Rigidity of stable Lyapunov exponents and integrability for Anosov maps
Abstract
Let be a non-invertible irreducible Anosov map on -torus. We show that if the stable bundle of is one-dimensional, then has the integrable unstable bundle, if and only if, every periodic point of admits the same Lyapunov exponent on the stable bundle with its linearization. For higher-dimensional stable bundle case, we get the same result on the assumption that is a -perturbation of a linear Anosov map with real simple Lyapunov spectrum on the stable bundle. In both cases, this implies if is topologically conjugate to its linearization, then the conjugacy is smooth on the stable bundle.
1 Introduction
Let be a -dimensional smooth closed Riemannian manifold. A diffeomorphism is Anosov if there exists a continuous -invariant splitting such that is uniformly contracting in and is uniformly expanding in . The classical Stable Manifold Theorem (e.g. [32]) shows that both and are uniquely integrable. So there are -invariant stable and unstable foliations tangent to and respectively.
The most well-known example of Anosov diffeomorphisms is a linear automorphism with all eigenvalues whose absolute values are not equal to . The induced diffeomorphism is Anosov. All known Anosov diffeomorphisms are conjugate to affine automorphisms of infra-nilmanifolds. In particular, every Anosov diffeomorphism with or must be supported on [9], and every Anosov diffeomorphism is topologically conjugate to its linearization acting on [8, 26].
In 1974, Mañé and Pugh extended the concept of Anosov diffeomorphisms to non-invertible Anosov maps.
Definition 1.1 ([25]).
A local diffeomorphism is called Anosov map, if there exists a -invariant continuous subbundle such that it is uniformly -contracting and its quotient bundle is unformly -expanding.
The set of Anosov maps on is -open in the space which consists of all -maps of with . All known Anosov maps are conjugate to affine endomorphisms of infra-nilmanifolds.
Differing from Anosov diffeomorphisms, there is a priori no -expanding subbundle for a non-invertible Anosov map because the negative orbit for a point is not unique. For instance, Przytycki [33] constructed a class of Anosov maps on torus which has infinitely many expanding directions on certain points. In fact, the set of expanding directions on a certain point in Przytycki’s example contains a curve homeomorphic to interval in the -Grassman space [33, Theorem 2.15]. In the same paper [33], Przytycki defined Anosov maps in the way of orbit space (see Definition 2.11) which allowed us to define the unstable bundle along every orbit. However, these unstable bundles are not integrable in general when project on the manifold .
We say an Anosov map has an integrable unstable bundle, if there exists a continuous -invariant splitting , such that is uniformly contracting on (stable bundle) and expanding on (unstable bundle). Here is uniquely integrable, see [33]. For example,
is an Anosov map on torus with integrable unstable bundle.
There are plenty of Anosov maps without integrable unstable bundles. Actually, Przytycki [33, Theorem 2.18] showed that any non-invertible Anosov map on any manifold with non-trivial stable bundle can be -approximated by Anosov maps without integrable unstable bundles. Moreover, for every transitive Anosov map without integrable unstable bundle, it must have a residual set in the manifold in which every point has infinitely many expanding directions ([29]).
In this paper, we give an equivalent characterization for a class of Anosov maps on -torus which has integrable unstable bundle.
Let be an Anosov map on torus, then is homotopic to a linear toral map . Here is also an Anosov map [1, Theorem 8.1.1] and is called the linearization of . A toral Anosov map is called irreducible, if its linearization has irreducible characteristic polynomial over .
Theorem 1.1.
Let be a irreducible non-invertible Anosov map with one-dimensional stable bundle. Then has integrable unstable bundle, if and only if, every periodic point of admits the same Lyapunov exponent on the stable bundle.
Remark 1.2.
In both cases, the Lyapunov exponent of on the stable bundle is equal to its linearization on the stable bundle. Moreover, the necessity only need regularity of : if a irreducible non-invertible Anosov map with has integrable unstable bundle, then every periodic point of admits the same stable Lyapunov exponent to its linearization .
In fact, an Anosov map on torus is conjugate to its linearization if and only if it admits an integrable unstable bundle [30]. A direct corollary is the following, which is an interesting example of rigidity in smooth dynamics, in the sense of “weak equivalence”(topological conjugacy) implies “strong equivalence”(smooth conjugacy).
Corollary 1.3.
Let be a irreducible non-invertible Anosov map with one-dimensional stable bundle. If is topologically conjugate to its linearization , then the conjugacy is -smooth along stable foliation.
In particular, we have the following corollary on two torus .
Corollary 1.4.
Let be a non-invertible Anosov map, then the following are equivalent:
-
•
has integrable unstable bundle;
-
•
is topologically conjugate to its linearization .
Both of them imply the conjugacy between and is -smooth along the stable foliation.
Remark 1.5.
Recently, Micena [28, Theorem 1.10] shows that for a non-invertible Anosov map with integrable unstable bundle, if it admits periodic data on the stable and unstable bundle, then is -conjugate to (also see [27, Theorem C]). Our result shows that we only need to assume admits periodic data on the unstable bundle, then it is -conjugate to .
For higher-dimensional stable bundle case, we prove a local rigidity result for linear Anosov maps on with real simple spectrum. We say a hyperbolic matrix has real simple spectrum on stable bundle, if all eigenvalues on the stable bundle are real and have mutually distinct moduli. Then admits a dominated splitting
with for .
If a map is -close to a hyperbolic with real simple spectrum on stable bundle, then is Anosov and has -Lyapunov exponents on the stable bundle:
We say has spectral rigidity on stable bundle if for every periodic point , it satisfies
Here is the eigenvalue of in the eigenspace .
Theorem 1.2.
Let be hyperbolic and irreducible with real simple spectrum on stable bundle. If is non-invertible, then for every which is -close to , has integrable unstable bundle, if and only if, it has spectral rigidity on stable bundle.
Since having integrable unstable bundle is equivalent to being topologically conjugate to , we have the following corollary.
Corollary 1.6.
Let be hyperbolic and irreducible with real simple spectrum on stable bundle. Assume is non-invertible and is -close to . If is topologically conjugate to , then the conjugacy is -smooth along stable foliation, for some .
Remark 1.7.
Here we lose the regularity of conjugacy because the weak stable bundle may only be continuous for some .
We mention that the irreducible condition is necessary for our result. Indeed,
is a non-invertible Anosov map with one-dimensional stable bundle and integrable unstable bundle, and it can be treated as a product system on . Note that one of its factor systems
is an Anosov diffeomorphism. So, we can make a smooth perturbation of which is not smooth conjugate to . Then the product map
is still an Anosov map with integrable unstable bundle, but it loses the rigidity of Lyapunov exponents on stable bundle.
We would like to give another view of Theorem 1.1 and Theorem 1.2. In [14], Gogolev and Guysinsky show that for an Anosov diffeomorphism with partially hyperbolic splitting , if has spectral rigidity on the weak stable bundle , then is integrable. See [12, 15] for higher-dimensional Anosov diffeomorphisms on . Conversely, Gan and Shi [11] proved that if is integrable, then has spectral rigidity on . See [17] for higher-dimensional Anosov diffeomorphisms on .
For a non-invertible Anosov map and every , we can see the preimage set of :
as the strongest stable manifold of . So the stable bundle of is corresponding to the weak stable bundle of the Anosov diffeomorphism . It is clear that has integrable unstable bundle implies for every , the unstable bundle of is independent of the choice of negative orbits of . So we can see the unstable bundle is jointly integrable with the strongest stable bundle, which is corresponding to the case that is integrable for the Anosov diffeomorphism . Thus we can expect the Anosov map has some rigidity on the stable bundle.
The regularity of conjugacy for Anosov diffeomorphisms under the assumption of rigidity for Lyapunov exponents of periodic points has been extensively studied by many researchers e.g. [24, 12, 15, 13]. Recently, there are elegant works about the smooth conjugacy for conservative Anosov diffeomorphisms under the assumption of rigidity for Lyapunov exponents with respect to Lebesgue measures e.g. [36, 16]. Our Corollary 1.3 and Corollary 1.6 show that we only need to assume spectral rigidity on the unstable bundle to get smooth conjugacy for non-invertible Anosov map with integrable unstable bundles, see Remark 1.5 and [28].
Finally, we would like to mention that Anosov maps on are a special class of partially hyperbolic maps on surfaces. A series of impressive results on SRB measures and statistical properties for partially hyperbolic maps on surfaces have been obtained, see [37, 6, 7]. Meanwhile, the classification of partially hyperbolic endomorphisms on up to leaf conjugacy has also been studied, see [20, 18, 19]. It will be interesting to classify all partially hyperbolic maps with integrable unstable bundle on surfaces.
Organization of this paper: In section 2, we recall some general properties of Anosov maps and give some useful properties on the assumptions of Theorem 1.1 and Theorem 1.2. In section 3, we prove the ”necessary” parts of Theorem 1.1 and Theorem 1.2 with regularity, which state that the existence of integrable unstable bundle implies the spectral rigidity on stable bundle. In section 4, on the assumption of spectral rigidity on stable bundle, we endow an affine metric on each leaf of the lifting stable foliations, which will be useful for the proof of sufficient parts of our theorems. In section 5, we prove the ”sufficient” parts of Theorem 1.1 and Theorem 1.2, which state that the rigidity of periodic stable Lyapunov spectrums implies the existence of integrable unstable bundle and we also prove Corollary 1.3 and Corollary 1.6 in this section.
Acknowledgements: S. Gan was partially supported by NSFC (11831001, 12161141002) and National Key R&D Program of China (2020YFE0204200). Y. Shi was partially supported by National Key R&D Program of China (2021YFA1001900) and NSFC (12071007, 11831001, 12090015).
2 Preliminaries
For short, an Anosov map is called special, if it has the integrable unstable bundle.
2.1 Global properties
For studying an Anosov map, one can lift it to the universal cover. In fact, Ma and Pugh proved the following proposition which allows us to observe the dynamics on the universal cover.
Proposition 2.1 ([25]).
Let be the universal cover of and be a lift of . Then is an Anosov map if and only if is an Anosov diffeomorphism.
As usual, we define the stable manifolds of the Anosov diffeomorphism , denoted by ,
(2.1) |
for all , and the unstable manifolds by iterating backward. And we define the local (un)stable manifolds with size , denoted by ,
(2.2) |
for all , where is induced by the metric on .
In the rest of this paper, we restrict the manifolds to be a -torus . Let be an Anosov map and its linearization. The following proposition exhibits the equivalent condtion of an Anosov map being conjugate with its linearization.
Proposition 2.2 ([30]).
Let be an Anosov map on torus, then is conjugate to its linearization if and only if is special.
On the other hand, from the observation of Proposition 2.1, we can expect that the liftings of and are conjugate. Let be a lift of and be the lift of induced by the same projection . It means that and . For short, we denote by if there is no confusion. The following proposition [1, Proposition 8.2.1 and Proposition 8.4.2] says that we do have a conjugacy between and .
Proposition 2.3 ([1]).
Let be an Anosov map with lifting and be its linearization. There is a unique bijection such that
-
1.
.
-
2.
and are both uniformly continuous.
-
3.
There exists such that and .
Remark 2.4.
Without losing generality, we can always assume that and .
By proposition 2.2, it is clear that is special if and only if is commutative with -action, namely,
Although in general cannot be commutative with -action, we will see it can be commutative with -action as a stable leaf conjugacy.
Notation.
Denote the stable/unstable bundles and foliations of on by , and on by , respectively.
It is clear that is a stable/unstable leaf conjugacy between and , namely,
(2.3) |
Indeed, by the topological character of stable/unstable foliations (2.1) for and , one can get (2.3), directly. Especially, we mention that and admit the Global Product Structure, namely, any two leaves and intersect transversely at a unique point in .
Proposition 2.5.
Assume that is given by Proposition 2.3. Then for every and ,
Proof.
By Proposition 2.3, let be the unique conjugacy with . Now, we iterate these two points and forward by . Note that since and are homotopic, we have , for all , and . It follows that
Let tend to infinity, the fact that is always bounded by a uniform constant is sufficient to prove .
The proof for deduces from the fact that . ∎
The following three propositions are all related to approching by ”special” -sequences which will be useful in Section 5.
Proposition 2.6.
Let be an Anosov map with linearization , and be the conjugacy between its lifting and . There exist and with as , such that for every and every satisfying
the following two inequations hold
and
Proof.
By , we have , for all . By , we have
By Proposition 2.5, one has , for every and . Hence,
That is
On the other hand, by the uniform continuity of , there exists satisfying as such that if , then . Thus,
Equivalently, for every , we have
∎
The following proposition is a corollary of Proposition 2.6. It says that although the -invariant foliation may not be commutative with -actions, it can ”almost” be commutative with -actions if maps it to an -invariant linear foliation.
Proposition 2.7.
On the assumption of Proposition 2.6 and assume that is an -invariant linear foliation and the sequence satisfies . If each leaf of the -invariant foliation is -smooth, then for every and every ,
as , where the local manifold .
Proof.
By Proposition 2.6, when ,
(2.4) |
where is Hausdorff distance. Note that is a local leaf on . Since is commutative with -actions, the set is a copy of on . Again, by Proposition 2.6, as ,
(2.5) |
Then, combining (2.4) and (2.5), one has
By the uniform continuity of , it follows that
Since is a copy of on , the set is a local leaf on . Moreover, its size tends to as . ∎
Remark 2.8.
The foliation in Proposition 2.7 can be the unstable foliation or the center foliation of , where is a lifting of an Anosov map on torus.
A foliation on is called minimal, if its every leaf is dense. It is clear that if is irreducible, then every -invariant linear foliation on is minimal (a complete proof is available in [10]). The following proposition actually says that the projection of each leaf of -invariant foliation onto is dense if maps it to an -invariant linear foliation.
Proposition 2.9.
On the assumption of Proposition 2.6 and assume that is irreducible and is an -invariant linear foliation. Let be a foliation on . Then for any ,
-
1.
There exist and , such that as .
-
2.
There exist and , such that as .
Proof.
Since is irreducible, the set is dense in . Fix , one has that the set is dense in . It follows that is dense in , since . This complete the proof for the first item.
Now, applying the first item for points and , we can take and with . Let . By Proposition 2.6, one has as . By the uniform continuity of , we get . ∎
To end this subsection, we state a proposition about the density of preimage sets for an irreducible toral endomorphism (may not be Anosov) which will be used in Section 3.
Proposition 2.10.
Let be irreducible over . It induces a torus endomorphism . Then there exists such that for every and every , the -preimage set of
is -dense in .
Proof.
Consider the -dimensional real vector space
and the lattice in . We claim that nonzero matrices in are invertible in . In fact, if , then there is a nonzero rational polynomial with deg such that . Note that and the characteristic polynomial of are coprime over , since is irreducible. So there exist such that . It follows that . So is invertible.
Fix be a compact covex symmetric subset with vol, and let
We prove that for every , the -preimage set of every is -dense in . It suffices to prove that is -dense in .
Let be the linear map defined be . The matrix of relative to the basis of is the companion matrix of . So . It follows that the compact convex symmetric set has volume
By Minkowski’s convex body theorem, it contains a nonzero matrix in . Namely, there exist and such that . Note that is invertible, so is also invertible. For , let denote the open ball with radius centered at the origin. Then
This means that is -dense in . ∎
2.2 Dominated splitting on the inverse limit space
Now we introduce the dynamics on the inverse limit space. Note that the inverse limit space has compactness which the universal cover lacks.
Firstly, we clear the definition of inverse limit space. Let be a compact metric space and be the product topological space. is compact by Tychonoff theorem and it can be metrizable by the metric
Let be the (left) shift homeomorphism by , for all . For a continuous map , the inverse limit space of is
With the metric , the inverse limit space is a closed subset of . So it is a compact metric space. It is clear that is -invariant.
Definition 2.11 ([33]).
A local diffeomorphism is called Anosov map, if there exist constants and such that, for every , there exists a hyperbolic splitting
which is -invariant
and for all the following estimates hold:
We extend the hyperbolic splitting on the inverse limit space to the dominated splitting case. We say a local diffeomorphism admits a dominated splitting
if for every , each subbundle is -invariant and there exist , such that for any and any unit vectors and ,
Let be a linear Anosov map and admits the finest (on stable bundle) dominated splitting,
(2.6) |
where , , such that
(2.7) |
where is the eigenvalue with respect to and the mininorm of restricted on . Denote by , the norm of . And denote by the stable Lyapunov exponent of the subbundle .
Notation.
We use the following notations to denote the joint bundles of which are anological for , , and the bundles and foliations of and , if they are well defined.
-
1.
, .
-
2.
, .
-
3.
, , .
Proposition 2.12.
Let induce a toral Anosov map with the finest (on stable bundle) dominated splitting satisfying (2.6) and (2.7). Then, there exists a neighborhood of such that for all and all , there exists a dominated splitting
where dim. And the bundles and are continuous with . Especially, there exist bundles defined on such that
(2.8) |
Moreover, for any and , there exists such that for every and and ,
(2.9) |
And,
(2.10) |
Proof.
We use invariant cone-fields to complete this proof. One may find more details in [2, Appendix B.1] and [5, Section 2.2 ].
Let be a dominated splitting on of and be an -invariant cone-fields contain with size . That is
for some . So, there exists a -neighborhood of such that for any and any , one has . This implies the existence of dominated splitting (see [5, Section 2.2 ]). We mention that we can make a larger perturbation as long as can be contracted into itself by finite iterations of . And let be the closure of the complement of . It is clear that is also a cone-field which is contracted by , if the preimage is given. Fix an -orbit and let
Then give a dominated splitting on the inverse limits space . Note that is independent of the choice of orbits for .
For finding out , we consider these two dominated splittings for
So, we can get the following two dominated splittings under the -perturbation,
Hence, we get . It is clear that this dominated splitting is continuous with respect to orbits. Meanwhile, only depends on . It follows that the bundle is well defined on . The previous proof also allows the control (2.9) and (2.10) for bundles of . ∎
2.3 Foliations on the universal cover
In this subsection, we always assume that admits the finest (on stable bundle) dominated splitting (see (2.6) and (2.7)). It is clear that there exists a neighborhood of such that for every , its lifting admits dominated splitting
Let be the unique conjugacy between and guaranteed by Proposition 2.3.
Let be the natural projection such that . Note that any -orbit can be approached by -orbits. Hence for every , one can get
(2.11) |
It is similar to . We refer to [29, Proposition 2.5] for more details. This projection allows us to get properties of from ones of . Especially, we have the following remarks.
Remark 2.13.
Remark 2.14.
We say is a quasi-isometric foliation on , if there exist contants such that
(2.13) |
A foliation defined on is called -periodic (equivalently, commutative with -actions), if
Similarly, a -periodic bundle on means that
Here is the translation .
Proposition 2.15.
There exists a neighborhood of such that for every and its lifting , we have the followings,
-
1.
The -invariant bundles and are uniquely integrable. Denote the integral foliations by , and ( if ). Moreover, the foliation is subfoliated by , for any .
-
2.
The strong stable bundle and strong stable foliation are both -periodic.
-
3.
The foliation is quasi-isometric. Especially, for every Anosov map on torus with one-dimensional stable bundle, the lifting of stable foliation is quasi-isometric.
-
4.
preserves the weak stable foliations. It means that , for all .
Proof.
Let be given by Remark 2.13. Consider the dominated splitting
where . By the Stable Manifold Theorem e.g. [32, Theorem 4.1 and Theorem 4.8], we have that and are always integrable. Although [32] prove it for diffeomorphism, in our case Remark 2.13 and Remark 2.14 provides the uniform continuity and domination of bundles to replace the compactness. Moreover, by Proposition 2.12 and (2.11), the bundle and foliation are -periodic.
For the integrability of , in the case of diffeomorphism, the linear Anosov system is robustly dynamically coherent (see [21, Theorem 7.6] also [34, Proposition 3.2]) and this also holds for our case by the same reason of integrability for strong stable bundles. Hence, we have that
is a foliation tangent to . So is integrable for all . We refer to [12, Lemma 6.1] for uniquely integrable property which is proved on the universal cover and also holds for non-invertible Anosov maps. It is clear that is subfoliated by for any . Moreover, and admit the Global Product Structure on .
For a small perturbation, in particular from (2.12), we have that the foliation is uniformly transverse to . By [3, Proposition 4 ], we have the quasi-isometric property for . We mention that the proof of this actually need has a uniformly transverse plane and it is uniformly continuous (see Remark 2.16).
For the case of dim, since is bounded, the unstable foliation is uniformly bounded by . Namely, there exists such that and are contained in the -neighborhoods of each other, for all . Fix such that , for all . It follows that the Hausdorff distance between and is bigger than . Since the stable foliation and the unstable foliation admit the Global Product Structure, there exists such that for any with , one has intersects exactly once and the distance between and the intersection is bigger than . Thus the one -dimensional foliation is always quasi-isometric, whether is a small perturbation or not. We refer readers to [4] for more details.
Finally, we prove that preserves the weak stable foliations. Let and we always have . Note that if and only if
By Proposition 2.3, let . One has that if and only if
(2.14) |
It implies that if and only if . Indeed, if , then there exists the unique point with . Let , note that may be zero. For big enough, one has
(2.15) |
where is given by (2.12) and
Since is quasi-isometric, there exists such that
(2.16) |
Hence by (2.15) and (2.16), one has
which contradicts with (2.14). ∎
Remark 2.16.
We state the uniform continuity of foliation as follow. For given and two constants , there exists such that for every and with , we have . Just note that, by the choice of the neighborhood , the angle is uniformly bounded by . In fact, for any Anosov map (may not be a small perturbation) with a dominated splitting along orbit, the angle between any two distinct subbundles is uniformly away from , where dim may bigger than one.
The following proposition says that the same periodic Lyapunov exponent implies it coincides with one of the linearization on the assumption that preserves the corresponding foliation.
Proposition 2.17.
Let given by Proposition 2.15. Fix and suppose that and for every . Then , for all . Especially, for every Anosov map on torus with dim, if for every , then , for all .
Proof of Proposition 2.17.
Since for all , is a constant. We claim that there exists an adapted metric on .
Claim 2.18.
For any , there exists a smooth adapted Riemannian metric on such that
Proof of Claim 2.18.
Since we have the Shadowing Lemma for Anosov maps (see [1]), it can be proved as the existence of adapted metrics for Anosov diffeomorphisms. For the convenience of readers, we prove it as follow.
Fix in advance a Riemannian metric on which induces a norm . Let
By (2.11) and the compactness of , one has and . Moreover, since is continuous with respect to , for any , there exists such that
(2.17) |
for any with .
By the Shadowing Lemma, for given , there exists such that each periodic -pseudo-orbit in can be -shadowing by a periodic orbit. Let be finite many open -balls cover . Since is transtive (also see Section 4), there exists such that for any and , can intersect within -times iteration by .
Let be the natural projection. For any and with and , there exists and such that . It follows that
is a periodic -pseudo-orbit and is -shadowing by a periodic orbit with period . Hence, there exists such that , for all .
Assume that . Fix and an adapted norm from Claim 2.18. Let be the conjugacy defined in Proposition 2.3 satisfying . We take two points such that . One has
further,
(2.19) |
where is given by , since is quasi-isometric (by Proposition 2.15). Meanwhile, since ( when dim, always holds),
(2.20) |
The formulas (2.19) and (2.20) jointly contradict with the fact
∎
For the convenience of readers, we state Journ Lemma [22] as the following proposition which will be useful in Section 4 and Section 5.
Proposition 2.19 ( [22]).
Let be a smooth manifold and be continuous transverse foliations on with uniformly -smooth leaves . Assume that is a homeomorphism and maps to . If restricted on leaves of both and is uniformly , then is -smooth.
3 Spectral rigidity on stable bundle
In this section, we prove the necessary parts of both Theorem 1.1 and Theorem 1.2. As mentioned, we can actually prove them under assumption. For convenience, we restate these as follow.
Theorem 3.1.
Let be an irreducible linear non-invertible Anosov map. Assume that admits the finest (on stable bundle) dominated splitting,
where , .
Then there exists a neighborhood of such that for every , if is special, then , for all and all . Moreover, admits the finest (on stable bundle) dominated splitting,
where dim, for all .
Moreover, when , for every -smooth non-invertible Anosov map with irreducible linearization , if is special, then , for all .
Now, we give the scheme of our proof. In this section, we always assume that satisfies the condition of Theorem 3.1. To get the spectral rigidity on stable bundle , we firstly prove that every periodic point has the same stable Lyapunov spectrum .
Proposition 3.1.
Let be an irreducible non-invertible Anosov map with a -invariant one-dimensional subbundle . If is special and there exists an -invariant foliation on tangent to , then , for all , where is the Lyapunov exponent of for corresponding the bundle .
We emphasize here that in the proof of Proposition 3.1, need not be a small perturbation of . To get that every periodic point of has the same stable Lyapunov spectrum through Proposition 3.1, we need that admits the finest (on stable bundle) dominated splitting.
Proposition 3.2.
There exists a neighborhood of such that for every , if it is special, then it admits the finest (on stable bundle) dominated splitting
where is one-dimensional and integrable, for all .
To obtain the relationship between the periodic stable Lyapunov spectrum and one of its linearization, we can use Proposition 2.17. For a special given by Proposition 3.2, let be the conjugacy between and given by Proposition 2.2. We need to prove that the conjugacy is also a leaf conjugacy between and .
Proposition 3.3.
Let given by Proposition 3.2 be special. Then , for every .
Proof of Theorem 3.1.
For one-dimensional stable bundle case, the special Anosov map admits the dominated splitting and always holds whether is a small perturbation of its linearization or not. Hence by Proposition 2.17 and Proposition 3.1, we get , for all , immediately.
For higher-dimensional stable bundle case, by Proposition 3.2, there exists a neighborhood of such that every special admits the finest (on stable bundle) dominated splitting. Thus by Proposition 3.1, every periodic point has the same stable Lyapunov spectrum. Now, combining Proposition 2.17 and Proposition 3.3, we have that , for every and every . ∎
3.1 Periodic stable Lyapunov spectrums coincide
In this subsection, we prove Proposition 3.1 and Proposition 3.2. Fix , let be a special irreducible non-invertible Anosov map with -invariant subbundle . Let be an -invariant integral foliation for . For short, we denote by , for all .
Proof of Proposition 3.1.
We assume that there exist such that , then to get a contradiction. By the assumption of the existence of different periodic stable Lyapunov exponents, the infimum and the supremum of the set satisfy . Given arbitrarily small, we can choose two periodic points of such that
Moreover, as Claim 2.18, there exists a smooth adapted Riemannian metric such that
For convenience, we can assume that are both fixed points. Otherwise we can go through the rest of this proof by using instead of , where is the minimal common period of and . Let small enough such that, for any with , we have
Fix , there exists in the -Ball and such that . Indeed, since is special, the preimage set of for is dense by Proposition 2.2 and Proposition 2.10.
Shrinking , by the local product structure, there exist such that the local unstable leaf intersects with the local stable leaf at the unique point , namely, . Note that one has , where tends to as goes to .
Therefore, we can choose a point such that . We denote by the curve in from to . Since is a -preimage of the fixed point , we can find a curve in such that
Let be the maximal positive integer such that , for all and . Let be the minimal positive integer such that .
Claim 3.4.
There exist and such that
We estimate the upper bound and the lower bound of and , respectively. Note that we can get the lower bound of by controlling the distance of and along unstable leaves directly. However, it is difficult to estimate the upper bound of under the dynamics of , while it is convient in linear systems (see Proposition 2.10). So, by Proposition 2.2, let conjugate to its linearization . We calculate the ”” and ”” of . A direct way to get Claim 3.4 is using the Hlder continuity of , but here we prove it by only uniform continuity. See Figure 1.

Proof of Claim3.4.
Let be the conjugacy between and with . For short, denote and by and , respectively. The homeomorphism maps and to be two neighborhoods of such that we can choose two su-foliation boxes of , and . Here, is fixed by , while tends to following . Thus we can shorten sligtly such that and the length .
Let be the maximal positive integer such that , for all and . Let be the minimal positive integer such that , where . It is clear that and . So, we get .
For every and , we have
Note that as small enough, we have . So, the maximal positive integer such that
holds should satisfy
On the other hand, by Proposition 2.10, there exists such that for every ,
Thus, as tending to , there exists such that,
where could be close to arbitrarily. ∎
Now, using the uniform lower bound of the time ratio of being around to reaching , we can get an exponential error between and .
Firstly, we claim that there exists such that
Indeed, by the construction of , we have , equivalently, . This implies that is just a translation of , thus . Since is uniformly continuous, by the uniform continuity for (see Remark 2.16), we have that is uniformly bounded away from .
Note that we can assume . Otherwise, by the uniform continuity of again, we can shorten the length of , meanwhile ensure that the length is independent of .
Since we have assumed that are fixed points of , then , for every . So,
And,
Consquently,
We can assume that , so that we have the second inequality. Otherwise, when , the whole estimation of is trivial.
Let is small enough such that , after that we can fix . Let tend to zero. We have , hence . This contradics the fact that . ∎
Now, we show that there exists a neighbohood of in which every special admits the finest (on stable bundle) dominated splitting. Combining with Proposition 3.1, if is special, then , for all and .
Proof of Proposition 3.2.
Since , it suffices to prove the following lemma.
Lemma 3.5.
There exists a neighborhood of such that, for every and , if is special, then it admits the following dominated splitting
and is integrable.
Proof of Lemma 3.5.
By Proposition 2.12, is well defined on . By the assumption that is special, the unstable bundle is also well defined on .
Let be a lifting of and be the conjugacy between and . As the proof of Proposition 2.15, there exists a neighborhood of such that for every , its lifting admits a dominated splitting
and is integrable. Moreover, by the forth item of Proposition 2.15, if and only if . Note that, since is special, , for every and . Thus, we have that
It means that is -periodic, hence it can descend to through (2.11). ∎
∎
3.2 The conjugacy preserves strong stable foliations
Now we prove Proposition 3.3 that is , for all , where is the conjugacy between the special and its linearization .
Proof of Proposition 3.3.
By Proposition 2.15, we already have , for every . Since , it suffices to prove the following lemma.
Lemma 3.6.
Let given by Proposition 3.2 be special. Then for every , .
Proof of Lemma 3.6.
Fix . Firstly, we prove the joint integrability of the bundle .
Claim 3.7.
The bundle is jointly integrable.
Proof of Claim 3.7.
For any , and , let , where Hol is the holonomy map along the unstable foliation . It suffices to show that .
Let be any curve homeomorphic to and laying on with endpoints . Let . Since the conjugacy maps to , the curve is a translation of . Now, by Proposition 2.10, there exists with . Moreover, we can pick curves with such that . Hence, the other endpoint of also has . Since is also a translation of , one has and . See Figure 2.

Let and . We have that and . Since , one has . It follows that is a curve laying on with endpoints and . Moreover, by the continuity of and , the curve is located in a small tubular neighborhood of , when is big enough. Hence, we have that . By the continuity of the foliation , we get and . ∎
Now, by the fact that is subfoliated by the unstable foliation which is minimal, we can get that is a linear foliation.
Claim 3.8.
is a linear foliation.
Proof of Claim 3.8.
For convenience, we prove it on the universal cover space . Let . Note that
We are going to prove that is additively closed, that is for all . Combining with the fact that is additively closed, we have that is additively closed. Hence it is a linear foliation. Note that
-
1.
, for all and .
-
2.
, for all and .
Indeed, we just need the fact that is linear and , for all and .
Since the foliation is minimal, there exist and such that . By , we have . Hence, . Let , it follows that . ∎
∎
4 Affine metric
Let belong to given by Proposition 2.15. Applying Livschitz Theorem for Anosov maps (Proposition 4.1), the spectral rigidity on the stable bundle implies that we can endow with a metric to each stable foliation such that is affine restricted on it. Especially, for the case of dim, the existence of the affine metric is just like the diffeomorphism case ([11, Lemma 3.1]) whether is a small perturbation or not. However, for the case of dim, there are something quite different: we do not a priori have foliation on for non-invertible Anosov maps. So, we will give this affine metric on the lifting . Moreover, lack of the bundle on prevents us from defining the contracting-rate function for . We overcome this by using quotient dynamics.
Proposition 4.1 (Livschitz Theorem).
Let be a closed Riemannian manifold, be a transitive Anosov map and be a Hlder continuous function. Suppose that, for every with period , . Then there exists a continuous function such that . Moreover is unique up to an additive constant and Hlder with the same exponent as .
Note that the proof of this proposition is quite similar to the Livschitz Theorem for transitive Anosov diffeomorphisms whose complete proof can be found in [23, Corollary 6.4.17 and Theorem 19.2.1]. If one need, we also refer to [33, Theorem 2.1 and Proposition 2.3 ] for the (un)stable manifolds theorem and the local product structure for Anosov maps, which are useful to prove the Anosov (exponential) closing lemma (see [23, Corollary 6.4.17 ]) and the Livschitz Theorem for Anosov maps.
We also mention that every Anosov map on torus is transitive, so that the Livschitz Theorem always holds for toral Anosov maps. If one need, we refer to [1, Theorem 6.8.1] which says that the inverse limit system of is topologically conjugate to the inverse limit system of . Combining the fact that the toral Anosov map is transitive, we get the transitivity of . We also refer to [31, Proposition 1.2 ] to get a proof for transitivity of Anosov maps on infra-nilmanifolds.
Now, using quotient dynamics, we can apply Livschitz Theorem to .
Proposition 4.2.
Let given by Proposition 2.15. Fix , if , for every , then there exists a Hlder continuous function , such that
for every . Moreover, is bounded on .
Proof.
For , since is well defined on (see Proposition 2.12), we can use Livschitz Theorem (Proposition 4.1) for function . By the assumption that for all , there exists a Hlder continuous function such that for all . The lifting of , is the function we need.
Fix . Since the strong stable bundle is always well defined on , we can define the normal bundle of in . Let be the natural projection and defined as , for all and .
Let and be certained by the return map of the periodic point with period , that is the eigenspace of the eigenvalue for . For any unit vector , let , where . One has
(4.1) |
Note that
(4.2) |
Indeed, let and be the decomposition in , one has
It follows that for all . Now, using Livschitz Theorem for log, there exists a Hlder continuous function such that
Let be the lifting of , where is the lifting of . Let be the lifting of . Denote . Thus, we have
(4.3) |
Note that is bounded and Hlder continuous on .
Now, we can endow an affine metric to each leaf of and it would be invariant under some certain holonomy maps. Let foliation be subfoliated by foliations and which admit the Global Product Structure on . We define the holonomy map of along restricted on as
for every . Let be a metric defined on each leaf of , we say is continuous, if for any , and , there exists such that
for all and with .
Proposition 4.3.
Let given by Proposition 2.15. Fix , if , for every , then there exists a continuous metric defined on each leaf of satisfying,
-
1.
There exists a constant , such that , for every and .
-
2.
, for every and .
-
3.
The holonomy maps of along restricted on are isometric under the metric .
-
4.
If is integrable, then the holonomy maps of along restricted on are isometric under the metric .
Especially, when dim, if , for every , there exists a continuous metric defined on each leaf of satisfying the first two items. Moreover, the holonomy maps of along are isometric under the metric .
Proof of Proposition 4.3.
For every and , let be a -parametrization with and . Using the same notations in Proposition 4.2, the following formula
defines the metric we need. It is clear that the metric is continuous.
Since is a bounded function defined on , say , the metric is -equivalent to . So, we get the first item. For the second one, we calculate directly. Let ,
Denote the holonomy maps of along restricted on and the holonomy maps of along restricted on by Hols and Holu, respectively.
Claim 4.4.
For any , there exists , such that, for any two curves on , and . Then, each one of the follwing conditions,
-
1.
, and .
-
2.
, and .
implies,
Proof of Claim 4.4.
Firstly, by the uniform continuity of (see Proposition 4.2), for any , there exists such that .
Then, we need control the deviation of holonomy maps. Applying [35, Theorem B ] for dominated splitting
we get that Hol is -smooth. Hence, we can assume there exists such that .
Finally, we compute by definition,
(4.5) | ||||
(4.6) |
For the second case, note that by Journ Lemma [22](see Proposition 2.19), if is integrable, then each leaf of is . Therefore, we can use the same way of [32, Theorem 7.1] to get the absolute continuity of Hol. In fact, we have the Radon-Nikodym derivative of as follow,
where . Since the distribution is Hlder continuous (Remark 2.14), by the standard distortion control techniques, there exists such that . The rest of proof is similar to (4.6), since is one-dimensional. Note that the case for Hols can also be proved by using only absolute continuity. ∎
Now, we prove that Hol is isometric under the metric by iterating backward. An analogical way can prove one for Hol by iterating forward.
If there exist and with Hol and Hol such that . Iterating these points backward, we can assume that and satisfy the conditions of Claim 4.4, for a large . Since is affine along under the metric , one has
(4.7) |
If we pick small enough in Claim 4.4, then it contradicts with (4.7). This complete the proof. ∎
5 Existence of integrable subbundles
In this section, we prove the sufficient parts of Theorem 1.1 and Theorem 1.2 under the assumption that every periodic point of has the same Lyapunov spectrum on the stable bundle ( a priori, need not equal to one of the linearization) and we restate as follow.
Theorem 5.1.
Let be an irreducible linear Anosov map. Assume that admits the finest (on stable bundle) dominated splitting,
where , .
There exists a neighborhood of such that for every -smooth , if , for all and all , then admits the finest (on stable bundle) dominated splitting,
where , . Especially, is special.
Moreover, when , for every Anosov map with linearization , if , for every , then is special.
We mention that in Theorem 5.1, can be inverse since an Anosov diffeomorphism is always a special Anosov map.
It is convenient to give the scheme of our proof. In this section we always assume that is irreducible and has the finest (on stable bundle) dominated splitting. Let given by Proposition 2.15 and be a lifting of and be the conjugacy between and .
Firstly, we show that maps every one-dimensional stable foliation to one of the linearization . Moreover, it is an isometry along each leaf of . As proved in Proposition 2.15, we already have that preserves weak stable foliations. For reducing to each single leaf, we need the following two propositions. The idea to reduce the leaf conjugacy originated from [12] (also see [15]). A main tool in [12] is the minimal property of the foliation . However, in our case, there is a priori no on . So, we cannot use the minimal property, directly. This obstruction can be overcomed by using a special -sequence described in Proposition 2.6, Proposition 2.7 and Proposition 2.9.
Again, by Proposition 2.15, we already have . We show that it is an isometry restricted on each leaf of under the metric given by Proposition 4.3. Generally, we have the following proposition.
Proposition 5.1.
The following proposition allow us to reduce the leaf conjugacy by induction.
Proposition 5.2.
Let given by Proposition 2.15. Fix , assume that and is isometric restricted on each leaf of under the metric , then .
We leave the proofs for Proposition 5.1 and Proposition 5.2 in subsection 5.1. Combining these two propositions, we can prove that preserves every one-dimensional stable foliation and in fact is an isometry restricted on each leaf of .
Corollary 5.3.
Let given by Proposition 2.15 with , for all and all . Then, for every , and is isometric along each leaf of under the metric .
Proof of Corollary 5.3.
We get the proof by induction.The beginning of the induction is (see Proposition 2.15), especially, . Then, by Proposition 2.17, the assumption that , for every implies . It allows us to define an affine metric by Proposition 4.3.
Now, by Proposition 5.1, is isometric. Thus, by Proposition 5.2, implies . Moreover, since preserves the weak stable foliation , we have
Applying the preceding methods to and , we have . Moreover, by intersecting with , we have .
Consequently, we can finish our proof by induction. ∎
Using the isometry along each leaf of single stable foliations, we also can show that all stable foliations are -periodic. Moreover, there is no deviation between and along , for all and . More precisely, we have the following two propositions.
Proposition 5.4.
Let given by Proposition 2.15. Assume that for every , and is isometric along each leaf of under the metric . Fix , if is -periodic, then so is .
Remark 5.5.
By Corollary 5.3, is interagble and denote the -invariant integral foliations by . We also denote by .
Proposition 5.6.
Let given by Proposition 2.15. Assume that for every , and is isometric along each leaf of under the metric . Then
for all , and . Especially, for every irreducible Anosov map on torus with one dimensional stable bundle, if is isometric along each leaf of under the metric then
for all and .
We leave the proofs for Proposition 5.4 and Proposition 5.6 in subsection 5.2. Now, by the previous propositions, we can prove Theorem 5.1.
Proof of Theorem 5.1.
Combining Theorem 3.1 and Corollary 5.3, we can show that, if the conjugacy between the non-invertible Anosov maps and exists, then it must be smooth along the stable foliation (see Corollary 1.3 and Corollary 1.6). We mention that it can be proved without Proposition 5.4 and Proposition 5.6.
Proof of Corollary 1.3 and Corollary 1.6.
Assume that is -smooth. Let be a conjugacy between and . By Proposition 2.2, is special. Then, by Theorem 3.1, we have the spectral rigidity on stable bundle for which is exactly the condition stated in Theorem 5.1. Moreover, admits the finest (on stable bundle) dominated splitting and the conjugacy maps each stable foliation to (see Proposition 3.3). Since the bundle is Hlder continuous (see Remark 2.14) with exponent , for some , by Proposition 4.1 and the construction of (see Proposition 4.3), the metric is -smooth along each leaf of . So, Corollary 5.3 actually shows that is -smooth along , . It follows that is -smooth along the stable foliation , by Journ Lemma [22]. In the case of dim, since each leaf of the stable foliation is -smooth, the metric is -smooth along each leaf of the stable foliation and so is . ∎
5.1 Induction of the leaf conjugacy
In this subsection, we prove Proposition 5.1 and Proposition 5.2. Let given by Proposition 2.15. Fix , assume that and for all . We show that is isometric restricted on .
Proof of Proposition 5.1.
By the existence of affine metric given by Proposition 4.3, we have that is bi-Lipschitz along . Indeed, one can just iterate any two points such that they are away an almost fixed distance, say . By the uniform continuity of and (see Remark 2.16), there exist such that for every , if then . Hence, by Proposition 4.3 we have
Similarly, we have is Lipschitz along .
It is convenient to prove that is isometric along . Thus, so is along .
By Lipschitz continuity, there exists a point differentiable and we assume . It means that, for any small enough, there exists such that
(5.1) |
for every . Fix , for every and , we denote
Claim 5.7.
There exists a sequence with , such that when ,
(5.2) |
and
(5.3) |
Proof of Claim 5.7.
Fix , we consider the point . Since is irreducible, the unstable foliation is minimal on . Thus we can choose such that . Let and . Note that and
as . The sequence is what we need. Let , we have
(5.4) |
Moreover,
Note that , then we get (5.2). See Figure 3.

Now, by the uniform continuity of and (5.4), one has
(5.5) |
as . By and , we have is jointly integrable. Thus, by the forth item of Proposition 4.3, one has
(5.6) |
Combining (5.5) and (5.6), we get
(5.7) |
On the other hand, by Proposition 2.6, we have
(5.8) |
as . Note that may not belong to . But, by Proposition 2.7,
(5.9) |
Hence, by (5.8) and (5.9), one has
(5.10) |
Consequently, according to (5.7) and (5.10), when , we get (5.3).
∎
Now, by Claim 5.7, for any and , there exists such that when , one has
(5.11) |
Moreover, let , we have , for all . Combining (5.1) and (5.11), for every and every , there exists such that
for every . It follows that is differentiable along and the derivative is the constant . Note that we can change the metric by scaling such that .
∎
Now, fix , suppose that . Note that since always preserves weak stable foliations, implies . Assume that is isometric restricted on each leaf of under the metric . We show .
Proof of Proposition 5.2.
By the assumption , the foliation is a sub-foliation of . It is clear that and give the Global Product Structure on . By Proposition 4.3, the holonomy maps of along restricted on are isometric under the metric . Combining with the assumption that is isometric, we have that the holonomy maps of along restricted on are isometric.
Assume that . It follows that there exist points and such that .
Claim 5.8.
There exist , and such that when ,
-
1.
.
-
2.
, where .
-
3.
.
Proof of Claim 5.8.
By the first item of Proposition 2.9, we can choose and such that when , .
Let and . Since , we have . See Figure 4.
Claim 5.9.
and .

Proof of Claim 5.9.
Let and given by Claim 5.8. Denote
By the proof of Claim 5.8, we actually have , and . Since the holonomy maps of along restricted on are isometric, we have . It follows that . Hence,
Since the foliation is one-dimensional, .
For the other equation,
Note that the dimension of could be more than one, but the line is parallel to the line and also the line . Hence, is parallel to and also . Thus, we have . ∎
5.2 -periodic foliations
Let given by Proposition 2.15 with , for all and . Now, we already have gotten Corollay 5.3 that is for each , and is isometric along under the metric . It follows that the holonomy maps of along restricted on are isometric under , where .
Fix , assume that is -periodic, we show that is also -periodic. Note that the assumption -periodic property for foliation implies one for .
Proof of Proposition 5.4.
Assume that there exist and , but . Note that, for every and , . Thus we have . Let . By the assumption, .
For every , we denote
We claim . Indeed, since is holonomy invariant, we have
Again, is -periodic implies that for . It follows that
Hence, . See Figure 5.

Since we already have , by the second item of Proposition 2.9, we can choose and such that . By Proposition 2.7, for a fixed size , one has
as , where is Hausdorff distance. Since and , we have that
It means that the sequence converges to .
Similarly, we can get
It follows that converges to . Moreover, since is -periodic, we have
Let , by the holonomy-invariant metric, we have
Repeating the preceding method, we can pick and such that
as . Since is quasi-isometric (Proposition 2.15), it follows that
(5.13) |
On the other hand, since there exists such that , one has
It follows that there exists such that , for all . This contradicts with (5.13). ∎
By Remark 5.5, we have that is -periodic. By Corollary 5.3, is isomtric along each leaf of . Now, we can show that there is no deviation between and along . We mention that the following proof can also apply for the case of dim without small perturbation, since is also isometric by Proposition 5.1.
Proof of Proposition 5.6.
Recall that (see Proposition 2.5). Hence, we just need focus on . For any and , let
where . Note that the metric is well defined, since the holonomy maps of along restricted on are isometric under . For proving Proposition 5.6, it suffices to show that , for all and .
Assume that there exist and such that
Claim 5.10.
For every , .
Proof of Claim 5.10 .
For every , applying the previous claim for , one has
as . Since is quasi-isometric (Proposition 2.15), it contradicts with the fact that for all and all , is bounded.
∎
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Jinpeng An
School of Mathematical Sciences, Peking University, Beijing, 100871, China
E-mail: [email protected]