Spherical tropicalization and Berkovich analytification
Austin, TX, United States of America
[email protected] )
Abstract. Let be a spherical variety. We show that Tevelev and Vogiannou’s tropicalization map from to its tropicalization factors through the Berkovich analytification , as in the case for toric varieties. Furthermore we show that the tropicalization is a strong deformation retraction of . We also give a strong deformation retraction of Thuillier’s analytification onto a subspace described using the colored fan of .
Keywords. Spherical variety. Tropicalization. Berkovich analytification. Algebraic Geometry.
Statements and Declarations. The author has no competing interests.
Acknowledgements. The author would like to thank their advisor, Sam Payne, for their support and guidance during this research. The paper also benefited greatly from conversations with Tom Gannon, Sam Raskin, Yixian Wu, Hernán Iriarte, Amy Li, and Logan White. The author was grateful to be funded by NSF DMS–2001502 and NSF DMS–2053261.
1 Introduction
Tropical geometry provides a set of tools for assigning combinatorial objects to algebraic varieties. One then studies the algebraic geometry of the original variety by looking at the combinatorics. One well known example is given by embedding a variety into a toric variety and then tropicalizing the toric variety [Pay09]. In [TV21] Tevelev and Vogiannou introduce tropicalization for spherical homogenous spaces. Let be an algebraically closed field. Recall that if is a reductive group over , and is a normal -variety, then is spherical if there is a Borel subgroup of with an open orbit in . Spherical varieties can be considered the nonabelian analogue of toric varities. Let be Puiseux series, the algebraic closure of Laurent series . Equip with the -adic valuation . Given a spherical homogeneous space , Tevelev and Vogiannou define a set theoretic tropicalization map , where is the set of -invariant valuations on the function field . The set in fact has the structure of a finitely generated convex cone [Kno91, Corollary 5.3]. The map takes to the valuation defined by the formula:
where general position means , a nonempty Zariski open such that is constant for . For a subvariety one can then define as the closure of . This construction agrees with the usual tropicalization map in the case when , a torus, and trivial.
In [Nas17] Tevelev and Vogiannou’s construction was extended to all spherical varieties, generalizing the extension of tropicalization of tori to toric varities given in [Pay09]. Here the target of the tropicalization map, , consists of a gluing of the valuation cones associated to -orbits in . The tropicalization map is defined as a disjoint union of the maps given above. In [KM19] Kaveh and Manon develop tropical geometry for spherical varieties via Gröbner theory and it is shown that this agrees with the above notion.
Let be the Berkovich analytification of . In the case when is a toric variety with dense torus , is canonically a subspace of and the tropicalization map factors through a continuous retraction . It was conjectured in [TV21] that this is true for tropicalizations of spherical homogeneous spaces. In [KM19] this is proved for affine spherical varieties. We show this is the case for all spherical varieties. Let denote the -analytic space associated to as defined in [Thu07, Section 1]. Let be the map given by -multiplication by the unique point in the Shilov boundary of .
Theorem A.
Let be a spherical -variety over an algebraically closed and trivially valued field , and let denote Puiseux series in . Then there is a canonical homeomorphism , and is a retraction of topological spaces such that the following diagram commutes:
Corollary.
For a subvariety of , there is a strong deformation retraction such that .
The construction of the map was inspired by the work of Thuillier in the toric case, [Thu07, Section 2]. The space is a compact analytic subdomain of the -analytic space , the Shilov boundary of this space is a point with important similarities to the generic point of . The notion of -multiplication is an idea originally due to Berkovich which generalizes left-multiplication by points in .
Our work in Section 3 extends the notion of tropicalization to other nontrivially valued extensions of besides . We show that for any field extension with valuation there is a well-defined tropicalization map . For , where is the valuation given by the formula:
where general position means , is a nonempty Zariski open such that is constant for . It follows from Theorem A that tropicalization is invariant under the choice of .
Corollary.
Let be a subvariety of , and be a nontrivially valued and algebraically closed extension of . Then the closure of in is equal to , where is considered as a subspace of induced by the inclusion .
Our second main result is on the restriction of the map to the subspace . This result generalizes Proposition 2.12 of [Thu07] on the toric case.
Theorem B.
There is a strong deformation retraction from onto . If the colored fan satisfies:
() |
Then is homeomorphic to the the canonical compactification of the fan .
Recall that just as toric varieties are classified by fans, spherical varieties are classified by colored fans. For each spherical homogeneous space there is an associated vector space . A colored fan, defined precisely in Section 4, is a finite collection of pairs where is a strictly convex cone in and is a finite set. The canonical compactification of a cone is defined as , where consists of positive linear functionals on and the homomorphisms are semigroup homomorphisms that preserve scaling by . The canonical compactification of a fan is the polyhedral complex given by gluing the canonical compactifications of the cones along shared faces. See Remark 6.1 for an explanation of why we impose ‣ B and some examples where this condition does and does not hold. In Remark 6.5 we discuss how to give a description of when ‣ B does not hold.
Outline of paper.
Section 2 introduces the necessary notions from Berkovich geometry. Section 3 introduces -multiplication and studies the map . Section 4 recalls the Luna-Vust classification of -embeddings, and contains important notation for Sections 5 and 6. Section 5 recalls the work of [TV21] and [Nas17] and gives a proof of Theorem A. Section 6 recalls the work of [Thu07, Section 2] and gives a proof of Theorem B.
Convention Choice.
Though somewhat nonstandard in the literature of spherical varieties we opt to use multiplicative notation for valuations to accommodate the conventions of Berkovich geometry. Our exact conventions are as follows. Let be a ring. By a seminorm on we mean a function such that , , , and .111These are non-Archimedean seminorms, which are the only ones of interest because our base field will always be non-Archimedean. We say that is a norm if for all . A (semi)norm will be called a (semi)valuation if it is multiplicative: .222More commonly valuations given as functions into the additive semigroup , a multiplicative norm is equivalent to such a function , set . If is a field with valuation and is a -algebra then a seminorm on will always be assumed to extend the valuation on ; for all . By a valued extension we mean a field extension where is equipped with a valuation (extending the valuation on by our previous convention).
Acknowledgments.
The author would like to thank their advisor, Sam Payne, for their support and guidance during this research. The paper also benefited greatly from conversations with Tom Gannon, Sam Raskin, Yixian Wu, Hernán Iriarte, Amy Li, and Logan White.
2 Overview of Berkovich geometry
The contents of this Section are an overview of the necessary notions in the theory of Berkovich spaces, in particular we need to work with analytifications of varieties and -spaces. Berkovich spaces provide a framework for doing analytic geometry over valued fields. Given a base field with valuation, Berkovich spaces are called -analytic spaces. These are locally ringed spaces equipped with a -analytic atlas. We will not go into full detail of the theory as we are primarily concerned with the topology of these spaces, and will only introduce the notions we need. The content in this Section is laid out in detail in [Ber90], with the exception of -spaces, for this we refer the reader to [Thu07].
Throughout this Section let be a valued field, and let be a separated locally finite type -scheme.
2.1 Berkovich analytification
Definition 2.1.
The Berkovich analytification of , denoted , has points given by pairs where is a scheme point of and is a valuation on . There is a map given by . The topology on is the coarsest such that is continuous, and for any open and any , the map given by is continuous.
Any valued extension and map of schemes defines a point in . The point is given by where is the point corresponding to the image of and is the valuation on restricted to . There is also a sheaf of analytic functions on , however we only need a few details. In particular for the stalk at is a local ring. If is the residue field of the stalk at then has a norm and we let denote the completion with respect to this norm. If then there is a canonical isometric isomorphism from the completion of with respect to , to .
When , a -algebra, we can alternatively describe as being the semivaluations on . The topology on in this case will be the coarsest such that evaluation at an element of is continuous. One can see that this description of is equivalent to the original as follows. Let the kernel of a semivaluation on , be . Then defines a valuation on the fraction field of , which we also denote . This valuation is characterized by .
Berkovich analytification is functorial. For any morphism of -schemes there is a morphism of Berkovich spaces over , . In particular for a point one has that , where is the induced map on function fields.
2.2 The Berkovich spectrum and -spaces
We need to introduce one other type of -analytic space. Let be a Banach -algebra, i.e. is a -algebra equipped with a norm , and is complete with respect to this norm.
Definition 2.2.
The Berkovich spectrum, , is the set of bounded semivaluations on , i.e. semivaluations such that where . The topology is the coarsest such that evaluation at an element of is continuous.
Example 2.3.
The one-point spaces in the category of -analytic spaces are given by where is a complete field over .
Let and be Banach -algebras with norms and . One defines the completed tensor product, to be the completion of , with respect to the norm:
The function is clearly a seminorm, that it is a norm and that embeds isometrically into its completion follows from part 4 of Theorem 1 in [Gru66, Section 3].
Proposition 2.4.
[Ber90, Chapter 3] The norm makes the product in the category of -analytic spaces.
Notation.
To avoid cluttered subscripts, when considering in some analytic space will choose to write for the norm on instead of . Similarly for a pair of points and we will write for the norm on instead of .
Consider when is trivially valued. Let be a finitely generated -algebra, equipped with the trivial valuation is complete. In this case we can identify with seminorms , that are bounded by . Recall that if is a variety over , is a valued field extension, and is the valuation ring of , then the map of schemes has center if it factors through . We say the center is the image of the closed point of . Furthermore if and is an integral domain, then a valuation has center in if and only if is bounded by 1 on . From this it follows that for any trivially valued finitely generated -algebra , can be taken to be pairs , a scheme point of , and a valuation on having center in . For a general locally finite type scheme over a trivially valued field , we define to be given by pairs of points where is a valuation on , and has center in . So .
Proposition 2.5.
[Thu07] The space is a compact analytic subdomain of , and they are equal when is proper.
2.3 The reduction map
Let and . Then the reduction of is said to be . Any map of Banach -algebras induces a map of rings . In particular for there is a map of rings . Then there is a map of sets called the reduction map, defined by .
When is a finitely generated algebra with the trivial norm we have and , so reduction gives a map of sets . More generally we have a map . When is viewed as pairs , reduction maps to its center. This map is anticontinuous [Ber90, Corollary 2.4.2], and surjective [Ber90, Proposition 2.4.4]. Recall that anticontinuous means that the preimage of an open set is closed.
2.4 The Shilov boundary
A boundary of is a closed subset of , such that for every the function given by , attains its maximum. A unique minimal boundary is said to be the Shilov boundary.
Proposition 2.6.
[Ber90, Proposition 2.4.4] The reduction map gives a bijection between the Shilov boundary of and the generic points of the components of .
3 The retraction map
In this Section we assume is a trivially valued and algebraically closed field, is a connected linear algebraic group over , and is a -variety. Let to denote the action map . The objective is to introduce -multiplication, use it construct a retraction of topological spaces , and give a description of the image of . Furthermore we show that when is reductive we can construct a strong deformation from onto using -multiplication.
The notion of -multiplication is taken directly from [Ber90, Chapter 5]. Properties specific to -multiplication by the unique point in the Shilov boundary of are directly inspired by the results on tori from [Thu07, Section 2].
3.1 -multiplication
Definition 3.1.
We say that a commutative Banach -algebra is peaked if for any valued extension the norm on is a valuation. We say a point of a -analytic space is peaked if the completed residue field is peaked.
Proposition 3.2.
All the the points of are peaked.
Proof.
This is a particular case of [Poi13, Corollaire 3.14]. ∎
Definition 3.3.
Let , because is peaked the norm is a valuation and is thus an element of . There is a map of sets given by ; where is the image of under the composition of maps of -analytic spaces:
This is called -multiplication by .
Example 3.4.
Let . The map given by is equal to the map induced by left multiplication by .
Below are some general facts about -multiplication.
Proposition 3.5.
[Ber90, Proposition 5.2.8] Let and be algebraic groups acting on varieties and , respectively. Let be a morphism of algebraic groups, and a morphism of varieties.
-
1.
The map given by -multiplication by a point is continuous.
-
2.
If and are points of and , respectively, and a point of , then
-
3.
Given a commutative diagram:
one has that .
Let be the point given by the trivial valuation. This is the unique point in the Shilov boundary of . Let be given by . By Proposition 3.5 part 1, is a continuous map of topological spaces. The remainder of this section will be devoted to studying this map.
Remark 3.6.
We can alternatively describe in the following way. We have that is the image of the unique point in the Shilov boundary of under the map of -analytic spaces:
So when is a torus, is the retraction map defined in [Thu07, Section 2].
Example 3.7.
Let be the -dimensional torus, and equip with the trivial valuation. Let , and let be the point of corresponding to the semivaluation:
where denotes a multi-index and if then . Then one can see via computation that for any valued extension , the norm on is multiplicative. For this is because . For defines a norm on . For we compute that:
and this is a valuation.
Let be given by , where is a valued extension of , so . Let the composition . Then for seminorm is given by:
Corollary 3.8.
The map: is idempotent, i.e. .
Proof.
One has that and the norm on defined by is the trivial valuation so we have that for :
which is 0 or 1, and 0 if and only if . Therefore it is the trivial norm. so . So by Proposition 3.5 is idempotent. ∎
Corollary 3.9.
The map is a retraction of topological spaces.
Proposition 3.10.
Let , then . Where is the generic point of , is the Zariski closure of the image of the composition:
and is a -invariant valuation on .
The proof is similar to the proofs of [Thu07, Proposition 2.5 (2)] and [Thu07, Proposition 2.3 (ii)], which prove the above for a torus.
Proof.
Recall that there is a map given by . To see that notice that there is a commutative diagram:
where is the generic point of . In this diagram the image of the generic point of in is . But then because is the generic point of we have the first claim.
To see that is -invariant notice that for any , . Thus by Proposition 3.5 part 2 we have that . But is the map induced by left multiplication by , which for points of the form is given by precomposing with the left-multiplication by . ∎
Furthermore we have the following.
Proposition 3.11.
The image of is exactly the set of points , where is a -invariant subvariety of and is -invariant.
This proof is the same as the proof of [Thu07, Proposition 2.3 (ii)], which proves this fact for a torus. We include the argument, except for one lemma, for completeness.
Proof.
By Proposition 3.10 we have one containment. For the other notice that points of the form , where is a -invariant subvariety and is -invariant, are exactly the points fixed by the action of . Let be a point fixed by the group action . The morphism:
maps the subset onto . The map is continuous and is closed as Berkovich spaces are locally hausdorff and thus T1, and so every point in the closure of will have image . Because is the image in of the unique Shilov boundary point of under
we need to show that the unique point in the Shilov boundary of is in the closure of . The field is algebraically closed so is a dense subset of . The following lemma will complete the proof. ∎
Lemma 3.12.
Let be a nonarchimedean field extension, and let be a subset of with dense in . Then the Shilov boundary is in the closure of .
Proof.
The case when is a torus is proved in [Thu07, lemma 2.4], and the proof proceeds the same for any connected linear algebraic group . ∎
3.2 The action of on homogeneous spaces
If is reductive and is a spherical -variety, then any -invariant subvariety is in fact the closure of the -orbit of some closed point ([Kno91]). Thus we will restrict our attention to when acts on an orbit. In this case we will give a formula for in terms of valuations that will immediately relate it to the tropicalization map. We begin by recalling the construction of Luna and Vust which is used in [TV21] to define tropicaliziation.
Let denote Puiseux series over , equipped with the -adic valuation . In the case that is spherical for any -point , Luna and Vust define a -invariant valuation ([LV83, Section 4]). For any there is a nonempty open subset of such that if then is well defined. Luna and Vust show that for any there is a dense open where is constant as varies over . The valuation is given by for .
We will now explain how this generalizes to other valued extensions . Let and denote the valuation on by . The proof of the following lemma uses the same technique as the proof of [Kno91, Lemma 1.4].
Lemma 3.13.
For each there is a nonempty Zariski open such that for any , is constant. For we have when .
Proof.
Without loss of generality we can assume . Let be the -module generated by , this is a finite dimensional vector space and thus has basis . Let . Let . Then set . ∎
Let be given by:
(1) |
Corollary 3.14.
The function defines a -invariant valuation on .
Lemma 3.15.
Let be as above and let be the corresponding point in . Then if , we have that .
Proof.
We will show that and agree for all regular functions . Let be the composition . Then if we have , where , the open subset of from Lemma 3.13. But then and
Because is trivial we have that .
Conversely, to show that it suffices to show that there is one expression such that . Let , by manipulating the sum we can assume all the and are nonzero and the functions are -linearly independent. We can also assume that . Let be the -span in of . Fix . It follows from [BGR84, Subsection 2.6.2, Proposition 3]333While [BGR84] works with nontrivially valued, this result holds for trivially valued as well, the proof is effectively the same. Such bases are called -Cartesian bases. there is a -basis of , such that is a multiple of , and for any
Then we have for each , . So then , by assumption for each , the function is not identically 0. Take and such that , which exists because is nonempty and open and so is the set of points such that . Now we have that:
But this holds for all . So . So , and thus the valuations are equal on , and thus are equal on all of . ∎
Let be the -orbit in of some closed point . The morphism given by defines an inclusion . Given some valued extension and , one can restrict to . Let be the image of under the map . Then is in fact given by
(2) |
We denote the restriction of to by .
Corollary 3.16.
The map is given by . Furthermore all the -invariant valuations on have the form for some .
Proof.
We have a surjection of sets and a commutative diagram of maps of analytic spaces:
Thus by Proposition 3.5 part 3 we see that .
3.3 A strong deformation retraction when is reductive
Assume is a reductive group. We construct a strong deformation retraction from onto , using the same method as the proof of [Ber90, Theorem 6.2.1]. Fix a maximal torus in , Borel subgroup containing , and let be the opposite Borel i.e. the unique Borel subgroup of such that . Let be the unipotent radical of , and let be the unipotent radical of . Then the map:
given by the multiplication map, is in fact an open immersion [GP11, Exposé XXII]. Denote the image by . The groups and are isomorphic affine -space for some . Let , and , and let . Then the coordinate ring of , , is given by . Then set . For each there is a point given by the semivaluation , which is defined by:
where and denote multi-indices.Then and , the identity of . Thus we have a map of sets:
. Furthermore and . Notice that because for any , we can restrict to a map , with and .
Proposition 3.17.
The map is a homotopy, and in fact a strong deformation retraction of onto . Similarly defines a strong deformation retraction from onto .
Proof.
That is continuous follows directly from [Ber90, Corollary 6.1.2]. It follows from Proposition 3.5 part 2 that is strong deformation retract because we have that . Indeed, for we will show that . Let . Without loss of generality we can assume that whenever or is less than 0, because otherwise we can factor out a power of , and . But then we can rewrite the sum by substituting for , and we have that . Note that and both evaluate to 0 on the identity. If then , so there must be some term . But then:
as the maximum is achieved when .
∎
4 The Luna-Vust Classification of Spherical varieties
Here we review the classification of embeddings of spherical homogeneous spaces via colored fans. The classification was first given by Luna and Vust in [LV83], though we will follow the exposition of [Kno91]. Much of the notation for spherical varieties is different than that of toric varieties, we will attempt to align our notation with that of toric varieties, similar to the notation in [Nas17].
Let be an algebraically closed and trivially valued field444In the literature on spherical varieties one does not generally specify a valuation on , but it is assumed the valuations on are trivial when restricted to . and let be a reductive group over . Let be a closed subgroup such that has an open -orbit, for some Borel subgroup . A -embedding is a normal -variety with a -equivariant open embedding . Note that if is a spherical variety with open -orbit , then it is a -embedding where is the open -orbit . The Luna-Vust theory is a generalization of the toric case which puts embeddings of a torus in bijection with fans. Here -embeddings are put in bijection with colored fans. To define colored fans and state the classification we will need to introduce some data associated to , primarily a lattice , its dual lattice , a convex cone in , and a finite set of colors . We refer the reader to Example 4.8 for an explicit demonstration of the theory.
4.1 Data associated to
Let be the character lattice of and define:
We say elements of are semi-invariant. There is a map given by:
and the kernel is exactly . Let the image of this map be , set , , and . We say is the weight lattice of . Notice that every valuation on defines an element by:
In particular if is the set of -invariant valuations on then the map restricted to is an injection by [Kno91, Corollary 1.8] and the image is a finitely generated convex cone [Kno91, Corollary 5.3]. In general though the map is not injective: if and are distinct valuations, but not -invariant, then it is possible that . We say is the valuation cone of and identify it with its image in . The cone spans [Kno91, Corollary 5.3] and is cosimplicial, i.e. there exist linearly independent elements in the dual space such that [Kno91, Theorem 5.4].
Now let be a -embedding, and let be a -orbit. Then define:
We say that the colors of are . Notice that every prime divisor , in particular every color, defines a valuation on , which we denote . These valuations then define an element of , , so in particular each color defines an element of . For convenience we may write when we mean .
When we say ‘the data associated to ’ we mean the vector space , the valuation cone in , and the set of colors .
4.2 Colored fans
We can now define colored fans and colored cones. By a rational point of we mean a point in .
Definition 4.1.
A colored cone is a pair where is a strictly convex cone in , and is a subset of , such that the following are satisfied:
-
CC1
is generated by and finitely many rational points of
-
CC2
The relative interior of intersects
-
CC3
.
We say is a colored face of a colored cone if is a face of the cone , the relative interior of intersects , and . A colored fan, , is a finite set of colored cones containing all the colored faces of any colored cone in , and for any there is at most one colored cone with in the relative interior of .
We associate a colored cone to each -orbit in , , as follows. First define:
and let be the cone in generated by and . We identify the elements of with elements of by intersecting each element with , as is dense in when isn’t -stable. Then we get a colored cone . Just as affine toric varieties correspond to cones, we have a particular type of -embedding corresponding to colored cones. A -embedding is simple if it has a unique closed -orbit.
Theorem 4.2.
[Kno91, Theorem 3.1] The map
gives a bijection between isomorphism classes of simple -embeddings and colored cones.
We can construct all simple subembeddings of in the following way. Let be a -orbit in , then define:
(3) |
Note that consists of all divisors such that is not an element of .
Theorem 4.3.
[Kno91, Theorem 2.1] The open subvariety is a -stable, affine open subset of . The intersection is an open -orbit, and is a simple embedding with closed orbit .
When is simple we have that . The following theorem describes the cone in this case.
Theorem 4.4.
Furthermore we have the following about the faces of and the orbits of .
Lemma 4.5.
[Kno91, Lemma 3.2] The map
gives a bijection between orbits whose closure contains and the colored faces of .
Due to the above, and the fact that there are finitely many -orbits in ([Kno91]), we have that the set is a colored fan. We can now state the main theorem in the classification.
Theorem 4.6.
[Kno91, Theorem 3.3] The map:
is a bijection between isomorphism classes of -embeddings and colored fans.
Example 4.7.
The classification of toric varieties by fans is a special case of the Luna-Vust theory. Let be a torus, let be trivial. Then , is the cocharacter lattice of , and -embeddings are classified by fans in .
Example 4.8.
Let and let be the subgroup of upper triangular matrices with s on the diagonal. Let denote the origin of , there is an isomorphism given by mapping a matrix to its first column. The complement of the -axis is an open orbit of the Borel subgroup of upper triangular matrices, . We have that , where the generator is the character given by:
Furthermore and , so . Thus . Let be the -axis in . Consider the embedding given by . Extend the -action to by letting act on the first two homogeneous coordinates while preserving the third.
Let be the line at infinity in . Then both and are -invariant and furthermore and , thus . There is one color, given by the -axis. The table below consists of a complete list of all -embeddings. The hollow circle denotes the color , and denotes the exceptional divisor in the blow ups at : and .
4.3 Orbits and Orbit Closures
Let be the -orbit of a closed point in . Notice that from Theorem 4.3 it follows that is spherical. Let be the closure of in , so is a -embedding. Let be the weight lattice of , , be the valuation cone, and be the -stable prime divisors. We will relate the above to , , , and . Furthermore we will give the relationship between the colored fan of and that of . See [Kno91, Section 4] for further discussion of the following.
Given there is a map given by . This induces a map of function fields . The map gives an inclusion and after dualizing, a surjection . Let , , and let be the dual vector space to . Consider the following subset of :
Let .
Theorem 4.9.
[Kno91, Theorem 4.4] We have that , the map is the projection , , , and there is a bijection given by .
To state the relationship between and define the following colored fan:
Then as a result of [Kno91, Theorem 4.5] we have that.
Theorem 4.10.
Let be a -embedding, and let be a -orbit. Let the Zariski closure of in be . Then .
5 Spherical Tropicalization
In this Section we review tropicalization for toric varieties, tropicalization of spherical varieties, and prove Theorem A. We also discuss applications of Theorem A. Let be an algebraically closed and trivially valued field, let be a reductive group over , let be a spherical -variety with open -orbit .
5.1 Tropicalization of toric varieties
Let be the field of Puiseux series, equipped with the -adic valuation which we denote . Let and let be a subvariety of . There is a map of sets given by:
We say the closure of is the tropicalization of , denoted .
This construction extends to subvarieties of toric varieties, as follows. Let be a toric variety, with dense torus . Let be the cocharacter lattice of , and let be the fan in associated to . Given a cone , consider the vector space . As a set we define we the tropicalization of to be:
To define a topology on we first consider the case when is affine; so corresponds to a cone . Let be the dual vector space to ; let denote linear functions on that are nonnegative on . Let . If denotes semigroup homomorphisms , then there is a natural bijection defined as follows. The fan consists of the faces of . Let be a face of and let be the dual of . Recall that . So defines a semigroup homomorphism
This then defines a bijection and we give the topology inherits from . For a general toric variety we glue the tropicalizations of affine toric subvareities according to the shared faces of their respective cones in . For further discussion of tropicalization of toric varieties and their subvarieties see [Pay09].
Recall that is a disjoint union of tori which are in bijection with the cones of . Thus there is a tropicalization map which is defined by taking a disjoint union of the tropicalization maps of the tori , where is the torus in corresponding to . Thus for any subvariety of a toric variety we have a tropicalization map from into .
5.2 Tropicalization of spherical varieties
In [TV21] Tevelev and Vogiannou define a tropicalization map . The map is given as follows. For each define to be the valuation given by:
as in equation 1. Then define , this gives a map . For a subvariety the tropicalization is the closure of , in particular the tropicalization of is .
In [Nas17] the above is extended to construct a tropicalization for any -embedding , this is done similarly to the toric case. As a set the tropicalization, denoted , is defined to be:
where is the valuation cone of the -orbit associated to .
Remark 5.1.
If is a torus and is a toric variety then the cones are exactly the vector spaces as in the previous subsection.
We now put a topology on . Consider first the case when is simple with closed orbit ; so corresponds to the colored cone . Let . Recall that is in bijection with the disjoint union of the vector spaces , where ranges over the faces of . The bijeciton is given by where
The colored faces of are exactly the faces of whose relative interior intersects . Given such a face , contains the valuation cone . Thus we have that and we give the induced topology. For not necessarily simple, is obtained by tropicalizing the simple spherical subvarieties and gluing the valuation cones of shared orbits.
Remark 5.2.
Let be simple with closed orbit , and . In general is not equal to as we do not necessarily have that or that , for a given colored face .
Example 5.3.
Let be the embedding of as described in example 4.8. Then the tropicalization is given by
The left most point representing the valuation cone of , the right most of , and the interior representing the valuation cone of . One can find further illustrated examples of this in Sections 4 and 5 of [Nas17].
We have a tropicalization map extending the one defined in [TV21]. This is because all -orbits of are spherical homogeneous spaces so we can take the disjoint union of the tropicalization maps. Explicitly, for if is in the -orbit then set to be the valuation on . Then for a subvariety we can again define
Remark 5.4.
In [Nas17] Nash actually defines a colored tropicalization. This consists of attaching the finite set of colors associated to a colored face, to the corresponding valuation cone. However we do not deal with the colors here so this was not discussed.
We now prove Theorem A. Recall that in Section 3 we showed that we have a retraction of topological spaces , given by -multiplication by the unique point of the Shilov boundary of (Corollary 3.9).
Theorem A.
Let be a spherical -variety over an algebraically closed and trivially valued field , and let denote Puiseux series in . Then there is a canonical homeomorphism , and is a retraction of topological spaces such that the following diagram commutes:
Proof.
First observe that as sets we have an inclusion given as follows. For each orbit of , and , defines an element of by:
where is the generic point of . All the -invariant subvarieties of a spherical variety are closures of -orbits ([Kno91]); thus by Proposition 3.11 we have that as sets. That the diagram commutes as maps of sets follows from Corollary 3.16. Finally, is continuous by Proposition 3.5. So it remains to show that the topology on agrees with the topology of , i.e. that is a homeomorphism onto its image. We will need to temporarily emphasize the difference between and its image in . Let be the set , and give the subspace topology.
Consider the case when is simple with closed orbit . Let be the -stable affine open defined by equation 3. The open meets every -orbit in by Theorem 4.3. Thus contains . The topology on is generated by the functions , where , . The functions for define the topology on by part 1 of Theorem 4.4. So the inclusion is open. Given that for a general -embedding is given by gluing the tropicalizations of simple subembeddings we have an open bijection for all .
Consider the case then when is proper, then is compact. We know is a closed subset of , and therefore is compact. Thus is a homeomorphism onto its image. Then for a general there exists a proper spherical -variety and an open -equivariant embedding by [Sum74, Theorem 3]. But then we have a commutative diagram:
where the composition is a homeomorphism onto its image by the above. Furthermore the map is an open embedding so the inclusion is a homeomorphism onto . ∎
Remark 5.5.
Corollary 5.6.
For a subvariety of , is a strong deformation retract of .
Proof.
We have that so this follows from Proposition 3.17. ∎
Remark 5.7.
Notice that as a result of Proposition 3.5 one has that defines a functor from the category of spherical -varieties to the category of topological spaces. One can describe the morphism as follows. If is a morphism of -varieties, then for a a -orbit, maps dominantly onto a -orbit . Then is mapped to its restriction to under the inclusion . This is the same as the construction of tropicalization of morphisms give in Section 2 of [Nas20].
From Theorem A we can see that tropicalization did not depend on our choice to use Puiseux series. Let be an algebraically closed, valued extension, with nontrivial valuation. Define to be the map given , where is contained in some -orbit and is the valuation on defined in 2.
Corollary 5.8.
The closure of in is equal to , where is considered as a subspace of induced by the inclusion .
Proof.
For a subvariety , is a dense subset of , and we have a commutative diagram
So the closure of in for any subvariety must be equal to . ∎
In [Nas20] Nash gives a description of tropicalization by embedding into a toric variety and then applying the usual tropicalization process for toric varieties. See [Nas20, Section 6] for details. In particular this process is used to prove the following result, for which we can give an alternate proof.
Theorem 5.9.
[Nas20, Theorem 6.7] If is a subvariety, and is the closure of in . Then we have that:
where is the closure taken in .
Proof.
This follows from Theorem A, as is a retraction. ∎
6 Compactification of the colored fan
Recall from subsection 2.2 that when working over a trivially valued field has a compact analytic subdomain . The space is defined as the subspace whose points are pairs , where has center in . In this Section we study and prove Theorem B. In the case of toric varieties it is shown in [Thu07, Section 2] that is the canonical compactification of the fan associated to . We begin by reviewing the work of Thuillier on the toric case.
Let be a toric variety over with dense torus . Let denote the fan associated to . Let be a cone in and the -stable open affine associated to . We will assume all the cones of are strictly convex. In [Thu07] Thuillier defines a map of topological spaces ; which is equal to the map given by -mutliplication by the unique point in the Shilov boundary of . Let denote positive linear functionals on . Thuillier shows that is naturally homeomorphic to , where denotes semigroup homomorphisms that preserve scaling by and has the additive semigroup structure. The space is naturally isomorphic to , as is strictly convex. Furthermore is compact, and in fact is canonically homeomorphic to , the canonical compactification of . We will denote the canonical compactification of a strictly convex cone by . In this way is the canonical compactification of the fan .
Remark 6.1.
Let be a spherical -variety with dense -orbit . Observe that has image consisting only of -invariant valuations, and colored fans may contain points of lying outside . Consider Example 6.2. Because of this fact we can give a more concise description of when the following holds:
() |
Horospherical varieties, for example, satisfy this condition. However for a symmetric homogeneous space there will be colors whose image in lies outside and thus symmetric varieties may not satisfy the above condition (see [Vus90] or [Per14, Section 3.4]). In Remark 6.5 we discuss how to describe when ‣ 6.1 is not satisfied.
Example 6.2.
As in [Nas17, Example 4.4], let act on via . Note that where is the diagonal subgroup. Let be the Borel subgroup given by elements of the form where is an upper triangular matrix and is lower triangular; then has an open orbit in . Let be the -embedding given by matrices over , and let be the -embedding given by matrices of rank at least one over . The data associated to and the colored cones associated to and are depicted in Figure 1. In particular there is a single color, , given by matrices where the bottom right entry is 0. Neither variety is horospherical [Kno91, Corollary 6.2] though both are symmetric varieties and ‣ 6.1 does not hold for but it does for .
Lemma 6.3.
Proof.
Because colored cones correspond to simple embeddings, we will first consider simple embeddings. Let be simple with closed -orbit . Let . We begin by defining a map . The set consists of -invariant valuations on having center in . Given such a valuation we know it uniquely defines a semigroup homomorphism by:
If then denote the restriction of to by . By Theorem 4.4 part 2, we have that takes values in . Thus we have a map of sets given by .
A general point of is a point where is the generic point of a -orbit and is a -invariant valuation having center in , where is the Zariski closure of in . Let be the face of corresponding to . Then defines an element of . This extends uniquely to a morphism of semigroups by setting when . But by Theorem 4.9 and 4.10 we have that , thus by Theorem 4.4 part 2 we see that only takes values in . So we have a map , given by .
Proposition 6.4.
Let be a simple -embedding corresponding to the colored cone , and satisfying ‣ 6.1. Then there is a commutative diagram:
where the horizontal arrows are homeomorphisms and are given by .
Proof.
Notice that
where runs over the faces of . But then because satisfies ‣ 6.1 we have that:
where runs over the orbits of , and is the Zariski closure of in . Because satisfies ‣ 6.1 all elements of are uniquely given by -invariant valuations on , and by Theorem 4.4 part 2, is exactly those -invariant valuations with center in . Thus it follows that defines a bijection and .
It remains to show that is a homeomorphism, and because is compact it suffices to show is open. Let be the -stable affine open from equation 3, note that intersects all -orbits of . So . Recall from Theorem 4.4 part 1 that . But then evaluation at the functions generates the topology on , so is open. ∎
As a corollary we have the following.
Theorem B.
There is a strong deformation retraction from onto . If the colored fan satisfies:
Then is homeomorphic to the the canonical compactification of the fan .
Proof.
Remark 6.5.
Because the map maps into the closure of in by construction, one will not have the above for a general spherical variety. This is because a colored cone need not be contained in . However given a simple embedding , one will have that , where the closure is taken in . Consider for example the -embedding as in Figure 1, one can see depicted in Figure 2.
Remark 6.6.
Because of this difference between spherical varieties that satisfy ‣ 6.1 and those that do not, it may be interesting to describe -multiplication by , the unique point in the Shilov boundary of . All of the results described in Section 3 regarding apply to , including the construction of the homotopy from to the image of -multiplication by .
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