This paper was converted on www.awesomepapers.org from LaTeX by an anonymous user.
Want to know more? Visit the Converter page.

The spaces of rational curves
on del Pezzo threefolds of degree one

Nobuki Shimizu Department of science, Graduate School of Science and Technology, Kumamoto University, 2-39-1 Kurokami, Chuo-ku, Kumamoto 860-8555, Japan [email protected]  and  Sho Tanimoto Graduate School of Mathematics, Nagoya University, Furocho Chikusa-ku, Nagoya, 464-8602, Japan [email protected]
Abstract.

We prove the irreducibility of moduli spaces of rational curves on a general del Pezzo threefold of Picard rank 11 and degree 11. As corollaries, we confirm Geometric Manin’s conjecture and enumerativity of certain Gromov-Witten invariants for these threefolds.

2020 Mathematics Subject Classification:
Primary : 14H10. Secondary : 14J45.

1. Introduction

Rational curves on Fano varieties are extensively studied due to their prominent role in classification theory. Indeed the study of low degree rational curves on Fano varieties is a classical subject, and lines, conics, and twisted cubics are well-studied by many algebraic geometers. These date back to at least two centuries ago represented by a result of 2727 lines on a cubic surface. See, e.g., a survey paper [CZ20] and references therein for a history and results on low degree rational curves.

Mori proved in [Mor82] that for any smooth Fano variety XX and any point xXx\in X, there exists a rational curve on XX passing through xx using his famous Bend and Break technique. This idea has been further developed in [Cam92] and [KMM92] proving that any smooth Fano variety is rationally connected, i.e., there exists a family π:𝒞M\pi:\mathcal{C}\to M of rational curves on XX such that for any two general points, there is a member of π\pi passing through these points. Thus Fano varieties possess a lot of rational curves, and it is natural to study the space of rational curves on a Fano variety. In particular, one may ask what the dimension and the number of irreducible components of the moduli space of rational curves are.

As mentioned above, these questions have been well-studied for low degree rational curves, and one may ask the same questions for higher degree rational curves. One of the pioneering works in this direction is [HRS04] which studied the irreducibility of the moduli space of rational curves of degree dd on a low degree general hypersurface using an inductive proof on dd based on Bend and Break. This method has been further developed and generalized in [BK13] and [RY19], and we have a fairly complete understanding of the moduli space of rational curves on a general Fano hypersurface. See also [BV17] for another approach to this problem using the circle method, an important technique from analytic number theory.

In this paper, we consider another class of Fano varieties, i.e., smooth Fano threefolds and the space of rational curves on them. In [LT19b], Lehmann and the second author proposed an approach to understand moduli spaces of rational curves using the perspective of a version of Manin’s conjecture which has been developed in a series of papers [FMT89], [BM90], [Pey95], [BT98], [Pey03], and [LST18], and this approach has been further developed and generalized in [LT21b], [LT19a], [BLRT20], and [LT21a] for smooth projective threefolds. In [BLRT20], Beheshti, Lehmann, Riedl, and the second author established two main results to classify rational curves on smooth Fano threefolds. The first result is the Movable Bend and Break Lemma (Theorem 2.7) which claims that a free rational curve of high enough anticanonical degree degenerates to the union of two free curves in the moduli space of stable maps. The second result is a classification of aa-covers for smooth Fano threefolds and its consequences for moduli spaces of rational curves (Theorem 2.8). These two results reduce the problem of irreducibility of moduli spaces of rational curves on a given Fano threefold to a finite computation, i.e., checking irreducibility of moduli spaces of low degree rational curves. In this paper, we employ this strategy and apply it to del Pezzo threefolds of Picard rank 11 and degree 11, proving irreducibility of the moduli spaces parametrizing rational curves of degree dd.

A del Pezzo threefold of Picard rank 11 is a smooth Fano threefold XX with Pic(X)=H\mathrm{Pic}(X)=\mathbb{Z}H and KX=2H-K_{X}=2H. Such threefolds have been classified by Fano and Iskovskih ([Isk77], [Isk78], and [Isk79]) and the degree H3H^{3} can take any integer value from 11 to 55, each corresponding to one family of Fano threefolds. Starr proved the irreducibility of the moduli space of rational curves of degree dd in [Sta00] when H3=3H^{3}=3, i.e., XX is a smooth cubic threefold in 4\mathbb{P}^{4}. In [Cas04], Castravet settled this issue when H3=4H^{3}=4, i.e., XX is a smooth complete intersection of two quadrics in 5\mathbb{P}^{5}. In [LT19b], Lehmann and the second author produced a uniform treatment for del Pezzo threefolds with H32H^{3}\geq 2 using the perspective of Manin’s conjecture. In this paper we consider the last remaining case, i.e., smooth del Pezzo threefolds of Picard rank 11 and degree 11. Here is our main theorem:

Theorem 1.1.

Let XX be a smooth Fano threefold defined over an algebraically closed field kk of characteristic 0 such that Pic(X)=H\mathrm{Pic}(X)={\mathbb{Z}}H, KX=2H-K_{X}=2H and H3=1H^{3}=1. Assume that XX is general in its moduli. Let M¯0,0(X,d)\overline{M}_{0,0}(X,d) be the moduli space of stable maps of HH-degree dd. Assume that d2d\geq 2. Then M¯0,0(X,d)\overline{M}_{0,0}(X,d) consists of two irreducible components:

M¯0,0(X,d)=d𝒩d\overline{M}_{0,0}(X,d)={\mathcal{R}}_{d}\cup{\mathcal{N}}_{d}

such that a general element (C,f)d(C,f)\in{\mathcal{R}}_{d} is a birational stable map from an irreducible curve to the image and any element (C,f)𝒩d(C,f)\in{\mathcal{N}}_{d} is a stable map of degree dd to a line in XX.

Our proof is based on induction on dd. The inductive step is completed by combining [LT19b] and [BLRT20], thus our task here is to prove the base cases, i.e., when d=1d=1 and d=2d=2. When d=1d=1, M¯0,0(X,1)\overline{M}_{0,0}(X,1) is irreducible by work of Tikhomirov ([Tik81]). Hence our efforts will be focused on the irreducibility of the space of HH-conics mapping birationally to the image. This will be done by establishing Movable Bend and Break for HH-conics which is outside of the degree range of Movable Bend and Break proved in [BLRT20].

As corollaries we confirm Geometric Manin’s conjecture and enumerativity of certain Gromov-Witten invariants for general del Pezzo threefolds of Picard rank 11 and degree 11. See Section 5 for more details.

Here is a road map of this paper: in Section 2, we recall basic definitions and previous results which are important for our study. In Section 3, we prove the irreducibility of the space of HH-conics on a general del Pezzo threefold of Picard rank 11 and degree 11 by establishing Movable Bend and Break for free HH-conics. In Section 4, we prove our main theorem, Theorem 1.1 by combining [LT19b] and [BLRT20]. In Section 5, we discuss applications of our work to Geometric Manin’s conjecture and enumerativity of certain Gromov-Witten invariants for general del Pezzo threefolds of Picard rank 11 and degree 11.

Notation: Let kk be an algebraically closed field of characteristic 0. A variety over kk is an integral separated scheme of finite type over kk. A component of a scheme XX means an irreducible component of XX unless stated otherwise.

Let XX be a projective variety of Picard rank 11 defined over kk with an ample generator HH for Pic(X)\mathrm{Pic}(X). Then M¯0,n(X,d)\overline{M}_{0,n}(X,d) is the coarse moduli space of stable maps of HH-degree dd with nn marked points.

For a smooth projective variety XX, let N1(X)N^{1}(X)_{{\mathbb{Z}}} denote the quotient of the group of the Cartier divisors by numerical equivalence and let N1(X)N_{1}(X)_{{\mathbb{Z}}} denote the quotient of the group of integral 11-cycles by numerical equivalence. We set N1(X)=N1(X)N^{1}(X)=N^{1}(X)_{{\mathbb{Z}}}\otimes_{{\mathbb{Z}}}{\mathbb{R}} and N1(X)=N1(X)N_{1}(X)=N_{1}(X)_{{\mathbb{Z}}}\otimes_{{\mathbb{Z}}}{\mathbb{R}} which are finite dimensional real vector spaces. Let Eff¯1(X)\overline{\mathrm{Eff}}^{1}(X) and Eff¯1(X)\overline{\mathrm{Eff}}_{1}(X) denote the pseudo-effective cones of divisors and curves, and the intersections of these cones with N1(X)N^{1}(X)_{{\mathbb{Z}}} and N1(X)N_{1}(X)_{{\mathbb{Z}}} are denoted by Eff¯1(X)\overline{\mathrm{Eff}}^{1}(X)_{{\mathbb{Z}}} and Eff¯1(X)\overline{\mathrm{Eff}}_{1}(X)_{{\mathbb{Z}}} respectively. We also denote the nef cone of divisors and nef cone of curves by Nef1(X)\mathrm{Nef}^{1}(X) and Nef1(X)\mathrm{Nef}_{1}(X). Moreover the intersections of these cones with N1(X)N^{1}(X)_{{\mathbb{Z}}} and N1(X)N_{1}(X)_{{\mathbb{Z}}} are denoted by Nef1(X)\mathrm{Nef}^{1}(X)_{{\mathbb{Z}}} and Nef1(X)\mathrm{Nef}_{1}(X)_{{\mathbb{Z}}} respectively.


Acknowledgements: This work is based on the first author’s Master thesis [Shi21] at Kumamoto University. The authors would like to thank Brian Lehmann for helpful discussions and comments on an early draft of this paper. The authors would also like to thank Lars Halvard Halle for answering our question regarding Kulikov models. The authors would like to thank the anonymous referees for careful reading of the paper and helpful comments which significantly improved the exposition of the paper.

The second author was partially supported by Inamori Foundation, by JSPS KAKENHI Early-Career Scientists Grant number 19K14512, by JSPS Bilateral Joint Research Projects Grant number JPJSBP120219935, and by MEXT Japan, Leading Initiative for Excellent Young Researchers (LEADER).

2. Preliminaries

In this paper we work over an algebraically closed field kk of characteristic 0. We recall some definitions and previous results in this section.

First we introduce certain birational invariants which play crucial roles in our study:

Definition 2.1 ([HTT15, Definition 2.2]).

Let XX be a smooth projective variety and let LL be a big and nef {\mathbb{Q}}-divisor on XX. The Fujita invariant is

a(X,L):=min{tt[L]+[KX]Eff¯1(X)}.a(X,L):=\min\{t\in{\mathbb{R}}\mid t[L]+[K_{X}]\in\overline{\mathrm{Eff}}^{1}(X)\}.

If LL is not big, we set a(X,L)=a(X,L)=\infty.

When XX is a singular projective variety, we define the aa-invariant by pulling back to a smooth resolution β:X~X\beta:\widetilde{X}\rightarrow X:

a(X,L):=a(X~,βL).a(X,L):=a(\widetilde{X},\beta^{*}L).

This is well-defined by [HTT15, Proposition 2.7]. When LL is big, it follows from [BDPP13] that a(X,L)a(X,L) is positive if and only if XX is uniruled, i.e., there exist a subvariety YY and a generically finite dominant rational map 1×YX{\mathbb{P}}^{1}\times Y\dashrightarrow X.

Definition 2.2 ([HTT15, Definition 2.8]).

Let XX be a uniruled smooth projective variety and LL be a big and nef {\mathbb{Q}}-divisor on XX. We define b(X,L)b(X,L) to be the codimension of the minimal supported face of Eff¯1(X)\overline{\mathrm{Eff}}^{1}(X) containing the class a(X,L)[L]+[KX]a(X,L)[L]+[K_{X}].

When XX is singular, we define the bb-invariant by pulling back to a smooth resolution β:X~X\beta:\widetilde{X}\rightarrow X:

b(X,L)=b(X~,βL).b(X,L)=b(\widetilde{X},\beta^{*}L).

It is well-defined because of birational invariance [HTT15, Proposition 2.10].

These invariants play central roles in Manin’s conjecture as these invariants appear as the exponents of the asymptotic formula for the counting function of rational points on a smooth projective rationally connected variety after removing the contribution from an exceptional set. The following theorem can be used to describe the exceptional set for Manin’s conjecture:

Theorem 2.3 ([HJ17, Theorem 1.1] and [LT19b, Theorem 3.3]).

Let XX be a smooth uniruled projective variety and LL be a big and nef {\mathbb{Q}}-divisor on XX. Let VV be the union of all subvarieties YY such that a(Y,L|Y)>a(X,L)a(Y,L|_{Y})>a(X,L). Then VV is a proper closed subset of XX and its components are precisely the maximal elements in the set of subvarieties with higher aa-invariant.

The closed set VV is explicitly understood for smooth Fano threefolds in [BLRT20]:

Theorem 2.4 ([BLRT20, Theorem 4.1]).

Let XX be a smooth Fano threefold of Picard rank 1 and YY be a subvariety of dimension 2 of XX such that a(Y,KX)>a(X,KX)a(Y,-K_{X})>a(X,-K_{X}). Then YY is swept out by KX-K_{X}-lines.

Let Mor(1,X)\mathrm{Mor}({\mathbb{P}}^{1},X) be the quasi-projective scheme parametrizing maps 1X{\mathbb{P}}^{1}\rightarrow X. This is constructed in [Gro95].

Definition 2.5.

Let XX be a smooth projective variety and let αEff1(X)\alpha\in\mathrm{Eff}_{1}(X)_{{\mathbb{Z}}}. The set of components of Mor(1,X)\mathrm{Mor}({\mathbb{P}}^{1},X) parametrizing curves of class α\alpha is denoted by Mor(1,X,α)\mathrm{Mor}({\mathbb{P}}^{1},X,\alpha). For an open subset UXU\subset X, MorU(1,X,α)\mathrm{Mor}_{U}({\mathbb{P}}^{1},X,\alpha) denotes the sublocus of Mor(1,X,α)\mathrm{Mor}({\mathbb{P}}^{1},X,\alpha) parametrizing curves which meet UU.

Here is an important connection between Manin’s conjecture and properties of moduli spaces of rational curves:

Theorem 2.6 ([LT19b, Theorem 4.6]).

Let XX be a smooth weak Fano variety, i.e., XX is projective and KX-K_{X} is big and nef. Let VV be the union of the subvarieties YY of XX with a(Y,KX|Y)>a(X,KX)a(Y,-K_{X}|_{Y})>a(X,-K_{X}). This is proper closed by Theorem 2.3. Let UU be the complement of VV. Then any component MM of MorU(1,X,α)\mathrm{Mor}_{U}({\mathbb{P}}^{1},X,\alpha) is a dominant component, i.e, for the universal family π:𝒞M\pi:\mathcal{C}\to M, the evaluation map s:𝒞Xs:\mathcal{C}\to X is dominant. Hence it satisfies

dimM=KXα+dimX\mathrm{dim}\,M=-K_{X}\cdot\alpha+\mathrm{dim}\,X

for any αNef1(X)\alpha\in\mathrm{Nef}_{1}(X)_{{\mathbb{Z}}}.

We also consider the moduli space of stable maps. Let XX be a smooth projective variety and β\beta be an element in N1(X)N_{1}(X)_{{\mathbb{Z}}}. Let M¯0,n(X,β)\overline{M}_{0,n}(X,\beta) be the coarse moduli space of stable maps of genus 0 and class β\beta with nn marked points. (See [BM96] for the definitions and basic properties of this moduli space.) For a smooth Fano threefold we let Rat¯(X)\overline{\mathrm{Rat}}(X) denote the union of the components of M¯0,0(X)\overline{M}_{0,0}(X) that generically parametrize stable maps with irreducible domains.

One of the main theorems in [BLRT20] is Movable Bend and Break Lemma which is a key to a solution of Batyrev’s conjecture for smooth Fano threefolds in [BLRT20]. Here we state Movable Bend and Break lemma for smooth Fano threefolds of Picard rank 11:

Theorem 2.7 ([BLRT20, Theorem 6.7] Movable Bend-and-Break Lemma).

Let XX be a smooth Fano threefold of Picard rank 11. Let MM be a component of Rat¯(X)\overline{\mathrm{Rat}}(X) that generically parametrizes free curves. Suppose that a general curve CC parametrized by MM has anticanonical degree 5\geq 5. Then MM contains a stable map of the form f:ZXf:Z\rightarrow X where ZZ has two components and the restriction of ff to each component realizes this component as a free curve on XX.

The next main theorem from [BLRT20] follows from a classification of aa-covers for smooth Fano threefolds. Such a classification was first obtained in [LT17] for Fano threefolds of Picard rank 11:

Theorem 2.8 ([BLRT20, Theorem 1.3]).

Let XX be a smooth Fano threefold. Let MM be a component of Rat¯(X)\overline{\mathrm{Rat}}(X) and let 𝒞M{\mathcal{C}}\rightarrow M be the corresponding component of M¯0,1(X)\overline{M}_{0,1}(X). Suppose that the evaluation map ev:𝒞X\mathrm{ev}:{\mathcal{C}}\rightarrow X is dominant and its general fibers are not irreducible. Then either:

  • MM parametrizes a family of stable maps whose images are KX-K_{X}-conics, or

  • MM parametrizes a family of curves contracted by a del Pezzo fibration π:XZ\pi:X\rightarrow Z.

Finally we will need the following result regarding the variety of HH-lines for a general del Pezzo threefold of Picard rank 11 and degree 11:

Theorem 2.9 ([Tik81]).

Assume that XX is a smooth del Pezzo threefold of Picard rank 11 and degree 11, i.e., XX is a smooth Fano threefold such that Pic(X)=H\mathrm{Pic}(X)={\mathbb{Z}}H, KX=2H-K_{X}=2H, and H3=1H^{3}=1. Let 1=M¯0,0(X,1)\mathcal{R}_{1}=\overline{M}_{0,0}(X,1). Suppose XX is general in its moduli. Then 1\mathcal{R}_{1} is irreducible and smooth. Furthermore the Abel-Jacobi mapping from 1\mathcal{R}_{1} to the intermediate Jacobian IJ(X)\mathrm{IJ}(X) of XX

AJ:1IJ(X)\mathrm{AJ}:\mathcal{R}_{1}\rightarrow\mathrm{IJ}(X)

is generically finite to the image.

For definitions of intermediate Jacobians and the Abel-Jacobi maps, see [Voi02, Section 12].

3. HH-conics on del Pezzo threefolds of degree 11

Let XX be a del Pezzo threefold of Picard rank 11 and degree 11, i.e., XX is a smooth Fano threefold such that Pic(X)=H\mathrm{Pic}(X)={\mathbb{Z}}H, KX=2H-K_{X}=2H, and H3=1H^{3}=1. In this paper we assume that XX is general in its moduli. We denote the morphism of XX associated to the complete linear system of KX-K_{X} by Φ|KX|:XW6\Phi_{|-K_{X}|}:X\longrightarrow W\subset{\mathbb{P}}^{6}. This is a degree 22 finite morphism to the Veronese cone WW in 6{\mathbb{P}}^{6} ramified along the intersection of WW and a cubic hypersurface avoiding the cone point. We denote the involution associated to the double cover Φ|KX|:XW\Phi_{|-K_{X}|}:X\rightarrow W by ι:XX\iota:X\to X. Let SS be the pullback of a hyperplane on 6\mathbb{P}^{6} so that S2HS\sim 2H, i.e., S|KX|=6S\in|-K_{X}|={\mathbb{P}}^{6}.

First let us describe surfaces YY of XX whose aa-invariants are same as the aa-invariant of XX:

Lemma 3.1.

Let YY be a surface on XX and let β:Y~Y\beta:\widetilde{Y}\rightarrow Y be the resolution. If a(Y,H|Y)=a(X,H)=2a(Y,H|_{Y})=a(X,H)=2, then the Iitaka dimension κ(2βH+KY~)\kappa(2\beta^{*}H+K_{\widetilde{Y}}) is 11.

Proof.

Assume that κ(2βH+KY~)=0\kappa(2\beta^{*}H+K_{\widetilde{Y}})=0. By [H1̈0] (see also [BLRT21, Theorem 8.10]), (Y~,βH)(\widetilde{Y},\beta^{*}H) is birationally equivalent to a quadric surface (Q,𝒪(1))(Q,{\mathcal{O}}(1)) as a polarized surface. The resolution β\beta factors as Y~YY\widetilde{Y}\rightarrow Y^{\prime}\rightarrow Y where YYY^{\prime}\rightarrow Y is the normalization. We denote it β:YY\beta^{\prime}:Y^{\prime}\rightarrow Y. Since βH\beta^{\prime*}H is ample, we conclude that

(Y,βH)(Q,𝒪(1)).(Y^{\prime},\beta^{\prime*}H)\cong(Q,{\mathcal{O}}(1)).

Since YY is a divisor in a smooth variety, KYK_{Y} still makes sense. Hence we must have

2H+KY0.2H+K_{Y}\sim 0.

Indeed, since (Y,βH)(Y^{\prime},\beta^{\prime*}H) is isomorphic to (Q,𝒪(1))(Q,{\mathcal{O}}(1)), we have 2βH+KY02\beta^{\prime*}H+K_{Y^{\prime}}\sim 0. By taking the pushforward, our assertion follows. Let e>0e\in{\mathbb{Z}}_{>0} be a positive integer such that YeHY\sim eH. Thus by adjunction we have KY(e2)HK_{Y}\sim(e-2)H. But these relations imply that eH0eH\sim 0, a contradiction. ∎

Next we will prove that a general rational curve of HH-degree 2\geq 2 is very free following arguments in [LT21b, Lemma 8.1]:

Proposition 3.2 ([LT21b, Lemma 8.1]).

Let XX be a smooth del Pezzo threefold of Picard rank 11 and degree 11. Assume that XX is general in its moduli. Let MM¯0,0(X,d)M\subset\overline{M}_{0,0}(X,d) be a dominant component generically parametrizing birational stable maps. When d2d\geq 2, a general member CMC\in M is very free.

Proof.

The proof below is taken from [LT21b, Lemma 8.1]. We include it for completeness of the paper. It is enough to show that the evaluation map

ev2:M(2)X×X\mathrm{ev}_{2}:M^{(2)}\rightarrow X\times X

is dominant where M(2)M^{(2)} is the component of M¯0,2(X,d)\overline{M}_{0,2}(X,d) above MM. Suppose that it is not dominant. Since there is at least a one-parameter family of curves through a general point, the image must be an irreducible divisor DD in X×XX\times X.

From the assumption we have KXC=2HC=2d4-K_{X}\cdot C=2H\cdot C=2d\geq 4. For the fiber of the evaluation map ev:MX\mathrm{ev}:M\rightarrow X at a general point x1Xx_{1}\in X , we have

dim(ev1(x1))=2d22.\mathrm{dim}(\mathrm{ev}^{-1}(x_{1}))=2d-2\geq 2.

Take a component Nev1(x1)N\subset\mathrm{ev}^{-1}(x_{1}) and let SS be the surface swept out by NN. Then there exists a smooth resolution β:S~S\beta:\widetilde{S}\rightarrow S such that β1(x1)\beta^{-1}(x_{1}) is divisorial in S~\widetilde{S}. Let C~\widetilde{C} be the strict transform of CC. Then we must have

KS~C~1=2d2,-K_{\widetilde{S}}\cdot\widetilde{C}-1=2d-2,

hence we have

KS~C~=2d1.-K_{\widetilde{S}}\cdot\widetilde{C}=2d-1.

Since a(S,2H)2βH+KS~a(S,2H)2\beta^{*}H+K_{\widetilde{S}} is pseudo-effective, it follows that

a(S,2H)2βHC~+KS~C~0.a(S,2H)2\beta^{*}H\cdot\widetilde{C}+K_{\widetilde{S}}\cdot\widetilde{C}\geq 0.

Thus we obtain

a(S,2H)2d12d.a(S,2H)\geq\frac{2d-1}{2d}.

Now we can write a(S,2H)=2na(S,2H)=\frac{2}{n} or 3n\frac{3}{n} by [LT21b, Lemma 4.5] where nn is a positive integer. When d3d\geq 3, we must have a(S,2H)=1a(S,2H)=1. When d=2d=2, we have a(S,2H)=1a(S,2H)=1 or 34\frac{3}{4}. We will argue for each case.

When a(S,2H)=1a(S,2H)=1, we have κ(2βH+KS~)=1\kappa(2\beta^{*}H+K_{\widetilde{S}})=1 by Lemma 3.1. In this case the canonical map π:S~B\pi:\widetilde{S}\rightarrow B associated to 2βH+KS~2\beta^{*}H+K_{\widetilde{S}} exists and we have the Zariski decomposition

2βH+KS~=eF+E2\beta^{*}H+K_{\widetilde{S}}=eF+E

with a general fiber FS~F\subset\widetilde{S} of π\pi, an effective divisor EE and a positive integer ee. Note that FF satisfies βHF=1\beta^{*}H\cdot F=1 so its image on XX is an HH-line. Then

2βHC~+KS~C~=2d(2d1)=12\beta^{*}H\cdot\widetilde{C}+K_{\widetilde{S}}\cdot\widetilde{C}=2d-(2d-1)=1

implies that (eF+E)C~>0.(eF+E)\cdot\widetilde{C}>0. This means that C~\widetilde{C} maps to BB dominantly and this implies that BB is rational. Thus we conclude that the variety of HH-lines 1\mathcal{R}_{1} is covered by rational curves BB as x1x_{1} varies. Now let us consider the Abel-Jacobi mapping

AJ:1IJ(X)\mathrm{AJ}:\mathcal{R}_{1}\rightarrow\mathrm{IJ}(X)

where IJ(X)(X) is the intermediate Jacobian of XX. By Theorem 2.9 AJ\mathrm{AJ} is generically finite to the image. Since IJ(X)\mathrm{IJ}(X) has no rational curves, all such curves contained in 1\mathcal{R}_{1} are contracted by this mapping. Thus there are only finitely many rational curves on 1\mathcal{R}_{1} which contradicts with the fact that BB varies as x1x_{1} varies.

When a(S,2H)=34a(S,2H)=\frac{3}{4}, let SS^{\prime} be the normalization of SS. From [She12, Lemma 2.4 and Proposition 2.5], SS^{\prime} is smooth along the image of C~\widetilde{C} which is the strict transform of CC. Furthermore take the minimal resolution β:S~S\beta:\widetilde{S}^{\prime}\to S. Then there is a birational map f:S~2f:\widetilde{S}^{\prime}\rightarrow{\mathbb{P}}^{2} by [LT21b, Theorem 5.5] and it maps the 2-dimensional family of C~S~\widetilde{C}^{\prime}\subset\widetilde{S}^{\prime} which is the strict transform of CC to the lines passing through one point on 2\mathbb{P}^{2}. Indeed, it follows from [LT21b, Theorem 5.5] that we have 2βH=f𝒪(4)KS~/22\beta^{*}H=f^{*}\mathcal{O}(4)-K_{\widetilde{S}^{\prime}/\mathbb{P}^{2}} so that fC~𝒪(1)=1f_{*}\widetilde{C}^{\prime}\cdot\mathcal{O}(1)=1. Note that we have d=2d=2 in our situation. Then such lines admit only 1-dimensional family on 2{\mathbb{P}}^{2}, a contradiction. ∎

Next we start to analyze HH-conics. First we show that a general HH-conic maps birationally to the image under Φ|KX|\Phi_{|-K_{X}|}:

Lemma 3.3.

Let MM¯0,0(X,2)M\subset\overline{M}_{0,0}(X,2) be a dominant component generically parametrizing birational stable maps. Let CMC\in M be a general member. Then Φ|KX||C:CC\Phi_{|-K_{X}|}|_{C}:C\rightarrow C^{\prime} is birational and CC^{\prime} is a quartic rational curve in 6{\mathbb{P}}^{6} where C=Φ|KX|(C)C^{\prime}=\Phi_{|-K_{X}|}(C).

Proof.

Let CC be a general very free rational curve on XX such that H.C=2H.C=2. Then there are three possibilities for the image CC^{\prime} of CC via Φ|KX|\Phi_{|-K_{X}|}:

  • CC^{\prime} is a line and Φ|KX||C:CC\Phi_{|-K_{X}|}|_{C}:C\rightarrow C^{\prime} has degree 4;

  • CC^{\prime} is a conic and Φ|KX||C:CC\Phi_{|-K_{X}|}|_{C}:C\rightarrow C^{\prime} has degree 2;

  • CC^{\prime} is a quartic rational curve and Φ|KX||C:CC\Phi_{|-K_{X}|}|_{C}:C\rightarrow C^{\prime} is birational.

We will consider these situations. For the first case every line on WW passes through the singular point, but this contradicts with the assumption that CC is general so that CC avoids any codimension 22 locus.

For the second case note that since CC and CC^{\prime} are smooth by [Kol96, 3.14 Theorem] , we have the Hurwitz formula

2g(C)2=2(2g(C)2)+2.2g(C)-2=2(2g(C^{\prime})-2)+2.

Let QQ be a cubic hypersurface in 6{\mathbb{P}}^{6} such that Φ|KX|:XW\Phi_{|-K_{X}|}:X\rightarrow W is ramified along QWQ\cap W. Since we have SC=2S^{\prime}\cdot C^{\prime}=2 where SS^{\prime} is a hyperplane class in 6\mathbb{P}^{6}, we have QC=6Q\cdot C^{\prime}=6 so that the degree of the ramification divisor of Φ|KX||C:CC\Phi_{|-K_{X}|}|_{C}:C\rightarrow C^{\prime} is less than or equal to 6. Since we have KW52S-K_{W}\sim\frac{5}{2}S^{\prime}, we conclude KWC=5-K_{W}\cdot C^{\prime}=5. But then among points in CQC^{\prime}\cap Q there must be two points with multiplicity 2 and the dimension decreases by 1 for having a multiplicity 2 point, so that one can show that the dimension is 511=3<45-1-1=3<4 and this contradicts with KXC=4-K_{X}\cdot C=4. Thus we conclude that for a general member CC we only have the third case. ∎

Next we show that for a general very free HH-conic CC, its image via Φ|KX|\Phi_{|-K_{X}|} spans 4\mathbb{P}^{4} so that it is a normal quartic rational curve:

Lemma 3.4.

Let MM¯0,0(X,2)M\subset\overline{M}_{0,0}(X,2) be a dominant component generically parametrizing birational stable maps. Let CMC\in M be a general member and C=Φ|KX|(C)C^{\prime}=\Phi_{|-K_{X}|}(C). Then CC^{\prime} spans a linear subspace 46{\mathbb{P}}^{4}\subset{\mathbb{P}}^{6}.

Proof.

Let CWC^{\prime}\subset W be a general quartic rational curve avoiding cone point. Then we have KWC=10-K_{W}\cdot C^{\prime}=10 so that the parameter space of normal quartic rational curves on WW has dimension 10. Assume that we have a general hyperplane SS^{\prime} containing CC^{\prime} but not containing the cone point. There is a composition SW2S6S^{\prime}\cap W\cong{\mathbb{P}}^{2}\hookrightarrow S^{\prime}\hookrightarrow{\mathbb{P}}^{6} which is the Veronese embedding of 2\mathbb{P}^{2} up to linear transformations. Considering such the embedding as

25;(x0:x1:x2)(x02:x12:x22:x0x1:x1x2:x0x2),{\mathbb{P}}^{2}\hookrightarrow{\mathbb{P}}^{5};(x_{0}:x_{1}:x_{2})\mapsto(x_{0}^{2}:x_{1}^{2}:x_{2}^{2}:x_{0}x_{1}:x_{1}x_{2}:x_{0}x_{2}),

with S5S^{\prime}\cong{\mathbb{P}}^{5}. One can see that CC^{\prime} is realized as some conic in 2{\mathbb{P}}^{2} and its image spans 4{\mathbb{P}}^{4}.

Next assume all SS^{\prime} containing CC^{\prime} contain the cone point. In this case we will prove that there exists SS^{\prime} containing CC^{\prime} such that WSW\cap S^{\prime} is not integral. There exists 1-parameter family StCS^{\prime}_{t}\supset C^{\prime} of hyperplanes where tt is another variable. By assumption StS^{\prime}_{t} contains the cone point. Now the intersection WStW\cap S^{\prime}_{t} is a quadratic cone and it degenerates to the union of two planes. Indeed, WStW\cap S^{\prime}_{t} is a cone over a quartic in the Veronese surface which is a conic in 2\mathbb{P}^{2}. Any 11-parameter family of conics in 2\mathbb{P}^{2} degenerates to the union of two lines. So the double cone breaks into the union of two irreducible surfaces, and the curve CC^{\prime} is contained one of these and such a surface must be general because CC^{\prime} is general.

We see that CC^{\prime} is contained in HWH^{\prime}\subset W such that Φ|KX|H|H|\Phi_{|-K_{X}|}^{*}H^{\prime}\in|H|. Then we have

KH=KWH=52S12S=2S-K_{H^{\prime}}=-K_{W}-H^{\prime}=\frac{5}{2}S^{\prime}-\frac{1}{2}S^{\prime}=2S^{\prime}

and

KHC1=81=7-K_{H^{\prime}}\cdot C^{\prime}-1=8-1=7

because of SC=4S^{\prime}\cdot C^{\prime}=4. Since the ramification is 6 points with multiplicity 2, CC^{\prime} deforms in dimension 76+2=3<47-6+2=3<4. This is a contradiction. ∎

Next we will prove Movable Bend and Break for any free HH-conic on XX:

Theorem 3.5.

Let XX be a smooth del Pezzo threefold of Picard rank 11 and degree 11. Assume that XX is general in its moduli. Let MM be a dominant component of M¯0,0(X,2)\overline{M}_{0,0}(X,2) generically parametrizing birational stable maps. Then CMC\in M degenerates to the union of two distinct free HH-lines l1+l2l_{1}+l_{2} in MM.

Proof.

Let pXp\in X be a general point and ll be a general free HH-line on XX. Since a general CC is very free by Proposition 3.2, the locus {CMpC,lCϕ}\{C\in M\mid p\in C,l\cap C\neq\phi\} of MM is 11 dimensional. Pick a component NN of this locus. We set

𝒰={(C,S)N×|KX|C spans 4, and CS}¯N×|KX|.{\mathcal{U}}=\overline{\{(C,S)\in N\times|-K_{X}|\,\mid\,\text{$C^{\prime}$ spans ${\mathbb{P}}^{4}$, and $C\subset S$}\}}\subset N\times|-K_{X}|.

Every fiber of the projection p1:𝒰Np_{1}:{\mathcal{U}}\rightarrow N is a line in |KX||-K_{X}| and the image p2(𝒰)p_{2}({\mathcal{U}}) of the other projection p2:𝒰|KX|=6p_{2}:{\mathcal{U}}\rightarrow|-K_{X}|={\mathbb{P}}^{6} is a surface. The locus ={H1+H2|KX|Hi|H|}{\mathcal{H}}=\{H_{1}+H_{2}\in|-K_{X}|\mid H_{i}\in|H|\} has dimension 4 so by looking at these dimensions, we see that we have p2(𝒰)ϕp_{2}({\mathcal{U}})\cap{\mathcal{H}}\neq\phi. Then there exists a curve C0C_{0} such that p11(C0)H1+H2p_{1}^{-1}(C_{0})\ni H_{1}+H_{2}.

If C0C_{0} is not integral, then it is the union of two HH-lines so C0=l1+l2C_{0}=l_{1}+l_{2} and we may assume that they satisfy that pl1,ll2ϕp\in l_{1},l\cap l_{2}\neq\phi and l1l2ϕl_{1}\cap l_{2}\neq\phi. Note that there are only finitely many such l1l_{1} and l2l_{2} satisfying these conditions. Indeed, there are only finitely many l1l_{1} containing pp. Any locus parametrizing l2l_{2} such that ll2l\cap l_{2}\neq\emptyset is 11-dimensional, and among them there are only finitely many l2l_{2} meeting with l1l_{1}. Since l1l_{1} contains a general point it is free. Then since ll and l1l_{1} are general in its moduli, we conclude that l2l_{2} is also general in its moduli so that it is free. Thus we conclude that l1+l2l_{1}+l_{2} are distinct free HH-lines. Thus our assertion follows.

If C0C_{0} is integral, we may assume it is contained in H1H_{1}. Then there are only finitely many C0C_{0} such that pC0,lC0p\in C_{0},l\cap C_{0}\neq\emptyset and C0H1C_{0}\subset H_{1}. Indeed, any locus parametrizing C0C_{0} containing pp is 22-dimensional. In this 22-dimensional locus, C0C_{0}’s meeting with ll are parametrized by 11-dimensional family. A general member in this 11-dimensional family is not contained in H1H_{1}. Thus we conclude that there are only finitely many C0C_{0} such that pC0,lC0p\in C_{0},l\cap C_{0}\neq\emptyset and C0H1C_{0}\subset H_{1}. Then there are only finitely many H1H_{1} containing C0C_{0} so that H1H_{1} is general in |H||H| and smooth. Thus it is a smooth del Pezzo surface of degree 11. The image H1=Φ|KX|(H1)H^{\prime}_{1}=\Phi_{|-K_{X}|}(H_{1}) is the quadric cone in 6{\mathbb{P}}^{6}, we have KH1=2S|H1-K_{H^{\prime}_{1}}=2S^{\prime}|_{H_{1}^{\prime}}. Then we have the equivalence C02S|H1C^{\prime}_{0}\sim 2S^{\prime}|_{H^{\prime}_{1}} on H1H^{\prime}_{1} since S|H1C0=4S^{\prime}|_{H^{\prime}_{1}}\cdot C^{\prime}_{0}=4. Thus we must have

C0+ι(C0)(Φ|KX|)C04H=4KH1.C_{0}+\iota(C_{0})\sim(\Phi_{|-K_{X}|})^{*}C^{\prime}_{0}\sim 4H=-4K_{H_{1}}.

Computing the intersection with C0C_{0}, we have

C02+ι(C0)C0=4HC0=8.C_{0}^{2}+\iota(C_{0})\cdot C_{0}=4H\cdot C_{0}=8.

Moreover note that 2ι(C0)C0=C03S=122\iota(C_{0})\cdot C_{0}=C^{\prime}_{0}\cdot 3S=12. So we conclude that C02=2C_{0}^{2}=2. Let pa(C0)p_{a}(C_{0}) be the arithmetic genus of C0C_{0}, then the adjunction formula

2pa(C0)2=KH1C0+C022p_{a}(C_{0})-2=K_{H_{1}}\cdot C_{0}+C_{0}^{2}

implies that pa(C0)=1p_{a}(C_{0})=1. This means that there exists a blow down β:H1H~1\beta:H_{1}\rightarrow\widetilde{H}_{1} between del Pezzo surfaces of degree 1 and degree 2 such that C0βKH~1C_{0}\sim-\beta^{*}K_{\widetilde{H}_{1}}. (See, e.g., [BLRT21, The proof of Lemma 3.4] for this claim.) Then |KH~1||-K_{\widetilde{H}_{1}}| contains the union of two (1)(-1)-curves l1+l2l_{1}+l_{2}. Since H1H_{1} is general, the HH-lines l1,l2l_{1},\,l_{2} are general and must be free. ∎

Next we will prove that the locus parametrizing the union of distinct free HH-lines is irreducible. One difficulty here is that the evaluation map M0,1(X,1)XM_{0,1}(X,1)\to X does not admit an irreducible general fiber. To overcome this issue we will prepare the following two lemmas:

Lemma 3.6.

Assume that XX is general in its moduli. Let M0,1(X,1)=1(1)M_{0,1}(X,1)=\mathcal{R}_{1}^{(1)}. Let N1(1)×X1(1)N\subset\mathcal{R}_{1}^{(1)}\times_{X}\mathcal{R}_{1}^{(1)} be the closure of the locus parametrizing the union of two free HH-lines l1+l2l_{1}+l_{2} with a marked intersection point such that l1l_{1} and l2l_{2} meet at exactly two points. Then NN is irreducible.

Proof.

Let l1+l2l_{1}+l_{2} be the union of general two free HH-lines meeting each other at exactly two points. Then there exists a unique H|H|H^{\prime}\in|H| such that HH^{\prime} contains both l1l_{1} and l2l_{2}. Since HH-lines are general, HH^{\prime} is also general proving that HH^{\prime} is a smooth del Pezzo surface of degree 11. Then one can find a blow down β:HH~\beta:H^{\prime}\to\widetilde{H}^{\prime} to a degree 22 del Pezzo surface such that

l1+l2βKH~.l_{1}+l_{2}\sim-\beta^{*}K_{\widetilde{H}^{\prime}}.

Since the monodromy on smooth members of |H||H| is the maximum Weyl group of 𝔼8\mathbb{E}_{8} type, we conclude that the locus NN^{\prime} of 1×1\mathcal{R}_{1}\times\mathcal{R}_{1} parametrizing the union of general free HH-lines meeting each other at two points is irreducible. Then a natural map NNN\to N^{\prime} is a degree 22 covering. This implies that NN has at most two components.

Now NN^{\prime} admits a finite cover N|H|N^{\prime}\to|H|. We consider a general pencil |H|\ell\subset|H| and the base change NN^{\prime}_{\ell}\to\ell. Note that NN^{\prime}_{\ell} is irreducible by Lefschetz theorem of the monodromy. Then a point in NN^{\prime}_{\ell} corresponds to H|H|H^{\prime}\in|H| and a birational morphism β:HH~\beta:H^{\prime}\to\widetilde{H}^{\prime} to a del Pezzo surface of degree 22 with a pair of (1)(-1)-curves E1,E2E_{1},E_{2} on H~\widetilde{H}^{\prime} such that E1+E2KH~E_{1}+E_{2}\sim-K_{\widetilde{H}^{\prime}}. The anticanonical sytem KH~-K_{\widetilde{H}^{\prime}} defines a degree 22 covering H~2\widetilde{H}^{\prime}\to\mathbb{P}^{2} ramified along a quartic curve BH~B_{\widetilde{H}^{\prime}} and the image of E1+E2E_{1}+E_{2} is a bitangent line to BH~B_{\widetilde{H}^{\prime}}. For the quartic curve BH~B_{\widetilde{H}^{\prime}}, having an inflection point of order 44 is codimension 11 condition, so we may assume that there exists H~N\widetilde{H}^{\prime}\in N^{\prime}_{\ell} such that H~\widetilde{H}^{\prime} is smooth and BHB_{H^{\prime}} admits an inflection point of order 44 by generality of XX and \ell. This means that NNN_{\ell}\to N^{\prime}_{\ell} is not étale. On the other hand, deformation theory tells us that NN_{\ell} is smooth at (H,β,E1+E2,p)(H^{\prime},\beta,E_{1}+E_{2},p) where pp is one of points in E1E2E_{1}\cap E_{2}. Indeed, this follows from the fact that XX and \ell are general. Thus we conclude that NN_{\ell} is irreducible, proving our claim. ∎

Lemma 3.7.

Let K1(1)×X1(1)K\subset\mathcal{R}_{1}^{(1)}\times_{X}\mathcal{R}_{1}^{(1)} be the closure of the locus parametrizing the union of two free HH-lines l1+l2l_{1}+l_{2} with a marked intersection point such that l1l_{1} and l2l_{2} meet at exactly three points. Then KK is irreducible.

Proof.

Note that for a free HH-line ll, its involution ι(l)\iota(l) is the only HH-line meeting with ll at three points. Indeed, let ll^{\prime} be a line meeting with ll at three points. Let C1C_{1} and C2C_{2} be the images of ll and ll^{\prime} via Φ|KX|:XW\Phi_{|-K_{X}|}:X\to W respectively, then CiC_{i} is a conic. Since WW is the intersection of quadrics in 6\mathbb{P}^{6}, we conclude that for any plane PP in 6\mathbb{P}^{6}, PWP\cap W can contain at most one conic. Thus when C1C_{1} and C2C_{2} are distinct, two planes spanned by C1C_{1} and C2C_{2} are different as well. As a result, C1C_{1} can meet C2C_{2} with at most two intersection points which contradicts with our assumption that ll and ll^{\prime} meet at three points. Hence we conclude that C1=C2C_{1}=C_{2} and l=ι(l)l^{\prime}=\iota(l). Thus if we denote the closure of the locus of 1×1\mathcal{R}_{1}\times\mathcal{R}_{1} parametrizing a pair of free HH-lines meeting at three points by KK^{\prime}, then KK^{\prime} is isomorphic to 1\mathcal{R}_{1}. Then a natural map KKK\to K^{\prime} is a degree 33 covering. The remaining of the proof is similar to a proof of Lemma 3.6. ∎

Using the above lemmas, one can deduce the following proposition:

Proposition 3.8.

Let XX be a smooth del Pezzo threefold of Picard rank 11 and degree 11. Assume that XX is general in its moduli. Then let R1(1)×X1(1)R\subset\mathcal{R}_{1}^{(1)}\times_{X}\mathcal{R}_{1}^{(1)} be the union of main components generically parametrizing a gluing of two distinct free HH-lines. Then RR is irreducible.

Proof.

Since 1\mathcal{R}_{1} is smooth by Theorem 2.9, 1(1)\mathcal{R}_{1}^{(1)} is also smooth. Then

ev:1(1)X\mathrm{ev}:\mathcal{R}_{1}^{(1)}\rightarrow X

is a generically finite dominant cover and let BXB\subset X be the branch divisor on XX. Let l1l\in\mathcal{R}_{1} be a general free HH-line so that ll meets with BB transversally. Then ev1(l)\mathrm{ev}^{-1}(l) is smooth and 11-dimensional, and contains p1(l)p^{-1}(l) as a component where p:1(1)1p:\mathcal{R}_{1}^{(1)}\rightarrow\mathcal{R}_{1} is the family map.

Let DlD_{l} be the union of components of ev1(l)\mathrm{ev}^{-1}(l) other than p1(l)p^{-1}(l). Since DlD_{l} is smooth, DlD_{l} is the disjoint union of smooth irreducible curves as Dl=D1++DrD_{l}=D_{1}+\cdots+D_{r}. Then DlD_{l} is isomorphic to the fiber at ll for a morphism

R1(1)×X1(1)1(1)1R\subset\mathcal{R}_{1}^{(1)}\times_{X}\mathcal{R}_{1}^{(1)}\rightarrow\mathcal{R}_{1}^{(1)}\rightarrow\mathcal{R}_{1}

.

For an irreducible curve L1L\subset\mathcal{R}_{1}, we show that Lp(Dl)>0L\cdot p_{*}(D_{l})>0. Take an another line ll^{\prime}. Since p(Dl)p_{*}(D_{l}) is algebraically equivalent to p(Dl)p_{*}(D_{l^{\prime}}), we only have to show that Lp(Dl)>0L\cdot p_{*}(D_{l^{\prime}})>0. The curve LL gives us a 1-parameter family of HH-lines, thus HH-lines parametrized by LL sweep out a surface TT. Since XX has Picard rank 11, the intersection TlT\cap l^{\prime} is not empty and so Lp(Dl)ϕL\cap p_{*}(D_{l^{\prime}})\neq\phi.

A general HH-line ll^{\prime} meeting with ll meets with it at one point. There are finitely many HH-lines meeting with ll twice and ι(l)\iota(l) is the only HH-line meeting with ll three times. Assume that there is ii such that any HH-line parametrized by DiD_{i} meets with ll at one point. Then pDip_{*}D_{i} is disjoint from jipDj\sum_{j\neq i}p_{*}D_{j}. Thus we conclude that

0<pDipDl=(pDi)20<p_{*}D_{i}\cdot p_{*}D_{l}=(p_{*}D_{i})^{2}

as well as

0<(jipDj)pDl=(jipDj)20<\left(\sum_{j\neq i}p_{*}D_{j}\right)\cdot p_{*}D_{l}=\left(\sum_{j\neq i}p_{*}D_{j}\right)^{2}

These imply that

(pDi)2>0,pDi(jipDj)=0,(jipDj)2>0,\left(p_{*}D_{i}\right)^{2}>0,\,p_{*}D_{i}\cdot\left(\sum_{j\neq i}p_{*}D_{j}\right)=0,\,\left(\sum_{j\neq i}p_{*}D_{j}\right)^{2}>0,

but this contradicts with Hodge index theorem.

Let NN and KK be the irreducible loci defined in Lemma 3.6 and 3.7. Since the union of free HH-lines is a smooth point of 1(1)×X1(1)\mathcal{R}_{1}^{(1)}\times_{X}\mathcal{R}_{1}^{(1)}, we conclude that there are at most two components of RR, one containing NN and another containing KK. Assume that there are exactly two components, denoted by RNR_{N} and RKR_{K} each containing NN and KK respectively. Let DND_{N} be the union of DiD_{i}’s contained in RNR_{N} and DKD_{K} be the union of DiD_{i}’s contained RKR_{K}. Then pDNp_{*}D_{N} and pDKp_{*}D_{K} are disjoint. Thus we conclude that

(pDN)2>0,pDNpDK=0,(pDK)2>0.(p_{*}D_{N})^{2}>0,\,p_{*}D_{N}\cdot p_{*}D_{K}=0,\,(p_{*}D_{K})^{2}>0.

This contradicts with Hodge index theorem again. Thus we conclude that RR is irreducible. ∎

Finally we prove the irreducibility of the space of HH-conics:

Theorem 3.9.

Let XX be a smooth Fano threefold such that Pic(X)=H\mathrm{Pic}(X)={\mathbb{Z}}H, KX=2H-K_{X}=2H and H3=1H^{3}=1. Assume that XX is general in its moduli. Let MM¯0,0(X,2)M\subset\overline{M}_{0,0}(X,2) be a dominant component generically parametrizing birational stable maps. Then MM is unique.

Proof.

Let R1(1)×X1(1)R\subset\mathcal{R}_{1}^{(1)}\times_{X}\mathcal{R}_{1}^{(1)} be the main component parametrizing the union of two distinct HH-lines and RM¯0,0(X,2)R^{\prime}\subset\overline{M}_{0,0}(X,2) be the image of RR via the gluing map. From Lemma 3.5, there exist two distinct free HH-lines l1l_{1} and l2l_{2} such that l1+l2Ml_{1}+l_{2}\in M. Then l1+l2l_{1}+l_{2} is a smooth point of M¯0,0(X,2)\overline{M}_{0,0}(X,2). Thus MM contains RR^{\prime} and it must be unique. ∎

4. Rational curves of higher degree

In this section we study the space of rational curves of higher degree and prove Theorem 1.1. First let us recall the following theorem:

Theorem 4.1 ([LT19b, Theorem 7.6]).

Let XX be a smooth Fano threefold such that Pic(X)=H\mathrm{Pic}(X)={\mathbb{Z}}H, KX=2H-K_{X}=2H and H3=1H^{3}=1. Assume that WW is a component of M¯0,0(X,d)\overline{M}_{0,0}(X,d) and let WpW_{p} denote the sublocus parametrizing curves through a point pXp\in X. There is a finite set of points SXS\subset X such that:

  • WpW_{p} has the expected dimension 2d22d-2 for points pp not in SS;

  • WpW_{p} has dimension at most 2d12d-1 for points pSp\in S.

Furthermore for pSp\not\in S the general curve parametrized by WpW_{p} is irreducible.

Proof.

See [LT19b, Theorem 7.6] for a proof which uses the arguments in [CS09]. ∎

As a corollary we have the following statement.

Corollary 4.2.

Let XX be a smooth Fano threefold such that Pic(X)=H\mathrm{Pic}(X)={\mathbb{Z}}H, KX=2H-K_{X}=2H and H3=1H^{3}=1. For any d1d\geq 1, if M¯0,0(X,d)\overline{M}_{0,0}(X,d) is non-empty then every component generically parametrizes free curves and has the expected dimension.

Finally we prove Theorem 1.1 using inductive arguments on dd:

Proof of Theorem 1.1.

The following proof is taken from [LT19b, Theorem 7,9]. We include it for completeness of the paper. Let 𝒩d{\mathcal{N}}_{d} be the component generically parametrizing degree dd covers from 1\mathbb{P}^{1} to lines. It is clear that 𝒩d{\mathcal{N}}_{d} is irreducible. By counting dimensions, we see that multiple covers of curves cannot form a component of M¯0,0(X)\overline{M}_{0,0}(X) unless the curves are HH-lines.

Let MM be a dominant component of M¯0,0(X,d)\overline{M}_{0,0}(X,d) generically parametrizing birational stable maps. We claim that for a general point xXx\in X the fiber ev1(x)M\mathrm{ev}^{-1}(x)\cap M is irreducible. Indeed, if not, then it follows from Theorem 2.8 that a general stable map parametrized by MM is a multiple cover of a HH-line, a contradiction with our construction.

We will prove our theorem by induction on dd. When d=2d=2, by Theorem 3.9 the dominant component MM generically parametrizing birational stable maps is unique. When d>2d>2, we assume the assertion for 2d<d2\leq d^{\prime}<d. By gluing free curves of lower degree, there exists a component MM¯0,0(X,d)M\subset\overline{M}_{0,0}(X,d) such that M𝒩dM\neq{\mathcal{N}}_{d}. Then by Corollary 4.2 any general member (C,f)(C,f) of MM is a birational stable map from an irreducible curve. On the other hand, by Movable Bend and Break (Theorem 2.7), MM contains a chain of free curves of HH-degree at most 2 and, by Theorem 3.9, each component of the parameter space of HH-conics contains a chain of free HH-lines. We see that MM contains a chain (C,f)(C,f) of free HH-lines of length dd from [LT19b, Lemma 5.9]. Then (C,f)(C,f) is a smooth point in M¯0,0(X)\overline{M}_{0,0}(X). Furthermore if the image of (C,f)(C,f) is irreducible, then (C,f)(C,f) is contained in 𝒩d{\mathcal{N}}_{d}. This implies M=𝒩dM={\mathcal{N}}_{d}, a contradiction.

Thus we conclude that the image of (C,f)(C,f) is reducible. So we see that (C,f)(C,f) is a point on the image Δ1,d1\Delta_{1,d-1} of the main component of the fiber product 1(1)×Xd1(1){\mathcal{R}}^{(1)}_{1}\times_{X}{\mathcal{R}}^{(1)}_{d-1} which is unique by the fact that d12d-1\geq 2 and a general fiber of d1(1)X{\mathcal{R}}_{d-1}^{(1)}\to X is irreducible. We conclude that MM contains Δ1,d1\Delta_{1,d-1} since (C,f)(C,f) is smooth. This means that MM is unique. Thus our assertion follows. ∎

5. Applications

In this section we discuss some consequences of our results for del Pezzo threefolds of Picard rank 11 and degree 11. In particular, we discuss applications to Geometric Manin’s conjecture and enumerativity of certain Gromov-Witten invariants for these threefolds.

5.1. Geometric Manin’s conjecture

Geometric Manin’s conjecture and its refinement have been formulated in [LT19b, Section 6] and [BLRT20, Section 7]. We recall its formulation from [BLRT20]: let XX be a smooth weak Fano variety with L=KXL=-K_{X}. Let f:YXf:Y\to X be a generically finite morphism from a smooth projective variety such that one of the following is true:

  1. (1)

    f:YXf:Y\to X satisfies a(Y,fL)>a(X,L)=1a(Y,f^{*}L)>a(X,L)=1;

  2. (2)

    f:YXf:Y\to X is dominant and it satisfies κ(a(Y,fL)fL+KY)>0\kappa(a(Y,f^{*}L)f^{*}L+K_{Y})>0 and

    (a(X,L),b(X,L))(a(Y,fL),b(Y,fL)),(a(X,L),b(X,L))\leq(a(Y,f^{*}L),b(Y,f^{*}L)),

    in the lexicographic order, or;

  3. (3)

    f:YXf:Y\to X is dominant and satisfies κ(a(Y,fL)fL+KY)=0\kappa(a(Y,f^{*}L)f^{*}L+K_{Y})=0. Moreover we have

    (a(X,L),b(X,L))(a(Y,fL),b(Y,fL)),(a(X,L),b(X,L))\leq(a(Y,f^{*}L),b(Y,f^{*}L)),

    in the lexicographic order and ff is face contracting.

(See [BLRT20, Definition 3.4] for the definition of face contracting.) Let MM be a component of Rat¯(X)\overline{\mathrm{Rat}}(X). If there is a component NN of Rat¯(Y)\overline{\mathrm{Rat}}(Y) such that f:YXf:Y\to X induces a dominant rational map NMN\dashrightarrow M, then we say MM is an accumulating component. If MM is not an accumulating component, then we say MM is a Manin component. Roughly speaking Geometric Manin’s conjecture predicts that the number of Manin components for each numerical class of higher anticanonical degree is constant. For smooth Fano threefolds this is stated in [BLRT20, Conjecture 7.9]. Here is a consequence of our result:

Theorem 5.1.

Let XX be a general del Pezzo threefold of Picard rank 11 and degree 11. For d2d\geq 2, M¯0,0(X,d)\overline{M}_{0,0}(X,d) contains a unique Manin component.

Proof.

This follows from the classification of the aa-covers: [BLRT20, Lemma 5.2, Theorem 5.3, and Theorem 5.4] combined with Theorem 2.4 and Theorem 1.1. Indeed 𝒩d\mathcal{N}_{d} is an accumulating component as s:1(1)Xs:\mathcal{R}_{1}^{(1)}\to X satisfies the property (2) above. To see this, first note that we have κ(2sH+K1(1))>0\kappa(2s^{*}H+K_{\mathcal{R}_{1}^{(1)}})>0 because there is no adjoint rigid surface SXS\subset X with a(S,2H)=a(X,2H)=1a(S,2H)=a(X,2H)=1 by Lemma 3.1. Then we have

(a(X,2H),b(X,2H))=(1,1)=(a(1(1),2sH),b(1(1),2sH)).(a(X,2H),b(X,2H))=(1,1)=(a(\mathcal{R}_{1}^{(1)},2s^{*}H),b(\mathcal{R}_{1}^{(1)},2s^{*}H)).

We conclude that component d\mathcal{R}_{d} is a unique Manin component. ∎

This unique Manin component is a good component in the sense of [BLRT20, Definition 7.2]. In particular the above theorem confirms [BLRT20, Conjecture 7.9] for general del Pezzo threefolds of Picard rank 11 and degree 11. See [BLRT20, Section 7] for more details.

5.2. Enumerativity of Gromov-Witten invariants

Let XX be a general del Pezzo threefold of Picard rank 11 and degree 11. Let CC be a general rational curve of HH-degree d2d\geq 2. Then CC is very free by Propostion 3.2. Thus it follows from [Kol96, 3.14 Theorem] that CC is smooth. On the other hand [She12, Theorem 1.4] implies that the normal bundle of CC is given by

𝒪1(d1)𝒪1(d1).\mathcal{O}_{\mathbb{P}^{1}}(d-1)\oplus\mathcal{O}_{\mathbb{P}^{1}}(d-1).

This implies that there exist finitely many rational curves of HH-degree dd passing through dd general points. Moreover we have the following proposition:

Proposition 5.2.

Any stable map f:CXf:C\to X of HH-degree d2d\geq 2 whose image contains dd general points is a birational stable map from 1\mathbb{P}^{1} to a rational curve of HH-degree dd on XX.

Proof.

One can argue as [LT21b, Corollary 8.4 (1)]. ∎

Now we consider the pointed GW-invariant [pt]d0,dX,2d\langle[pt]^{d}\rangle^{X,2d}_{0,d}. The component 𝒩d\mathcal{N}_{d} does not contribute to this GW-invariant as stable maps parametrized by 𝒩d\mathcal{N}_{d} cannot pass through dd general points. Moreover since d\mathcal{R}_{d} generically parametrizes birational stable maps, the generic stabilizer of the moduli stack along this component is trivial. Altogether these imply:

Theorem 5.3.

The GW-invariant [pt]d0,dX,2d\langle[pt]^{d}\rangle^{X,2d}_{0,d} is enumerative, i.e., it coincides with the actual number of rational curves of HH-degree dd passing through dd general points.

In particular the above discussion implies that [pt]d0,dX,2d\langle[pt]^{d}\rangle^{X,2d}_{0,d} is non-zero. It is computed in [Gol07] that [pt]d0,dX,2d\langle[pt]^{d}\rangle^{X,2d}_{0,d} is 6060 when d=1d=1 and it is 18001800 when d=2d=2.

References

  • [BDPP13] S. Boucksom, J-P. Demailly, M. Paun, and T. Peternell. The pseudo-effective cone of a compact Kähler manifold and varieties of negative Kodaira dimension. J. Algebraic Geom., 22(2):201–248, 2013.
  • [BK13] R. Beheshti and N. M. Kumar. Spaces of rational curves on complete intersections. Compos. Math., 149(6):1041–1060, 2013.
  • [BLRT20] R. Beheshti, B. Lehmann, E. Riedl, and S. Tanimoto. Moduli spaces of rational curves on Fano threefolds. Submitted 2020.
  • [BLRT21] R. Beheshti, B. Lehmann, E. Riedl, and S. Tanimoto. Rational curves on del Pezzo surfaces in positive characteristic. arXiv:2110.00596, 2021.
  • [BM90] V. V. Batyrev and Yu. I. Manin. Sur le nombre des points rationnels de hauteur borné des variétés algébriques. Math. Ann., 286(1-3):27–43, 1990.
  • [BM96] K. Behrend and Yu. Manin. Stacks of stable maps and Gromov-Witten invariants. Duke Math. J., 85(1):1–60, 1996.
  • [BT98] V. V. Batyrev and Y. Tschinkel. Tamagawa numbers of polarized algebraic varieties. Astérisque, (251):299–340, 1998. Nombre et répartition de points de hauteur bornée (Paris, 1996).
  • [BV17] T. Browning and P. Vishe. Rational curves on smooth hypersurfaces of low degree. Algebra Number Theory, 11(7):1657–1675, 2017.
  • [Cam92] F. Campana. Connexité rationnelle des variétés de Fano. Ann. Sci. École Norm. Sup. (4), 25(5):539–545, 1992.
  • [Cas04] A.-M. Castravet. Rational families of vector bundles on curves. Internat. J. Math., 15(1):13–45, 2004.
  • [CS09] I. Coskun and J. Starr. Rational curves on smooth cubic hypersurfaces. Int. Math. Res. Not. IMRN, (24):4626–4641, 2009.
  • [CZ20] C. Ciliberto and M. Zaidenberg. Lines, conics, and all that. arXiv:1910.11423, 2020.
  • [FMT89] J. Franke, Yu. I. Manin, and Y. Tschinkel. Rational points of bounded height on Fano varieties. Invent. Math., 95(2):421–435, 1989.
  • [Gol07] V. V. Golyshev. Classification problems and mirror duality. In Surveys in geometry and number theory: reports on contemporary Russian mathematics, volume 338 of London Math. Soc. Lecture Note Ser., pages 88–121. Cambridge Univ. Press, Cambridge, 2007.
  • [Gro95] A. Grothendieck. Techniques de construction et théorèmes d’existence en géométrie algébrique. IV. Les schémas de Hilbert. In Séminaire Bourbaki, Vol. 6, pages Exp. No. 221, 249–276. Soc. Math. France, Paris, 1995.
  • [H1̈0] A. Höring. The sectional genus of quasi-polarised varieties. Arch. Math. (Basel), 95(2):125–133, 2010.
  • [HJ17] Chr. D. Hacon and C. Jiang. On Fujita invariants of subvarieties of a uniruled variety. Algebr. Geom., 4(3):304–310, 2017.
  • [HRS04] J. Harris, M. Roth, and J. Starr. Rational curves on hypersurfaces of low degree. J. Reine Angew. Math., 571:73–106, 2004.
  • [HTT15] B. Hassett, S. Tanimoto, and Y. Tschinkel. Balanced line bundles and equivariant compactifications of homogeneous spaces. Int. Math. Res. Not. IMRN, (15):6375–6410, 2015.
  • [Isk77] V. A. Iskovskih. Fano threefolds. I. Izv. Akad. Nauk SSSR Ser. Mat., 41(3):516–562, 717, 1977.
  • [Isk78] V. A. Iskovskih. Fano threefolds. II. Izv. Akad. Nauk SSSR Ser. Mat., 42(3):506–549, 1978.
  • [Isk79] V. A. Iskovskih. Anticanonical models of three-dimensional algebraic varieties. In Current problems in mathematics, Vol. 12 (Russian), pages 59–157, 239 (loose errata). VINITI, Moscow, 1979.
  • [KMM92] J. Kollár, Y. Miyaoka, and Sh. Mori. Rational connectedness and boundedness of Fano manifolds. J. Differential Geom., 36(3):765–779, 1992.
  • [Kol96] J. Kollár. Rational curves on algebraic varieties, volume 32 of Ergebnisse der Mathematik und ihrer Grenzgebiete. 3. Folge. A Series of Modern Surveys in Mathematics [Results in Mathematics and Related Areas. 3rd Series. A Series of Modern Surveys in Mathematics]. Springer-Verlag, Berlin, 1996.
  • [LST18] B. Lehmann, A.K. Sengupta, and S. Tanimoto. Geometric consistency of Manin’s Conjecture. arXiv:1805.10580 [math.AG], 2018.
  • [LT17] B. Lehmann and S. Tanimoto. On the geometry of thin exceptional sets in Manin’s conjecture. Duke Mathematical Journal,, 166(15):2815–2869, 2017.
  • [LT19a] B. Lehmann and S. Tanimoto. Classifying sections of del Pezzo fibrations, I. submitted, 2019.
  • [LT19b] B. Lehmann and S. Tanimoto. Geometric Manin’s conjecture and rational curves. Compos. Math., 155(5):833–862, 2019.
  • [LT21a] B. Lehmann and S. Tanimoto. Classifying sections of del Pezzo fibrations, II. Geom. Topol., 2021. to appear.
  • [LT21b] B. Lehmann and S. Tanimoto. Rational curves on prime Fano threefold of index 1. J. Algebraic Geom., vol. 30.(1):151–188, 2021.
  • [Mor82] Sh. Mori. Threefolds whose canonical bundles are not numerically effective. Ann. of Math. (2), 116(1):133–176, 1982.
  • [Pey95] E. Peyre. Hauteurs et mesures de Tamagawa sur les variétés de Fano. Duke Math. J., 79(1):101–218, 1995.
  • [Pey03] E. Peyre. Points de hauteur bornée, topologie adélique et mesures de Tamagawa. volume 15, pages 319–349. 2003. Les XXIIèmes Journées Arithmetiques (Lille, 2001).
  • [RY19] E. Riedl and D. Yang. Kontsevich spaces of rational curves on Fano hypersurfaces. J. Reine Agnew. Math., 748:207–225, 2019.
  • [She12] M. Shen. On the normal bundles of rational curves on Fano 3-folds. Asian J. Math., 16(2):237–270, 2012.
  • [Shi21] N. Shimizu. Rational curves on del Pezzo threefolds of degree 11. Master’s thesis, Kumamoto University, 2021.
  • [Sta00] J. M. Starr. Rational curves on hypersurfaces in projective n-space. ProQuest LLC, Ann Arbor, MI, 2000. Thesis (Ph.D.)–Harvard University.
  • [Tik81] A. S. Tikhomirov. The Fano surface of the Veronese double cone. Izv. Akad. Nauk SSSR Ser. Mat., 45(5):1121–1197, 1199, 1981.
  • [Voi02] C. Voisin. Hodge theory and complex algebraic geometry. I, volume 76 of Cambridge Studies in Advanced Mathematics. Cambridge University Press, Cambridge, 2002. Translated from the French original by Leila Schneps.