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Spreading primitive groups of diagonal type
do not exist

John Bamberg Saul D. Freedman  and  Michael Giudici Centre for the Mathematics of Symmetry and Computation, The University of Western Australia, Crawley, WA 6009, Australia [email protected]
Abstract.

The synchronisation hierarchy of finite permutation groups consists of classes of groups lying between 22-transitive groups and primitive groups. This includes the class of spreading groups, which are defined in terms of sets and multisets of permuted points, and which are known to be primitive of almost simple, affine or diagonal type. In this paper, we prove that in fact no spreading group of diagonal type exists. As part of our proof, we show that all non-abelian finite simple groups, other than six sporadic groups, have a transitive action in which a proper normal subgroup of a point stabiliser is supplemented by all corresponding two-point stabilisers.

1. Introduction

An important fact in the characterisation of a finite permutation group GG on a finite set Ω\Omega is that all 22-transitive groups are primitive. However, there is a large gap between primitivity and 22-transitivity, in the sense that relatively few primitive groups are 22-transitive. In [1], Araújo, Cameron and Steinberg introduced a hierarchy of classes of permutation groups that provides a finer characterisation. These classes include spreading groups, defined in terms of sets and multisets of elements of Ω\Omega (see §2 for a precise definition); separating groups, defined in terms of subsets of Ω\Omega, or graphs on Ω\Omega preserved by GG; and synchronising groups, originally defined in [2] in terms of transformation semigroups on Ω\Omega containing GG. (See also [6] for equivalent definitions of these properties in terms of GG-modules.) In particular, these members of the hierarchy are related as follows (see [1, p. 151]):

2-transitivespreadingseparatingsynchronisingprimitive.\text{2-transitive}\implies\text{spreading}\implies\text{separating}\implies\text{synchronising}\implies\text{primitive}.

Moreover, the finite primitive groups can be divided into five types via the O’Nan–Scott Theorem, and by [1, Thereom 2.11 & Proposition 3.7], each synchronising group is one of three types: almost simple, affine or diagonal (the relevant diagonal type groups will be defined in §2). It is also well-known that each finite 22-transitive group is almost simple or affine.

Now, [1, §6–7] classifies the affine spreading groups, and provides examples of almost simple groups that are spreading but not 22-transitive, separating but not spreading, or synchronising but not separating, while [5] describes affine synchronising groups that are not spreading. In addition, [8, Theorem 1.4] states that a primitive group that is not almost simple is synchronising if and only if it is separating. The first (and so far only) known examples of synchronising groups of diagonal type were presented in [4]: the groups PSL2(q)×PSL2(q)\operatorname{{\mathrm{PSL}}}_{2}(q)\times\operatorname{{\mathrm{PSL}}}_{2}(q) acting diagonally on PSL2(q)\operatorname{{\mathrm{PSL}}}_{2}(q), with q=13q=13 and q=17q=17.

Many open questions involving this hierarchy of permutation groups remain, and in this paper, we work towards solving Problem 12.4 of [1], the classification of spreading groups (of almost simple or diagonal type). Specifically, we completely resolve the diagonal case, with the aid of the following theorem.

Theorem 1.1 ([8, Theorem 1.5]).

Let GG be a synchronising primitive group of diagonal type. Then GG has socle T×TT\times T, where TT is a non-abelian finite simple group.

In addition, it is shown in [4, Theorem 2] that the diagonal type group PSL2(q)×PSL2(q)\operatorname{{\mathrm{PSL}}}_{2}(q)\times\operatorname{{\mathrm{PSL}}}_{2}(q) is non-spreading for every prime power qq. We generalise this result to all groups of diagonal type, as follows.

Theorem 1.2.

Each primitive group of diagonal type is non-spreading.

Therefore, the types of spreading groups are precisely the types of finite 22-transitive groups: almost simple and affine.

For all but six possible socles T×TT\times T, we will prove Theorem 1.2 as a consequence of the following result, which may be of general interest, and which distinguishes six sporadic simple groups from all other non-abelian finite simple groups. For the six remaining socles, we employ elementary character theory.

Theorem 1.3.

Let TT be a non-abelian finite simple group. Then the following are equivalent.

  1. (i)

    There exists a proper subgroup AA of TT and a proper normal subgroup BB of AA such that A=B(AAτ)A=B(A\cap A^{\tau}) for all τAut(T)\tau\in\operatorname{{\mathrm{Aut}}}(T).

  2. (ii)

    There exists a proper subgroup AA of TT and a proper normal subgroup BB of AA such that A=B(AAt)A=B(A\cap A^{t}) for all tTt\in T.

  3. (iii)

    The group TT does not lie in the set {J1,M22,J3,McL,Th,𝕄}\{\mathrm{J}_{1},\mathrm{M}_{22},\mathrm{J}_{3},\mathrm{McL},\mathrm{Th},\mathbb{M}\} of sporadic groups.

Property (ii) of this theorem implies that, in the transitive action of TT on the set of right cosets of AA, the proper normal subgroup BB of the point stabiliser AA is supplemented by all corresponding two-point stabilisers. This is a stronger property than all two-point stabilisers being nontrivial, which is equivalent to the action having base size at least three.

2. Background

In this section, we provide the background on spreading permutation groups, and on primitive groups of diagonal type, that will be necessary to prove Theorems 1.2 and 1.3.

Given a set Ω\Omega, a multiset (or set) JJ of elements of Ω\Omega and a point ωΩ\omega\in\Omega, we write μJ(ω)\mu_{J}(\omega) to denote the multiplicity of ω\omega in JJ. We say that JJ is trivial if either μJ\mu_{J} is constant on Ω\Omega, or there exists a unique point ωΩ\omega\in\Omega such that μJ(ω)0\mu_{J}(\omega)\neq 0. Additionally, a sum J+KJ+K of multisets is defined so that μJ+K(ω)=μJ(ω)+μK(ω)\mu_{J+K}(\omega)=\mu_{J}(\omega)+\mu_{K}(\omega) for all ω\omega, and similarly for scalar products of multisets. As usual, the cardinality of JJ is |J|:=ωΩμJ(ω)|J|:=\sum_{\omega\in\Omega}\mu_{J}(\omega).

We are now able to define spreading permutation groups.

Definition 2.1 ([1, §5.5]).

A transitive permutation group GG on Ω\Omega is non-spreading if there exist a nontrivial subset XX of Ω\Omega and a nontrivial multiset JJ of elements of Ω\Omega, such that |J||J| divides |Ω||\Omega| and xXgμJ(x)\sum_{x\in X^{g}}\mu_{J}(x) is constant for all gGg\in G. Otherwise, GG is spreading.

We shall call a pair (X,J)(X,J) satisfying the above properties a witness to GG being non-spreading. Recall from §1 that each imprimitive group is non-spreading. It is also immediate from Definition 2.1 that if GG is non-spreading, then so is each transitive subgroup of GG. The following theorem provides a useful method for finding a witness to a group being non-spreading.

Theorem 2.2 ([3]).

Let GG be a finite group acting transitively on a finite set Ω\Omega, let AA be a subgroup of GG, and let BB a proper normal subgroup of AA. Additionally, let ω1,,ωkΩ\omega_{1},\ldots,\omega_{k}\in\Omega with k2k\geqslant 2, such that ωiBωjB\omega_{i}^{B}\neq\omega_{j}^{B} for iji\neq j, and ω1A=ω1Bω2BωkB\omega_{1}^{A}=\omega_{1}^{B}\cup\omega_{2}^{B}\cup\ldots\cup\omega_{k}^{B}. Finally, let Δ:={YXGYω1A}\Delta:=\{Y\in X^{G}\mid Y\cap\omega_{1}^{A}\neq\varnothing\} for some non-empty XΩX\subsetneq\Omega. If BB is transitive on each AA-orbit of Δ\Delta, then (X,Ω+kω1Bω1A)(X,\Omega+k\omega_{1}^{B}-\omega_{1}^{A}) is a witness to GG being non-spreading.

Now, let TT be a non-abelian finite simple group. In the remainder of this section, we shall consider the primitive groups of diagonal type with socle T×TT\times T. To define these groups, let T×TT\times T act on the set Ω:=T\Omega:=T by x(t1,t2):=t11xt2x^{(t_{1},t_{2})}:=t_{1}^{-1}xt_{2}. In addition, let ρ1:T×TSym(Ω)\rho_{1}:T\times T\to\operatorname{{\mathrm{Sym}}}(\Omega) be the corresponding permutation representation, and let ρ2:Aut(T)Sym(Ω)\rho_{2}:\operatorname{{\mathrm{Aut}}}(T)\to\operatorname{{\mathrm{Sym}}}(\Omega) be the natural permutation representation of Aut(T)\operatorname{{\mathrm{Aut}}}(T) on Ω\Omega. Then ρ2(Inn(T))=ρ1({(t,t)tT})\rho_{2}(\operatorname{{\mathrm{Inn}}}(T))=\rho_{1}(\{(t,t)\mid t\in T\}). Finally, let σSym(Ω)\sigma\in\operatorname{{\mathrm{Sym}}}(\Omega) such that xσ=x1x^{\sigma}=x^{-1} for all xTx\in T. Define W(T):=ρ1(T×T),ρ2(Aut(T)),σSym(Ω)W(T):=\langle\rho_{1}(T\times T),\rho_{2}(\operatorname{{\mathrm{Aut}}}(T)),\sigma\rangle\leqslant\operatorname{{\mathrm{Sym}}}(\Omega), and note that W(T)(T×T).(Out(T)×C2)W(T)\cong(T\times T).(\operatorname{{\mathrm{Out}}}(T)\times C_{2}). The groups of diagonal type with socle T×TT\times T are precisely the subgroups of W(T)W(T) containing ρ1(T×T)\rho_{1}(T\times T) (see, for example, [17, §1]). We will often drop the use of ρ1\rho_{1} and ρ2\rho_{2}, and allow elements (and subgroups) of T×TT\times T and Aut(T)\operatorname{{\mathrm{Aut}}}(T) to denote permutations (and subgroups) of Sym(Ω)\operatorname{{\mathrm{Sym}}}(\Omega).

In order to derive Theorem 1.2 from Theorem 1.3 (for most non-abelian finite simple groups), we require the following corollary of Theorem 2.2. Throughout the remainder of this section, we will use the elementary fact that if GG is a transitive permutation group on a set Σ\Sigma and HGH\leqslant G, then HH acts transitively on Σ\Sigma if and only if G=HGαG=HG_{\alpha} for each αΣ\alpha\in\Sigma.

Corollary 2.3.

Let TT be a non-abelian finite simple group, and suppose that there exists a proper subgroup AA of TT and a proper normal subgroup BB of AA such that A=B(AAτ)A=B(A\cap A^{\tau}) for all τAut(T)\tau\in\operatorname{{\mathrm{Aut}}}(T). Then (A,Ω+|A:B|BA)(A,\Omega+|A:B|B-A) is a witness to the diagonal type group W(T)W(T) being non-spreading in its action on Ω=T\Omega=T.

Proof.

Let G:=W(T)G:=W(T), M:=ρ1(1×T)M:=\rho_{1}(1\times T), ω1:=1T\omega_{1}:=1_{T}, and D:=Gω1=ρ2(Aut(T)),σAut(T)×C2D:=G_{\omega_{1}}=\langle\rho_{2}(\operatorname{{\mathrm{Aut}}}(T)),\sigma\rangle\cong\operatorname{{\mathrm{Aut}}}(T)\times C_{2}. Note that G=DMG=DM, as MM acts transitively on Ω\Omega. Let X:=AΩX:=A\subsetneq\Omega. Then ω11×B=B<A=ω11×A\omega_{1}^{1\times B}=B<A=\omega_{1}^{1\times A}, and XG=XDM={AτtτAut(T),tT}X^{G}=X^{DM}=\{A^{\tau}t\mid\tau\in\operatorname{{\mathrm{Aut}}}(T),t\in T\}. Next, define Δ:={YXGYω11×A}\Delta:={\{Y\in X^{G}\mid Y\cap\omega_{1}^{1\times A}\neq\varnothing\}}, and observe that Δ={AτaτAut(T),aA}\Delta=\{A^{\tau}a\mid\tau\in\operatorname{{\mathrm{Aut}}}(T),a\in A\}. Thus the orbits of 1×A1\times A on Δ\Delta are Δτ={AτaaA}\Delta_{\tau}=\{A^{\tau}a\mid a\in A\} for each τAut(T)\tau\in\operatorname{{\mathrm{Aut}}}(T). Additionally, the stabiliser in 1×A1\times A of AτΔτA^{\tau}\in\Delta_{\tau} is 1×(AAτ)1\times(A\cap A^{\tau}). As A=B(AAτ)A=B(A\cap A^{\tau}), we observe that 1×B1\times B is transitive on Δτ\Delta_{\tau}. The result now follows from Theorem 2.2, applied to the groups GG, 1×A1\times A and 1×B1\times B. ∎

Our next lemma translates Property (i) of Theorem 1.3 into the language of coset actions.

Lemma 2.4.

Let TT be a non-abelian finite simple group, R{T,Aut(T)}R\in\{T,\operatorname{{\mathrm{Aut}}}(T)\}, and AA a proper subgroup of TT. Suppose also that AA has a proper normal subgroup BB that acts transitively on each orbit of AA in its action on the right cosets of AA in RR. If R=Aut(T)R=\operatorname{{\mathrm{Aut}}}(T), or if all Aut(T)\operatorname{{\mathrm{Aut}}}(T)-conjugates of AA are conjugate in TT, then A=B(AAτ)A=B(A\cap A^{\tau}) for all τAut(T)\tau\in\operatorname{{\mathrm{Aut}}}(T).

Proof.

Let Σ\Sigma be the set of right cosets of AA in RR. Then the point stabilisers in the action of AA on Σ\Sigma are precisely the subgroups AAtA\cap A^{t} with tRt\in R. As BB is transitive on each orbit in this action, it follows that A=B(AAt)A=B(A\cap A^{t}) for all tRt\in R. Hence we are done if R=Aut(T)R=\operatorname{{\mathrm{Aut}}}(T). Assume therefore that all Aut(T)\operatorname{{\mathrm{Aut}}}(T)-conjugates of AA are conjugate in TT. Then for each τAut(T)\tau\in\operatorname{{\mathrm{Aut}}}(T), there exists tTt\in T such that Aτ=AtA^{\tau}=A^{t}, and so B(AAτ)=B(AAt)=AB(A\cap A^{\tau})=B(A\cap A^{t})=A. ∎

In the case where TT is one of the six sporadic groups listed in Property (iii) of Theorem 1.3, we will show that W(T)W(T) is non-spreading using the following lemma, which involves elementary character theory. The multiset in the witness here is similar to that of Theorem 2.2.

Lemma 2.5.

Let TT be a non-abelian finite simple group, and let Irr(T)\mathrm{Irr}(T) be the set of irreducible complex characters of TT. Suppose also that there exist pairwise non-conjugate elements rr, s1s_{1} and s2s_{2} of TT, such that:

  1. (i)

    |s1T|=|s2T||s_{1}^{T}|=|s_{2}^{T}|; and

  2. (ii)

    χ(rτ)=0\chi(r^{\tau})=0 for all τAut(T)\tau\in\operatorname{{\mathrm{Aut}}}(T) and all χIrr(T)\chi\in\mathrm{Irr}(T) with χ(s1)χ(s2)\chi(s_{1})\neq\chi(s_{2}).

Then (rT,Ω+s1Ts2T)(r^{T},\Omega+s_{1}^{T}-s_{2}^{T}) is a witness to the diagonal type group W(T)W(T) being non-spreading in its action on Ω=T\Omega=T.

Proof.

The set X:=rTX:=r^{T} and the multiset J:=Ω+s1Ts2TJ:=\Omega+s_{1}^{T}-s_{2}^{T} are clearly nontrivial, and (i) implies that |J|=|Ω||J|=|\Omega|. Thus by Definition 2.1, it remains to prove that xXgμJ(x)\sum_{x\in X^{g}}\mu_{J}(x) is constant for all gG:=W(T)g\in G:=W(T). In fact, we will show that |Xgs1T|=|Xgs2T||X^{g}\cap s_{1}^{T}|=|X^{g}\cap s_{2}^{T}| for all gg, and it will follow immediately that xXgμJ(x)=|X|\sum_{x\in X^{g}}\mu_{J}(x)=|X| for all gg.

As above, G1T=ρ2(Aut(T)),σG_{1_{T}}=\langle\rho_{2}(\operatorname{{\mathrm{Aut}}}(T)),\sigma\rangle, and the transitivity of M:=ρ1(1×T)M:=\rho_{1}(1\times T) on Ω\Omega implies that G=G1TMG=G_{1_{T}}M. Hence for each gGg\in G, there exist τAut(T)\tau\in\operatorname{{\mathrm{Aut}}}(T), ε=±1\varepsilon=\pm 1 and tTt\in T such that Xg=((rτ)ε)TtX^{g}=((r^{\tau})^{\varepsilon})^{T}t. Letting m:=(rτ)εm:=(r^{\tau})^{\varepsilon}, i{1,2}i\in\{1,2\} and hsiTh\in s_{i}^{T}, we observe from [16, Problem 3.9] that the set {(x,y)xmT,ytT,xy=h}\{(x,y)\mid x\in m^{T},y\in t^{T},xy=h\} has size

ag,i:=|mT||tT||T|χIrr(T)χ(m)χ(t)χ(si)¯χ(1),a_{g,i}:=\frac{|m^{T}||t^{T}|}{|T|}\sum_{\chi\in\mathrm{Irr}(T)}\frac{\chi(m)\chi(t)\overline{\chi(s_{i})}}{\chi(1)},

where χ(si)¯\overline{\chi(s_{i})} is the complex conjugate of χ(si)\chi(s_{i}). Since ag,ia_{g,i} is constant for all hsiTh\in s_{i}^{T}, and |mTtusiT||m^{T}t^{u}\cap s_{i}^{T}| is constant for all uTu\in T, it follows that |XgsiT|=ag,i|siT|/|tT||X^{g}\cap s_{i}^{T}|=a_{g,i}|s_{i}^{T}|/|t^{T}|. As χ((rτ)1)=χ(rτ)¯\chi((r^{\tau})^{-1})=\overline{\chi(r^{\tau})} for each character χ\chi of TT, (i) and (ii) yield |Xgs1T|=|Xgs2T||X^{g}\cap s_{1}^{T}|=|X^{g}\cap s_{2}^{T}| for all gGg\in G, as required. ∎

Remark 2.6.

For many small non-abelian finite simple groups TT, it is possible to choose an element rTr\in T satisfying Property (ii) of Lemma 2.5 when s1s_{1} and s2s_{2} are non-conjugate elements of TT such that s11=s2s_{1}^{-1}=s_{2}, or more generally, such that s1=s2\langle s_{1}\rangle=\langle s_{2}\rangle. The non-abelian finite simple groups with all elements conjugate to their inverses are classified in [18, Theorem 1.2], and [14, Corollary B.1] shows that PSp6(2)\operatorname{{\mathrm{PSp}}}_{6}(2) and PΩ8+(2)\operatorname{{\mathrm{P}\Omega}}^{+}_{8}(2) are the only such groups where u,vTu,v\in T are conjugate whenever u=v\langle u\rangle=\langle v\rangle. Denoting conjugacy classes as in the Atlas [13], we observe by inspecting the Atlas character tables of these two groups that we can choose r7Ar\in\mathrm{7A}, s16As_{1}\in\mathrm{6A} and s26Bs_{2}\in\mathrm{6B} when T=PSp6(2)T=\operatorname{{\mathrm{PSp}}}_{6}(2), and r7Ar\in\mathrm{7A}, s115As_{1}\in\mathrm{15A} and s215Bs_{2}\in\mathrm{15B} when T=PΩ8+(2)T=\operatorname{{\mathrm{P}\Omega}}^{+}_{8}(2). We leave open the problem of determining which non-abelian finite simple groups, if any, do not contain pairwise non-conjugate elements rr, s1s_{1} and s2s_{2} satisfying Properties (i) and (ii) of Lemma 2.5.

3. Non-abelian finite simple groups and groups of diagonal type

In this section, we show that Property (i) of Theorem 1.3 holds for all non-abelian finite simple groups other than the sporadic groups J1\mathrm{J}_{1}, M22\mathrm{M}_{22}, J3\mathrm{J}_{3}, McL\mathrm{McL}, Th\mathrm{Th} and 𝕄\mathbb{M}, and then prove Theorems 1.3 and 1.2. Note that we address the Tits group F42(2){}^{2}F_{4}(2)^{\prime} together with the sporadic groups. Throughout, we use Atlas [13] notation for the structures of groups.

We first consider the finite simple groups of Lie type, beginning with the Chevalley groups (i.e. the untwisted groups of Lie type) defined over fields of size q3q\geqslant 3, then the twisted groups of Lie type, and finally the Chevalley groups with q=2q=2.

Proposition 3.1.

Let TT be a finite simple Chevalley group X(q)X_{\ell}(q), with q3q\geqslant 3. Then Property (i) of Theorem 1.3 holds for TT.

Proof.

Let pp be the prime dividing qq, and let UU be a Sylow pp-subgroup of TT. Then TT contains a subgroup NN such that A:=NT(U)A:=N_{T}(U) and NN form a (B,N)(B,N)-pair, and the normal subgroup H:=ANH:=A\cap N of NN complements UU in AA (see [12, Ch. 7.2–9.4]). Since q3q\geqslant 3 (and since TT is not the soluble group A1(3)=PSL2(3)A_{1}(3)=\operatorname{{\mathrm{PSL}}}_{2}(3)), we observe from [12, pp. 121–122] that |H|>1|H|>1, and so UU is a proper subgroup of AA. Furthermore, as AA is the normaliser in TT of the Sylow subgroup UU, all Aut(T)\operatorname{{\mathrm{Aut}}}(T)-conjugates of AA are conjugate in TT.

By Lemma 2.4, it suffices to show that AA and UU have the same orbits in the action of TT on the set of right cosets of AA. For each element ww of the Weyl group W:=N/HW:=N/H, fix a preimage nwNn_{w}\in N of ww under the natural homomorphism from NN to WW. In addition, let xx and yy be elements of TT so that AxAx and AyAy lie in a common AA-orbit. Then the double cosets AxAAxA and AyAAyA are equal. By [12, Theorem 8.4.3], there exist ax,ayAa_{x},a_{y}\in A, wx,wyWw_{x},w_{y}\in W and ux,uyU<Au_{x},u_{y}\in U<A such that x=axnwxuxx=a_{x}n_{w_{x}}u_{x} and y=aynwyuyy=a_{y}n_{w_{y}}u_{y}. It follows that AnwxA=AnwyAAn_{w_{x}}A=An_{w_{y}}A. As AA and NN form a (B,N)(B,N)-pair, [12, Proposition 8.2.3] yields nwx=nwyn_{w_{x}}=n_{w_{y}}. Thus AxU=AnwxU=AnwyU=AyUAxU=An_{w_{x}}U=An_{w_{y}}U=AyU, i.e. AxAx and AyAy lie in the same UU-orbit, as required. ∎

Proposition 3.2.

Let TT be a finite simple twisted group of Lie type Xt(q){}^{t}X_{\ell}(q). Then Property (i) of Theorem 1.3 holds for TT.

Proof.

Note that T≇F42(2)T\not\cong{}^{2}F_{4}(2)^{\prime}. As above, let pp be the prime dividing qq, and let UU be a Sylow pp-subgroup of TT. By [12, Ch. 13–14], TT contains subgroups NN, HH and WW analogous to those in the proof of Proposition 3.1, so that A:=U:HA:=U\mkern 3.0mu{:}\mkern 3.0muH and NN form a (B,N)(B,N)-pair, and W=N/HW=N/H. Furthermore, HH is nontrivial for all qq, as TT is not isomorphic to A22(2)=PSU3(2){}^{2}A_{2}(2)=\operatorname{{\mathrm{PSU}}}_{3}(2), B22(2)=Sz(2){}^{2}B_{2}(2)=\mathrm{Sz}(2) or F42(2){}^{2}F_{4}(2). Although [12] directly states only that ANT(U)A\leqslant N_{T}(U), we can show that A=NT(U)A=N_{T}(U). Indeed, if this were not the case, then some preimage nwNn_{w}\in N of a fundamental reflection wWw\in W would normalise UU (see [12, Proposition 8.2.2 & Theorem 8.3.2]). However, we deduce from Proposition 13.6.1 and the proof of Theorem 13.5.4 in [12] that no such ww exists, and so A=NT(U)A=N_{T}(U). We now proceed exactly as in the proof of Proposition 3.1, this time using Proposition 13.5.3 of [12] instead of Theorem 8.4.3. ∎

Proposition 3.3.

Let TT be a finite simple Chevalley group X(2)X_{\ell}(2). Then Property (i) of Theorem 1.3 holds for TT.

Proof.

Since A2(2)=PSL3(2)PSL2(7)A_{2}(2)=\operatorname{{\mathrm{PSL}}}_{3}(2)\cong\operatorname{{\mathrm{PSL}}}_{2}(7) is addressed by Proposition 3.1, and since the remaining groups X(2)X_{\ell}(2) with 2\ell\leqslant 2 are not simple, we shall assume that 3\ell\geqslant 3. Let Φ\Phi\subseteq\mathbb{R}^{\ell} be a root system for TT, with Φ+Φ\Phi^{+}\subseteq\Phi a system of positive roots and ΠΦ+\Pi\subseteq\Phi^{+} a system of simple roots (see, for example, [12, Ch. 2]). Then Φ\Phi is the disjoint union of Φ+\Phi^{+} and Φ+-\Phi^{+}, and each node in the Dynkin diagram DD corresponding to TT is associated with a unique root in Π\Pi (and vice versa). Hence each diagram automorphism of DD induces a permutation of Π\Pi. Let rr and ss be the simple roots associated with a leaf in DD and the adjacent node, respectively. Additionally, let SS be the closure of the set {s}\{s\} under the group of diagram automorphisms of DD, so that |S|{1,2}|S|\in\{1,2\}.

Next, let UU, NN and WW be as in the proof of Proposition 3.1. In this case, the group HH from that proof is trivial, and so NT(U)=UN_{T}(U)=U and WNW\cong N. By [12, Proposition 2.1.8, p. 68 & p. 93], TT is generated by a set {xuuΦ}\{x_{u}\mid u\in\Phi\} of involutions (xux_{u} is written as xu(1)x_{u}(1) in [12]), with U=xuuΦ+U=\langle x_{u}\mid u\in\Phi^{+}\rangle, and NN is generated by a set {nvvΠ}\{n_{v}\mid v\in\Pi\} of involutions. Let A:=U,nvvΠSA:=\langle U,n_{v}\mid v\in\Pi\setminus S\rangle be the parabolic subgroup of TT corresponding to the subset ΠS\Pi\setminus S of Π\Pi. Then by [12, Ch. 8.5] and the well-known structure of parabolic subgroups of Chevalley groups, AA has shape [2m]:(L{r}×LΠ({r}S))[2^{m}]:(L_{\{r\}}\times L_{\Pi\setminus(\{r\}\cup S)}) for some positive integer mm, where L{r}A1(2)S3L_{\{r\}}\cong A_{1}(2)\cong S_{3} and LΠ({r}S)L_{\Pi\setminus(\{r\}\cup S)} are Levi subgroups. Since q=2q=2, all automorphisms of TT are products of inner and graph automorphisms. Moreover, ΠS\Pi\setminus S is fixed setwise by all diagram automorphisms of DD, which correspond to the graph automorphisms of TT, and so all Aut(T)\operatorname{{\mathrm{Aut}}}(T)-conjugates of AA are conjugate in TT. In addition, AA contains an index two subgroup BB of shape [2m]:(F×LΠ({r}S))[2^{m}]:(F\times L_{\Pi\setminus(\{r\}\cup S)}), where F:=L{r}C3F:=L_{\{r\}}^{\prime}\cong C_{3}. We will show that AtA=AtBAtA=AtB for all tTt\in T, and the result will follow from Lemma 2.4.

Since NT(U)=UAN_{T}(U)=U\leqslant A, we deduce as in the proof of Proposition 3.1 that, for each tTt\in T, there exists nNn\in N such that AtA=AnAAtA=AnA. Thus it suffices to prove that AnA=AnBAnA=AnB for all nNn\in N (it will immediately follow that AnB=AtBAnB=AtB for the corresponding tTt\in T). We also observe using [12, Ch. 8.5] (and the fact that FF has index two in L{r}L_{\{r\}}) that xrABx_{r}\in A\setminus B and xrxrBx_{-r}x_{r}\in B. The former containment implies that AnA=AnBAnxrBAnA=AnB\cup Anx_{r}B. To complete the proof, we will show that AnxrB=AnBAnx_{r}B=AnB.

The Weyl group WW acts linearly on \mathbb{R}^{\ell} and fixes Φ\Phi. Let ww be the element of WW corresponding to nn. By [12, Lemma 7.2.1(i)], nxr=xw(r)nnx_{r}=x_{w(r)}n and xw(r)n=xw(r)n=nxrx_{-w(r)}n=x_{w(-r)}n=nx_{-r}. If w(r)Φ+w(r)\in\Phi^{+}, then xw(r)xuuΦ+=UAx_{w(r)}\in\langle x_{u}\mid u\in\Phi^{+}\rangle=U\leqslant A, and so Anxr=AnAnx_{r}=An. Otherwise, w(r)Φ+-w(r)\in\Phi^{+} and xw(r)Ax_{-w(r)}\in A, yielding An=AnxrAn=Anx_{-r} and hence Anxr=AnxrxrAnx_{r}=Anx_{-r}x_{r}, which lies in AnBAnB by the previous paragraph. In either case, we see that AnxrB=AnBAnx_{r}B=AnB, as required. ∎

Next, we consider the alternating groups, followed by the sporadic groups and the Tits group.

Proposition 3.4.

Let TT be a finite simple alternating group AnA_{n}. Then Property (i) of Theorem 1.3 holds for TT.

Proof.

Since A5PSL2(4)=A1(4)A_{5}\cong\operatorname{{\mathrm{PSL}}}_{2}(4)=A_{1}(4) and A6PSL2(9)=A1(9)A_{6}\cong\operatorname{{\mathrm{PSL}}}_{2}(9)=A_{1}(9) are addressed by Proposition 3.1, we shall assume that n7n\geqslant 7. Let Σ\Sigma be the set of 33-subsets of a set of size nn, and let αΣ\alpha\in\Sigma. Then A:=Tα=(S3×Sn3)TA:=T_{\alpha}=(S_{3}\times S_{n-3})\cap T, and all Aut(T)\operatorname{{\mathrm{Aut}}}(T)-conjugates of AA are conjugate in TT. Additionally, AA has four orbits on Σ\Sigma, namely {α}\{\alpha\} and {βΣ|βα|=i}\{\beta\in\Sigma\mid|\beta\cap\alpha|=i\} for i{0,1,2}i\in\{0,1,2\}. Since the index two subgroup B:=A3×An3B:=A_{3}\times A_{n-3} of AA acts transitively on each of these orbits, and since the action of TT on Σ\Sigma is equivalent to its action on the right cosets of AA, the result follows from Lemma 2.4. ∎

Proposition 3.5.

Let TT be the Tits group F42(2){}^{2}F_{4}(2)^{\prime}, or a sporadic simple group that does not lie in {J1,M22,J3,McL,Th,𝕄}\{\mathrm{J}_{1},\mathrm{M}_{22},\mathrm{J}_{3},\mathrm{McL},\mathrm{Th},\mathbb{M}\}. Then Property (i) of Theorem 1.3 holds for TT.

Proof.

We observe from the Atlas [13] that TT has a maximal subgroup AA, as specified in Table 1, such that either T=ONT=\mathrm{O^{\prime}N} or all Aut(T)\operatorname{{\mathrm{Aut}}}(T)-conjugates of TαT_{\alpha} are conjugate in TT. It is also clear that the group BB in the table is a proper normal subgroup of AA. Note that if T=M12T=\mathrm{M}_{12}, then AA has two normal subgroups isomorphic to S5S_{5}; in what follows, BB may be chosen as either.

Now, let R:=Aut(T)R:=\operatorname{{\mathrm{Aut}}}(T) if T=ONT=\mathrm{O^{\prime}N}, and R:=TR:=T otherwise. Additionally, let χ\chi be the permutation character corresponding to the action of RR on the set Σ\Sigma of right cosets of AA in RR. Then for each tRt\in R, the number of points in Σ\Sigma fixed by tt is equal to χ(t)\chi(t). By the Cauchy–Frobenius Lemma, AA and BB have cA:=1|A|aAχ(a)c_{A}:=\frac{1}{|A|}\sum_{a\in A}\chi(a) and cB:=1|B|bBχ(b)c_{B}:=\frac{1}{|B|}\sum_{b\in B}\chi(b) orbits on Σ\Sigma, respectively. It is straightforward to compute cAc_{A} and cBc_{B} in GAP [15] using the Character Table Library [9] (cAc_{A} is most readily calculated as the inner product [χ,χ][\chi,\chi]), and in each case we obtain cA=cBc_{A}=c_{B}. Thus Lemma 2.4 yields the result. ∎

Table 1. A maximal subgroup AA of a group TT from Proposition 3.5, with BB a proper normal subgroup of AA.
TT AA BB |T:A||T:A|
M11\mathrm{M}_{11} A6.2A_{6}.2 A6A_{6} 1111
M12\mathrm{M}_{12} S5×2S_{5}\times 2 S5S_{5} 396396
J2\mathrm{J}_{2} A5×D10A_{5}\times D_{10} A5×5A_{5}\times 5 10081008
M23\mathrm{M}_{23} (24:(3×A5)):2(2^{4}\mkern 3.0mu{:}\mkern 3.0mu(3\times A_{5}))\mkern 3.0mu{:}\mkern 3.0mu2 24:(3×A5)2^{4}\mkern 3.0mu{:}\mkern 3.0mu(3\times A_{5}) 17711771
F42(2){}^{2}F_{4}(2)^{\prime} (22.[28]):S3(2^{2}.[2^{8}])\mkern 3.0mu{:}\mkern 3.0muS_{3} (22.[28]):3(2^{2}.[2^{8}])\mkern 3.0mu{:}\mkern 3.0mu3 29252925
HS\mathrm{HS} S8S_{8} A8A_{8} 11001100
M24\mathrm{M}_{24} M12:2\mathrm{M}_{12}\mkern 3.0mu{:}\mkern 3.0mu2 M12\mathrm{M}_{12} 12881288
He\mathrm{He} PSp4(4):2\operatorname{{\mathrm{PSp}}}_{4}(4)\mkern 3.0mu{:}\mkern 3.0mu2 PSp4(4)\operatorname{{\mathrm{PSp}}}_{4}(4) 20582058
Ru\mathrm{Ru} (26:PSU3(3)):2(2^{6}\mkern 3.0mu{:}\mkern 3.0mu\mathrm{PSU}_{3}(3))\mkern 3.0mu{:}\mkern 3.0mu2 26:PSU3(3)2^{6}\mkern 3.0mu{:}\mkern 3.0mu\mathrm{PSU}_{3}(3) 188500188500
Suz\mathrm{Suz} (3.PSU4(3)):2(3.\mathrm{PSU}_{4}(3))\mkern 3.0mu{:}\mkern 3.0mu2 3.PSU4(3)3.\mathrm{PSU}_{4}(3) 2288022880
ON\mathrm{O^{\prime}N} PSL3(7):2\operatorname{{\mathrm{PSL}}}_{3}(7)\mkern 3.0mu{:}\mkern 3.0mu2 PSL3(7)\operatorname{{\mathrm{PSL}}}_{3}(7) 122760122760
Co3\mathrm{Co}_{3} McL:2\mathrm{McL}\mkern 3.0mu{:}\mkern 3.0mu2 McL\mathrm{McL} 276276
Co2\mathrm{Co}_{2} PSU6(2):2\mathrm{PSU}_{6}(2)\mkern 3.0mu{:}\mkern 3.0mu2 PSU6(2)\mathrm{PSU}_{6}(2) 23002300
Fi22\mathrm{Fi}_{22} PΩ8+(2):S3\operatorname{{\mathrm{P}\Omega}}_{8}^{+}(2)\mkern 3.0mu{:}\mkern 3.0muS_{3} PΩ8+(2):3\mathrm{P}\Omega_{8}^{+}(2)\mkern 3.0mu{:}\mkern 3.0mu3 6177661776
HN\mathrm{HN} PSU3(8):3\mathrm{PSU}_{3}(8)\mkern 3.0mu{:}\mkern 3.0mu3 PSU3(8)\mathrm{PSU}_{3}(8) 1650000016500000
Ly\mathrm{Ly} (3.McL):2(3.\mathrm{McL})\mkern 3.0mu{:}\mkern 3.0mu2 3.McL3.\mathrm{McL} 96061259606125
Fi23\mathrm{Fi}_{23} PΩ8+(3):S3\operatorname{{\mathrm{P}\Omega}}_{8}^{+}(3)\mkern 3.0mu{:}\mkern 3.0muS_{3} PΩ8+(3):3\operatorname{{\mathrm{P}\Omega}}_{8}^{+}(3)\mkern 3.0mu{:}\mkern 3.0mu3 137632137632
Co1\mathrm{Co}_{1} (3.Suz):2(3.\mathrm{Suz})\mkern 3.0mu{:}\mkern 3.0mu2 3.Suz3.\mathrm{Suz} 15456001545600
J4\mathrm{J_{4}} (2+1+12.3M22):2(2_{+}^{1+12}.3\mathrm{M}_{22})\mkern 3.0mu{:}\mkern 3.0mu2 2+1+12.3M222_{+}^{1+12}.3\mathrm{M}_{22} 39805499473980549947
Fi24\mathrm{Fi}_{24}^{\prime} (3×PΩ8+(3):3):2(3\times\operatorname{{\mathrm{P}\Omega}}^{+}_{8}(3)\mkern 3.0mu{:}\mkern 3.0mu3)\mkern 3.0mu{:}\mkern 3.0mu2 3×PΩ8+(3):33\times\operatorname{{\mathrm{P}\Omega}}^{+}_{8}(3)\mkern 3.0mu{:}\mkern 3.0mu3 1408140518414081405184
𝔹\mathbb{B} (2.E62(2)):2(2.{}^{2}E_{6}(2))\mkern 3.0mu{:}\mkern 3.0mu2 2.E62(2)2.{}^{2}E_{6}(2) 1357195500013571955000

We are now able to prove Theorem 1.3. Given a group GG and a non-trivial (core-free) subgroup HH of GG, we will write b(G,H)b(G,H) to denote the base size of GG in its action on the set Σ\Sigma of right cosets of HH, i.e., the minimum size of a subset Δ\Delta of Σ\Sigma such that the pointwise stabiliser G(Δ)G_{(\Delta)} is trivial. Notice that b(G,H)2b(G,H)\geqslant 2, as HH is a point stabiliser in this action.

Proof of Theorem 1.3.

Propositions 3.13.5 show that (iii) implies (i), which clearly implies (ii). To complete the proof, we will show that if (iii) does not hold, then neither does (ii). If T{J1,M22,J3,McL}T\in\{\mathrm{J}_{1},\mathrm{M}_{22},\mathrm{J}_{3},\mathrm{McL}\}, then we construct TT in Magma [7] via the AutomorphismGroupSimpleGroup and Socle functions, and show that (ii) does not hold via fast, direct computations.

Suppose next that T=ThT=\mathrm{Th}, let CC be a proper subgroup of TT, and let AA be a subgroup of CC. Observe that if b(T,C)=2b(T,C)=2, then (as discussed below the statement of Theorem 1.3) the two-point stabiliser CCtC\cap C^{t} is trivial for some tt. Hence AAt=1A\cap A^{t}=1, and so AA does not satisfy (ii). In general, b(T,A)b(T,C)b(T,A)\leqslant b(T,C). By [11, Theorem 1], TT has only two maximal subgroups (up to conjugacy) with corresponding base size greater than two, namely M1:=D43(2):3M_{1}:={}^{3}D_{4}(2)\mkern 3.0mu{:}\mkern 3.0mu3 and M2:=25.PSL5(2)M_{2}:=2^{5}.\operatorname{{\mathrm{PSL}}}_{5}(2), and b(T,M1)=b(T,M2)=3b(T,M_{1})=b(T,M_{2})=3. Hence any proper subgroup AA of TT satisfying (ii) is a non-simple subgroup of M1M_{1} or M2M_{2} with b(T,A)=3b(T,A)=3.

Now, let Σ\Sigma be the set of right cosets in TT of a proper subgroup AA, and let cc be the number of orbits of AA on Σ\Sigma. If b(T,A)3b(T,A)\geqslant 3, then |AAt|2|A\cap A^{t}|\geqslant 2 for all tTt\in T, and it follows from the Orbit-Stabiliser Theorem that c|A|/2|Σ|c|A|/2\geqslant|\Sigma|. If AA is a maximal subgroup of either M1M_{1} or M1D43(2)M_{1}^{\prime}\cong{}^{3}D_{4}(2), then the character table of AA is included in The GAP Character Table Library. Thus for every such AM1A\neq M_{1}^{\prime}, we can compute cc as in the proof of Proposition 3.5, and we see that in fact c|A|/2<|Σ|c|A|/2<|\Sigma|, and hence b(T,A)=2b(T,A)=2. To show that b(T,A)=2b(T,A)=2 for each maximal subgroup AA of M2M_{2}, we construct TT and M2M_{2} in Magma as subgroups of GL248(2)\operatorname{{\mathrm{GL}}}_{248}(2) using the respective generating pairs {x,y}\{x,y\} and {w1,w2}\{w_{1},w_{2}\} given in [19]. Magma calculations (with a runtime of less than 10 minutes and a memory usage of 1.5 GB) then show that AAy=1A\cap A^{y}=1 for all representatives AA of the conjugacy classes of maximal subgroups of M2M_{2} returned by the MaximalSubgroups function. Therefore, M1M_{1} and M2M_{2} are the only non-simple subgroups of TT with corresponding base size at least three. Further character table computations in GAP show that if A{M1,M2}A\in\{M_{1},M_{2}\}, then for each proper normal subgroup BB of AA, the number of BB-orbits on Σ\Sigma is greater than the number of AA-orbits. An additional application of the Orbit-Stabiliser Theorem yields B(AAt)<AB(A\cap A^{t})<A for some tTt\in T. Therefore, (ii) does not hold.

Finally, suppose that T=𝕄T=\mathbb{M}. As above, any proper subgroup AA of TT satisfying (ii) also satisfies b(T,A)3b(T,A)\geqslant 3. By [10, Theorem 3.1], the unique (up to conjugacy) proper subgroup AA of TT with b(T,A)3b(T,A)\geqslant 3 is the maximal subgroup K:=2.𝔹K:=2.\mathbb{B}, with b(T,K)=3b(T,K)=3. Since KK is quasisimple, its centre ZZ of order two is its unique nontrivial proper normal subgroup, and ZZ lies in each maximal subgroup of KK. Hence Z(KKt)<KZ(K\cap K^{t})<K for all tTKt\in T\setminus K, and so (ii) does not hold. ∎

We now prove our main theorem.

Proof of Theorem 1.2.

As each spreading primitive group is synchronising, Theorem 1.1 implies that a spreading primitive group of diagonal type has socle T×TT\times T, for some non-abelian finite simple group TT. For each TT, let Ω:=T\Omega:=T, and let W(T)W(T) be the subgroup of Sym(Ω)\operatorname{{\mathrm{Sym}}}(\Omega) defined in §2. Recall also that each subgroup of a non-spreading group is non-spreading. Thus it suffices to show that W(T)W(T) is non-spreading for each TT. If T{J1,M22,J3,McL,Th,𝕄}T\notin\{\mathrm{J}_{1},\mathrm{M}_{22},\mathrm{J}_{3},\mathrm{McL},\mathrm{Th},\mathbb{M}\}, then this is an immediate consequence of Theorem 1.3 and Corollary 2.3.

For each of the six remaining groups TT, let rr, s1s_{1} and s2s_{2} be members of the conjugacy classes of TT given in Table 2. By inspecting the character table for TT in [13], we observe that these elements satisfy Properties (i) and (ii) of Lemma 2.5. Therefore, that lemma shows that W(T)W(T) is non-spreading. ∎

Table 2. Elements rr, s1s_{1} and s2s_{2} that satisfy Properties (i) and (ii) of Lemma 2.5, for each of six sporadic groups TT. Each element is specified by its corresponding conjugacy class, labelled as in the Atlas [13].
TT rr s1s_{1} s2s_{2}
J1\mathrm{J}_{1} 7A 5A 5B
M22\mathrm{M}_{22} 5A 7A 7B
J3\mathrm{J}_{3} 5A 19A 19B
McL\mathrm{McL} 4A 9A 9B
Th\mathrm{Th} 7A 39A 39B
𝕄\mathbb{M} 110A 119A 119B

Acknowledgements

This work forms part of an Australian Research Council Discovery Project DP200101951. We thank Tim Burness for drawing our attention to the result [10, Theorem 3.1], which helped us to resolve the 𝕄\mathbb{M} case of Theorem 1.3. We also thank the referee for some helpful suggestions.

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