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The matter Lagrangian of an ideal fluid.

Sergio Mendoza [email protected]    Sarahí Silva [email protected] Instituto de Astronomía, Universidad Nacional Autónoma de México, AP 70-264, Ciudad de México 04510, México
(12th January 2025)
Abstract

We show that the matter Lagrangian of an ideal fluid equals (up to a sign –depending on its definition and on the chosen signature of the metric) the total energy density of the fluid, i.e. rest energy density plus internal energy density.

General relativity and gravitation; Fundamental problems and general formalism; Canonical formalism, Lagrangians and variational principles

I Introduction

Since the pioneering work by Taub [1] and by Fock & Kemmer in their 1955 monograph about gravitation (with English translation versions in Fock and Kemmer [2] and Fock [3]) it has become important to calculate the value of the matter Lagrangian used in relativistic theories of gravity, particularly when dealing with extended theories of gravity with curvature-matter couplings as first explored by Goenner [4], later by Allemandi et al. [5] and Bertolami et al. [6] and the constructions of Harko and Lobo [7, 8] deriving in couplings of the trace of the energy momentum tensor with the curvature of space-time [9, 10].

The value of the matter Lagrangian has been known to have values (up to a sign depending on the sign definition of the matter action and thus the energy-momentum tensor and the chosen signature of the metric of space-time) of [e.g 3, 11, 12, 13, 14] ee or [e.g 15, 16, 17] pp and even the trace of the energy-momentum tensor [e.g. 18], where ee is the total energy matter density, i.e. mass energy density plus internal energy density -which for the referred cases were obtained only for an isentropic or a barotropic fluid, and pp the pressure of the fluid . For the case of the Hilbert action, both values for the matter Lagrangian are commonly claimed to yield the same Einstein field equations, but as explained by Harko [19] the choice p=0p=0 yields a null matter Lagrangian and this appears to be an inconsistency for extended theories of gravity where non-null matter Lagrangians are to be selected. More general studies using multifluids are beginning to shed some light on the construction of a matter Lagrangian using general thermodynamical arguments [20].

Using well known modern techniques of calculus of variations on the definition of the matter Lagrangian, we show in the present work that for the case of an ideal fluid the matter Lagrangian equals (up to a sign) the total energy density of the fluid which consists of its rest mass energy density plus its internal energy density. In Section II we set up the matter action and define the energy-momentum tensor as a function of the variations of the matter Lagrangian. In Section III we write down some basic thermodynamic relations which will be used in Section IV in order to obtain the final value of the matter Lagrangian through the use of the mass continuity equation of general relativistic hydrodynamics. Finally in Section VI we conclude and give examples of the matter Lagrangian useful for many astrophysical and cosmological applications useful in extended theories of gravity with curvature-matter couplings.

II Action

The matter action is given by [see e.g. 21]:

S=±1cmattgd4x,S=\pm\frac{1}{c}\int{\mathcal{L}_{\text{matt}}\,\sqrt{-g}\,\mathrm{d}^{4}x}, (1)

where matt\mathcal{L}_{\text{matt}} represents the matter Lagrangian. The non-positive determinant of the metric gαβg_{\alpha\beta} is given by gg and cc is the speed of light. In the previous equation we have written down a ±\pm sign in the definition of the matter action SmattS_{\text{matt}} since there is no general consensus about its definition. In what follows we use a signature (+,,,+,-,-,-) for the metric. Greek space-time indices vary from 0 to 44 and spatial Latin indices vary from 11 to 33. Einstein’s summation convention is used all over this work. As it is traditionally done, we assume that the matter Lagrangian is a function of the metric tensor gαβg^{\alpha\beta} only and not of its derivatives gαβ/xλ\partial g^{\alpha\beta}/\partial x^{\lambda}.

The metric, Hilbert or Belifante-Rosenfeld energy-momentum tensor TαβT_{\alpha\beta} is then defined through the variations δS\delta S of the matter action (1) with respect to δgαβ\delta g^{\alpha\beta} and is given by [see e.g. 21, 8, 22, 23]:

Tαβ=±2gδ(gmatt)δgαβ.T_{\alpha\beta}=\pm\frac{2}{\sqrt{-g}}\frac{\delta\left(\sqrt{-g}\,\mathcal{L}_{\text{matt}}\right)}{\delta g^{\alpha\beta}}. (2)

Using the fact that [21]:

δg=ggαβδgαβ=ggαβδgαβ,\delta g=gg^{\alpha\beta}\delta g_{\alpha\beta}=-gg_{\alpha\beta}\delta g^{\alpha\beta}, (3)

it follows that equation (2) can be written as:

Tαβ=±2δmattδgαβgαβmatt.T_{\alpha\beta}=\pm 2\frac{\delta\mathcal{L}_{\text{matt}}}{\delta g^{\alpha\beta}}\mp g_{\alpha\beta}\mathcal{L}_{\text{matt}}. (4)

Note that since δ(gαβgαβ)=0\delta\left(g^{\alpha\beta}g_{\alpha\beta}\right)=0 then

δgαβ=gαμgβνδgμν,\delta g_{\alpha\beta}=-g_{\alpha\mu}g_{\beta\nu}\delta g^{\mu\nu}, (5)

and with this, equation (2) can be written as:

Tαβ=2gδ(gmatt)δgαβT^{\alpha\beta}=\mp\frac{2}{\sqrt{-g}}\frac{\delta\left(\sqrt{-g}\,\mathcal{L}_{\text{matt}}\right)}{\delta g_{\alpha\beta}} (6)

and so111Since the operator δδgαβ=δgμνδgαβgμν,\frac{\delta}{\delta g^{\alpha\beta}}=\frac{\delta g^{\mu\nu}}{\delta g^{\alpha\beta}}\frac{\partial}{\partial g^{\mu\nu}}, (7) and δgμν=δ(δαμδβνgαβ)=δαμδβνδgαβ,\delta g^{\mu\nu}=\delta\left(\delta^{\mu}_{\alpha}\delta^{\nu}_{\beta}g^{\alpha\beta}\right)=\delta^{\mu}_{\alpha}\delta^{\nu}_{\beta}\,\delta g^{\alpha\beta}, (8) relation (7) can be written as: δδgαβ=gαβ,\frac{\delta}{\delta g^{\alpha\beta}}=\frac{\partial}{\partial g^{\alpha\beta}}, (9) In other words, the δ/δgαβ\delta/\delta g^{\alpha\beta} operator that appears in equations (2)-(10) can be substituted by /gαβ\partial/\partial g^{\alpha\beta}. :

Tαβ=2δmattδgαβ+gαβmatt.T^{\alpha\beta}=\mp 2\frac{\delta\mathcal{L}_{\text{matt}}}{\delta g_{\alpha\beta}}+g^{\alpha\beta}\mathcal{L}_{\text{matt}}. (10)

III Ideal fluids

The appropriate form of the first law of thermodynamics for relativistic fluids can be written as [see e.g. 24]:

d(eρ)=Td(σρ)pd(1ρ),\mathrm{d}\left(\frac{e}{\rho}\right)=T\mathrm{d}\left(\frac{\sigma}{\rho}\right)-p\mathrm{d}\left(\frac{1}{\rho}\right), (11)

where the total energy density e=ρc2+ξe=\rho c^{2}+\xi contains the rest energy density ρc2\rho c^{2} and a pure internal energy density term ξ\xi. The pressure is represented by pp and the fluid or gas (baryonic) mass density is ρ\rho. The entropy density of the fluid in the previous relation is written as σ\sigma.

An ideal fluid is that for which no heat is exchanged between its components and so, the fluid moves adiabatically [see e.g. 24, 25, 26, 27, 28], i.e. d(σ/ρ)=0\mathrm{d}\left(\sigma/\rho\right)=0. In other words, the first law of thermodynamics for an ideal fluid is given by:

d(eρ)=pd(1ρ),\mathrm{d}\left(\frac{e}{\rho}\right)=-p\mathrm{d}\left(\frac{1}{\rho}\right), (12)

or:

dee+p=dρρ.\frac{\mathrm{d}e}{e+p}=\frac{\mathrm{d}\rho}{\rho}. (13)

At this point it is important to mention that the previous two relations are also valid for an isentropic fluid, i.e. one for which σ/ρ=const.\sigma/\rho=\text{const.} This follows from the fact that an isentropic fluid is adiabatic. However, an adiabatic fluid is not necessarily isentropic [24].

For the case of an ideal fluid, the energy-momentum tensor takes the form [see e.g. 21, 24]:

Tαβ=(e+p)uαuβpgαβ,T_{\alpha\beta}=\left(e+p\right)u_{\alpha}u_{\beta}-pg_{\alpha\beta}, (14)

where the four velocity uαu_{\alpha} of the fluid satisfies the relation:

uαuα=1.u_{\alpha}u^{\alpha}=1. (15)

IV Matter Lagrangian for an ideal fluid

If there are no (baryonic) mass sources, the fluid satisfies a continuity equation given by [24]:

α(ρuα)=0,\nabla_{\alpha}\left(\rho u^{\alpha}\right)=0, (16)

where α\nabla_{\alpha} is the covariant derivative. The previous equation can be written as:

1g(gρuα)xα=0,\frac{1}{\sqrt{-g}}\frac{\partial\left(\sqrt{-g}\,\rho u^{\alpha}\right)}{\partial x^{\alpha}}=0, (17)

and so

δ(gρuα)=0.\delta\left(\sqrt{-g}\,\rho u^{\alpha}\right)=0. (18)

In other words:

uαδρ=ρguαδgρδuα.u^{\alpha}\delta\rho=-\frac{\rho}{\sqrt{-g}}u^{\alpha}\delta\sqrt{-g}-\rho\delta u^{\alpha}. (19)

Using the fact that δ(gαβuαuβ)=0\delta\left(g_{\alpha\beta}u^{\alpha}u^{\beta}\right)=0 and with the help of equation (5) it follows that:

2gαβδuβ=uβδgαβ=uβgαμgβνδgμν=uνgαβδgβν,2g_{\alpha\beta}\,\delta u^{\beta}=-u^{\beta}\delta g_{\alpha\beta}=u^{\beta}g_{\alpha\mu}g_{\beta\nu}\delta g^{\mu\nu}=u_{\nu}g_{\alpha\beta}\delta g^{\beta\nu},

and so:

2δuα=uβδgαβ.2\delta u^{\alpha}=u_{\beta}\delta g^{\alpha\beta}. (20)

Substitution of this last result in equation (19) and with the help of relation (3) yields:

δρ=12ρ(gαβuαuβ)δgαβ,\delta\rho=\frac{1}{2}\rho\left(g_{\alpha\beta}-u_{\alpha}u_{\beta}\right)\delta g^{\alpha\beta}, (21)

which means that:

δδgαβ=δρδgαβddρ=12ρ(gαβuαuβ)ddρ,\frac{\delta}{\delta g^{\alpha\beta}}=\frac{\delta\rho}{\delta g^{\alpha\beta}}\frac{\mathrm{d}}{\mathrm{d}\rho}=\frac{1}{2}\rho\left(g_{\alpha\beta}-u_{\alpha}u_{\beta}\right)\frac{\mathrm{d}}{\mathrm{d}\rho}, (22)

for an adiabatic fluid. Using this relation, equation (4) –or equivalently relation (10)– can be written as:

Tαβ=(±ρdmattdρmatt)gαβρuαuβdmattdρ,T_{\alpha\beta}=\left(\pm\rho\frac{\mathrm{d}\mathcal{L}_{\text{matt}}}{\mathrm{d}\rho}\mp\mathcal{L}_{\text{matt}}\right)g_{\alpha\beta}\mp\rho u_{\alpha}u_{\beta}\frac{\mathrm{d}\mathcal{L}_{\text{matt}}}{\mathrm{d}\rho}, (23)

for an ideal fluid.

From equations (14) and (23) it follows that:

(e+p)uαuβpgαβ=(±ρdmattdρmatt)gαβρuαuβdmattdρ\left(e+p\right)u_{\alpha}u_{\beta}-pg_{\alpha\beta}=\left(\pm\rho\frac{\mathrm{d}\mathcal{L}_{\text{matt}}}{\mathrm{d}\rho}\mp\mathcal{L}_{\text{matt}}\right)g_{\alpha\beta}\mp\rho u_{\alpha}u_{\beta}\frac{\mathrm{d}\mathcal{L}_{\text{matt}}}{\mathrm{d}\rho} (24)

In order to find a differential equation for the matter Lagrangian matt\mathcal{L}_{\text{matt}}, we proceed in the following four alternative ways:

  1. (i)

    Equate terms with uαuβu_{\alpha}u_{\beta} and the ones with gαβg_{\alpha\beta} in equation (24), to obtain:

    e+p=ρdmattdρ,\displaystyle e+p=\mp\rho\frac{\mathrm{d}\mathcal{L}_{\text{matt}}}{\mathrm{d}\rho}, (25)
    p=±ρdmattdρmatt.\displaystyle-p=\pm\rho\frac{\mathrm{d}\mathcal{L}_{\text{matt}}}{\mathrm{d}\rho}\mp\mathcal{L}_{\text{matt}}. (26)
  2. (ii)

    Multiply equation (24) by the metric tensor gαβg^{\alpha\beta} to obtain:

    e3p=±3ρdmattdρ4matt.\displaystyle e-3p=\pm 3\rho\frac{\mathrm{d}\mathcal{L}_{\text{matt}}}{\mathrm{d}\rho}\mp 4\mathcal{L}_{\text{matt}}. (27)
  3. (iii)

    Multiply equation (24) by the four velocity uαu^{\alpha} to obtain:

    matt=e.\mathcal{L}_{\text{matt}}=\mp e. (28)
  4. (iv)

    Multiply equation (24) by the projection tensor Pα:=λuαuλδαλP^{\alpha}{}_{\lambda}:=u^{\alpha}u_{\lambda}-\delta^{\alpha}{}_{\lambda}, which is orthogonal to the four velocity uαu_{\alpha}, to obtain exactly equation (26)

The sets of equations (25)-(26), relation (27) and (28) seem all contradictory at first sight and as mentioned in the introduction, their study has caused quite a lot of confusion for at least 65 years, even for the simple case of dust, for which p=0p=0 and so e=ρc2e=\rho c^{2}. However, note that according to equation (28), matt=e\mathcal{L}_{\text{matt}}=\mp e and the same result is also obtained by the system of equations (25)-(26). With the value of matt=e\mathcal{L}_{\text{matt}}=\mp e equations (25)-(27) become:

ρdedρ=e+p,\rho\frac{\mathrm{d}e}{\mathrm{d}\rho}=e+p, (29)

which is exactly the differential equation satisfied by the first law of thermodynamics for an ideal fluid as expressed in equation (13).

V Is the Matter Lagrangian of an ideal flow matt=±p\mathcal{L}_{\text{matt}}=\pm p?

As mentioned in the introduction, there are many works in which the matter Lagrangian matt=±p\mathcal{L}_{\text{matt}}=\pm p. In general terms the analysis is based on the following procedure [see e.g. 29, 18, and references therein], which uses auxiliary scalar fields to find the value for the matter Lagrangian of an ideal fluid.

Assume that the matter Lagrangian

matt=matt(ζ),whereζ:=12|ϕ|2=12αϕαϕ,\mathcal{L}_{\text{matt}}=\mathcal{L}_{\text{matt}}(\zeta),\quad\text{where}\quad\zeta:=\frac{1}{2}|\boldsymbol{\nabla}\phi|^{2}=\frac{1}{2}\nabla^{\alpha}\phi\nabla_{\alpha}\phi, (30)

for a real scalar field ϕ\phi. Since ζ=gμνμϕνϕ/2\zeta=g^{\mu\nu}\nabla_{\mu}\phi\nabla_{\nu}\phi/2 and using relations (8)-(9) in equation (4) it follows that:

Tαβ=±mattζαϕβϕmattgαβ.T_{\alpha\beta}=\pm\frac{\partial{\mathcal{L}_{\text{matt}}}}{\partial\zeta}\nabla_{\alpha}\phi\nabla_{\beta}\phi\mp\mathcal{L}_{\text{matt}}g_{\alpha\beta}. (31)

Direct comparison of the previous equation with the value for the energy-momentum tensor for an ideal fluid given in equation (14) means that:

uα:=αϕ2ζ,e+p=±2ζmattζ,matt=±p.u_{\alpha}:=\frac{\nabla_{\alpha}\phi}{\sqrt{2\zeta}},\quad e+p=\pm 2\zeta\frac{\partial\mathcal{L}_{\text{matt}}}{\partial\zeta},\quad\mathcal{L}_{\text{matt}}=\pm p. (32)

Note that the four velocity uαu_{\alpha} defined above is normalised such that uαuα=1u_{\alpha}u^{\alpha}=1. This procedure is to be taken with care since the four velocity needs to be time-like or else the perfect fluid approximation breaks down. This condition cannot be fully guaranteed if uααϕu_{\alpha}\propto\nabla_{\alpha}\phi. Also note that using the first law of thermodynamics (13) for a perfect fluid, which by definition is adiabatic, and the fact that matt=±p\mathcal{L}_{\text{matt}}=\pm p, the second differential equation in the previous set of equations can be manipulated so that:

lnζ1/2p=lnρe,\frac{\partial{\ln\zeta^{1/2}}}{\partial p}=\frac{\partial\ln\rho}{\partial e}, (33)

i.e.:

lnζ1/2lnρedp.\ln\zeta^{1/2}\propto\int{\frac{\partial\ln\rho}{\partial e}\mathrm{d}p}. (34)

Since ζ=|ϕ|2/2\zeta=|\boldsymbol{\nabla}\phi|^{2}/2, then the scalar field ϕ\phi is a purely thermodynamical function and the same occurs for the four velocity uαu^{\alpha}. In other words, the previous relation constitutes a general “constraint” for the four velocity of any ideal fluid in any space-time regardless of the constitutive field equations and so, proposition (30) must be incorrect. Any proposed Lagrangian as a function of a scalar field for which its derivatives represent a four velocity will also be incoherent. The beauty of the combined results of equations (25)-(27) with matt=e\mathcal{L}_{\text{matt}}=\mp e is the purely thermodynamic relation (29), which is the first law of thermodynamics (13), and is directly obtained from the metric definition of the energy-momentum tensor (2) with no auxiliary fields needed to find the correct matter Lagrangian for an ideal fluid.

VI Final remarks

In this work we have shown that the value of the matter Lagrangian

matt=e,\mathcal{L}_{\text{matt}}=\mp e, (35)

is valid for an ideal fluid with an energy-momentum tensor given by Tαβ=(e+p)uαuβpgαβT_{\alpha\beta}=\left(e+p\right)u_{\alpha}u_{\beta}-pg_{\alpha\beta}. As mentioned in Section V, other obtained values in the literature that use auxiliary scalar fields yield inconsistencies since the hydrodynamical properties of the fluid would be directly related to the auxiliary scalar field, regardless of the constituent field equations. The cases for which matt=±p\mathcal{L}_{\text{matt}}=\pm p show a non-conservation of the matter current ρuα\rho u^{\alpha} meaning a non-conservation of mass [see e.g. 16, 13].

In the present work we showed that the general result of the matter Lagrangian for an ideal fluid in equation (35) is in perfect agreement with the conservation of the matter current through the continuity equation (16) and coherent with the fact that an ideal fluid moves adiabatically, according to the first law of thermodynamics (13).

For the case of dust, i.e. p=0p=0, it follows that:

e=ρc2,andmatt=ρc2.e=\rho c^{2},\quad\text{and}\quad\mathcal{L}_{\text{matt}}=\mp\rho c^{2}. (36)

The total energy density of a barotropic fluid, one for which the pressure p(ρ)p(\rho) is a function of the mass density ρ\rho only, is given by [see e.g. 24]:

e=ρc2+ρp(ρ)dρ/ρ2,e={\rho}c^{2}+\rho\int{p(\rho)\mathrm{d}\rho/\rho^{2}}, (37)

and so:

matt=ρc2ρp(ρ)dρ/ρ2,\mathcal{L}_{\text{matt}}=\mp{\rho}c^{2}\mp\rho\int{p(\rho)\mathrm{d}\rho/\rho^{2}}, (38)

which coincides with the results obtained by Minazzoli and Harko [13]. For the case of a polytropic fluid for which

pρκ,p\propto\rho^{\kappa}, (39)

with constant polytropic index κ\kappa, it follows that [28]

e=ρc2+pκ1,e=\rho c^{2}+\frac{p}{\kappa-1}, (40)

and so:

matt=ρc2pκ1.\mathcal{L}_{\text{matt}}=\mp\rho c^{2}\mp\frac{p}{\kappa-1}. (41)

The energy density equation (40) becomes the Bondi-Wheeler equation of state [28] for the case in which the pressure of the fluid is much greater than its rest energy density ρc2\rho c^{2}, i.e. pρc2p\gg\rho c^{2} and so:

e=p(κ1).e=\frac{p}{\left(\kappa-1\right)}. (42)

For this Bondi-Wheeler case the matter Lagrangian is given by:

matt=pκ1.\mathcal{L}_{\text{matt}}=\mp\frac{p}{\kappa-1}. (43)

In cosmological applications the previous two relations are valid for the cases of radiation with κ=4/3\kappa=4/3, a monoatomic gas with κ=5/3\kappa=5/3 and for cosmological vacuum with κ=0\kappa=0. The case of cosmological dust is represented by a matter Lagrangian given by equation (36).222For the choice of a (,+,+,+-,+,+,+) signature, since the right-hand side of equation (15) equals 1-1, and the energy-momentum tensor in equation (14) is given by: Tαβ=(e+p)uαuβ+pgαβ,T_{\alpha\beta}=\left(e+p\right)u_{\alpha}u_{\beta}+pg_{\alpha\beta}, it follows that equation (21) turns into: δρ=12ρ(gαβ+uαuβ)δgαβ.\delta\rho=\frac{1}{2}\rho\left(g_{\alpha\beta}+u_{\alpha}u_{\beta}\right)\delta g^{\alpha\beta}. With all this, the ±\pm and \mp signs that appear in equations (25)-(27) are inverted so that: matt=±e,\mathcal{L}_{\text{matt}}=\pm e, (44) which leaves equation (29) unchanged. This means that for this metric signature, the ±\pm and \mp signs on equations (36)-(38) and (41)-(43) are also inverted.

Acknowledgements

This work was supported by DGAPA-UNAM (IN112019) and Consejo Nacional de Ciencia y Teconología (CONACyT), México (CB-2014-01 No. 240512) grants. SM acknowledges economic support from CONACyT (26344).

References