The Alon-Tarsi number of Halin graphs
Abstract
The Alon-Tarsi number of a graph is the smallest for which there is an orientation of with max outdegree such that the number of Eulerian subgraphs of with an even number of edges differs from the number of Eulerian subgraphs with an odd number of edges. In this paper, we obtain the Alon-Tarsi number of a Halin graph equals 4 when it is a wheel of even order and 3 otherwise.
Keywords: Alon-Tarsi number; list chromatic number; chromatic number; Halin graph
2000 MR Subject Classification. 05C15
1 Introduction
All graphs considered in this article are finite, and all graphs are either simple graphs or simple directed graphs. A - of a graph is a mapping which assigns to each vertex of a set of permissible colors. Given a -list assignment of , an - of is a mapping which assigns to each vertex a color such that for every edge of . A graph is - if has an -coloring for every -list assignment . The choice number of a graph is the least positive integer such that is -choosable, denoted by .
In the classic article[1], Alon and Tarsi have obtained the upper bound for the choice number of graphs by applying algebraic techniques, which was later called the Alon-Tarsi number of , and denoted by (See e.g. Jensen and Toft (1995) [2]). They have transformed the computation of the Alon-Tarsi number of from algebraic manipulations to the analysis of the structural properties of . Their characterization can be restated as follows. The Alon-Tarsi number of , , is the smallest for which there is an orientation of with max outdegree such that the number of odd Eulerian subgraphs of is not the same as the number of even Eulerian subgraphs of .
As pointed out by Hefetz [3], the Alon-Tarsi number has some different features and we are interested in studying as an independent graph invariant. Let be the paint number of [4]. In [5], U. Schauz generalizes the result of Alon and Tarsi [1]: for any graph and the equalities are not hold in general. Nevertheless, it is also known that the upper bounds of the choice number and the Alon-Tarsi number are the same for several graph classes. For example, In [6], Thomassen has shown that the choice number of any planar graph is at most 5, and it was proved by Schauz in [7] that every planar graph satisfies . As a strengthening of the results of Thomassen and Schauz, X. Zhu proves that every planar graph has by Alon-Tarsi polynomial method and -orientation method [8]. It is of interest to find graph for which these parameters are equal.
Furthermore, Grytczuk and X. Zhu have used polynomial method to prove that every planar graph has a matching such that in [9], it implies a positive answer to the more difficult question whether every planar graph is 1-defective 4-choosable [10]. Let be a toroidal grid, the first author et al. use the same method to show that the Alon-Tarsi number of equals when are both odd and otherwise in [11]. T. Abe et al. prove that for a -minor-free graph , [12], which generalizes the result of X. Zhu [8].
A graph is a plane graph, where is a tree with no vertex of degree two and at least one vertex of degree three or more, and is a cycle connecting the pendant vertices of in the cyclic order determined by the drawing of . Vertices of and are referred to as and vertices of , respectively. In particular, a graph is a Halin graph which contains only one inner vertex. In a graph, if we delete an edge of , the rest of the graph is called a .
The chromatic number and choice number of Halin graphs are determined in [13] and [14], respectively.
In this article, we obtain the exact values of Alon-Tarsi number of Halin graphs by constructing an -orientation method.
Main Theorem. For a , we have
2 Preliminaries
Definition 2.1.
[1] A subdigraph of a directed graph is called Eulerian if and the indegree of every vertex of in is equal to its outdegree . Note that might not be connected. For a digraph , we denote by the family of Eulerian subdigraphs of . is even if it has an even number of edges, otherwise, it is odd. Let and denote the numbers of even and odd Eulerian subgraphs of D, respectively. Let diff. We say that is - if diff. If an of yields an - , then we say is an - or an -, for short of .
Generally, it is difficult to determine whether an orientation of a graph is an AT-orientation. Nevertheless, in some cases this problem is very simple. Observe that every digraph has at least one even Eulerian subdigraph, namely, the empty subgraph. If has no odd directed cycle, then has no odd Eulerian subdigraph, so is an -orientation.
An acyclic orientation of an undirected graph is an assignment of a direction to each edge (an orientation) that does not form any directed cycle and therefore makes it into a directed acyclic graph. If is an acyclic orientation of , then has no odd Eulerian subdigraph, so is an -orientation. We denote the maximum outdegree of an acyclic orientation by . By the definition of we have the following:
Lemma 2.1.
If a graph has an acyclic orientation with maximum outdegree , then .
Definition 2.2.
[15] A graph is -degenerate if there exists an ordering of vertices of such that for , the vertex has at most neighbors among .
Lemma 2.2.
If a graph is -degenerate, then .
Proof.
Suppose that has degeneracy and is a vertex ordering which witnesses this. By orienting each edge toward its endpoint that appears earlier in the vertex ordering, we can get an acyclic orientation with maximum outdegree . By Lemma 2.1, ∎
Let , where is the cycle . Then every vertex of is adjacent to exactly one vertex in , and every edge of is adjacent to exactly two edge in . An inner vertex of a Halin graph is called if it is a neighbor of a unique inner vertex. Let be the neighbors of on . If a Halin graph is not a wheel, then induces a fan and contains at least two special inner vertices [13].
3 Proof of the main theorem
The proof will be completed by a sequence of lemmas.
Lemma 3.1.
[14] Every Halin graph is 3-degenerate.
By Lemma 3.1 and Lemma 2.2, we have
Lemma 3.2.
for each Halin graph .
Lemma 3.3.
If is a wheel of even order, then .
Proof.
By Lemma 3.2, we know that . has chromatic number 4, so . Hence .
∎
![[Uncaptioned image]](https://cdn.awesomepapers.org/papers/3abf1d95-16c8-4384-8c43-53bd5ef759eb/x1.png)
Fig.1 The graph .
Lemma 3.4.
Let be a Halin graph with an even outer cycle, then .
Proof.
Assume , is even. We know that since . It remains to show that . Consider the following two cases.
Case 1. is a wheel with even outer vertices.
Since is a wheel, contains exactly one interior vertex , , and for . Let be an orientation of in which the edges of are oriented in such a way by orientating the outer cycle in clockwise and orientating edge as [See Figure 1]. has no odd directed cycle, so has no odd Eulerian subgraph and hence is an -orientation with maximum outdegree 2. Therefore .
Case 2. is not a wheel with even outer vertices.
Similarly, orient in clockwise. For , let be the set of all the inner vertices that are adjacent to . All the arcs between and are oriented from to . The unoriented edges of induce a subgraph, denoted by . It is easy to see that has at least two leaves. Let and be the set of all the leaves of and all the vertices of that are adjacent to the leaves, respectively. All the arcs between and are oriented from to . The unoriented edges of induce a subgraph, denoted by . Let and be the set of all the leaves of and all the vertices of that are adjacent to the leaves, respectively. All the arcs between and are oriented from to .
![[Uncaptioned image]](https://cdn.awesomepapers.org/papers/3abf1d95-16c8-4384-8c43-53bd5ef759eb/x2.png)
Fig.2 is not a wheel and have even outer vertices.
Repeat this process until all edges of are oriented or only one edge left unoriented, then the edge is oriented arbitrarily. Obviously has no odd directed cycle, so has no odd Eulerian subdigraph [See Figure 2]. It is easy to see that the followings hold:
(1) is an -orientation,
(2) for each inner vertex ,
(3) for each outer vertex .
Hence .
∎
Lemma 3.5.
[16] Assume that is a digraph and For , let be the subdigraph of induced by If all the arcs between and are from to , then is Alon-Tarsi if and only if are both Alon-Tarsi.
Lemma 3.6.
Let be a Halin graph with an odd outer cycle but not a wheel. Then .
Proof.
Suppose that , where is odd. has chromatic number 3, so we know that . It remains to show that . Similar to above lemma, we consider two cases.
Case 1. has a special inner vertex which is adjacent to an odd number of vertices of .
Let be the neighbors of on and is odd. Then induces a fan, denoted by . Assume . The subgraph has an orientation as the following way: orient the edge as , for , the edge as , and the edge as for . Observe that is an odd directed cycle when is even, and is an even directed cycle when is odd, for . Hence contains directed cycles. Specifically contains odd directed cycles and even directed cycles. It is easy to see that the arc is contained in all directed cycles. Since Eulerian subdigraph is the arc disjoint union of directed cycles and empty subdigraph is an even Eulerian subdigraph, has odd Eulerian subdigraphs and even Eulerian subdigraphs. diff. Therefore is an -orientation of .
Denote , and let be the set of all the vertices in that are adjacent to . has an orientation that for each , orient edge as . All the arcs between and are oriented from to . The unoriented edges of induce a subgraph, denoted by . Let and be the set of all the leaves of and all the vertices of that are adjacent to the leaves, respectively. All the arcs between and are oriented from to . The unoriented edges of induce a subgraph, denoted by . Let and be the set of all the leaves of and all the vertices of that are adjacent to the leaves, respectively. All the arcs between and are oriented from to . Repeat this process until all edges of are oriented or only one edge left unoriented, then the edge is oriented arbitrarily. It is obvious that is an acyclic orientation, hence diff, is an -orientation of .
![[Uncaptioned image]](https://cdn.awesomepapers.org/papers/3abf1d95-16c8-4384-8c43-53bd5ef759eb/x3.png)
Fig.3 The Halin graph for and .
Let be the unique inner vertex which is adjacent to , and . Let be obtained from by adding arcs , and . Such that all the arcs between and are oriented from to [See Figure 3]. By Lemma 3.5, is an -orientation. It is easy to see that for every . Hence .
Case 2. All special inner vertices of are adjacent to an even number of vertices of .
Let be a special inner vertex, be the neighbors of on . induces a fan, denoted by . Let . The subgraph has an orientation as the following way: orient the edge as for , and the edge as for . Observed that is an acyclic orientation, so is an -orientation of .
In the tree , any two vertices are connected by exactly one path, so there is a unique -path in connecting and , where . has an orientation that for , orient the edge as , and let every -path be a directed path from to . It is obvious that all the edges of are oriented. Denote is the unique vertex in which is adjacent to , the arc is contained in all -directed paths. In , all directed circles are made up of -directed path in and -directed path in , for . has an even number of directed cycles. Empty subdigraph is an even Eulerian subdigraph of , hence is odd. diff, so is an -orientation of .
![[Uncaptioned image]](https://cdn.awesomepapers.org/papers/3abf1d95-16c8-4384-8c43-53bd5ef759eb/x4.png)
Fig.4 The Halin graph for and .
Let be the unique inner vertex which is adjacent to , and . Let be obtained from by adding arcs , and . Obviously all the arcs between and are oriented from to [See Figure 4]. In a similar way as case 1, we can get .
∎
Corollary 3.7.
For a , we have
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