The breadth of Lie poset algebras
Abstract
The breadth of a Lie algebra is defined to be the maximal dimension of the image of , for . Here, we initiate an investigation into the breadth of three families of Lie algebras defined by posets and provide combinatorial breadth formulas for members of each family.
1 Introduction
Convention: We assume throughout that all Lie algebras are over an algebraically closed field of characteristic zero, k, which we may take, without any loss of generality, to be the complex numbers.
The complete classification of simple Lie algebras, elegantly couched in the language of root systems and Dynkin diagrams, stands in sharp contrast to the solvable case where the Lie algebras are classified only up to dimension six (see [5]). Recent efforts have concentrated on the seemingly more tractable nilpotent case, where the study of nilpotent Lie algebras and their invariants is of topical interest.
One such invariant is the “breadth” of a Lie algebra , which is defined to be the maximal dimension of the image of as runs through the elements of . This Lie-algebraic invariant was introduced by Leedham-Green, Neumann and Weigold ([8], 1969). Some time later, Khuhirun et al. ([7], 2014) characterized nilpotent Lie algebras of breadth one and two and provided a full classification in breadth one. In breadth two, they achieved a succinct classification only up to dimension six. This work was inspired by the recent interest in nilpotent Lie algebras and analogous breadth work of Parmeggani and Stellmacher ([10], 1999) who gave a characterization of finite p-groups of breadth one and two (the breadth of a finite group is the cardinality of its largest conjugacy class). As a capstone to the work in [7], Remm ([11], 2017) used characteristic sequences to complete, in particular, the classification of nilpotent Lie algebras of breadth two. Here, rather than studying Lie algebras with a particular, fixed breadth value, we initiate an investigation into explicit breadth formulas for three families of Lie algebras defined by posets: Lie poset algebras, type-A Lie poset algebras, and nilpotent Lie poset algebras. The last two are subalgebras of the first, but only the last of these is nilpotent.
Lie poset algebras are solvable subalgebras of which arise naturally from the incidence algebras of posets (cf. [12]) and can be defined as follows. For each poset with , one obtains a Lie algebra consisting of matrices whose -entry can be nonzero if and only if and the Lie bracket of is given by , where juxtaposition denotes standard matrix multiplication. The imposition of various algebraic conditions on the members of yields Lie poset algebras of classical type. For example, if a vanishing trace condition is applied, one obtains a type-A Lie poset algebra, which we denote by . Removing diagonal elements from results in a nilpotent subalgebra of which, following [9], is denoted by and referred to as a nilpotent Lie poset algebra. See [1, 2, 3, 9].
The organization of the paper is as follows. After covering some preliminaries in Section 2, our main results are detailed in Section 3. Theorem 1 establishes that the breadth of and is given by the number of relations in . In Theorem 2, we consider three families of nilpotent Lie poset algebras (corresponding to chains, trees, and grids) to find that the breadth of a member algebra is simply the number of non-covering relations in the algebra’s defining poset. In Theorems 3–6, we examine a three-parameter family of nilpotent Lie poset algebras, , whose underlying posets have Hasse diagrams (see Section 2) which can be described as “expanded double-fan” graphs (see Figure 1). In contrast to previous examples, we show that the breadth of such a nilpotent Lie poset algebra is generally not a function of the number and type of poset relations, but rather is an elementary function of its parameters. Motivated by this discovery, we end Section 3 with a combinatorial obstruction to having breadth equal to the number of non-covering relations in (see Theorem 7). Finally, in the epilogue, we discuss directions for further research along with some consequences of the aforementioned obstruction result.
2 Preliminaries
A finite poset consists of a finite set together with a binary relation on which is reflexive, anti-symmetric, and transitive. We tacitly assume that if for , then , where denotes the natural ordering on . When no confusion will arise, we simply denote a poset by , and by .
Let . If and , then we call a strict relation and write . Let denote the set of strict relations between elements of , denote the set of minimal and maximal elements of , and denote the set of strict relations between the elements of .
Example 1.
Consider the poset with . We then have
For satisfying , we set
Recall that, if and there exists no satisfying , then covers and is a covering relation. Using this language, the Hasse diagram of a poset can be reckoned as the graph whose vertices correspond to elements of and whose edges correspond to covering relations.
Example 2.
Ongoing, the collection of non-covering relations of a poset will prove important. So, let
and for , let
Given a subset , the induced subposet generated by is the poset on , where if and only if .
The following families of posets will be of interest in the sections that follow.
Definition 1.
Let denote the chain on elements; that is, the poset on the set , where
Remark 1.
Definition 2.
Let denote the poset on the set where , for and , , for , and , for .
Definition 3.
For , let denote the poset on where
, for , , and .
Definition 4.
Let denote the poset on with
Let be a finite poset. The (associative) incidence algebra is the span over k of elements , for satisfying , with product given by setting if and otherwise. The trace of an element is
We can equip with the commutator product , where juxtaposition denotes the product in , to produce the Lie poset algebra . If , then both and may be regarded as subalgebras of the algebra of upper-triangular matrices over k. Such a matrix representation is realized by replacing each basis element by the matrix containing a 1 in the -entry and 0’s elsewhere. The (associative) product between elements is then replaced by matrix multiplication between the .
Example 4.
Let be the poset of Example 1. The matrix form of elements in is illustrated in Figure 5, where the ’s denote potentially non-zero entries from k.
Restricting to trace-zero matrices yields a subalgebra of the first classical family which we refer to as a type-A Lie poset algebra and denote by . Restricting to strictly upper-triangular matrices yields a subalgebra which we refer to as a nilpotent Lie poset algebra and denote by .
3 Results
We begin this section with the formal definition of the breadth of a Lie algebra.
Definition 5.
The breadth of a Lie algebra is the invariant
The following result describes bounds on the breadth of a Lie algebra and will be useful in what follows – the proofs can be found in [6].
Proposition 1.
If is a Lie algebra with center and derived algebra , then
-
(i)
, and
-
(ii)
.
3.1 (Type-A) Lie poset algebras
To determine a combinatorial translation of Proposition 1(i) for (type-A) Lie poset algebras, we make use of the following Proposition.
Proposition 2.
If is a poset and or , then .
Proof.
We claim that
To begin, note that if , then a basis for is given by
On the other hand, if , then a basis for is given by
In either case, since
and
for , and is spanned by it follows that
Now, if satisfy , then and
Thus,
and the claim is established. As , the result follows. ∎
As a consequence of Proposition 2, we obtain the following combinatorial translation of Proposition 1(i) for (type-A) Lie poset algebras.
Proposition 3.
If is a poset and or , then .
In fact, the bound of Proposition 3 is exact.
Theorem 1.
If is a poset and or , then
Proof.
Example 5.
If is the poset of Example 1, i.e., with , then
3.2 Nilpotent Lie poset algebras
To determine a combinatorial translation of Proposition 1 for nilpotent Lie poset algebras we make use of the following Proposition.
Proposition 4.
If is a poset and , then
-
(i)
, and
-
(ii)
.
Proof.
(i) We claim that
If and is not a covering relation, then there exists such that and
that is,
Now, since is generated by the , for such that and , and , it follows that elements must be of the form
that is,
This establishes the claim. As , the result follows.
(ii) We claim that
Evidently, , for , so span Now, take . If satisfy with non-maximal, then there exists such that and
in particular, . If satisfy with non-minimal, then there exists such that and
in particular, . Therefore, , for all such that and either is non-minimal or is non-maximal. This establishes the claim, and so we have
As , the result follows. ∎
As a consequence of Proposition 4, we obtain the following combinatorial translation of Proposition 1 for nilpotent Lie poset algebras.
Proposition 5.
If is a poset and , then
-
(i)
, and
-
(ii)
.
Using Proposition 5, the following Theorem establishes exact breadth values for nilpotent Lie poset algebras corresponding to the posets and In each case, the breadth of the respective algebra is equal to the number of non-covering relations in the associated poset .
Theorem 2.
-
(a)
If and , then
-
(b)
If and , then
-
(c)
If and , then
Proof.
We will prove part (a). The proofs of parts (b) and (c) are relegated to the Appendix.
First, we show that . Considering Proposition 5(i), it suffices to show that
(2) |
To establish (2), we construct satisfying , for all such that . Consider
If is not a covering relation, then and
If is not a covering relation, then and
Thus,
so that
It follows that .
Now, we show that
For there are elements such that . Thus,
∎
Remark 2.
It is important to note that the breadth of is not always given by . For example, the smallest poset one finds satisfying is . In what follows, we show that for the family of posets the breadth of the corresponding nilpotent Lie poset algebra can be given by either of the upper bounds established in Proposition 5 but can also be strictly less than both.
Remark 3.
If , then is a generalized Heisenberg Lie algebra.
Theorem 3.
If with or , then .
Proof.
Let . We assume that , the other case following via a symmetric argument. Note that
from which it follows
Thus, by Proposition 5(i), to establish the result it suffices to construct such that , for all . Consider . Since
for and , it follows that the given has the desired properties. Therefore,
so that
The result follows. ∎
To determine a formula for when , we study the matrix of , denoted , for a general element . First, fix the basis of given by
Then every element of can be written as
To study , it will be helpful to partition into three ordered subsets:
-
•
-
•
-
•
Ordering the columns of as and the rows as , the matrix has the following form:
where is the identity matrix and
Focusing on the section of the matrix corresponding to columns , illustrated below,
it is clear that the matrix can be row reduced in such a way that there are rows with a nonzero entry in a unique column in , for , and the remaining rows contain zeros in the columns of . Further, such a row reduction can be accomplished by performing block row operations, where the row labeled by is multiplied by a constant and added to the row labeled by , for some and for all .
Having performed the described block row operations, the remaining blocks of nonzero rows of labeled by elements of the form , for and fixed , with entries of 0 in the columns of must be of the form
where , for . Such collections of rows can consist of at most linearly independent rows. Therefore, we have that the rank of is bounded above by
for ; that is, we are led to the following Theorem.
Theorem 4.
If with , then
In fact, the bound of Theorem 4 is exact.
Theorem 5.
If with , then
Proof.
Considering Theorem 4, it suffices to construct an element for which . Consider
Since
for and , and
for and , it follows that
As
and
we find that
Thus,
The result follows. ∎
Theorem 6.
If , then
Remark 4.
Considering Proposition 2 and Remark 4, it would be interesting to characterize those posets for which satisfies . The following Theorem provides an obstruction to a poset having the aforementioned property.
Theorem 7.
Given a poset , let denote an induced subposet of such that , for all satisfying . If
then
Proof.
Since for a poset one has
it follows that
if and only if for all there exists such that . Thus, for any there exists such that .
Given , let denote its restriction to ; that is, expressing in terms of the basis elements , for , we form by removing all terms involving basis elements for or . Take an arbitrary . We claim that . Assume, toward contradiction, that . Then there exists such that . Note that for any we have , where
Further, it must be the case that . If not, then there would exist and such that , contradicting our assumption that . Therefore, , but this contradicts that
The result follows. ∎
Remark 5.
One can show that if and , then . Considering Theorem 7, it follows that if with , then .
4 Epilogue
In this article, we focused on determining combinatorial methods for the computation of the breadth of Lie poset algebras and nilpotent Lie poset algebras. For Lie poset algebras, we found that in general breadth is given by the number of relations in the underlying poset; algebraically this value corresponds to the dimension of the associated algebra’s derived algebra. In the case of nilpotent Lie poset algebras, we found that for some special families of posets the breadth is also given by the dimension of the algebra’s derived algebra. However, we also found families of posets for which the breadth of the associated nilpotent Lie poset algebra is strictly less than the dimension of its derived algebra. Considering the above findings, the following question seems worth pursuing.
Question: Does there exist a combinatorial characterization of those posets for which
Theorem 7 provides an obstruction to posets having Property and can be used to show that many well-known families posets do not have this property. For example,
-
•
, for ,
-
•
the positive root poset of type , for ,
-
•
the positive root poset of type or , for , and
-
•
the positive root poset of type , for ,
On the other hand, data suggests the following conjecture.
Conjecture 1.
If or the Boolean lattice , for , and , then .
Other than focusing on families of posets, one could also consider how Property behaves under various poset operations. Unfortunately, this is also seemingly wild. For example, recall that the Cartesian product of two posets and is the poset on the set such that if and . Interestingly, one finds that
-
•
the cartesian product of two posets with Property can have Property . For example, taking the cartesian product of the 3-chain with itself.
-
•
the cartesian product of two posets with Property can not have Property . For example, taking the cartesian product of the 4-chain with itself.
-
•
using Theorem 7, if one of or does not have Property , then cannot have Property .
Given two posets and , one encounters similar outcomes to that of the Cartesian product with respect to Property when forming the ordinal sum , ordinal product , and the poset constructed from by adjoining a new minimal and maximal element (see [13] for the definitions of these operations). It would seem that the only poset operations which behave nicely with respect to Property are forming the dual poset and the disjoint sum of a collection of posets. Recall that given posets and
-
•
the dual of , denoted , is the poset on where if and only if , for all .
-
•
the disjoint sum of and is the poset on the disjoint sum of and , where if either
-
(i)
and , or
-
(ii)
and .
-
(i)
For these operations it is straightforward to verify that
-
•
has Property if and only if has Property , and
-
•
has Property if and only if both and have Property .
The above observations seem to suggest that a combinatorial characterization of Property , if existent, would be very interesting.
5 Appendix
In this appendix, we prove parts (b) and (c) of Theorem 2.
Theorem 2.
-
(a)
If and , then
-
(b)
If and , then
-
(c)
If and , then
We break the proofs of parts (b) and (c) into two lemmas.
Lemma 1.
For each of the following posets , if , then .
-
(a)
-
(b)
.
Proof.
In both cases, considering Proposition 5(i), to establish the result it suffices to show that
(a) For , to show that we construct such that , for all . Consider
There are 4 groups of elements to consider. \\*
Group 1: , for , for . If , then and
Group 2: , for . If , then and
Group 3: , for where and . If , then and
Group 4: , for where . If , then and
Thus,
so that
It follows that .
(b) For , evidently the result holds for . For , to show that we construct such that , for all . Consider
Note that , where the sum is over all covering relations in . Also note that
We will show that , for all , in steps.
Step 0: . If , then there exists such that and
Step d: . If , then there exists such that and
As a consequence of Step we may conclude that . So, .
Thus,
so that
It follows that . ∎
Lemma 2.
-
(a)
If , then
-
(b)
If , then
Proof.
(a) By induction. Let and
For , direct computation shows that . Assume the result holds for . Note that one can form from by adjoining a new maximal element satisfying as well as a new element satisfying . Thus,
where
and
that is,
The result follows.
(b) Let ,
and
By definition we have that ,
and
Thus, , for . For , note that the induced poset defined by is the disjoint sum of copies of . Consequently,
where
that is,
Now, note that
Therefore, since and satisfy the same initial conditions and recursive relation, they are equal. ∎
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