Set-theoretical solutions to the Hom-Yang-Baxter equation and Hom-cycle sets
Abstract.
Set-theoretic solutions to the Yang-Baxter equation have been studied extensively by means of related algebraic systems such as cycle sets and braces, dynamical versions of which have also been developed. No work focuses on set-theoretic solutions to the Hom-Yang-Baxter equation (HYBE for short). This paper investigates set-theoretic solutions to HYBE and associated algebraic system, called Hom-cycle sets. We characterize left non-degenerate involutive set-theoretic solutions to HYBE and Hom-cycle sets, and establish their relations. We discuss connections among Hom-cycle sets, cycle sets, left non-degenerate involutive set-theoretic solutions to HYBE and the Yang-Baxter equation.
Key words and phrases:
cycle set, Hom-cycle set, Hom-Yang-Baxter equation, left quasigroup, set-theoretic solution1991 Mathematics Subject Classification:
16T25, 20N02, 20N051. Introduction
Let be a vector space. A solution to the Yang-Baxter equation (YBE shortly) is a linear map such that
YBE first appeared in the work of Yang [39] and Baxter [1]. This equation is fundamental to quantum groups. It is a central task to determine all solutions to YBE. However, this is difficult to accomplish. In order to find new solutions to YBE, Drinfeld [12] in 1992 suggested considering set-theoretic solutions to YBE, that is, a map , where is a nonempty set, satisfying
(1.1) |
Etingof, Schedler and Soloviev [16], Gateva-Ivanova and Van den Bergh
[20], and Lu, Yan and Zhu [26] initially conducted
a systematic study on this subject. They studied set-theoretic
solutions with invertibility, nondegeneracy and involutivity by using
group theory. Gateva-Ivanova in [17] introduced a combinatorial approach to discuss set-theoretic solutions and she conjectured that every
square-free, non-degenerate involutive set-theoretic solution
is decomposable whenever is finite. This has been proved by Rump
in [30].
Left cycle sets were introduced by Rump [30] to study left non-degenerate involutive set-theoretic solutions to YBE. Rump showed that there is a bijective correspondence between left non-degenerate involutive set-theoretic solutions to YBE and left cycle sets, and non-degenerate solutions correspond to non-degenerate left cycle sets. He also prove that all finite left cycle sets are non-degenerate. The theory of cycle sets has been proved to be very useful in understanding the structure of solutions to YBE (see for example [2, 3, 4, 5, 7, 6, 10, 25]). This theory has been greatly developed, and inspires theory of braces [8, 18, 21, 31, 36].
Another version of YBE, dynamical quantum Yang-Baxter equation, has been studied [13, 14], which is closely related to dynamical quantum groups [15]. Their set-theoretic solution, called DYB maps, were proposed by Shibukawa in [34] and received a lot of attention (see for example [24, 28, 35, 37]). Dynamical braces and dynamical cycle sets were introduced and related to right non-degenerate unitary DYB maps [27, 32].
The Hom-Yang-Baxter equation (HYBE shortly) was introduced by Yau [40] motivated by Hom-Lie algebras, which is related to Hom-quantum groups [42]. Many researchers have devoted considerable attention to HYBE (see for example [9, 23, 29, 38, 41, 43]). However, to our knowledge, no work concentrates on set-theoretical solutions to GYBE.
The aim of this paper is to investigate left non-degenerate involutive set-theoretic solutions to HYBE, corresponding algebraic systems, called Hom-cycle sets, and their relationship.
The paper is organized as follows. In Section 2, we review some basic definitions and results, and provide a general categorical framework for the following discussion. In Section 3, we characterize left non-degenerate involutive set-theoretic solutions to HYBE. In Section 4, we introduce the notion of a Hom-cycle set, and prove that there exists a one to one correspondence between left Hom-cycle sets and left non-degenerate involutive set-theoretic solutions to HYBE. Section 5 is devoted to relationship among Hom-cycle sets, cycle sets, left non-degenerate involutive solutions to HYBE and YBE.
2. Preliminaries
Let be a nonempty set and let be a map. We will write , where and are maps from to itself for all . The pair is referred to a quadratic set in [17].
A quadratic set (or a map ) is called
-
(1)
left (respectively, right) non-degenerate if the map (respectively, ) is bijective for all ;
-
(2)
non-degenerate if is both left and right non-degenerate;
-
(3)
involutive if , the identify map;
-
(4)
a set-theoretic solution to YBE if satisfies (1.1).
Lemma 2.1.
-
(1)
A quadratic set is involutive if and only if
(2.1) (2.2) for all .
-
(2)
A quadratic set is left non-degenerate and involutive if and only if is bijective for all and
(2.3) for all .
Theorem 2.2.
[16, Proposition 1.6] A quadratic set is a set-theoretic solution to YBE if and only if
-
(1)
,
-
(2)
,
-
(3)
,
for all .
Theorem 2.3.
A quadratic set is a left non-degenerate involutive set-theoretic solution to YBE if and only if the following hold.
-
(1)
is bijective for all ;
-
(2)
;
-
(3)
for all .
Let and be quadratic sets. By a morphism from to we mean a map satisfying .
Lemma 2.4.
Given two quadratic sets and , and a map , the following are equivalent:
-
(1)
is a morphism of quadratic sets;
-
(2)
.
If and are both left non-degenerate and involutive, then both conditions above are equivalent to one of the following conditions:
-
(3)
for all ;
-
(4)
for all .
By a Hom-quadratic set we mean a triple of a nonempty set with two maps and such that . Thus a Hom-quadratic set is exactly a quadratic set with an endomorphism.
We will identify the quadratic set with the Hom-quadratic set .
Given two Hom-quadratic sets and , a map is called a morphism of Hom-quadratic sets if
Thus a morphism of Hom-quadratic sets is exactly a morphism of quadratic sets satisfying .
Corollary 2.5.
Given a quadratic set and a map , the triple is a Hom-quadratic set if and only if
A Hom-quadratic set is called left non-degenerate, non-degenerate, and involutive, respectively, if has the same properties.
Denote by and the categories of left non-degenerate involutive quadratic sets and left non-degenerate involutive Hom-quadratic sets, respectively. Then is a full subcategory of by identifying a quadratic set with a Hom-quadratic set .
By a groupoid we mean a set with a binary operation. For a groupoid , denote by the left multiplication map by defined by
By a left quasigroup we mean a groupoid such that the left multiplication maps are bijective for all (see [33, Page 9]).
It should be pointed out that the image of an endomorphism of a left quasigroup is a left quasigroup, though the image of a homomorphism from a left quasigroup to a groupoid need not to be a left quasigroup (see [33, Page 15] and [33, Corollary 1.298]).
By a left Hom-quasigroup we mean a pair of a left quasigroup with an endomorphism .
We also write a left Hom-quasigroup as to indicate the operation of left quasigroup .
We can identify a left quasigroup with the left Hom-quasigroup .
Let and be two left Hom-quasigroups. A map is called a morphism of left Hom-quasigroups if and for all .
From Lemma 2.4, we have the following lemma.
Lemma 2.6.
Let and be left non-degenerate involutive Hom-quadratic sets, and let and be left Hom-quasigroups such that for all and for all . Then a map is a morphism of Hom-quadratic sets if and only if it is a morphism of left Hom-quasigroups.
Denote by and the categories of left quasigroups and left Hom-quasigroups, respectively. Then is a full subcategory of by identifying a left quasigroup with a left Hom-quasigroup .
Given a left non-degenerate involutive Hom-quadratic set , we get a left Hom-quasigroups , denoted by , with the operation defined by for all . Then we have a functor by associating with , and a morphism in with .
Conversely, given a left Hom-quasigroup , we get a Hom-quadratic set , denoted by , with and for all . It is routine to verify that is left non-degenerate and involutive. Then we have a functor by associating with and a morphism in with .
Theorem 2.7.
The functors and are mutually inverse, and so the categories and are isomorphic.
Proof.
It is straightforward. ∎
The functor induces a functor from to and induces a functor from to . We still denote the induced functors by and , respectively. By Theorem 2.7, we have the following corollary.
Corollary 2.8.
The functors and are mutually inverse, and so the categories and are isomorphic.
Denote by the category of left non-degenerate involutive solutions to YBE. Then is a full subcategory of .
A left quasigroup is called a left cycle set if for all [30].
Denote by the category of left cycle sets. Then is a full subcategory of .
By [30, Proposition 1], the functor induces a functor from to and induces a functor from to . We still denote the induced functors by and , respectively. By Corollary 2.8, [30, Proposition 1] can be restated as follows.
Theorem 2.9.
The functors and are mutually inverse, and so the categories and are isomorphic.
A groupoid is called -bijective if the map is bijective, where [2].
Lemma 2.10.
A groupoid is -bijective if and only if there exists an operation on (called the dual operation) such that
(2.4) | |||
(2.5) |
for all . Furthermore, if conditions hold, then the operation is unique and the inverse of is given by .
Lemma 2.11.
(see [2, Lemma 2.11]) If a groupoid is -bijective, then the square map is invertible.
We will say that a groupoid with extra structure is non-degenerate if the underlying groupoid is -bijective.
Denote by the category of non-degenerate left cycle sets. Then is a full subcategory of .
Denote by the category of non-degenerate involutive solution to YBE. Then is a full subcategory of .
Theorem 2.12.
The functors and are mutually inverse, and so the categories and are isomorphic.
3. Set-theoretic solutions to the Hom-Yang-Baxter equation
The Hom-Yang-Baxter equation was proposed by Yau [40] motivated by Hom-Lie algebras.
Definition 3.1.
Given a vector space and two linear maps and , the triple is called a solution to the Hom-Yang-Baxter equation, if
-
(1)
, and
-
(2)
.
By analogy with set-theoretic solutions to YBE, we introduce set-theoretic solutions to HYBE.
Definition 3.2.
Given a nonempty set and two maps and , the triple is called a set-theoretic solution to HYBE, if
-
(1)
, and
-
(2)
.
Clearly, is a set-theoretic solution to YBE if and only if is a set-theoretic solution to HYBE.
Let be a map and a subset of . Denote by the restriction of to . When there is no ambiguity, we will write for the restriction .
By analogy with the relation between set-theoretic solutions to YBE and solutions to YBE, we have the following theorem, and the proof is immediate.
Theorem 3.3.
Let be a vector space with a basis .
-
(1)
If is a solution to HYBE such that and , then is a set-theoretic solution to HYBE.
-
(2)
Conversely, if is a set-theoretic solution to HYBE, and and are linear extensions of and , respectively, then is a solution to HYBE.
In what follows, a set-theoretic solution is simply called a solution.
Lemma 3.4.
A triple with and is a solution to HYBE if and only if the following conditions hold for all ,
-
(1)
;
-
(2)
;
-
(3)
;
-
(4)
.
Proof.
It is straightforward. ∎
Example 3.5.
A triple is a solution to HYBE if and only if . In this case, it is involutive, but neither left nor right non-degenerate.
Example 3.6.
Let be Hom-quadratic set. If is a solution to YBE, then is a solution to HYBE, and the converse holds if additionally is injective or surjective.
Example 3.7.
A triple with and arbitrary map is a non-degenerate involutive solution to HYBE, called a trivial solution.
Example 3.8.
A triple with , where are maps from to itself, is a solution to HYBE if and only if commute. Furthermore, the solution is left non-degenerate and involutive if and only if is bijective, and .
We are now in a position to characterize left non-degenerate involutive solutions to HYBE.
Theorem 3.9.
A triple with and is a left non-degenerate involutive solution to HYBE if and only if the following conditions hold for all ,
-
(1)
is bijective;
-
(2)
;
-
(3)
;
-
(4)
;
-
(5)
;
-
(6)
.
Proof.
To prove (5), using (2) we can write Lemma 3.4(3) as
It follows by Lemma 3.4(2) that
which implies that . Since is bijective and is arbitrary, we can replace by in the last equation to obtain . Thus
and so . By (2) we have
in which replacing by gives (5).
Now we prove (6). We first claim that the conditions (1) through (5) imply that
(3.1) |
Indeed, replacing by in (4), we have
Note that Lemma 3.4(2) implies that
(3.2) |
By (2), we can write 3.4(4) as
for any . It follows by (2) that
By using (3.2) and substituting and into the last equation, we obtain
Thus by (3.1), we have
Replacing by in the previous equation, we have
Noting that is an arbitrary element of , we may simply denote it by . Then the last equation can be written as
that is, , which implies
This proves (6).
() The nondegeneracy and involutivity of follows from (1) and (2) by Lemma 2.1(2). We now prove that satisfies the four conditions in Lemma 3.4.
To prove Lemma 3.4(3), replacing by and by in Lemma 3.4(2) and using (3.1) we get
It follows that
(3.3) |
Thus by Lemma 3.4(2), (3.3) and (2), we have
We now prove Lemma 3.4(4). By Lemma 3.4(2), we have
(3.4) |
And by (3.3), we have
(3.5) |
Then using (2) and (3.4) we obtain that
(3.6) |
(3.7) |
Substituting for in (5), we have , which together with (6) yields
(3.8) |
Replacing by and by in (4), respectively, we have
By (3.1) and (3.8), we get that
whence
(3.9) |
Corollary 3.10.
Let be a left non-degenerate involutive solution to HYBE. Then
-
(1)
for all ;
-
(2)
for all .
Theorem 3.11.
A triple with and is a left non-degenerate involutive solution to HYBE if and only if the following statements are true for all ,
-
(1)
is bijective;
-
(2)
;
-
(3)
;
-
(4)
;
-
(5)
.
Proof.
Example 3.12.
A triple such that is a left non-degenerate involutive solution to HYBE if and only if is bijective, and for all .
4. Hom-cycle sets
In this section, we introduce a Hom-version of cycle sets and relate them to left non-degenerate involutive solutions to HYBE.
Definition 4.1.
A left Hom-quasigroup is called a left Hom-cycle set if the following conditions are satisfied for all ,
(4.1) | |||
(4.2) | |||
(4.3) |
In what follows, left cycle sets and left Hom-cycle sets are referred to cycle sets and Hom-cycle sets.
Clearly, is a cycle set if and only if is a Hom-cycle set. Hence we will identify the cycle set with the Hom-cycle set .
Denote by the category of Hom-cycle sets, which is a full subcategory of .
Denote by the category of left non-degenerate involutive solution to HYBE, which is a full subcategory of .
Theorem 4.2.
The functors and are mutually inverse, and so the categories and are isomorphic.
Proof.
Theorem 4.3.
A left Hom-quasigroup is a Hom-cycle set if and only if the following conditions hold for all ,
(4.4) | |||
(4.5) |
Proof.
Suppose .
() By Theorem 4.2, is a left non-degenerate involutive solution to HYBE. Thus (4.4) follows from Theorem 3.11(4), and (4.5) follows from (4.2).
() By Theorem 4.2 it suffices to prove that is a left non-degenerate involutive solution to HYBE. We need to verify that satisfies (1)–(5) of Theorem 3.11. In fact, Lemma 2.1(2) and Corollary 2.5 imply that satisfies (1)–(3) in Theorem 3.11, and the conditions (4.4) and (4.5) imply that satisfies (4)–(5) in Theorem 3.11, as desired. ∎
Example 4.4.
Let be a nonempty set with a map , and let be a bijection such that . Define an operation on by for all . Then is a Hom-cycle set, which corresponds to the left non-degenerate involutive solution to HYBE defined in Example 3.8.
Example 4.5.
Let be a left Hom-quasigroup with . Then is a Hom-cycle set if and only if is a right zero, i.e., for all . In this case, corresponds to the solution defined in Example 3.12.
Example 4.6.
A trivial solution to HYBE corresponds to a right zero groupoid with an endomorphism.
Example 4.7.
Let be an Abelian group with endomorphisms and define for all . Then is a Hom-cycle set if and only if the following hold:
-
(1)
is bijective;
-
(2)
and ;
-
(3)
;
-
(4)
.
In fact, (1) is equivalent to saying that is a left quasigroup by [2, Section 4.1]; (2) is equivalent to the assertion that is an endomorphism of ; (3) and (4) are equivalent to (4.4) and (4.5), respectively.
Lemma 4.8.
Proof.
Lemma 4.9.
Proof.
Theorem 4.10.
Theorem 4.11.
A Hom-cycle set is non-degenerate if and only if the corresponding solution to HYBE is non-degenerate.
Proof.
Let be a Hom-cycle set and the corresponding solution to HYBE.
() Suppose is non-degenerate and is the dual operation defined in Lemma 2.10. Then (2.5) can be rewritten as for all . Thus for all . It follows by interchanging and that for all . Substituting the last equation into (2.5), we get
Denote by the left multiplication by with respect to the operation . Then . Noting that , by (2.4) we have
Thus is bijective, and so is non-degenerate.
Denote by the category of non-degenerate left Hom-cycle sets. Then is a full subcategory of .
Denote by the category of non-degenerate involutive solutions to HYBE. Then is a full subcategory of .
Corollary 4.12.
The functors and are mutually inverse, and so the categories and are isomorphic.
Theorem 4.13.
Let be a non-degenerate Hom-cycle set with the dual operation . Then is a non-degenerate Hom-cycle set.
Proof.
Suppose . By Theorem 4.11, is a non-degenerate involutive solution to HYBE. Replacing by in (2.4), we have , whence . Replacing by in the last equation gives , and so . Thus is a left quasigroup, and we have
whence . Hence is a left Hom-quasigroup. Suppose . By Corollary 4.12, it suffices to prove that is a non-degenerate involutive solution to HYBE. Since , we have . Replacing by in (2.5), we have . Thus
and so we have , whence . Thus . Clearly , where . Since is a non-degenerate involutive solution to HYBE, so is , as desired. ∎
Finite cycle sets and cycle sets with bijective square maps, especially square-free cycle sets, are non-degenerate [30], but Hom-cycle sets are not the case.
Example 4.14.
Let with a map such that . Define an operation on by the following multiplication table:
Then is a square-free Hom-cycle set, but not non-degenerate since .
5. Twists
Let be a left Hom-quasigroup. Define an operation on by for all . Then is a left quasigroup, and
Thus is an endomorphism of . Hence is a left Hom-quasigroup. We call the twist of , denoted by .
Using twist we can define a functor in a natural way.
A left Hom-quasigroup is called an im-cycle set if the following are satisfied:
(5.1) | |||
(5.2) |
for all .
It is clear that is an im-cycle set if and only if is a cycle set and (5.1) holds.
Theorem 5.1.
A left Hom-quasigroup is an im-cycle set if and only if its twist is a Hom-cycle set.
Proof.
Let be a left Hom-quasigroup. Then its twist is also a left Hom-quasigroup.
Corollary 5.2.
The twist of an im-cycle set is a Hom-cycle set.
Corollary 5.3.
Let be a cycle set with an endomorphism such that (5.1) holds. Then the twist of is a Hom-cycle set.
Theorem 5.4.
The twist of a Hom-cycle set is an im-cycle set.
Proof.
Theorem 5.5.
If be a non-degenerate Hom-cycle set, then its twist is non-degenerate.
Proof.
Lemma 5.6.
Let be a left Hom-quasigroup with singleton. Then its twist is a non-degenerate left Hom-quasigroup.
Proof.
Let . Then is a right zero of the left quasigroup . Let . Thus
for all . It follows . Since is bijective, so is . Hence is non-degenerate. ∎
Remark 5.7.
The following example shows that twist of a Hom-cycle set is not necessarily a Hom-cycle set.
Example 5.8.
Let be a field of characteristic , the vector space and the linear endomorphisms of defined under the natural basis by the following matrices, respectively,
Then it is easy to check that is bijective and
Define for all . Then is a cycle set by [2, Section 4.1] and is an endomorphism of satisfying for all .
Corollary 5.9.
If is a non-degenerate Hom-cycle set, then the map is bijective.
Proof.
Remark 5.10.
Let be a left non-degenerate involutive Hom-quadratic set. We call the twist of . The twist of is also a left non-degenerate involutive Hom-quadratic set.
Theorem 5.11.
Let be a left non-degenerate involutive Hom-quadratic set with the twist . Then
(5.4) |
for all . If is additionally a solution to HYBE, then
(5.5) |
for all .
Proof.
Remark 5.12.
Lemma 5.13.
Let be a left non-degenerate involutive Hom-quadratic set and be nonnegative integers such that . Then the following are equivalent.
-
(1)
;
-
(2)
for all .
Proof.
We first note that for all ,
It suffices to prove that (2) implies for all . Since , we have , and so . Thus . Consequently,
as desired. ∎
Corollary 5.14.
Let be a left non-degenerate involutive solution to HYBE. Then .
Theorem 5.15.
Let be left non-degenerate involutive Hom-quadratic set with the twist .
-
(1)
If is a solution to HYBE, then is a solution to YBE and on .
-
(2)
The twist is a solution to HYBE if and only if is a solution to YBE and on .
-
(3)
If is a solution to YBE and , then is a solution to HYBE.
Proof.
Let . Then , the twist of .
(1) Theorem 4.2 implies that is a Hom-cycle set. By Theorem 5.4, is a cycle set and (5.1) holds with respect to the operation . It follows that for all , which implies on by Lemma 5.13. By Theorem 2.9, is a solution to YBE.
(2) By Theorem 4.2, is a left non-degenerate involutive solution to HYBE if and only if is a Hom-cycle set. Equivalently, by Theorem 5.1 is a left cycle set satisfying (5.1). This is equivalent to that is a solution to YBE satisfying on by Theorem 2.9 and Lemma 5.13.
(3) follows from the sufficiency in (2). ∎
Acknowledgements
This work is supported by NSF of China (No.12171194, No.11971289).
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