Structure formation and the matter power-spectrum in the universe
Abstract
Inflation drives quantum fluctuations beyond the Hubble horizon, freezing them out before the small-scale modes re-enter during the radiation dominated epoch, and subsequently decay, while large-scale modes re-enter later during the matter dominated epoch and grow. This distinction shapes the matter power spectrum and provides observational evidence in support of the standard model. In this paper, we demonstrate that another mechanism, based on the fluctuation growth in the universe, itself an FLRW cosmology with the added constraint of zero active mass (i.e., ), also accounts very well for the observed matter power spectrum, so this feature is not unique to CDM. In , the shape of the matter power spectrum is set by the interplay between the more rapid decay of the gravitational potential for the smaller mode wavelengths and the longer dynamical timescale for the larger wavelengths. This combination produces a characteristic peak that grows in both amplitude and mode number as a function of time. Today, that peak lies at Mpc-1, in agreement with the Ly- and Planck data. But there is no need of an inflationary expansion, and a complicated epoch dependence as one finds in CDM.
keywords:
gravitation, instabilities, cosmological parameters, cosmology: observations, cosmology: theory, large-scale structure of Universe.1 Introduction
Our current view of cosmic evolution holds that large-scale structure originated from primordial quantum fluctuations, believed to have been seeded during inflation in the early Universe [1, 2, 3, 4, 5, 6]. According to this theory, quantum fluctuations classicalized and grew due to self-gravity to form the inhomogeneous Universe we see today. The existence of these inhomogeneities in the CMB and matter power spectrum [7, 8, 9] has become quite evident with the advent of high precision measurements. Moreover, the observation of galaxy rotation curves [10, 11, 12] and weak lensing measurements [13, 14, 15, 16, 17] have indicated a necessity for the existence of dark matter. Hence primordial fluctuations must include dark and baryonic matter, and radiation. Dark matter is assumed to be collisionless and non-interacting, so its fluctuations grew due to self-gravity only, without the suppression from radiation pressure. Once dark matter perturbations grew beyond a critical limit, they formed bound objects [18]. In contrast, baryons could not form bound objects in the early Universe because their growth was suppressed by the radiation to which they were coupled. As the baryons gradually decoupled from the radiation, however, they accreted into the potential wells created by dark matter to form the large-scale structure we see in the Universe today. This scenario—in which dark matter participated in the formation of structure in the early Universe—is indispensable to CDM. Without the dark matter, structure formation would have been delayed by the baryon-radiation coupling, creating an inconsistency with the observations.
But the high precision data coming down the pipeline over the past decade have created a conflict with the timeline of structure formation in CDM, even with the contribution due to dark matter. In particular, the discovery of SDSS010013.02+280225.8, an ultraluminous quasar at redshift [19], has exacerbated the problem of supermassive black-hole growth and evolution in the early Universe [20]. Almost all of the 122 previously discovered quasars at redshifts [21, 22, 23, 24, 25, 26, 27, 28, 29, 30, 31, 32, 33, 34, 35, 36, 37] have a black hole with mass , challenging the standard model’s predicted timeline, which would have afforded them less than 900 Myr to grow after the big bang, but likely even less than 500 Myr since the onset of Population II star formation.
In the context of CDM, the formation of Pop III stars might have occurred by redshift [38, 39, 40, 41], corresponding to a time of 200 Myrs. Then the subsequent transition to Pop II stars would have taken at least 100 Myrs because the gas expelled by the first generation stars had to cool and recollapse [42, 43]. These Pop II stars would have acted as seeds for black holes. If the early black holes grew according to the Eddington rate, it would have taken at least 930 Myrs for them to reach their observed mass. The observed quasar at redshift , however, would have been 880 Myrs old in CDM, which is not consistent with how these objects grew.
Two possibilities have been proposed to reconcile this problem: 1) the black holes might have grown with highly anomalous accretion rates, but this phenomenon is not observed anywhere in the Universe; 2) Pop III stars might have formed earlier than expected, thus partially reconciling the problem. But this too doesn’t appear to be reasonable according to various simulations [44, 45, 46, 47, 48, 49, 50, 51, 52, 53, 54, 55]. In addition, the structure formation timeline in CDM predicts that at redshifts most massive galaxies should have been transitioning from an initial halo assembly to baryonic evolution. But the recent Cosmic Assembly Near-infrared Deep Extragalactic Survey (CANDELS)[56, 57] and Spitzer Large Area Survey with Hyper-Suprime-Cam (SPLASH) surveys have found that these massive halos formed much earlier than predicted by CDM, giving to rise to what some have called ‘The Impossibly Early Galaxy Problem’ [58, 59, 60]. Attempts to reconcile this problem have indicated that a dex change is required in the halo to stellar mass ratio over this redshift range, though such a drastic change could come about only with a complete absence of dark matter at redshift 8 or with essentially of the baryons condensing into stars at higher redshifts [58]. Both of these scenarios constitute implausible physics, such as the need to convert all of the baryons into stars instantly upon halo virialization (see ref. [58] and references cited therein). Other attempted remedies, such as an evolution of the halo mass to light ratio, could reconcile the problem, but could only happen if the initial mass function were top-heavy. Studies have shown that the ratio of halo mass to light should remain the same, at least within the redshift range ().
In this paper, we present the formation of structure in [61, 62, 63, 64, 65, 66], an alternative Friedmann-Lemaître-Robertson-Walker (FLRW) cosmology with zero active mass [65, 66]. The linear expansion in this model afforded sufficient time for supermassive objects to form, thus solving the ‘too early’ appearance of massive quasars [20]. Even more importantly, we recently showed that the growth rate in this model accounts very well for the (otherwise too) early appearance of massive halos and galaxies [59, 60].
In § 2, we summarize the basis for the two cosmological models we consider here (i.e., CDM and ). Then, in §§ 3–5, we shall derive the necessary mathematical formalism for the formation of structure in the universe, and describe the evolution of the matter power spectrum in §§ 6–8. Our conclusions will be presented in § 9.
2 The Cosmological Models
2.1 Inflationary CDM
The standard model contains dark energy, dark matter, radiation and baryons as the primary constituents. The existence of dark energy is inferred from the distance-redshift relation of Type Ia SNe [67, 68, 69], while the presence of dark matter is inferred from the galaxy rotation [10, 11, 12] and weak lensing [13, 14, 15, 16] measurements, as noted earlier. Its current energy budget is dominated by dark energy (; see ref. [70]), possibly in the form of a cosmological constant with an equation-of-state . The dark-matter component contributes an additional of the energy budget, and is primarily responsible for the formation and growth of large-scale structures. The rest of the energy density () is in the form of baryons, with a negligible contribution from radiation.
The early CDM universe was radiation dominated, producing a phase of decelerated expansion, leading to the well-known temperature horizon problem. The standard model is therefore strongly dependent on an early inflationary expansion, lasting from to s, in order to mitigate such internal inconsistencies [1]. In more recent times, however, the principal benefit of inflation has been viewed as the mechanism it fosters for the creation and growth of quantum fluctuations [2, 3, 4, 5] that might haved subsequently grown into large-scale inhomogeneities. As stated earlier, the currently held view is that the classicalised version of these quantum fluctuations produced large-scale structure. Although, the actual mechanism of classicalisation has remained elusive [71, 6, 72, 73, 74, 75], it is thought that primordial modes were driven beyond the Hubble horizon by inflation, frozen and turned into classical modes. They re-entered the horizon once the Hubble radius grew sufficiently. This exit and entry of modes across the horizon is quite critical, playing a vital role in producing the matter power spectrum that we shall describe in more detail in § 7.
2.2 The Universe
Our primary focus in this paper is to demonstrate how the universe also provides a mechanism for producing the observed matter power spectrum. This is an FLRW cosmology constrained by the zero active mass condition, which results in an expansion with an apparent (or gravitational) radius always equal to [61, 62, 76, 64, 65, 66, 77]. It too assumes the presence of dark energy, radiation and baryonic and dark matter. The primary difference between CDM and is that the latter is constrained by the equation-of-state [65, 66], where is the total pressure and is the total energy density. Numerous comparative tests examining which of the two models, CDM or , is favoured by the data have been carried out over the past decade. These include high- quasars [78, 64, 79, 80, 81, 82], gamma ray bursts [83, 84, 85], cosmic chronometers [78, 82, 86, 87, 88], Type Ia SNe [76, 67, 68, 69, 89], Type Ic superluminous SNe [90, 91], and the age measurements of passively evolving galaxies [92, 93, 94], and strong gravitational lensing [95, 96, 97].
In all such one-on-one comparisons completed thus far, model selection tools show that the data favour over CDM [98, 81, 88, 20, 78, 85, 91, 89, 94]. What is particularly attractive about this alternative FLRW cosmology is that it did not have an early decelerated or accelerated phase, so it has no horizon problem [98]. An inflationary phase is not needed in the universe, removing the need to find a self-consistent theory of inflation, which has thus far eluded us for over three decades. The early universe was dominated by dark energy and radiation, in the fractions and of the total energy density, respectively [101]. The late universe is dominated by dark energy and matter, comprising 2/3 and 1/3 of the energy density, respectively. In addition, since the ratio of horizon size to proper mode size always remains constant in the universe, modes never cross the horizon. Thus, the mechanism for generating the matter power spectrum in is completely different than that in CDM.
3 Perturbed Einstein Equations in FLRW
We begin by deriving the perturbed Einstein equations for an arbitrary FLRW metric and then use them in the universe to obtain the growth rate and power spectrum at various epochs. All the modes remain sub-horizon in , but one has to use relativistic perturbation theory rather than Newtonian theory because the cosmic fluid in is always dominated by dark energy. We proceed by perturbing the general FLRW metric [102, 103, 104, 105, 106, 107, 108, 109, 110, 111], which we write in the form
(1) |
where is the scale factor in terms of the conformal time . The components of the tensor are the perturbations to the homogeneous FLRW metric. The indices and run from 1 to 3. Using the conventional scalar-vector-tensor decomposition, we write , and as follows
(2) |
(3) |
and
(4) |
with and . All these metric perturbations are highly coordinate dependent, so one cannot automatically attribute any physical meaning to the perturbed components of the metric.
For infinitesimal coordinate transformations, such as , the decomposed perturbed metric components transform as follows
(5) |
(6) |
(7) |
(8) |
(9) |
(10) |
and
(11) |
To use these perturbed components, one may either choose a particular observer (i.e., a particular set of coordinates), resort to a particular gauge, or work with Bardeen’s four gauge independent variables [112]. It is evident from Equations (5)–(11) that there are seven independent metric perturbations, implying seven degrees of freedom, but there are only four gauge-invariant variables. So when choosing a particular gauge, one must fix 3 degrees of freedom. In this work, we follow the first approach by choosing the Newtonian gauge and fix three independent metric perturbations as follows (with ):
(12) |
(13) |
(14) |
and
(15) |
After setting three metric perturbations to zero (in the Newtonian gauge), one ends up with
(16) |
(17) |
(18) |
and
(19) |
It is quite evident from the above equations that, in the Newtonian gauge, the independent metric perturbations are in fact the Bardeen variables. This is the primary reason for choosing this gauge. Then the perturbed metric is given as
(20) | |||||
It is well known that the vector perturbations die away as the Universe expands, and since our primary motivation in this paper is to compute the power spectrum and evolution of the perturbed dark-matter density field, we shall ignore both the vector and tensor perturbations for this work. The metric with only the scalar perturbations is then given as
(21) |
which may be used to compute the Ricci tensor with the following components:
(22) |
(23) |
(24) | |||||
the Ricci scalar,
(25) | |||||
and also the Einstein tensor,
(26) |
(27) |
(28) | |||||
In these expressions, is the Hubble parameter written as .
3.1 The Perturbed Stress-Energy Tensor
The perturbed stress-energy tensor for a perfect fluid may be written
(29) |
where and are the total, and perturbed, energy density of the Universe contributed by all the species, and are the total, and perturbed, pressure contributed by all the species, and and are the total, and perturbed, four-velocity. Then, using , the perturbed velocity components are
(30) |
and
(31) |
and we use the scalar-vector-decomposition to put .
Working out the spatial components of Einstein’s equation, i.e., , we get
(32) | |||||
When , we get , and using this condition for the rest of the components in Einstein’s equation, we find that
(33) |
(34) |
and
(35) |
where .
Finally, using a wave decomposition with a Fourier series, defined for an arbitrary function as
(36) |
we get
(37) |
in the above equation comprises of the components which deviate from ideal cosmic fluid. In the case of CDM comprises of dark matter, baryons, neutrinos and radiation, whereas in the case of Universe, this term comprises of dark matter, dark energy, baryons, neutrinos and radiation.
4 The Perturbed Boltzmann Equations in CDM
Equation (37) describes the evolution of the perturbed gravitational potential with a source term driving its growth. To solve it, one must determine the evolution equation for as well. In principle represents the total perturbed energy density of the universe, comprised of perturbations of individual species that clump above the smooth background. In this section, we shall obtain the evolution equations for individual species by perturbing their corresponding Boltzmann equations.
The Boltzmann equation for a given species (i.e., dark matter, baryons, radiation, etc.) describes the evolution of its distribution function in the 8-dimensional phase space with 4-dimensions representing the four space-time coordinates, , and the other four comprising the 4-momentum, . Using the additional constraint , this 8-dimensional phase space is reduced to 7-dimensions. In this work, we choose the four spacetime coordinates, , the magnitude of the 3-momentum, , and its direction, , as the independent variables. From Liouville’s theorem, one obtains the following equation for the evolution of the distribution function (for species ‘s’):
(38) | |||||
where and are the affine parameter and the source/collision term for this species, respectively. We define , so that . Thus, dividing the above equation by , and neglecting the fourth term that is of second order, one gets
(39) |
where is the conformal time, in terms of the expansion factor and cosmic time . Using (where is the energy) and geodesic equation, we may write the above equation as follows:
(40) |
where are the perturbed metric coefficients. Then substituting Equation (40) into Equation (39), we get
(41) |
In arriving at this equation, we have substituted , in terms of the perturbed gravitational potential, .
Next, we partition the distribution function into its unperturbed, , and perturbed, , components:
(42) |
Thus, multiplying Equation (41) by the energy and integrating over momentum space, and collecting the zeroth-order terms, one gets
(43) |
In the context of CDM, the quantity is zero because the particle number is conserved during the phase of fluctuation growth. Therefore, integrating the second term on the left-hand side by parts and neglecting the boundary term, we arrive at the expression
(44) |
This equation may be reduced further by using the following definitions of density and pressure:
(45) |
and
(46) |
If we now apply Equations (44-46) to the dark matter fluctuation, we arrive at the expression
(47) |
We multiply Equation (41) by and again integrate over momentum space using the definition of and , but now collecting the first order terms:
(48) |
We define and set both and equal to zero. Then,
(49) |
Substituting this expression into Equation (48) and decomposing them into Fourier modes, we find that
(50) |
In arriving at this equation, we have also used , where is the velocity perturbation of dark matter.
Now, taking the second moment of Equation (41) by multiplying it with and contracting with , and then integrating it over momentum, we get
(51) |
where is the velocity perturbation of dark matter. Again substituting for in this equation, we get
(52) |
5 The Perturbed Boltzmann Equations in
The early universe consisted of dark energy and radiation, with a small contamination of matter [101]. At late times, these fractions change to dark energy and matter. A coupling between dark matter and dark energy is therefore unavoidable in this model, since particle number is not conserved. The Boltzmann equations in this model will therefore be considerably different from those in CDM. The pertinent equations were derived earlier in [60], but we summarize the procedure here for consistency and convenience.
Starting with Equation (41), an integration over momentum space yields
(53) |
where the principal difference between this result and Equation (44) is that on the righthand side is zero for CDM, but not for . The interaction term cannot be zero in the latter due to the coupling between dark energy and dark matter. Then, using the definition of density and pressure for dark matter (from Equations 45 and 46), one gets
(54) |
The aforementioned transition in densities, e.g., after the Big Bang to more recently, and analogously for radiation and matter, may be modeled simply using a straightforward empirical expression,
(55) |
to reflect the fact that, in , the Universe transitioned from a radiation-dark-energy dominated early phase to a matter/dark-energy dominated one at late times. In the above expression, is the critical density today, and represents the scale factor at matter radiation equality. Using this expression, one may easily evaluate the collision/source term,
(56) |
which describes the interaction between dark energy and dark matter. A fraction of dark energy must be transformed (possibly via decay) into dark matter. Thus, the corresponding collision term for dark energy is
(57) |
Returning now to Equation (41), with the use of Equation (56), we find for dark matter that
(58) | |||||
We take the first moment of this equation by multiplying it with and integrating over momentum space. Collecting the first order terms yields
(59) | |||||
We also have, from the definition of and for dark matter, that
(60) |
And substituting for in this equation, and isolating the Fourier mode , we find that
(61) |
Then, taking the second moment of Equation (58) by multiplying it with , contracting it with , and integrating over momentum space, we find
(62) |
Substituting for we thus get
(63) |

A similar procedure allows to derive the analogous equation for dark energy. Using the interaction term in Equation (57), we may write
(64) | |||||
where is the distribution function for dark energy. Then, partitioning into its unperturbed () and perturbed () components, we find
(65) | |||||
Taking the first momentum of this equation and isolating them into Fourier modes gives
(66) | |||||
From the definition of and the inferred equation-of-state [77] for dark energy, we may write
(67) |
so that, combining Equations (66) and (67), we get
(68) | |||||
We do not yet know the sound speed for the coupled dark matter/dark energy fluid, so we characterize it as follows:
(69) |
and, assuming adiabatic fluctuations, we shall put
(70) |
For the sake of simplicity, we assume the sound speed to be a constant limited to the range . We have found that the actual value of this constant has a negligible impact on the solutions to the above equations since the ratio of dark matter density to dark energy is always much smaller than in the universe, and we therefore adopt the simple fraction throughout this work. Thus, using Equations (68) and (70), we get
(71) | |||||
Finally, taking the second moment of Equation (65), we find that
(72) | |||||
6 The Observed Matter Power Spectrum
The matter power spectrum is obtained using several steps and a combination of data from the CMB, and the Ly- forest, together with a model-dependent transfer function, that must be calculated individually for each cosmology. For the sake of clarity, we begin by summarizing these key factors in the process.

6.1 The Cosmic Microwave Background
First and foremost, all of the data are model dependent, and must be recalibrated when changing background cosmologies. For the concordance model parameter values, the CMB measurements are shown as blue, orange and black circular dots in Figure 3. The actual CMB observations are converted into a power spectrum using the approach of Tegmark & Zaldarriaga (see ref. [113]). The CMB angular power for multipole may be written
(73) |
where is the transfer function that depends on the cosmic matter budget and the reionisation optical depth, and is the primordial power spectrum, assumed for simplicity, to be . These CMB measurements are mapped into the -space of the matter power spectrum using the approach of Tegmark & Zaldarriaga (see ref. [113]), the measured CMB data points (in the case of CMB they are ) are mapped into the probability distribution using the following equation
(74) |

where is the probability distribution (see ref. [113]), in Figure 3, the CMB data points are placed horizontally at the -value corresponding to the median of this distribution, with a horizontal error bar ranging from the 20th to the 80th percentile of this distribution, representing a 1 range. They are then plotted at a vertical position given by
(75) |
where is the horizontal location of the median of the window function and is the matter transfer function in CDM. In order to use these data for the universe, they must be recalibrated using the appropriate matter transfer function, according to the expression
(76) |
The CMB data points recalibrated for are shown (also as blue, orange and black circular dots) in Figure 6.
6.2 The Ly- Forest
The Ly- forest (red triangles in Figs. 3 and 6) is produced by absorption seen in high redshift quasar spectra, associated with neutral hydrogen present in a continuously fluctuating photo-ionized intergalactic medium. Simulations show that the underlying mass density is related to the optical depth of the Ly- absorption, which allows the Ly- forest to be used as a proxy for the matter power spectrum. The gas traced by Ly- is modestly overdense compared to the cosmic mean, so if all the relevant physics can be simulated, one may construct the underlying matter power spectrum from the observed spectrum. The TreeSPH hydrodynamical simulation that simulates the observed Ly- forest indicates that the optical depth is proportional to the density of neutral hydrogen, according to the expression
(77) |
where is the line of sight distance towards the quasar and is the amplitude that depends on the cosmology and physical state of the gas. This amplitude is obtained by matching the simulated and observed Ly- forests. But given that the simulation depends on the assumed background cosmology, the value of is itself model dependent. There are several caveats in obtaining the matter power spectrum from these data, however. In particular, the hydro-simulations with a dark matter only prescription may not have included all of the relevant physics, and it is not clear how the uncertainties in the reionisation history, the ionizing background and its fluctuations propagate into the reconstruction of . These data may therefore not be as reliable as the others for model selection purposes.
Nevertheless, we here attempt to overcome this model dependence as much as possible. The model dependence of the amplitude in the power spectrum arises from the process of matching the observed and simulated spectra. Thus, in order to properly compare the data with the predicted matter power spectrum in , one must carry out similar simulations with this model as the background cosmology. These simulations have not been performed yet, however, so we shall rely on a statistical argument to calibrate the matter power spectrum obtained from the Ly- forest. The power spectrum obtained from the CMB and the Ly- forest belong to the same sample, so one can use the -test to examine whether the matter power spectrum obtained from the Ly- forest through simulations is consistent with that obtained from the CMB. One may then also use the -test to calibrate the matter power spectrum obtained from Ly- by ensuring consistency with the spectrum obtained from CMB.
The matter power spectrum from the Ly- forest may be calibrated using a two-step process. First, we optimize the polynomial function , where , , and are constants, by minimizing the in fitting the matter power spectrum from CMB. A second optimization procedure is followed using a polynomial to fit the matter power spectrum from Ly-, yielding the constants , , and via minimization. A relative calibration between these two is obtained by varying the normalization constant until the p-value obtained from the -test lies above the confidence level. Using this approach, we find that the p-values for CDM and are, respectively, and .
7 The Matter Power Spectrum in CDM
In CDM, dark energy is a cosmological constant, contributing to the smooth background but not the fluctuations. Thus, in Equation (37) is comprised primarily of matter, though radiation () may contribute as well. But in this paper, we follow convention and consider only dark matter growth, so the radiation does not condense into the fluctuations. Like dark energy, it contributes only to the smooth background. The equations describing the growth of dark matter fluctuations in CDM may therefore be written (see Equations 37, 50 and 52)
(78) |
(79) |
and
(80) |
Equation (78) describes the evolution of the gravitational potential. The second term on the right-hand side in this expression represents the self-gravity driving the fluctuation growth, while the first is due to the so-called Hubble friction that suppresses growth. Equations (79) and (80) describe the evolution of the matter fluctuations and their velocity. We solve these coupled first order differential equations starting with and , following the initial conditions used in the Cosmological Initial Conditions and Microwave Anisotropy Codes (COSMICS; see ref. [114]). As noted earlier, the expansion history in CDM includes an exponential acceleration that drives the modes across the Hubble horizon. They then freeze and later re-enter as the Universe continues to expand. The small-scale modes re-enter during the radiation-dominated phase, while the large-scale modes re-enter when matter dominates. The modes re-enter across the Hubble horizon at different times, so the starting time when classical growth begins depends on their proper wavelength (or, equivalently, on their comoving wavenumber ). Hence we choose the initial (conformal) time at the beginning of the fluctuation growth to be (COSMICS; see ref. [114]). The solution to these equations is plotted in Figures 1 and 2. Figure 1 shows the evolution of the gravitational potential , consistent with (1) that all the modes are frozen outside the horizon, (2) that the small-scale modes that re-enter the horizon during the radiation-domination expansion decay at first, and grow only when matter starts to dominate, and (3) that the large-scale modes remain frozen outside the horizon during the radiation-dominated phase, and re-enter when matter dominates and grow continuously thereafter.
Using the transfer function defined as (see ref. [115]), we then compute the matter power spectrum , in terms of the primordial power spectrum generated by inflation, and the normalization factor . The computed matter power spectrum is shown in Figure 3, along with the power spectrum observed in the CMB, and Ly-. As noted earlier, the small-scale modes, Mpc-1, re-enter the horizon during the radiation-dominated expansion and then decay, as one may see to the right in Figure 3. The large-scale modes, Mpc-1, re-enter the horizon when matter is dominant and then grow. To appreciate the behavior to the right of the peak in this plot, consider two typical modes and with . The first mode has a shorter wavelength and therefore re-enters before the second one. Mode thus suffers a greater decay due to the large Hubble friction. Hence mode has less power than mode . Starting from the small modes and progressing towards the larger ones, the power increases until Mpc-1, which corresponds to the mode that re-enters the Hubble horizon exactly at matter-radiation equality. Modes with Mpc-1 don’t decay and instead grow during the matter-dominant era. In principle, these modes should all have the same power if the primordial power spectrum is completely scale invariant, but Figure 3 indicates that the power declines as we progress towards even larger mode wavelengths, to the left of Mpc-1. This happens because the primordial power spectrum is not exactly scale invariant; it has a scalar spectral index . Clearly, the turning point in the power spectrum is highly sensitive to the energy content in the form of matter and radiation. Any adjustment to these quantities will alter the location of the matter-radiation equality and therefore change the shape of the matter power spectrum.
7.1 A Possible Failure of the Mechanism Generating the Matter Power Spectrum
The exit and re-entry of modes across the Hubble horizon are paramount for generating the observed matter power spectrum in CDM. This mechanism, however, relies on the existence of an inflationary epoch. Should inflation eventually be disfavoured by the observations, CDM would be unable to account for the observed matter power spectrum. It is worth mentioning in this regard that the angular correlation function measured by the Cosmic Background Explorer (COBE)[116, 117], Wilkinson Microwave Anisotropy Probe (WMAP)[7, 8]) and particularly Planck (Planck Collaboration 2016)[70], have indicated a rather strong tension with the prediction of CDM. Slow-roll inflation predicts significant large-angle correlations in the CMB fluctuations which, however, are not seen by these instruments. Large-angle correlations are disfavoured by the data at a confidence level exceeding [118]. Cosmic variance could mitigate this problem only partially, so a resolution to this flaw in the model is still elusive. Should this failure persist, it would herald, not only an internal inconsistency of CDM, but also its inability to account for the observed matter power spectrum.

8 The Matter Power Spectrum in
The fluctuations in involve coupled species. The density in Equation (37) includes both dark energy and dark matter, i.e., . Radiation and baryons are not directly coupled to dark matter, so we ignore their contribution in this paper. The relevant equations describing the growth of dark-matter fluctuations in may be derived as follows.
We convert the derivatives in the coupled first-order differential Equations (37), (61), (63), (71) and (72) into derivatives with respect to the expansion factor , and evolve them starting from to . The evolution of over this range is shown for several modes in Figure 4. This plot is to be compared with the corresponding potential growth for CDM in Figure 1.
The CDM and models differ both in terms of how the perturbations are generated, and how they evolve. The perturbations in CDM are seeded in the inflaton field, and then exit the horizon and freeze out during the quasi-exponential expansion. These frozen modes later re-enter through the horizon as the Hubble radius continues to grow, though at different times depending on the wavelength of the fluctuation. In , on the other hand, the primordial fluctuations are generated within an incipient scalar field with an equation-of-state . Since this model has no horizon problem [98], it also does not experience any inflated expansion, so none of the modes criss-cross the horizon as the Universe expands. Instead, all of the modes are born at the Planck scale, though at different times corresponding to their wavelength.
The primordial power spectrum is produced from this birth mechanism, first proposed in a less well-defined manner by Hollands and Wald [99, 100]. The incipient scalar field should not be confused with the dark energy component, however, since the latter emerged after the former decayed into standard model particles and other fields seen in extensions to the standard model of particle physics, e.g., representing dark energy. The incipient scalar field and dark energy have different equations-of-state. As described earlier, modes born during inflation freeze upon exiting the horizon and remain coherent upon re-entry, a mechanism that is resposible for generating a near scale-invariant power spectrum. In the case of the incipient field in , a similar outcome ensues upon exiting the Planck regime, but these fluctuations then remain within the semi-classical Universe and never criss-cross the horizon. They oscillate and grow until the Universe cools down to the GUT scale, and then presumably decay, as described above.
The second difference between the two models arises during the evolution of the fluctuations, which may be understood via an inspection of Equation (37). After introducing the model dependence through , and in , this expression may be written
(81) |
where and . The corresponding expression in CDM is
(82) |

where . The Hubble friction term in may be written as , where is the Hubble horizon and is the proper wavelength of the mode. The primary difference between Equations (81) and (82) enters via the ratio . This factor is constant throughout the history of the Universe in for each given mode, while it evolves as a function of in CDM for every mode.

The solution for as a function of in is shown in Figure 5, which is to be compared with Figure 2 for CDM. The behavior of these solutions may be understood quite easily because the only ‘forces’ acting on the modes are: (i) the inward pull of gravity, and (ii) the outwardly directed Hubble friction due to the expansion of the Universe. As one can see in Figure 4, the gravitational potential decays more rapidly for the smaller mode wavelengths, i.e., the larger ’s. As a result, the growth rate of the modes varies according to their wavelength—the larger ones have a longer dynamical timescale, and therefore grow more slowly than the smaller ones.
Another factor responsible for the difference between and the standard model is that, at early times, the energy density in the former is a blend of dark energy and radiation, comprising and , respectively. As the Universe expands, some of the dark energy decays into dark matter and standard model particles, eventually reaching a fractional representation of 2/3 dark energy and 1/3 matter (dark plus baryonic). The overall equation-of-state, however, always remains . Thus, both gravity and the pressure always act inwards together, making strucuture formation more efficient and more rapid than in CDM. This is the principal reason why the growth rate in is larger than in CDM, and why it ends up matching the data much better than the latter. For example, this strong growth rate is responsible for the early appearance of supermassive black holes and massive galaxies [60]. The dynamical equations show that, as matter forms from dark-energy decay, the small- modes (i.e., the large-size fluctuations) overcome the Hubble friction due to the expansion and form bound structures. The large- modes (i.e., the small-size fluctuations), on the other hand, decay. This maybe seen more quantitatively in Fig. 5. Together with the transfer function for , we compute the power spectrum using , where . The combination of different growth rates in and the -dependent decay rate of the potential, produces the shape for the power spectrum seen in Figure 6.
The computed power spectrum in is shown in Figure 6, together with the data recalibrated for this cosmological model (see § 6 above). Above the peak, the mode decay rate increases with . As before, let us compare the behaviour of two particular modes, and , with less than Mpc-1 and the second mode greater than and Mpc-1. The decay rate of is smaller than that of and the growth rate of is less than that of , but mode did not have sufficient time to cross over . This may be inferred by comparing Figures 4 and 5. Hence mode acquires more power than . Now consider two modes and , with less than Mpc-1 and greater than , though still less than Mpc-1. As is smaller than , undergoes less decay than , so the growth of is less than that of , because the growth rate of exceeds that of and it had enough time to cross over. It ends up with more power than . These effects all combine to produce the particular shape of the power spectrum seen in Figure 6, particularly the height and location of the peak.

An inspection of Figure 7 demonstrates another important difference between the matter power spectrum produced in versus its counterpart in CDM. The location of its peak is time dependent. The qualitative shape of this distribution remains unchanged, but its turning point shifts as the Universe ages. The peak shifts slowly towards higher with time. Its predicted location at (i.e., today) matches the data very well. When viewed at (which in corresponds to a Universe ten times older than today), however, the peak will have shifted from its current by a factor of almost . In contrast, the peak’s location does not change as the CDM Universe ages.
A second important factor to be noted in the case of is that the initial scale factor for evolving the modes is arbitrary in this approach; it does not pertain to any particular epoch in the Universe’s early expansion, such as the time at which the modes re-enter the horizon, which does not happen in this model. In reality, the initial value of should correspond to the epoch at which the modes transitioned from the quantum realm to the classical realm. But the ‘classicalization’ of these quantum fluctuations is still far from being completely understood. We have chosen the value to ensure that it does in fact lie beyond this transition. Of course, there is a wide range of possible values that could reflect this condition. To examine how sensitive our results are to the choice of , we have therefore repeated the calculation varying the starting point, using and . The results of this comparison are summarized in Figure 8. Though the amplitude does change with , the shape is only very minimally dependent on it. But the amplitude is normalized to obtain the measured today, so this difference cannot be distinguished from one case to another. As one may see from this figure, the predicted result is not at all dependent on the choice of . The principal physical reason behind this is that the transition from dark energy/radiation domination to dark energy/matter domination was optimized for in this work. The growth of the modes is therefore dominated by what takes place after this point. One may turn this approach around and view the ‘fitting’ of the power spectrum as a way of identifing the transition point .

9 Conclusion
The mechanism responsible for the matter power spectrum in is quite different from that developed for CDM, primarily because the fluctuations in this cosmology include a coupled dark matter–dark energy fluid. The formation of this spectrum in is quite simple, largely influenced by the strong dependence of the perturbed gravitational potential’s () decay rate on the size of the modes: the smaller the scale size, the larger the decay rate. Coupled to the dependence of the mode growth rate, this trend shapes the matter power spectrum, producing a distribution consistent with the observations.
It is important to stress that this mechanism does not require inflation at all, even to generate quantum fluctuations in the first place, since the presence of any scalar field at the Planck scale would suffice [100]. In contrast, the formation of the matter power spectrum in CDM requires the modes to exit and re-enter the Hubble horizon at specific times in order to produce the necessary growth and decay rates as functions of . The physics of inflation is still unknown, however, so this mechanism is arguably more speculative than its counterpart in . If the inflationary paradigm turns out to be correct, then the principal effect responsible for shaping the matter power spectrum is the dependence of the time at which modes re-enter the horizon, with the smaller ones returning first, during the radiation-dominated epoch, and the larger ones re-entering later, when matter was dominant. The different growth rates during these epochs is the explanation for the peak and shape of the distribution. The fact that such a complicated process is not needed in is comforting to see, particularly since inflation is also not needed to solve the temperature horizon problem, which does not exist in this model.
This distinction is important in view of the growing tension between CDM and the data in other areas. For example, with the discovery of the Higgs particle, the standard model is now facing a second major horizon problem, this time having to do with the electroweak phase transition [82]. While the inflationary (GUT) scale expansion may fix the temperature horizon problem, it cannot under any known circumstance fix the subsequent electroweak horizon inconsistency. Coupled to this, is the problem with the timeline in CDM, which has significant difficulty accounting for the ‘too early’ appearance of massive halos and supermassive black holes. With its much simpler structure formation process, the universe is able to solve “the impossibly early galaxy problem” and the too early appearance of high- quasars.
The fact that the cosmic fluid is dominated by dark energy throughout the Universe’s history in , comprising of at early times and of towards the present, means that a coupling of dark matter and dark energy is unavoidable in this cosmology. But though these fractions are constrained quite tightly, the redshift at which this transition took place, gradual or otherwise, is not known. In this paper, we have optimized the fit to the matter power spectrum by treating the time at which this transition occurred as an adjustable parameter, reflected in the value of in Equation (55). Eventually, higher precision high- observations will be required to better constrain this process. Gamma-ray bursts (GRB) from Pop III stars [121, 119, 120] may provide such a diagnostic. In particular, the rate of gamma-ray bursts to be observed is strongly dependent on the growth rate, which itself depends on the transition redshift (from dark energy/radiation to dark energy/matter dominated epochs). The observation of GRB’s by the James Webb Space Telescope (JWST) may prove to be critical for a proper comparison and evaluation of these two models.
Acknowledgments
We are grateful to Andreu Font-Ribera, David Weinberg and Arthur Kosowsky for very informative discussions regarding the observed matter power spectrum from Ly- and the CMB. We are also thankful to Solèene Chabanier for sharing the matter power spectrum data with us. FM is grateful to the Institutode Astrofisica de Canarias in Tenerife and to Purple Mountain Observatory in Nanjing, China for their hospitality while part of this research was carried out.
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