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The Malyuzhinets—Popov diffraction problem revisited

Ekaterina A. Zlobina [email protected] Aleksei P. Kiselev [email protected] St. Petersburg Department of V. A. Steklov Institute of Mathematics of the Russian Academy of Sciences, Fontanka Emb. 27, St. Petersburg 191023, Russia St. Petersburg State University, Universitetskaya Emb. 7-9, St. Petersburg, 199034, Russia Institute for Problems of Mechanical Engineering of Russian Academy of Sciences, Vasilievsky Ostrov Bolshoy Prospect 61, St. Petersburg 199178, Russia
Abstract

In this paper, the high-frequency diffraction of a plane wave incident along a planar boundary turning into a smooth convex contour, so that the curvature undergoes a jump, is asymptotically analysed. An approach modifying the Fock parabolic-equation method is developed. Asymptotic formulas for the wavefield in the illuminated area, shadow, and the penumbra are derived. The penumbral field is characterized by novel and previously unseen special functions that resemble Fock’s integrals.

keywords:
High-frequency asymptotics, non-smooth obstacles, Helmholtz equation, boundary-layer method
MSC:
[2010] 35J25, 35L05, 35Q60
journal: Wave Motion

1 Introduction

Refer to caption
Figure 1: Geometry of the problem

In a remarkable paper [1], Alexey V. Popov addressed the high-frequency diffraction of a plane wave incident along a planar boundary (with the Neumann condition), passing into a parabola at its apex (Fig 1). He aimed at describing a diffracted cylindrical wave that emerges from the point of non-smoothness 𝒪\mathcal{O} of the contour 𝒞\mathcal{C} in accordance with the Geometrical Theory of Diffraction (GTD) [2, 3, 4] and, by means of virtuoso calculations, obtained an explicit formula for it. Popov’s research was inspired by Malyuzhinets’ paper [5], in which this problem was first clearly formulated and qualitatively investigated. The Malyuzhinets—Popov problem has much in common with the so-called Fock problem (see [6, 7, 8, 9]), which consists of investigation of a high-frequency field in the vicinity of a tangency point in the diffraction of a plane wave by a smooth, convex obstacle. A significant qualitative difference is the presence of a diffracted cylindrical wave in the illuminated region instead of a reflected one. Fock’s approach (inspired by a physical idea due to Leontovich) is based on introduction of an approximate equation called the parabolic equation. Fock dealt with a simplified problem that admits an explicit but rather complicated solution that he explored asymptotically. He was attracted to the description of the field at a short distance from the obstacle, primarily in the vicinity of the limit ray, for which he developed a spectacular analytical technique.

A. Popov ingeniously used a complex combination of the parabolic-equation method, Malyuzhinets’ technique and Kirchoff’s approach to derive an expression for the diffracted wave. However, he did not address the wavefield in the shadow and the penumbra surrounding the limit ray that separates illuminated and shadowed areas (Fig. 1). We observed a certain inaccuracy in the paper by A. Popov [1], which apparently did not affect the expression for the diffracted wave, but would impact upon a detailed description of the field in the penumbra.

There are two reasons for revisiting this problem. First, for half a century, steady interest has been seen in the description of the effects of high-frequency diffraction by contours in which the curvature is neither strictly positive nor strictly negative (see, e.g., [1, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, 20, 21, 22]). A. Popov’s work is historically the first in which such phenomena were quantitatively approached and one of the few (see, e.g., [22]) where the sign of curvature changes not in a smooth manner, but in a jump.

Second, the effects of a jump in the curvature (as well as that of weaker singularities; see [23]) do not allow a description from simple model problems because they do not exist. These effects were studied for non-tangential incidence by heuristic approaches, such as the Kirchhoff method (see, e.g., [4, 24, 25, 26, 27]), and by the boundary-layer theory [28, 29]. For problems with tangential incidence, no close inspection based on the boundary-layer method is available.

We address the Malyuzhinets—Popov problem as a relatively simple problem with a tangential incidence on the boundary with a jump in the curvature. We use a systematic boundary-layer technique, which goes back to the research of Fock (see [6], [7, ch. 7]) and was further developed by Brown [8] and Babich and Kirpichnikova [9, ch. 6]. Similar to these studies, we examined wavefields in a small neighborhood of the singular point of the boundary. We had to overcome significant analytical difficulties in deriving an expression for the diffracted wave (which agrees with the findings of A. Popov [1]) and in investigating the Fresnel field and an analog of Fock’s background field in the penumbra. In addition, we found an expression for the field in deep shadow that matches with the creeping waves. At all stages, we carefully estimated the remainder terms, which allowed us to reliably indicate the domains of validity of the resulting expressions.

2 Formulation of the problem

We consider the wavefield uu governed above the contour 𝒞\mathcal{C} by the Helmholtz equation

(x2+y2+k2)u=0\left(\partial^{2}_{x}+\partial^{2}_{y}+k^{2}\right)u=0 (1)

with large wavenumber kk,

k1,k\gg 1, (2)

and satisfying the Neumann boundary condition

nu|𝒞=0.\left.\partial_{n}u\right|_{\mathcal{C}}=0. (3)

Here, n\partial_{n} is the derivative along the inner normal to 𝒞\mathcal{C}.

The contour consists of the flat part 𝒞\mathcal{C}_{-} touching the smooth curved part 𝒞+\mathcal{C}_{+} at point 𝒪\mathcal{O} (Fig. 1). Near 𝒪\mathcal{O} the curvature æ of contour 𝒞\mathcal{C} has the following form:

æ(x)=hθ(x),\mbox{\ae}(x)=h\theta(x), (4)

where

θ(x)={1,x>0,0,x0,\theta(x)=\begin{cases}1,x>0,\\ 0,x\leq 0,\end{cases} (5)

is the Heaviside step function, and h0h\neq 0 is the magnitude of the jump of curvature.

The total wavefield uu is the sum of the incident plane wave uinc=eikxu^{\text{inc}}=e^{ikx} that travels left to right along 𝒞\mathcal{C}_{-} towards 𝒪\mathcal{O} and the outgoing wave uoutu^{\text{out}}:

u=uinc+uout.u=u^{\text{inc}}+u^{\text{out}}. (6)

The problem is to describe the outgoing wave.

The problem under consideration is similar to that of Fock in that the limit ray is surrounded by several boundary layers, where the wavefield behavior differs. The principal distinction is that the diffracted wave udifu^{\text{dif}} emerges at the non-smoothness point 𝒪\mathcal{O}, for which the GTD [3, 4] predicts the following approximation far above the limit ray:

udifA(φ;k)eikrkr,kr1.u^{\text{dif}}\approx A(\varphi;k)\frac{e^{ikr}}{\sqrt{kr}},\quad kr\gg 1. (7)

Here, A(φ;k)A(\varphi;k) is a diffraction coefficient and (r,φ)(r,\varphi) denotes the classical polar coordinates centred at 𝒪\mathcal{O}:

x=rcosφ,y=rsinφ,0r<,πφ<π.x=r\cos\varphi,\quad y=r\sin\varphi,\quad 0\leq r<\infty,\,-\pi\leq\varphi<\pi. (8)

Unlike A. Popov, who was interested exclusively in the diffracted wave, we provide asymptotic descriptions of wavefields in boundary layers separating the illuminated region from the deep shadow, as shown in Fig. 3. These descriptions employ functions resembling Fock’s integrals [7, 9].

3 Parabolic-equation approach

3.1 Coordinates (s,n)(s,n)

It is natural to characterize the position of an observation point \mathcal{M} near point 𝒪\mathcal{O} by coordinates (s,n)(s,n), where n0n\geq 0 is the length of the perpendicular from \mathcal{M} to the contour 𝒞\mathcal{C} and ss is the length of the arc between 𝒪\mathcal{O} and the foot of the perpendicular, as shown in Fig. 2. These coordinates are orthogonal; however, in contrast to the classical case [7, 9], the mapping (x,y)(s,n)(x,y)\mapsto(s,n) is not smooth.

Furthermore, ss and nn and, accordingly, xx and yy will be small in comparison with the curvature radius h1h^{-1}. We use the following elementary relation which results from (4) by a simple calculation:

x=s+θ(s)(hnsh2s36+O(h3s3(n+hs2))),\displaystyle x=s+\theta(s)\left(hns-\frac{h^{2}s^{3}}{6}+O\left(h^{3}s^{3}(n+hs^{2})\right)\right), (9a)
y=nθ(s)(hs22+O(h2s2(n+hs2))).\displaystyle y=n-\theta(s)\left(\frac{hs^{2}}{2}+O\left(h^{2}s^{2}(n+hs^{2})\right)\right). (9b)

We also use the expression for the Laplacian [9]:

x2+y2=1(1+ϰ(s)n)2s2nϰ(s)(1+ϰ(s)n)3s+n2+ϰ(s)1+ϰ(s)nn.\partial^{2}_{x}+\partial^{2}_{y}=\frac{1}{(1+\varkappa(s)n)^{2}}\partial^{2}_{s}-\frac{n\varkappa^{\prime}(s)}{(1+\varkappa(s)n)^{3}}\partial_{s}+\partial^{2}_{n}+\frac{\varkappa(s)}{1+\varkappa(s)n}\partial_{n}. (10)
Refer to caption
Figure 2: Coordinates ss and nn

3.2 Reduction to the problem for parabolic equation

We start with the observation (traceable to Leontovich and Fock) that, as in the case of the tangential incidence of a plane wave at a smooth obstacle, in the vicinity of point 𝒪\mathcal{O}

uinc=eikx=eiksV,u^{\text{inc}}=e^{ikx}=e^{iks}V, (11)

where VV oscillates slower than the exponentials. This inspired us to follow the classical research strategy [7, 8, 9] based on separating out a rapidly oscillating factor and introducing stretched coordinates, leading to a problem for the so-called parabolic equation.

We introduce dimensionless stretched coordinates by

σ=(h2k/2)13s,ν=(2hk2)13n,\sigma=(h^{2}k/2)^{\frac{1}{3}}s,\quad\nu=(2hk^{2})^{\frac{1}{3}}n, (12)

with the same powers of kk as in the original definition of Leontovich and Fock [7]. The dimensionless large parameter

k/h1k/h\gg 1 (13)

of our problem is in agreement with that of Fock. We seek the outgoing wavefield in a form similar to that of the Leontovich–Fock ansatz [7]:

uout=eiksU(σ,ν)=eiks(U0(σ,ν)+),u^{\text{out}}=e^{iks}U(\sigma,\nu)=e^{iks}\left(U_{0}(\sigma,\nu)+\ldots\right), (14)

where the attenuation factor UU oscillates slower than eikse^{iks} and the dots stand for smaller-order terms with respect to the large parameter k/hk/h.

Formulas connecting coordinates (σ,ν)(\sigma,\nu) with the Cartesian coordinates follow from (9):

k(xs)=θ(σ)(νσσ33+O((hk)23σ3(ν+σ2))),\displaystyle k(x-s)=\theta(\sigma)\left(\nu\sigma-\frac{\sigma^{3}}{3}+O\left(\left(\frac{h}{k}\right)^{\frac{2}{3}}\sigma^{3}(\nu+\sigma^{2})\right)\right), (15a)
(2h)13k23y=νθ(σ)(σ2+O((hk)23σ2(ν+σ2))).\displaystyle(2h)^{\frac{1}{3}}k^{\frac{2}{3}}y=\nu-\theta(\sigma)\left(\sigma^{2}+O\left(\left(\frac{h}{k}\right)^{\frac{2}{3}}\sigma^{2}(\nu+\sigma^{2})\right)\right). (15b)

These formulas entail useful relations involving polar coordinates r=x2+y2r=\sqrt{x^{2}+y^{2}} and φ=arctany/x\varphi=\arctan y/x

k(rs)=12(ν22σ+θ(σ)(νσσ36))+O[(hk)23(σ3(ν+σ2)+σ(νσ23)2)],\displaystyle k(r-s)=\frac{1}{2}\left(\frac{\nu^{2}}{2\sigma}+\theta(\sigma)\left(\nu\sigma-\frac{\sigma^{3}}{6}\right)\right)+O\left[\left(\frac{h}{k}\right)^{\frac{2}{3}}\!\!\left(\sigma^{3}(\nu+\sigma^{2})+\sigma\left(\nu-\frac{\sigma^{2}}{3}\right)^{2}\right)\right], (16)
φ=(2hk)13νθ(σ)σ22σ+O[hk(σ(ν+σ2)+(νσ2)2σ)].\displaystyle\varphi=\left(\frac{2h}{k}\right)^{\frac{1}{3}}\frac{\nu-\theta(\sigma)\sigma^{2}}{2\sigma}+O\left[\frac{h}{k}\left(\sigma(\nu+\sigma^{2})+\frac{(\nu-\sigma^{2})^{2}}{\sigma}\right)\right]. (17)

With the help of (15a), we rewrite the factor VV in (11) as

V(σ,ν)=1θ(σ)+θ(σ)ei(σνσ33)+O((hk)23σ3(ν+σ2))V(\sigma,\nu)=1-\theta(\sigma)+\theta(\sigma)e^{i\left(\sigma\nu-\frac{\sigma^{3}}{3}\right)}+O\left(\left(\frac{h}{k}\right)^{\frac{2}{3}}\sigma^{3}(\nu+\sigma^{2})\right) (18)

and, following Fock, require the smallness of the remainder terms. This implies the restrictions on distance from the singular point 𝒪\mathcal{O} which can be summarized as

σ(k/h)215,ν(k/h)415.\sigma\ll(k/h)^{\frac{2}{15}},\quad\nu\ll(k/h)^{\frac{4}{15}}. (19)

Further research refers to the area characterized by the conditions (19).111Limitations for the corresponding area in the Fock problem, presented in [9], were different because the speed of propagation was assumed nonconstant.

Rewriting (10) in stretched coordinates (12), expanding the coefficients in powers of (h/k)23(h/k)^{\frac{2}{3}} and substituting (18) and (14) into the Helmholtz equation (1) and boundary condition (3), we immediately obtain the problem for the main term U0U_{0} of the outgoing wave:

ν2U0+iσU0+νθ(σ)U0=0,\displaystyle\partial_{\nu}^{2}U_{0}+i\partial_{\sigma}U_{0}+\nu\theta(\sigma)U_{0}=0, (20a)
νU0|ν=0=iθ(σ)σeiσ33.\displaystyle\left.\partial_{\nu}U_{0}\right|_{\nu=0}=-i\theta(\sigma)\sigma e^{-i\frac{\sigma^{3}}{3}}. (20b)

We note that in a remarkable paper by A. Popov [1], which we followed up until now, the exponential on the right-hand side of (20b) was missing, and thus, his further results require refinement.

3.3 Formal solution of (20)

We seek the main term of the attenuation factor U0U_{0} in the form of a Fourier-type integral as follows:

U0(σ,ν)=12πU^0(ξ,ν)eiσξ𝑑ξ.U_{0}(\sigma,\nu)=\frac{1}{2\pi}\int\limits_{-\infty}^{\infty}\widehat{U}_{0}(\xi,\nu)e^{i\sigma\xi}d\xi. (21)

Using the representation for the Heaviside function

θ(σ)=i2πeiσξξi0𝑑ξ,\theta(\sigma)=-\frac{i}{2\pi}\int\limits_{-\infty}^{\infty}\frac{e^{i\sigma\xi}}{\xi-i0}d\xi, (22)

where (ξi0)1:=limε+0(ξiε)1(\xi-i0)^{-1}:=\lim\limits_{\varepsilon\to+0}(\xi-i\varepsilon)^{-1}, and the convolution theorem [30], we arrive at

ν2U^0(ξ,ν)ξU^0(ξ,ν)+iν2πU^0(t,ν)t(ξi0)𝑑t=0,\displaystyle\partial_{\nu}^{2}\widehat{U}_{0}(\xi,\nu)-\xi\widehat{U}_{0}(\xi,\nu)+\frac{i\nu}{2\pi}\int\limits_{-\infty}^{\infty}\frac{\widehat{U}_{0}(t,\nu)}{t-(\xi-i0)}dt=0, (23a)
νU^0|ν=0=I(ξ).\displaystyle\left.\partial_{\nu}\widehat{U}_{0}\right|_{\nu=0}=I^{\prime}(\xi). (23b)

Here,

I(ξ)=0ei(σξ+σ33)𝑑σI(\xi)=\int\limits_{0}^{\infty}e^{-i\left(\sigma\xi+\frac{\sigma^{3}}{3}\right)}d\sigma (24)

is an inhomogeneous Airy function (A), and denotes the differentiation with respect to ξ\xi. The function I(ξ)I(\xi) vanishes in the lower half of the complex plain \mathbb{C}^{-} as |ξ||\xi|\to\infty.

Assume that U^0\widehat{U}_{0} is analytic with respect to ξ\xi and decreases to zero in \mathbb{C}^{-} as |ξ||\xi|\to\infty.222This assumption is a form of causality condition and is equivalent to the condition U0(σ)=0U_{0}(\sigma)=0 for σ<0\sigma<0. The integral in (23a) can be evaluated with the help of Jordan’s lemma and residue theorem, and problem (23) takes the form

ν2U^0(ξ,ν)(ξν)U^0(ξ,ν)=0,\displaystyle\partial^{2}_{\nu}\widehat{U}_{0}(\xi,\nu)-\left(\xi-\nu\right)\widehat{U}_{0}(\xi,\nu)=0, (25a)
νU^0|ν=0=I(ξ).\displaystyle\left.\partial_{\nu}\widehat{U}_{0}\right|_{\nu=0}=I^{\prime}(\xi). (25b)

The desired solution of (25) is

U^0(ξ,ν)=I(ξ)w1(ξ)w1(ξν),\widehat{U}_{0}(\xi,\nu)=-\frac{I^{\prime}(\xi)}{w_{1}^{\prime}(\xi)}w_{1}(\xi-\nu), (26)

where w1w_{1} is the Airy function in Fock’s definition (A). We choose this particular solution of the Airy equation (25a), guided by the same argument as in Fock [7] and Babich and Kirpichnikova [9], as it corresponds to the outgoing wave for the harmonic time-dependence eikte^{-ikt}, which we omit. Therefore,

U0(σ,ν)=12πI(ξ)w1(ξ)w1(ξν)eiσξ𝑑ξ.U_{0}(\sigma,\nu)=-\frac{1}{2\pi}\int\limits_{-\infty}^{\infty}\frac{I^{\prime}(\xi)}{w_{1}^{\prime}(\xi)}w_{1}(\xi-\nu)e^{i\sigma\xi}d\xi. (27)

The zeroes of w1w_{1}^{\prime} are located at the upper half-plane; thus, the integrand is analytic with respect to ξ\xi in \mathbb{C}^{-} and decreases there as |ξ|1|\xi|\gg 1 (A). Hence, U00U_{0}\equiv 0 as σ0\sigma\leq 0, and hereinafter we assume σ>0\sigma>0.

The main term of the attenuation factor for the total wavefield is, according to (6), the sum of the main terms of (14) and (18):

W0=θ(σ)ei(σνσ33)12πI(ξ)w1(ξ)w1(ξν)eiσξ𝑑ξ.W_{0}=\theta(\sigma)e^{i(\sigma\nu-\frac{\sigma^{3}}{3})}-\frac{1}{2\pi}\int\limits_{-\infty}^{\infty}\frac{I^{\prime}(\xi)}{w_{1}^{\prime}(\xi)}w_{1}(\xi-\nu)e^{i\sigma\xi}d\xi. (28)

This can be equivalently rewritten in the form

W0=12π(I(ξν)I(ξ)w1(ξ)w1(ξν))eiσξ𝑑ξ,W_{0}=\frac{1}{2\pi}\int\limits_{-\infty}^{\infty}\left(I(\xi-\nu)-\frac{I^{\prime}(\xi)}{w_{1}^{\prime}(\xi)}w_{1}(\xi-\nu)\right)e^{i\sigma\xi}d\xi, (29)

convenient for studying the wavefield in the shadow zone.

The expression (27) is obtained under the assumption that the inequalities (19) are satisfied. When neither σ\sigma nor ν\nu is large (the area indicated in Fig. 3 by 𝒟1\mathcal{D}_{1}), the integral does not allow for a high-frequency asymptotic simplification. Henceforth, we investigate (27) in areas 𝒟2\mathcal{D}_{2}𝒟6\mathcal{D}_{6} where at least one of σ\sigma and ν\nu is large,

ν+σ1.\nu+\sigma\gg 1. (30)

The condition (30) guarantees that all integrals that will be encountered below will contain a large parameter and can be subjected to an asymptotic analysis.

The foregoing analysis relies on a well-developed asymptotic evaluation technique of the integrals of rapidly oscillating functions [31]. For different parts of the integration interval, all or some special functions in (27) can be replaced by their approximations. We will transform expression (27) using the approach of Fock [7], Brown [8] and Babich and Kirpichnikova [9], implying the simplification of integrands in small vicinities of critical points of respective phase functions. We matched the asymptotics of (27) derived in the well-illuminated area 𝒟2\mathcal{D}_{2} with the cylindrical wave (7), which yields an expression for the diffraction coefficient. The approximation of (29), which we constructed inside the deep shadow area 𝒟6\mathcal{D}_{6}, allows matching with the Friedlander–Keller formulas.

Neighboring areas defined by the corresponding inequalities intersect in the vicinity of their common boundaries, and the respective asymptotic formulas that we construct match in these overlapping zones.

Refer to caption
Figure 3: Schematic sketch of areas under consideration

4 Illuminated area 𝒟2\mathcal{D}_{2}

Let the observation point be positioned far above the limit ray in the illuminated zone 𝒟2\mathcal{D}_{2} (Fig. 3), where

ν1,νσ2σ.\nu\gg 1,\quad\nu-\sigma^{2}\gg\sigma. (31)

In polar coordinates, the second inequality means that (17)

φ(h/k)13.\varphi\gg(h/k)^{\frac{1}{3}}. (32)

We separately considered segments of the real axis where the integrand of (27) behaves differently.

4.1 Segment ξ1-\xi\gg 1

On the half-line ξ1-\xi\gg 1, all special functions in (27) can be replaced by their approximations (A). The integrand takes the form

I(ξ)w1(ξ)w1(ξν)eiσξ=(πeiΨ1(ξ)iπ4(νξ)14eiΨ2(ξ)(νξ)14(ξ)94)×(1+O((ξ)32)+O((νξ)32)),\frac{I^{\prime}(\xi)}{w_{1}^{\prime}(\xi)}w_{1}(\xi-\nu)e^{i\sigma\xi}=\left(\frac{\sqrt{\pi}e^{i\Psi_{1}(\xi)-i\frac{\pi}{4}}}{(\nu-\xi)^{\frac{1}{4}}}-\frac{e^{i\Psi_{2}(\xi)}}{(\nu-\xi)^{\frac{1}{4}}(-\xi)^{\frac{9}{4}}}\right)\\ \times\left(1+O\left((-\xi)^{-\frac{3}{2}}\right)+O\left((\nu-\xi)^{-\frac{3}{2}}\right)\right), (33)

with the phases

Ψ1(ξ)=23(νξ)32+σξ,\displaystyle\Psi_{1}(\xi)=\frac{2}{3}(\nu-\xi)^{\frac{3}{2}}+\sigma\xi, (34)
Ψ2(ξ)=23(νξ)3223(ξ)32+σξ.\displaystyle\Psi_{2}(\xi)=\frac{2}{3}(\nu-\xi)^{\frac{3}{2}}-\frac{2}{3}(-\xi)^{\frac{3}{2}}+\sigma\xi. (35)

The phase Ψ1\Psi_{1} has a unique critical point ξ1\xi_{1} where Ψ1(ξ1)=0\Psi_{1}^{\prime}(\xi_{1})=0:

ξ1=νσ2.\xi_{1}=\nu-\sigma^{2}. (36)

Under the condition (31), ξ11\xi_{1}\gg 1, whence the first term on the right-hand side of (33) has no critical point on the half-line under consideration and its contribution is negligible.

Now, we address the second term. The equation for the critical point ξ2\xi_{2} of Ψ2\Psi_{2} is

0=Ψ2(ξ2)σ(νξ2)12+(ξ2)12,0=\Psi^{\prime}_{2}(\xi_{2})\equiv\sigma-(\nu-\xi_{2})^{\frac{1}{2}}+(-\xi_{2})^{\frac{1}{2}}, (37)

whence (ξ)12=(νσ2)/(2σ)(-\xi)^{\frac{1}{2}}=(\nu-\sigma^{2})/(2\sigma). Because the inequality (31) guarantees that the right-hand side is positive and large, the phase has a critical point

ξ2=(νσ22σ)2,\xi_{2}=-\left(\frac{\nu-\sigma^{2}}{2\sigma}\right)^{2}, (38)

on the half-line under consideration.

4.2 Segments |ξ|<const|\xi|<const

On the interval |ξ|<const|\xi|<const, only the function w1(ξν)w_{1}(\xi-\nu) in (27) can be replaced by its approximation (102), which gives

I(ξ)w1(ξ)w1(ξν)eiσξ=I(ξ)eiΨ1(ξ)+iπ4w1(ξ)(νξ)14(1+O((νξ)32)),\frac{I^{\prime}(\xi)}{w_{1}^{\prime}(\xi)}w_{1}(\xi-\nu)e^{i\sigma\xi}=\frac{I^{\prime}(\xi)e^{i\Psi_{1}(\xi)+i\frac{\pi}{4}}}{w_{1}^{\prime}(\xi)(\nu-\xi)^{\frac{1}{4}}}\left(1+O\left((\nu-\xi)^{-\frac{3}{2}}\right)\right), (39)

with Ψ1\Psi_{1} introduced in (34). Under condition (31) its critical point is far outside the interval and the respective contribution can thus be ignored.

4.3 Segment ξ1\xi\gg 1

We split the half-line ξ1\xi\gg 1 into three pieces: 1ξν1\ll\xi\ll\nu, |ξν|<const|\xi-\nu|<const and ξν\xi\gg\nu.

Where 1ξν1\ll\xi\ll\nu, we can substitute into (27) asymptotic expressions for w1(ξν)w_{1}(\xi-\nu), I(ξ)I^{\prime}(\xi) and w1(ξ)w_{1}^{\prime}(\xi) ((102) and (108)), and the integrand takes the form

I(ξ)w1(ξ)w1(ξν)eiσξ=eΨ3(ξ)iπ4ξ94(νξ)14(1+O(ξ32)+O((νξ)32))\frac{I^{\prime}(\xi)}{w_{1}^{\prime}(\xi)}w_{1}(\xi-\nu)e^{i\sigma\xi}=-\frac{e^{\Psi_{3}(\xi)-i\frac{\pi}{4}}}{\xi^{\frac{9}{4}}(\nu-\xi)^{\frac{1}{4}}}\left(1+O\left(\xi^{-\frac{3}{2}}\right)+O\left((\nu-\xi)^{-\frac{3}{2}}\right)\right) (40)

with

Ψ3(ξ)=i(σξ+23(νξ)32)23ξ32.\Psi_{3}(\xi)=i\left(\sigma\xi+\frac{2}{3}(\nu-\xi)^{\frac{3}{2}}\right)-\frac{2}{3}\xi^{\frac{3}{2}}. (41)

On the interval |ξν|<const|\xi-\nu|<const, functions I(ξ)I^{\prime}(\xi) and w1(ξ)w_{1}^{\prime}(\xi) can be replaced by their approximations ((102) and (108)), but w1(ξν)w_{1}(\xi-\nu) cannot. Hence, we have

I(ξ)w1(ξ)w1(ξν)eiσξ=iξ94w1(ξν)eΨ4(ξ)(1+O(ξ32)),\frac{I^{\prime}(\xi)}{w_{1}^{\prime}(\xi)}w_{1}(\xi-\nu)e^{i\sigma\xi}=\frac{i}{\xi^{\frac{9}{4}}}w_{1}(\xi-\nu)e^{\Psi_{4}(\xi)}\left(1+O\left(\xi^{-\frac{3}{2}}\right)\right), (42)

where

Ψ4(ξ)=iσξ23ξ32.\Psi_{4}(\xi)=i\sigma\xi-\frac{2}{3}\xi^{\frac{3}{2}}. (43)

Finally, as ξν\xi\gg\nu, all special functions can be asymptotically approximated ((102) and (108)), and the integrand becomes

I(ξ)w1(ξ)w1(ξν)eiσξ=ieΨ5(ξ)ξ94(ξν)14(1+O(ξ32)+O((ξν)32)),\frac{I^{\prime}(\xi)}{w_{1}^{\prime}(\xi)}w_{1}(\xi-\nu)e^{i\sigma\xi}=\frac{ie^{\Psi_{5}(\xi)}}{\xi^{\frac{9}{4}}(\xi-\nu)^{\frac{1}{4}}}\left(1+O\left(\xi^{-\frac{3}{2}}\right)+O\left((\xi-\nu)^{-\frac{3}{2}}\right)\right), (44)

with

Ψ5(ξ)=iσξ23(ξ32(ξν)32).\Psi_{5}(\xi)=i\sigma\xi-\frac{2}{3}\left(\xi^{\frac{3}{2}}-(\xi-\nu)^{\frac{3}{2}}\right). (45)

From formulas (40)–(45) we conclude that the contribution of semi-axis ξ1\xi\gg 1 to (27) is exponentially small.

4.4 Matching with cylindrical wave

The analysis above shows that only the critical point (38) contributes to (27). Then, the standard stationary phase method [31] yields

U0=2eiπ4πσ(2σ)4(νσ2)4eiΨ2(ξ2)(1+O(σ3(νσ2)3)),U_{0}=\frac{2e^{-i\frac{\pi}{4}}}{\sqrt{\pi\sigma}}\frac{(2\sigma)^{4}}{(\nu-\sigma^{2})^{4}}\,e^{i\Psi_{2}(\xi_{2})}\left(1+O\left(\frac{\sigma^{3}}{(\nu-\sigma^{2})^{3}}\right)\right), (46)

where

Ψ2(ξ2)=12(σν+ν22σσ36).\Psi_{2}(\xi_{2})=\frac{1}{2}\left(\sigma\nu+\frac{\nu^{2}}{2\sigma}-\frac{\sigma^{3}}{6}\right). (47)

Relations (16) and (17) allow us to match the expression (46) with a cylindrical wave (7) in the area where σ1\sigma\gg 1, but the remainder terms in (16) are small, which can be written as follows:

k(xs)2s.k(x-s)^{2}\ll s. (48)

The matching easily gives the following formula for the diffraction coefficient A(φ;k)A(\varphi;k):

A(φ;k)=2πhk2φ4eiπ4.A(\varphi;k)=\sqrt{\frac{2}{\pi}}\frac{h}{k}\frac{2}{\varphi^{4}}e^{-i\frac{\pi}{4}}. (49)

This formula is in agreement with the result of A. Popov [1]. Similar to the case of non-tangential incidence (see, e.g., [26, 28, 29]), the diffraction coefficient is linear in the jump of the curvature hh, but the singularity when approaching to the limit ray is different.

We establish that in the area described by kr1kr\gg 1 and (32) the total wavefield is the sum of incident and diffracted waves.

5 Preliminary analysis of Fock-type integrals in the penumbra

Investigations on wavefields in the penumbra for a smooth contour [7, 8, 9] suggest a transformation of the expression (27). First, the classical Airy function w1w_{1} (A) is connected with inhomogeneous Airy functions II (24) and HH,

H(z)=0eztt33𝑑t,H(z)=\int\limits_{0}^{\infty}e^{zt-\frac{t^{3}}{3}}dt, (50)

by the simple relation

πw1(z)=iI(z)+H(z).\sqrt{\pi}w_{1}(z)=iI(z)+H(z). (51)

This identity allows us to rewrite (27) as follows:

U0=F+D+G.U_{0}=F+D+G. (52)

Here,

F=i2π0w1(ξν)eiσξ𝑑ξ,\displaystyle F=\frac{i}{2\sqrt{\pi}}\int\limits_{-\infty}^{0}w_{1}(\xi-\nu)e^{i\sigma\xi}d\xi, (53)
D=i2π0H(ξ)w1(ξ)w1(ξν)eiσξ𝑑ξ\displaystyle D=-\frac{i}{2\pi}\int\limits_{-\infty}^{0}\frac{H^{\prime}(\xi)}{w_{1}^{\prime}(\xi)}w_{1}(\xi-\nu)e^{i\sigma\xi}d\xi (54)

and

G=12π0I(ξ)w1(ξ)w1(ξν)eiσξ𝑑ξ.G=-\frac{1}{2\pi}\int\limits_{0}^{\infty}\frac{I^{\prime}(\xi)}{w_{1}^{\prime}(\xi)}w_{1}(\xi-\nu)e^{i\sigma\xi}d\xi. (55)

The decomposition (52), as we will see further, is essential in penumbral areas 𝒟4\mathcal{D}_{4} and 𝒟6\mathcal{D}_{6} and will be helpful in the illuminated area 𝒟3\mathcal{D}_{3} and shadow zone 𝒟7\mathcal{D}_{7} (Fig. 3).

We study functions FF, DD and GG, which we refer to as Fock-type integrals, separately by applying a specific analytical technique developed by Babich and Kirpichnikova [9]. Function FF corresponds, by Fock’s terminology, to the Fresnel part of the wavefield. Functions DD and GG are analogous to Fock’s background part of the wavefield.

5.1 Function FF

As ν1\nu\gg 1, replacing the function w1w_{1} by its asymptotic expansion (102) gives

F=eiπ42π0eiΨ1(ξ)(νξ)14(1+O((νξ)32))𝑑ξ,F=-\frac{e^{-i\frac{\pi}{4}}}{2\sqrt{\pi}}\int\limits_{-\infty}^{0}\frac{e^{i\Psi_{1}(\xi)}}{(\nu-\xi)^{\frac{1}{4}}}\left(1+O\left((\nu-\xi)^{-\frac{3}{2}}\right)\right)d\xi, (56)

where the phase Ψ1\Psi_{1} introduced in (34) has the critical point ξ1\xi_{1} (36). When ξ1\xi_{1} is negative and not small, it contributes to the integral; however, when ξ1\xi_{1} is positive and not small, it does not. These cases correspond to the location of the observation point not too close to the limit ray in the shadow zone and illuminated region, respectively. Accordingly, these areas are characterized by the inequality

ν14|νσ|1,\nu^{\frac{1}{4}}|\sqrt{\nu}-\sigma|\gg 1, (57)

which is ((16), (17)) equivalent to

krφ21.kr\varphi^{2}\gg 1. (58)

If the critical point of phase ξ1\xi_{1} and the endpoint 0 merge, then ξ1\xi_{1} contributes to the integral whenever it is negative or positive. The standard stationary phase method is not applicable; however, the expression (56) can be rewritten in terms of the Fresnel integral

Φ(z)=eiπ4πzeit2𝑑t,\Phi(z)=\frac{e^{-i\frac{\pi}{4}}}{\sqrt{\pi}}\int\limits_{-\infty}^{z}e^{it^{2}}dt, (59)

as follows. Consider a very narrow neighborhood of the limit ray where the inequalities

ν1,|νσ|1\nu\gg 1,\quad|\sqrt{\nu}-\sigma|\ll 1 (60)

hold true. In polar coordinates the second one has the form

|φ|(h/k)13.|\varphi|\ll(h/k)^{\frac{1}{3}}. (61)

Under the condition (60), |ξ1|ν|\xi_{1}|\ll\sqrt{\nu}, and the main contribution to the integral (56) is given by the interval 0ξν0\leq-\xi\ll\sqrt{\nu}. Expanding the integrand of (56) in powers of 1/ν1/\nu yields

Ψ1(ξ)=23ν32+ξ(σν)+ξ24ν+O(ξ3ν32).\Psi_{1}(\xi)=\frac{2}{3}\nu^{\frac{3}{2}}+\xi(\sigma-\sqrt{\nu})+\frac{\xi^{2}}{4\sqrt{\nu}}+O\left(\frac{\xi^{3}}{\nu^{\frac{3}{2}}}\right). (62)

On the interval under consideration, the cubic term in ξ\xi and higher-order terms are small. Taking a quadratic approximation of the phase and main-term approximation of amplitude and extending integration to the half-line (iε,0](-\infty-i\varepsilon,0], ε>0\varepsilon>0, we derive the following expression for FF:

F=eiπ42πei23ν32ν14iε0ei((σν)ξ+ξ24ν)(1+O(ξ3ν32))𝑑ξ.F=-\frac{e^{-i\frac{\pi}{4}}}{2\sqrt{\pi}}\frac{e^{i\frac{2}{3}\nu^{\frac{3}{2}}}}{\nu^{\frac{1}{4}}}\int\limits_{-\infty-i\varepsilon}^{0}e^{i\left((\sigma-\sqrt{\nu})\xi+\frac{\xi^{2}}{4\sqrt{\nu}}\right)}\left(1+O\left(\frac{\xi^{3}}{\nu^{\frac{3}{2}}}\right)\right)d\xi. (63)

This can be immediately rewritten in terms of the Fresnel integral (59)

F=eiΘΦ(Z)(1+O((νσ)3))F=-e^{i\Theta}\Phi\left(-\mathrm{Z}\right)\left(1+O\left((\sqrt{\nu}-\sigma)^{3}\right)\right) (64)

with

Θ=23ν32ν(σν)2,Z=ν14(νσ).\Theta=\frac{2}{3}\nu^{\frac{3}{2}}-\sqrt{\nu}(\sigma-\sqrt{\nu})^{2},\quad\mathrm{Z}=\nu^{\frac{1}{4}}(\sqrt{\nu}-\sigma). (65)

Under the condition (60), the remainder terms in (64) are small.

In the area described by (60), the phase of the exponential and the argument of the Fresnel integral allow for the following geometrical interpretation (see (15)–(17)):

Θk(xs),Zkr2φ.\Theta\approx k(x-s),\quad\mathrm{Z}\approx\sqrt{\frac{kr}{2}}\,\varphi. (66)

Variable Z\mathrm{Z} is typical of wavefields description in areas where waves of different natures merge [3]. In a part of the area characterized by (60) (namely, where (57) holds), Z\mathrm{Z} can be large, and the Fresnel integral allows an asymptotic expansion.

5.2 Functions DD and GG

We start with the analysis of the function DD (54).

In the part of the integration interval where const<ξ0const<\xi\leq 0, the function w1(ξν)w_{1}(\xi-\nu) can be replaced solely by its asymptotic expansion (102). As established in Section 4, the derivative of the phase of the integrand vanishes at the point ξ1\xi_{1} (36). Even if the critical point ξ1\xi_{1} lies inside the interval under consideration, it gives no stationary-phase contribution because the integrand does not rapidly oscillate there.

On the half-line ξ1-\xi\gg 1, all special functions can be replaced by their approximations ((102) and (107)), which gives

H(ξ)w1(ξ)w1(ξν)eiσξ=ieiΨ2(ξ)(νξ)14(ξ)94(1+O((ξ)32)+O((νξ)32)).\frac{H^{\prime}(\xi)}{w_{1}^{\prime}(\xi)}w_{1}(\xi-\nu)e^{i\sigma\xi}=\frac{ie^{i\Psi_{2}(\xi)}}{(\nu-\xi)^{\frac{1}{4}}(-\xi)^{\frac{9}{4}}}\left(1+O\left((-\xi)^{-\frac{3}{2}}\right)+O\left((\nu-\xi)^{-\frac{3}{2}}\right)\right). (67)

Here, Ψ2\Psi_{2} is introduced in (35). In Section 4, we show that under the condition (31), phase Ψ2\Psi_{2} has one critical point ξ2\xi_{2} (38), of which the contribution to U0U_{0} has the form (46).

Now, we consider the vicinity of the limit ray, where the inequalities

ν1,|νσ|ν18\nu\gg 1,\quad\left|\sqrt{\nu}-\sigma\right|\ll\nu^{\frac{1}{8}} (68)

hold true. In polar coordinates, they read

kh2r31,krφ4(hr)2kh^{2}r^{3}\gg 1,\quad kr\varphi^{4}\ll(hr)^{2} (69)

The area characterized by (68) is wider than that described by (60).

The inequality (68) implies that ξ2ν14-\xi_{2}\ll\nu^{\frac{1}{4}}, whence the main contribution to DD is given by the segment 0ξν140\leq-\xi\ll\nu^{\frac{1}{4}}. We replace w1(ξν)w_{1}(\xi-\nu) by its approximation (102):

H(ξ)w1(ξ)w1(ξν)eiσξ=H(ξ)w1(ξ)eiΨ1(ξ)(νξ)14(1+O((νξ)32)).\frac{H^{\prime}(\xi)}{w_{1}^{\prime}(\xi)}w_{1}(\xi-\nu)e^{i\sigma\xi}=\frac{H^{\prime}(\xi)}{w_{1}^{\prime}(\xi)}\frac{e^{i\Psi_{1}(\xi)}}{(\nu-\xi)^{\frac{1}{4}}}\left(1+O\left((\nu-\xi)^{-\frac{3}{2}}\right)\right). (70)

Here, Ψ1\Psi_{1} is introduced in (34). Then, we expand the integrand in powers of 1/ν1/\nu. Phase Ψ1\Psi_{1} is rewritten as (62). As |ξ|ν14|\xi|\ll\nu^{\frac{1}{4}}, the quadratic term in ξ\xi and higher-order terms in (62) are small and can be discarded. Therefore, we rewrite the integrand as follows:

ei23ν32ν14H(ξ)w1(ξ)ei(σν)ξ(1+O(ξ2ν)+O(ξν)+O((νξ)32)).\frac{e^{i\frac{2}{3}\nu^{\frac{3}{2}}}}{\nu^{\frac{1}{4}}}\frac{H^{\prime}(\xi)}{w_{1}^{\prime}(\xi)}e^{i(\sigma-\sqrt{\nu})\xi}\left(1+O\left(\frac{\xi^{2}}{\sqrt{\nu}}\right)+O\left(\frac{\xi}{\nu}\right)+O\left((\nu-\xi)^{-\frac{3}{2}}\right)\right). (71)

On the half-line ξ1-\xi\gg 1, the functions w1w_{1} and HH can be replaced by their approximations (102) and (107), respectively, and we arrive at an integrand with the phase Ψ~2=23(ξ)32+(σν)ξ\widetilde{\Psi}_{2}=-\frac{2}{3}(-\xi)^{\frac{3}{2}}+(\sigma-\sqrt{\nu})\xi. A straightforward calculation (similar to that concerning the phase Ψ2\Psi_{2}; see (35)–(38)) shows that Ψ~2\widetilde{\Psi}_{2} has exactly one critical point

ξ~2=(νσ)2,\widetilde{\xi}_{2}=-(\sqrt{\nu}-\sigma)^{2}, (72)

provided that νσ1\sqrt{\nu}-\sigma\gg 1, cf. (31). The condition (68) implies that ξ~2ν14-\widetilde{\xi}_{2}\ll\nu^{\frac{1}{4}}, whence the integral of (71) over the half-line ξconstν14-\xi\geq const\,\nu^{\frac{1}{4}} is negligible. Therefore, under the conditions (68), function DD has the following asymptotic representation:

D=eiπ42πei23ν32ν140H(ξ)w1(ξ)eiξ(σν)𝑑ξ(1+o(1)).D=\frac{e^{-i\frac{\pi}{4}}}{2\pi}\frac{e^{i\frac{2}{3}\nu^{\frac{3}{2}}}}{\nu^{\frac{1}{4}}}\int\limits_{-\infty}^{0}\frac{H^{\prime}(\xi)}{w_{1}^{\prime}(\xi)}e^{i\xi(\sigma-\sqrt{\nu})}d\xi\left(1+o\left(1\right)\right). (73)

A similar manipulation with GG yields

G=eiπ42πei23ν32ν140I(ξ)w1(ξ)eiξ(σν)𝑑ξ(1+o(1)).G=-\frac{e^{i\frac{\pi}{4}}}{2\pi}\frac{e^{i\frac{2}{3}\nu^{\frac{3}{2}}}}{\nu^{\frac{1}{4}}}\int\limits_{0}^{\infty}\frac{I^{\prime}(\xi)}{w_{1}^{\prime}(\xi)}e^{i\xi(\sigma-\sqrt{\nu})}d\xi\left(1+o(1)\right). (74)

6 Penumbral area 𝒟4\mathcal{D}_{4}

Let the observation point be positioned inside the penumbral region 𝒟4\mathcal{D}_{4} characterized by inequalities (60). The results in Section 5 imply the following representation of (28):

W0=eiΘΦ(Z)(1+O((νσ)3))+eiπ42πei23ν32ν14(0H(ξ)w1(ξ)eiξ(σν)𝑑ξi0I(ξ)w1(ξ)eiξ(σν)𝑑ξ)(1+o(1)),W_{0}=e^{i\Theta}\Phi\left(\mathrm{Z}\right)\left(1+O\left((\sqrt{\nu}-\sigma)^{3}\right)\right)\\ +\frac{e^{-i\frac{\pi}{4}}}{2\pi}\frac{e^{i\frac{2}{3}\nu^{\frac{3}{2}}}}{\nu^{\frac{1}{4}}}\left(\int\limits_{-\infty}^{0}\frac{H^{\prime}(\xi)}{w_{1}^{\prime}(\xi)}e^{i\xi(\sigma-\sqrt{\nu})}d\xi-i\int\limits_{0}^{\infty}\frac{I^{\prime}(\xi)}{w_{1}^{\prime}(\xi)}e^{i\xi(\sigma-\sqrt{\nu})}d\xi\right)\left(1+o(1)\right), (75)

where Θ\Theta and Z\mathrm{Z} were introduced in (65).

The first term on the right-hand side of (75) is the Fresnel part of the wavefield, which is exactly the same as that in the Fock case [7, 8, 9], and, like theirs, does not depend on the curvature of the contour (66). The second term in (75) is analogous to Fock’s background part of the wavefield and transforms into it after replacing functions II and HH with the classical Airy functions vv and w2w_{2} (A), respectively. Similarly to Fock’s case, the Fresnel part is superimposed on the background.

The inequality (60) characterizes the transition zone where uincu^{\text{inc}} cannot be considered as an individual wave.

7 Illuminated area 𝒟3\mathcal{D}_{3}

We resume consideration of the illuminated area, addressing its part 𝒟3\mathcal{D}_{3} (Fig. 3), where conditions (57) and (68) hold and

φ>0.\varphi>0. (76)

Here, we employ the representation (52) for the outgoing wavefield. Particularly, (68) describes the area wider than that characterized by (60). Thus, the representation (64) for the function FF (53) is not applicable in the entire area 𝒟3\mathcal{D}_{3}.

We consider function FF (53), starting with its approximation (56). Although the phase Ψ1\Psi_{1} (34) of the integrand in (56) has a critical point ξ1\xi_{1} (36), it is positive and large when (76) and (57) hold and does not contribute to FF. Thus, it is sufficient to consider only a small neighborhood of endpoint 0. As in Section 5.1, we expand the integrand of (56) in powers of 1/ν1/\nu, and the phase takes the form (62). Now, because |ξ||\xi| is small, we discard not only the cubic term in ξ\xi and higher-order terms but also the quadratic term. We retain the linear term in the phase and then extend the integration to the half-line (iε,0](-\infty-i\varepsilon,0], ε>0\varepsilon>0. This manipulations result in the following approximation for FF:

F=eiπ42πei23ν32ν14iε0ei(σν)ξ𝑑ξ(1+o(1)).F=\frac{e^{-i\frac{\pi}{4}}}{2\sqrt{\pi}}\frac{e^{i\frac{2}{3}\nu^{\frac{3}{2}}}}{\nu^{\frac{1}{4}}}\int\limits_{-\infty-i\varepsilon}^{0}e^{i(\sigma-\sqrt{\nu})\xi}d\xi\left(1+o(1)\right). (77)

Although the integral (77) can be explicitly evaluated, it is convenient to leave it as it is.

We now sum the functions FF, DD and GG, utilizing their representations (77), (73) and (74), and obtain the expression for U0U_{0}. We deform the integration contours in (77) and (74) to the half-line argξ=iπ/3\arg\xi=-i\pi/3. Accounting (51) allows

F+G=eiπ42πei23ν32ν140eiπ/3(πiI(ξ)w1(ξ))ei(σν)ξ𝑑ξ(1+o(1))=eiπ42πei23ν32ν140eiπ/3H(ξ)w1(ξ)ei(σν)ξ𝑑ξ(1+o(1)).F+G=\frac{e^{-i\frac{\pi}{4}}}{2\pi}\frac{e^{i\frac{2}{3}\nu^{\frac{3}{2}}}}{\nu^{\frac{1}{4}}}\int\limits_{0}^{\infty e^{-i\pi/3}}\left(\sqrt{\pi}-i\frac{I^{\prime}(\xi)}{w_{1}^{\prime}(\xi)}\right)e^{i(\sigma-\sqrt{\nu})\xi}d\xi\left(1+o(1)\right)\\ =\frac{e^{-i\frac{\pi}{4}}}{2\pi}\frac{e^{i\frac{2}{3}\nu^{\frac{3}{2}}}}{\nu^{\frac{1}{4}}}\int\limits_{0}^{\infty e^{-i\pi/3}}\frac{H^{\prime}(\xi)}{w_{1}^{\prime}(\xi)}e^{i(\sigma-\sqrt{\nu})\xi}d\xi\left(1+o(1)\right). (78)

Finally, using the expression (73) for DD, we come up with

U0=F+D+G=eiπ42πei23ν32ν14(0+0eiπ/3)H(ξ)w1(ξ)eiξ(σν)dξ(1+o(1)).U_{0}=F+D+G=\frac{e^{-i\frac{\pi}{4}}}{2\pi}\frac{e^{i\frac{2}{3}\nu^{\frac{3}{2}}}}{\nu^{\frac{1}{4}}}\left(\int\limits_{-\infty}^{0}+\int\limits_{0}^{\infty e^{-i\pi/3}}\right)\frac{H^{\prime}(\xi)}{w_{1}^{\prime}(\xi)}e^{i\xi(\sigma-\sqrt{\nu})}d\xi\left(1+o\left(1\right)\right). (79)

We consider the expression (79) well apart from the limit ray in the illuminated area, where the condition (31) is satisfied.

On the segments of integration contours where |ξ|1|\xi|\gg 1, the special functions on the right-hand side of (79) can be replaced by their approximations (A). Now, for the integral over [0,eiπ/3)[0,\infty e^{-i\pi/3}), it can be easily shown that its asymptotics is given by the contribution of the endpoint 0. We consider the integral over (,0](-\infty,0]. As follows from the results in Section 5.2, its asymptotics is given by the contributions of the critical point (72) and the endpoint 0, and the latter fully cancels with the aforementioned approximation of the integral over [0,eiπ/3)[0,\infty e^{-i\pi/3}). Consequently, the asymptotics of (79) is given by the critical point of the phase:

U0=2eiπ4πν14(νσ)4ei(23ν32+(νσ)33)(1+o(1)).U_{0}=\frac{2e^{-i\frac{\pi}{4}}}{\sqrt{\pi}\nu^{\frac{1}{4}}(\sqrt{\nu}-\sigma)^{4}}e^{i\left(\frac{2}{3}\nu^{\frac{3}{2}}+\frac{(\sqrt{\nu}-\sigma)^{3}}{3}\right)}(1+o(1)). (80)

When the conditions (31) and (68) are satisfied, this formula agrees with the expression (46), which matches the diffracted wave.

8 Shadow area 𝒟5\mathcal{D}_{5}

Now, we consider the wavefield in the shadow area 𝒟5\mathcal{D}_{5},

φ<0,\varphi<0, (81)

described by the inequalities (57) and (68) (Fig. 3).

8.1 Preliminary transformation of the integral (29)

Using the relation (51) connecting functions w1w_{1}, II and HH, we rewrite the expression (29) for the attenuation factor of the total wavefield as follows:

W0=(i2π0H(ξν)eiσξ𝑑ξ+12π0I(ξν)eiσξ𝑑ξ)12π0I(ξ)w1(ξ)w1(ξν)eiσξ𝑑ξi2π0H(ξ)w1(ξ)w1(ξν)eiσξ𝑑ξ.W_{0}=\left(\frac{i}{2\pi}\int\limits_{-\infty}^{0}H(\xi-\nu)e^{i\sigma\xi}d\xi+\frac{1}{2\pi}\int\limits_{0}^{\infty}I(\xi-\nu)e^{i\sigma\xi}d\xi\right)\\ -\frac{1}{2\pi}\int\limits_{0}^{\infty}\frac{I^{\prime}(\xi)}{w_{1}^{\prime}(\xi)}w_{1}(\xi-\nu)e^{i\sigma\xi}d\xi-\frac{i}{2\pi}\int\limits_{-\infty}^{0}\frac{H^{\prime}(\xi)}{w_{1}^{\prime}(\xi)}w_{1}(\xi-\nu)e^{i\sigma\xi}d\xi. (82)

We observe that

i2π0H(ξν)eiσξ𝑑ξ+12π0I(ξν)eiσξ𝑑ξ=i2π0eiπ/3w1(ξν)eiσξ𝑑ξ.\frac{i}{2\pi}\int\limits_{-\infty}^{0}H(\xi-\nu)e^{i\sigma\xi}d\xi+\frac{1}{2\pi}\int\limits_{0}^{\infty}I(\xi-\nu)e^{i\sigma\xi}d\xi=-\frac{i}{2\sqrt{\pi}}\int\limits_{0}^{\infty e^{i\pi/3}}w_{1}(\xi-\nu)e^{i\sigma\xi}d\xi. (83)

8.2 Investigation of the right-hand side of (83)

Let us transform the integral on the right-hand side of (83). Using the asymptotic formula (102) for w1(ξν)w_{1}(\xi-\nu), we observe that the integrand decays exponentially on segments |ξν|<const|\xi-\nu|<const and |ξ|ν|\xi|\gg\nu as |ξ||\xi| increases. Hence, up to an exponentially small error, it is sufficient to deal with the segment 0|ξ|ν0\leq|\xi|\ll\nu, whence

i2π0eiπ3w1(ξν)eiσξ𝑑ξ=eiπ42π0|ξ|νargξ=π/3eiΨ1(ξ)(νξ)14(1+O((νξ)32))𝑑ξ-\frac{i}{2\sqrt{\pi}}\int\limits_{0}^{\infty e^{i\frac{\pi}{3}}}w_{1}(\xi-\nu)e^{i\sigma\xi}d\xi=\frac{e^{-i\frac{\pi}{4}}}{2\sqrt{\pi}}\int\limits_{\begin{subarray}{c}0\leq|\xi|\ll\nu\\ \arg\xi=\pi/3\end{subarray}}\frac{e^{i\Psi_{1}(\xi)}}{(\nu-\xi)^{\frac{1}{4}}}\left(1+O\left((\nu-\xi)^{-\frac{3}{2}}\right)\right)d\xi (84)

with Ψ1\Psi_{1} introduced in (34).

Next, we expanded the integrand in (84) in powers of 1/ν1/\nu, where Ψ1\Psi_{1} takes the form of (62). We observed an Ψ1>0\Im\Psi_{1}>0 on the integration interval. Indeed, in accordance with (81), ξ(σν)>0\Im\xi(\sigma-\sqrt{\nu})>0. Evidently, the imaginary part of the quadratic term in ξ\xi is also positive. Thus, the integrand exponentially decays as |ξ||\xi| increases, and the asymptotics of the integral is given by the contribution of the endpoint 0. We retain only the term linear in ξ\xi in the phase and finally obtain

w1(ξν)eiσξ=ei23ν32+iπ4ν14ei(σν)ξ(1+Q(ξν14,1ν14)).w_{1}(\xi-\nu)e^{i\sigma\xi}=\frac{e^{i\frac{2}{3}\nu^{\frac{3}{2}}+i\frac{\pi}{4}}}{\nu^{\frac{1}{4}}}e^{i(\sigma-\sqrt{\nu})\xi}\left(1+Q\left(\frac{\xi}{\nu^{\frac{1}{4}}},\frac{1}{\nu^{\frac{1}{4}}}\right)\right). (85)

Here, QQ is the expansion in the positive integer powers of ξ/ν14\xi/\nu^{\frac{1}{4}} and the non-negative integer powers of 1/ν141/\nu^{\frac{1}{4}}:

Q=ξ4ν14(1ν14)3+14(ξν14)2+532(ξν14)2(1ν14)6+,Q=\frac{\xi}{4{\nu}^{\frac{1}{4}}}\left(\frac{1}{\nu^{\frac{1}{4}}}\right)^{3}+\frac{1}{4}\left(\frac{\xi}{{\nu}^{\frac{1}{4}}}\right)^{2}+\frac{5}{32}\left(\frac{\xi}{{\nu}^{\frac{1}{4}}}\right)^{2}\left(\frac{1}{\nu^{\frac{1}{4}}}\right)^{6}+\ldots, (86)

Expressions similar to (85)–(86) can be found in [9]. Substituting the expansion (85) into (84) and then extending the integration to the half-line argξ=π/3\arg\xi=\pi/3, we obtain, with superpower accuracy,

i2π0eiπ/3w1(ξν)eiσξ𝑑ξ=eiπ42πei23ν32ν140eiπ/3ei(σν)ξ(1+Q)𝑑ξ.-\frac{i}{2\sqrt{\pi}}\int\limits_{0}^{\infty e^{i\pi/3}}w_{1}(\xi-\nu)e^{i\sigma\xi}d\xi=\frac{e^{-i\frac{\pi}{4}}}{2\sqrt{\pi}}\frac{e^{i\frac{2}{3}\nu^{\frac{3}{2}}}}{\nu^{\frac{1}{4}}}\int\limits_{0}^{\infty e^{i\pi/3}}e^{i(\sigma-\sqrt{\nu})\xi}\,\left(1+Q\right)d\xi. (87)

8.3 Asymptotics of (82)

Similarly, with superpower accuracy, we derive the approximation for the second term on the right-hand side of (82):

12π0I(ξ)w1(ξ)w1(ξν)eiσξ𝑑ξ=eiπ/42πei23ν32ν140eiπ/4I(ξ)w1(ξ)ei(σν)ξ(1+Q)𝑑ξ,-\frac{1}{2\pi}\int\limits_{0}^{\infty}\frac{I^{\prime}(\xi)}{w_{1}^{\prime}(\xi)}w_{1}(\xi-\nu)e^{i\sigma\xi}d\xi=-\frac{e^{i\pi/4}}{2\pi}\frac{e^{i\frac{2}{3}\nu^{\frac{3}{2}}}}{\nu^{\frac{1}{4}}}\int\limits_{0}^{\infty e^{i\pi/4}}\frac{I^{\prime}(\xi)}{w_{1}^{\prime}(\xi)}e^{i(\sigma-\sqrt{\nu})\xi}\,\left(1+Q\right)d\xi, (88)

and for the third term:

i2π0H(ξ)w1(ξ)w1(ξν)eiσξ𝑑ξ=eiπ42πei23ν32ν140H(ξ)w1(ξ)eiξ(σν)(1+Q)𝑑ξ.-\frac{i}{2\pi}\int\limits_{-\infty}^{0}\frac{H^{\prime}(\xi)}{w_{1}^{\prime}(\xi)}w_{1}(\xi-\nu)e^{i\sigma\xi}d\xi=\frac{e^{-i\frac{\pi}{4}}}{2\pi}\frac{e^{i\frac{2}{3}\nu^{\frac{3}{2}}}}{\nu^{\frac{1}{4}}}\int\limits_{-\infty}^{0}\frac{H^{\prime}(\xi)}{w_{1}^{\prime}(\xi)}e^{i\xi(\sigma-\sqrt{\nu})}\,\left(1+Q\right)d\xi. (89)

We now return to (82). Summing the right-hand sides of (87) and (88) with the help of (51), we derive

eiπ42πei23ν32ν140eiπ/4(πiI(ξ)w1(ξ))ei(σν)ξ(1+Q)𝑑ξ=eiπ42πei23ν32ν140eiπ/4H(ξ)w1(ξ)ei(σν)ξ(1+Q)𝑑ξ.\frac{e^{-i\frac{\pi}{4}}}{2\pi}\frac{e^{i\frac{2}{3}\nu^{\frac{3}{2}}}}{\nu^{\frac{1}{4}}}\int\limits_{0}^{\infty e^{i\pi/4}}\left(\sqrt{\pi}-i\frac{I^{\prime}(\xi)}{w_{1}^{\prime}(\xi)}\right)e^{i(\sigma-\sqrt{\nu})\xi}\left(1+Q\right)d\xi\\ =\frac{e^{-i\frac{\pi}{4}}}{2\pi}\frac{e^{i\frac{2}{3}\nu^{\frac{3}{2}}}}{\nu^{\frac{1}{4}}}\int\limits_{0}^{\infty e^{i\pi/4}}\frac{H^{\prime}(\xi)}{w_{1}^{\prime}(\xi)}e^{i(\sigma-\sqrt{\nu})\xi}\,\left(1+Q\right)d\xi. (90)

Employing equation (89), we finally come up with the formula

W0=eiπ42πei23ν32ν14(0+0eiπ/4)H(ξ)w1(ξ)ei(σν)ξ(1+Q)dξW_{0}=\frac{e^{-i\frac{\pi}{4}}}{2\pi}\frac{e^{i\frac{2}{3}\nu^{\frac{3}{2}}}}{\nu^{\frac{1}{4}}}\left(\int\limits_{-\infty}^{0}+\int\limits_{0}^{\infty e^{i\pi/4}}\right)\frac{H^{\prime}(\xi)}{w_{1}^{\prime}(\xi)}e^{i(\sigma-\sqrt{\nu})\xi}\,\left(1+Q\right)d\xi (91)

describing W0W_{0} with superpower accuracy.

The integrand in (91) has an infinite number of poles at zeroes {ζj}j=1\{\zeta_{j}\}_{j=1}^{\infty} of function w1w_{1}^{\prime} (A) located at +\mathbb{C}^{+}. When the observation point goes from the shadowed portion of penumbra deeper into the shadow, and φ(h/k)13-\varphi\gg(h/k)^{\frac{1}{3}} (i.e. σν1\sigma-\sqrt{\nu}\gg 1; see (17)), the evaluation of the integral by residues becomes feasible. We delayed the discussion of such a representation to Section 9.

9 Deep shadow area 𝒟6\mathcal{D}_{6}

We address the wavefield in the area 𝒟6\mathcal{D}_{6} in the vicinity of contour 𝒞\mathcal{C} (Fig. 3), as described by

σ1,σ2νσ.\sigma\gg 1,\quad\sigma^{2}-\nu\gg\sigma. (92)

In polar coordinates, this reads

kh2r31,φ(h/k)13,kh^{2}r^{3}\gg 1,\quad-\varphi\gg(h/k)^{\frac{1}{3}}, (93)

cf. (31). Further calculation is much in the same way as that presented by Babich and Kirpichnikova [9].

The integrand in (29) has an infinite number of poles at zeroes {ζj}j=1\{\zeta_{j}\}_{j=1}^{\infty} of w1(ξ)w_{1}^{\prime}(\xi), which are located at the half-line argξ=π/3\arg\xi=\pi/3 (A). The asymptotic formulas for functions II and w1w_{1} and their derivatives ((102) and (108)) shows that integrand decays as |ξ|1|\xi|^{-1} when |ξ||\Re\xi|\to\infty and ξ>0\Im\xi>0. Raising the integration contour allows for the representation

W0=j=1NAjw1(ζjν)eiσζj+,W_{0}=\sum\limits_{j=1}^{N}A_{j}w_{1}(\zeta_{j}-\nu)e^{i\sigma\zeta_{j}}+\mathscr{E}, (94)

with

=eεσ2π(I(ξ+iεν)I(ξ+iε)w1(ξ+iε)w1(ξ+iεν))eiσξ𝑑ξ,\mathscr{E}=\frac{e^{-\varepsilon\sigma}}{2\pi}\int\limits_{-\infty}^{\infty}\left(I(\xi+i\varepsilon-\nu)-\frac{I^{\prime}(\xi+i\varepsilon)}{w_{1}^{\prime}(\xi+i\varepsilon)}w_{1}(\xi+i\varepsilon-\nu)\right)e^{i\sigma\xi}d\xi, (95)

where ζN<ε<ζN+1\Im\zeta_{N}<\varepsilon<\Im\zeta_{N+1}, NN is a positive integer, and

Aj=iI(ζj)ζjw1(ζj).A_{j}=-\frac{iI^{\prime}(\zeta_{j})}{\zeta_{j}w_{1}(\zeta_{j})}. (96)

Similarly to the Fock case, the remainder \mathscr{E} is of a smaller order than each of the residues: \mathscr{E} decays as eεσe^{-\varepsilon\sigma}, whereas the residues decay as eσζje^{-\sigma\Im\zeta_{j}}, and 0<ζj<ε0<\Im\zeta_{j}<\varepsilon [9]. Constants AjA_{j}, j=1,,Nj=1,\ldots,N, can be interpreted as the excitation coefficients of creeping modes, and they differ from those found for the Fock problem by Babich and Kirpichnikova [9].

At a distance from the contour 𝒞\mathcal{C}, such that ν1\nu\gg 1, functions w1(ζjν)w_{1}(\zeta_{j}-\nu) can be replaced by their approximations (102), which yields

W0=eiπ4ν14j=1NAjei(23ν32+ζj(σν))(1+O(1ν))+.W_{0}=\frac{e^{i\frac{\pi}{4}}}{\nu^{\frac{1}{4}}}\sum\limits_{j=1}^{N}A_{j}e^{i\left(\frac{2}{3}\nu^{\frac{3}{2}}+\zeta_{j}(\sigma-\sqrt{\nu})\right)}\left(1+O\left(\frac{1}{\sqrt{\nu}}\right)\right)+\mathscr{E}. (97)

Accounting the equations (51) and w1(ζ1)=0w_{1}^{\prime}(\zeta_{1})=0, one can easily observe that I(ζj)=iH(ζj)I^{\prime}(\zeta_{j})=iH^{\prime}(\zeta_{j}) and rewrite formula (96) as

Aj=iH(ζj)ζjw1(ζj),A_{j}=-\frac{iH^{\prime}(\zeta_{j})}{\zeta_{j}w_{1}(\zeta_{j})}, (98)

which makes it possible to indicate that (97) agrees with the representation for W0W_{0} resulting from the evaluation of the integral in (82) by residues.

Moreover, the expression (97) matches with the Friedlander–Keller asymptotic formulas (see, e.g., [9]).

10 Conclusions

We have explored the simplest problem of diffraction on non-smooth contours, where the incidence is tangential and the contour curvature changes with jump. We hope that the developed technique will be useful in the study of similar problems with concave–convex transitions, which attract significant attention in the smooth case (see, e.g., [12, 13, 14, 15, 16, 17, 18, 19, 20, 21]).

Our consideration, similarly to the pioneering research by Fock [6, 7], was limited to the small area characterized by inequalities (19) resulted from the analysis of approximations which led to the parabolic equation. In subsequent papers [8, 9, 32, 33, 34, 35, 36], steps were taken towards describing the field at a larger distance. Perhaps, these techniques will be helpful in the further study of the Malyuzhinets—Popov problem.

Acknowledgements

This work was supported by the Russian Science Foundation grant 22-21-00557.

The authors are indebted to Vladimir E. Petrov and Alexey V. Popov for their helpful discussion and to the anonymous reviewer for a number of useful remarks.

Appendix A Airy and inhomogeneous Airy functions

Here, some properties of Airy and inhomogeneous Airy functions [37, 38] are briefly summarized.

The notation w1(z)w_{1}(z) was introduced by Fock [7] for a particular solution to the homogeneous Airy equation:

w′′(z)zw(z)=0,w^{\prime\prime}(z)-zw(z)=0, (99)

defined by the integral representation

w1(z)=1πγeztt33𝑑t,w_{1}(z)=\frac{1}{\sqrt{\pi}}\int\limits_{\gamma}e^{zt-\frac{t^{3}}{3}}dt, (100)

where contour γ\gamma goes from infinity to zero along the line argt=2π/3\arg t=-2\pi/3 and then from zero to infinity along the line argt=0\arg t=0. Function w1w_{1} is related to another common notation [38] as follows:

w1(z)=2πeiπ6Ai(zei2π3).w_{1}(z)=2\sqrt{\pi}e^{i\frac{\pi}{6}}\mathrm{Ai}\left(ze^{i\frac{2\pi}{3}}\right). (101)

Both function w1w_{1} and its derivative w1w_{1}^{\prime} have an infinite number of simple zeroes located on the line argz=π/3\arg z=\pi/3. The asymptotic expansion of w1w_{1} is [37]

w1(z)=z14e23z32(1+O(z32)),4π3argz0,w1(z)=(z14e23z32+iz14e23z32)(1+O(z32)),0<argz<2π3.\begin{gathered}w_{1}(z)=z^{-\frac{1}{4}}e^{\frac{2}{3}z^{\frac{3}{2}}}\left(1+O\left(z^{-\frac{3}{2}}\right)\right),\quad-\frac{4\pi}{3}\leq\arg z\leq 0,\\ w_{1}(z)=\left(z^{-\frac{1}{4}}e^{\frac{2}{3}z^{\frac{3}{2}}}+iz^{-\frac{1}{4}}e^{-\frac{2}{3}z^{\frac{3}{2}}}\right)\left(1+O\left(z^{-\frac{3}{2}}\right)\right),\quad 0<\arg z<\frac{2\pi}{3}.\end{gathered} (102)

In Fig. 4, the sectors where w1w_{1} decreases when |z|1|z|\gg 1 are shown in grey, those where it increases in white and the lines where it oscillates are dashed.

Classical Russian research [7, 9, 37] has also used the following notations:

w2(z)=w1(z¯)¯,v(z)=12i(w1(z)+w2(z)),w_{2}(z)=\overline{w_{1}(\overline{z})},\quad v(z)=\frac{1}{2i}(w_{1}(z)+w_{2}(z)), (103)

where ¯¯\bar{\,\,\,}\!\bar{\,\,\,} stands for a complex conjugation.

Refer to caption
Figure 4: Behavior of functions w1(z)w_{1}(z), I(z)I(z) and H(z)H(z) in the complex zz-plane

Functions I(z)I(z) (24) and H(z)H(z) (50) are inhomogeneous Airy functions. They can be expressed through the standard inhomogeneous Airy function (also called the Scorer function; see [38]):

Hi(z)=1π0eztt33𝑑t\mathrm{Hi}(z)=\frac{1}{\pi}\int\limits_{0}^{\infty}e^{zt-\frac{t^{3}}{3}}dt (104)

solving the inhomogeneous Airy equation

w′′(z)zw(z)=1πw^{\prime\prime}(z)-zw(z)=\frac{1}{\pi} (105)

as follows:

I(z)=πeiπ6Hi(zei2π3),H(z)=πHi(z).\displaystyle I(z)=\pi e^{-i\frac{\pi}{6}}\mathrm{Hi}\left(ze^{-i\frac{2\pi}{3}}\right),\quad H(z)=\pi\mathrm{Hi}(z). (106)

The asymptotic approximations of HH and II are as follows:

H(z)=1z(1+O(z2)),4π3<argz<2π3,H(z)=1z(1+O(z2))+πz14e23z32(1+O(z32)),2π3argz2π3;\begin{gathered}H(z)=-\frac{1}{z}\left(1+O\left(z^{-2}\right)\right),\quad-\frac{4\pi}{3}<\arg z<-\frac{2\pi}{3},\\ H(z)=-\frac{1}{z}\left(1+O\left(z^{-2}\right)\right)+\sqrt{\pi}\,z^{-\frac{1}{4}}e^{\frac{2}{3}z^{\frac{3}{2}}}\left(1+O\left(z^{-\frac{3}{2}}\right)\right),\quad-\frac{2\pi}{3}\leq\arg z\leq\frac{2\pi}{3};\end{gathered} (107)
I(z)=iz(1+O(z2)),2π3<argz<0,I(z)=iz(1+O(z2))+πz14e23z32(1+O(z32)),0argz4π3.\begin{gathered}I(z)=-\frac{i}{z}\left(1+O\left(z^{-2}\right)\right),\quad-\frac{2\pi}{3}<\arg z<0,\\ I(z)=-\frac{i}{z}\left(1+O\left(z^{-2}\right)\right)+\sqrt{\pi}\,z^{-\frac{1}{4}}e^{-\frac{2}{3}z^{\frac{3}{2}}}\left(1+O\left(z^{-\frac{3}{2}}\right)\right),\quad 0\leq\arg z\leq\frac{4\pi}{3}.\end{gathered} (108)

In Fig. 4, the sectors where the function under consideration decreases when |z|1|z|\gg 1 are shown in gray, those where it increases in white and the lines where it oscillates are dashed.

The asymptotic formulas (102), (107) and (108) allow differentiation.

The aforementioned functions are all analytic in the complex plane.

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