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The Alon-Tarsi number of Halin graphs

Zhiguo Li, Qing Ye, Zeling Shao
School of Science, Hebei University of Technology, Tianjin 300401, China 111Corresponding author. E-mail: [email protected] 222This work was supported in part by the Key Projects of Natural Science Research in Colleges and universities of Hebei Province, China (No.ZD2020130) and the Natural Science Foundation of Hebei Province, China (No. A2021202013).
Abstract

The Alon-Tarsi number of a graph GG is the smallest kk for which there is an orientation DD of GG with max outdegree k1k-1 such that the number of Eulerian subgraphs of GG with an even number of edges differs from the number of Eulerian subgraphs with an odd number of edges. In this paper, we obtain the Alon-Tarsi number of a Halin graph equals 4 when it is a wheel of even order and 3 otherwise.


Keywords: Alon-Tarsi number; list chromatic number; chromatic number; Halin graph

2000 MR Subject Classification. 05C15

1 Introduction

All graphs considered in this article are finite, and all graphs are either simple graphs or simple directed graphs. A kk-listlist assignmentassignment of a graph GG is a mapping LL which assigns to each vertex vv of GG a set L(v)L(v) of kk permissible colors. Given a kk-list assignment LL of GG, an LL-coloringcoloring of GG is a mapping ϕ\phi which assigns to each vertex vv a color ϕ(v)L(v)\phi(v)\in L(v) such that ϕ(u)ϕ(v)\phi(u)\neq\phi(v) for every edge e=uve=uv of GG. A graph GG is kk-choosablechoosable if GG has an LL-coloring for every kk-list assignment LL. The choice number of a graph GG is the least positive integer kk such that GG is kk-choosable, denoted by ch(G)ch(G).

In the classic article[1], Alon and Tarsi have obtained the upper bound for the choice number of graphs by applying algebraic techniques, which was later called the Alon-Tarsi number of GG, and denoted by AT(G)AT(G) (See e.g. Jensen and Toft (1995) [2]). They have transformed the computation of the Alon-Tarsi number of GG from algebraic manipulations to the analysis of the structural properties of GG. Their characterization can be restated as follows. The Alon-Tarsi number of GG, AT(G)AT(G), is the smallest kk for which there is an orientation DD of GG with max outdegree k1k-1 such that the number of odd Eulerian subgraphs of GG is not the same as the number of even Eulerian subgraphs of GG.

As pointed out by Hefetz [3], the Alon-Tarsi number has some different features and we are interested in studying AT(G)AT(G) as an independent graph invariant. Let χp(G)\chi_{p}(G) be the paint number of GG [4]. In [5], U. Schauz generalizes the result of Alon and Tarsi [1]: ch(G)χp(G)AT(G)ch(G)\leq\chi_{p}(G)\leq AT(G) for any graph GG and the equalities are not hold in general. Nevertheless, it is also known that the upper bounds of the choice number and the Alon-Tarsi number are the same for several graph classes. For example, In [6], Thomassen has shown that the choice number of any planar graph is at most 5, and it was proved by Schauz in [7] that every planar graph GG satisfies χp(G)5\chi_{p}(G)\leq 5. As a strengthening of the results of Thomassen and Schauz, X. Zhu proves that every planar graph GG has AT(G)5AT(G)\leq 5 by Alon-Tarsi polynomial method and ATAT-orientation method [8]. It is of interest to find graph GG for which these parameters are equal.

Furthermore, Grytczuk and X. Zhu have used polynomial method to prove that every planar graph GG has a matching MM such that AT(GM)4AT(G-M)\leq 4 in [9], it implies a positive answer to the more difficult question - whether every planar graph is 1-defective 4-choosable [10]. Let Tm,n=CmCnT_{m,n}=C_{m}\Box C_{n} be a toroidal grid, the first author et al. use the same method to show that the Alon-Tarsi number of Tm,nT_{m,n} equals 44 when m,nm,n are both odd and 33 otherwise in [11]. T. Abe et al. prove that for a K5K_{5}-minor-free graph GG, AT(G)5AT(G)\leq 5 [12], which generalizes the result of X. Zhu [8].

A HalinHalin graph H=TCnH=T\cup C_{n} is a plane graph, where TT is a tree with no vertex of degree two and at least one vertex of degree three or more, and CnC_{n} is a cycle connecting the pendant vertices of TT in the cyclic order determined by the drawing of TT. Vertices of CnC_{n} and HCnH-C_{n} are referred to as outerouter and innerinner vertices of HH, respectively. In particular, a wheelwheel graph is a Halin graph which contains only one inner vertex. In a wheelwheel graph, if we delete an edge of CnC_{n}, the rest of the graph is called a fanfan.

The chromatic number and choice number of Halin graphs are determined in [13] and [14], respectively. In this article, we obtain the exact values of Alon-Tarsi number of Halin graphs by constructing an ATAT-orientation method.

Main Theorem. For a HalinHalin graphgraph HH, we have

AT(H)={4,ifHis a wheel of even order;3,otherwise.AT(H)=\left\{\begin{array}[]{l}4,\ \ \ \text{if}\leavevmode\nobreak\ H\leavevmode\nobreak\ \text{is\ a\ wheel\ of\ even\ order};\\ 3,\ \ \ \mbox{otherwise}.\\ \end{array}\right.

2 Preliminaries

Definition 2.1.

[1] A subdigraph HH of a directed graph DD is called Eulerian if V(H)=V(G)V(H)=V(G) and the indegree dH(v)d^{-}_{H}(v) of every vertex vv of HH in HH is equal to its outdegree dH+(v)d^{+}_{H}(v). Note that HH might not be connected. For a digraph DD, we denote by (D)\mathcal{E}(D) the family of Eulerian subdigraphs of DD. HH is even if it has an even number of edges, otherwise, it is odd. Let e(D)\mathcal{E}_{e}(D) and o(D)\mathcal{E}_{o}(D) denote the numbers of even and odd Eulerian subgraphs of D, respectively. Let diff(D)=|e(D)||o(D)|(D)=|\mathcal{E}_{e}(D)|-|\mathcal{E}_{o}(D)|. We say that DD is AlonAlon-TarsiTarsi if diff(D)0(D)\neq 0. If an orientationorientation DD of GG yields an AlonAlon-TarsiTarsi digraphdigraph, then we say DD is an AlonAlon-TarsiTarsi orientationorientation ((or an ATAT-orientationorientation, for short)) of GG.

Generally, it is difficult to determine whether an orientation DD of a graph GG is an AT-orientation. Nevertheless, in some cases this problem is very simple. Observe that every digraph DD has at least one even Eulerian subdigraph, namely, the empty subgraph. If DD has no odd directed cycle, then DD has no odd Eulerian subdigraph, so DD is an ATAT-orientation.

An acyclic orientation of an undirected graph is an assignment of a direction to each edge (an orientation) that does not form any directed cycle and therefore makes it into a directed acyclic graph. If DD is an acyclic orientation of GG, then DD has no odd Eulerian subdigraph, so DD is an ATAT-orientation. We denote the maximum outdegree of an acyclic orientation DD by dad_{a}. By the definition of AT(G)AT(G) we have the following:

Lemma 2.1.

If a graph GG has an acyclic orientation DD with maximum outdegree dad_{a}, then AT(G)da+1AT(G)\leq d_{a}+1.

Definition 2.2.

[15] A graph GG is kk-degenerate if there exists an ordering v1,,vnv_{1},\ldots,v_{n} of vertices of GG such that for i=i= 1,,n1,\ldots,n, the vertex viv_{i} has at most kk neighbors among v1,v2,,vi1v_{1},v_{2},\ldots,v_{i-1}.

Lemma 2.2.

If a graph GG is kk-degenerate, then AT(G)k+1AT(G)\leq k+1.

Proof.

Suppose that GG has degeneracy kk and σ\sigma is a vertex ordering which witnesses this. By orienting each edge toward its endpoint that appears earlier in the vertex ordering, we can get an acyclic orientation with maximum outdegree kk. By Lemma 2.1, AT(G)k+1.AT(G)\leq k+1.

Let H=TCnH=T\cup C_{n}, where CnC_{n} is the cycle v1v2vnv1v_{1}v_{2}\ldots v_{n}v_{1}. Then every vertex of V(Cn)V(C_{n}) is adjacent to exactly one vertex in V(H)V(Cn)V(H)\setminus V(C_{n}), and every edge of E(Cn)E(C_{n}) is adjacent to exactly two edge in E(H)E(Cn)E(H)\setminus E(C_{n}). An inner vertex uu of a Halin graph HH is called specialspecial if it is a neighbor of a unique inner vertex. Let v1,v2,,vkv_{1},v_{2},\ldots,v_{k} be the neighbors of uu on CnC_{n}. If a Halin graph HH is not a wheel, then {u,v1,v2,,vk}\{u,v_{1},v_{2},\ldots,v_{k}\} induces a fan and HH contains at least two special inner vertices [13].

3 Proof of the main theorem

The proof will be completed by a sequence of lemmas.

Lemma 3.1.

[14] Every Halin graph is 3-degenerate.

By Lemma 3.1 and Lemma 2.2, we have

Lemma 3.2.

AT(H)4AT(H)\leq 4 for each Halin graph HH.

Lemma 3.3.

If HH is a wheel of even order, then AT(H)=4AT(H)=4.

Proof.

By Lemma 3.2, we know that AT(H)4AT(H)\leq 4. HH has chromatic number 4, so AT(H)4AT(H)\geq 4. Hence AT(H)=4AT(H)=4.

[Uncaptioned image]

Fig.1  The graph H=C8uH=C_{8}\cup u.

Lemma 3.4.

Let HH be a Halin graph with an even outer cycle, then AT(H)=3AT(H)=3.

Proof.

Assume H=TCnH=T\cup C_{n}, nn is even. We know that AT(H)3AT(H)\geq 3 since χ(H)=3\chi(H)=3. It remains to show that AT(H)3AT(H)\leq 3. Consider the following two cases.

Case 1.HH is a wheel with even outer vertices.

Since HH is a wheel, HH contains exactly one interior vertex uu, d(u)=nd(u)=n, and d(vi)=3d(v_{i})=3 for i=1,2,,ni=1,2,\ldots,n. Let DD be an orientation of HH in which the edges of HH are oriented in such a way by orientating the outer cycle CnC_{n} in clockwise and orientating edge viuv_{i}u as (vi,u),i=1,2,,n(v_{i},u),i=1,2,\ldots,n [See Figure 1]. DD has no odd directed cycle, so DD has no odd Eulerian subgraph and hence DD is an ATAT-orientation with maximum outdegree 2. Therefore AT(H)3AT(H)\leq 3.

Case 2.HH is not a wheel with even outer vertices.

Similarly, orient CnC_{n} in clockwise. For TT, let XX be the set of all the inner vertices that are adjacent to V(Cn)V(C_{n}). All the arcs between V(Cn)V(C_{n}) and XX are oriented from V(Cn)V(C_{n}) to XX. The unoriented edges of TT induce a subgraph, denoted by T1T_{1}. It is easy to see that T1T_{1} has at least two leaves. Let L1L_{1} and X1X_{1} be the set of all the leaves of T1T_{1} and all the vertices of T1T_{1} that are adjacent to the leaves, respectively. All the arcs between L1L_{1} and X1X_{1} are oriented from L1L_{1} to X1X_{1}. The unoriented edges of T1T_{1} induce a subgraph, denoted by T2T_{2}. Let L2L_{2} and X2X_{2} be the set of all the leaves of T2T_{2} and all the vertices of T2T_{2} that are adjacent to the leaves, respectively. All the arcs between L2L_{2} and X2X_{2} are oriented from L2L_{2} to X2X_{2}.

[Uncaptioned image]

Fig.2  HH is not a wheel and have even outer vertices.

Repeat this process until all edges of HH are oriented or only one edge left unoriented, then the edge is oriented arbitrarily. Obviously DD has no odd directed cycle, so DD has no odd Eulerian subdigraph [See Figure 2]. It is easy to see that the followings hold: (1) DD is an ATAT-orientation, (2) dD+(v)1d^{+}_{D}(v)\leq 1 for each inner vertex vv, (3) dD+(v)=2d^{+}_{D}(v)=2 for each outer vertex vv. Hence AT(H)3AT(H)\leq 3.

Lemma 3.5.

[16] Assume that DD is a digraph and V(D)=X1X2.V(D)=X_{1}\cup X_{2}. For i=1,2i=1,2, let Di=D[Xi]D_{i}=D\left[X_{i}\right] be the subdigraph of DD induced by Xi.X_{i}. If all the arcs between X1X_{1} and X2X_{2} are from X1X_{1} to X2X_{2}, then DD is Alon-Tarsi if and only if D1,D2D_{1},D_{2} are both Alon-Tarsi.

Lemma 3.6.

Let HH be a Halin graph with an odd outer cycle but not a wheel. Then AT(H)=3AT(H)=3.

Proof.

Suppose that H=TCnH=T\cup C_{n}, where nn is odd. HH has chromatic number 3, so we know that AT(H)3AT(H)\geq 3. It remains to show that AT(H)3AT(H)\leq 3. Similar to above lemma, we consider two cases.

Case 1.HH has a special inner vertex uu which is adjacent to an odd number of vertices of CnC_{n}.

Let v1,v2,,vkv_{1},v_{2},\ldots,v_{k} be the neighbors of uu on CnC_{n} and kk is odd. Then {u,v1,v2,,vk}\{u,v_{1},v_{2},\ldots,v_{k}\} induces a fan, denoted by G1G_{1}. Assume G2=HV(G1)G_{2}=H-V(G_{1}). The subgraph G1G_{1} has an orientation D1D_{1} as the following way: orient the edge vivi+1v_{i}v_{i+1} as (vi,vi+1)(v_{i},v_{i+1}), for 1ik11\leq i\leq k-1, the edge uv1uv_{1} as (u,v1)(u,v_{1}), and the edge vjuv_{j}u as (vj,u)(v_{j},u) for j=2,3,kj=2,3,\cdots k. Observe that uv1v2viuuv_{1}v_{2}\ldots v_{i}u is an odd directed cycle when ii is even, and uv1v2viuuv_{1}v_{2}\ldots v_{i}u is an even directed cycle when ii is odd, for 2ik2\leq i\leq k. Hence D1D_{1} contains k1k-1 directed cycles. Specifically D1D_{1} contains k12\frac{k-1}{2} odd directed cycles and k12\frac{k-1}{2} even directed cycles. It is easy to see that the arc (u,v1)(u,v_{1}) is contained in all directed cycles. Since Eulerian subdigraph is the arc disjoint union of directed cycles and empty subdigraph is an even Eulerian subdigraph, D1D_{1} has k12\frac{k-1}{2} odd Eulerian subdigraphs and k+12\frac{k+1}{2} even Eulerian subdigraphs. diff(D1)=|e(D1)||o(D1)|=10(D_{1})=|\mathcal{E}_{e}(D_{1})|-|\mathcal{E}_{o}(D_{1})|=1\neq 0. Therefore D1D_{1} is an ATAT-orientation of G1G_{1}.

Denote X={vk+1,vk+2,,vn}X=\{v_{k+1},v_{k+2},\ldots,v_{n}\}, and let X1X_{1} be the set of all the vertices in V(G2)XV(G_{2})-X that are adjacent to XX. G2G_{2} has an orientation D2D_{2} that for each k+1in1k+1\leq i\leq n-1, orient edge vivi+1v_{i}v_{i+1} as (vi,vi+1)(v_{i},v_{i+1}). All the arcs between XX and X1X_{1} are oriented from XX to X1X_{1}. The unoriented edges of G2G_{2} induce a subgraph, denoted by T1T_{1}. Let L1L_{1} and X2X_{2} be the set of all the leaves of T1T_{1} and all the vertices of T1T_{1} that are adjacent to the leaves, respectively. All the arcs between L1L_{1} and X2X_{2} are oriented from L1L_{1} to X2X_{2}. The unoriented edges of T1T_{1} induce a subgraph, denoted by T2T_{2}. Let L2L_{2} and X3X_{3} be the set of all the leaves of T2T_{2} and all the vertices of T2T_{2} that are adjacent to the leaves, respectively. All the arcs between L2L_{2} and X3X_{3} are oriented from L2L_{2} to X3X_{3}. Repeat this process until all edges of G2G_{2} are oriented or only one edge left unoriented, then the edge is oriented arbitrarily. It is obvious that D2D_{2} is an acyclic orientation, hence diff(D2)=|e(D2)||o(D2)|0(D_{2})=|\mathcal{E}_{e}(D_{2})|-|\mathcal{E}_{o}(D_{2})|\neq 0, D2D_{2} is an ATAT-orientation of G2G_{2}.

[Uncaptioned image]

Fig.3  The Halin graph HH for n=9n=9 and k=3k=3.

Let vv be the unique inner vertex which is adjacent to uu, uV(G1)u\in V(G_{1}) and vV(G2)v\in V(G_{2}). Let DD be obtained from D1D2D_{1}\cup D_{2} by adding arcs (u,v)(u,v), (v1,vn)(v_{1},v_{n}) and (vk,vk+1)(v_{k},v_{k+1}). Such that all the arcs between G1G_{1} and G2G_{2} are oriented from G1G_{1} to G2G_{2} [See Figure 3]. By Lemma 3.5, DD is an ATAT-orientation. It is easy to see that dD+(v)2d^{+}_{D}(v)\leq 2 for every vV(G)v\in V(G). Hence AT(H)3AT(H)\leq 3.

Case 2. All special inner vertices of HH are adjacent to an even number of vertices of CnC_{n}.

Let uu be a special inner vertex, v1,v2,,vkv_{1},v_{2},\ldots,v_{k} be the neighbors of uu on CnC_{n}. {u,v1,v2,,vk}\{u,v_{1},v_{2},\ldots,v_{k}\} induces a fan, denoted by G1G_{1}. Let G2=HV(G1)G_{2}=H-V(G_{1}). The subgraph G1G_{1} has an orientation D1D_{1} as the following way: orient the edge vi1viv_{i-1}v_{i} as (vi,vi1)(v_{i},v_{i-1}) for 2ik2\leq i\leq k, and the edge vjuv_{j}u as (vj,u)(v_{j},u) for j=1,2,kj=1,2,\ldots k. Observed that D1D_{1} is an acyclic orientation, so D1D_{1} is an ATAT-orientation of G1G_{1}.

In the tree TT, any two vertices are connected by exactly one path, so there is a unique xvnxv_{n}-path in TT connecting xx and vnv_{n}, where xV(G2)vnx\in V(G_{2})\setminus v_{n}. G2G_{2} has an orientation D2D_{2} that for k+2ink+2\leq i\leq n, orient the edge vi1viv_{i-1}v_{i} as (vi,vi1)(v_{i},v_{i-1}), and let every xvnxv_{n}-path be a directed path from xx to vnv_{n}. It is obvious that all the edges of G2G_{2} are oriented. Denote ww is the unique vertex in TT which is adjacent to vnv_{n}, the arc (w,vn)(w,v_{n}) is contained in all xvnxv_{n}-directed paths. In G2G_{2}, all directed circles are made up of vivnv_{i}v_{n}-directed path in TT and vnviv_{n}v_{i}-directed path in CnC_{n}, for k+1in1k+1\leq i\leq n-1. D2D_{2} has an even number of directed cycles. Empty subdigraph is an even Eulerian subdigraph of D2D_{2}, hence |(D2)||\mathcal{E}(D_{2})| is odd. diff(D2)=|e(D2)||o(D2)|0(D_{2})=|\mathcal{E}_{e}(D_{2})|-|\mathcal{E}_{o}(D_{2})|\neq 0, so D2D_{2} is an ATAT-orientation of G2G_{2}.

[Uncaptioned image]

Fig.4  The Halin graph HH for n=11n=11 and k=4k=4.

Let vv be the unique inner vertex which is adjacent to uu, uV(G1)u\in V(G_{1}) and vV(G2)v\in V(G_{2}). Let DD be obtained from D1D2D_{1}\cup D_{2} by adding arcs (v,u)(v,u), (vn,v1)(v_{n},v_{1}) and (vk+1,vk)(v_{k+1},v_{k}). Obviously all the arcs between G1G_{1} and G2G_{2} are oriented from G2G_{2} to G1G_{1} [See Figure 4]. In a similar way as case 1, we can get AT(H)3AT(H)\leq 3.

Corollary 3.7.

For a HalinHalin graphgraph HH, we have

χ(H)=ch(H)=χP(H)=AT(H)={4,ifHisawheelofevenorder;3,otherwise.\chi(H)=ch(H)=\chi_{P}(H)=AT(H)=\left\{\begin{array}[]{l}4,\ \mbox{\rm if}\ H\ {\rm is\ a\ wheel\ of\ even\ order};\\ 3,\ \mbox{\rm otherwise}.\\ \end{array}\right.

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