an explicit formula of the SA with the correlated Gaussian basis function was given.
Figure 3 shows the SA with for the state and (0,2) for the state, which respectively correspond to the dominant configurations for each state. The SA of the state is smaller than that of the state reflecting the magnitudes of the values. For the sake of comparison, we also plot the radial wave function of 8Be(), . The peak position of is located at 3.68 fm, while the SA has the largest peak at 4.97 fm for the state and 6.20 fm for the state. Though the latter distribution is broad, these are consistent with the fact that the highest peak of the two-body density distribution is located at fm for the state and fm for the state, exhibiting the acute-angled triangle configuration as shown in Fig. 2.
We also evaluate the rms radii of the SA defined by , listed in Table 2. The SA radii of the dominant channel of the and states are 5.84 fm with and 7.38 fm with , respectively. Since the rms distance of the 8Be wave function is 5.32 fm, the configuration induces an acute-angled triangle geometry.


4 Conclusion
How similar is the structure of the state in the 12C as compared to the Hoyle state? We have made comprehensive investigations of the structure of 12C with a special emphasis on the geometric configurations of particles. The and states of 12C are described by a three- cluster model with the orthogonality constraint. Precise three- wave functions are obtained by using the correlated Gaussian expansion with the stochastic variational method. We introduce a confining potential to obtain a physical state, allowing us to visualize the three- configuration by using square-integrable basis functions.
In comparison of the two-body density distributions of the and state, the main three- configurations are found to be the same; the acute-angled triangle shape coming from the component. However, the magnitude is significantly smaller for the state compared to the state. We find that the state can be mainly excited by the relative coordinate between and consistently with the interpretation given in Refs Uegaki77 ; Uegaki78 ; Uegaki79 ; Kanada07 . The 8Be cluster in the state is hardly excited because the excitation energy of the 8Be(2+) is higher than the energy difference of state from the Hoyle state. Therefore, we conclude that the state is not an ideal rigid Hoyle band but could be interpreted as a partially rotational excited state of . We note, however, that this does not contradict the -particle mean-field picture for the state Yamada05 . It is interesting to study the state, which is observed recently Freer11 and considered also as a candidate of the Hoyle band member.
Acknowledgements.
This work was in part supported by JSPS KAKENHI Grants Nos. 18K03635 and 22H01214. We acknowledge the Collaborative Research Program 2022, Information Initiative Center, Hokkaido University.References
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