Supersingular reduction of Kummer surfaces in residue characteristic
Abstract.
Given an abelian surface , defined over a discrete valuation field and having good reduction, does the attached Kummer surface also have good reduction? In this paper we give an affirmative answer in the extreme case, that is, when the abelian surface has supersingular reduction in characteristic .
2010 Mathematics Subject Classification:
14J28 (Primary) 14L15, 14J17 (Secondary)1. Introduction
Let be a Henselian discrete valuation field of characteristic with valuation ring , maximal ideal , and residue field assumed to be perfect. We say that a K3 surface or an abelian surface over has good reduction if there exists an algebraic space over , proper and smooth, whose generic fiber is isomorphic to . We say that has potential good reduction if there exists a finite extension such that the base change has good reduction.
The NΓ©ronβOggβShafarevich criterion (SerreβTate [Serre--Tate]*Theorem 1) shows that good reduction of an abelian variety is equivalent to the unramifiedness of the Galois action on its -adic cohomology group . We ([Matsumoto:goodreductionK3]*Theorem 1.1, [Liedtke--Matsumoto]*Theorem 1.3) showed a similar criterion for K3 surfaces (using ), assuming the existence of semistable models with certain properties and the residue characteristic being large enough.
In this paper we focus on Kummer surfaces. For an abelian surface over a field , the Kummer surface is defined to be the minimal resolution of . It is known that is a K3 surface if and only if or is non-supersingular (Proposition 3.1). From this geometric nature of Kummer surfaces, the following question arises naturally.
Question 1.1.
Let be an abelian surface over the discrete valuation field , and let be the attached Kummer surface, which is a K3 surface since we are assuming . Assume has good reduction, with proper smooth model (NΓ©ron model) over .
-
(1)
Does have potential good reduction?
-
(2)
Are smooth proper models of related to in a geometric way?
-
(3)
Is the special fiber isomorphic to ?
Let us say that we are in the extreme case if is supersingular of characteristic , and in the non-extreme case if otherwise (i.e.Β if , or and is non-supersingular). If we are in the non-extreme cases, then it is known that the all questions have essentially affirmative answers (Proposition 3.4): Roughly, one can blow-up the βsingularityβ of the quotient of the NΓ©ron model of to obtain a smooth proper model of .
If we are in the extreme case, then the above construction does not give a smooth proper model of , mainly because the singularity of is non-rational. In this case is a rational surface, and (3) cannot hold. What we prove in this paper is that (1) and (2) holds even in this extreme case.
Theorem 1.2.
Let and be as above. Suppose that and , that an abelian surface over has good reduction with NΓ©ron model , and that the special fiber is supersingular. Then has potential good reduction.
We overview the method of our proof and its consequences. We give (in Section 4.3) a proper birational morphism , defined as the composite of explicit normalized blow-ups at singular points of the special fiber, from a proper model of that is strictly semistable in the broad sense (Definition 4.1). Then, according to Theorem 4.2, we can run a relative MMP and obtain a birational map to a smooth proper model of , which achieves good reduction.
The special fiber of is not isomorphic, nor even birational, to the special fiber of , since the latter is a rational surface. Hence the birational map (resp.Β its inverse ) contracts (resp.Β ). We may understand that the βK3-nessβ of the special fiber lies in the local ring at the singular point of , not on the smooth complement of the point in .
Moreover, our construction shows that the special fiber is birational to the quotient of a certain rational surface by a certain group scheme of length (see Remark 4.7). We can modify and make it an βabelian-likeβ surface, by which we mean a surface sharing numerical properties with abelian surfaces. Thus can be viewed as an example of an inseparable analogue of Kummer surfaces. We will study this subject in another paper.
The proof of Theorem 4.2 is essentially given in [Matsumoto:goodreductionK3]*Section 3, except that we use TakamatsuβYoshikawaβs MMP [Takamatsu--Yoshikawa:mixed3fold]*Theorem 1.1 (which is applicable in the case of residue characteristic ) in place of Kawamataβs (which requires ).
2. Preliminaries
2.1. Some elliptic double points
In this subsection, we work over an algebraically closed field of characteristic .
Definition 2.1.
For and , we say that is .
Remark 2.2.
The following properties of hold.
-
β’
They are all elliptic double points.
-
β’
The exceptional divisor of the minimal resolution of is independent of and consists of:
-
β
one cuspidal rational curve of arithmetic genus for ;
-
β
smooth rational curves, with the dual graph shown in Figure 1, for and .
In the figures, a vertex with inside denotes a smooth rational curve of self-intersection , and the absence of a number denotes self-intersection . The symbols and are due to Wagreich [Wagreich:ellipticsingularities]*Theorem 3.8.
-
β
-
β’
is a -quotient singularity by [Artin:wild2]*Theorem, and is an -quotient singularity by [Matsumoto:k3alphap]*Theorem 3.8.
Remark 2.3.
We have alternative equations for and .
-
β’
is isomorphic to . Indeed, starting from this equation and letting , , , we obtain for some units , and by replacing with suitable unit multiples we obtain the equation in Definition 2.1.
-
β’
is also isomorphic to . Indeed, starting from the equation of Definition 2.1, letting be a primitive -th root of and and , we have , and so on.
The EDPs with are relevant to us because of the following. (The remaining one with is used to describe possible degenerations.)
Proposition 2.4 (Katsura [Katsura:Kummer2]).
Suppose is a supersingular abelian surface in characteristic . If is superspecial (resp.Β non-superspecial), then the singularity of consists of one point of type (resp.Β ).
Here, a supersingular abelian surface is called superspecial if it is isomorphic (not only isogenous) to the product of two supersingular elliptic curves.
Proof.
In the superspecial case, this is [Katsura:Kummer2]*Proposition 8. In the non-superspecial case, [Katsura:Kummer2]*Lemma 12 gives an equation similar to the one given in Remark 2.3. β
: | : |
2.2. Quotients by group schemes of length in mixed characteristic
We recall TateβOortβs classification [Tate--Oort:groupschemes]*Theorem 2 of finite group schemes of length . For our purposes it suffices to consider over a base ring that is a PID (possibly a field). Then, such group schemes are of the form , defined as follows, with parameters satisfying (which are denoted by in [Tate--Oort:groupschemes]).
The underlying scheme is , . The comultiplication map is given by . Actions of on affine schemes correspond, via , to -linear maps satisfying the conditions and . In particular, is an automorphism of the -algebra of order dividing .
For a unit , the group schemes and are isomorphic under the obvious maps.
Example 2.5.
Three important cases of are the following.
-
β’
If , then is isomorphic to the constant group scheme . The map is equal to , where is (the action on of) the nontrivial element of .
-
β’
If , then is isomorphic to . Actions on also correspond to -gradings on the -algebra , and then is equal to times the projection to . If moreover in , then the maps are precisely the derivations of multiplicative type.
-
β’
If (which implies in ), then is isomorphic to . The maps are precisely the derivations of additive type.
If is a field of characteristic , then any is isomorphic to exactly one of above.
If is invertible in , then any is isomorphic to both and .
The fixed locus of an action on is the closed subscheme, or the closed subset, corresponding to the ideal of generated by . In other words, its complement is the largest open subscheme where acts freely.
Proposition 2.6.
Let be a local PID (possibly a field) with maximal ideal and residue field . Let be a group scheme of length over , acting on , and assume (as subsets of ) and (as subsets of ). Then, the elements
are -invariant, and the invariant subalgebra is equal to , .
Suppose and . Let be the Tyurina number of . If , then . If , then and .
If , then the formulas simplify to , , , , , where is the non-trivial element of the group.
Proof.
It is straightforward to check that are invariant. Letting , we observe and , which implies . Thus it remains to show that generates . Since this can be checked modulo the maximal ideals, we may assume that is a field. Then is isomorphic to one in Example 2.5 (i.e.Β , , or ).
Note that in any case the ideal generated by is generated by two elements .
Suppose or . Then . It follows from [Matsumoto:k3alphap]*Theorem 3.8 that has a -basis of the form . Write with . Write with . It suffices to show . We have . We also have . It suffices to show that have no common divisor. By the assumption on the fixed locus, the ideal is supported on the closed point, and so is the ideal .
Now suppose . In this case , , and , and it follows from Lemma 2.7 that generates .
Latter assertion. Suppose . Then we have , and since and in this case.
Suppose . In this case we can linearize the action and then and , hence . β
Lemma 2.7.
Suppose is a field of characteristic , and acts on , freely outside the closed point. Let , , and . Then , where and .
Proof.
It is straightforward to check (cf.Β the first paragraph of the proof of Proposition 2.6). It remains to show that generate the maximal ideal of .
By [Artin:wild2]*Theorem, there exist local coordinates with the following properties: letting , , , and ,
-
β’
has an -basis and
-
β’
has an -basis .
Write
where , , and . Then a straightforward computation yields
Since the matrix is invertible, generate . β
3. Non-extreme cases
The good reduction problem of Kummer surfaces in the non-extreme cases are solved by Ito (see [Matsumoto:SIP]*Section 4) if , and by LazdaβSkorobogatov [Lazda--Skorobogatov:reductionofkummer] if and is non-supersingular. For the readersβ convenience, we include a sketch of the proof for these cases.
3.1. Singularities of Kummer surfaces in the non-extreme cases
We already mentioned the result for the extreme case in Proposition 2.4. In the non-extreme cases, we have the following.
Proposition 3.1.
Let be an abelian surface over a field . If , or and is non-supersingular, then the minimal resolution of is a K3 surface. Moreover, if all points of are -rational, then has only RDPs as singularities, and the number and the type of RDPs are
-
β’
if ,
-
β’
if and ,
-
β’
if and .
For the assertion on quotient singularities, see [Katsura:Kummer2]*Proposition 3 for a proof (for the determination of the coindices, see [Artin:wild2]*Examples).
3.2. Good reduction of Kummer surfaces in the non-extreme cases
Let be as in Introduction.
Proposition 3.2.
Suppose is an abelian scheme over . Then the fibers of are isomorphic to the quotients of the fibers.
Proof.
See [Lazda--Skorobogatov:reductionofkummer]*Proposition 4.6. β
Proposition 3.3.
Suppose is a flat morphism of finite type, with both fibers and normal surfaces. Suppose is a section (i.e. the composite is an isomorphism) such that and are RDPs of the fibers. Then and .
Proof.
See [Lazda--Skorobogatov:reductionofkummer]*Proposition 4.1 or [Overkamp:Kummer]*Lemma 3.10. β
Proposition 3.4.
Let and be as in the introduction (with ). Suppose an abelian surface over has good reduction with NΓ©ron model . Assume either , or and is non-supersingular. Then has potential good reduction.
Proof.
Let . By Proposition 3.2, we have and . By replacing with a finite extension, we may assume that and consist respectively of -rational points and -rational points. Then, by Proposition 3.1, is and is one of , , or .
Choose an RDP of , take its closure in , and take the blow-up . Then should be a singular point of , hence one of the RDPs. By Proposition 3.3, each fiber of is the blow-up at an RDP. Repeating this times, we obtain a scheme whose fibers are and . β
4. Proof of main theorem
Let be as before (i.e.Β a Henselian discrete valuation ring with residue field ). In this section, is of characteristic , and the maximal ideal of is denoted by .
We first show in Section 4.1 that, in order to prove good reduction of a K3 surface , it suffices to construct a model of satisfying a kind of semistability. Then we give an explicit construction of such a model in Sections 4.2β4.3. We summarize the proof of Theorem 1.2 in Section 4.4.
4.1. Strict semistability in the broad sense
We need the following variant of the strict semistability.
Definition 4.1.
We say that a flat scheme of finite type over is strictly semistable in the broad sense if it satisfies the following conditions.
-
β’
The generic fiber of is smooth.
-
β’
Every irreducible component of is smooth.
-
β’
For each closed point of the special fiber , is Γ©tale over for some and some .
Recall that is strictly semistable if we can take to be a uniformizer of .
The existence of such a model is quite useful for the good reduction problem:
Theorem 4.2.
Let be a K3 surface over . Suppose that the Galois representation is unramified for some auxiliary prime after replacing with a finite extension, and that admits a proper model over that is strictly semistable in the broad sense. Then has potential good reduction.
Here, a representation of is unramified if the inertia subgroup of acts trivially.
Proof.
By replacing with a finite extension (which does not affect the semistability in the broad sense), we may assume that is unramified.
By an argument similar to [Saito:logsmooth]*Lemma 1.7, is log smooth over . By [Saito:logsmooth]*Theorem 1.8, there exist a finite extension of and a morphism that is isomorphic above the interior of such that is proper and strictly semistable over . Here the interior of is the complement of the union of intersections of two or more components of (hence the interior contains the generic fiber). Thus we may assume that is strictly semistable.
Then we can apply the arguments given in [Matsumoto:goodreductionK3]*Section 3, with the use of Kawamataβs MMP replaced with TakamatsuβYoshikawaβs [Takamatsu--Yoshikawa:mixed3fold]*Theorem 1.1, which, unlike Kawamataβs, has no restriction on the residue characteristic. β
If is the Kummer surface associated to an abelian surface with good reduction, then, by the NΓ©ronβOggβShafarevich criterion, the Galois representation is unramified, and then by the isomorphism
is also unramified after replacing with a finite extension. Thus, our goal is to construct a strictly semistable model in the broad sense of the Kummer surface .
4.2. Overview of the blow-up construction
The main idea is to perform a (weighted) blow-up with respect to suitable coordinates.
Suppose is a smooth affine scheme over of relative dimension and is a group scheme of length (see Section 2.2). Suppose acts on , with the quotient morphism denoted by , and the following properties hold.
-
β’
, and the quotient singularity is either or .
-
β’
All points of specializes to .
Let be the weighted blow-up specified below, with center supported on . The -action extends to . Let . We list the properties of and to be established. The construction and the proof will be given in Section 4.3.
Claim 4.3.
The following holds.
-
(1)
is a normalized (weighted) blow-up of .
-
(2)
consists of two components: the strict transform of and the exceptional divisor .
-
(3)
The -action on induces an action of with isolated fixed locus, and the quotient is .
-
(4)
The exceptional divisor is a normal projective surface and satisfies and . In particular, if consists only of RDPs, then is an RDP K3 surface.
-
(5)
The image of by the specialization map is contained in .
Here, an RDP K3 surface is a proper surface with only rational double point singularities (if any) whose minimal resolution is a K3 surface.
Claim 4.4.
After replacing with a finite separable extension, we have the following description of and .
-
(1)
If is , then there are and the following hold.
-
(a)
, all RDPs of type .
-
(b)
, all RDPs of type .
-
(c)
is one of , , , , , or .
-
(a)
-
(2)
If is , then there are and the following hold.
-
(a)
, is a quotient singularity of type , and all others are RDPs of type .
-
(b)
, is an RDP of type , and all others are RDPs of type .
-
(c)
Every element of is one of the following: , , , , , , or .
-
(d)
If all singularities of are of the same type, then is one of , , , , or .
-
(a)
Let be the blow-up specified below (with center supported on ).
Claim 4.5.
is strictly semistable in the broad sense outside .
Remark 4.6.
For our purpose (Theorem 1.2), what we need directly are resolutions of EDPs of type and with . However we also consider the case because we need the resolution of for the proof of the case of . The arguments for and are parallel.
Remark 4.7.
Our construction also shows that the (affine) surface is the quotient of by . Although we will not show it in this paper, this can be extended to a quotient morphism by from a proper non-normal surface that satisfies and for . We say that such is an abelian-like surface and is an inseparable analogue of Kummer surface. Details will be given in another paper.
4.3. Explicit computation of the blow-up
4.3.1. Case of
First we consider the case where is . Let be local coordinates satisfying . Let as in Proposition 2.6. Then, by the proposition, the maximal ideal of is equal to , and we have , where
Since , we have (not only ). By the description of the blow-up of at the origin, we have (where ) and moreover
for some . Here the overline denotes the reduction modulo . By a coordinate change (on ), and after replacing with a finite separable extension, we may assume , , and furthermore
with . After replacing with a finite extension if necessary, we take satisfying the following condition:
Let be the blow-up at the ideal . Then is the normalized weighted blow-up at with respect to the weight .
We have , where are the affine open subschemes of the blow-up with the obvious meaning. We first consider , whose special fiber is equal to . The -algebra is Γ©tale over the subalgebra generated by
subject to , where is naively ββ, i.e.,
where and . Let and . Here, again, the overline denotes the reduction modulo . We have , , , .
Suppose , hence its image is nonzero. Then since , every singularity of is of type , and considering the degrees of and we conclude that the singularity of is .
Suppose . Then we have
with , not all by the definition of . Then
To describe the singularities, we consider and the following subsets of :
is the image of the Segre embedding of to , and and are twisted cubic curves contained in . Then it is straightforward to check that the singularity of is as shown in Figure 2 in the following sense: a configuration of singularities (e.g.Β ) occurs if and only if belongs to the corresponding locus () but not to its subspaces (, , and ). We also note that .
Consider the assertion on the action (Claim 4.3(3)). The action of on corresponds to the map as in Section 2.2. Since has weight and has weight (i.e.Β ), it extends to , where is the exceptional divisor. On , the subsheaf is equal to , hence defines a morphism and it corresponds to an action of , . Since and , the fixed locus of the action of on is . This descrpition also shows that the image under the specialization map of is equal to .
Next we consider singularities of and contained in , which is contained in . By symmetry, it suffices to consider . Define elements of by
Also let
Then the -algebra is Γ©tale over the subalgebra generated by , subject to
where is the cone over the image of the second Veronese map . From the above description, it is straightforward to check the following assertions:
-
β’
,
-
β’
,
-
β’
,
-
β’
consists of points on which ,
-
β’
each is an RDP of type in both and ,
Define to be the blow-up at the ideal over , and similar over . Then is strictly semistable in the broad sense above each . Each exceptional divisor of is , and the local equations at the triple points are, for example, .
By construction, is a hypersurface of degree in , hence we obtain and .
is the quotient of by , which is isomorphic to either or (respectively if or ).
4.3.2. Case of
Next we consider the case where is .
Let as in the previous case. According to the equation given in Definition 2.1, we may assume
We can assume moreover (by coordinate changes like and for ) that
. We take satisfying the following condition (again, after replacing if necessary):
Let be the weighted blow-up at the ideal with respect to the weight . Then is the normalized weighted blow-up at with respect to the weight .
We have . We first consider , whose special fiber is equal to . The -algebra is Γ©tale over the subalgebra generated by
subject to , where
is naively ββ, where and . Let and . We have , , , .
If then, as in the case of , we observe that .
Suppose . Then we have
with , not all by the definition of . Then
Then the singularity at the origin is as in Figure 3.
Again we have , where is the Tyurina ideal. If all singularities are of the same type, then we conclude that is one of . In particular, and do not appear under this assumption.
The assertion on the extension of the action of is checked similarly to the case of . Since has weight and has weight , the morphism extends to . We argue similarly (with replaced with ).
Next we consider singularities of and contained in , which is contained in . We check and omit (which does not give any more singularities). Define elements of by
Then the -algebra is Γ©tale over the subalgebra generated by
subject to
and
where is the cone over the image of the second Veronese map .
We have and .
Let be the points on where () vanish. Around these points, is a unit. and hence the following elements can be eliminated: , , , , . Thus the maximal ideals of the local rings are generated by , subject to , where is (as in Section 4.3.1) the cone over the image of the Veronese map . It is straightforward to check that they are RDPs of type on both components and , and that the blow-up of at is strictly semistable in the broad sense above these points.
Let be the point . Around this point is a unit, hence the maximal ideal of the local ring is generated by , subject to , where
is the toric variety attached to the monoid generated by the vectors
(In other words, the elements define a morphism from the monoid ring.) We can check that, around this point,
-
β’
the component is and is ,
-
β’
the component is and is an RDP of type .
Let be the blow-up at . Then is strictly semistable in the broad sense. More precisely, there are components over this point, and are the minimal resolutions of and at respectively, and are exceptional divisors, and the local equations at triple points are at and at .
The assertion on and follows also similarly since is a hypersurface of degree in .
4.4. End of Proof of Theorem 1.2
Let be the NΓ©ron model of the abelian surface . By Proposition 2.4, the singularity of is an elliptic double point of type or , according to the supersingular abelian surface being superspecial or not. We apply the normalized weighted blow-up described in Sections 4.2β4.3. Since acts on itself (by translation) transitively, all singularity of are of the same type. From the classification of possible singularities under this assumption (Claim 4.4 (1c) and (2d)), either consists of RDPs, or it is . In the latter case, since we know that the affine surface is the quotient by , we can apply the blow-up construction once more. Thus, in each case, we obtain a model that is strictly semistable in the broad sense outside RDPs on the exceptional component. In each case, moreover, again by Claim 4.4 (1c) and (2d), the configuration of the RDPs on the special fiber is one of . We apply Proposition 3.3 (16 times) to on the generic fiber and obtain a proper model that is strictly semistable in the broad sense.
Applying Theorem 4.2, we conclude that has potential good reduction.
5. Examples
We give explicit examples of abelian surface for which , , occur as . Also we show that may differ between isogenous abelian surfaces.
Let be a discrete valuation ring as before (in particular and ). The -adic valuation is denoted (additively) by .
Elliptic curves over having good reduction can be written, after replacing , in the form with . Let us write this curve . The reduction of is defined by the same equation (with coefficients considered modulo ), and is supersingular if and only if . Using coordinate change and , we obtain the form , with origin at , and the inversion map given by .
Let and consider , . This abelian surface have good superspecial reduction. Using the notations of Section 4.3.1, we have and . Then is chosen so that . We observe that is
-
β’
if , equivalently if both and are ,
-
β’
if and both and , equivalently if ,
-
β’
if and either or , equivalently if and are different and at least one is ,
Next, we will see that isogenous abelian varieties may result in different configuration of singularities on . Consider another elliptic curve that admits an isogeny to of degree (if is generic, then there exist exactly such elliptic curves up to isomorphism). Using the formula and the explicit form of the modular polynomial , we observe that
-
β’
if , then there exists such with ,
-
β’
if , then there exists such with .
We conclude that, while and are isogenous, the resulting configurations of singularities on differ.
Acknowledgments
I thank Hiroyuki Ito, Kazuhiro Ito, Tetsushi Ito, Teruhisa Koshikawa, Ippei Nagamachi, Hisanori Ohashi, Teppei Takamatsu, and Fuetaro Yobuko for helpful comments and discussions.