Systematic analysis of and 3He breakup reactions
Abstract
Background:
Systematic measurement of and 3He knockout processes is planned.
The weakly-bound nature of these nuclei may affect the interpretation of
forthcoming knockout reaction data.
Purpose:
We aim at clarifying breakup properties of and 3He by investigating
their elastic and breakup cross sections.
Methods:
We employ the four-body continuum-discretized coupled-channels method with
the eikonal approximation to describe the and 3He
reactions.
Results:
The breakup cross section of is found to be almost the same as that
of 3He and is about one-third of that of .
Coulomb breakup plays negligible role in the breakup of and 3He,
in contrast to in the deuteron breakup reaction.
It is found that and 3He tend to breakup into three nucleons
rather than and a nucleon.
Conclusions:
It is shown that the breakup cross sections of and 3He are not
as large as those of but non-negligible. Because about 80% of them
corresponds to the three-nucleon breakup process,
a four-body breakup reaction model is necessary to quantitatively
describe the breakup of and 3He.
I Introduction
It is quite well known that cluster states appear in light-mass nuclei. Recently, motivated by the theoretical prediction by Typel Typel et al. (2010) and its experimental confirmation Tanaka et al. (2021), existence of in medium-heavy nuclei has become a hot subject in nuclear physics Yoshida et al. (2016); Yoshida and Tanaka (2022). Furthermore, the existence of , , and 3He are going to be studied by cluster knockout reactions. Investigation of the and 3He cluster states of nuclei, their neutron and proton number dependence in particular, is considered to be crucial for determining the symmetry energy term in the equation of state Gaidarov et al. (2021); Chen et al. (2004); Ono (2014). However, there are very few theoretical studies of and 3He clusters. In addition, despite the binding energies of and 3He are only about 2 MeV/nucleon, their breakup effects on reaction observables have not been clarified well. Under the circumstance that and 3He knockout reactions are going to be systematically measured, it will be important clarify the breakup property of and 3He.
In Ref. Iseri et al. (1986), the 3He breakup reaction was investigated, in which 3He was treated as a two-body system. Because is fragile, however, it is desirable to describe 3He as a three-body system; including a target nucleus T, the reaction system consists of four particles. The four-body continuum-discretized coupled-channels method (four-body CDCC) Matsumoto et al. (2004, 2006) is one of the best models for this purpose.
In this study, we investigate the four-body breakup reaction of and 3He by using four-body CDCC to clarify the breakup properties of these nuclei and understand their breakup mechanism due to the nuclear and Coulomb interactions. Because coupled-channel calculations with the Coulomb breakup require high numerical costs in general, we use eikonal CDCC (E-CDCC) Ogata et al. (2003); Ogata and Bertulani (2009, 2010); Fukui et al. (2012), in which the coupled-channel calculations are performed with the eikonal approximation. Using E-CDCC, we can take into account the Coulomb breakup precisely with low computational cost. We examine the description of the 3He breakup reaction with a two-body model, i.e., three-body CDCC.
This paper is organized as follows. In Sec. II, we describe the theoretical framework. In Sec. III, we present and discuss the numerical results. Finally, in Sec. IV, we give a summary of this study.
II Formalism
II.1 Eikonal CDCC
In the four-body reaction system, the Schrödinger equation is written as
(1) |
where represents the coordinate between the target T and the center-of-mass (c.m.) of the projectile. The operator is the kinetic energy associated with , is the internal Hamiltonian of the projectile, and is the intrinsic coordinate. The optical potential between T and each nucleon in the projectile is denoted by . The Coulomb potential between a proton and T is represented by ; we investigate the effect of Coulomb breakup of and 3He in this study. In E-CDCC, the scattering wave function is represented as
(2) | |||||
where is the impact parameter. The position of the -axis and the azimuthal angle of are denoted by and , respectively. is the th discretized state of the projectile with the total spin and its projection on the -axis , and is the component of the total spin of the ground state. We denote in this manuscript. The wavenumber is written as
(3) |
where is the eigen energy of and is the reduced mass between the projectile and T. in Eq. (2) is the incident-wave part of the Coulomb wave function given by
(4) |
with
(5) |
Here, and are the atomic numbers of the projectile and T, respectively. Inserting Eq. (2) into Eq. (1), the following equation for is obtained:
with
(7) |
and
(8) |
The subscript of means the integral variable.
II.2 Gaussian expansion method
We apply the Gaussian expansion method (GEM) Hiyama et al. (2003) to obtain the ground and the dicretized-continuum states of and 3He. In GEM, a wave function of the three-body system is expanded with Gaussian basis on the Jacobi coordinate as shown in Fig. 1, and the basis are described as
(9) | |||||
(10) |
with
(11) | |||||
(12) |
Using the basis, we diagonalize the following Hamiltonian:
(13) |
for , and
(14) |
for 3He. Here, () means the kinetic energy operator associated with (). The interactions for the -, -, and - systems are represented as , , and , respectively. In Eq. (14), is the Coulomb interaction between the two protons.

III Results and Discussion
III.1 Three-body model for and 3He
First, we obtain the ground-state wave functions of and 3He by using GEM. In this study, we adopt the nucleon-nucleon Minnesota interaction Thompson et al. (1977). We neglect the spin of each nucleon for simplicity. Thus, we use the () = () component of the Minnesota interaction for and , where () is the total spin (isospin) of the two nucleons, whereas we use the () = () component for . To reproduce the binding energies of and 3He, a phenomenological three-body interaction
(15) |
is added to of and 3He. In the present analysis, MeV and . The parameter sets of the Gaussian basis are common in both the and 3He calculations, and summarized in TABLE 1. The spin-parity for the ground states is because we neglect the spin of each nucleon in and 3He. The results of the ground-state energies and root-mean-square radii are shown in TABLE 2. Our calculations reproduce well the experimental data of the ground-state energy Purcell et al. (2010). On the other hand, some deviation of the calculated root-mean-square radii from the experimental data is found. However, the difference does not affect the reaction analysis as shown below.
c | [fm] | [fm] | [fm] | [fm] | ||
---|---|---|---|---|---|---|
1, 2 | 12 | 0.1 | 20.0 | 12 | 0.1 | 20.0 |
3 | 12 | 0.1 | 20.0 | 12 | 0.1 | 20.0 |
Cal. | Exp. | |||
---|---|---|---|---|
[MeV] | [fm] | [MeV] | [fm] | |
1.68 | 1.84 | |||
3He | 1.70 | 1.99 |
In order to confirm the validity of our three-body model, we analyze elastic scattering of 3He off 40Ca, 58Ni, and 90Zr. In the model space, we include continuum states up to the internal energy of 30 MeV for , , and states of the projectile. in Eq. (1) is constructed by folding the Melbourne matrix Amos et al. (2000) with the target density Minomo et al. (2010). Figure 2 shows the elastic cross sections of 3He at 40, 70, and 150 MeV/nucleon, as a function of the transferred momentum . The experimental data of the cross sections denoted by the dots are taken from Ref. Tabor et al. (1982); Willis et al. (1973); Hyakutake et al. (1980); Kamiya et al. (2003). The solid lines represent the results of the E-CDCC calculation. It is found that the E-CDCC results reproduce the experimental data in the small region, in which the cross section is large. Therefore, the three-body model for 3He adopted in this study is expected to work well.



III.2 Breakup properties of and 3He


We investigate the breakup effects of and 3He on the breakup energy spectra and compare them with those of . We adopt the method proposed in Ref. Matsumoto et al. (2010) to obtain a smooth breakup spectrum. The model space is the same as in the calculation of the elastic scattering.
First, we show the breakup cross sections of the (3He) + 90Zr reaction at 150 MeV/nucleon in Fig. 3(a) (Fig. 3(b)). = and MeV correspond to the thresholds of the () and () channels for (3He), respectively. One can see that the behaviors of the breakup cross section of and 3He are almost the same. This can be understood from the fact that the strength of the electric dipole transition, which mainly contributes to Coulomb breakup reactions, for is the same as for 3He; details are found in Appendix. The similar behavior of the cross section between and 3He is also confirmed in other reaction systems. Thus, in what follows, we will concentrate on the results of 3He.



Next, we compare systematically the breakup cross sections of 3He and . For the E-CDCC calculation of the breakup reaction, the optical potentials are constructed in the same manner as of and 3He. We include continuum states of up to 30 MeV for = , , and states; the spin of each nucleon is neglected, as in the description of and 3He. The solid and dotted lines in Figs. 4, 5, and 6 represent the results for 3He and , respectively. The dot-dashed (dashed) line corresponds to the result with only the nuclear breakup of 3He (). Although the effective charge of 3He is 2/3, which is larger than 1/2 of , the Coulomb breakup of 3He is negligible compared to that of because of the large binding energy of 3He. We show the total breakup cross section of 3He and in TABLE 3. The results for 3He are found to be about one-third of those for in all the cases.
40 MeV | 70 MeV | 150 MeV | |||||
---|---|---|---|---|---|---|---|
40Ca | 148 | 62 | 114 | 48 | 47 | 20 | |
58Ni | 181 | 68 | 150 | 56 | 69 | 26 | |
90Zr | 228 | 71 | 205 | 64 | 108 | 33 |

Next, we investigate the mechanism of the 3He breakup reaction, i.e., the decomposition of the breakup channels into the following two:
For this purpose, we use the P-separation method proposed in Ref. Watanabe et al. (2021). In this method, the probability of the existence of in is defined by
where is the wave function of . Then, by using , the and channel contributions to the total breakup cross section can be obtained as follows:
(17) | |||||
(18) |
Here, is the breakup cross section to the discretized state .

Figure 7 shows the results of for each state of 3He. For the ground state, 0.9 is obtained, which is consistent with the value 90% Brida et al. (2011) obtained with the ab initio quantum Monte Carlo calculation. The left and right vertical dotted lines in Fig. 7 represent the thresholds of the and channels, respectively. for the continuum states between the two thresholds are found to be about 0.5. For other states, are mostly smaller than 0.3. This result indicates that the channel contribution is dominant in the total breakup cross section of 3He.
Figure 8 shows the results of and . In this calculation, we do not include the Coulomb breakup because its contribution is negligible as mentioned above. One sees that the contribution of the three-body breakup is about five times as large as that of the two-body breakup in all of the three reaction systems. This behavior can be understood from the larger three-body phase volume. It should be noted, however, that this is not always the case. In Ref. Watanabe et al. (2021), the authors found with a similar approach that, for the breakup of 6Li, the He two-body channel is more important than the He one, despite that the latter has a larger phase volume. Further investigations are needed to clarify the relation between the cross sections and the sizes of the phase volume for two-body and three-body breakup processes. In any case, the results in Fig. 8 suggest that the 3He breakup reaction should be described as a four-body breakup reaction.
III.3 Four-body and three-body reactions
In the present study, we have analyzed the 3He reaction with a four-body model, whereas in Ref. Iseri et al. (1986), it was investigated with a three-body model. We investigate the difference between the two reaction models. To describe 3He as a two-body model, we use the same potential between and as in Ref. Iseri et al. (1986). While the previous study adopted a phenomenological potential for the optical potential between and T, we use the following folding-model potential:
(19) |
It should be noted that the three-body calculation using does not include breakup of . The optical potential between and T is the same as used in the four-body calculation. The solid and dotted lines in Fig. 9 represent the results of the E-CDCC calculation with the four-body and three-body reaction models with a 90Zr target, respectively, as a function of . We have included only the nuclear breakup in this calculation. Although some differences are found around the dips at low incident energy, the shapes of the oscillations are almost the same. The difference of the depth around the dips is considered to come from the effects of the channel. To discuss this in detail, we perform the four-body E-CDCC calculation including only the ground state and the continuum states located between the two vertical dotted lines in Fig. 7. The dot-dashed lines thus obtained are close to the results of the three-body calculation. This confirms the slight effect of the channel on the elastic scattering.


Figure 10 shows the comparison of the total breakup cross section with a 90Zr target calculated with four- and three-body E-CDCC. The squares and circles are the same as in Fig. 8, whereas the triangles represent the cross sections calculated with three-body E-CDCC. The total breakup cross sections obtained with the four-body calculation are two times as large as those with the three-body calculation. This difference can be basically understood from the significant contribution of the channel, which is missing in three-body E-CDCC, in the 3He breakup reaction. In addition, it is suggested by the difference between the triangles and circles that the two-body breakup process is suppressed in the four-body calculation, probably because of the coupling between the and channels.
IV Summary
We have investigated the and 3He breakup reactions with four-body E-CDCC. We treated and 3He as three-nucleon systems. The elastic scattering cross section data of and 3He are reproduced well by the present framework. For the analysis of breakup reactions, we take into account the nuclear and Coulomb breakup in the E-CDCC calculations. The breakup cross sections of and 3He are almost the same for the reaction systems considered. The Coulomb breakup of 3He is found to be negligibly small, and the total breakup cross section of 3He is about one-third of that of .
In addition, we applied the P-separation method to the investigation of the final channels of the 3He breakup reaction and showed that the contribution of the channel is dominant. We have further investigated the difference between the four-body E-CDCC calculation and three-body one; in the latter, 3He is described as a system. These two models are found to give almost the same result for the elastic scattering. For the breakup reaction, the total breakup cross section calculated with four-body E-CDCC is as twice as that with three-body E-CDCC. Thus, we conclude that the and 3He breakup reactions should be treated as the four-body reaction.
Acknowledgements
This work is supported in part by Grant-in-Aid for Scientific Research (No. JP22K14043, No. JP21H00125, and No. JP21H04975) from Japan Society for the Promotion of Science (JSPS).
Appendix

The electric dipole (E1) transition operator is defined as
(20) |
where is the component of the isospin operator. means the coordinate from c.m. to each particle as shown in Fig. 11, and can be represented as follows by using the Jacobi coordinate :
(21) | |||||
Using this relation, the spherical harmonics is written as
(22) | |||||
Inserting Eq. (Appendix) to Eq. (20), we can obtain
(23) |
for and
(24) |
for 3He. Thus, and 3He have the same E1 effective charge.
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