The X-ray transform on a generic family of smooth curves
Abstract.
We study the X-ray transform over a generic family of smooth curves in with a Riemannian metric . We show that the singularities cannot be recovered from local data in the presence of conjugate points, and therefore artifacts may arise in the reconstruction. We perform numerical experiments to illustrate the results.
1. Introduction
In this work, we consider the integral transform over a generic family of smooth curves with conjugate points. Let be a bounded domain with a Riemannian metric . We consider a family of smooth curves satisfying the following properties.
-
(A1)
For each , there is exactly one unique curve passing in the direction of . We can assume and with a smooth function and denote it by .
-
(A2)
Suppose depends on smoothly, and thus we assume it solves a second order ODE
where is the covariant derivative along and the generator is a smooth map invariantly defined on with the transformation law
under the coordinate change of .
We emphasize that the second property describes a large family of curves, including geodesics in Riemannian surfaces, geodesics in Finsler spaces, and magnetic geodesics, for more details see [3, Chapter 4], [20, Chapter 3], [5], and [6]. For such a curve, we can freely shift the parameter but rescaling it may give us a different one, since the trajectory depends on the energy level. This implies the first property is necessary for us to have a geodesic-like family of curves.
We define the integral transform along curves in as
for any distribution compactly supported in . This integral transform has been studied in [7]. It is shown that if is analytic and regular, i.e., if is analytic and covers without conjugate points, then with an analytic and nonvanishing weight function is injective. A stability result for the localized normal operator is established there. In [2], the integral transform of functions and -forms over such curves in an oriented Finsler surface is studied and the injectivity is proved if there are no conjugate points.
However, when conjugate points exist, in many cases the microlocal stability are lost. The phenomenon of cancellation of singularities due to the existence of conjugate points are fully studied in the case of synthetic aperture radar imaging in [23], the X-ray transforms over a family of geodesic-like curves in [22], the geodesic ray transforms in [13, 18, 12]. In particular, [18] shows that regardless of the type of the conjugate points, the geodesic ray transforms on Riemannian surfaces are always unstable and we have loss of all derivatives, which leads to the artifacts in the reconstruction near pairs of conjugate points. The same phenomenon occur in the inversion of broken ray transforms with conjugate points, see [25]. For more references about the integral transform over geodesics, magnetic geodesics, or a general family of curves, see [1, 14, 16, 19, 26].
This work is inspired by [18] and we prove an analog of cancellation of singularities for in Theorem 3.1 and 3.3. We prove that the local problem is ill-posed if there are conjugate points, i.e., singularities conormal to smooth curves in cannot be recovered uniquely. The microlocal kernel is described in Theorem 3.3. In Section 2, we introduce -geodesics to describe this generic family of smooth curves and we define the conjugate points. In Section 3, we consider the recovery of from the integral transform using the local data. Here by the local data, we mean the integral transform is only known in a small neighborhood of a fixed curve . The transform is an Fourier integral operator (FIO) with its canonical relation described in Proposition 6. We microlocalize the problem and prove Theorem 3.1 and Theorem 3.3. In Section 4, we present several examples of such family of curves and show the existence of conjugate points. In Section 5, we illustrate the artifacts arising in the reconstruction by numerical experiments. In particular, we show for the family of smooth curves in Example 1, the singularities of can be recovered without artifacts if we consider the global data and have the prior knowledge that is a distribution with compact support.
Acknowledgments
The author would like to thank Plamen Stefanov for suggesting this problem and for numerous helpful discussions with him throughout this project, and to thank Gabriel Paternain and Gunther Uhlmann for helpful suggestions. Part of this research was supported by NSF Grant DMS-1600327, the Simons Travel Grants, and was performed while the author was visiting IPAM.
2. The -geodesics
2.1. The generator
Locally we can rewrite the second order ODE as
where is the Christoffel symbol. The generator induces a vector field on given by
in a local chart of . It preserves the form under coordinate changes by the following arguments and thus is invariantly defined, see also (30) in [7]. Indeed, consider a local coordinate chart near a fixed point . Under the coordinate change of , we have . The double tangent bundle has a natural basis , which transforms as
In addition, the Christoffel symbol transforms as
We plug these transformation laws above in G to have
G | |||
2.2. Reparameterize
Since never vanishes, we reparameterize these curves such that they have unit speeds w.r.t. the Riemannian metric . Note that this reparameterization will also change the generator and the weight function in the integral transform. In the following, we abuse the notation and use to denote the smooth curve with arc length passing , where is the unit circle bundle. The family of smooth curves with this arc length parameterization solves a new ODE
and are referred to as the -geodesics in [17, Chapter 7], where and is the vector normal to with the same length and the rotation of . When is a smooth function on , the corresponding -geodesic flow is called the magnetic flow, see [9, 5]. When is a smooth function on , it is called the thermostats, see [4].
2.3. Extend
Moreover, it is convenient to extend , such that for any , with and , there exists a unique curve belonging to . This can be done by defining . We note that satisfies the following ODE
which is equivalent to extend to .
As we mentioned before, for a curve satisfying the equation in Property (A2) in general, rescaling it might not give us the same one, i.e., and are different curves. However, with the reparameterization and the extension above, the rescaling will cause no problem.
2.4. Conjugate points.
We define the exponential map as for , see [22]. This definition uses polar coordinates and is independent of a change of the parameterization for curves in . For , , the map may not be smooth near , see [5, A.3] for more details and properties.
By , we always mean the differential of w.r.t . This notation is different from the one for used in the case of geodesics. We say a point is conjugate to if the differential of the exponential map in polar coordinates has the rank less than the maximal one at .
To further describe the conjugate points, we consider the flow given by For a fixed curve , we set
where , for . Note that is a local diffeomorphism, see [17, Chapter 7]. Its pushforward is invertible. Let be the natural projection from to , which induces a map from to . We have the following proposition that relates the conjugate points with the pushforward of the flow .
Proposition 1.
A point is conjugate to if and only if there exists and satisfying
(1) |
Proof.
Let for such that
which implies by the group property of . Let be the local charts near and they induce a natural local basis in , for . We write in this local coordinates, where can be identified as an element in and in . Note that for . Consider the representation of in these local coordinates near given by the Jacobian matrix
More explicitly, we have
(2) |
and
(3) |
Recall that is conjugate to if only if there exists and such that
On the one hand, if such exist, then we pick and let . In this case, by equation (2) and (3) we have
which proves (1). On the other hand, if there is such that (1) is true, then we take . By (1) we must have and then , which implies that is conjugate to . ∎
In the following, recall some results in [17, Chapter 4, 7]. We consider a moving frame on , where is the infinitesimal generator of , is the horizontal vector field, and is the vertical vector field. For a detailed definition of and , see [17, Section 4.1]. One can show that
(4) |
The -geodesic vector field is related to the geodesic vector field by
One can show the commutators between them are given by
where is the Gaussian curvature.
Claim 1.
For any constant , we can find such that
Proof.
By [17, Section 7.1], we consider the infinitesimal generator of the flow and define
Differentiating both sides with respect to implies
Thus is a constant vector field on . By denoting it as , we have . With , applying to claims what we need. ∎
2.5. Jacobi Fields
Inspired by Proposition 1, we say a vector field is a Jacobi field along if it can be written as
(5) |
for some and . We emphasize that the representation of a Jacobi field in form of (5) is not unique, which can be seen from Claim 1 and Proposition 5. Moreover, this definition is different from the usual one that the Jacobi fields are defined as the variation field along , for example see [2]. However, they are essentially the same and the definition we choose here is more straightforward for the purpose of this work. To understand the last term , recall we extend in Section 2.3, such that for any with and , there exists a unique curve belonging to .
Proposition 2.
A point is conjugate to if and only if there exists a nonvanishing Jacobi field along such that .
Proof.
The same conclusion is proved in [2, Theorem 5.3] based on the definition of the Jacobi fields as the variational fields.
2.6. The Jacobi equation.
In this subsection, we show the following proposition in the case of -geodesic flow, analogous to [17, Proposition 4.14 ] in the case of the geodesic flow.
Proposition 3 ([2, Lemma 4.6]).
For any , if we write
in the moving frame , then the smooth functions should satisfy
Combining the last two equations above, one can see that should satisfy a second-order ODE. Notice give us a moving frame along . This proves the following proposition analogous to [2, Lemma 5.2].
Proposition 4.
If is a Jacobi field along expressed as
then satisfy the Jacobi equations
(7) | |||
(8) |
where is a constant.
Remark 1.
3. Microlocal analysis of the local problem
3.1. Parameterization of
Since the group action of on by is free and proper, the family of curves form a smooth manifold of dimension . We parameterize below near a fixed curve , in the same way for the case of the geodesics in [18, Section 3.1]. This parameterization gives us a local charts of the manifold of curves.
For this purpose, for fixed we choose a hypersurface such that hits transversally at and . Let consist of all in a small neighborhood of , such that and is transversal to . Then we can parameterize all curves near fixed by the intersection point and the direction , i.e., by an element . Suppose is locally given by and has coordinate . We can write each element in using instead, where is the parameterization of . In the following, we use the new notation to denote the smooth curve starting from in the direction . In some cases, we write and omit the variables for simplification, if there is no confusion caused.
Proposition 5.
With this parameterization, the Jacobi field along can be simplified as
where .
Proof.
It is shown in Claim 1 that for any , there exists such that
where in local coordinates and we assume . On the other hand, in the local coordinates of , the pushforward has a representation and we can write
Then it suffices to show that and therefore can be written as a linear combination of . Indeed, we have the following initial conditions
(9) |
where the first one comes from and the second one is from the assumption that hit transversally at . Now we compute
It follows that , otherwise one has , which leads to
This contradicts with the initial condition in (9) and that is nonvanishing. ∎
3.2. as an FIO
The same analysis for the geodesic transform in [18, Section 3.1] works for . We briefly state these arguments for in this subsection. For more details see [18, Section 3.1].
We consider the curve-point relation
from the double fibration point of view of [8, 11]. Note that is a smooth manifold with the conormal bundle
The integral transform along curves in defined by
has a delta-type Schwartz kernel , which is a conormal distribution supported in . Therefore, it is an FIO of order and associated with the canonical relation , the twisted version of given by
By the local parameterization of , we can show if and only if there exists with and
(10) |
where the Einstein summation convention is used.
3.3. The description of
Inspired by [18, Section 3.2], in this subsection, we write in a more explicit form and describe its properties. Let
be a moving frame. We have the corresponding dual basis . If we regard as a function of , then the first condition in (10) means
for some nonvanishing function . Suppose we have the following expansion w.r.t the frame
(11) |
The second and third conditions in (10) imply
Therefore, the canonical relation has the local representation
where
(12) |
are projections along . The canonical relation can be parameterized by and therefore we have .
Proposition 6.
Let and be the natural projections. Then
-
(a)
is a diffeomorphism,
-
(b)
is a local diffeomorphism.
Proof.
We prove (a) first. For each , with the property (A1), there is a unique curve passing at time and conormal to . Suppose hits transversally at in the direction parameterized by , at . Then can be derived from the flow , composed with the restriction on , where is the unit vector corresponds to . Thus, in a small neighborhood depends on smoothly and with also depends on in a smooth way, if we are away from the zero section. This implies one can regard as a parameterization of and is a diffeomorphism.
For (b), in local parameterization we have . We compute to have
where is the Wronskian and it satisfies . Indeed, recall are the projections of Jacobi fields onto and therefore both of they should satisfy the equation in (8). Solving the equation of the Wronskian, we have , which indicates is zero at any , if it vanishes at some point. When vanishes, we have for some constant . However, since and by the initial condition (9), it is impossible and therefore we have . ∎
We say the integral transform satisfies the Bolker condition, see [10], if the projection is an injective immersion.
Theorem 3.1.
The map is a local diffeomorphism from to . Moreover, we have if and only if there is a curve joining at and at , with , such that
-
(a)
is conjugate to .
-
(b)
and for some nonzero , where is defined in (12).
In particular, if there are no conjugate points, then the Bolker condition is satisfied and is a diffeomorphism.
Proof.
If there exist different at and at such that , we must have is true for both . Consider the vector field
It satisfies
It follows that we can define the Jacobi field
which satisfies . This implies is conjugate to . Suppose
By (10), they satisfy
This indicates we can find nonzero such that and .
Conversely, if is conjugate to , then there is a nonzero Jacobi field so that . More precisely, we have
The projection on shows
(13) |
Notice cannot be both zero, otherwise we have the trivial Jocabi field tangent to . This implies the matrix in (13) is singular. Now since and for some nonzero , by (10) one have
where the last equality is from the zero determinant of the matrix in (13). This proves . ∎
For and satisfying Theorem 3.1, we call them the conjugate covectors.
Theorem 3.2 ([7, Proposition 2]).
If there are no conjugate points, the normal operator is a DO of order with principal symbol
where is the vector conormal to the covector with the same length and the rotation of .
Proof.
This theorem is proved in [7, Section 4]. By the proof of [7, Proposition 2], the normal operator is a DO with the principal symbol
where is the Dirac delta function and in local coordinates we have
Here we write
and introduce the change of variables by
with the Jacobian
For more details, see equations (32) - (34) in [7]. Note that
since we use arc length parameterization. Thus, we have that and the principal symbol of is given as claimed. See also [22, Theorem 5.2] and its proof. ∎
3.4. The local problem
In this following, we present the cancellation of singularities arising in the local inverse problem for the integral transform , if there are conjugate covectors. This is the analog to the case of geodesic ray transforms in [18].
Consider a fixed curve with conjugate covectors at and at . Let be small conic neighborhoods of , with base as a small neighborhood of , for . With being a local diffeomorphism, it maps a small conic neighborhood of to one of , for . Notice should have two disjoint components, for more details see [18]. By shrinking those neighborhoods a bit, one can assume that . We define the restriction for . Note that are diffeomorphisms. It follows that
are also diffeomorphisms. Let be restricted to distributions with wave front sets supported in , for . Then are FIOs with canonical relations , where are restriction of the canonical relation to . When the weights are nonvanishing, the restriction are elliptic FIOs, and therefore we can define
(14) |
Note that they are FIOs with canonical relations and respectively. We can show the following result by the same arguments in [18].
Theorem 3.3.
Suppose . Let with , for . Then the local data
if and only if
where and are elliptic FIOs defined in (14).
This theorem indicates that given a distribution singular in , there exists a distribution singular in such that the transform is smooth. In other words, if we suppose , the singularities of cannot be resolved from the singularities of the transform . Indeed, the singularities of can only be recovered up to an error in the microlocal kernel, i.e., an error in form of with some singular in , since is always smooth. For a more detailed description, see [12].
3.5. Artifacts
In this subsection, we describe the artifacts arising in the reconstruction from the local data, when there are conjugate points. For convenience, we assume the weight and use the notation instead of in the following.
First, we consider the backprojection to reconstruct , in the presence of conjugate covectors. Suppose is the -geodesic in Theorem 3.1 with conjugate covectors in and in . Let with singular in , . In a small neighborhood of , we have
Recall and are defined microlocally and are elliptic FIOs of order with canonical relations and , which are diffeomorphisms. Then by Theorem 3.2, and are elliptic DOs of order with principal symbol . For and , by [15, Theorem 25.2.2] and the transversal composition calculus, they are FIOs of order associated with canonical relations and respectively.
Let be the Laplacian operator in and its square root is a DO of order with principal symbol . Let . Then module lower order operators, one has
It follows that
(15) |
up to lower order terms. This implies that we recover the singularities of together with from the backprojection. The later are artifacts. If we write a distribution singular in as a vector-valued function with the first component equal to its restriction to and the second component equal to its restriction to , then
up to lower-order terms. Especially when , from the filtered backprojection , we recover and therefore the artifacts equal to arises in the reconstruction.
Next, we consider the numerical reconstruction by using the Landweber iteration as in [12]. For more details of the method, see [24]. We follow the same argument in [18, 12], see also [25]. Let be a smooth cutoff in with in a small neighborhood of to avoid dealing with non-local operators. We set and compute
Let be the local data and it is assumed be in the range of . Now we use the Landweber iteration to solve the equation . We write
(16) |
Then with a small enough and suitable , it can be solved by the Neumann series and we have the truncated scheme
This series converge to the minimal norm solution to . Suppose the original function is with . The analysis in [12, Section 3.2.3] shows that
where the first square brackets are terms microlocally supported in and the second term in . The artifacts arising in the reconstruction is
We emphasize that the artifacts above arises in the reconstruction from the local data. If we consider the recovery from the global data, i.e., with the knowledge of the integral transform over all curves in , then the singularities of might be recoverable. This is because the singularities can be probed by more than one smooth curves in . In some cases, the recovery of certain singularity depends on a discrete dynamical system, i.e., a sequence of conjugate covectors, inside , see (19). If this sequence goes out of , then we can resolve the corresponding singularity as is discussed in [23, 25]. For more details, see Proposition 7.
4. Examples of -geodesics with conjugate points
In this section, we present several examples of the family of curves that we study. These curves are different from geodesics and we show the conjugate points exist.
Example 1.
The first example comes from [22]. Let consist all the unit circles in with a fixed orientation. These circles are actually the magnetic geodesics w.r.t the Euclidean metric and a constant non-zero magnetic field by [5]. Suppose they have a fixed orientation and we parameterize a unit circle through point in the direction of by
We have
and therefore
One can check that the properties (A1) and (A2) are satisfied. As is shown in [22], since
(17) |
for each point , it has conjugate points corresponding to and any . Thus, the conjugate locus of is
which is the circle centered at with radius equal to .
Now let and suppose is singular near . We would like to find out the conjugate covector of . To parameterize , we assume is near the origin and is in a conic neighborhood of . Consider the line . By the notations used in Section 3, a unit circle passing the point in the direction of is now parameterized by
Suppose and By Theorem 3.1, and are conjugate covectors when is conjugate to and
for some nonzero . Then by equation (17), we write
with , which depends on the different sign of . We denote the first case by and the second case by . We compute
Since , we can find
Therefore, there are two covectors that are conjugate to given by
(18) |
Example 2.
In this example, let consist all identical ellipses with a fixed orientation starting from different points
where are constants. Different values of give us different . We have
One can verify that satisfies the properties (A1) and (A2). Indeed, first we have
Then, for any point and , there is a curve passing in the direction of if we can find some such that
for some . This is true since we can solve from
where and then . One can see that is unique in the sense of modulo and it depends on in a smooth way. We denote it by and compute
To parametrize , we pick . Notice for every point and any direction , there is a unique passing in the direction of . From the analysis above, we reparameterize this ellipse as
Thus, for any we have
and its conjugate points are corresponding to and any . This gives us the conjugate locus , which is a larger ellipse centered at .
Example 3.
In this example, we choose the a family of smooth curves that are locally defined. For , define
where is a nonzero constant and satisfies
We compute
and one can show that
which implies the property (A2). To satisfy the property (A1) at least locally, we fix a curve
which passes the point at in the direction . Now let
Then is an open family of smooth curves. For each point and direction with , there is a unique
such that through in the direction of . We reparameterize using by writing these curves as
Notice that passes at in the direction of . We mention that forms a neighborhood of and we compute
Thus, for the point , there are conjugate points corresponding to and . The conjugate locus is
In Figure 1, we choose (this implies ) and we plot all for . The light green curve is part of the conjugate locus .

5. Numerical experiments
This section aims to illustrate the artifacts arising in the reconstruction by numerical experiments. We consider the family of unit circles with a fixed orientation, i.e., the magnetic geodesics w.r.t. the Euclidean metric and a constant nonzero magnetic field. See Example 1 in Section 4 and [22] for more details.
More explicitly, let be a bounded domain without boundary in , for example, the open disk of radius centered at the origin. Suppose is a smooth function supported in . We define
as the integral transform performed over unit circles with radius . These circles can be parameterized by their centers. Then the adjoint operator is
which coincides with itself. Numerically we compute by the following steps.
-
(1)
Discretization. We introduce equispaced points in the square domain so the grid spacing is . We discretize the input function over the grids.
-
(2)
We compute the integral by the Trapezoidal method
where and . When the input function is only given over grids, we can use the bilinear interpolation to approximate its values at in Step (2) before the numerical integration.
Then we use the same method to compute .
5.1. Backprojection
First, we consider the reconstruction of from the transform by the backprojection . To check the numerical implementation of the backprojection, one can compare the numerical result with the analytical one given by the formula
in [22]. Let be a truncated Gaussian concentrated near the origin, as an approximation of a delta function at the origin, and let . We choose and the relative error between the numerical result and the analytical one
is relatively small. In this case, is discretized as a matrix of and we integrate it over unit circles. From Figure 2, we can see the artifacts appear exactly in the location of conjugate points. Indeed, by the analysis in Example 1, the conjugate locus of the origin is the circle centered at the origin of radius . With as an approximation of the delta function, the singularities of are located near the origin in all directions. The conjugate covectors of the singularities of the delta function are described by the equation (18), which are covectors conormal to the circle of radius . Then by (15), from the backprojection we recover both the singularities of and the singularities of . Note here we can omit in (15) if we only consider the singularities, since is an elliptic DO.


5.2. Landweber iteration
In the following, we choose to be a modified Gaussian with singularities located both in certain space and in certain direction, that is, a coherent state, as is shown in Figure 3 (a). Note the singularities of are actually semi-classical and they are located near the origin. The same analysis works (see [21] for FIOs and semi-classical wave front sets) and here we use this coherent state to illustrate the artifacts in the analysis before. If we use the backprojection to reconstruct , the artifacts appear in the location of conjugate points, see Figure 3 (b). This is described by (18) and (15).
Next, we use the Landweber iteration to reconstruct . The analysis in Section 3.5 explains the artifacts in the reconstruction from the local data. However, if we use the global data and have the prior knowledge that is supported in a compact set, then we can recover the singularities of without artifacts. The following proposition is an analog to [25, Corrollary 3].
Proposition 7.
Suppose and . Then is smooth.
Proof.
Let and assume it is in the wave front set of . This singularity can be canceled by its conjugate covectors, if they exist. As in [25, Section 5], we define
(19) | ||||
as the set of all conjugate covectors related to . We can assume is in a conic neighborhood of the covector . By (18), we have
Let be a small conic neighborhoods of . Let be microlocally restricted to and be restricted to distributions singular in . For each , near the curve where and are conjugate covectors, we have the equation of cancellation of singularities
(20) |
if we shrink such that . Since has compact support, there exist and such that is smooth near all with or . Then we have
By (20), it follows that for all . Thus, we have is smooth. ∎



In the numerical experiment, suppose is compactly supported in the disk that is centered at the origin with radius . When we use Landweber iteration, after performing the backprojection operator in each step, we smoothly cut the function such that it is still supported in radius . More explicitly, we consider the operator where is a smooth cutoff function with in and supported in a slightly larger disk . With compacted supported in , we have In this case, to solve the equation , we write
and use the truncated Neumann series
This series converges to the minimal norm solution to in . After 100 steps of iteration, we get a quite good reconstruction (with the relative error ). This illustrates the result of Proposition 7.
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