This paper was converted on www.awesomepapers.org from LaTeX by an anonymous user.
Want to know more? Visit the Converter page.

Strong 33-Flow Conjecture for Projective Planar Graphs

J. V. de Jong and R. B. Richter111Department of Combinatorics and Optimization, University of Waterloo, Canada ([email protected], [email protected])
Abstract

In 1972, Tutte posed the 33-Flow Conjecture: that all 44-edge-connected graphs have a nowhere zero 33-flow. This was extended by Jaeger et al. (1992) to allow vertices to have a prescribed, possibly non-zero difference (modulo 33) between the inflow and outflow. They conjectured that all 55-edge-connected graphs with a valid prescription function have a nowhere zero 33-flow meeting that prescription. Kochol (2001) showed that replacing 44-edge-connected with 55-edge-connected would suffice to prove the 33-Flow Conjecture and Lovász et al. (2013) showed that both conjectures hold if the edge connectivity condition is relaxed to 66-edge-connected. Both problems are still open for 55-edge-connected graphs.

The 33-Flow Conjecture was known to hold for planar graphs, as it is the dual of Grötzsch’s Colouring Theorem. Steinberg and Younger (1989) provided the first direct proof using flows for planar graphs, as well as a proof for projective planar graphs. Richter et al. (2016) provided the first direct proof using flows of the Strong 33-Flow Conjecture for planar graphs. We prove the Strong 33-Flow Conjecture for projective planar graphs.

1 Introduction

A k\mathbb{Z}_{k}-flow on a graph GG is a function that assigns to each edge eE(G)e\in E(G) an ordered pair consisting of a direction, and a value f(e){0,,k1}f(e)\in\{0,...,k-1\}, such that if DD is the resulting directed graph, then, for each vertex vV(G)v\in V(G),

e=(u,v)E(D)f(e)e=(v,w)E(D)f(e)0(modk).\sum_{e=(u,v)\in E(D)}f(e)-\sum_{e=(v,w)\in E(D)}f(e)\equiv 0\pmod{k}.

It is easy to see that every graph GG has a k\mathbb{Z}_{k}-flow for every value of kk: set f(e)=0f(e)=0 for all eE(G)e\in E(G). Therefore it is typical to use the following more restrictive concept. A nowhere zero k\mathbb{Z}_{k}-flow on GG is a k\mathbb{Z}_{k}-flow on GG such that no edge is assigned the value zero. In 1950, Tutte proved that a graph has a nowhere-zero k\mathbb{Z}_{k}-flow if and only if it has a nowhere-zero kk-flow, which requires the net flow through each vertex to be exactly zero; see Diestel, [4] for a proof of this equivalence and further background on flows.

Tutte (cf. Bondy and Murty, [1]) conjectured that every 44-edge-connected graph has a nowhere zero 33-flow. This is known as the 33-Flow Conjecture, and while progress has been made for many classes of graphs, it is still an open problem. For planar graphs the 33-Flow Conjecture is equivalent to Grötzsch’s Theorem, and Steinberg and Younger, [11] provided a direct proof using flows. Steinberg and Younger, [11] also proved that the 33-Flow Conjecture holds for graphs embedded in the projective plane.

As an extension of 3\mathbb{Z}_{3}-flows, we add a prescription function, where each vertex in the graph is assigned a value in 3\mathbb{Z}_{3} that defines the net flow through the vertex. The prescriptions of the vertices in the graph must sum to zero in 3\mathbb{Z}_{3}. A graph GG is 3\mathbb{Z}_{3}-connected if for each valid prescription function pp, GG has a nowhere-zero 3\mathbb{Z}_{3}-flow achieving pp. This led Jaeger et al., [6] to pose the following conjecture.

Conjecture 1 (Strong 33-Flow Conjecture).

Every 55-edge-connected graph is 3\mathbb{Z}_{3}-connected.

Jaeger, [5] had earlier posed the following weaker conjecture.

Conjecture 2 (Weak 3-Flow Conjecture).

There is a natural number hh such that every hh-edge-connected graph has a nowhere zero 3\mathbb{Z}_{3}-flow.

Jaeger, [5] also showed that this conjecture is equivalent to the same statement regarding 3\mathbb{Z}_{3}-connectivity. The Weak 3-Flow Conjecture remained open until Thomassen, [12] proved that h=8h=8 sufficed.

Theorem 1.1.

Every 88-edge-connected graph is 3\mathbb{Z}_{3}-connected.

Lovász et al., [9] extended this to the following result.

Theorem 1.2.

If GG is a 66-edge-connected graph, then GG is 3\mathbb{Z}_{3}-connected.

Kochol, [7] showed that the 33-Flow Conjecture is equivalent to the statement that every 55-edge-connected graph has a nowhere zero 3\mathbb{Z}_{3}-flow, so the result of Lovász et al., [9] is one step away from the 33-Flow Conjecture. As stated, both of these results also make significant steps toward the Strong 33-Flow Conjecture, as they considered 3\mathbb{Z}_{3}-connectivity. Lai and Li, [8] proved the Strong 33-Flow Conjecture holds for planar graphs using the duality with graph colouring. Richter et al., [10] provided the first direct proof of this result using flows. Their result is Theorem 1.3.

Theorem 1.3.

Let GG be a 33-edge-connected graph embedded in the plane with at most two specified vertices dd and tt such that

  • if dd exists, then it has degree 33, 44, or 55, has its incident edges oriented and labelled with elements in 3{0}\mathbb{Z}_{3}\setminus\{0\}, and is in the boundary of the unbounded face,

  • if tt exists, then it has degree 33 and is in the boundary of the unbounded face,

  • there are at most two 33-cuts, which can only be δ({d})\delta(\{d\}) and δ({t})\delta(\{t\}),

  • if dd has degree 55, then tt does not exist, and

  • every vertex not in the boundary of the unbounded face has five edge-disjoint paths to the boundary of the unbounded face.

If GG has a valid prescription function, then GG has a valid 3\mathbb{Z}_{3}-flow.

The 33-Flow Conjecture and the Strong 33-Flow Conjecture for planar graphs are corollaries of Theorem 1.3.

In this paper we prove the Strong 33-Flow Conjecture for projective planar graphs, extending Theorem 1.3. This proof requires the preliminary results that appear in de Jong, 2020b [3]. All of these results also appear in the first author’s Ph.D. thesis [2]. The techniques used for the proof in this paper build off those of Thomassen, [12], Lovász et al., [9], Richter et al., [10], and Steinberg and Younger, [11].

In Section 2 we first discuss some of the ideas that will be used throughout this paper.

2 Preliminaries

Basic Definitions

We define an orientation of a graph GG to be the directed graph DD obtained by adding a direction to each edge. With reference to determining the 3\mathbb{Z}_{3}-connectivity of GG with prescription function p:V{1,0,1}p:V\rightarrow\{-1,0,1\}, an orientation is valid if for each vertex vV(G)v\in V(G),

e=(u,v)E(D)1e=(v,w)E(D)1p(v)(mod3).\sum_{e=(u,v)\in E(D)}1-\sum_{e=(v,w)\in E(D)}1\equiv p(v)\pmod{3}.

It can be easily seen that this is equivalent to a 3\mathbb{Z}_{3}-flow.

A vertex dd in a graph GG is a directed vertex if all its incident edges are directed. We call this an orientation of dd. We say that an orientation of GG extends the orientation of dd if the direction of the edges at dd is maintained. In cases involving a directed vertex we take the term valid orientation to include that the orientation extends that of dd.

We lift a pair of edges uvuv and vwvw in a graph GG by deleting uvuv and vwvw, and adding an edge vwvw. We define an edge-cut δ(A)\delta(A) in GG to be internal if either AA or GAG-A does not intersect the boundary of the specified face(s) of GG.

Specified Face(s)

First, we consider the idea of a specified face. Theorem 1.3 allows vertices of degree less than 55 on the boundary of the outer face. However, a graph embedded in a higher genus surface does not have a defined outer face, so the result cannot be directly extended.

Let GG be a graph with a specified face FGF_{G}. Let GG^{\prime} be a graph obtained from GG by one or more operations. Unless otherwise stated, the specified face FGF_{G^{\prime}} is defined as follows:

  1. 1.

    Suppose that GG^{\prime} is obtained from GG by deleting or contracting a connected subgraph of GG that has no edge in common with the boundary of FGF_{G}. Then FG=FGF_{G^{\prime}}=F_{G}.

  2. 2.

    Suppose that GG^{\prime} is obtained from GG by contracting a connected subgraph of GG that contains the boundary of FGF_{G}. Then GG^{\prime} has no specified face. A face can be chosen arbitrarily; in general we will chose a specified face incident with the vertex of contraction.

  3. 3.

    Suppose that GG^{\prime} is obtained from GG by deleting an edge ee in the boundary of FGF_{G}. Let FF be the other face incident with ee. Then FGF_{G^{\prime}} is the face formed by the union of the boundaries of FF and FGF_{G} (without ee).

  4. 4.

    Suppose that GG^{\prime} is obtained from GG by deleting a vertex vv in the boundary of FGF_{G}. Let F1F_{1}, F2F_{2},…,FkF_{k} be the other faces incident with vv. Then FGF_{G^{\prime}} is the face formed by the union of the boundaries of F1F_{1}, F2F_{2},…,FkF_{k}, and FGF_{G} (without the edges incident with vv).

  5. 5.

    Suppose that GG^{\prime} is obtained from GG by contracting a connected subgraph HH of GG whose intersection with FGF_{G} is a path PP of length at least one. Then FGF_{G^{\prime}} is the face formed by the boundary of FGF_{G} without PP. If the intersection of HH with FGF_{G} consists of more than one path, this contraction can simply be completed in multiple steps.

  6. 6.

    Suppose that GG^{\prime} is obtained from GG by lifting a pair of adjacent edges e1e_{1}, e2e_{2}, where e1e_{1} is in the boundary of FGF_{G}, e2e_{2} is not, and e1e_{1} and e2e_{2} are consecutive at their common vertex. Let F1F_{1} be the other face incident with e1e_{1}. Note that F1F_{1} is incident with e2e_{2}. Let F2F_{2} be the other face incident with e2e_{2}. Then FGF_{G^{\prime}} is the face formed by the union of the boundaries of FGF_{G} and F2F_{2} (using the lifted edge instead of e1e_{1} and e2e_{2}).

When performing these operations we will not explicitly state the new specified face unless necessary.

Edge-Disjoint Paths to the Boundary

As in Richter et al., [10], throughout this paper we are working with graphs for which all vertices not on the boundary of the specified face(s) have at least 55 edge-disjoint paths to the boundary of the specified face(s). We describe here how reductions to the graph affect this condition. The proof of this result is straightforward, and can be found in [2].

Lemma 2.1.

Let GG be a graph with specified face FGF_{G} such that all vertices not on the boundary of FGF_{G} have 55 edge-disjoint paths to the boundary of FGF_{G}. Let GG^{\prime} be a graph obtained from GG by

  1. 1.

    contracting a subgraph XX of GG that does not intersect the boundary of FGF_{G} to a vertex xx,

  2. 2.

    deleting a boundary edge ee of FGF_{G},

  3. 3.

    deleting a boundary vertex xx of FGF_{G},

  4. 4.

    lifting a pair of adjacent edges e1e_{1}, e2e_{2}, where e1e_{1} is in the boundary of FGF_{G}, e2e_{2} is not, and e1e_{1} and e2e_{2} are consecutive at their common vertex, or

  5. 5.

    contracting a subgraph XX of GG whose intersection with FGF_{G} is a path PP.

Then all vertices not on the boundary of FGF_{G^{\prime}} have 55 edge-disjoint paths to the boundary of FGF_{G^{\prime}}.

We therefore only discuss the preservation of this property in cases where Lemma 2.1 does not apply.

Minimal Cuts

Let GG be a graph with a directed vertex dd. An edge-cut δ(A)\delta(A) in GG with dAd\in A is kk-robust if |A|2|A|\geq 2 and |GA|k|G-A|\geq k.

Throughout this paper we will perform local reductions on graphs. Many of these reductions will involve considering 22-robust edge-cuts, either because GG has a small edge-cut that must be reduced, or because we must verify that the graph resulting from a reduction does not have any small edge-cuts. In all cases, we first consider the smallest possible edge-cuts. Thus, if we consider a 22-robust kk-edge-cut δ(A)\delta(A) in a graph GG, we may assume that GG has no 22-robust at most (k1)(k-1)-edge-cut. Thus it may be assumed that either G[A]G[A] is connected, or it consists of two isolated vertices whose degrees sum to |δ(A)||\delta(A)|. The same is true of GAG-A. Given the sizes of the cuts we consider, generally both G[A]G[A] and GAG-A will be connected.

Non-Crossing 3-Edge-Cuts

Let δ(A)\delta(A) and δ(B)\delta(B) be distinct edge-cuts in GG. We say that δ(A)\delta(A) and δ(B)\delta(B) cross if ABA\cap B, ABA\setminus B, BAB\setminus A, and AB¯\overline{A\cup B} are all non-empty. Throughout this paper we consider graphs that are allowed to have non-crossing 22-robust 33-edge-cuts under certain restrictions. The following well-known result allows us to assume that such cuts are non-crossing. A proof can be found in [2].

Lemma 2.2.

Let kk be an odd positive interger. If GG is a kk-edge-connected graph, then any two kk-edge-cuts in GG do not cross.

Face Boundaries in the Projective Plane

Let GG be a graph embedded in the plane, and let FGF_{G} be a specified face of GG. If GG does not contain a cut vertex, then we may assume that FGF_{G} is bounded by a cycle. If GG is embedded in the projective plane, this is not necessarily true. Suppose that vv is a vertex that appears more than once in the boundary walk of FGF_{G}, and assume that vv is not a cut vertex. Then there exists a non-contractible curve that passes through only FGF_{G} and vv. Cut along this curve, and draw the graph on the plane. The result is a planar graph with one specified face containing two copies of vv. See Figure 1 for an illustration. Contract the two copies of vv to a single vertex. Then GG is a planar graph with two specified faces, each containing vv. The following result of de Jong, 2020b [3] guarantees that such a graph has a valid orientation.

Definition 2.3.

An FT graph is a graph GG embedded in the plane, together with a valid prescription function p:V(G){1,0,1}p:V(G)\rightarrow\{-1,0,1\}, such that:

  1. 1.

    GG is 33-edge-connected,

  2. 2.

    GG has two specified faces FGF_{G} and FGF_{G}^{*}, and at most one specified vertex dd or tt,

  3. 3.

    there is at least one vertex in common between FGF_{G} and FGF_{G}^{*},

  4. 4.

    if dd exists, then it has degree 33, 44, or 55, is oriented, and is in the boundary of both FGF_{G} and FGF_{G}^{*},

  5. 5.

    if tt exists, then it has degree 33 and is in the boundary of at least one of FGF_{G} and FGF_{G}^{*},

  6. 6.

    GG has at most one 33-edge-cut, which can only be δ({d})\delta(\{d\}) or δ({t})\delta(\{t\}), and

  7. 7.

    every vertex not in the boundary of FGF_{G} or FGF_{G}^{*} has 55 edge-disjoint paths to the union of the boundaries of FGF_{G} and FGF_{G}^{*}.

Theorem 2.4.

Every FT graph has a valid orientation.

vvFGF_{G}
(a)
vvvv
(b)
Figure 1: Redrawing GG in the plane.

Chords in the Projective Plane

Let GG be a graph embedded in the plane and let FGF_{G} be a specified face of GG. Suppose that FGF_{G} has a chord ee with endpoints uu and vv. Then there exist subgraphs HH and KK of GG such that HK={{u,v},{e}}H\cap K=\{\{u,v\},\{e\}\} and HK=GH\cup K=G. This is a property that Richter et al., [10] exploited when proving the Strong 33-Flow Conjecture for planar graphs, and a property that we use throughout this paper.

Now suppose that GG is a graph embedded in the projective plane with a cycle CC bounding a closed disk. Let ee be a chord of CC. If C+eC+e is contained in an open disk, then ee is a contractible chord. Otherwise it is a non-contractible chord. This is relevant in the case where the specified face FGF_{G} is bounded by a cycle. If FGF_{G} has a contractible chord, we may use techniques analogous to those in the plane to reduce the graph. In the case of a non-contractible chord, the graph is not split into subgraphs as it is in the plane, and we require different techniques. We see here that the deletion of such a chord and its endpoints results in a planar graph.

Lemma 2.5.

Let GG be a graph embedded in the projective plane with a specified face FGF_{G} bounded by a cycle. Suppose that uvuv is a non-contractible chord of FGF_{G}. Let G=G{u,v}G^{\prime}=G-\{u,v\}. Then GG^{\prime} is planarly embedded in the projective plane with one specified face; namely the one containing FGF_{G}.

Proof.

Consider the projective plane as represented by a circle of radius 22, where opposite points are identified. Draw the given embedding of GG such that the boundary of FGF_{G} lies on the unit circle (where the origin is in the specified face), and ee is contained in the line y=0y=0. The graph GG^{\prime} does not intersect the line y=0y=0. Cut the projective plane along the line y=0y=0 and identify the opposite points on the circle. The result is a planar embedding of GG^{\prime} where FGF_{G^{\prime}} is the outer face. ∎

In practice, we will obtain graphs with up to three vertices of degree three. The following result of de Jong, 2020b [3] shows that such graphs have a valid orientation.

Definition 2.6.

A DTS graph is a graph GG embedded in the plane, together with a valid 3\mathbb{Z}_{3}-prescription function p:V(G){1,0,1}p:V(G)\rightarrow\{-1,0,1\}, such that:

  1. 1.

    GG is 33-edge-connected,

  2. 2.

    GG has a specified face FGF_{G}, and at most three specified vertices dd, tt, and ss,

  3. 3.

    if dd exists, then it has degree 33, 44, or 55, is oriented, and is on the boundary of FGF_{G},

  4. 4.

    if tt or ss exists, then it has degree 33 and is on the boundary of FGF_{G},

  5. 5.

    dd has degree at most 5a5-a where aa is the number of unoriented degree 33 vertices in GG,

  6. 6.

    GG has at most three 33-edge-cuts, which can only be δ(d)\delta(d), δ(t)\delta(t), and δ(s)\delta(s), and

  7. 7.

    every vertex not in the boundary of FGF_{G} has 55 edge-disjoint paths to the boundary of FGF_{G}.

A 3DTS graph is a graph GG with the above definition, where (6) is replaced by

  1. 6’.

    all vertices other than dd, tt, and ss have degree at least 44, and if dd, tt, and ss all exist, then every 33-edge-cut in GG separates one of dd, tt, and ss from the other two.

Theorem 2.7.

All 3DTS graphs have a valid orientation.

Circulant and Almost Circulant Graphs

In the proof of the Strong 33-Flow Conjecture for graphs in the projective plane, two specific classes of graphs will arise. Let ii be an odd integer greater than or equal to 55, and define BiB_{i} to be the circulant graph on ii vertices with jumps 11 and i12\frac{i-1}{2}. Label the vertices v1,v2,,viv_{1},v_{2},...,v_{i}. Let AiA_{i} be the graph on i+1i+1 vertices obtained from BiB_{i} by subdividing v1viv_{1}v_{i} with a vertex v0v_{0}, and adding an edge v0vi+12v_{0}v_{\frac{i+1}{2}}. We show that both classes of graphs satisfy the Strong 33-Flow Conjecture.

Lemma 2.8.

Let be an odd integer greater than or equal to 55. Then BiB_{i} and AiA_{i}, along with valid prescription functions, have a valid orientation.

Proof.

We obtain a valid orientation by lifting the pair of edges v1v2v_{1}v_{2} and v1vi+32v_{1}v_{\frac{i+3}{2}}, and directing and deleting the edges incident with the following vertices in order, to meet each prescription:

v1,(v0),vi,vi+12,vi12,vi1,vi32,vi2,,vi+52,v2.v_{1},(v_{0}),v_{i},v_{\frac{i+1}{2}},v_{\frac{i-1}{2}},v_{i-1},v_{\frac{i-3}{2}},v_{i-2},...,v_{\frac{i+5}{2}},v_{2}.

This directs the edge v1v2v_{1}v_{2}, which in turn directs the edge v1vi+32v_{1}v_{\frac{i+3}{2}}. Since vi+32v_{\frac{i+3}{2}} cannot be the only vertex whose prescription is not met, the graph has a valid orientation. ∎

3 Projective Plane

Here we prove that the Strong 33-Flow Conjecture holds for graphs embedded in the projective plane.

Definition 3.1.

A PT graph is a graph GG embedded in the projective plane, together with a valid prescription function p:V(G){1,0,1}p:V(G)\rightarrow\{-1,0,1\}, such that:

  1. 1.

    GG is 33-edge-connected,

  2. 2.

    GG has a specified face FGF_{G}, and at most one specified vertex tt,

  3. 3.

    if tt exists, then it has degree 33 and is in the boundary of FGF_{G},

  4. 4.

    GG has at most one 33-edge-cut, which can only by δ({t})\delta(\{t\}), and

  5. 5.

    every vertex not in the boundary of FGF_{G} has 55 edge-disjoint paths to the boundary of FGF_{G}.

We define all 33-edge-connected graphs on at most two vertices to be PT graphs, regardless of vertex degrees.

A 3PT graph is a graph GG with the above definition, where (4) is replaced by

  1. 4’.

    all vertices aside from tt have degree at least 44, and if tt exists and δ(A)\delta(A) is a 33-edge-cut with tAt\in A, then AA is contained in an open disk.

Theorem 3.2.

All PT graphs have a valid orientation.

Proof.

Let GG be a minimal counterexample with respect to the number of edges. If |E(G)|=0|E(G)|=0, then GG consists of only an isolated vertex, and so has a trivial valid orientation. Thus we may assume GG has at least one edge.

We will establish the following series of properties of GG.

PT1:

The graph GG does not contain a loop, unoriented parallel edges, or a cut vertex.

PT2:

The face FGF_{G} is bounded by a cycle.

PT3:

There is no contractible chord of FGF_{G} incident with a degree 33 or 44 vertex.

We define a Type 1 cut to be an edge-cut δ(A)\delta(A) that does not intersect the boundary of FGF_{G}. We define a Type 2 cut to be an edge-cut δ(A)\delta(A) that has exactly two edges in the boundary of FGF_{G}. We define all remaining edge-cuts (with at least 44 edges in the boundary of FGF_{G}) to be of Type 3.

PT4:
  1. 1.

    The graph GG does not contain a 22-robust at most 44-edge-cut.

  2. 2.

    If GG contains a 22-robust at most 55-edge-cut δ(A)\delta(A), then it is either

    1. (a)

      of Type 1, where AA is contained in an open disk and the boundary of FGF_{G} is in AA, or

    2. (b)

      of Type 2, where AA is contained in an open disk, tAt\in A, and tt does not have an incident edge in δ(A)\delta(A).

  3. 3.

    If GG has a 22-robust Type 1 66-edge-cut δ(A)\delta(A) where AA is contained in an open disk, then the boundary of FGF_{G} is in AA.

PT5:

The vertex tt exists.

Let uu and vv be the boundary vertices adjacent to tt, and let ww be the remaining vertex adjacent to tt.

PT6:

Vertices uu and vv have degree 44.

PT7:

Vertex ww has degree 55.

PT8:

The edge twtw is a chord.

PT9:

Both uu and vv are adjacent to ww.

The verification of these properties forms the bulk of the proof of Theorem 3.2. Property PT1 is straightforward, and the proof is omitted. It can be read in [2].

PT1.

The graph GG does not contain a loop, parallel edges, or a cut vertex.

PT2.

The face FGF_{G} is bounded by a cycle.

Proof.

Suppose that FGF_{G} is not bounded by a cycle. Then there exists a vertex vv that appears twice on the boundary walk of FGF_{G}. By PT1, vv is not a cut vertex. As shown in Section 2, GG is a planar graph with two specified faces, each containing vv, and GG has at most one vertex of degree 33. Hence GG is an FT graph and has a valid orientation by Theorem 2.4, a contradiction. ∎

Claim 3.3.

The graph GG has no 22-robust Type 1 cut δ(A)\delta(A) of size at most 66 where AA is contained in an open disk and the boundary of FGF_{G} is in GAG-A.

Proof.

Suppose such a δ(A)\delta(A) exists in GG. Then by definition, δG(A)\delta_{G}(A) is at least a 55-edge-cut. Let GG^{\prime} be the graph obtained from GG by contracting AA to a vertex. It is clear that GG^{\prime} is a PT graph, and thus has a valid orientation by the minimality of GG. Transfer this orientation to GG. Let G′′G^{\prime\prime} be the graph obtained from GG by contracting GAG-A to a vertex. Then G′′G^{\prime\prime} is a graph where all vertices have degree at least 55, with a directed vertex dd^{\prime} of degree 55 or 66. Now G[A]G[A] is planarly embedded by construction, where every vertex adjacent to dd^{\prime} is on the outer face. Therefore, G′′G^{\prime\prime} can be embedded on the plane by inserting dd^{\prime} into the outer face of G[A]G[A]. Choose the specified face to be incident with dd^{\prime}.

If dd^{\prime} has degree 55, then G′′G^{\prime\prime} is a DTS graph and has a valid orientation by Theorem 2.7. If dd^{\prime} has degree 66, delete one boundary edge incident with dd^{\prime} to form a graph G¯\bar{G}. If G¯\bar{G} has a 22-robust at most 33-edge-cut, then GG has a 22-robust at most 44-edge-cut of Type 1, a contradiction. Thus G¯\bar{G} is a DTS graph and has a valid orientation by Theorem 2.7. This yields a valid orientation of GG, a contradiction. Hence no such cut exists. ∎

Claim 3.4.

The graph GG has no 22-robust Type 2 cut δ(A)\delta(A) of size 44.

Proof.

Suppose such a cut δ(A)\delta(A) exists in GG. Either AA or GAG-A is contained in an open disk. Without loss of generality, suppose that AA is contained in an open disk. Let GG^{\prime} be the graph obtained from GG by contracting AA to a vertex. It is clear that GG^{\prime} is a PT graph, and thus has a valid orientation by the minimality of GG. Transfer this orientation to GG. Let G′′G^{\prime\prime} be the graph obtained from GG by contracting GAG-A to a vertex vv. Now G[A]G[A] is planarly embedded by construction, where every vertex adjacent to vv is on the outer face. Therefore, G′′G^{\prime\prime} can be embedded on the plane by inserting vv into the outer face of G[A]G[A]. Choose the specified face to be incident with vv and all vertices in AA incident with FGF_{G}.

Then G′′G^{\prime\prime} is a planar graph with a specified face containing a directed vertex of degree 44. Hence G′′G^{\prime\prime} is a DTS graph and has a valid orientation by Theorem 2.7. This yields a valid orientation of GG, a contradiction. Hence no such cut exists. ∎

Claim 3.5.

The graph GG has no 22-robust Type 2 cut of size 55 where AA is contained in an open disk and tGAt\in G-A.

Proof.

Suppose such a cut exists in GG. Let GG^{\prime} be the graph obtained from GG by contracting AA to a vertex. It is clear that GG^{\prime} is a PT graph, and thus has a valid orientation by the minimality of GG. Transfer this orientation to GG. Let G′′G^{\prime\prime} be the graph obtained from GG by contracting GAG-A to a vertex. Then G′′G^{\prime\prime} can be embedded as a planar graph with a specified face containing a directed vertex of degree 55 but no degree 33 vertex. Hence G′′G^{\prime\prime} is a DTS graph and has a valid orientation by Theorem 2.7. This yields a valid orientation of GG, a contradiction. Hence no such cut exists. ∎

In order to complete our analysis of Type 2 cuts, we must consider contractible chords.

PT3.

There is no contractible chord of FGF_{G} incident with a degree 33 or 44 vertex.

Proof.

Suppose that such a chord e=uve=uv exists where the degree of uu is 33 or 44. Let HH and KK be subgraphs of GG such that HK={{u,v},{e}}H\cap K=\{\{u,v\},\{e\}\}, HK=GH\cup K=G, and KK is contained in an open disk.

Both δ(H)\delta(H) and δ(K)\delta(K) are 22-robust, else GG has unoriented parallel edges. Both cuts are of Type 2. Therefore, |δ(H)|,|δ(K)|5|\delta(H)|,|\delta(K)|\geq 5, and so deg(v)8deg(v)\geq 8.

It is clear that G/KG/K is a PT graph and has a valid orientation by the minimality of GG. Transfer this orientation to GG, and orient uu. Add a directed edge ee from uu to vv in KK (in the boundary of FKF_{K}). Then K+eK+e can be embedded as a planar graph with a single specified face, a directed vertex of degree 33 or 44, and one other possible degree 33 vertex tt. Hence K+eK+e is a DTS graph and has a valid orientation by Theorem 2.7. This leads to a valid orientation of GG, a contradiction. ∎

Claim 3.6.

The graph GG has no 22-robust Type 2 cut of size 55 where AA is contained in an open disk; tAt\in A; and δ(t)δ(A)\delta(t)\cap\delta(A) is a single edge that is a boundary edge of FGF_{G}.

Proof.

Suppose such a cut exists in GG. Let GG^{\prime} be the graph obtained from GG by contracting AA to a vertex. Since GG^{\prime} is a PT graph, it has a valid orientation by the minimality of GG. Transfer this orientation to GG. Let G′′G^{\prime\prime} be the graph obtained from GG by contracting GAG-A to a vertex. Then G′′G^{\prime\prime} can be embedded as a planar graph with a specified face containing a directed vertex of degree 55 adjacent to tt. Since AA is contained in an open disk, tt is not incident with a chord by PT3. Let G^\hat{G} be the graph obtained from G′′G^{\prime\prime} by orienting and deleting tt. Then G^\hat{G} has a directed vertex of degree 44 and at most one vertex of degree 33. If G^\hat{G} contains a 22-robust at most 33-edge-cut, then GG contains an at most 44-edge-cut of Type 1 or 2, a contradiction. Hence G^\hat{G} is a DTS graph and has a valid orientation by Theorem 2.7. This yields a valid orientation of GG, a contradiction. Hence no such cut exists. ∎

Claim 3.7.

The graph GG has no 22-robust Type 3 cut of size at most 55.

Proof.

Suppose that such a cut exists. Without loss of generality, suppose that tAt\in A. Let GG^{\prime} be the graph obtained from GG by contracting AA to a single vertex. Since GG^{\prime} is a PT graph, it has a valid orientation by the minimality of GG. Transfer this orientation to GG. Let G′′G^{\prime\prime} be the graph obtained from GG by contracting GAG-A to a single directed vertex dd of degree 44 or 55. Then dd appears twice in the boundary walk of FG′′F_{G^{\prime\prime}}. As in the proof of PT2, G′′G^{\prime\prime} is a planar graph with two specified faces that both contain the vertex dd. Since tAt\in A, G′′G^{\prime\prime} has no degree 33 vertex. Therefore G′′G^{\prime\prime} is an FT graph and has a valid orientation by Claim 2.4. This leads to a valid orientation of GG, a contradiction. Hence no such cut exists. ∎

We summarise the reducible/irreducible cuts in GG.

PT4.

  1. 1.

    The graph GG does not contain a 22-robust at most 44-edge-cut.

  2. 2.

    If GG contains a 22-robust at most 55-edge-cut δ(A)\delta(A), then it is either

    1. (a)

      of Type 1, where AA is contained in an open disk and the boundary of FGF_{G} is in AA, or

    2. (b)

      of Type 2, where AA is contained in an open disk, tAt\in A, and tt does not have an incident edge in δ(A)\delta(A).

  3. 3.

    If GG has a 22-robust Type 1 66-edge-cut δ(A)\delta(A) where AA is contained in an open disk, then the boundary of FGF_{G} is in AA.

Proof.

  1. 1.

    By definition, GG has no 22-robust either at most 33-edge-cut, or Type 1 44-edge-cut. Claims 3.4 and 3.7 show that GG has no 22-robust 44-edge-cut of Type 2 or 3.

  2. 2.

    This is implied by Claims 3.3, 3.5, 3.6, and 3.7.

  3. 3.

    This is given by Claim 3.3. ∎

Figure 2 shows the 22-robust at most 55-edge-cuts that exist in GG. The dashed line is used to represent the crosscap. We wish to reduce at low degree vertices in GG. We establish the existence of tt and consider its adjacent vertices.

FGF_{G}Type 1
(a)
FGF_{G}ttType 2
(b)
Figure 2: The 22-robust at most 55-edge-cuts that can exist in GG.
PT5.

The vertex tt exists.

Proof.

Suppose that tt does not exist. We prove the following claims:

  1. a.

    Every vertex on the boundary of FGF_{G} has degree 44.

  2. b.

    All vertices in GG are on the boundary of FGF_{G}.

  3. c.

    We have G=BkG=B_{k}, where k5k\geq 5 is odd.

These properties provide the necessary structure to obtain a contradiction.

Claim PT5a.

Every vertex on the boundary of FGF_{G} has degree 44.

Proof.

Consider the case where the boundary of FGF_{G} contains a vertex vv of degree at least 55. Orient and delete a boundary edge incident with vv, and call the resulting graph GG^{\prime}. Then GG^{\prime} has at most one degree 33 vertex. Suppose that GG^{\prime} contains a 22-robust at most 33-edge-cut. Then GG contains a 22-robust at most 44-edge-cut, a contradiction. Thus GG^{\prime} is a PT graph. By the minimality of GG, GG^{\prime} has a valid orientation. This yields a valid orientation of GG, a contradiction. ∎

Claim PT5b.

All vertices in GG are on the boundary of FGF_{G}.

Proof.

Suppose there exists a vertex vv on the boundary of FGF_{G} that has an adjacent vertex uu not on the boundary of FGF_{G}. Then degG(u)5deg_{G}(u)\geq 5. Let e1,e2,e3,e4e_{1},e_{2},e_{3},e_{4} be the edges incident with vv in order, where e1e_{1} and e4e_{4} are on the boundary of FGF_{G}, and e2e_{2} is incident with uu. Lift the pair of edges e3e_{3}, e4e_{4}, orient the remaining two edges incident with vv to satisfy p(v)p(v), and delete vv, calling the resulting graph GG^{\prime}. Then GG^{\prime} has at most one degree three vertex (the other endpoint of e1e_{1}). If GG^{\prime} contains a 22-robust at most 33-edge-cut δG(A)\delta_{G^{\prime}}(A), then GG contains a 22-robust at most 44-edge-cut, or a 22-robust 55-edge-cut that uses a boundary edge of FGF_{G} and thus is of Type 2 or Type 3, a contradiction (since tt does not exist). Thus GG^{\prime} is a PT graph, and so by the minimality of GG, GG^{\prime} has a valid orientation. This yields a valid orientation of GG, a contradiction. ∎

Thus all vertices lie on the boundary of FGF_{G} and have degree 44. Let v1,v2,,vkv_{1},v_{2},...,v_{k} be the vertices on the boundary of FGF_{G} in order.

Claim PT5c.

We have G=BkG=B_{k}.

Proof.

Consider a vertex vjv_{j}. It is clear from the construction that vjv_{j} is adjacent to vj1v_{j-1} and vj+1v_{j+1}. Let vav_{a} and vbv_{b} be the remaining two vertices adjacent to vjv_{j}. Suppose that vav_{a} and vbv_{b} are not adjacent. Then δG({va+1,va+2,,vb1})\delta_{G}(\{v_{a+1},v_{a+2},...,v_{b-1}\}) is an at most 44-edge-cut of Type 2. If it is not a 22-robust 44-edge-cut, then GG contains parallel edges, a contradiction. Hence GG contains a 22-robust 44-edge-cut of Type 2, a contradiction. Thus vav_{a} and vbv_{b} are adjacent.

Without loss of generality, assume that jb>jaj-b>j-a. Let

S={va,va+1,va+2,,vj1},S=\{v_{a},v_{a+1},v_{a+2},...,v_{j-1}\},
T={vj+1,vj+2,vb1,vb}.T=\{v_{j+1},v_{j+2}...,v_{b-1},v_{b}\}.

If there exists an edge not on the boundary of FGF_{G} with both endpoints in SS, then either GG contains parallel edges, or GG contains a contractible chord incident with a degree 44 vertex, a contradiction. The same is true of edges with both endpoints in TT. Hence every edge not in the boundary of FGF_{G} and not incident with vjv_{j} has one endpoint in SS and the other endpoint in TT. Since every vertex has degree 44, |S|=|T||S|=|T|. If kk is even, then the non-contractible chords incident with a vertex are parallel edges. Hence kk is odd and G=BkG=B_{k}. ∎

By Lemma 2.8, GG has a valid orientation. ∎

Let uu, vv, and ww be the vertices adjacent to tt, where tutu and tvtv are on the boundary of FGF_{G}. Since GG has no parallel edges, these three vertices are distinct. Note that PT3 implies that tt is not incident with a contractible chord, so either ww is not in the boundary of FGF_{G}, or twtw is a non-contractible chord.

Claim 3.8.

Let GG^{\prime} be a 3PT graph where |E(G)|<|E(G)||E(G^{\prime})|<|E(G)|. Then GG^{\prime} has a valid orientation.

Proof.

Let GG^{\prime} be a minimal counterexample. If GG^{\prime} is a PT graph, then GG^{\prime} has a valid orientation by the minimality of GG. Thus we may assume that GG^{\prime} has a 22-robust 33-edge-cut δG(A)\delta_{G^{\prime}}(A) where tAt\in A. By the definition of a 3PT graph, AA is contained in an open disk.

Let G1G_{1} be the graph obtained from GG^{\prime} by contracting AA to a vertex. Then any 33-edge-cut in G1G_{1} is a 33-edge-cut in GG^{\prime}, so G1G_{1} is a 3PT graph and has a valid orientation by the minimality of GG^{\prime}. Transfer this orientation to GG^{\prime}. Let G2G_{2} be the graph obtained from GG^{\prime} by contracting GAG^{\prime}-A to a vertex. Then G2G_{2} is a 3DTS graph and has a valid orientation by Lemma 2.7. This leads to a valid orientation of GG^{\prime}, a contradiction. ∎

Claim 3.9.

At least two of uu, vv, and ww have degree 44.

Proof.

Suppose not. Let GG^{\prime} be the graph obtained from GG by orienting and deleting tt. Then GG^{\prime} contains at most one vertex of degree 33. Suppose that GG^{\prime} contains a 22-robust at most 33-edge-cut δG(A)\delta_{G^{\prime}}(A). Then GG contains a 22-robust at most 44-edge-cut, a contradiction. Hence GG^{\prime} is a PT graph. Thus by the minimality of GG, GG^{\prime} has a valid orientation. This yields a valid orientation of GG, a contradiction. ∎

Claim 3.10.

Vertex ww does not have degree 44.

Proof.

Suppose that deg(w)=4deg(w)=4. Note that twtw is a non-contractible chord of FGF_{G}. Let g1g_{1}, g2g_{2}, gtg_{t}, g3g_{3} be the edges incident with ww in order, where g1g_{1} and g3g_{3} are on the boundary of FGF_{G}, and gt=wtg_{t}=wt. We may choose the labelling of uu and vv so that the uwuw-path in the boundary of FGF_{G} contains g1g_{1} but not tt.

Suppose that g3=wvg_{3}=wv. Then GG can be redrawn with twtw inside FGF_{G} to yield an FT graph with tt and ww on both specified faces. Figure 3 shows this drawing. By Theorem 2.4, GG has a valid orientation, a contradiction.

We may now assume that g3wvg_{3}\neq wv. Lift the pair g1g_{1}, g2g_{2}, and orient the remaining edges incident with ww to satisfy p(w)p(w). Orient the remaining edges incident with tt to satisfy p(t)p(t). Delete ww and tt, and call the resulting graph GG^{\prime}. Then GG^{\prime} is a planar graph. There are three possible degree three vertices in GG^{\prime}: uu, vv, and the vertex incident with g3g_{3} (which by assumption are distinct). If GG^{\prime} contains a 22-robust at most 22-edge-cut, then GG contains a 22-robust at most 44-edge-cut, a contradiction to PT4.

vvttwwFGF_{G}
(a)
wwttvvFGF_{G}FGF_{G}^{*}
(b)
Figure 3: Claim 3.10: Planar drawing of GG.

If all 22-robust 33-edge-cuts in GG^{\prime} separate two degree 33 vertices, then by Theorem 2.7, GG^{\prime} has a valid orientation that leads to a valid orientation of GG, a contradiction. Suppose that GG^{\prime} contains a 22-robust 33-edge-cut δG(A)\delta_{G^{\prime}}(A) that does not separate the degree 33 vertices. We assume that δG(A)\delta_{G}(A) is not an at most 44-edge-cut. Then δG(A)\delta_{G}(A) is a 55-edge-cut using edges g1g_{1} and g2g_{2}. This is a Type 2 cut, for which tt is in the side not contained in an open disk, a contradiction. Figure 4 shows this cut. Orient a degree three vertex in GG^{\prime} to obtain a DTS graph. By Theorem 2.7, GG^{\prime} has a valid orientation. This extends to a valid orientation of GG, a contradiction. ∎

uuvvwwttg3g_{3}g1g_{1}g2g_{2}
Figure 4: Claim 3.10: 22-robust Type 2 55-edge-cut.
PT6.

Vertices uu and vv have degree 44.

Proof.

This is an immediate corollary of Claims 3.9 and 3.10. ∎

PT7.

Vertex ww has degree 55.

Proof.

Suppose that deg(w)6deg(w)\geq 6. Let e1e_{1}, e2e_{2}, e3e_{3}, ete_{t} be the edges incident with uu in order, where e1e_{1} is on the boundary of FGF_{G}, and et=ute_{t}=ut. We prove the following claims

  1. a.

    Edge e3e_{3} is incident with two vertices of degree 44.

  2. b.

    Edge twtw is not a chord.

These provide the necessary structure to complete the proof.

Claim PT7a.

Edge e3e_{3} is incident with two vertices of degree 44.

Proof.

Suppose that e3e_{3} is not incident with two vertices of degree 44. Lift the pair e1e_{1}, e2e_{2}, and orient the remaining edges incident with uu. Orient the remaining edges incident with tt, and delete uu and tt, calling the resulting graph GG^{\prime}. Then GG^{\prime} contains at most one vertex of degree 33, which is vv.

We now check that GG^{\prime} has no 22-robust 22- or 33-edge-cuts. The cases are indicated in italics. We follow a similar process in most future cases. Suppose that GG^{\prime} contains a 22-robust at most 22-edge-cut δG(A)\delta_{G^{\prime}}(A). Then GG contains a 22-robust at most 44-edge-cut, a contradiction. Suppose that GG^{\prime} contains a 22-robust 33-edge-cut δG(A)\delta_{G^{\prime}}(A). Then GG contains a corresponding 22-robust cut δ(C)\delta(C) of size at most 55. There are two options. First, δG(C)\delta_{G}(C) is of Type 2 and has tt on the side that is contained in an open disk. We assume that this side is CC. By Claim 3.8, vCv\not\in C. Hence tvδG(C)tv\in\delta_{G}(C). We have u,wCu,w\in C, else a smaller cut exists. We conclude that e3δG(C)e_{3}\in\delta_{G}(C). Let BB be the maximal connected subgraph of CC containing ww but not tt. Then δG(B)\delta_{G}(B) is an at most 44-edge-cut of Type 1, a contradiction. This cut can be seen in Figure 5. Second, δG(C)\delta_{G}(C) is of Type 1 in GG. Then δG(C)\delta_{G}(C) has vv on the side contained in a disk in GG^{\prime}, and thus GG^{\prime} has a valid orientation by Claim 3.8. This leads to a valid orientation of GG, a contradiction.

Hence GG^{\prime} is a PT graph, and thus has a valid orientation by the minimality of GG. This extends to a valid orientation of GG, a contradiction. ∎

FGF_{G}ttvvuuwwBBCC
Figure 5: PT7: 22-robust Type 1 44-edge-cut.

Since e3e_{3} is incident with two vertices of degree 44, e3e_{3} is a non-contractible chord. Similarly, vv must have an analogous incident chord. Neither chord is incident with ww, since ww has degree at least 66. Let xx and yy be the vertices adjacent to uu and vv respectively via a chord.

Claim PT7b.

Edge twtw is not a chord.

Proof.

Suppose that twtw is a chord. Let BB be the set of vertices in the interior of the closed disc bounded by wtwt, tutu, uxux, and the wxwx-subpath of FGtF_{G}-t. If BB is empty, consider the same set with respect to vv and yy. Now δG(B)\delta_{G}(B) contains at most 22 edges incident with xx. Hence it contains at least two edges incident with ww, since δ(t)\delta(t) is the only 33-edge-cut in GG. Since GG has no parallel edges, δG(B)\delta_{G}(B) is 22-robust. This cut can be seen in Figure 6. Let CC be the minimal 22-robust edge-cut where CBC\subseteq B and δG(C)\delta_{G}(C) contains at most three edges not incident with ww.

Contract CC to a vertex, calling the resulting graph GG^{\prime}. Then GG^{\prime} is a PT graph and has a valid orientation by the minimality of GG. Transfer this orientation to GG and contract GCG-C, calling the resulting graph GG^{\prime}. Delete edges incident with ww to make the vertex of contraction a degree 44 vertex. Since GG has no parallel edges, at most one degree 33 vertex results from this process. If G′′G^{\prime\prime} has a 22-robust at most 33-edge-cut, then CC was not minimal, a contradiction. ∎

FGF_{G}ttvvuuwwxxyy
Figure 6: PT7: Small Type 1 or 2 cut.

Since twtw is not a chord, GG contains a 22-robust cut of size at most 55, δG(A)\delta_{G}(A), using at most two edges incident with each xx and yy, and the edge twtw. This cut can be seen in Figure 7. Then tGAt\in G-A, and the graph obtained from contracting GAG-A to a single vertex is planar. By Claim 3.5, GG has a valid orientation. ∎

FGF_{G}ttvvuuxxyyww
Figure 7: PT7: Small Type 2 cut.

Therefore, uu and vv have degree 44, and ww has degree 55.

PT8.

The edge twtw is a chord.

Proof.

Suppose that twtw is not a chord. Let e1,e2,e3,ete_{1},e_{2},e_{3},e_{t} be the edges incident with uu in order, where et=ute_{t}=ut, and e1e_{1} is on the boundary of FGF_{G}. We first prove the following property.

Claim PT8a.

Either e3e_{3} is incident with two degree four vertices or e3e_{3} is incident with ww.

Proof.

Suppose that e3e_{3} is not incident with two degree four vertices, and is not incident with ww. Lift the pair e1e_{1}, e2e_{2}, orient the remaining edges incident with uu to satisfy p(u)p(u), and orient the remaining edges incident with tt to satisfy p(t)p(t). Delete uu and tt, calling the resulting graph GG^{\prime}. Then in GG^{\prime}, the only possible degree three vertex is vv. The analysis that GG^{\prime} has no small cuts is equivalent to that in PT7. Hence GG^{\prime} is a PT graph, and thus has a valid orientation by the minimality of GG. This extends to a valid orientation of GG, a contradiction. ∎

Therefore either e3e_{3} is incident with two degree four vertices or e3e_{3} is incident with ww. The same must be true of the corresponding edge incident with vv. There are three cases.

  1. 1.

    First, suppose that both uu and vv are adjacent to ww. Suppose that e2e_{2} is not incident with two degree four vertices. Then orient and delete e1e_{1} and e2e_{2} to satisfy p(u)p(u), and contract the set of vertices {u,t,v,w}\{u,t,v,w\} to a single degree four vertex, calling the resulting graph GG^{\prime}. Then GG^{\prime} has at most one degree three vertex, which is incident with e1e_{1} in GG. If GG^{\prime} contains a 22-robust edge-cut of size at most 33, then GG contains a 22-robust edge-cut of size at most 55 that contains a boundary edge incident with tt, a contradiction. Hence GG^{\prime} is a PT graph. By the minimality of GG, GG^{\prime} has a valid orientation. Transfer this orientation to GG. Orient the remaining two edges incident with vv to satisfy p(v)p(v), and the remaining two edges incident with tt to satisfy p(t)p(t). Since p(u)p(u) is satisfied by the orientations of e1e_{1} and e2e_{2}, the direction of e3e_{3} is determined to be the opposite (relative to uu) of the direction of ete_{t}. Since ww cannot be the only vertex whose prescription is not met, this is a valid orientation of GG, a contradiction.

    We now assume that e2e_{2} is incident with two degree four vertices. The same must be true of the corresponding edge incident with vv. Let these vertices be xx and yy respectively. Suppose that xx and yy are not adjacent. Let C1C_{1} and C2C_{2} be the components of G{x,y,w}G-\{x,y,w\}, where the labelling is chosen so that tC2t\in C_{2}. Consider the cut δG(C1)\delta_{G}(C_{1}). If C1C_{1} contains a single vertex, then GG has parallel edges, a contradiction. Hence δG(C1)\delta_{G}(C_{1}) is 22-robust. Note that δG(C1)\delta_{G}(C_{1}) is a Type 2 cut and has size at most 66. This cut is shown in Figure 8.

    FGF_{G}ttvvuuxxyyww
    Figure 8: PT8: Small Type 2 cut (1).

    Contract C1C_{1} to a vertex, calling the resulting graph GG^{\prime}. It is clear that GG^{\prime} is a PT graph. Thus GG^{\prime} has a valid orientation by the minimality of GG. Transfer this orientation to GG and contract GC1G-C_{1} calling the resulting graph G′′G^{\prime\prime}. Note that G′′G^{\prime\prime} can be embedded in the plane with a directed vertex dd^{\prime} of degree at most 66. Delete the edges in the cut that are incident with xx, calling the resulting graph G¯\bar{G}. Then G¯\bar{G} is planar, has at most one vertex of degree 33, and has a directed vertex of degree at most 44. If G¯\bar{G} has a 22-robust at most 33-edge-cut, then GG has a 22-robust at most 55-edge-cut, which is of Type 1, or Type 2 with tt in the side not in an open disk, a contradiction. Hence G¯\bar{G} is a DTS graph and has a valid orientation by Theorem 2.7. This leads to a valid orientation of GG, a contradiction.

    Hence we may assume that xx and yy are adjacent. Note that G{t,u,v,w,x,y}G-\{t,u,v,w,x,y\} has two components: AA with neighbours in GG among xx, yy, and ww, and BB, with neighbours in GG among uu, vv, xx, and yy. If δG(A)\delta_{G}(A) is a 2-robust cut, then it has size at most 44 and is of Type 1, a contradiction. If AA contains a single vertex, then GG has parallel edges incident with ww, a contradiction. Hence xx and yy are adjacent to ww. This graph is shown in Figure 9.

    FGF_{G}ttvvuuxxyyww
    Figure 9: PT8: xx and yy adjacent to ww

    Let A={t,u,v,w,x,y}A=\{t,u,v,w,x,y\}. If δG(A)\delta_{G}(A) is a 2-robust cut, then it has size 44 and is of Type 3, a contradiction. If |V(GA)|=1|V(G-A)|=1, then this vertex is repeated in the boundary walk of FGF_{G}, so the boundary of FGF_{G} is not a cycle, a contradiction. Hence |V(GA)|=0|V(G-A)|=0. Lift the pair of edges tvtv, vwvw and orient vv, xx, yy, uu, tt in order (each having at least two unoriented edges). This determines the direction of vwvw, and since ww cannot be the only vertex to not meet its prescription, the result is a valid orientation of GG, a contradiction.

  2. 2.

    Now suppose that e3e_{3} and the corresponding edge incident with vv each have two endpoints of degree 44, xx and yy respectively. Then xx and yy are on the boundary of FGF_{G}. Then GG contains a 22-robust edge-cut δG(A)\delta_{G}(A) of size at most 55 (containing twtw, one or two edges incident with xx, and one or two edges incident with yy). If the labelling is chosen so that tGAt\in G-A, then the graph obtained by contracting GAG-A to a single vertex is planar, so by Claim 3.5, GG has a valid orientation.

  3. 3.

    Finally, suppose without loss of generality that e3e_{3} has two endpoints of degree 44, and vv is adjacent to ww. Let xx be the other endpoint of e3e_{3}. Let f1f_{1} and f2f_{2} be the edges incident with vv that are not vtvt or vwvw, where f1f_{1} is on the boundary of FGF_{G}. Assume that f2f_{2} does not have two incident vertices of degree 44. Orient and delete f1f_{1} and f2f_{2} to satisfy p(v)p(v), and contract the set of vertices {v,t,w}\{v,t,w\} to a single vertex of degree 44, calling the resulting graph GG^{\prime}. If GG^{\prime} contains a 22-robust at most 33-edge-cut, then GG contains a 22-robust at most 55-edge-cut containing a boundary edge incident with tt, a contradiction. Then GG^{\prime} is a PT graph, so by the minimality of GG, GG^{\prime} has a valid orientation. Transfer this orientation to GG. Orient the remaining two edges incident with tt to satisfy p(t)p(t). Since p(v)p(v) is satisfied by the orientations of f1f_{1} and f2f_{2}, the direction of vwvw is determined to be the opposite (relative to vv) of the direction of vtvt. Since ww cannot be the only vertex whose prescription is not met, this is a valid orientation of GG, a contradiction.

    We now assume that f2f_{2} has two incident vertices of degree 44. Then f2f_{2} is a chord. Let yy be the other endpoint of f2f_{2}. Consider the cut δG(A)\delta_{G}(A) where x,y,t,vAx,y,t,v\in A, wGAw\in G-A, and GAG-A is connected and maximised. If GAG-A contains only one vertex, then GG has parallel edges, a contradiction. Hence δG(A)\delta_{G}(A) is 22-robust. Note that δG(A)\delta_{G}(A) is a Type 2 cut and has size at most 66. This cut is shown in Figure 10.

    FGF_{G}ttvvuuxxyyww
    Figure 10: PT8: Small Type 2 cut (2).

    Contract GAG-A to a vertex, calling the resulting graph GG^{\prime}. It is clear that GG^{\prime} is a PT graph. Thus GG^{\prime} has a valid orientation by the minimality of GG. Transfer this orientation to GG and contract AA calling the resulting graph G′′G^{\prime\prime}. Note that G′′G^{\prime\prime} is planar and has a directed vertex dd^{\prime} of degree at most 66. Delete two consecutive edges incident with dd^{\prime} where one is a boundary edge, calling the resulting graph G¯\bar{G}. Then G¯\bar{G} is planar and has at most one vertex of degree 33. If G¯\bar{G} has a 22-robust at most 33-edge-cut, then GG has a 22-robust at most 55-edge-cut, either of Type 1, or Type 2 where tt is on the side not contained in an open disk, a contradiction. Hence G¯\bar{G} is a DTS graph and has a valid orientation by Theorem 2.7. This leads to a valid orientation of GG, a contradiction. ∎

We are left with the case where twtw is a chord. Let the edges incident with uu be e1,e2,e3,ete_{1},e_{2},e_{3},e_{t} in order, where et=ute_{t}=ut, and e1e_{1} is a boundary edge of FGF_{G}. Suppose that e3e_{3} is not incident with two degree four vertices, and is not incident with ww. Lift the pair e1e_{1}, e2e_{2}, orient the remaining edges incident with uu to satisfy p(u)p(u), and orient the remaining edges incident with tt to satisfy p(t)p(t). Delete uu and tt, calling the resulting graph GG^{\prime}. Then in GG^{\prime}, the only degree three vertex is vv. The argument that GG^{\prime} contains no small cuts is equivalent to previous arguments. Hence GG^{\prime} is a PT graph. By the minimality of GG, GG^{\prime} has a valid orientation. This extends to a valid orientation of GG, a contradiction.

Therefore e3e_{3} is incident with either two degree four vertices or with ww. The same must be true of the corresponding edge incident with vv.

PT9.

Both uu and vv are adjacent to ww.

Proof.

Consider the case where e3e_{3} is incident with two degree four vertices. Then e3e_{3} is a chord. Let yy be the other endpoint of e3e_{3}. Then yy is adjacent to ww on the boundary of FGF_{G}, else GG has a 22-robust at most 55-edge-cut of Type 2, where tt is not in the side contained in a disk, a contradiction. This cut is shown in Figure 11. If the corresponding edge incident with vv is a chord, the same is true. Then GG has a 22-robust at most 33-edge-cut, a contradiction. This cut can also be seen in Figure 11. Thus we may assume that vv and ww are adjacent.

FGF_{G}ttuuwwyy
(a)
FGF_{G}ttvvuuwwyyxx
(b)
Figure 11: Edge twtw is a chord: Small Type 2 cuts.

Let f1f_{1}, f2f_{2}, fwf_{w}, ftf_{t} be the edges incident with vv in order, where ft=vtf_{t}=vt, fw=vwf_{w}=vw, and f1f_{1} is a boundary edge of FGF_{G}. Now f2f_{2} is not incident with two vertices of degree 44, else GG has either a 22-robust at most 44-edge-cut, or parallel edges. Also, vv cannot be adjacent to ww via parallel edges. Orient and delete f1f_{1} and f2f_{2} to satisfy p(v)p(v), and contract the set of vertices {t,w,v}\{t,w,v\} to a single vertex of degree 44, calling the resulting graph GG^{\prime}. Now GG^{\prime} has only one possible degree three vertex, in GG it is incident with f1f_{1}. If GG^{\prime} contains a 22-robust edge-cut of size at most 33, then GG contains a 22-robust edge-cut of size at most 55 containing a boundary edge incident with tt, a contradiction. Thus GG^{\prime} is a PT graph, and has a valid orientation by the minimality of GG. Transfer this orientation to GG. Orient the remaining edges incident with tt. Since f1f_{1} and f2f_{2} satisfy p(v)p(v), fwf_{w} is known to have the opposite direction (relative to vv) from ftf_{t}. Since ww cannot be the only vertex whose prescription is not met, this is a valid orientation of GG. ∎

The remaining case is that both uu and vv are adjacent to ww. Let P1=tu1u2uiwP_{1}=tu_{1}u_{2}...u_{i}w be the path on the boundary of FGF_{G} from tt to ww that includes uu, and let P2=tv1v2vjwP_{2}=tv_{1}v_{2}...v_{j}w be the path on the boundary of FGF_{G} from tt to ww that includes vv. Let S1S_{1} and S2S_{2} be the subsets of vertices in P1P_{1} and P2P_{2} respectively that have an adjacent vertex of degree at least 55 that is not ww.

If S1S_{1}\neq\emptyset, then let kk be such that ukS1u_{k}\in S_{1} and min{k,ik+1.5}\min\{k,i-k+1.5\} is minimised. If S2S_{2}\neq\emptyset, then let \ell be such that vS2v_{\ell}\in S_{2} and min{,j+1.5}\min\{\ell,j-\ell+1.5\} is minimised. Without loss of generality, suppose that min{k,ik+1.5}min{,j+1.5}\min\{k,i-k+1.5\}\leq\min\{\ell,j-\ell+1.5\}. Let e1,e2,e3,e4e_{1},e_{2},e_{3},e_{4} be the edges incident with uku_{k} in order, where if k>i+12k>\frac{i+1}{2}, e1=uk1uke_{1}=u_{k-1}u_{k} and e4=ukuk+1e_{4}=u_{k}u_{k+1} (with the convention that t=u0t=u_{0} and w=ui+1w=u_{i+1} if necessary), and otherwise, e4=uk1uke_{4}=u_{k-1}u_{k} and e1=ukuk+1e_{1}=u_{k}u_{k+1}. At least one of e1e_{1} and e2e_{2} is incident with a degree 55 vertex, that is not ww, by definition.

If, for example, k=3k=3, then u1=uu_{1}=u is adjacent to ww and vjv_{j}, vjv_{j} is adjacent to u2u_{2}, u2u_{2} is adjacent to vj1v_{j-1} and vj1v_{j-1} is adjacent to u3u_{3}. Likewise v1=vv_{1}=v is adjacent to ww and uiu_{i}, uiu_{i} to v2v_{2}, v2v_{2} to ui1u_{i-1}, and ui1u_{i-1} to v3v_{3}. More generally, the set XX defined next, consists of those vertices whose adjacencies are determined in this fashion.

If k>i+12k>\frac{i+1}{2}, let X={um:mk or mik+1}{vm:mji+k or mik+1}X=\{u_{m}:m\geq k\text{ or }m\leq i-k+1\}\cup\{v_{m}:m\geq j-i+k\text{ or }m\leq i-k+1\}. Otherwise, let X={um:mk or m>ik+1}{vm:mk or m>jk+1}X=\{u_{m}:m\leq k\text{ or }m>i-k+1\}\cup\{v_{m}:m\leq k\text{ or }m>j-k+1\}. Orient and delete e1e_{1} and e2e_{2} to satisfy p(uk)p(u_{k}), and contract the set of vertices X{t,w}X\cup\{t,w\} to a single vertex of degree 44. Call the resulting graph GG^{\prime}. By definition, GG^{\prime} has at most one degree three vertex. If GG^{\prime} has a 22-robust at most 33-edge-cut, then GG has a corresponding 22-robust at most 55-edge-cut that does not separate tt from ww, a contradiction. Hence GG^{\prime} is a PT graph. By the minimality of GG, GG^{\prime} has a valid orientation. Transfer this orientation to GG.

Suppose that k>i+12k>\frac{i+1}{2}. Orient and delete the two remaining unoriented edges incident with the following vertices in order:

vji+k,uik+1,vji+k+1,uik,,vj,u1,t,w,v1,ui,v2,ui1,,vik,uk+1.v_{j-i+k},u_{i-k+1},v_{j-i+k+1},u_{i-k},...,v_{j},u_{1},t,w,v_{1},u_{i},v_{2},u_{i-1},...,v_{i-k},u_{k+1}.

There is only one unoriented edge at uku_{k} (ukvik+1u_{k}v_{i-k+1}), which by construction must have the opposite direction (relative to uku_{k}) from ukuk+1u_{k}u_{k+1}. Since vik+1v_{i-k+1} cannot be the only vertex whose prescription is not met, this is a valid orientation for GG.

Suppose that ki+12k\leq\frac{i+1}{2}. Orient and delete the two remaining unoriented edges incident with the following vertices in order:

vk,uik+2,vk1,uik+3,,ui,v1,t,w,w1,vj,u2,vj1,,vjk+3,uk1.v_{k},u_{i-k+2},v_{k-1},u_{i-k+3},...,u_{i},v_{1},t,w,w_{1},v_{j},u_{2},v_{j-1},...,v_{j-k+3},u_{k-1}.

There is only one unoriented edge at uku_{k} (ukvjk+2u_{k}v_{j-k+2}), which by construction must have the opposite direction (relative to uku_{k}) from ukuk+1u_{k}u_{k+1}. Since vjk+2v_{j-k+2} cannot be the only vertex whose prescription is not met, this is a valid orientation for GG.

Now suppose that S1,S2=S_{1},S_{2}=\emptyset. Then every vertex in GG is on the boundary of FGF_{G}, and aside from tt and ww, all vertices have degree 44. Note that P1P_{1} and P2P_{2} have the same length, so j=ij=i, and the edges in the graph that are not on the boundary of FGF_{G} are

{tw,u1w,v1w,ukvik+1 where 1ki,uvi where 2i}\{tw,u_{1}w,v_{1}w,u_{k}v_{i-k+1}\text{ where $1\leq k\leq i$},u_{\ell}v_{i-\ell}\text{ where $2\leq\ell\leq i$}\}

(See PT5). Then G=Ai+1G=A_{i+1}, where i3i\geq 3 is odd. Lemma 2.8 yields a valid orientation for GG. ∎

4 Discussion

The following result (the Strong 33-Flow Conjecture for projective planar graphs) is a direct corollary of Theorem 3.2.

Theorem 4.1.

Let GG be a 55-edge-connected graph embedded in the projective plane. Then GG is 3\mathbb{Z}_{3}-connected.

The case where the prescription function pp is such that p(v)=0p(v)=0 for all vV(G)v\in V(G), is the 3-Flow Conjecture for projective planar graphs, shown by Steinberg and Younger, [11].

Unlike in the plane, in the projective plane (Theorem 3.2) we do not allow a directed vertex. In the plane this is necessary, in order to reduce small edge-cuts. In the projective plane we utilise the property that one of the two graphs resulting from contracting the sides of an edge-cut is a planar graph, and thus are able to apply planar results.

In fact, adding a directed vertex dd of degree 44 to the result is not possible. Consider a graph GG with specified face FGF_{G} such that every vertex is on the boundary of FGF_{G}. Let tt be a degree 33 vertex on the boundary of FGF_{G}, and ww a degree 55 vertex on the boundary of FGF_{G}, adjacent to tt via a non-contractible chord. Let k0k\in\mathbb{Z}^{\geq 0}. Let the two paths between tt and ww on the boundary of FGF_{G} be P1=tu1u2unwP_{1}=tu_{1}u_{2}...u_{n}w and P2=tv1v2vnwP_{2}=tv_{1}v_{2}...v_{n}w where n=3k+5n=3k+5 and all vertices in GG aside from tt and ww have degree 44. We assume that for all 1in1\leq i\leq n, uiu_{i} is adjacent to ui1u_{i-1}, ui+1u_{i+1}, vni+1v_{n-i+1}, and vni+2v_{n-i+2}, where we set u0=v0=tu_{0}=v_{0}=t and un+1=vn+1=wu_{n+1}=v_{n+1}=w. Finally, ww and v1v_{1} are adjacent. We let dd be vn1v_{n-1}. See Figure 12.

w,0w,0vn,+1v_{n},+1un,+1u_{n},+1d,1d,-1vn2,+1v_{n-2},+1t,0t,0v1,+1v_{1},+1u1,1u_{1},-1v2,1v_{2},-1u2,+1u_{2},+1u3,+1u_{3},+1u4,+1u_{4},+1>>>>>>>>
Figure 12: A projective planar graph drawn in the plane with a directed vertex of degree 44 and no valid orientation.

Suppose that p(d)=1p(d)=-1 and all edges incident with dd are directed out from dd. Let p(vn)=p(vn2)=p(u2)=p(u3)=+1p(v_{n})=p(v_{n-2})=p(u_{2})=p(u_{3})=+1. Let p(u1)=1p(u_{1})=-1. Let p(t)=p(w)=0p(t)=p(w)=0. Finally, let all other vertices have prescription +1+1. We have

p(G)=4(+1)+2(1)+2(0)+(2n+28)(+1)=2n4=6k+60(mod3).p(G)=4(+1)+2(-1)+2(0)+(2n+2-8)(+1)=2n-4=6k+6\equiv 0\pmod{3}.

Therefore pp is a valid prescription function for GG.

Lemma 4.2.

The graph GG does not have a valid orientation that meets pp.

Proof.

The edges incident with dd meet the prescription of vnv_{n}, vn2v_{n-2}, u2u_{2}, and u3u_{3}, hence each of these vertices has all remaining edges directed in or all remaining edges directed out. Since vnv_{n} and u2u_{2} are adjacent, one has all edges directed in and the other has all edges directed out. Consider u1u_{1}. The edges u1u2u_{1}u_{2} and u1vnu_{1}v_{n} are directed one in and one out of u1u_{1}. Thus the remaining edges incident with u1u_{1}: u1tu_{1}t and u1wu_{1}w, are directed into u1u_{1} to satisfy p(u1)p(u_{1}).

We show that for all 1jn231\leq j\leq\frac{n-2}{3}, u3j+1u3j+2u_{3j+1}u_{3j+2} and u3j+1un3ju_{3j+1}u_{n-3j} are directed out of u3j+1u_{3j+1}, and that for all 0in230\leq i\leq\frac{n-2}{3}, vn(3i+1)vn(3i+1)1v_{n-(3i+1)}v_{n-(3i+1)-1} and vn(3i+1)u3i+3v_{n-(3i+1)}u_{3i+3} are directed out of vn(3i+1)v_{n-(3i+1)}. We consider the sequence d,u4,vn4,u7,vn7,,un1,v1d,u_{4},v_{n-4},u_{7},v_{n-7},...,u_{n-1},v_{1}. The property is known to hold for dd. Let xx be the first vertex in this sequence for which this property does not hold.

Suppose that x=u3j+1x=u_{3j+1} for some 1jn231\leq j\leq\frac{n-2}{3}. Then by definition, the property holds for vn(3j2)v_{n-(3j-2)}. Hence vn(3j2)vn(3j2)1v_{n-(3j-2)}v_{n-(3j-2)-1} and vn(3j2)u3jv_{n-(3j-2)}u_{3j} are directed out of vn(3j2)v_{n-(3j-2)}. This satisfies the prescription of vn(3j2)1v_{n-(3j-2)-1} and u3ju_{3j}, which are adjacent, and so the remaining three edges at one of these vertices are directed in, and the remaining three edges at the other are directed out. Both are adjacent to u3j+1u_{3j+1}, so the edges u3j+1vn(3j2)1u_{3j+1}v_{n-(3j-2)-1} and u3j+1u3ju_{3j+1}u_{3j} are directed one in and one out of u3j+1u_{3j+1}. Hence the remaining two edges incident with u3j+1u_{3j+1} are directed out of u3j+1u_{3j+1}, as required.

Now suppose that x=vn(3j+1)x=v_{n-(3j+1)} for some 1jn231\leq j\leq\frac{n-2}{3}. Then by definition, the property holds for u3j+1u_{3j+1}. Hence u3j+1u3j+2u_{3j+1}u_{3j+2} and u3j+1vn3ju_{3j+1}v_{n-3j} are directed out of u3j+1u_{3j+1}. This satisfies the prescription of u3j+2u_{3j+2} and vn3jv_{n-3j}, which are adjacent, and so the remaining three edges at one of these vertices are directed in, and the remaining three edges at the other are directed out. Both are adjacent to vn(3j+1)v_{n-(3j+1)}, so the edges vn(3j+1)u3j+2v_{n-(3j+1)}u_{3j+2} and vn(3j+1)vn3jv_{n-(3j+1)}v_{n-3j} are directed one in and one out of vn(3j+1)v_{n-(3j+1)}. Hence the remaining two edges incident with vn(3j+1)v_{n-(3j+1)} are directed out of vn(3j+1)v_{n-(3j+1)}, as required.

Therefore, u1tu_{1}t is directed out of tt, and v1tv_{1}t is directed into tt. Hence no direction of twtw meets p(t)p(t). Thus GG has no valid orientation that meets pp. ∎

In de Jong, 2020b [3], Conjecture 4 generalises Theorem 2.4 by allowing both tt and dd, provided that deg(d)=3deg(d)=3. We make the analogous conjecture here, that we may have both tt and dd in Theorem 3.2, provided deg(d)=3deg(d)=3.

References

  • Bondy and Murty, [1976] Bondy, J. A. and Murty, U. S. R. (1976). Graph Theory with Applications. Macmillan Press Ltd., London.
  • [2] de Jong, J. (2020a). Jaeger’s Strong 33-Flow Conjecture for Graphs in Low Genus Surfaces. PhD thesis, University of Waterloo.
  • [3] de Jong, J. V. (2020b). Two strong 3-flow theorems for planar graphs. Arxiv preprints.
  • Diestel, [2005] Diestel, R. (2005). Graph Theory, volume 173 of Graduate Texts in Mathematics. Springer-Verlag Berlin Heidelberg, 3rd edition.
  • Jaeger, [1988] Jaeger, F. (1988). Nowhere-zero flow problems. In Beineke, L. and Wilson, R., editors, Selected Topics in Graph Theory, volume 3, 71–95. Academic Press.
  • Jaeger et al., [1992] Jaeger, F., Linial, N., Payan, C., and Tarsi, M. (1992). Group connectivity of graphs - a nonhomogeneous analogue of nowhere-zero flow properties. J. Combin. Theory Ser. B, 56(2):165–182.
  • Kochol, [2001] Kochol, M. (2001). An equivalent version of the 3-flow conjecture. J. Combin. Theory Ser. B, 83(2):258–261.
  • Lai and Li, [2006] Lai, H. and Li, X. (2006). Group chromatic number of planar graphs of girth at least 44. J. Graph Theory, 52(1):51–72.
  • Lovász et al., [2013] Lovász, L. M., Thomassen, C., Wu, Y., and Zhang, C.-Q. (2013). Nowhere-zero 3-flows and modulo kk orientations. J. Combin. Theory Ser. B, 103(5):587–598.
  • Richter et al., [2016] Richter, R. B., Thomassen, C., and Younger, D. H. (2016). Group-colouring, group-connectivity, claw-decompositions, and orientations in 5-edge-connected planar graphs. J. Comb., 7(2-3):219–232.
  • Steinberg and Younger, [1989] Steinberg, R. and Younger, D. H. (1989). Grötzsch’s theorem for the projective plane. Ars Combin., 28:15–31.
  • Thomassen, [2012] Thomassen, C. (2012). The weak 3-flow conjecture and the weak circular flow conjecture. J. Combin. Theory Ser. B, 102(2):521–529.