Space spanned by characteristic exponents
Abstract.
We prove several rigidity results on multiplier and length spectrum. For example, we show that for every non-exceptional rational map of degree , the -vector space generated by the characteristic exponents (that are not ) of periodic points of has infinite dimension. This answers a stronger version of a question of Levy and Tucker. Our result can also be seen as a generalization of recent results of Ji-Xie and of Huguin which proved Milnor’s conjecture about rational maps having integer multipliers. We also get a characterization of postcritically finite maps by using its length spectrum. Finally as an application of our result, we get a new proof of the Zariski dense orbit conjecture for endomorphisms on .
1. Introduction
Let be a rational map over of degree . Our aim is to study the -vector space spanned by the characteristic exponents of periodic points of a rational map on and prove some rigidity results.
1.1. Multiplier, length and characteristic exponent
Let be a periodic point of with exact period . Define be this period. We write for simplicity when the map is clear. The multiplier of at is defined to be the differential . We write for simplicity when the map is clear. The length of at is the norm The multiplier and the length are invariant under conjugacy. The characteristic exponent of at is defined to be .
Denote by the set of all periodic points in of and define . When the base field is clear, we also write and for simplicity.
The Lyapunov exponent (of the maximal entropy measure) of is defined by
where is the unique maximal entropy measure, and the norm of the differential is computed with respect to the spherical metric.
1.2. Exceptional maps
In complex dynamics, the exceptional maps defined below are often considered as exceptional examples among all rational maps. We may view them as rational maps on related to algebraic groups.
Definition 1.1.
Let be an endomorphism over of degree .
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It is called Lattès if it is semi-conjugate to an endomorphism on an elliptic curve. Further it is called flexible Lattès if it is semi-conjugate to the multiplication by an integer on an elliptic curve for some Otherwise, it is called rigid Lattès.
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We say that is of monomial type if it semi-conjugate to the map on for some integer with
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We call exceptional if it is Lattès or of monomial type. An endomorphism is exceptional if and only if some iterate is exceptional ().
1.3. Statement of the main results
We fix an embedding of the algebraic closure of in and identify as a subfield of , hence any number field is a subfield of . Denote the usual absolute value on by .
Our first result shows that the definition field of a non-flexible Lattès rational map is determined by its length spectrum.
Theorem 1.2.
Let be a rational map of degree at least . Assume that is not a flexible Lattès map and for every , . Then is defined over
In Theorem 2.1, we indeed proved a more general version of Theorem 1.2, in which can be replaced to any algebraically closed subfield of which is invariant under the complex conjugation.
McMullen’s rigidity of multiplier spectrum [McM87] with a standard spread out argument implies that, for a rational map of degree at least which is not flexible Lattès, if its multipliers at periodic points are all algebraic, then is defined over . Theorem 1.2 is a generalization of this result from multiplier spectrum to length spectrum (which contains less information). The rigidity of length spectrum was proved in [JX23b, Theorem 1.5]. However, the spread out argument does not apply directly in this case as the length spectrum map (and its square) is not algebraic on the moduli space of rational maps. Indeed as shown in [JX23b, Section 8.1], its square is not even real algebraic. In Section 2.3, we introduce a way to do the spread out argument respecting the real structure using Weil restriction. Another difficulty in the length spectrum case is the lack of noetherianity for semi-algebraic subsets. We overcome this difficulty using the notion of admissible subsets introduced in [JX23b].
The following two results concern the -vector space spanned by the characteristic exponents of periodic points.
Theorem 1.3.
Let be a rational map of degree . Suppose that is not exceptional. Then the -vector space generated by in has infinite dimension.
Theorem 1.4.
Let be a rational map of degree . Assume that there exists a number field such that
(1.1) |
Then is exceptional.
Finitely many nonzero elements in a commutative ring are called multiplicatively independent if for all triples of integers, if and only if . A sequence in is called multiplicatively independent if any its finite subsequence is multiplicatively independent. Theorem 1.3 immediately implies the existence of infinitely many multipliers for a non-exceptional whose absolute values are multiplicatively independent.
Corollary 1.5.
Let be a rational map of degree . Suppose that is not exceptional. Then there exists a sequence in such that the sequence is multiplicatively independent in .
1.4. Motivations and previous results
Milnor’s conjecture
Milnor [Mil06] has showed that an exceptional rational map of degree must have all its multipliers of periodic points in the ring of integers for some imaginary quadratic number field , and in fact in when is not a rigid Lattès map. Milnor conjectured that the converse is also true. Milnor’s conjecture was recently proved by Ji and Xie:
Theorem 1.6 ([JX23b, Theorem 1.13]).
Let be a rational map of degree . Assume that there exists an imaginary quadratic field such that all multipliers of belong to . Then is exceptional.
See also [BGHR22] for a different proof. Recently Huguin generalized the above result using different approach:
Theorem 1.7 ([Hug23, Theorem 7]).
Let be a rational map of degree . Assume that there exists a number field such that all multipliers of belong to . Then is exceptional.
A question of Levy and Tucker
On the other hand, in the 2014 AIM workshop Postcritically Finite Maps In Complex And Arithmetic Dynamics, Levy [Lev14] and Tucker [Tuc14] asked the following question independently:
Question 1.8.
Let be a non-exceptional rational map of degree and let be the set of all multipliers of periodic points of . Take the subgroup of generated by . Is that true that the rank of this group is infinite?
It is not hard to see that our Corollary 1.5 gives a positive answer to (a generalized version of) Levy and Tucker’s question.
1.5. Sketch of the proofs
We have explained the proof of Theorem 1.2 before. Here we explain the proofs of Theorem 1.3 and Theorem 1.4.
We first give the idea of the proof of Theorem 1.4. We argue by contradiction and suppose that is not exceptional. The first step is to reduce to the case where is defined over . This can be done using our Theorem 1.2. After enlarging , we may assume that is defined over . In the second step, we combine the arithmetic equidistribution theorem with a result of Zdunik [Zdu14] on the Lyapunov exponent to get a contradiction. This argument is inspired by Huguin’s proof of Theorem 1.7. Not like the case of Theorem 1.7, we can not apply the equidistribution theorem to the one dimensional dynamical system directly. Our idea is to consider the two dimensional endomorphism on instead. More precisely, applying a result of Zdunik [Zdu14], we get a sequence of distinct periodic points such that
Consider the endomorphism on and . By [GTZ11], the Dynamical Manin-Mumford conjecture holds for . Hence we may assume that is -invariant.
Let be the discrete probability measure equally supported at the union of Galois orbits of iterates of under . Then converges weakly to the canonical measure on with respect to by an equidistribution-type theorem (Theorem 3.1), which is a reformulation of [Yua08, Theorem 3.1], see Section 3 for details. Applying to the continuous test functions () and letting , we get
which is impossible since the right hand side equals to by a direct computation.
Next we sketch the proof of Theorem 1.3. According to [DH93], postcritically finite (PCF) maps are defined over in the moduli space of rational maps of degree , except for the family of flexible Lattès maps. So it suffices to consider the following two cases: 1). is defined over , and 2). is not PCF. For the first case the conclusion follows from Theorem 1.4. For the second case, we need to develop some new techniques, which are presented in Section 5. In Section 5, we consider some pseudo linear algebra (which means that the domain may not be the whole vector space), and the vector space for a field of characteristic zero. We will actually prove a theorem (Theorem 5.6) stronger than the non-PCF case of Theorem 1.3, see Section 5 and 6 for details. To prove Theorem 5.6, in Section 6.1 we first deal with the case that is defined over . A key ingredient in this step is [BGKT12, Lemma 4.1] which is a consequence of Siegel’s theorem on -integral points. The existence of a no preperiodic critical point is essentially used in here. In Section 6.2, we consider the general case and finish the proof. This is achieved by reducing to the case that is defined over via an algebraic-geometric argument and techniques in Section 5.
1.6. Applications
The Zariski-dense orbit Conjecture
By applying Corollary 1.5 we can give a new proof of a special case of the Zariski-dense orbit conjecture.
Zariski-dense orbit Conjecture (=ZDO).
Let be an algebraically closed field of characteristic . Given an irreducible quasiprojective variety over and a dominant rational self-map on . If we have where is the function field of , then there exists whose forward orbit under is well-defined and Zariski-dense in .
Remark 1.9.
As an application of Corollary 1.5, we give a new proof of (the most difficult part of) a special case of ZDO, which was firstly proved in [Xie22, Theorem 1.16].
Theorem 1.10.
Let be the variety of product of copies of projective line over an algebraically closed field of characteristic . Suppose that is an endomorphism of form where is a non-constant rational map for . The ZDO holds for and .
Remark 1.11.
We note that every dominant endomorphism over an algebraically closed field of characteristic zero must be of form , after replacing by a suitable positive-integer iterate.
The original proof of Theorem 1.10 in [Xie22] relies on the solution of the (adelic) Zariski dense orbit conjecture on smooth projective surfaces [Xie22, Theorem 1.15], the notion of adelic topology introduced in [Xie22, Section 3] and a classification result on invariant subvarieties of [Xie22, Proposition 9.2] (see also [MS14] and [GNY18]). When , Pakovich gave another proof [Pak23] using his classification of invariant curves in and some height argument. In our new proof, we don’t need the ingredients mentioned above.
A characterization of PCF maps
We also show that one can decide whether a rational map of degree is PCF with the information of its multiplier spectrum or length spectrum on periodic points.
Theorem 1.12.
Let be a rational map of degree . Then the followings are equivalent:
(1) is PCF;
(2) for all and the -subspace of is of finite dimension, where is generated over by ;
(3) for all and the -subspace of is of finite dimension, where is generated over by .
Here (resp. ) is any number field containing (resp. ) and (resp. ) is the norm map for the extension (resp. ), i.e. the determinant of the -linear transformation induced by multiplication by (resp. ).
Clearly, the subspaces above is independent of the choices of the fields , respectively.
Acknowledgement
The second-named author Junyi Xie would like to thank Thomas Gauthier, Vigny Gabriel, Charles Favre and Serge Cantat for helpful discussions.
The first-named author would like to thank Beijing International Center for Mathematical Research in Peking University for the invitation. The second and third-named authors Junyi Xie and Geng-Rui Zhang are supported by NSFC Grant (No.12271007).
2. Rational maps with algebraic lengths
Let be an algebraically closed subfield of which is invariant under the complex conjugate i.e. The aim of this section is the following result.
Theorem 2.1.
Let be a rational map of degree . Assume that is not a flexible Lattès map and for every , . Then is defined over
2.1. Weil restriction
Recall that is an algebraically closed field of such that Set For example, if , then We need the following easy lemma.
Lemma 2.2.
We have in particular
Proof of Lemma 2.2.
Since is algebraically closed, . In particular, For every , we may write
and both and are contained in . This concludes the proof. ∎
We briefly recall the notion of Weil restriction. See [Poo17, Section 4.6] and [BLR90, Section 7.6] for more information.
Denote by (resp. ) the category of varieties over (resp. ). For every variety over , there is a unique variety over represents the functor sending to It is called the Weil restriction of . The functor is called the Weil restriction. One has the canonical morphism When , this map is a real analytic diffeomorphism. One may view as an -algebraic variety via
Definition 2.3.
The -Zariski topology on is the restriction of the Zariski topology on via . A subset of is -algebraic if it is closed in the -Zariski topology. When , the -Zariski topology is exactly the real Zariski topology as in [JX23b, Section 8.1.1].
By (iii) of Proposition 2.5 below, the -Zariski topology is stronger than the Zariski topology on
When , roughly speaking, the Weil restriction is just constructed by splitting a complex variable into two real variables via . For the convenience of the reader, in the following example, we show the concrete construction of when is affine.
Example 2.4.
First assume that . Then The map
sends to where .
Consider the algebra . Every defines an element
Since
can be uniquely decomposed to
where
More generally, if is the closed subvariety of defined by the ideal , then is the closed subvariety of
defined by the ideal generated by .
We list some basic properties of Weil restriction without proof.
Propsition 2.5.
Let , then we have the following properties:
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if is irreducible, then is irreducible;
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if is a closed (resp. open) immersion, then the induced morphism is a closed (resp. open) immersion.
We still denote by the restriction of to Denote by the base change of by the field extension . This induces a morphism of schemes (over ) . It is not a morphism of schemes over . It is clear that
Example 2.6.
If is the subvariety of defined by the equations Then is the subvariety of defined by . The map sends a point to .
The following result due to Weil is useful for computing the Weil restriction.
Propsition 2.7.
2.2. Admissible subsets
In this section,we recall the notion of admissible subsets on real algebraic varieties introduced in [JX23b].
Let be a variety over .
Definition 2.8.
[JX23b, Section 8.2] A closed subset of is called admissible if there is a morphism of real algebraic varieties and a Zariski closed subset such that and is étale at every point in
In particular, every algebraic subset of is admissible.
Remark 2.9.
Denote by the non-étale locus for in . We have Since we may replace by , in the above definition we may further assume that is étale.
Propsition 2.10.
[JX23b, Remarks 8.14, 8.15 and Proposition 8.16] We have the following basic properties:
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(1)
Let be a Zariski closed subset of . If is admissible as a subset of , then is admissible as a subset of .
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(2)
An admissible subset is semialgebraic.
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(3)
Let be two admissible closed subsets of . Then is admissible.
The following theorem shows that admissible subsets satisfy the descending chain condition.
Theorem 2.11.
[JX23b, Theorem 8.17] Let be a sequence of decreasing admissible subsets of . Then there is such that for all
2.3. Transcendental points
Let be a variety over and . We think that as a model of over
Denote by the natural projection. For any point , define to be the Zariski closure of and . It is clear that is irreducible. We call the -closure of w.r.t the model We say that is transcendental if and call the transcendental degree of
The notion of transcendental points (on curves) was introduced in [XY23, Section 4.1] and it plays important role in [XY23] on the geometric Bombieri-Lang conjecture and [JX23a] on the dynamical André-Oort conjecture . Roughly speaking, a very general point in satisfies the same algebraic properties as In this paper, we study lengths of periodic points in whose definition we need the norm map which is not algebraic. However is real algebraic. For this reason we need to generalize the above notions to respect the real structure.
The Weil restriction of w.r.t. is a real algebraic variety. We have Denote by the natural projection. For every , let be the Zariski closure of and . Set which is a real Zariski closed subset of
We now give a more concrete description of and . Let be an affine open neighborhood of . Set . We have a natural embedding . We can view elements in as the algebraic functions on defined over Then we have
and is the Zariski closure of
As , every can be viewed as a -valued algebraic function on Every induces a function on The functions of this form are exactly the -valued real algebraic functions on . Denote by the -algebra of -valued real algebraic functions on Since algebraic functions are real algebraic, we have a natural embedding By Proposition 2.7, we have
Let be the set of algebraic functions defined over on Let the image of in , which is the set of -valued real algebraic functions on defined over It is clear that By Proposition 2.7, we have
We have
and is the real Zariski closure of This implies the following lemma.
Lemma 2.12.
Let be a morphisms between -varieties. Set and let be the morphism induced by Let and with . Then we have
Lemma 2.13.
We have and is Zariski dense in In particular, if is transcendental, then
Proof.
It is clear that . After replacing by an affine open neighborhood of . We may assume that are affine. Let such that Let be a -basis of . We may assume that and Write . Then and .
Let be a -basis of We may assume that and Write
The we get
As forms a -basis of , we have
for every So Since , Then we have which concludes the proof. ∎
Lemma 2.14.
Assume that is affine. Let . For , if , then is constant on
Proof.
Write where . Write where Since , The map induces an embedding The image of are contained in . Hence are contained in This implies that are constant on , hence is constant on This concludes the proof. ∎
2.4. Moduli space of rational maps
For let be the space of degree endomorphisms on . It is a smooth quasi-projective variety of dimension [Sil12]. Let be the locus of flexible Lattès maps, which is Zariski closed in . The group acts on by conjugacy. The geometric quotient
is the (coarse) moduli space of endomorphisms of degree [Sil12]. The moduli space is an affine variety of dimension [Sil07, Theorem 4.36(c)]. Let be the quotient morphism. Set The above construction works over any algebraically closed field of characteristic and commutes with base changes.
For every , let be the closed subvariety of of the -periodic points of Let be the first projection. It is a finite map of degree Let be the morphism . View as the moduli space of endomorphisms of degree with a marked -periodic point. We also denote it by or .
Let be a sequence of elements in with and We construct the space of rational functions of degree with marked -periodic points (counting with multiplicities) and in which there are -periodic points (counting with multiplicities) …and in which there are -periodic points (counting with multiplicities) as follows: Consider the fiber product of copies of over For , let be the projection to the coordinates. The diagonal is an irreducible component of . Consider the open subset
Let be the subset of of points satisfying for every and . This set is open and closed in We then define to be the Zariski closure of in For , define the morphism Moreover, denote by the morphism For , we have Let the morphism defined by
Since is étale at every point is étale at every point
Define to be the moduli space of endomorphisms of degree on with marked -periodic points (counting with multiplicities) and in which there are -periodic points (counting with multiplicities) …and in which there are -periodic points (counting with multiplicities). The morphisms , descent to when , and Then is étale at every point
2.5. Length maps
For let be a sequence of elements in with and Let
be the composition of
and the norm map
Define
be the composition of
and the map
It is clear that
Here the model of over is taken to be
By Lemma 2.14, for every , if , then is constant. Hence for every , if , then is constant.
2.6. Rigidity of length spectrum
In this section, we recall the rigidity of length spectrum proved by Ji and Xie [JX23b].
Let be an endomorphism of of degree . As in [JX23b, Section 8.3] the length spectrum of is a sequence of finite multisets111A multiset is a set except allowing multiple instances for each of its elements. The number of the instances of an element is called the multiplicity. For example: is a multiset of cardinality , the multiplicities for are 2,1,3, respectively., where is the multiset of norms of multipliers of all fixed points of In particular, is a multiset of non-negative real numbers of cardinality . For every , let be the sub-multiset of consisting of all elements We call the repelling length spectrum of and the main repelling length spectrum of . We have for some . It is clear that the difference is increasing and bounded. As and are invariant under conjugacy, they descent on . For every , define and for any in the class .
Let be the set of sequences of multisets consisting of real numbers of norm strictly larger than satisfying and for every with multiplicity , with multiplicity at least . For , we write if for every . An element is called big if is bounded. For every endomorphism of of degree , we have and it is big.
Theorem 2.15.
2.7. Proof of Theorem 2.1
Let be a rational map of degree . Assume that is not a flexible Lattès map and for every , . We want to show that is not transcendental over for the model Now assume that is transcendental.
Set , which is big. Set We may pick a sequence of periodic points such that for every , are fixed by and Let be the point presented by It is clear that for every . Since is transcendental, for every , is transcendental. By Lemma 2.13, for every Our assumption implies that . The last paragraph of Section 2.5 shows that is constant on As , is étale in a neighborhood of Since is a finite map, is closed in . Then is an admissible subset of . Moreover, by Lemma 2.12, is decreasing. By Theorem 2.11, there is such that for Then for every , we have Since , is real irreducible and , is infinite. This contradicts to Theorem 2.15. This concludes the proof. ∎
3. An equidistribution theorem
The following equidistribution-type theorem is a reformulation of [Yua08, Theorem 3.1]. We only state it in the case where the canonical height of is , since this case often appear in the dynamical settings. Our statement is slightly stronger than [Yua08, Theorem 3.1] as our may contain several Galois orbits. We follow the terminology in [Yua08].
Theorem 3.1.
Let be a number field and be a projective variety over . Fix an embedding of into . Let be a metrized line bundle on such that is ample and the metric is semipositive. Let be the canonical probability measure on associated to . For , let be a countable subset of which is -invariant. For , given real numbers such that and for all and . Assume that satisfies the following two conditions:
(1) (small) as , here is the height function associated with ;
(2) (generic) for any proper subvariety of , as .
Then the measure converges weakly to on as where denotes the Dirac measure at the point , i.e., for all continuous function on , we have
(3.3) |
Proof.
Our proof is a small modification of the one for [Yua08, Theorem 3.1].
Let be the dimension of . We say that a continuous function on is smooth if there exists an embedding of into a projection manifold such that can be extended to a smooth function on . As in [Zha98], by the Stone-Weierstrass theorem, continuous functions on can be approximated uniformly by smooth functions. Then we suffice to prove (3.3) for all smooth real-valued function on . Fix such a function . Let be the archimedean place of corresponding to the fixed embedding . For a real function on and a metrized line bundle on , we define the twist to be the line bundle on with the metric and for any . Let . By the adelic Minkowski’s theorem (cf. [BG06, Appendix C]) and [Yua08, Lemma 3.3], for a fixed place and , there exists a nonzero small section such that
and for all , where denotes the metric of . For a point , denote by its Zariski closure. For , denote the vanishing locus of by , using the condition of , we have
Let , the generic condition (2) implies that
Let , then
By the definition, it is easy to see that
and
With the small condition (1), dividing and setting , we get
Replacing by in the above inequality, we get the other direction and thus
∎
Remark 3.2.
The same idea also applies for a non-archimedean place or the algebraic case, which gives the full analogy of [Yua08, Theorem 3.1 and 3.2].
In order to check the “generic” condition in Theorem 3.1, we need the following lemma. The proof uses the ergodic theory with respect to the constructible topology (on algebraic varieties) introduced by Xie in [Xie23].
Lemma 3.3.
Let be a number field and be a projective variety over . Given a dominant endomorphism and a sequence of periodic points in under . Assume that is generic in , i.e., there does not exist a proper Zariski closed subset containing all except for finitely many. Then for every proper subvariety , we have
(3.4) |
where is the (forward) orbit of under .
Proof.
Clearly, we suffice to show that for any subsequence of , there exists a subsubsequence such that
Given a proper subvariety and fix . Let be equipped with the constructible topology (i.e. the topology of generated by all its Zariski closed and open subsets) and be the space of all probability Radon measures on with the topology of weak convergence relative to all continuous functions on . Then is sequentially compact (cf. [Xie23, Corollary 1.14]). For , set
By the sequentially compactness of , we suffice to show that for any subsequence of with in for some , we have
Without loss of generality, we may assume that itself converges to a measure ; and we suffice to show (3.4) in this case. As , we see that . Then according to [Xie23, Lemma 5.3], must be of form , where is a countable set of periodic elements in under , with , and for . Denote the characteristic function of by , then is continuous with respect to the constructible topology. As , we get
Suppose that (3.4) fails. Then there must be a with and . Denote the exact period of under by . Let be the Zariski closure of . Then , hence is also a proper Zariski closed subset of . Note that
Hence for every sufficiently large integer , we have ; but has dimension strictly smaller than by the noetherian condition, contradicting the assumption that is generic in . ∎
4. Proofs of Theorem 1.4 and the defined over case of Theorem 1.3
Proof of Theorem 1.4.
Assume that is not exceptional. By Theorem 1.2, our assumption implies that is defined over (after a conjugate over ), hence over a number field . After replacing by a finite extension of , we may assume that both and are defined over . Here we denote by the rational map obtained from via replacing the coefficients by their complex conjugates. According to [Hug23, Theorem 9 and Lemma 11] (cf. [Zdu14]), there exists a sequence of distinct points in such that
where the limit exists and is finite.
Clearly, . For an arbitrary , we have , and , hence .
Consider the morphism over . For , set . Let be the Zariski closure of in . As is pairwise distinct, by the noetherian condition, we have . After taking a subsequence, we may assume that is irreducible and that is generic in .
There are 2 cases: or . When , then and the canonical probability measure on relative to is , where and are the canonical measures on relative to and , respectively. When , by the dynamical Manin-Mumford problem for on , proved in [GTZ11], is periodic under . After replacing by for some suitable , we may assume that is -invariant. Still denote by the canonical probability measure on relative to . In all cases, let be the -th projection on for . Then we have
For , set
where is the Galois closure of over in and .
Claim: converges weakly to as .
We prove the claim using Theorem 3.1. Let be the line bundle on . Then . By [Zha95], there exists a unique semipositive metric over making an isometry; denote with this metric by . We need to check the conditions (1) and (2) in Theorem 3.1. The condition (1) is trivial, since and the height of any periodic algebraic point relative to is zero. For the condition (2), let be an arbitrary proper subvariety of and fix . By consider the finitely many images of under Galois transformations, the generic condition (2) follows from Lemma 3.3. Thus the claim is true.
Let , take such that by the assumption, and write . For every and , we have
hence . Then by the definition of , we have
For any , since the function is continuous, we have
Let , by the monotone convergence theorem, we have
(4.5) |
When , it is clear that
contradicting (4.5). When , then
contradicting (4.5). Therefore, must be exceptional. We have finished the proof. ∎
Proof of Theorem 1.3 when is defined over .
Assume that is defined over , hence is defined over a number field . Suppose that the Theorem 1.3 does not hold for . Let be the -span of in , then . We can take and such that generate over . By enlarging , we may assume that . Then for every , is a linear combination of over ; then it is easy to see that there exists such that
which contradicts Theorem 1.4 since is not exceptional by the assumption. ∎
5. Some linear algebras
5.1. Pseudo linear algebra
Let be two -linear spaces. A pseudo morphism is a pair where is a linear subspace of and is an -linear map. If , we write . When , we say that is a pseudo linear function.
Denote by the set of pseudo morphisms from to . For , we define to be the pair . Then is a commutative semigroup with as the operation. We denote by the pair . We have for all . For every , we define to be the pair . We note that , which is not if . We have an natural embedding .
For and , we define their composition to be . Observe that if , then .
Fix a subset of . Denote the set of positive real numbers by , and set .
Definition 5.1.
A sequence in is said to be an -sequence if the following conditions are satisfied:
(i) for ;
(ii) for every , the set is finite.
Clearly, an infinite subsequence of an -sequence is still an -sequence.
Definition 5.2.
Let be a sequence in and be a sequence in . We say that is an upper triangle -system (resp. weak upper triangle -system) if the following conditions hold:
(i) is an -sequence;
(ii) (resp. for ;
(iii) for .
Clearly, an upper triangle -system is a weak upper triangle -system.
Lemma 5.3.
Let be a weak upper triangle -system. Then are linearly independent over .
Proof.
Since , we see that . Then we only need to show that for all , is not contained in . Otherwise, for some . Then , which contradicts to our assumption. ∎
Let be an involution (i.e. ).
Lemma 5.4.
Assume that . Let be an upper triangle -system. Then there exists a strictly increasing sequence in such that the pair is a weak upper triangle -system, where .
Proof.
It is clear that is also an -sequence. We construct recursively. Set . As , we have . Since , we have
Assume that we have constructed satisfying the conditions for weak upper triangle systems. Since is an -system and , there exists such that for all . Then for all , we have
also,
and
We conclude the proof. ∎
Corollary 5.5.
Assume that . Let be an upper triangle -system. Then .
Note that the discussion in this subsection also applies with replaced by any ordered field .
5.2. Linear algebra for multiplication
For every field of characteristic , denote by the subgroup of roots of unity in . Denote by the quotient map. Extend to a map by sending to . Here we use the notation since it is an analogy of the classical function to some extent. The embedding gives a natural embedding as multiplicative abelian groups. Write , where is as a multiplicative commutative group, hence a -module; then is the subspace of spanned by over . Write .
Let be an integral domain with . Define , which is a subsemigroup of . For every prime ideal of , the surjective projection induces a surjective morphism . In fact, we may view as a pseudo morphism
with domain .
5.3. Norms
Let be a field of characteristic . For every finite field extension over , denote by the norm map. We define a morphism by
where is any finite extension over containing . We may check that is well defined and is -linear. We also denote by its -linear extension . When the field is clear, we also write for .
5.4. Valuations
Assume that is a number field. Denote by the set of all places of . For every , denote by the -linear map given by
It is easy to check that this map is well-defined and -linear. We also denote by its restriction. For every , the set is finite.
Let be a finite subset of containing all the archimedean places. Let be the ring of -integers in . Let be the integral closure of in . For every and , we have . Write . Then is an -sequence and is an -sequence.
5.5. Complex conjugation and absolute value
Denote by the complex conjugation. Then is the fixed field of . As -vector spaces, we have an identification , where the latter is the classical one on . Using this identification, the absolute value on can be viewed as the norm sending to .
Let be an algebraically closed subfield of stable under the complex conjugation. Still denote by the restriction of the complex conjugation on . Note that is an involution. Denote by the -fixed subfield of . Then the restriction of the absolute value on is .
We shall prove the following result.
Theorem 5.6.
Assume that is an algebraically closed field of characteristic . Let be an element with . If is an endomorphism over of degree at least which is not PCF, then the -subspace in spanned by is of infinite dimension.
Take and let be the complex conjugation, then Theorem 5.6 implies Theorem 1.3 in the case that is a non-PCF map.
Remark 5.7.
Setting , then from Theorem 5.6 we get the following result:
Assume that is an algebraically closed field of characteristic . If is an endomorphism over of degree at least which is not PCF, then the -subspace in spanned by is of infinite dimension.
6. Proofs of Theorem 5.6 and Theorem 1.3
6.1. Proof of Theorem 5.6: the case
Let be an element in with id.
Denote by the set of critical points of . Since is not postcritically finite, there exists such that the (forward) orbit of is infinite. We fix this critical point . Let be the union of all (forward) orbits of periodic critical points of . Then is finite.
Pick a number field satisfying and such that and all points in are defined over .
Denote by the set of places of . Let be a finite set containing all the archimedean places, satisfying and such that for every has good reduction at . Then we have . For , set . Recall that is the exact periods of and is the multiplier of . Then for all , we have .
Denote by the completion of the algebraically closure of . Every embedding gives a bijection . Observe that for every , we have .
For every and , denote by the reduction of in the special fiber at and the reduction of . After enlarging , we may assume that where is the reduction of in
Observe that for every of exact period and any embedding , we have . Moreover the followings are equivalent:
(i) ;
(ii) there exists an embedding such that ;
(iii) there exists an embedding and , such that is periodic for and .
For , denote by the union of all orbits of periodic critical points of . Then is finite. For every , there exists a unique periodic point such that . Then there exists a unique -orbit in such that for some (then every) , there exists an embedding such that (here is the orbit of ). In particular, we have and . It follows that the set
is finite. Moreover, if and only if .
Lemma 6.1.
The set is infinite.
Proof.
By [BGKT12, Lemma 4.1], there are infinitely may , for which there exists such that . For such , we have , which concludes the proof. ∎
Lemma 6.2.
There exists a sequence in and a sequence in such that for and for . In particular, is an upper triangle -system for .
Proof.
We construct these two sequences recursively.
By Lemma 6.1, is infinite. Pick , then there exists . We have .
Assume that we have constructs and such that and the quality holds if and only if . The set is finite. Then there exists a finite set such that for all , and , we have . By Lemma 6.1, there exists . Then we have for . Pick . We have . It follows that . Then for . We conclude the proof of Lemma 6.2. ∎
Then we conclude the proof by Corollary 5.5.
6.2. Proof of Theorem 5.6: the general case
Denote by the set of critical points of . Since is not PCF, there is an which is not preperiodic. We fix this critical point . Fix a subfield of such that is finite generated, , and are defined over . Without loss of generality, we may assume that .
Take a finite generated -subalgebra of with and . After shrinking , we may assume that there exists an endomorphism over whose restriction over the generic fiber satisfies .
For every , denote by the specialization of at , and the specialization of at . Then is a critical point of . By [GX18, Lemma 3.3], there exists such that the orbit of is infinite. In particular, is not PCF. There exists a number field such that is defined over . Denote by the algebra generated by and ; we may replace by some Zariski open set of for which is still everywhere well-defined. We may view as an -scheme, and pick a point such that the orbit of is infinite. After shrinking , the Zariski closure of in is isomorphic to for a finite set of places containing all archimedean places. It corresponds to a prime ideal of .
Denote by the pseudo morphism as in Section 5. We have . Then for every and , we have . Moreover, for every , if , then there are only finitely many for which .
For every , denote by the set of with whose image is contained in the image of in . For every , is finite and nonempty. On the other hand, for every , the set of with is finite and nonempty. Moreover, if , then
Since the set of with is finite, the set
is also finite. Similarly is finite.
By Lemma 6.2, there exists in and in such that is an upper triangle -system for . For every , there exists such that the image of is contained in the Zariski closure of the image of in . We have
After removing finite terms, we may assume that for all . It follows that for . Observe that is a -sequence. It follows that is an upper triangle -system for . Since is invariant under , we conclude the proof by Corollary 5.5.
6.3. Proof of Theorem 1.3
There are two cases:
7. Proofs of the Applications
7.1. Proof of Theorem 1.10
Without loss of generality, we may assume that is of finite transcendence degree over Fix an embedding of into . We view as an endomorphism on defined over . According to [Xie22, Theorem 3.34], we may assume that all has degree at least for .
Assume first that all are not exceptional, . Corollary 1.5 implies that we can take for such that are multiplicatively independent in . After replacing by an iterate, we may assume that for , and the multipliers are still multiplicatively independent. Denote . Then is a fixed point of (smooth in the fixed locus of ) such that the eigenvalues of are nonzero and multiplicatively independent. Then the conclusion follows from [ABR11].
Assume that all are exceptional, . This case is easy, and we just refer to the proof in the first several paragraphs of [Xie22, Section 9.3].
We may assume that such that are not exceptional and are exceptional. Let . Then we have done in the case . Then an induction on will prove this corollary, as shown in the last several paragraphs of [Xie22, Section 9.3].
7.2. Proof of Theorem 1.12
Using the terminology and notations in Section 5, it is clear that and is equivalent to the following and , respectively.
for all and the -subspace of generated by for is of finite dimension over .
for all and the -subspace of generated by for is of finite dimension over .
Now we prove that are equivalent.
(1) and :
Suppose that is PCF. By [DH93], PCF maps are defined over in , except for the family of flexible Lattès maps. If is flexible Lattès, then according to [Mil06, Lemma 5.6], for all . If is defined over , then clearly for all . Thus, we always have for all .
Suppose that is false, then
By [Mil06, Corollary 3.9], cannot be a flexible Lattès map, hence is defined over , and over a number field . We use the notation and ideas in the case of Section 6.1 where . Let be a finite set containing all the archimedean places such that for every has good reduction at . For every , the reduction are still PCF and its critical orbits from those of . Then as in Section 6.1, it is easy to see that the set
is co-finite in . It is well-known that (cf. [Nar04, Theorem 3.12]). Note that for all . Then we deduce that
which implies contradicting the assumption. Thus must hold.
follows similar to the above paragraph, corresponding to the case where is the complex conjugate of Section 6.1.
(1):
Suppose that is not PCF. In particularly, is not flexible Lattès. Denote by the set of conjugacy classes such that and have the same multiplier spectrum. By [Sil98, Theorem 4.5] and , is Zariski closed in and it is defined over . By [McM87, Corollary 2.3], consists of finitely many points and possibly a curve of flexible Lattès maps. Since is not flexible Latteś, then we may assume that is defined over , hence over a number field . By the argument in Section 6.1 of the case , we have
where is a finite set containing all the archimedean places such that for every has good reduction at . After enlarging , we may assume that is invariant under every . Indeed, a small modification of the proof of Lemma 6.2 shows that there exists a sequence in and a sequence in satisfy the following conditions:
For , let be the prime number below , let be the restriction of to .
Then it is easy to see that the pair is an upper triangle -system for . By Corollary 5.5, this contradicts . Thus, must be PCF.
(1):
Assume that is not PCF. We use the notation and ideas in the case of Section 6.2 with the complex conjugate. As in the proof of Section 6.2, we get a number field and a finite set . We may assume that is invariant under every . By the argument in (1), there exists a pair satisfy the following conditions:
Then we can deduce a contradiction similar to the proof of (1), hence is PCF.
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