Remarks on Greenberg’s conjecture for Galois representations associated to elliptic curves
Abstract.
Let be an elliptic curve and be an odd prime number at which has good ordinary reduction. Let denote the -primary Selmer group of considered over the cyclotomic -extension of . The (algebraic) -invariant of is denoted . Denote by the Galois representation on the -torsion subgroup of . Greenberg conjectured that if is reducible, then there is a rational isogeny whose degree is a power of , and such that . In this article, we study this conjecture by showing that it is satisfied provided some purely Galois theoretic conditions hold that are expressed in terms of the representation . In establishing our results, we leverage a theorem of Coates and Sujatha on the algebraic structure of the fine Selmer group. Furthermore, in the case when is irreducible, we show that our hypotheses imply that provided the classical Iwasawa -invariant vanishes for the splitting field . Some results are proven in greater generality, for ordinary Galois representations satisfying further conditions.
2020 Mathematics Subject Classification:
11R23, 11G05 (primary)1. Introduction
Iwasawa studied growth questions of class groups in certain infinite towers of number fields. Given a number field and a prime number , let denote the cyclotomic -extension of . Letting be such that , denote by the -Sylow subgroup of the class group of . Iwasawa showed that there exists such that for all ,
(1.1) |
where and . We shall refer to as the classical -invariant of . Iwasawa conjectured that for all prime numbers and all number fields . This conjecture was proved by Ferrero and Washington [FW79] for all abelian number fields.
The Iwasawa theory of Galois representations arising from motives leads to very deep questions. Let be an odd prime number and be an elliptic curve. Mazur [Maz72] initiated the Iwasawa theory of elliptic curves, and studied the algebraic structure of the Selmer group over the cyclotomic -extension of . The (algebraic) Iwasawa -invariant is defined in terms of the algebraic structure of this Selmer group, when viewed as a module over the Iwasawa algebra . When has good ordinary reduction at , these Selmer groups are known to be cotorsion as -modules, thanks to the work of Kato [K+04]. This property is especially favorable when it comes to studying the properties of the -invariant. When the -invariant vanishes, the Selmer group is cofinitely generated as a -module.
We recall a conjecture due to Greenberg [G+89, Conjecture 1.11] on the vanishing of the -invariant. Let be the -torsion subgroup, we note that as an abstract abelian group, is isomorphic to . Let
be the representation of the absolute Galois group on . The following conjecture is of paramount importance and has influenced major trends in Iwasawa theory.
Conjecture 1.1 (Greenberg).
Let be an elliptic curve and a prime number at which has good ordinary reduction.
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(1)
Suppose that the Galois representation is reducible. Then, is -isogenous to an elliptic curve such that .
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(2)
Suppose that the Galois representation is irreducible, then, .
There are examples of elliptic curves for which is reducible and for which . The first such example is due to Mazur, see [Maz72, section].
1.1. Main results
In this paper, we study Greenberg’s conjecture from a new perspective. Before discussing the main results, let us introduce some further notation. Let be the cyclotomic -extension of and set . Choose an embedding , and let be the prime of that lies above , prescribed by this embedding. Let be the prime of that lies below , and be the inertia group at . Let be a finite set of prime numbers that contains and the primes of bad reduction of , and let be the maximal algebraic extension of in which the primes are unramified. Since is assumed to be ordinary at , there is a unique -invariant line contained in , such that the inertia group at acts on via the mod- cyclotomic character. Note that the Galois group acts trivially on . At a prime of that lies above a prime in , let be the restriction of the decomposition group at . The residual Selmer group over is defined as follows
A homomorphism is -equivariant if for any ,
where is a lift of to . Let be the subgroup of consisting Selmer homomorphisms that are -equivariant.
Conjecture 1.2.
Suppose that is not a submodule of . Then, the image of in is finite.
The above is a Galois theoretic criterion expressed purely in terms of the residual representation, which as we shall see gives a different formulation of Greenberg’s conjectures. It follows from our arguments that the above condition is in fact in many situations equivalent to Greenberg’s conjecture. In establishing our result, we crucially leverage results of Coates and Sujatha on the vanishing of the -invariant of the fine Selmer group. We prove the first part of Conjecture 1.1, provided Conjecture 1.2 holds for the -isogeny class of .
Theorem 1.
Let be an elliptic curve over with good ordinary reduction at such that is reducible. Assume that the Conjecture 1.2 is true for all elliptic curves over that are isogenous to . Then, there exists an elliptic curve over that is isogenous to , such that the -invariant of is . Moreover, the isogeny has degree .
Moreover, we show that the property that vanishes can be detected precisely from the structure of the representation , see Theorem 6.4. We prove that the second part of this conjecture follows from certain additional conditions.
Theorem 2.
Let be an elliptic curve with good ordinary reduction at an odd prime and assume that
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(1)
the residual representation is irreducible; set .
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(2)
The Conjecture 1.2 holds for .
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(3)
The classical Iwasawa -invariant vanishes.
Then, the -invariant of the Greenberg Selmer group is .
The main novelty in the above results, is that the algebraic structure of the fine Selmer group plays an important role in establishing them. Indeed, the Conjecture 1.2 gives a precise criterion for the fine Selmer group and the Greenberg Selmer group to have the same -invariant. We explain this in greater detail below.
1.2. Method of proof
The results are proven by proving an explicit relationship between the Selmer group over and the fine Selmer group. This latter Selmer group is defined by imposing strict conditions at the prime above . The algebraic properties of the fine Selmer group closely resemble those of class groups, and the -invariants of these Selmer groups are always conjectured to vanish. Suppose that the Conjecture 1.2 holds for all elliptic curve that are isogenous to . Then, we show that if either is irreducible, or if is reducible and satisfies some further conditions, then the -invariant of the Greenberg Selmer group vanishes if and only if the -invariant of the fine Selmer group vanishes. We show that any elliptic curve for which is reducible is isogenous to another elliptic curve for which these additional conditions on are satisfied. The results of Coates-Sujatha [CS05] and Ferrero-Washington [FW79] together imply that the -invariant of the fine Selmer group vanishes when the residual representation is reducible (cf. Theorem 6.2). We leverage the vanishing of the -invariant of the fine Selmer group to deduce that the -invariant of vanishes, thus proving Theorem 1. The Theorem 2 is proven via a similar technique. It is shown that if is irreducible, then Greenberg’s conjecture is equivalent to a conjecture of Coates and Sujatha on the vanishing of the -invariant of the fine Selmer group (cf. Corollary 5.5). The results establishing the relationship between the Greenberg Selmer group and the fine Selmer group hold in a more general context, namely, for ordinary Galois representations (cf. Theorem 5.4).
1.3. Outlook
The methods developed in this paper should lead to interesting generalizations of Greenberg’s conjecture for ordinary Galois representations associated to modular forms and abelian varieties. Such questions have not been pursued in this paper, however would certainly be of interest to study in the future. It is of natural interest to ascertain if the statement Theorem 2 generalizes in some sense to the case of Kobayashi’s signed Selmer groups [Kob03] associated to elliptic curves with supersingular reduction at . The main difficulty here is that Kobayashi’s Selmer groups have not been defined over fields other that the rational numbers, and we work with a suitably defined primitive residual Selmer group considered over the cyclotomic -extension of .
1.4. Related work
Let us discuss related work towards Greenberg’s conjecture in the residually reducible case. Greenberg and Vatsal [GV00] showed that if is reducible and contains a -dimensional line which is -stable on which the action is via a character which is either
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(1)
unramified at and odd,
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(2)
ramified at and even,
then, . The case that remains is when the Galois representation is indecomposable of the form , where is unramified at and even. In this case, Greenberg conjectures that . The conjecture has been studied for by Hachimori in the case when (i.e., ), cf. [Hac04, Theorem 1.1]. On the other hand, Trifkovic [Tri05] constructs infinitely many examples for of elliptic curves for which is of the form described above, and such that . The case of interest falls under "type 3" under the classification in section 6.
We note here that the methods developed in this paper do not immediately generalize to elliptic curves over arbitrary number fields, since the arguments make use of the fact that there is only one prime of that lies above . For a number field in which splits into or more primes, the same reasoning no longer applies. In fact, Drinen [Dri03] proved that there are large enough number fields over which the analogue of part (1) of Greenberg’s conjecture does not hold.
1.5. Organization
Including the introduction, the article consists of 6 sections. In section 2, we introduce basic notation and conventions, introduce the Greenberg Selmer group associated with an ordinary Galois representations. These Selmer groups are modules over the Iwasawa algebra, the structure theory of such modules leads to the definition of the -invariant. When the Selmer group is cotorsion over the Iwasawa algebra, the -invariant vanishes precisely when it is cofinitely generated as a -module. We conclude section 2 by discussing the relationship between the Bloch-Kato Selmer group and the Greenberg Selmer group. It turns out that for elliptic curves , the Greenberg Selmer group coincides with the classical Selmer group for which the local conditions are defined via Kummer maps. The Greenberg Selmer groups are however more convenient to work with when employing Galois cohomological arguments.
In section 3, we introduce a Selmer group associated to the residual representation. Such Selmer groups were considered by Greenberg and Vatsal in [GV00] in studying the role of congruences between elliptic curves in Iwasawa theory. In loc. cit., certain imprimitive residual Selmer groups are defined, i.e., the local conditions at a number of primes are not imposed on these Selmer groups. It is necessary to work with such imprimitive conditions when studing the effect of congruences on the -invariant. In this article however, we only study the -invariant, and therefore work with primitive residual Selmer groups. The section ends with Proposition 3.3, which shows that the -invariant vanishes for the Greenberg Selmer group of an ordinary representation if and only if the (primitive) residual Selmer group is finite. Such a result is well known to the experts, however, we do include it for completeness.
The section 4 is devoted to the definition and basic properties of the fine Selmer group associated to a continuous Galois representation. We discuss a conjecture of Coates and Sujatha on the vanishing of the -invariant. We end section 4 by recalling a key result on the vanishing of this -invariant.
In section 5 we introduce a key assumption on the residual representation. This assumption allows us to relate the Greenberg Selmer group to the fine Selmer group. It is shown that the residual fine Selmer group is of finite index in the residual Greenberg Selmer group, provided the residual representation satisfies the additional hypothesis. It the end of this section 5, we give a proof of Theorem 2.
Finally, section 6 is devoted to the proof of Theorem 1. We give a classification of the residual representation into three types. It is shown that the -invariant is positive when the residual representation is of type 1, and is zero when it is of type 2 or 3. It is in the case when the representation is of type 3 that the results from section 5 are applied. We then recall a theorem of Schneider, which describes the difference between the -invariants of isogenous elliptic curves. We use this result, along with our classification theorem to prove Theorem 1.
Acknowledgments
The author’s research is supported by the CRM Simons postdoctoral fellowship. He thanks Jeffrey Hatey, Antonio Lei and Shaunak V. Deo for some helpful comments.
2. Notation and Preliminaries
2.1. Notation
In this section, we introduce some standard notation.
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Throughout will denote an odd prime number and a finite extension.
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Let be the field with elements.
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Denote by the valuation ring in . Let be a uniformizer of and set .
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Let be an algebraic closure of . For a subfield of , we set to denote the absolute Galois group . We make the convention that all algebraic extensions of considered are contained in .
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For each prime , set . Choose an embedding ; set to denote the induced inclusion.
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Given a finite set of prime numbers , set to be the maximal algebraic extension of in which all primes are unramified.
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Let be an extension of contained in , set .
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Let denote the -th roots of unity, and be the cyclotomic field generated by . Set to denote the union of number fields for .
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Set and be the -adic cyclotomic character.
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Denote by the unique -extension of that is contained in , this is the cyclotomic -extension of .
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Set and , note that .
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For , let be the subfield of with . Identify with .
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Given a prime of , denote by the union of completions of the finite layers at .
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Let be the unique prime of that lies above .
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The Iwasawa algebra over is the completed group algebra .
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Let be a topological generator of , setting we identify with the formal power series ring .
2.2. The Greenberg Selmer group
We recall the definition of the Greenberg Selmer group associated to an ordinary Galois representation. These Selmer groups are considered over , and were introduced in [G+89]. We follow the notation and conventions in [GV00]. Let be an integer, and be a free -module of rank , equipped with a continuous -linear action of . Choose an -basis for , and identify the group of -linear automorphisms of with . The Galois action on is encoded by a continuous Galois representation
Tensoring with , we obtain the representation on the -vector space , denoted
Set , and to denote the -dimensions of the plus and minus eigenspaces of for the action of complex conjugation. We set ; we take note of the fact that .
Assumption 2.1.
With respect to notation above, assume that
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(1)
there are finitely many prime numbers at which is ramified.
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(2)
The representation is irreducible.
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(3)
There exists a -stable -subspace of of dimension such that the action of on is unramified.
A Galois representation satisfying the conditions of [G+89, p.98] is referred to as ordinary and satisfies the above assumption. Let to be the image of in , and note that . Setting , we find that . Following [GV00, section 2], we recall the definition of the Greenberg Selmer group associated with the pair . For , set
where runs through the primes of that lie above . The set of primes of that lie above any given rational prime is finite. Denote by the inertia group of . We let be defined as follows
where is the kernel of the composite of the natural maps
The first of the above maps is the restriction map and the second map is induced by the map . The local condition at is prescribed as follows .
The Selmer group over is defined as follows
where is a finite set of prime numbers containing and all prime numbers at which is ramified. As is well known, the Selmer group defined above is independent of the choice of primes . Given a module over , set to denote its Pontryagin dual. We say that is cofinitely generated (resp. cotorsion) over if is finitely generated (resp. torsion) as a -module.
The Selmer group is cofinitely generated as a module over . Throughout we make the following assumption.
Assumption 2.2 (Cotorsion hypothesis).
The Selmer group is cofinitely generated over .
This assumption is known to hold in the main case of interest, namely for ordinary Galois representations associated with rational elliptic curves, cf. [G+89, Theorem 1.5].
2.3. The Iwasawa -invariant
Let be a cofinitely generated and cotorsion -module. We recall the definition of the Iwasawa -invariant associated to .
A map of -modules is said to be a pseudo-isomorphism if its kernel and cokernel are both finite. A polynomial is distinguished if it is a monic polynomial and all non-leading coefficients are divisible by . According to the structure theorem of -modules [Was97, Chapter 13], there is a pseudoisomorphism of the form
(2.1) |
where are positive integers and are irreducible distinguished polynomials. The invariant of is defined as follows
where we set if . From the definition of the -invariant, it is clear that if and only if is finitely generated as a -module.
Proposition 2.3.
Let be a cofinitely generated and cotorsion -module. Then, if and only if is finite.
Proof.
The result is a direct consequence of the structure theorem for -modules. We have a pseudo-isomorphism
as described in (2.1). Let denote the mod- reduction of . We identify with . The mod- reduction of the above map is a pseudo-isomorphism
where . Clearly, is a finite dimensional -vector space, and is infinite. Therefore, is finite if and only if . We note that if and only if , this proves the result. ∎
2.4. Selmer groups associated to modular forms and elliptic curves
Let be a variable in the complex upper half plane and set . We take be a normalized Hecke eigencuspform of weight . We assume that with respect to the embedding , the modular form is ordinary. This means that is a unit of . Let be the extension of generated by . We note that is a finite extension of . Let be the Galois representation associated to . Let be the underlying -dimensional -vector space on which acts by -linear automorphisms. We choose a Galois stable -lattice in , and set . As a module over , fits into a short exact sequence
The modules and are uniquely determined by the property that and , where and are unramified characters. We set and . Then the Greenberg Selmer group associated to clearly satisfies the Assumption 2.1. As is well known, in this context, the Greenberg Selmer group is pseudo-isomorphic to the Bloch-Kato Selmer group considered over (cf. [Och00, Corollary 4.3] for further details). It follows from results of Kato [K+04] that this Selmer groups are cotorsion over , i.e., Assumption 2.2 is satisfied. We note that the Selmer group depends on the choice of embedding and the choice of Galois stable -lattice .
Let us now consider Galois representations associated with elliptic curves over . Let be an elliptic curve with good ordinary reduction at , and let be its -adic Tate-module. The -divisible Galois module is identified with , the -power torsion points in . Since has ordinary reduction at , there is a unique -submodule of , where is an unramified character. The quotient is unramified. The Greenberg Selmer group associated to is then denoted . Since arises from a Hecke eigencuspform of weight , it follows from results of Kato [K+04] that is a torsion -module, i.e., the Assumption 2.2 is satisfied. In this setting, there is no ambiguity in the definition of the Selmer group, since the field of coefficients equals , and the -Galois module is prescribed to be the -adic Tate module of . The Greenberg Selmer group coincides with the classical Selmer group, where the local conditions are defined via Kummer maps. We refer to [G+89, section 2] for further details. Throughout, we shall set to denote the -invariant of the Selmer group .
If is another elliptic curve over which is -isogenous to , then, is isomorphic to as a -module, however, is not isomorphic to . It is possible that , while , cf. [RS21, section 7].
3. The residual Selmer group and the vanishing of the -invariant
3.1. The residual Selmer group
Let be a module over for which Assumption 2.1 is satisfied. Associated with is the residual Selmer group associated to the pair . Stipulate that the cotorsion Assumption 2.2 is also satisfied. Set to denote the kernel of the multiplication by endomorphism of . We denote by , and refer to the representation
as the residual representation. This is because we may identify with , and thus think of as the mod- reduction of . We let , and ; note that the vector spaces and are -modules and they fit into a short exact sequence
We now introduce the residual Selmer group associated to . For , set
where runs over all primes of that lie above . At , the local condition is defined by setting , where
the map is the mod- reduction of .
Definition 3.1.
With respect to notation above, the residual Selmer group is defined as follows
We note in passing that this Selmer group depends not only on the residual representation, but also the choice . For an elliptic curve with good ordinary reduction at , the space is identified with , and there is a unique one dimensional subspace on which the inertia group at acts via the mod- cyclotomic character. Therefore, there is no ambiguity in the definition when it is specialized to an elliptic curve with good ordinary reduction at . We now study the relationship between the residual Selmer group and the -invariant of .
Lemma 3.2.
There is a natural map
with finite kernel and cokernel.
Proof.
Recall that , consider the Kummer sequence of -modules
(3.1) |
This induces and exact sequence
(3.2) |
Let be a prime, and be a prime of that lies above . From the Kummer sequence (3.1), we obtain an exact sequence
(3.3) |
For , we let
be the product of the maps , where ranges over the primes above . Since is finitely decomposed in , it follows from (3.3) that the kernel of . Consider the commutative square
We identify (resp. ) with the image of (resp. ). Form the commutativity of the above square, we obtain a map
From the exact sequence of -modules
we obtain an exact sequence
We note that is divisible and unramified at , hence, . Since is divisible, it follows that the map
is injective, and hence is injective. The map restricts to a map
which fits into a commutative diagram
Let be the restriction of to the image of . From the snake lemma, we obtain an exact sequence
From (3.2), we know that the kernel of is finite, and hence, the kernel of is finite. We have shown that the kernel of is finite, and hence, is finite. Therefore, we find that both the kernel and cokernel of are finite, and this completes the proof. ∎
Proposition 3.3.
4. The fine Selmer group
In this section, we recall the definition of the fine Selmer group associated to . For further details, we refer to [CS05, DRS23]. We do not insist that satisfies the Assumption 2.1 in this section. Recall that is a finite set of prime numbers containing and the primes that are ramified in . Let be a number field and be the composite of with . For any prime , set , where runs over the primes of that lie above . We note that for any prime , the local condition coincides with , the difference lies at the prime . The fine Selmer group is defined as follows
Here, is the maximal extension of in which all primes are unramified. As is well known, the definition above is independent of the choice of . For further details, we refer to [SW18, Lemma 3.2]. Given an elliptic curve over a number field , and a prime number , set be the fine Selmer group associated to over .
Define the residual fine Selmer group by setting
for all prime numbers , and setting
The fine Selmer group fits into a left exact sequence
Lemma 4.1.
There is a natural map
with finite kernel and cokernel.
Proof.
The proof is similar to that of Lemma 3.2, we provide a sketch of the details. The map is induced by restricting to . It is easy to see that the image of this restriction lies in . The map fits into a natural commutative diagram depicted below
In the above diagram, the horizontal maps and are induced by restriction maps. The kernels of both vertical maps in the diagram are finite. By the same argument as in the proof of Lemma 3.2, it follows that the kernel and cokernel of are finite. ∎
Proposition 4.2.
With respect to notation above, the following conditions are equivalent.
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(1)
The -invariant of is equal to .
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(2)
The residual fine Selmer group is finite.
Proof.
At this point, it is pertinent to recall a conjecture of Coates and Sujatha on the structure of the fine Selmer group associated with an elliptic curve. For futher details, see [CS05, Conjecture A].
Conjecture 4.3 (Coates-Sujatha).
Let be an elliptic curve over a number field and be a prime above which has good reduction. Then, the fine Selmer group is cofinitely generated as a -module.
Under some additional conditions, the above conjecture is known to hold. Let be the Galois extension of generated by . In greater detail, letting be the Galois representation on the -adic Tate module of , the extension . Note that induces an inclusion of into .
Theorem 4.4 (Coates-Sujatha).
Let be an elliptic curve and an odd prime such that is a pro- extension of . Then, the following conditions are equivalent
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(1)
Conjecture 4.3 is valid, i.e., is cofinitely generated as a -module.
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(2)
The classical Iwasawa -invariant vanishes.
Proof.
The above result is [CS05, Theorem 3.4]. ∎
5. Structure of the residual Greenberg Selmer group
In this section, we prove some of the main results of the article which will be of key importance in the proof of Theorem 1. At the end of this section, we shall prove Theorem 2. We begin by proving an explicit relationship between the residual Selmer group and the residual fine Selmer group. These residual Selmer groups were introduced in the previous section.
It is necessary to introduce an assumption on the Galois action on the residual representation .
Assumption 5.1.
Assume that does not contain a non-zero -submodule of .
For Galois representations associated with elliptic curves, we characterize precisely when the above Assumption holds.
Proposition 5.2.
Let be an elliptic curve with good ordinary reduction at , and let be the Galois representation on the torsion subgroup . Thus, and . Let be an ordered basis of such that . The following assertions hold.
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(1)
Assume that is irreducible. Then, the Assumption 5.1 holds.
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(2)
Assume that is reducible and indecomposable111i.e., it is reducible but does not split into a sum of characters with respect to any basis, and with respect to the basis , takes the form
Then, the Assumption 5.1 holds.
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(3)
Assume that is reducible and with respect to the basis , takes the form
Then, the Assumption 5.1 does not hold.
Proof.
We begin with part (1). We set
Since is a -extension, it follows that is a normal subgroup of of index , where . If , then, remains irreducible when restricted to . Therefore, in this case, is not a -submodule and the Assumption 5.1 holds. Therefore, we assume that divides . Since divides , it follows that either contains , or is contained in a Borel subgroup of (cf. [Sut16, Proposition 3.1]). Since is irreducible, is not contained in a Borel subgroup. Hence, contains . Suppose that is contained in a Borel subgroup; then we find that divides . On the other hand, since contains , it follows that is divisible by . Since , it follows that divides , which is a contradiction. Therefore, is not contained in a Borel subgroup and hence, the representation is irreducible when restricted to . Therefore, does not contain any non-zero proper submodules, and this completes the proof of part (1).
For the proof of part (2) it suffices to show that remains indecomposable even after restriction to . We define a function by setting to denote the lower left entry of . It is easy to see that gives rise to a cocycle
Let denote the corresponding cohomology class. Since it is assumed that is indecomposable, it follows that is a non-zero cohomology class. In order to show that the restriction
is indecomposable, it suffices to show that the restriction of to is non-zero. From the inflation restriction sequence, the kernel of the restriction map
(5.1) |
is . Since is ramified at and is unramified at , we find that . Since is a pro- extension and the character takes values in , we find that the restriction of to is non-trivial. Therefore, and the restriction map (5.1) is injective. Hence, the restriction of to is non-zero. This proves that
is indecomposable. We therefore have shown that is not a -submodule of . This completes the proof of part (2).
The residual Selmer group is contained in ; set
We postpone the proof of the above result till the end of this section. First, we introduce some further notation. Let be the field cut out by the residual representation. In other words, is the field , the field fixed by the kernel of the residual representation . We note that is a finite Galois extension of and the Galois group is naturally isomorphic to the image of ; the representation induces an isomorphism
We observe that is the kernel of , and hence acts trivially on . Let be the cyclotomic -extension of . Let be the prime of that lies above that coincides with the choice of embedding , and denote by the inertia group at . Note that is contained in the inertia group .
We define a Selmer group associated to over . For each prime number , we define a local condition . For , set
where runs through all primes of that lies above . We note that this is a finite set of primes. At the prime , we set
where
Note that since is unramified outside , and hence, is contained in . With respect to notation above, the residual Selmer group is defined as follows
We relate the two residual Selmer groups and . We shall set . We note that is the kernel of and therefore, the Galois action of on is trivial. We identify with the group of homomorphisms . For , take to be a lift of . Take , we note that since is abelian, is independent of the choice of lift . Define an action of on , by setting
Therefore, a homomorphism in is one which is -equivariant, in the sense that
Consider the inflation-restriction sequence
(5.2) |
The restriction map
induces a map
Since is finite, is finite, and thus the kernel of this restriction map is finite.
We let be the subspace of consisting of the classes that are unramified at . Note that consists of homomorphisms
that satisfy the following conditions
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(1)
trivial when restricted to the decomposition group of any prime of that lies above a prime ,
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(2)
is contained in .
The subset consists of those classes for which .
Conjecture 5.3.
Theorem 5.4.
Proof of Theorem 5.4.
We shall set to consist of all classes that are unramified at . It is easy to see that is of finite index in . We begin by proving part (1). We have a short exact sequence
(5.3) |
Consider the commutative square
It follows from Conjecture 1.2 that the image of the composed map
is finite. Since has finite index in , it follows that the kernel of the restriction map
is finite. Therefore, we find that the image of
is finite. From the exact sequence (5.3), we deduce that is of finite index in . Therefore, is of finite index in , and the statement of part (1) follows from this.
It follows from part (1) that is finite if and only if is finite. Proposition 3.3 asserts that is finite if and only if the -invariant of is . On the other hand, Proposition 4.2 asserts that is finite if and only if the -invariant of is . Hence, the -invariant of is if and only if the -invariant of is . This proves part (2). ∎
Corollary 5.5.
Let be an elliptic curve with good ordinary reduction at an odd prime . Assume that is irreducible and Conjecture 5.3 is satisfied.. Then, the following are equivalent.
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(1)
The -invariant of vanishes, i.e., Greenberg’s conjecture holds.
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(2)
The -invariant of vanishes, i.e., the Conjecture 4.3 holds.
Proof.
Let be an elliptic curve and a prime at which has good ordinary reduction. Let
be the residual representation on . The splitting field is the field extension of which is fixed by the kernel of .
Proof of Theorem 2.
Since is irreducible, it follows from Corollary 5.5 that the -invariant of is equal to if and only if the -invariant of is equal to .
Consider the Galois representation
associated with the -adic Tate module of . The restriction of to is trivial modulo . This is because is the splitting field , and is the kernel of . Therefore, the representation identifies with a subgroup of
It is easy to see that is a pro- group.222The author is willing to provide further details in support of this claim (if the referee insists). Hence, the Galois group is a pro- group. Since it is assumed that the classical Iwasawa -invariant vanishes, it follows from Theorem 4.4 that is cofinitely generated as a -module. In other words, is a cotorsion -module whose -invariant vanishes. It is easy to see that the kernel of the natural restriction map
is cofinitely generated as a -module, and hence the -invariant of is . This completes the proof. ∎
6. Residually reducible Galois representations arising from elliptic curves and Greenberg’s conjecture
Throughout this section, we fix and elliptic curve and an odd prime at which has good ordinary reduction. Let denote the -adic Tate module of . Recall that is the mod- reduction of , which we may identify with . The module is the -dimensional -submodule which is ramified, and the quotient is unramified. The residual representation is the representation of on . We shall assume throughout this section that is reducible as a Galois module. Choose a basis of such that . Call such a basis admissible; note that for any other admissible basis , there are constants and for which
With respect to an admissible basis , the restriction of to the decomposition group at takes the form
where is an unramified character and is the mod- cyclotomic character. There are 3 possibilities for the representation . These are described below and all matrices are written with respect to an admissible basis .
- Type 1:
-
The representation is upper triangular of the form , where is odd and is even.
- Type 2:
-
The representation is upper triangular of the form , where is even and is odd.
- Type 3:
-
The representation is indecompasable and lower triangular of the form . In this context, to be indecomposable means that there is no admissible basis with respect to which is a direct sum of characters.
We note that and . Note that the Conjecture 5.3 specializes to the Conjecture 1.2.
The vanishing of the -invariant of shall be detected by the structure of the residual representation. We shall first recall a result of Schneider on isogenies between elliptic curves.
Given a finite Galois stable submodule of , set ; set
We note that since is assumed to be odd, the above definition coincides with that of [Dri02, Definition 2.1]. In particular, it is easy to see that the quantities from loc. cit. are trivial.
Theorem 6.1 (Schneider).
Let and be elliptic curves with good ordinary reduction at and an isogeny with kernel . then the difference between -invariants is given by
In particular, it follows that .
We recall a result of Coates and Sujatha which will be of key importance in the proof of Greenberg’s conjecture in the residually reducible case.
Theorem 6.2 (Coates and Sujatha).
Let be an elliptic curve over such that is a reducible Galois representation. Then, the -invariant of the fine Selmer group is equal to .
Proof.
We write with respect to some basis of . Let be the abelian extension of generated by and . Let be the extension generated by the -primary torsion points of . In other words, is the field extension of which is fixed by the kernel of . Let be the subgroup of consisting of all matrices for which the mod- reduction is a unipotent lower triangular matrix . Via , the Galois group is identified with a subgroup of . Since is a pro- group, so is the Galois group . Recall that by the celebrated result of Ferrero and Washington [FW79], the classical Iwasawa -invariant vanishes, since is an abelian extension of . It then follows from Theorem 4.4 that is cofinitely generated as a -module. The kernel of the restriction map
is contained in , where . Since has order prime to , it follows that this cohomology group vanishes. Therefore, is cofinitely generated as a -module. In particular, the -invariant of is . ∎
Theorem 6.3.
Proof.
Assuming that Conjecture 1.2 holds for the isogeny class of , we have a complete description for the condition based purely on the residual representation .
Theorem 6.4 ( condition).
Let be an elliptic curve and an odd prime at which has good ordinary reduction. Assume that the Conjecture 1.2 holds for all elliptic curves that are defined over and are -isogenous to . Then, if and only if is of type 2 or 3. Equivalently, if and only if it is of type 1.
Proof.
First, we consider the case when is of type . Note that since the representation is upper triangular, is a -submodule of . Since is odd, . Then, we find that , and it follows from Theorem 6.1 (or [Dri02, Theorem 2.1]) that .
Next, we consider type representations. Greenberg and Vatsal [GV00] showed that if contains a -dimensional -stable subspace which is ramified at and even or unramified at and odd, then, . In this case, is a subspace which is -stable, ramified at and even, and therefore, their result applies to show that .
Finally, consider the type representations. Note that is unramified at . Thus, if is odd, then the aforementioned result of Greenberg and Vatsal applies to show that . For type representations for which is even however, it was expected that should hold, however, not proved. We complete the proof by noting that Proposition 5.2 implies that when is of type , the Assumption 5.1 holds. Then it follows from Theorem 6.3 that . ∎
We now give the proof of our main theorem.
Proof of Theorem 1.
If , then the result is vacuously true, setting . Therefore, assume without loss of generality that . Thus, it follows from Theorem 6.4 that is of type 1, i.e., is an odd -submodule of . In this case, setting , we observe that (see the first paragraph in the proof of Theorem 6.4). We set . It follows from Theorem 6.1 that
In this way, we obtain a sequence of elliptic curves over along with isogenies such that . Set and consider the composite isogeny
We find that . This completes the proof. ∎
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