3.1. The lower bound principle
We assume that is a large number throughout the proof. As the case is trivial, we only consider the case in the proof.
Moreover, we note that in the rest of the paper, the explicit constants involved in estimations using or the big- notations depend on only and are uniform with
respect to . We further make the convention that an empty product is defined to be .
We follow the ideas of A. J. Harper in [Harper] and the notations of S. Kirila in [Kirila] to define for a large number depending on only,
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It follows from the above notations and Lemma 2.2 that we have for and large enough,
(3.1) |
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We denote for any real number and any ,
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We then define for any real number and any ,
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Denote for the multiplicative function given on prime powers by and define functions such that or and that only when is composed of at most primes, all from the interval . We then have
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Note that each is a short Dirichlet polynomial of length at most . By taking large enough, we notice that
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It follows that is also a short Dirichlet polynomial of length at most .
Moreover, we write for simplicity that
(3.2) |
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We note that only when , in which case we have
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Taking note also the estimation that for all integers ,
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we conclude from above discussions that for all ,
(3.3) |
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We apply the above estimations and (2.1) in (3.2) to see that for and large enough,
(3.4) |
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In the proof of Theorem 1.1, we need the following bounds concerning expressions involving with various .
Lemma 3.2.
With the notations as above, we have for and ,
(3.5) |
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We also have for and ,
(3.6) |
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Here the implied constants in (3.5) and (3.6) are absolute, and we define
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with for and for .
Proof.
As in the proof of [Gao2021-3, Lemma 3.4], we have for with ,
(3.7) |
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By taking and in (3.7), we see that when ,
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Similarly, we have
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We apply the above estimation to to see that when and , we have
(3.8) |
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The above arguments also imply that when and , then
(3.9) |
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On the other hand, when , we have that
(3.10) |
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We then set in the last expression in (3.10) to deduce that when and ,
(3.11) |
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Moreover, we set in the last expression in (3.10) to deduce that when and ,
(3.12) |
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The assertion of the lemma now follows from (3.8), (3.9), (3.11) and (3.12).
∎
Next, we state the needed lower bounds principle of W. Heap and K. Soundararajan in
[H&Sound] for our situation.
Lemma 3.3.
With notations as above. For , we have
(3.13) |
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For , we have
(3.14) |
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The implied constants in (3.13) and (3.14) depend on only.
Proof.
We assume first and apply Hölder’s inequality to see that the left side of (3.13) is
(3.15) |
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We apply the estimation in (3.5) in the last sum of (3.15) above and note that, upon applying the estimation that for , we have
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This leads to the estimation given in (3.13).
It remains to consider the case and we apply Hölder’s inequality again to see that the left side of (3.14) is
(3.16) |
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We apply the estimation in (3.6) in the last sum of (3.16) above and note that the product
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This leads to the estimation given in (3.14) and this completes the proof.
∎
It follows from the above lemma and the observation that that in order to establish Theorem 1.1, it suffices to prove the following three propositions.
Proposition 3.4.
With notations as above, we have for ,
(3.17) |
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Proposition 3.5.
With notations as above, we have for ,
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Proposition 3.6.
With notations as above, we have for ,
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We shall prove the above propositions in the rest of the paper.
3.7. Proof of Proposition 3.4
The proof follows largely the arguments in Section 5 of [MN1]. We begin by recalling a few results on the Riemann zeta function . Notice that satisfies the functional equation (see [MVa, Corollary 10.4]):
(3.18) |
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where
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Logarithmically differentiating the functional equation above implies that
(3.19) |
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Moreover, we have (see [MN1, (8)]) uniformly for and ,
(3.20) |
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Note that it follows from [Da, p. 108] that for every and all nontrivial zeros of , there exists a number satisfying such that
(3.21) |
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Note also that by differentiating the functional equation (3.18) above, we have
(3.22) |
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We deduce from this that if we denote the left side expression in (3.17) by , then
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where is the positively oriented rectangle with vertices at and , and
. Here we may choose to satisfy the conditions in (3.21). We then apply (3.4), (3.21) and the estimations
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to see that the integral is bounded by on the horizontal edges of the contour.
Next, we deduce from (3.22) and the functional equation (3.18) that
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Combining this with (3.19), we see that the integral on the right edge of the contour equals
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Also, the integral on the left edge of the contour equals
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we make a change of variable to see that , where
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We then conclude that
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We now apply (3.4), (3.20) and the bounds (see [MVa, Corollary 1.17, Theorem 6.7]) that when ,
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to see that
(3.23) |
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To evaluate , we define the Dirichlet convolution for two arithmetic functions by
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We then denote the integral given in (3.23) as a sum of three terms: and , where
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We use the notation given in (3.2) and apply Lemma 2.3 to evaluate to obtain that
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Similarly, we have
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Also,
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We now apply the estimations given in (3.3) to see that for large enough,
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Moreover, using the estimation , we see that
(3.24) |
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It follows that
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where the last estimation above follows from the bound that (see [MN1, (16)]) uniformly for and any integer ,
(3.25) |
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We apply the above estimations in the evaluations of and to see that the contributions from the error terms can be ignored. Furthermore, in the evaluation of , we see that, for a monic polynomial of degree ,
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where we denote .
Now, error term above contributes to an negligible error term since by (3.3) and (3.24), we have
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We treat the integrals in the expressions for and similarly to arrive that, for monic polynomials of degree ,
(3.26) |
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Next, we evaluate using the notation given in (3.2) to see that
(3.27) |
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To evaluate the integral above, we need the following result from [MN1, Lemma 5.2].
Lemma 3.8.
Let . We have uniformly for that
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where we write and we denote for the indicator function of the
interval , namely, if and
otherwise.
We apply Lemma 3.8 to see that the contribution from the error term in (3.27) is
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Using (3.25), we see that
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We deduce from this and (3.3) that
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We now use the ideas in the proof of [CGG, Lemma 2] to estimate
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We break up the sum into three parts. The terms with contribute as our discussions above. The terms are further divided into cases that and . Without loss of generality, we consider the case that . This implies that . We then split the sum into sums of the shape
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where . The above implies that
(3.28) |
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Moreover, the sum over ranges over an interval of length , Thus, the contribution form the corresponding terms (using , , ) is
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Lastly, we consider the contributions from the terms by noticing that in this case the estimation (3.28) is still valid. Moreover, the sum over ranges over an interval of length , Thus, the contribution form the corresponding terms is
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We then conclude from the above discussions that
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We now proceed as in [MN1, p. 3212-3213] to see that, for a monic polynomial of degree ,
(3.29) |
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To estimate the last error term in (3.29), we write and use the easily checked property that to see that it is
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Using (2.4) and the observation from (3.3) that is bounded when is supported on integers with and only for , we proceed as in [MN1, p. 3213] to see that
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We conclude from (3.26), (3.29) and the above estimation that
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We now take large enough and argue as in [MN1, p. 3214] to see that
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Lastly, we apply arguments used in [Gao2021-4, Section 4] to estimate the sums above to arrive that
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This completes the proof of the proposition.
3.10. Proof of Proposition 3.6
Again by dividing the range of into dyadic blocks and replacing by , we see that it suffices to show for large ,
(3.31) |
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We split the interval into disjoint subintervals for and define
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where
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For , we define
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Note that our definition of is slightly different from that in [Kirila], due to our definition on . However, we notice the bounds
(3.32) |
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so that it follows from the above and Lemma 2.2 that
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We then deduce from [Kirila, (4.1)] the following upper bound for , which says that for any ,
(3.33) |
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We also define the following sets:
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so that
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It follows that
(3.34) |
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We note from [Kirila, Lemma 5.5] and (2.3) that we have
(3.35) |
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We then deduce via the Cauchy-Schwarz inequality that
(3.36) |
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Similar to the proof of Proposition 3.5, we have that
(3.37) |
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Also, applying (1.3) with , we see that
(3.38) |
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We use the bounds given in (3.35), (3.37) and (3.38) in (3.36) to conclude that
(3.39) |
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The above estimation implies that it remains to consider the cases in (3.34). Without loss of generality, we may assume that here. When , we deduce from (3.33) that
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As we have when , we apply [Kirila, Lemma 5.2] to see that
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We then deduce from the description on that when ,
(3.40) |
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Note that
(3.41) |
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We shall apply Lemma 2.1 to evaluate the last sum above. As in the case for the proof of Proposition 3.4, we may only focus on the main term in the process. To facilitate our evaluation of the last sum above, we follow the treatments in [Kirila] by introducing a sequence of independent random variables such that each is uniformly distributed on the unit circle in the complex plane. We also define
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for so that is a random completely multiplicative function. We then define random models for by
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Similar to [Kirila, Lemma 5.3], we have under RH and other than a negligible error term, for and non-negative integers satisfying ,
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We now proceed as in the proof of [Kirila, Lemma 5.5] to see that, under RH and other than a negligible error term, the last sum in (3.41) is
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Similar to the evaluation done on [Kirila, p. 492], we see that
(3.42) |
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where is the modified Bessel function of the first kind.
Next, using the arguments similar to those in [Kirila, (6.3)], we have that
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We apply the bounds given in (3.32) and proceed as in [Kirila, p. 492-493] to deduce that the last expression above is
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Furthermore, we notice that
(3.43) |
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where the last estimation above follows from the observation that, upon using (3.32) and noting that , we have for any integer ,
(3.44) |
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Observe that for any positive integer ,
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It follows from this that if we denote , then we have for any positive integer ,
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We apply the above estimation to the last expression in (3.44) to deduce that
(3.45) |
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Using the bounds
(3.46) |
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we see that the last expression in (3.45) is
(3.47) |
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Notice that when , the expression above is
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where the last estimation above follows from (3.1) and (3.46). As the sum of the last term above over is convergent, we see that the contribution of these terms to the last sum of (3.43) is and may be ignored.
Now for , we apply (3.1) to see that the expression in (3.47) is
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Applying (3.46) again, we see that the sum of the last term above over is convergent so that the contribution of these terms to the last sum of (3.43) is
(3.48) |
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Lastly, for , we apply (3.1) and (3.46) one more time to see that the expression in (3.47) is
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Upon summing over , we see that the contribution of these terms to the last sum of (3.43) is
(3.49) |
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We apply the bounds (3.48) and (3.49) in (3.43) to conclude that
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We combine (3.42), (3.43) and the last estimation above to see that, via using (3.32), the last expression in (3.41) is
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Using further the estimation that , we deduce from the above that
the last expression in (3.41) is
(3.50) |
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where the last estimation above follows from (3.50) and (2.3).
As , we conclude from (3.34), (3.39), (3.40), (3.41) and (3.50) and that
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As the sum of the right side expression over converges, we see that the above estimation implies (3.31)
and this completes the proof of Proposition 3.6.
Acknowledgments. P. G. is supported in part by NSFC grant 11871082.