Spaces of polynomials with constrained divisors as Grassmanians for traversing flows
Abstract.
We study traversing vector flows on smooth compact manifolds with boundary. For a given compact manifold , equipped with a traversing vector field which is convex with respect to , we consider submersions/embeddings such that and avoids a priory chosen tangency patterns to the -trajectories. In particular, for each -trajectory , we restrict the cardinality of by an even number . We call a convex pseudo-envelop/envelop of the pair . Here the vector field is the -transfer of to .
For a fixed , we introduce an equivalence relation among convex pseudo-envelops/ envelops , which we call a quasitopy. The notion of quasitopy is a crossover between bordisms of pseudo-envelops and their pseudo-isotopies. In the study of quasitopies , the spaces of real univariate polynomials of degree with real divisors whose combinatorial types avoid the closed poset play the classical role of Grassmanians.
We compute, in the homotopy-theoretical terms that involve and , the quasitopies of convex envelops which avoid the -tangency patterns. We introduce characteristic classes of pseudo-envelops and show that they are invariants of their quasitopy classes. Then we prove that the quasitopies often stabilize, as .
1. Introduction
This paper is the second in a series, which is inspired by the works of Arnold [Ar], [Ar1], and Vassiliev [V]. It is a direct continuation of [K9], where many ideas of this article are present. Here we apply these ideas to traversing flows on manifolds with boundary. As [K9], this article relies heavily on computations from [KSW1], [KSW2]. While [K9] is studying immersions of compact -dimensional manifolds into products , where is a compact -dimensional manifold, the present paper deals with special traversing flows on compact -dimensional manifolds , the flows that admit a “virtual global section”. The existence of such sections allows to establish a transparent correspondence between the universe of immersions into the products and the universe of traversing flows with virtual sections. In fact, with this correspondence in place, many results of the present article are just reformulations of the corresponding results from [K9], thus motivating and justifying them. However, we prove also many propositions with no analogues in [K9] (for example, Proposition 4.1, Theorem 4.1, Corollary 4.4, Proposition 4.2, and Theorem 4.8).
Let us describe here our results informally, in a manner that clarifies their nature, but does not involve their most general forms, which carry the burden of combinatorial decorations.
As we have mentioned above, we study traversing vector flows (see Definition 4.1 and [K1], [K2]) on smooth compact -dimensional manifolds with boundary. Every traversing flow admits a Lyapunov function, and this fact may serve as a working definition of such flows. We are interested in the combinatorial patterns that describe how the -trajectories are tangent to the boundary . Specifically, we are concerned with the traversing vector flows whose tangency patterns do not belong to a given closed poset . Depending on , the very existence of such flows puts strong restrictions on the topology of (see [K1]-[K8], [K10]). For example, in Fig.1, includes the cubic and the double tangencies of to the family of -directed lines. In other words, in this figure, the tangency patterns and are forbidden.
In order to simplify the investigation of such flows, we “envelop” them into, so called, convex pseudo-envelops . A convex pseudo-envelop consists of: (i) a compact smooth -manifold , (ii) a traversing vector field on it such that the boundary is convex (see Definition 4.5) with respect to the -flow, (iii) a submersion such that avoids a forbidden tangency patterns to the -trajectories, and (iv) the pull-back of , coinciding with the given vector field (see Fig.1, in which is a cylinder).
The existence of a convex pseudo-envelop provides the -flow on with a “virtual global section”, a significantly effective tool. Its existence allows us to transfer the results from [K9] about immersions/embeddings , where and are compact smooth -manifolds, to the parallel results about convex envelops of traversing flows.
Next, we organize convex pseudo-envelops with the fixed target into the quasitopy equivalence classes , where is a given even natural number. For a typical -trajectory , gives an upper bound of the cardinality of the set . Fig. 3 may give some impression of the nature of quasitopy; it depicts a pair of submersions , linked by a kind of cobordism with a strict combinatorial control of its tangent patterns.
The quasitopies come in two flavors: , formed by regular embeddings , and , formed by more general submersions .
Consider the locus , where points inside of , and the locus , where is tangent to . Then we construct two classifying maps
(1.1) | |||
whose targets are sets of homotopy classes from the quotient space to the universal space —the “Grassmanian”—, formed by real polynomials of degree whose real divisors avoid a given poset .
Then we prove (see Theorem 4.2) that is a bijection and is a split surjection.
For a constant vector field on the standard ball , the sets are groups; the group operation is induced by the boundary connected sum of pseudo-envelops/envelops. These groups are abelian for . The group is a split extension of (see Theorem 4.4). We prove that
In the process, in the Subsection 4.2, we notice an interesting relation between the connected components of the of the space of convex traversing flows on the standard -ball and the monoid of smooth types of integral homology -spheres, being considered up to connected sums with smooth homotopy -spheres (see Proposition 4.1).
The groups act on the quasitopies of convex pseudo-envelops , and the classifying maps in (1.1) are equivariant.
These classifying maps deliver a variety of (co)homotopy and (co)homology invariants of traversing flows which admit convex pseudo-envelops (see Theorem 4.7, Proposition 4.6, and Theorem 4.8).
We also establish several of results (Theorem 4.3, Corollary 4.6) about the stabilization of the sets as .
Finally, we compute for may special cases of and .
2. Spaces of real polynomials with constrained real divisors
For our reader convenience, we state here a number of results from [KSW1] and [KSW2] about the topology of spaces of real monic univariate polynomials with constrained real divisors. These results are crucial for the applications to follow. To make the present paper even partially self-contained, we are basically recycling Section 2 from [K9].
Let denote the space of real monic univariate polynomials of degree . Given a polynomial with real coefficients, we consider its real divisor . Let denotes the multiplicity of the -th real root of , the real roots being ordered by their magnitude. We call the ordered -tuple of natural numbers the real root multiplicity pattern of , or the multiplicity pattern for short.
Such sequences form a universal poset . The partial order “” in is defined in terms of two types of elementary operations: merges and inserts The operation merges a pair of adjacent entries of into a single component , thus forming a new shorter sequence . The insert operation either insert in-between and , thus forming a new longer sequence , or, in the case of , appends before the sequence , or, in the case , appends after the sequence .
We define the order , where , if one can produce from by applying a sequence of these elementary operations.
For a sequence , we introduce the norm and the reduced norm of by the formulas:
(2.1) |
Note that , the cardinality of the support of , is equal to .
Let be of the set of all polynomials with the real root multiplicity pattern , and let be its closure in .
For a given collection of multiplicity patterns , which share the pairity of their norms and is closed under the merge and insert operations, we consider the union of the subspaces , taken over all such that and . We denote by its complement .
Since is contractible, it makes more sense to consider its one-point compactification . If the set is closed in , by the Alexander duality on the sphere , we get
This implies that the spaces and carry the same (co)homological information. Let us describe it in pure combinatorial terms.
Let us consider the following domain in :
(2.2) |
The pair is of a fundamental importance for us.
For a subposet and natural numbers , we introduce the following notations:
(2.3) | |||||
Assuming that is a closed sub-poset, let
We denote by the free -module, generated by the elements of . Using the merge operators and the insert operators from [KSW2] on , we define homomorphisms , by
where . In fact, and are anti-commuting differentials [KSW2]. Therefore, the sum
(2.4) |
is a differential.
For a closed poset , the restrictions of the operators , and to the free -module are well-defined. Thus, for any closed subposet , we may consider the differential complex , whose -grading is defined by the module . We denote by its dual operator, where .
Then we consider the quotient set . For the closed subposet , the partial order in induces a partial order in the quotient .
Finally, we introduce a new differential complex by including it in the short exact sequence of differential complexes:
(2.5) |
We will rely on the following result from [KSW2], which reduces the computation of the reduced cohomology to Algebra and Combinatorics.
Theorem 2.1.
([KSW2]) Let be a closed subposet. Then, for any , we get group isomorphisms
(2.6) | |||
where is the Poincaré duality isomorphism.
Consider the embedding , defined by the formula
(2.7) |
It preserves the -stratifications of the two spaces by the combinatorial types of real divisors. The embedding makes it possible to talk about stabilization of the homology/cohomology of the spaces and , as .
For a closed poset , consider the closed finite poset . It is generated by some maximal elements , where . We introduce two useful quantities:
(2.8) | |||||
(2.9) |
Note that
where both summands, the “codimension” and the “support” , are positive and each does not exceed . At the same time, may be negative.
In the stabilization results about quasitopies, the quantity
(2.10) |
plays the key role.
Now we are in position to state the main stabilization result from [KSW2]:
Theorem 2.2.
(short stabilization: ) Let be a closed subposet of . Let the embedding be as in (2.7).
-
•
Then, for all , we get a homological isomorphism
-
•
and, for all , a homological isomorphism
Definition 2.1.
A closed poset is called profinite if, for all integers , there exist only finitely many elements such that .
Corollary 2.1.
(long stabilization: ) For any closed profinite poset , and for each , the homomorphism
is an isomorphism for all sufficiently big , .
As a result, we may talk about the stable homology , the direct limit .
Let us describe a few special cases of stabilization from [KSW2]. For , , and , let us consider the closed poset
(2.11) |
Note that, for , the space is the entire -skeleton of .
(2.12) |
the absolute value of the Euler number of the differential complex .
Proposition 2.1.
([KSW2]) Fix and such that . Let .
Then the one-point compactification has the homotopy type of a bouquet of -dimensional spheres. The number of spheres in the bouquet equals .
Proposition 2.2.
([KSW1]) Let be a closed poset. For such that , let be the smallest closed poset in containing .
Then for , we have an isomorphism of the fundamental groups.
3. Submersions & embeddings of manifolds whose boundary has constrained tangency patterns to the product -foliations
This section forms a bridge between the results from [K9] and our main results from Section 4. The reader may choose to surf Section 3 or to proceed directly to Section 4. Since all the results of this section are instant derivations of the similar results from [K9], we provide just an outline of their validations. Although we will not use directly the results of Section 3 in Section 4, this section may induce the “right mindset” for the reader.
Let be a smooth compact -manifold. Having in mind applications to traversing vector flows, we move away from immersions and embeddings of -manifolds , the topic of [K9], to submersions and regular embeddings of compact smooth -manifolds with boundary into the product . When , the submersions and immersions are the same notion. Moreover, the restriction of a submersion to is an immersion. Of cause, if is an embedding, so is .
Therefore many constructions and notions from [K9], with the help of the correspondence , apply instantly to submersions such that .
Remark 3.1.
From the viewpoint of this paper, the main difference between immersions and submersions , where , is that not any is a boundary of some . For example, the figure in the plane does not bound a submersion of a -manifold. See [Pa] for the comprehensive theory of possible extensions of a given immersion to a submersion .
Example 3.1.
The following simple construction provides models of submersions that animate our treatment. Let be a codimension zero compact submanifold of a given manifold . Consider a covering map with a finite fiber. Let be a compact codimension zero submanifold. It is possible to isotop the imbedding so that will be an immersion with all the multiple crossings of being in general position. Of course, each crossing has the multiplicity that does not exceed the cardinality of the -fiber. Then is the model example of a submersion to keep in mind.
Let us introduce the central to this paper notion of quasitopy for submersions , an analogue of Definition 3.7 from [K9]. We fix a natural number and consider a closed sub-poset such that (the, so called, -condition (3.10) from [K9]). For topological reasons, we will consider only the case .
Let be the -foliation of by the fibers of the obvious projection , and be the -foliation of by the fibers of .
Let be a compact smooth -dimensional manifold with boundary. Consider a smooth map such that:
-
•
is a submersion,
-
•
for each , the total multiplicity of with respect to the foliation (see [K9], formula (3.4)) is less than or equal to and ,
-
•
for each , the combinatorial tangency pattern of with respect to does not belong to ,
-
•
for each , .
Note that the normal bundle to in is trivial.
Let be two compact smooth (oriented) -dimensional manifolds with boundary. We consider a compact smooth (oriented) -manifold with conners such that , where is a smooth (oriented) cobordism between and . Let and .
Let , where , be a submersion. In particular, , and are immersions.
The next two definitions lay down the foundation for notions of quasitopy of traversing vector fields, the main subject of Section 4 (see Fig. 2).
Definition 3.1.
Let us fix natural numbers , . Consider closed subposets such that .
We say that a two submersions and are -quasitopic, if there exists a compact smooth -manifold as above and a smooth submersion so that:
-
•
and ;
-
•
for each , the total multiplicity of with respect to the fiber is such that , , and the combinatorial tangency pattern of with respect to belongs to ;
-
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for each , the total multiplicity of with respect to the fiber is such that , , and the combinatorial tangency pattern of with respect to belongs to .
-
•
for each , .
We denote by the set of quasitopy classes of such submersions/ embeddings .
It is easy to check that the quasitopy of submersions is an equivalence relation. Recall that in [K9], Definition 3.7, we have introduced a similar notion of quasitopy for immersions/embeddings . There, we used the notation
for the set of equivalence classes of immersions/embeddings under the quasitopy relation.
As for immersions , for any choice of connected components , the connected sum operation (see [K9], formula (3.15))
(3.2) |
is well-defined for the quasitopies of submersions.
It converts the set into a group (abelian for ). This group acts, via the connected sum operation , on the set , provided that a connected component of is chosen. To get a better insight, compare this claim with Proposition 3.2 from [K9].
For two pairs and of topological spaces, we denote by the set of homotopy classes of continuous maps , where .
Definition 3.2.
Given three pairs of spaces , , , and a fixed continuous map , we denote by
(3.3) |
the set of homotopy classes of continuous maps , modulo the following equivalence relation: by definition, , where and are continuous maps, if the compositions and are homotopic as maps from to .
Following the proof of Proposition 3.3 and Theorem 3.2 from [K9], we get Theorem 3.1, their analogue for submersions. It is crucial that here , which implies that any regular embedding , such that all the multiplicities are even, bounds a regular embedding , where and .
For an -dimensional , the next lemma reduces the computation of quasitopies , based on regular embeddings of -dimensional manifolds , to the computation of quasitopies , based on the regular embeddings of -dimensional manifolds .
Lemma 3.1.
For closed posets such that and , , the map
that takes an embedding to the embedding is a bijection.
As a result, the obvious map is injective; in other words, if two embedding are quasitopic via a submersion, they are quasitopic via an embedding.
Proof.
The main step is contained in the proof of Lemma 3.6 from [K9]. Let us describe its flavor. Since, for and a closed -manifold , any -regular (see Definition 3.4 in [K9]) embedding bounds a (orientable when is orientable) -manifold , the map is onto. Evidently, the combinatorial tangency types to are determined by . Thus, every embedding produces an element in . By the same token, if a -regular embedding bounds a -regular embedding (where ), whose tangency to patterns belong to , then bounds (an orientable when is orientable) -manifold , provided . Here is a compact -manifold such that and . Thus the map is injective. By the previous argument, it is bijective.
Theorem 3.1.
We fix even natural numbers , , and closed subposets such that . Let be a smooth compact -manifold.
Then any submersion as in (LABEL:multiplicity_condition) gives rise111not in a canonical fashion to a map . Moreover, -quasitopic submersions/embeddings and produce homotopic maps and .
In this way, we get a map
Conversely, the homotopy class of any continuous map is realized by a smooth regular embedding which satisfies (LABEL:multiplicity_condition); that is, .
Moreover, is a bijection, and is a surjection, admitting a right inverse.
4. Convex envelops of traversing flows, their quasitopies, & characteristic classes
4.1. Traversing, generic, and convex vector fields. Morse stratifications. Spaces of convex traversing vector fields
Definition 4.1.
A vector field on a compact smooth manifold is called traversing, if each -trajectory is homeomorphic either to a closed interval, or to a point.
Let be a traversing and boundary generic (see [K1], [K2], and Definition 4.4 below) vector field on a compact smooth -manifold with boundary. As we will see soon, every trajectory of such a vector field generates its tangency divisor , an ordered sequence of points in , together with their multiplicities (natural numbers).
We try to “go around” the fundamental discontinuity of the map , where stands for the -trajectory through . This requires “to envelop” the pair in a convex envelop/pseudo-envelop (see Definition 4.8). The convex pseudo-envelops, when available, will greatly simplify our analysis of traversing flows. In the spirit of Section 3, we will apply our results about immersions and submersions (against the background of product -foliations) from [K9] to the new environment of convex envelops of traversing flows.
Following [Mo], for a generic vector field on a smooth compact -dimensional manifold , such that along , let us describe an important Morse stratification of the boundary . The stratum has the following description (see [K1]) in terms of an auxiliary function that satisfies the three properties:
-
•
is a regular value of ,
-
•
, and
-
•
.
In terms of , the locus is defined by the equations:
where stands for the -th iteration of the Lie derivative operator in the direction of (see [K2]). The pure stratum is defined by the additional constraint . The locus is the union of two loci: (1) , defined by the constraint , and (2) , defined by the constraint . The two loci, and , share a common boundary .
For a generic , all the strata are smooth -manifolds. The requirement of being generic with respect to may be expressed as the property of the -form
(4.2) |
being a nonzero section of the bundle along the locus for all . If on is generic to , then each point belongs to a unique minimal stratum with a maximal . In the generic case, at each , a flag
is generated by the tangent spaces at to all the Morse strata that contain .
Let be a traversing vector field on a compact smooth -dimensional manifold with boundary. Consider a submersion , , such that the self-intersections of mutually transversal. Let be the transfer of to .
For general submersions , which are not necessarily embeddings, the situation is more complex: not only one gets multiple self-intersections of various branches of , but such self-intersections may be tangent to the -flow in a variety of ways that produce similar Morse-type stratifications of the loci , , as well. Prior to Theorem 4.1, we will revisit this complication.
We associate several flags with each point . Let denote the differential of the immersion .
Definition 4.2.
We say that several vector subspaces of a given vector space are in general position, if the obvious map is onto. Note that this definition allows for any numbers of ’s to coincide with the ambient .
We say that the flags are in general position in the ambient space , if the -images of the minimal strata of the flags are in general position in .
Example 4.1.
Consider the case , depicted in Fig.2.
If , then each flag , or , or is in general position at .
If , a pair of flags is in general position, if and only if, it is of the form and , or of the form and .
If , a triple of flags is in general position only if the pair is of the form , , . The rest of combinations fail to be generic.
Definition 4.3.
Let be smooth compact -manifolds with boundary and a traversing vector field on . We assume that a submersion has the following properties: for each point , there exist a natural number , an open neighborhood of in , and smooth functions such that:
-
(1)
is a regular value for each ,
-
(2)
in , the locus is given by the equation ,
-
(3)
the differential -form 222Thus is -normal in the sense of Definition 3.3 from [K9].
Let denote the -trajectory through .
We say that a point has a multiplicity with respect to , if the jet , but .
Definition 4.4.
Let be smooth compact -manifolds with boundary and a traversing vector field on . Let be an open -flow adjusted neighborhood of in . For each point , consider a smooth transversal section of the -flow at and the flow-generated local projections .
We say that a submersion is locally generic relative to if, for each point ,
-
•
the images of the flags333equivalently, of their minimal strata , under the differentials , are in general position in ,
-
•
the images of the flags , under the differentials , are in general position in the tangent space .
One may compare the next definition, which utilizes the notion of convexity, with Definition 4.6, introducing the more general notion of -convexity.
Definition 4.5.
Let be a compact connected smooth manifold with boundary, equipped with a vector field . We say that the pair is convex if
-
•
admits a Lyapunov function (i.e., ); equivalently, is traversing,
-
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is locally generic with respect to ,
-
•
(equivalently, is convex).
Remark 4.1.
Any compact connected manifold with boundary has a traversing vector field [K1]. However, not any compact manifold with boundary admits a traversing convex vector field! For example, consider any surface , obtained from a closed oriented connected surface, different from the -sphere, by removing an open disk. Such an does not admit a traversing convex vector field [K5].
By [K1], Lemma 4.1, any traversing vector field , admits a Lyapunov function.
If is a closed manifold, then any vector field that is tangent to the fibers of the obvious projection is evidently convex with respect to . The obvious function has the desired Lyapunov property .
Example 4.2.
Any non-trapping Riemannian metric on a compact smooth manifold with a convex boundary produces the geodesic vector field on the unit spherical bundle , which is traversing and convex with respect to [K6]. The very existence of such a metric puts severe restrictions on the topological nature of .
Let denote the space of traversing vector fields on such that is a convex pair, as in Definition 4.5. The space is considered in the -topology.
Lemma 4.1.
For any that belong to the same path-connected component of the space , there exists a smooth diffeomorphism such that maps -trajectories to -trajectories, while preserving their orientations.
If, for a pair , there exists a smooth isotopy such that , then exists a smooth diffeomorphism , an extension of , that maps -trajectories to -trajectories, while preserving their orientations.
Proof.
If is a convex boundary generic vector field, then by Theorem 6.6 from [K7], the stratification is stable, up to an isotopy of , under sufficiently small perturbations of . As a result, within a path connected component of in , the smooth topological type of this Morse stratification is stable via an isotopy. In particular, and are isotopic in , provided the and are connected by a path in .
Let us denote by the isotopy that transforms the -induced Morse stratification of to the -induced Morse stratification of . Let us compare the vector fields and . Both vector fields point inside of exactly along . Since are traversing, they admit some Lyapunov functions . Put . It serves as Lyapunov’s function for . For , we denote by and the - and -trajectories through . Let stands for the variation of the function along and for the variation of the function along .
For , consider the unique point such that . Now the diffeomorphism takes -trajectories to -trajectories, while preserving their orientations. Hence, we have shown that the isotopy class of in determines the smooth topological type of a convex pair , where denotes the oriented -foliation, determined by a convex traversing . ∎
Lemma 4.2.
Let is a connected compact smooth manifold with boundary. If , then .
Proof.
For a convex , and , each is a deformation retract of . Therefore, each of these two loci must be connected. Thus each of the loci , must be contained in some connected component of . When , this argument forces at least one component of the boundary to be free from both loci. However, the union of the two loci is the entire boundary. This contradiction proves the claim. ∎
4.2. Homology spheres and convex flows
Let denote the monoid of smooth types of integral homology -spheres, being considered up to connected sums with smooth homotopy -spheres.
For , let denote the group of -cobordism classes of smooth homotopy -spheres. The operations in and in are the connected sums of spheres. We denote the order of the group by .
Proposition 4.1.
Any convex vector field on the standard ball defines a smooth involution on , whose fixed point set is an integral homology -sphere.
For , any element of the set arises as the locus for a convex traversing vector field on a smooth compact contractible -dimensional manifold , whose boundary is a smooth homotopy sphere. Moreover, admits a smooth involution such that .
For , the multiple of any given element arises as the locus for a convex traversing vector field on the ball . The sphere admits a smooth involution such that .
Proof.
Using a convex -flow, is a deformation retract of and thus a contractible manifold. By Poincaré duality, , the boundary of , is a homology sphere.
By [Ke], Theorem 3, for , any smooth homology sphere , after a connected sum with a unique smooth homotopy -sphere , bounds a contractible smooth manifold .
Consider a smooth metric on . We denote by the smooth distance function to on a collar of in . Let be a function that is strictly positive and smooth in the interior of and coincides with the function in the collar .
Consider a smooth manifold , given by the inequality . It comes with the vector field that is tangent to the fibers of the obvious projection . Since is contractible, the boundary of , the double of , is a smooth homotopy -sphere, and is a homotopy ball. The vector field on is convex and defines an involution , whose fixed point set . This validates the second claim.
The connected sum of copies of is a standard -sphere. Consider the boundary connected sum of the copies of the pair . Here the -handles are attached at pairs of points that belong to different pairs of ’s so that copies of are connected by the chain of -handles , where is a hemisphere. The fields in the different copies extend concavely across the -handles. Then is the standard sphere which bounds a contractible manifold . By the -cobordism theorem (see [Mi]), applied to , we conclude that is the standard ball. Thus we managed to build a convex vector field on whose locus is a homology sphere , the -multiple of the given class . In particular, admits a smooth involution whose fixed point set is . ∎
Example 4.3.
Consider a free action of the icosahedral group on . Then acts freely on . Hence the orbit space is a homology sphere. By Proposition 4.1, there is a convex traversing vector field on the ball , such that its locus is a connected sum of copies of , and its locus is contractible. Note that is a free product of 28 copies of .
Corollary 4.1.
For , admits a surjection onto a subgroup of of index at most.
In particular, here are a few “clean” surjections:
Proof.
For , let be a given smooth homology sphere, and let be the unique homotopy sphere such that bounds a smooth contractible manifold [Ke]. By Proposition 4.1, any convex traversing vector field produces a homology sphere , and the -multiple of any is produced this way. On the other hand, deforming within the space of boundary generic vector fields does not change the smooth isotopy type of the pair (see Lemma 4.1, or [K1], [K2]). In particular, the smooth topological type of the pair is preserved along a path in the space . Therefore, admits a surjection onto a subgroup of of index at most.
4.3. Convex pseudo-envelops of traversing flows
The next key lemma incapsulates a given convex traversing flow into the obvious traversing flow in a box for an appropriate choice of a compact manifold , . The construction that realizes the embedding delivers a global “virtual section” of . In turn, this section enables us to apply the key Theorem 3.1 from [K9] to any convex traversing flow . Therefore, we will be able to transfer many results from [K9] and from Section 3 to the environment of convex envelops and pseudo-envelops (see Definition 4.5) of traversing boundary generic vector fields.
Lemma 4.3.
Let . If a pair is convex, then there exists a compact smooth -manifold such that:
-
(1)
,
-
(2)
is tangent to the fibers of the projection ,
-
(3)
the obvious function has the property ,
-
(4)
with the help of , the loci and each is homeomorphic to .
Proof.
Since is a traversing field, it admits a Lyapunov function so that in [K1]. We add a collar to along its boundary and denote by . Then, we smoothly extend and in and denote these extensions by and . We adjust so that and there.
Let be a smooth function such that is its regular value and , . Let . For a sufficiently small , is a smooth compact manifold, contained in .
By definition, . The convexity of in means that , thus . By Morin’s Theorem [Mor] (see [K2] for details), in the vicinity of each point there is a system of smooth coordinates in which , so that is given by the equation , by the inequality , and each -trajectory is produced by freezing the coordinates and .
Since in , the field is traversing in . Hence each -trajectory is either transversal to at a pair of points, or it is simply tangent to at a singleton, or does not intersect .
Consider the set of -trajectories through the points of (equivalently, the set of -trajectories through ). Every such trajectory is a closed oriented segment , where . Thus, the variation of the function along is strictly positive. Using compactness of , we get that .
Let . Using the local model , we see that is transversal to for all sufficiently small .
Now, let us consider a new function on :
The function , defined as a collection of functions , is evidently a new Lyapunov function for on . It is smooth thanks to the transversality of to and the smooth dependence of solutions of ODEs on initial data. In fact, gives the product structure to . Indeed, any point is determined by the unique trajectory through and by the value at of the Lyapunov function of the -flow.
Finally, the -flow defines a smooth map which is a homeomorphism. In fact, is diffeomorphic to by a small perturbation of . ∎
Let be a smooth submersion of a compact smooth manifold with boundary into the interior of a compact connected smooth manifold of the same dimension, where . Assume that is equipped with a traversing vector field so that the pair is convex in the sense of Definition 4.5. As before, we denote by the pull-back of under . We denote by the pull-back of the Lyapunov function . When is a regular embedding, to simplify the notations, we identify and . Under this identification, and .
Definition 4.6.
Let be a convex pair and let be a submersion for which is locally generic (in the sense of Definition 4.4) with respect to .
We say that is -convex if , -concave if , and -flat if .
Let a regular immersion be locally generic relative to in the sense of Definition 4.4. For each -trajectory , we pick a point . Such belongs to the intersection of local branches of , where . In particular, as we remarked before, belongs to a unique collection of the -images of the Morse strata with the maximal possible indexes (recall that is the -transfer of ). The tangent spaces of these strata are in general position at , thanks to being locally generic. Recall that this setting includes the cases where some or all the strata are -dimensional, i.e., .
(4.3) |
the latter equality being understood as an identity of the two germs at of the LHS and RHS loci. By Definition 4.4, the germ of at is a smooth submanifold of , transversal to the trajectory .
Let be the tangent space to the minimal stratum at (see (4.3)). With the help of the -flow, the subspace spreads to form a -dimensional subbundle of the tangent bundle along the trajectory . We denote by the image of under the quotient map , where stands for the -bundle, tangent to .
We introduce a sightly modified version of Definition 3.2 from [K2], a modification that applies to submersions .
Definition 4.7.
Let be a traversing vector field on a compact connected smooth manifold on with boundary. We say that a submersion is traversally generic relative to , if:
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is locally generic in the sense of Definition 4.4 with respect to ,
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for each -trajectory , the subbundles are in general position in the normal to (trivial) -bundle .
Example 4.4.
The patterns in Fig.2 may be stacked vertically along a trajectory . To get a traversally generic piles in the vicinity of , we obey the following rules: (1) to any stack, we may add any number of configuration of type from Fig.1, as long as the prescribed parity of is not violated; (2) no two configurations of multiplicity (of the types ) reside on ; (3) at most two configurations of multiplicity (of the types ) reside on , moreover, the -directed projections on the transversal section to of the fold loci (as in ) or/and of the simple self-intersections (as in ) must be transversal in .
Let be traversally generic relative to . Then, for any -trajectory , by counting the dimensions of the bundles and using that they are in general position in the -dimensional bundle, normal to , we get that the reduced multiplicity
(4.4) |
For a traversally generic and a trajectory , let be any segment in which is bounded by a pair of points in . Then, by Theorem 3.5 from [K2], the total multiplicity . Although, for a traversally generic , there is no -independent constraint on the total multiplicity , there is an universal constraint on the cardinality of the subset , consisting of points whose multiplicity . Namely, , since no more than proper vector subspaces may be in general position in an ambient -dimensional vector space.
Now we are ready to introduce the central notion of a convex pseudo-envelop.
Definition 4.8.
Let be a traversing vector field on a compact connected smooth manifold with boundary. We assume that is convex in the sense of Definition 4.5.
We call such a pair a convex pseudo-envelop of a submersion , if is locally generic relative to . We think of as being equipped with the pull-back vector field , so that is “enveloped” by .
If is a locally generic regular embedding, then we call a convex envelop of .
Remark 4.2.
Not all traversally generic pairs admit convex envelops . For example, if has two closed submanifolds (or singular cycles), and , of complementary dimensions with a nonzero algebraic intersection number , then no convex envelop of exists. Indeed, with the help of the -flow, is cobordant in to a cycle which resides in . Similarly, with the help of the -flow, is cobordant in to a cycle which resides in . Note that if in , then evidently the same property holds in any . Since and are disjoint cycles, their intersection number , which contradicts to the assumption . In particular, the non-triviality of , the Wall relative signature of [W], obstructs the existence of a convex envelop for any traversing on . As Fig.1 testifies, this argument does not rule out the existence of a convex pseudo-envelop for . In fact, Fig.1 shows that any compact oriented surface can be enveloped.
We denote by the space of smooth submersions .
When is an embedding, by Theorem 3.5 from [K2], in the space of traversing vector fields on , there is an open and dense subset such that is traversally generic (see Definition 4.7) with respect to .
On the other hand, the property of a submersion to be traversally generic with respect to a given traversing vector field (see Definition 4.7) is an “open” property in the -topology on , since it may be expressed in terms of mutual transversality of the relevant strata in the appropriate jet spaces.
We conjecture that the transversal generality of submersions with respect to a fixed convex pair is also a “dense” property. Among other things, the next Theorem 4.1 shows that this conjecture is valid for the regular embeddings which admit convex envelops. However, for general submersions , we are able only to prove that a somewhat weaker property “is dense”. That property is described in the second claim of Theorem 4.1. Speaking informally, we can insure by -perturbations the general positions of the singularities of the maps and separately, but not mutually. Here the map is defined by the -directed convex flow.
Theorem 4.1.
Let be a convex pair, and a compact smooth manifold with boundary, . Assume that .
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There is an open and dense subset such that, for any , the local branches of are in general position in at every point .
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For any and for each -trajectory , the -invariant subbundles , generated by the intersections
of the tangent spaces to the Morse strata , are in general position in the normal to (trivial) -bundle . Here is the pull-back of under .
Proof.
We assume that the openness of in is clear, due to the compactness of , and will present the arguments that validate the density of in . We divide the proof into three steps, marked as (i), (ii), and (iii).
(i) By [LS], the set of smooth maps , such that is a -normal immersion in the sense of [LS] (see also Definition 3.3 from [K9]) for all , is open and dense.
First we aim to show that, for a given submersion , there is an open set such that and, for any , the submersion .
With this goal in mind, we choose an auxiliary metric on such that: the boundary is convex in , and there is such that any two points that are less than -apart are connected by a single geodesic arc. Using the submersion , we pull-back to a Riemannian metric on .
For some , the -neighborhood of in the metric has a product structure , so that the curve is the unique geodesic in , normal to at . Using the diffeomorphism , we construct a smooth diffeomotopy (via the flow inward normal to ) so that and .
Using the convexity of in and the choice of we get the following claim: for any that approximates and each , there exists the unique geodesic in the metric that connects the points and .
We pick such an approximation of . Let a smooth map be defined by the two properties: (1) , (2) for each , the diffeomorphism is an isometry with respect to and along the two geodesic arcs. By picking small enough and sufficiently -close to , we get that is -close to . Therefore, we may assume that for an appropriate choice of that approximates . By its construction, .
(ii) For a given smooth map , let denote the differential of .
If is a smooth manifold, then the locus
is well-defined. Continuing this way, the filtration of by the loci , where and is introduced. Applying Boardman’s Theorems 15.1-15.3, [Bo], the subset of maps , for which all the strata are smooth manifolds and all the maps
are immersions, is open ( is compact) and dense. Note that each belongs to a unique pure stratum . Moreover, using the Thom Multijet Transversality Theorem (see [GG], Theorem 4.13), the subspace of , formed maps for which all the spaces are in general position in for all and all , form an open and dense subset (see [GG], Theorem 5.2). Here “” abbreviates the condition known as “normal crossings”. Note that if , then coincides with .
We stress that, applying the previous arguments to the map , the strata that involve ’s with become “-invisible”, thanks to the “erasing” action of on all -dimensional spaces . Because of this short comming, we cannot claim that the traversally generic to (see Definition 4.7) are dense in .
(iii) Note that the map , defined by the -flow, is smooth due to being convex; moreover, its restriction to is a submersion.
For a given , we form the composition .
By (i), we can approximate by a new submersion such that .
By (ii), we can approximate by a smooth map such that .
Let us fix a Lyapunov function for . In the spirit of Lemma 4.3, the Lyapunov function for and the projection define global smooth “coordinates” in the interior of . That is, each pair , where and , determines a unique point such that and . Let .
For the map , we define a smooth map by the formula , where and is the unique point on the -trajectory through such that . Note that by choosing sufficiently close to , we insure that is sufficiently close to . Thus we may assume that .
Recycling the argument that revolves around the construction of in part (i) of the proof, we form the submersion . By the construction of , we have and .
Therefore, we have shown that any given submersion admits an approximation by some such that and . These are exactly the two properties that describe the space in the theorem. ∎
Corollary 4.2.
Let be a convex pair, and a compact smooth manifold with boundary, .
The regular embeddings that are traversally generic with respect to (see Definition 4.7) form an open and dense set in the space of all regular smooth embeddings.
Proof.
Since, for a regular embedding , is an embedding, the first claim of Theorem 4.1 is vacuous, and the second claim insures that is traversally generic. ∎
Remark 4.3.
Consider the -multiple self-intersection manifolds of -normal (see [LS]) immersions . By definition, is a submanifold of the -fold product , the preimage of the diagonal under the transversal to it map . The projection of on the first factor of the product is an immersion [LS]. By composing with , we get an immersion of . By using the convex -flow, we get a map . Finally, we obtain a smooth composite map .
We notice that, under the hypotheses and notations of Theorem 4.1, if is tangent at to the intersection , then, evidently, each local branch , is tangent to at . Therefore, . In other words, for , the singular locus of the map is always contained in the singular locus of the map .
4.4. Quasitopies of convex envelops and pseudo-envelops
Now, let us modify Definition 3.7 from [K9] and Definition 3.1 from this paper, so that they apply to convex pseudo-envelops of traversing flows (see Fig. 3). This modification is central to our efforts.
Definition 4.9.
Fix natural even numbers and consider a closed subposets of the universal poset from Section 2, such that .
Let be a -dimensional compact manifold and a convex traversing vector field on it. Let . We denote by the vector field on that is tangent to each slice , , and is equal to there.
We say that a two convex pseudo-envelops, and , are -quasitopic in , if there exists a compact smooth orientable -manifold ,444with corners whose boundary , and a smooth submersion so that:
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and ;
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for each , the total multiplicity of the -trajectory through , relatively to , satisfies the constraints , , and the combinatorial tangency pattern of with respect to does not belong to ;
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for each , the total multiplicity of with respect to satisfies the constraints , , and the combinatorial tangency pattern of with respect to does not belong to ;
We denote by the set of quasitopy classes of such convex pseudo-envelops .
If we insist that , and are embeddings, then we get , the set of quasitopy classes of convex envelops.
It is easy to check that the quasitopy of convex pseudo-envelops (convex envelops) is an equivalence relation.
We are in position to state one of the main results of this paper.
Theorem 4.2.
Let be closed subposets that do not contain the element . Assume that and . Let be a smooth compact connected -dimensional manifold, equipped with a convex traversing vector field .
Then, under the notations of Definition 3.2, there is a canonical bijection
(4.5) |
and a canonical surjection
(4.6) |
The map admits a right inverse.
Proof.
By Lemma 4.3, any convex pseudo-envelop may be incapsulated into a convex pseudo-envelop of the product type (we called a capsule “a box”), where is homeomorphic to , and its boundary to .
Conversely, any submersion , where is a smooth compact -manifold, by rounding the corners of produces a convex pseudo-envelop , where is tangent to the fibers of . Similarly, the cobordisms between pairs of quasitopies can be incapsulated in boxes of the form . Therefore, all the results from Section 3 in [K9] apply to ; in particular, the pivotal Theorem 3.2 from [K9] applies. With its help, the maps from (4.2) and from (4.2) are generated as compositions of maps with the maps from Theorem 3.2 in [K9]; the latter map being generated by the locus . Note that the cell contracts to a singleton .
Similarly, for any quasitopy as in Definition 4.9, the product that encapsulates is mapped to with the help of , while are mapped to the cell , which contracts to the singleton .
As in Theorem 3.2 from [K9], and by similar transversality arguments, is a 1-to-1 map. Here we need to use Lemma 3.4 from [K9] to conclude that, under a -regular map (see Definition 3.4 from [K9]), the preimage of the hypersurface (see (2)) bounds a compact manifold in , provided . Again, as in Proposition 3.5 from [K9], the bijective map in (4.2) helps to prove that the map in (4.2) is a split surjective one. ∎
Corollary 4.3.
The sets are trivial when .
Proof.
Since and is contractible, by Theorem 4.2, the claim follows by a general position argument, applied to homotopies of maps from the pair to the pair . ∎
Corollary 4.4.
The sets , are invariants of the path-connected component of the vector field in the space of convex traversing vector fields.
Proof.
By their definitions, the sets and depend only of the smooth topological types of the oriented -dimensional foliations , and on and , respectively. By Lemma 4.1, the smooth topological types of these foliations do not change along any path in the space , that contains the point . ∎
Corollary 4.5.
The set depends only on the homotopy type of the pair .
Proof.
The claim follows instantly from the bijection in formula (4.2). ∎
The next theorem is our main result about the stability of as a function of in terms of the function from (2.8).
Theorem 4.3.
(short stabilization: ) Let be a closed subposet of . If
and for all , then there exists a bijection
Proof.
Let . If for all , then both and are simply-connected, since and . By combining Theorem 2.2 with the Alexander duality as in [KSW2], we get an isomorphism for all . By the Whitehead Theorem (the inverse Hurewicz Theorem) (see Theorem (7.13) in [Wh] or Theorem 10.1 in [Hu]), the map is -connected. Thus, if , then, by the standard application of the obstruction theory, no map , which is not null-homotopic, becomes null-homotopic in . Now the claim follows from Theorem 4.2. ∎
Theorem 4.3 leads to the following straightforward, but important implication.
Corollary 4.6.
(long stabilization ) Let be a closed profinite (see Definition 2.1) poset such that for all .
Then, given a convex pair , the quasiptopy set stabilizes towards the set of homotopy classes for all sufficiently big relative to .
4.5. Group structure on the ball-shaped convex pseudo-envelops
The connected sum of convex pseudo-envelops can be introduced in a fashion, similar to the operation in formulae (3.14) and (3.15) from [K9] and formula (3) above.
Let denote the Southern hemisphere in . As with the connected sums of submersions from Section 3, there is an ambiguity about how to attach a -handle to and a -handle to to form the “coordinated” connected sums and . The ambiguity arises if or has more than a single connected component. To avoid it, as in [K9], formula (3.14), we need to pick a preferred connected component of and . Using the local models of convex vector fields (as in the proof of Lemma 4.3), the vector fields and extend across so that the convexity of the extended traversing vector field is enforced. For example, the lower diagram in Fig.2 is the connected sum of the upper diagram with itself.
Theorem 4.4.
Let be closed subposets which do not contain the element . Assume that and . Let be a convex traversing vector field on the standard ball such that is diffeomorphic to the standard ball .555The constant vector field will do.
The group operation in the sources of the maps (4.4) and (4.4) below is the connected sum of convex envelops/convex pseudo-envelops.
There is a group isomorphism
(4.7) |
The group homomorphism
(4.8) |
is an split epimorphism. Moreover, we have a split group extension
(4.9) |
For all these groups are abelian.
For , the groups are trivial.
Proof.
The main observation is that the construction of the boxes in Lemma 4.3 is amenable to the connected sum operation for convex pseudo-envelops of traversing flows. That is, given two boxes and as in Lemma 4.3, we get that
is also a box as in that lemma. Therefore, all the constructions and arguments from Section 3 in [K9] (like Proposition 3.4, Corollary 3.3, and Theorem 3.2) apply to the convex pseudo-envelops/envelops , where the traversing vector field is convex with respect to . Thus, as in formula (3) above (see formula (3.15) and Proposition 3.2 from [K9]), for a convex vector field with being a smooth -ball, the quasitopies and are groups. For they are commutative by arguments as in Proposition 3.2 from [K9].
The last claim follows by the general position argument. ∎
Recall that, by Corollary 4.5, the set depends only on the homotopy type of the pair ; however, the corollary does not make any claims about . The next proposition, in line with Proposition 4.1 (which deals with the homology -spheres, ), is a hint that may also depend only on the homotopy type of the pair .
Proposition 4.2.
For , assuming that the locus is simply-connected, the groups do not depend on the choice of the convex traversing vector field on .
For , the groups also do not depend on the convex .
Proof.
For a convex , the locus is a deformation retract of and thus has a homotopy type of a point. By the Poincaré duality, is a homology -sphere . Let us delete a small smooth ball from the interior of . We denote its complement by . For , assuming that , we may apply the smooth -cobordism theorem (see [Mi]) to to conclude that it is diffeomorphic to the product . Therefore, is a smooth ball . Any two regular embeddings are diffeotopic. By the proof of Lemma 4.1, any diffeotopy of which maps to extends to a diffeotopy of that maps the -trajectories to -trajectories, while preserving their orientation. As a result, for , the group does not depend on the choice of , as long as .
In small dimensions , the contractibility of implies that it is the standard smooth -ball. The case is obvious. For , if the domain has a boundary that is a homology -sphere, then the domain is the -ball, and any -balls in are isotopic. For , if the domain has a smooth boundary that is a homology -sphere. By the classification of -surfaces, it follows that is the standard -sphere. By the solution of the -dimensional Poincaré Conjecture [P1]-[P3], the contractible domain is with the spherical boundary is the -ball, and any two -balls in are isotopic. Thus, by Lemma 4.1, the smooth isotopy type of the locus determines the smooth topological type of the foliation . Since, any two standard -balls and are isotopic in , the two statements of the proposition are validated. The difficult case is wide open. ∎
4.6. Quasitopies of envelops with generic combinatorics and
From now and until Subsection 4.9, each result about quasitopies of convex envelops is a recognizable immage of a similar result from [K9] about the quasitopies of immersions/embedding into the products .
Theorem 4.5.
Let be a convex pair. Let be natural numbers such that and . Put . Then we get a bijection666see (2.12) for the definition of the number
Proof.
We consider now the “combinatorially generic” case of convex pseudo-envelops for which is traversally generic with respect to . By Definition 4.7, any such has tangency patterns that belong to the poset , where .
Corollary 4.8.
Let be a convex pair, . For , we get a bijection
These -valued invariants of convex envelops are delivered by the degrees of the maps
to the individual spheres, induced by the map from Theorem 4.5.
In particular, the -quasitopy class of any traversally generic convex envelop is determined by the collection of such degrees.
Proof.
Since is connected and is convex, the locus is connected as well.
We repeat the arguments from Proposition 3.6 in [K9]. For , the homotopy classes of the classifying maps are in -to- correspondence with homotopy classes of the corresponding maps . For , the latter ones are detected by the degrees of the maps to the individual spheres . ∎
Example 4.5.
Take and . Then consist of a single -dimensional cell (the ), one -dimensional cell, labelled by , and five -dimensional cells, labelled by . Hence, . The space has a homotopy type of a bouquet of four -spheres. By the Alexander duality, has a homotopy type of a bouquet of four -spheres.
We pick a convex and traversing vector field on . Recall that is contractible and thus a homology -sphere, which implies that is diffeomorphic to . Thus , by [P1], [P2], is diffeomorphic to the ball . Therefore, for any convex , we get the group isomorphism
As a result, any element generates four integer-valued characteristic invariants. For embeddings , they determine .
At the same time, by Corollary 4.9 below, .
The following claim contrasts Corollary 4.8.
Corollary 4.9.
Under the hypotheses of Corollary 4.8, including , the set consists of a single element, represented by .
In particular, the -quasitopy class of any traversally generic convex envelop is trivial.
Proof.
Consider a convex pseudo-envelop as in Theorem 4.5.
The claim is based on the observation that any map from the -dimensional -complex to —homotopically a bouquet of -spheres— is null-homptopic in , since the latter space has the homotopy type of a bouquet of -spheres. Again, by Theorem 4.2, the pseudo-envelop is null-quasitopic. ∎
4.7. From inner framed cobordisms of to quasitopies of -flat convex envelops
Theorem 4.5 suggests a somewhat unexpected connection between quasitopies of certain convex envelops and inner framed cobordisms of the manifold .
Let be a compact smooth -manifold. For , we associate with the set of inner framed cobordisms . These cobordisms are based on codimension smooth closed submanifolds of of the form , where the number is introduced in (2.12). The normal -bundle is required to be framed. The disjoint “components” of are marked with different colors from a pallet of cardinality .
We have seen in [K9], Proposition 3.11, that the inner framed -colored codimension bordisms of the -dimensional manifold produce, via the Thom construction, quite special -flat embeddings , where . The analogous mechanism, with the help of Lemma 4.3 and Theorem 4.5, generates special -flat envelops (see Definition 4.6).
Proposition 4.3.
Let be a smooth compact connected -dimensional manifold, equipped with a convex traversing vector field . Let , , and . Then the Thom construction delivers a bijection
where denotes the set of inner framed -colored -dimensional bordisms of the space . Here (see 2.12).
Example 4.6.
Let us recycle Example 3.5 from [K9]: take , , , and . Then . So we get a homotopy equivalence . Let be a convex pair, where , and let be a normally framed -dimensional closed submanifold, each loop in being colored with a color from the pallet . Using the isomorphism
any framed link , colored with distinct colors at most, produces a quasitopy class of a convex envelop . Its tangency patterns , except for , have only entries from the list , so that no more than one is present in , and no more than two ’s are present, while .
Now, let us assume that carries a constant vector field and that . Note that any element of my be realized by a disjoint union of framed oriented loops. Then, like in Example 3.5 from [K9], the orbit-space of the -action on admits a surjection on the group , provided that is orientable.
Let us give a couple of specific examples of this fact. Consider the box , where is the compliment in the -torus to a ball . By rounding the corners of the box, we get a convex pair , where is homeomorpfic to . Then the orbit-space of the -action on is mapped onto the lattice .
Let be a compact hyperbolic -manifold and . By rounding the corners of the box , we get a convex pair . Then the orbit-space of the -action on is mapped onto the abelian group , where denotes the commutator.
By Proposition 4.3 and repeating the (obviously modified) arguments in the proof of Corollary 3.13 from [K9], we get the following corollary.
Corollary 4.10.
Let , and . Let be a convex pair.
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For and any choice of , the group acts freely and transitively on the set . Thus both sets are in a -to- correspondence.
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For , a simply-connected , and any choice of , the group acts freely and transitively on the set . Again, both sets are in a -to- correspondence.
Example 4.7.
Let with on being generated by a constant vector field on . Then acts freely and transitively on the set for all even . Thus both sets are in -to- correspondence. As a result, acquires the structure of the abelian group .
4.8. Convex envelops with special combinatorics
For a given , we denote by the minimal closed poset, generated by . Combining Theorem 4.2 and Theorem 3.5 from [K9] with Proposition 4.2, we get the following result, in which the constraint reflects only the scope of the numerical experiments in [KSW2].
Theorem 4.6.
Assume that and . Let be such that . Let be a smooth compact connected -dimensional manifold, equipped with a convex traversing vector field .
Then the quasitopy set either consists of single element (is trivial), or is isomorphic to the cohomotopy set , where .
In particular, for a constant vector field , , and and from the table in [K9], Appendix, the group . A similar claim is valid for any convex on , provided that either or and is simply-connected.
For , the table from Appendix in [K9] lists all ’s and the corresponding ’s for which is homologically nontrivial. In fact, is a homology -sphere and even a homotopy -sphere, at least when [K9], a quite mysterious phenomenon…
Let us recycle Example 3.4 from [K9], while adapting it to convex envelops.
Example 4.8.
Let and . Then, for any convex pair , using the list in [K9], Appendix, we get a bijection
where stands for the -cohomotopy set. In particular, using Proposition 4.2, for any convex on such that the locus is simply-connected (the constant will do), we get a group isomorphism:
Let and . Then, for any for any convex pair , by the same list from [K9], we get a bijection
Again, using Proposition 4.2, for any convex on , such that the locus is simply-connected (again, the constant will do), we get a group isomorphism
Proposition 4.4 below deals with special ’s for which are -spaces and is a free group.
Let be two groups, and be the group of their homomorphisms. Then acts on by the conjugation: for any homomorphism , , and , we define by the formula . We denote by the quotient .
Proposition 4.4.
Let consist of all ’s with entries and only and no more than a single entry . Put for . We denote by the free group in generators.
Consider a convex pair , where is connected. If , then there is a bijection
and a surjection
When , then similar claims hold with the target of and being replaced by the set .
In particular, , the free group of cyclic words in letters (see Fig.3 from [K9]). Here is tangent to the fibers of the obvious projection
If has no free images, then the group is trivial.
Proof.
The next proposition is a stabilization result, by the increasing , for the convex envelops with (using the terminology of [Ar]), -moderate tangent patterns . The entries of such ’s are all less than . Proposition 4.5 below follows instantly from [K9], Proposition 3.8, by combining it with Lemma 4.3.
Proposition 4.5.
Let . If , then the classifying map
is a bijection, and the classifying map
is a surjection for any , .
In particular, for a given , the quasitopy stabilizes for all , a linear function in .
Example 4.9.
Let . By Proposition 4.5, for any compact connected -dimensional convex pair , we get bijections:
whose target is the second cohomotopy group of the singular connected surface . This cohomotopy group is isomorphic to via the degree invariant. Thus, all the three types of quasitopy classes are determined by this degree. Assuming , we may replace by .
4.9. Characteristic classes of convex pseudo-evelops
In this subsection, we will use the cohomology of the classifying space (see [KSW2] and Section 2) to produce a variety of characteristic classes of convex pseudo-envelops.
Since any convex pseudo-envelop produces an immersion , the following theorem follows directly from Theorem 3.3, [K9].
Theorem 4.7.
Let be a convex pair. Pick , , and .
Then any convex pseudo-envelop induces a characteristic homomorphism from the -homology of the differential complex
dual to the differential complex in (2.5), to the cohomology , and, via , further to the cohomology .
The -quasitopic pseudo-envelops/envelops induce the same characteristic homomorphisms.
Let us revisit the Arnold-Vassiliev case [Ar], [V] of real polynomials with moderate singularities. Let be the closed poset, consisting of ’s with the maximal entry . For , the cohomology is isomorphic to in each dimension of the form , where the integer , and vanishes otherwise [Ar]. The cohomology ring was computed by Vassiliev in [V], Theorem 1 on page 87. Here is the summery of his result: consider the graded ring , multiplicatively generated over by the elements of the degrees , subject to the relations
(4.10) |
(4.11) |
Proposition 4.6.
Let . Consider a convex pseudo-envelop whose tangency patterns to the -flow belong to (the tangencies are -moderate).
Then generates a characteristic ring homomorphism
which is an invariant of the quasitopy class of . In other words, we get a map
In particular, for any generator , we get a characteristic element which is an invariant of the quasitopy class of .
If , then lives in .
If is oriented and -dimensional, using the Poincaré duality in , we produce a homology class which is again an invariant of the quasitopy class of .
4.10. How to manufacture convex envelops with desired combinatorial tangency patterns
Let us recall one classical construction, leading to the Alexander duality. Let be a -subcomplex of the -sphere. For an element , we denote by the unique element such that . The Alexander duality operator is defined by the formula , where is the Poincaré duality operator, the inverse of the operator . Pick . Then linking number of is defined by the formula , where is the natural pairing between cohomology and homology of dimension .
The next lemma is instrumental in producing examples of convex envelopes with prescribed combinatorial patterns of their trajectories.
Lemma 4.4.
For any element , with the help of the differential , given by formula , the Alexander duality produces a cohomology class
where denotes the set of elements of that are smaller than (so, ), and denotes the algebraic boundary of the cell .
Proof.
For any , take the closed poset for the role of in Theorem 2.1. We denote by the one-point compactification of the closed cell (the interior of is an open -ball). Then the differential , given by the formula (2.4), represents the -cycle in the chain complex (note that is a boundary in , but not in !) and thus defines a nontrivial element . By the Alexander duality, this element produces a cohomology class ∎
Example 4.10.
If , we get the following cohomology classes:
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,
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,
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,
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•
.
Theorem 4.8 below gives a simple recipe for manufacturing traversing flows with the desired number of -trajectories of a given combinatorial type on compact smooth manifolds with boundary. Although the resulting construction is explicit, the topological nature of the pull-back is opec due to, paraphrasing Thom [Th], [Th1], “the misterious nature of transversality”.
Theorem 4.8.
For any , let be the cocycle that takes the value on each -dimensional cycle from . Let be an oriented closed and smooth -dimensional manifold. We denote by a non-vanishing vector field that is tangent to the fibers of the projection . Let a map be -regular in the sense of Definition 3.4 from [K9] (see also (2))777By [K9], Corollary 3.2, such maps form and open and dense set in the space of all smooth maps..
-
•
Then the natural coupling
gives the oriented count of the -trajectories of the combinatorial type in the -dimensional convex envelop of the pair
The combinatorial types of the -trajectories relative to belong to the poset .
-
•
If is transversal to the cell in , then the number of -trajectories in , whose intersection with has the combinatorial type , equals the cardinality of the intersection . Thus the number of such trajectories is greater than or equal to the absolute value .
Proof.
The argument is similar to the proof of Lemma 4.4. By Theorem 2.1, the homology class of the cycle in , represented by formula (2.4), is nontrivial since is the top grading of the differential complex .
The proof amounts to spelling out the nature of Alexander duality . By its definition, for any cycle in of dimension . Thus
Examining the construction of the space , given by , where the hypersurface was introduced in (2), the latter intersection number gives an oriented count of the -trajectories in of the combinatorial type relative to the boundary .
If is transversal to the open cell , then the cardinality of the geometric intersection is exactly the total number of -trajectories of the combinatorial type with respect to . The intersection points from (equivalently, the trajectories of the type with respect to ) come in two flavors, , depending on whether the canonicalal normal orientation of the cell in agrees or disagrees with the preferred orientation of the cycle . ∎
The next corollary follows directly from Theorem 4.8.
Corollary 4.11.
Take . Let be as in Theorem 4.8.
Then the oriented number of trajectories of the combinatorial type in the pull-back equals the linking number of the cycle with the -cycle
In particular, the number of -tangent trajectories in is at least
4.11. Comments and questions
The following basic, however, non-trivial question animates many of our previous investigations:
“For a given closed poset , what are the restrictions on the topology of compact manifolds that admit traversing -flows (or their pseudo-envelops/envelops ) whose tangency patterns avoid ?”
In particular, what smooth topological types may arise via classifying maps (say, as in Theorem 4.8 or Corollary 4.11)? We do not have any problems with manufacturing -regular maps from a given compact -manifold to , , and using such maps to produce embeddings and traversing flows on that avoid the -patterns. However, the topological types of such ’s are beyond our control: we get what we get… The resulting is subject to many restrictions, whose nature we do not understand conceptually. Let us sketch just a couple examples which indicate that the restrictions on by can be severe.
In [K10], and [K7], Chapters 2-4, we proposed an answer this question for -folds . For them, the minimal number of -trajectories of the combinatorial type was introduced as a measure of complexity of a -fold and was linked directly to the combinatorial complexity of their -spines. Via this link, is related to the classification of -folds. For instance, a connected compact oriented -fold with a simply-connected boundary, which admits a traversing flow that avoids , is a connected sum of several -balls and products ([K10], Theorem 3.14). Therefore, no other -folds with a simply-connected boundary can admit a convex pseudo-envelop or even a traversing flow that avoids the tangency pattern .
In a quite different setting, consider a closed hyperbolic -manifold . Let be obtained from by deleting a number -balls. Then no such can support a traversing -flow that avoids the set of isolated -trajectories of combinatorial types . Indeed, the positivity of Gromov’s simplicial semi-norm rules out the possibility of such an avoidance (see [AK], Theorem 1). In fact, the positivity of simplicial semi-norms of various homology classes is the only general mechanism known to us that imposes constraints on the combinatorial tangency types of any generic traversing flow on [K11].
Let us conclude with the following remark. Unfortunately, we do not know examples of invariants that distinguish between the quasitopies and of convex envelops and pseudo-envelops. It seems natural to think about invariants that utilize the -multiple self-intersection manifolds of (see Remark 4.3). However, for the convex pseudo-envelops, the analogue of the distinguishing map (3.3) in [K9] is trivial: in fact, for a submersion , the bordism class of the map vanishes, due to arguments as in [K9], Corollary 3.1. As a result, a direct analogue of Proposition 3.6 from [K9] is vacuous in the environment of convex envelops.
Acknowledgment: The author is grateful to the Department of Mathematics of Massachusetts Institute of Technology for many years of hospitality.
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