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Remarks on Greenberg’s conjecture for Galois representations associated to elliptic curves

Anwesh Ray Centre de recherches mathématiques, Université de Montréal, Pavillon André-Aisenstadt, 2920 Chemin de la tour, Montréal (Québec) H3T 1J4, Canada [email protected]
Abstract.

Let E/E_{/\mathbb{Q}} be an elliptic curve and pp be an odd prime number at which EE has good ordinary reduction. Let Selp(,E)\operatorname{Sel}_{p^{\infty}}(\mathbb{Q}_{\infty},E) denote the pp-primary Selmer group of EE considered over the cyclotomic p\mathbb{Z}_{p}-extension of \mathbb{Q}. The (algebraic) μ\mu-invariant of Selp(,E)\operatorname{Sel}_{p^{\infty}}(\mathbb{Q}_{\infty},E) is denoted μp(E)\mu_{p}(E). Denote by ρ¯E,p:Gal(¯/)GL2(/p)\bar{\rho}_{E,p}\mathrel{\mathop{\mathchar 58\relax}}\operatorname{Gal}(\bar{\mathbb{Q}}/\mathbb{Q})\rightarrow\operatorname{GL}_{2}(\mathbb{Z}/p\mathbb{Z}) the Galois representation on the pp-torsion subgroup of E(¯)E(\bar{\mathbb{Q}}). Greenberg conjectured that if ρ¯E,p\bar{\rho}_{E,p} is reducible, then there is a rational isogeny EEE\rightarrow E^{\prime} whose degree is a power of pp, and such that μp(E)=0\mu_{p}(E^{\prime})=0. In this article, we study this conjecture by showing that it is satisfied provided some purely Galois theoretic conditions hold that are expressed in terms of the representation ρ¯E,p\bar{\rho}_{E,p}. In establishing our results, we leverage a theorem of Coates and Sujatha on the algebraic structure of the fine Selmer group. Furthermore, in the case when ρ¯E,p\bar{\rho}_{E,p} is irreducible, we show that our hypotheses imply that μp(E)=0\mu_{p}(E)=0 provided the classical Iwasawa μ\mu-invariant vanishes for the splitting field (E[p]):=¯kerρ¯E,p\mathbb{Q}(E[p])\mathrel{\mathop{\mathchar 58\relax}}=\bar{\mathbb{Q}}^{\operatorname{ker}\bar{\rho}_{E,p}}. Some results are proven in greater generality, for ordinary Galois representations satisfying further conditions.

2020 Mathematics Subject Classification:
11R23, 11G05 (primary)

1. Introduction

Iwasawa studied growth questions of class groups in certain infinite towers of number fields. Given a number field FF and a prime number pp, let FF_{\infty} denote the cyclotomic p\mathbb{Z}_{p}-extension of FF. Letting FnFcycF_{n}\subset F_{\operatorname{cyc}} be such that [Fn:F]=pn[F_{n}\mathrel{\mathop{\mathchar 58\relax}}F]=p^{n}, denote by Clp(Fn)\operatorname{Cl}_{p}(F_{n}) the pp-Sylow subgroup of the class group of FnF_{n}. Iwasawa showed that there exists n00n_{0}\in\mathbb{Z}_{\geq 0} such that for all nn0n\geq n_{0},

(1.1) |Clp(Fn)|=p(pnμp(F)+λp(F)n+νp(F)),|\operatorname{Cl}_{p}(F_{n})|=p^{\left(p^{n}\mu_{p}(F)+\lambda_{p}(F)n+\nu_{p}(F)\right)},

where μp(F),λp(F)0\mu_{p}(F),\lambda_{p}(F)\in\mathbb{Z}_{\geq 0} and νp(F)\nu_{p}(F)\in\mathbb{Z}. We shall refer to μp(F)\mu_{p}(F) as the classical μ\mu-invariant of FF. Iwasawa conjectured that μp(F)=0\mu_{p}(F)=0 for all prime numbers pp and all number fields FF. This conjecture was proved by Ferrero and Washington [FW79] for all abelian number fields.

The Iwasawa theory of Galois representations arising from motives leads to very deep questions. Let pp be an odd prime number and E/E_{/\mathbb{Q}} be an elliptic curve. Mazur [Maz72] initiated the Iwasawa theory of elliptic curves, and studied the algebraic structure of the Selmer group over the cyclotomic p\mathbb{Z}_{p}-extension of \mathbb{Q}. The (algebraic) Iwasawa μ\mu-invariant μp(E)\mu_{p}(E) is defined in terms of the algebraic structure of this Selmer group, when viewed as a module over the Iwasawa algebra Λ\Lambda. When EE has good ordinary reduction at pp, these Selmer groups are known to be cotorsion as Λ\Lambda-modules, thanks to the work of Kato [K+04]. This property is especially favorable when it comes to studying the properties of the μ\mu-invariant. When the μ\mu-invariant vanishes, the Selmer group is cofinitely generated as a p\mathbb{Z}_{p}-module.

We recall a conjecture due to Greenberg [G+89, Conjecture 1.11] on the vanishing of the μ\mu-invariant. Let E[p]E(¯)E[p]\subset E(\bar{\mathbb{Q}}) be the pp-torsion subgroup, we note that as an abstract abelian group, E[p]E[p] is isomorphic to (/p)2(\mathbb{Z}/p\mathbb{Z})^{2}. Let

ρ¯E,p:Gal(¯/)GL2(/p)\bar{\rho}_{E,p}\mathrel{\mathop{\mathchar 58\relax}}\operatorname{Gal}(\bar{\mathbb{Q}}/\mathbb{Q})\rightarrow\operatorname{GL}_{2}(\mathbb{Z}/p\mathbb{Z})

be the representation of the absolute Galois group on E[p]E[p]. The following conjecture is of paramount importance and has influenced major trends in Iwasawa theory.

Conjecture 1.1 (Greenberg).

Let E/E_{/\mathbb{Q}} be an elliptic curve and pp a prime number at which EE has good ordinary reduction.

  1. (1)

    Suppose that the Galois representation ρ¯E,p\bar{\rho}_{E,p} is reducible. Then, EE is \mathbb{Q}-isogenous to an elliptic curve EE^{\prime} such that μp(E)=0\mu_{p}(E^{\prime})=0.

  2. (2)

    Suppose that the Galois representation ρ¯E,p\bar{\rho}_{E,p} is irreducible, then, μp(E)=0\mu_{p}(E)=0.

There are examples of elliptic curves E/E_{/\mathbb{Q}} for which ρ¯E,p\bar{\rho}_{E,p} is reducible and for which μp(E)>0\mu_{p}(E)>0. The first such example is due to Mazur, see [Maz72, section].

1.1. Main results

In this paper, we study Greenberg’s conjecture from a new perspective. Before discussing the main results, let us introduce some further notation. Let LL_{\infty} be the cyclotomic p\mathbb{Z}_{p}-extension of L:=(E[p])L\mathrel{\mathop{\mathchar 58\relax}}=\mathbb{Q}(E[p]) and set G:=Gal(L/)G\mathrel{\mathop{\mathchar 58\relax}}=\operatorname{Gal}(L_{\infty}/\mathbb{Q}_{\infty}). Choose an embedding ιp:¯¯p\iota_{p}\mathrel{\mathop{\mathchar 58\relax}}\bar{\mathbb{Q}}\hookrightarrow\bar{\mathbb{Q}}_{p}, and let β~\tilde{\beta} be the prime of ¯\bar{\mathbb{Q}} that lies above pp, prescribed by this embedding. Let β\beta be the prime of LL_{\infty} that lies below β~\tilde{\beta}, and IβI_{\beta} be the inertia group at β\beta. Let Σ\Sigma be a finite set of prime numbers that contains pp and the primes of bad reduction of EE, and let Σ\mathbb{Q}_{\Sigma} be the maximal algebraic extension of \mathbb{Q} in which the primes Σ\ell\notin\Sigma are unramified. Since EE is assumed to be ordinary at pp, there is a unique Gp\operatorname{G}_{p}-invariant line C¯\bar{C} contained in E[p]E[p], such that the inertia group at pp acts on C¯\bar{C} via the mod-pp cyclotomic character. Note that the Galois group Gal(Σ/L)\operatorname{Gal}(\mathbb{Q}_{\Sigma}/L_{\infty}) acts trivially on E[p]E[p]. At a prime η\eta of LL_{\infty} that lies above a prime in Σ\Sigma, let fηf_{\eta} be the restriction of ff the decomposition group at η\eta. The residual Selmer group over LL_{\infty} is defined as follows

Sel(L,E[p]):={fHom(Gal(Σ/L),E[p])fη=0 for all primes η that lie above a prime of Σ, and f(Iβ)C¯}.\begin{split}\operatorname{Sel}(L_{\infty},E[p])\mathrel{\mathop{\mathchar 58\relax}}=&\{f\in\mathrm{Hom}\left(\operatorname{Gal}(\mathbb{Q}_{\Sigma}/L_{\infty}),E[p]\right)\mid\\ &f_{\eta}=0\text{ for all primes }\eta\nmid\ell\text{ that lie above a prime of }\Sigma,\\ &\text{ and }f(I_{\beta})\subseteq\bar{C}\}.\end{split}

A homomorphism fHom(Gal(Σ/L),E[p])f\in\mathrm{Hom}\left(\operatorname{Gal}(\mathbb{Q}_{\Sigma}/L_{\infty}),E[p]\right) is GG-equivariant if for any gGg\in G,

f(g~xg~1)=gf(x),f(\tilde{g}x\tilde{g}^{-1})=gf(x),

where g~\tilde{g} is a lift of gg to Gal(Σ/)\operatorname{Gal}(\mathbb{Q}_{\Sigma}/\mathbb{Q}_{\infty}). Let Sel(L,E[p])G\operatorname{Sel}(L_{\infty},E[p])^{G} be the subgroup of Sel(L,E[p])\operatorname{Sel}(L_{\infty},E[p]) consisting Selmer homomorphisms that are GG-equivariant.

Conjecture 1.2.

Suppose that C¯\bar{C} is not a Gal(Σ/)\operatorname{Gal}(\mathbb{Q}_{\Sigma}/\mathbb{Q}_{\infty}) submodule of E[p]E[p]. Then, the image of Sel(L,E[p])G\operatorname{Sel}(L_{\infty},E[p])^{G} in Hom(Iβ,C¯)\mathrm{Hom}(I_{\beta},\bar{C}) is finite.

The above is a Galois theoretic criterion expressed purely in terms of the residual representation, which as we shall see gives a different formulation of Greenberg’s conjectures. It follows from our arguments that the above condition is in fact in many situations equivalent to Greenberg’s conjecture. In establishing our result, we crucially leverage results of Coates and Sujatha on the vanishing of the μ\mu-invariant of the fine Selmer group. We prove the first part of Conjecture 1.1, provided Conjecture 1.2 holds for the \mathbb{Q}-isogeny class of EE.

Theorem 1.

Let EE be an elliptic curve over \mathbb{Q} with good ordinary reduction at pp such that E[p]E[p] is reducible. Assume that the Conjecture 1.2 is true for all elliptic curves over \mathbb{Q} that are isogenous to EE. Then, there exists an elliptic curve EE^{\prime} over \mathbb{Q} that is isogenous to EE, such that the μ\mu-invariant of Selp(,E)\operatorname{Sel}_{p^{\infty}}(\mathbb{Q}_{\infty},E^{\prime}) is 0. Moreover, the isogeny EEE\rightarrow E^{\prime} has degree pμp(E)p^{\mu_{p}(E)}.

Moreover, we show that the property that μp(E)\mu_{p}(E) vanishes can be detected precisely from the structure of the representation ρ¯E,p\bar{\rho}_{E,p}, see Theorem 6.4. We prove that the second part of this conjecture follows from certain additional conditions.

Theorem 2.

Let E/E_{/\mathbb{Q}} be an elliptic curve with good ordinary reduction at an odd prime pp and assume that

  1. (1)

    the residual representation ρ¯E,p\bar{\rho}_{E,p} is irreducible; set L:=(E[p])L\mathrel{\mathop{\mathchar 58\relax}}=\mathbb{Q}(E[p]).

  2. (2)

    The Conjecture 1.2 holds for EE.

  3. (3)

    The classical Iwasawa μ\mu-invariant μp(L)\mu_{p}(L) vanishes.

Then, the μ\mu-invariant of the Greenberg Selmer group Selp(,E)\operatorname{Sel}_{p^{\infty}}(\mathbb{Q}_{\infty},E) is 0.

The main novelty in the above results, is that the algebraic structure of the fine Selmer group plays an important role in establishing them. Indeed, the Conjecture 1.2 gives a precise criterion for the fine Selmer group and the Greenberg Selmer group to have the same μ\mu-invariant. We explain this in greater detail below.

1.2. Method of proof

The results are proven by proving an explicit relationship between the Selmer group over \mathbb{Q}_{\infty} and the fine Selmer group. This latter Selmer group is defined by imposing strict conditions at the prime above pp. The algebraic properties of the fine Selmer group closely resemble those of class groups, and the μ\mu-invariants of these Selmer groups are always conjectured to vanish. Suppose that the Conjecture 1.2 holds for all elliptic curve that are isogenous to EE. Then, we show that if either ρ¯E,p\bar{\rho}_{E,p} is irreducible, or if ρ¯E,p\bar{\rho}_{E,p} is reducible and satisfies some further conditions, then the μ\mu-invariant of the Greenberg Selmer group vanishes if and only if the μ\mu-invariant of the fine Selmer group vanishes. We show that any elliptic curve EE for which ρ¯E,p\bar{\rho}_{E,p} is reducible is isogenous to another elliptic curve EE^{\prime} for which these additional conditions on ρ¯E,p\bar{\rho}_{E^{\prime},p} are satisfied. The results of Coates-Sujatha [CS05] and Ferrero-Washington [FW79] together imply that the μ\mu-invariant of the fine Selmer group vanishes when the residual representation is reducible (cf. Theorem 6.2). We leverage the vanishing of the μ\mu-invariant of the fine Selmer group to deduce that the μ\mu-invariant of EE^{\prime} vanishes, thus proving Theorem 1. The Theorem 2 is proven via a similar technique. It is shown that if ρ¯E,p\bar{\rho}_{E,p} is irreducible, then Greenberg’s conjecture is equivalent to a conjecture of Coates and Sujatha on the vanishing of the μ\mu-invariant of the fine Selmer group (cf. Corollary 5.5). The results establishing the relationship between the Greenberg Selmer group and the fine Selmer group hold in a more general context, namely, for ordinary Galois representations (cf. Theorem 5.4).

1.3. Outlook

The methods developed in this paper should lead to interesting generalizations of Greenberg’s conjecture for ordinary Galois representations associated to modular forms and abelian varieties. Such questions have not been pursued in this paper, however would certainly be of interest to study in the future. It is of natural interest to ascertain if the statement Theorem 2 generalizes in some sense to the case of Kobayashi’s signed Selmer groups [Kob03] associated to elliptic curves with supersingular reduction at pp. The main difficulty here is that Kobayashi’s Selmer groups have not been defined over fields other that the rational numbers, and we work with a suitably defined primitive residual Selmer group considered over the cyclotomic p\mathbb{Z}_{p}-extension of LL.

1.4. Related work

Let us discuss related work towards Greenberg’s conjecture in the residually reducible case. Greenberg and Vatsal [GV00] showed that if ρ¯E,p\bar{\rho}_{E,p} is reducible and E[p]E[p] contains a 11-dimensional line which is G\operatorname{G}_{\mathbb{Q}}-stable on which the action is via a character which is either

  1. (1)

    unramified at pp and odd,

  2. (2)

    ramified at pp and even,

then, μp(E)=0\mu_{p}(E)=0. The case that remains is when the Galois representation ρ¯E,p\bar{\rho}_{E,p} is indecomposable of the form (φ10φ2)\left({\begin{array}[]{cc}\varphi_{1}&0\\ \ast&\varphi_{2}\\ \end{array}}\right), where φ2\varphi_{2} is unramified at pp and even. In this case, Greenberg conjectures that μp(E)=0\mu_{p}(E)=0. The conjecture has been studied for p=3p=3 by Hachimori in the case when E()[3]0E(\mathbb{Q})[3]\neq 0 (i.e., φ2=1\varphi_{2}=1), cf. [Hac04, Theorem 1.1]. On the other hand, Trifkovic [Tri05] constructs infinitely many examples for p=3,5p=3,5 of elliptic curves E/E_{/\mathbb{Q}} for which ρ¯E,p\bar{\rho}_{E,p} is of the form (φ10φ2)\left({\begin{array}[]{cc}\varphi_{1}&0\\ \ast&\varphi_{2}\\ \end{array}}\right) described above, and such that μp(E)=0\mu_{p}(E)=0. The case of interest falls under "type 3" under the classification in section 6.

We note here that the methods developed in this paper do not immediately generalize to elliptic curves over arbitrary number fields, since the arguments make use of the fact that there is only one prime of \mathbb{Q}_{\infty} that lies above pp. For a number field in which pp splits into 22 or more primes, the same reasoning no longer applies. In fact, Drinen [Dri03] proved that there are large enough number fields over which the analogue of part (1) of Greenberg’s conjecture does not hold.

1.5. Organization

Including the introduction, the article consists of 6 sections. In section 2, we introduce basic notation and conventions, introduce the Greenberg Selmer group associated with an ordinary Galois representations. These Selmer groups are modules over the Iwasawa algebra, the structure theory of such modules leads to the definition of the μ\mu-invariant. When the Selmer group is cotorsion over the Iwasawa algebra, the μ\mu-invariant vanishes precisely when it is cofinitely generated as a p\mathbb{Z}_{p}-module. We conclude section 2 by discussing the relationship between the Bloch-Kato Selmer group and the Greenberg Selmer group. It turns out that for elliptic curves E/E_{/\mathbb{Q}}, the Greenberg Selmer group coincides with the classical Selmer group for which the local conditions are defined via Kummer maps. The Greenberg Selmer groups are however more convenient to work with when employing Galois cohomological arguments.

In section 3, we introduce a Selmer group associated to the residual representation. Such Selmer groups were considered by Greenberg and Vatsal in [GV00] in studying the role of congruences between elliptic curves in Iwasawa theory. In loc. cit., certain imprimitive residual Selmer groups are defined, i.e., the local conditions at a number of primes are not imposed on these Selmer groups. It is necessary to work with such imprimitive conditions when studing the effect of congruences on the λ\lambda-invariant. In this article however, we only study the μ\mu-invariant, and therefore work with primitive residual Selmer groups. The section ends with Proposition 3.3, which shows that the μ\mu-invariant vanishes for the Greenberg Selmer group of an ordinary representation if and only if the (primitive) residual Selmer group is finite. Such a result is well known to the experts, however, we do include it for completeness.

The section 4 is devoted to the definition and basic properties of the fine Selmer group associated to a continuous Galois representation. We discuss a conjecture of Coates and Sujatha on the vanishing of the μ\mu-invariant. We end section 4 by recalling a key result on the vanishing of this μ\mu-invariant.

In section 5 we introduce a key assumption on the residual representation. This assumption allows us to relate the Greenberg Selmer group to the fine Selmer group. It is shown that the residual fine Selmer group is of finite index in the residual Greenberg Selmer group, provided the residual representation satisfies the additional hypothesis. It the end of this section 5, we give a proof of Theorem 2.

Finally, section 6 is devoted to the proof of Theorem 1. We give a classification of the residual representation into three types. It is shown that the μ\mu-invariant is positive when the residual representation is of type 1, and is zero when it is of type 2 or 3. It is in the case when the representation is of type 3 that the results from section 5 are applied. We then recall a theorem of Schneider, which describes the difference between the μ\mu-invariants of isogenous elliptic curves. We use this result, along with our classification theorem to prove Theorem 1.

Acknowledgments

The author’s research is supported by the CRM Simons postdoctoral fellowship. He thanks Jeffrey Hatey, Antonio Lei and Shaunak V. Deo for some helpful comments.

2. Notation and Preliminaries

2.1. Notation

In this section, we introduce some standard notation.

  • Throughout pp will denote an odd prime number and K/pK/\mathbb{Q}_{p} a finite extension.

  • Let 𝔽p\mathbb{F}_{p} be the field with pp elements.

  • Denote by 𝒪\mathcal{O} the valuation ring in KK. Let ϖ\varpi be a uniformizer of 𝒪\mathcal{O} and set 𝔽:=𝒪/ϖ\mathbb{F}\mathrel{\mathop{\mathchar 58\relax}}=\mathcal{O}/\varpi.

  • Let ¯\bar{\mathbb{Q}} be an algebraic closure of \mathbb{Q}. For a subfield FF of ¯\bar{\mathbb{Q}}, we set GF\operatorname{G}_{F} to denote the absolute Galois group Gal(¯/F)\operatorname{Gal}(\bar{\mathbb{Q}}/F). We make the convention that all algebraic extensions of \mathbb{Q} considered are contained in ¯\bar{\mathbb{Q}}.

  • For each prime \ell, set G:=Gal(¯/)\operatorname{G}_{\ell}\mathrel{\mathop{\mathchar 58\relax}}=\operatorname{Gal}(\bar{\mathbb{Q}}_{\ell}/\mathbb{Q}_{\ell}). Choose an embedding ι:¯¯\iota_{\ell}\mathrel{\mathop{\mathchar 58\relax}}\bar{\mathbb{Q}}\hookrightarrow\bar{\mathbb{Q}}_{\ell}; set ι:GG\iota_{\ell}^{*}\mathrel{\mathop{\mathchar 58\relax}}\operatorname{G}_{\ell}\hookrightarrow\operatorname{G}_{\mathbb{Q}} to denote the induced inclusion.

  • Given a finite set of prime numbers Σ\Sigma, set Σ\mathbb{Q}_{\Sigma} to be the maximal algebraic extension of \mathbb{Q} in which all primes Σ\ell\notin\Sigma are unramified.

  • Let \mathcal{F} be an extension of \mathbb{Q} contained in Σ\mathbb{Q}_{\Sigma}, set Hi(Σ/,):=Hi(Gal(Σ/),)H^{i}(\mathbb{Q}_{\Sigma}/\mathcal{F},\cdot)\mathrel{\mathop{\mathchar 58\relax}}=H^{i}\left(\operatorname{Gal}(\mathbb{Q}_{\Sigma}/\mathcal{F}),\cdot\right).

  • Let μpn¯\mu_{p^{n}}\subset\bar{\mathbb{Q}} denote the pnp^{n}-th roots of unity, and (μpn)\mathbb{Q}(\mu_{p^{n}}) be the cyclotomic field generated by μpn\mu_{p^{n}}. Set (μp)\mathbb{Q}(\mu_{p^{\infty}}) to denote the union of number fields (μpn)\mathbb{Q}(\mu_{p^{n}}) for n1n\in\mathbb{Z}_{\geq 1}.

  • Set 𝒢:=Gal((μp)/)\mathcal{G}_{\infty}\mathrel{\mathop{\mathchar 58\relax}}=\operatorname{Gal}(\mathbb{Q}(\mu_{p^{\infty}})/\mathbb{Q}) and χ:𝒢p×\chi\mathrel{\mathop{\mathchar 58\relax}}\mathcal{G}_{\infty}\xrightarrow{\sim}\mathbb{Z}_{p}^{\times} be the pp-adic cyclotomic character.

  • Denote by \mathbb{Q}_{\infty} the unique p\mathbb{Z}_{p}-extension of \mathbb{Q} that is contained in (μp)\mathbb{Q}(\mu_{p^{\infty}}), this is the cyclotomic p\mathbb{Z}_{p}-extension of \mathbb{Q}.

  • Set Γ:=Gal(/)\Gamma\mathrel{\mathop{\mathchar 58\relax}}=\operatorname{Gal}(\mathbb{Q}_{\infty}/\mathbb{Q}) and Δ:=Gal((μp)/)\Delta\mathrel{\mathop{\mathchar 58\relax}}=\operatorname{Gal}(\mathbb{Q}(\mu_{p})/\mathbb{Q}), note that 𝒢Δ×Γ\mathcal{G}_{\infty}\simeq\Delta\times\Gamma.

  • For n1n\in\mathbb{Z}_{\geq 1}, let n\mathbb{Q}_{n} be the subfield of \mathbb{Q}_{\infty} with Gal(/n)=Γpn\operatorname{Gal}(\mathbb{Q}_{\infty}/\mathbb{Q}_{n})=\Gamma^{p^{n}}. Identify Gal(n/)\operatorname{Gal}(\mathbb{Q}_{n}/\mathbb{Q}) with Γn:=Γ/Γpn\Gamma_{n}\mathrel{\mathop{\mathchar 58\relax}}=\Gamma/\Gamma^{p^{n}}.

  • Given a prime η\eta of \mathbb{Q}_{\infty}, denote by ,η\mathbb{Q}_{\infty,\eta} the union of completions of the finite layers n\mathbb{Q}_{n} at η\eta.

  • Let ηp\eta_{p} be the unique prime of \mathbb{Q}_{\infty} that lies above pp.

  • The Iwasawa algebra Λ\Lambda over 𝒪\mathcal{O} is the completed group algebra limn𝒪[Γn]\varprojlim_{n}\mathcal{O}[\Gamma_{n}].

  • Let γ\gamma be a topological generator of Γ\Gamma, setting T:=(γ1)T\mathrel{\mathop{\mathchar 58\relax}}=(\gamma-1) we identify Λ\Lambda with the formal power series ring 𝒪T\mathcal{O}\llbracket T\rrbracket.

2.2. The Greenberg Selmer group

We recall the definition of the Greenberg Selmer group associated to an ordinary Galois representation. These Selmer groups are considered over \mathbb{Q}_{\infty}, and were introduced in [G+89]. We follow the notation and conventions in [GV00]. Let n2n\geq 2 be an integer, and MM be a free 𝒪\mathcal{O}-module of rank nn, equipped with a continuous 𝒪\mathcal{O}-linear action of G\operatorname{G}_{\mathbb{Q}}. Choose an 𝒪\mathcal{O}-basis for MM, and identify the group of 𝒪\mathcal{O}-linear automorphisms of MM with GLn(𝒪)\operatorname{GL}_{n}(\mathcal{O}). The Galois action on MM is encoded by a continuous Galois representation

ρM:GGLn(𝒪).\rho_{M}\mathrel{\mathop{\mathchar 58\relax}}\operatorname{G}_{\mathbb{Q}}\rightarrow\operatorname{GL}_{n}(\mathcal{O}).

Tensoring with KK, we obtain the representation on the KK-vector space MK:=M𝒪KM_{K}\mathrel{\mathop{\mathchar 58\relax}}=M\otimes_{\mathcal{O}}K, denoted

ρMK:GGLn(K).\rho_{M_{K}}\mathrel{\mathop{\mathchar 58\relax}}\operatorname{G}_{\mathbb{Q}}\rightarrow\operatorname{GL}_{n}(K).

Set d:=dimKMKd\mathrel{\mathop{\mathchar 58\relax}}=\dim_{K}M_{K}, and d±d^{\pm} to denote the KK-dimensions of the plus and minus eigenspaces of MKM_{K} for the action of complex conjugation. We set A:=MK/MA\mathrel{\mathop{\mathchar 58\relax}}=M_{K}/M; we take note of the fact that A(K/𝒪)dA\simeq(K/\mathcal{O})^{d}.

Assumption 2.1.

With respect to notation above, assume that

  1. (1)

    there are finitely many prime numbers at which ρM\rho_{M} is ramified.

  2. (2)

    The representation ρMK\rho_{M_{K}} is irreducible.

  3. (3)

    There exists a Gp\operatorname{G}_{p}-stable KK-subspace WW of MKM_{K} of dimension d+d^{+} such that the action of Gp\operatorname{G}_{p} on MK/WM_{K}/W is unramified.

A Galois representation satisfying the conditions of [G+89, p.98] is referred to as ordinary and satisfies the above assumption. Let CC to be the image of WW in AA, and note that C(K/𝒪)d+C\simeq(K/\mathcal{O})^{d^{+}}. Setting D:=A/CD\mathrel{\mathop{\mathchar 58\relax}}=A/C, we find that D(K/𝒪)dD\simeq(K/\mathcal{O})^{d^{-}}. Following [GV00, section 2], we recall the definition of the Greenberg Selmer group associated with the pair (A,C)(A,C). For p\ell\neq p, set

(,A):=η|H1(,η,A),\mathcal{H}_{\ell}(\mathbb{Q}_{\infty},A)\mathrel{\mathop{\mathchar 58\relax}}=\prod_{\eta|\ell}H^{1}(\mathbb{Q}_{\infty,\eta},A),

where η\eta runs through the primes of \mathbb{Q}_{\infty} that lie above \ell. The set of primes η\eta of \mathbb{Q}_{\infty} that lie above any given rational prime is finite. Denote by IηpI_{\eta_{p}} the inertia group of Gal(,ηp¯/,ηp)\operatorname{Gal}\left(\mkern 2.5mu\overline{\mkern-2.5mu\mathbb{Q}_{\infty,\eta_{p}}\mkern-2.5mu}\mkern 2.5mu/\mathbb{Q}_{\infty,\eta_{p}}\right). We let LηpL_{\eta_{p}} be defined as follows

Lηp:=ker(H1(,ηp,A)κpH1(Iηp,D)),L_{\eta_{p}}\mathrel{\mathop{\mathchar 58\relax}}=\operatorname{ker}\left(H^{1}(\mathbb{Q}_{\infty,\eta_{p}},A)\xrightarrow{\kappa_{p}}H^{1}(I_{\eta_{p}},D)\right),

where κp\kappa_{p} is the kernel of the composite of the natural maps

H1(,ηp,A)H1(Iηp,A)H1(Iηp,A)H1(Iηp,D).\begin{split}&H^{1}(\mathbb{Q}_{\infty,\eta_{p}},A)\rightarrow H^{1}(I_{\eta_{p}},A)\\ &H^{1}(I_{\eta_{p}},A)\rightarrow H^{1}(I_{\eta_{p}},D).\\ \end{split}

The first of the above maps is the restriction map and the second map is induced by the map ADA\rightarrow D. The local condition at pp is prescribed as follows p(,A):=H1(,A)/Lηp\mathcal{H}_{p}(\mathbb{Q}_{\infty},A)\mathrel{\mathop{\mathchar 58\relax}}=H^{1}(\mathbb{Q}_{\infty},A)/L_{\eta_{p}}.

The Selmer group over \mathbb{Q}_{\infty} is defined as follows

SA():=ker(H1(Σ/,A)Σ(,A))S_{A}(\mathbb{Q}_{\infty})\mathrel{\mathop{\mathchar 58\relax}}=\operatorname{ker}\left(H^{1}(\mathbb{Q}_{\Sigma}/\mathbb{Q}_{\infty},A)\rightarrow\bigoplus_{\ell\in\Sigma}\mathcal{H}_{\ell}(\mathbb{Q}_{\infty},A)\right)

where Σ\Sigma is a finite set of prime numbers containing pp and all prime numbers at which ρM\rho_{M} is ramified. As is well known, the Selmer group defined above is independent of the choice of primes Σ\Sigma. Given a module 𝐌\mathbf{M} over Λ\Lambda, set 𝐌:=Homp(𝐌,p/p)\mathbf{M}^{\vee}\mathrel{\mathop{\mathchar 58\relax}}=\mathrm{Hom}_{\mathbb{Z}_{p}}\left(\mathbf{M},\mathbb{Q}_{p}/\mathbb{Z}_{p}\right) to denote its Pontryagin dual. We say that 𝐌\mathbf{M} is cofinitely generated (resp. cotorsion) over Λ\Lambda if 𝐌\mathbf{M}^{\vee} is finitely generated (resp. torsion) as a Λ\Lambda-module.

The Selmer group SA()S_{A}(\mathbb{Q}_{\infty}) is cofinitely generated as a module over Λ\Lambda. Throughout we make the following assumption.

Assumption 2.2 (Cotorsion hypothesis).

The Selmer group SA()S_{A}(\mathbb{Q}_{\infty}) is cofinitely generated over Λ\Lambda.

This assumption is known to hold in the main case of interest, namely for ordinary Galois representations associated with rational elliptic curves, cf. [G+89, Theorem 1.5].

2.3. The Iwasawa μ\mu-invariant

Let 𝐌\mathbf{M} be a cofinitely generated and cotorsion Λ\Lambda-module. We recall the definition of the Iwasawa μ\mu-invariant associated to 𝐌\mathbf{M}.

A map of Λ\Lambda-modules 𝐌1𝐌2\mathbf{M}_{1}\rightarrow\mathbf{M}_{2} is said to be a pseudo-isomorphism if its kernel and cokernel are both finite. A polynomial f(T)Λf(T)\in\Lambda is distinguished if it is a monic polynomial and all non-leading coefficients are divisible by ϖ\varpi. According to the structure theorem of Λ\Lambda-modules [Was97, Chapter 13], there is a pseudoisomorphism of the form

(2.1) 𝐌(i=1sΛ/(ϖμi))(j=1tΛ/(fj(T)λj)),\mathbf{M}^{\vee}\longrightarrow\left(\bigoplus_{i=1}^{s}\Lambda/(\varpi^{\mu_{i}})\right)\oplus\left(\bigoplus_{j=1}^{t}\Lambda/\left(f_{j}(T)^{\lambda_{j}}\right)\right),

where μi\mu_{i} are positive integers and fj(T)f_{j}(T) are irreducible distinguished polynomials. The μ\mu invariant of 𝐌\mathbf{M} is defined as follows

μ(𝐌):=i=1sμi,\mu(\mathbf{M})\mathrel{\mathop{\mathchar 58\relax}}=\sum_{i=1}^{s}\mu_{i},

where we set μ(𝐌)=0\mu(\mathbf{M})=0 if s=0s=0. From the definition of the μ\mu-invariant, it is clear that μ(𝐌)=0\mu(\mathbf{M})=0 if and only if MM^{\vee} is finitely generated as a p\mathbb{Z}_{p}-module.

Proposition 2.3.

Let 𝐌\mathbf{M} be a cofinitely generated and cotorsion Λ\Lambda-module. Then, μ(𝐌)=0\mu(\mathbf{M})=0 if and only if 𝐌[ϖ]\mathbf{M}[\varpi] is finite.

Proof.

The result is a direct consequence of the structure theorem for Λ\Lambda-modules. We have a pseudo-isomorphism

𝐌(i=1sΛ/(ϖμi))(j=1tΛ/(fj(T)λj)),\mathbf{M}^{\vee}\longrightarrow\left(\bigoplus_{i=1}^{s}\Lambda/(\varpi^{\mu_{i}})\right)\oplus\left(\bigoplus_{j=1}^{t}\Lambda/\left(f_{j}(T)^{\lambda_{j}}\right)\right),

as described in (2.1). Let Ω\Omega denote the mod-ϖ\varpi reduction of Λ\Lambda. We identify (𝐌[ϖ])\left(\mathbf{M}[\varpi]\right)^{\vee} with 𝐌/ϖ𝐌\mathbf{M}^{\vee}/\varpi\mathbf{M}^{\vee}. The mod-ϖ\varpi reduction of the above map is a pseudo-isomorphism

(𝐌[ϖ])Ωs(j=1tΩ/(Tdjλj)),\left(\mathbf{M}[\varpi]\right)^{\vee}\longrightarrow\Omega^{s}\oplus\left(\bigoplus_{j=1}^{t}\Omega/(T^{d_{j}\lambda_{j}})\right),

where dj=degfj(T)d_{j}=\operatorname{deg}f_{j}(T). Clearly, Ω/(Tdjλj)\Omega/(T^{d_{j}\lambda_{j}}) is a finite dimensional 𝔽\mathbb{F}-vector space, and Ω\Omega is infinite. Therefore, M[ϖ]M[\varpi] is finite if and only if s=0s=0. We note that s=0s=0 if and only if μ(𝐌)=0\mu(\mathbf{M})=0, this proves the result. ∎

2.4. Selmer groups associated to modular forms and elliptic curves

Let τ\tau be a variable in the complex upper half plane and set q:=exp(2πiτ)q\mathrel{\mathop{\mathchar 58\relax}}=\operatorname{exp}(2\pi i\tau). We take f=n=1an(f)qnf=\sum_{n=1}^{\infty}a_{n}(f)q^{n} be a normalized Hecke eigencuspform of weight k2k\geq 2. We assume that with respect to the embedding ιp\iota_{p}, the modular form ff is ordinary. This means that ιp(ap(f))\iota_{p}(a_{p}(f)) is a unit of 𝒪\mathcal{O}. Let KK be the extension of p\mathbb{Q}_{p} generated by {ιp(an(f))n1}\{\iota_{p}(a_{n}(f))\mid n\in\mathbb{Z}_{\geq 1}\}. We note that KK is a finite extension of p\mathbb{Q}_{p}. Let ρf,ιp:GGL2(K)\rho_{f,\iota_{p}}\mathrel{\mathop{\mathchar 58\relax}}\operatorname{G}_{\mathbb{Q}}\rightarrow\operatorname{GL}_{2}(K) be the Galois representation associated to (f,ιp)(f,\iota_{p}). Let V=Vf,ιpV=V_{f,\iota_{p}} be the underlying 22-dimensional KK-vector space on which G\operatorname{G}_{\mathbb{Q}} acts by KK-linear automorphisms. We choose a Galois stable 𝒪\mathcal{O}-lattice MM in VV, and set A:=V/MA\mathrel{\mathop{\mathchar 58\relax}}=V/M. As a module over Gp\operatorname{G}_{p}, MM fits into a short exact sequence

0M0MM10.0\rightarrow M_{0}\rightarrow M\rightarrow M_{1}\rightarrow 0.

The modules M0M_{0} and M1M_{1} are uniquely determined by the property that M0𝒪(αχk1)M_{0}\simeq\mathcal{O}(\alpha\chi^{k-1}) and M1𝒪(α)M_{1}\simeq\mathcal{O}(\alpha^{\prime}), where α\alpha and α\alpha^{\prime} are unramified characters. We set W:=(M0)𝒪KW\mathrel{\mathop{\mathchar 58\relax}}=(M_{0})\otimes_{\mathcal{O}}K and C:=image(WA)C\mathrel{\mathop{\mathchar 58\relax}}=\operatorname{image}\left(W\rightarrow A\right). Then the Greenberg Selmer group SA()S_{A}(\mathbb{Q}_{\infty}) associated to (A,C)(A,C) clearly satisfies the Assumption 2.1. As is well known, in this context, the Greenberg Selmer group is pseudo-isomorphic to the Bloch-Kato Selmer group considered over \mathbb{Q}_{\infty} (cf. [Och00, Corollary 4.3] for further details). It follows from results of Kato [K+04] that this Selmer groups are cotorsion over Λ\Lambda, i.e., Assumption 2.2 is satisfied. We note that the Selmer group SA()S_{A}(\mathbb{Q}_{\infty}) depends on the choice of embedding ιp\iota_{p} and the choice of Galois stable 𝒪\mathcal{O}-lattice MM.

Let us now consider Galois representations associated with elliptic curves over \mathbb{Q}. Let E/E_{/\mathbb{Q}} be an elliptic curve with good ordinary reduction at pp, and let M:=Tp(E)M\mathrel{\mathop{\mathchar 58\relax}}=T_{p}(E) be its pp-adic Tate-module. The pp-divisible Galois module AA is identified with E[p]E[p^{\infty}], the pp-power torsion points in E(¯)E(\bar{\mathbb{Q}}). Since EE has ordinary reduction at pp, there is a unique p[Gp]\mathbb{Z}_{p}[\operatorname{G}_{p}]-submodule Cp/p(αχ)C\simeq\mathbb{Q}_{p}/\mathbb{Z}_{p}(\alpha\chi) of E[p]E[p^{\infty}], where α:Gpp×\alpha\mathrel{\mathop{\mathchar 58\relax}}\operatorname{G}_{p}\rightarrow\mathbb{Z}_{p}^{\times} is an unramified character. The quotient D:=A/CD\mathrel{\mathop{\mathchar 58\relax}}=A/C is unramified. The Greenberg Selmer group associated to (A,C)(A,C) is then denoted Selp(,E)\operatorname{Sel}_{p^{\infty}}(\mathbb{Q}_{\infty},E). Since EE arises from a Hecke eigencuspform of weight 22, it follows from results of Kato [K+04] that Selp(,E)\operatorname{Sel}_{p^{\infty}}(\mathbb{Q}_{\infty},E)^{\vee} is a torsion Λ\Lambda-module, i.e., the Assumption 2.2 is satisfied. In this setting, there is no ambiguity in the definition of the Selmer group, since the field of coefficients equals p\mathbb{Q}_{p}, and the p\mathbb{Z}_{p}-Galois module is prescribed to be the pp-adic Tate module of EE. The Greenberg Selmer group coincides with the classical Selmer group, where the local conditions are defined via Kummer maps. We refer to [G+89, section 2] for further details. Throughout, we shall set μp(E)\mu_{p}(E) to denote the μ\mu-invariant of the Selmer group Selp(,E)\operatorname{Sel}_{p^{\infty}}(\mathbb{Q}_{\infty},E).

If EE^{\prime} is another elliptic curve over \mathbb{Q} which is \mathbb{Q}-isogenous to EE^{\prime}, then, Tp(E)ppT_{p}(E^{\prime})\otimes_{\mathbb{Z}_{p}}\mathbb{Q}_{p} is isomorphic to Tp(E)ppT_{p}(E)\otimes_{\mathbb{Z}_{p}}\mathbb{Q}_{p} as a p[G]\mathbb{Q}_{p}[\operatorname{G}_{\mathbb{Q}}]-module, however, Tp(E)T_{p}(E) is not isomorphic to Tp(E)T_{p}(E^{\prime}). It is possible that μp(E)=0\mu_{p}(E^{\prime})=0, while μp(E)>0\mu_{p}(E)>0, cf. [RS21, section 7].

3. The residual Selmer group and the vanishing of the μ\mu-invariant

3.1. The residual Selmer group

Let MM be a module over G\operatorname{G}_{\mathbb{Q}} for which Assumption 2.1 is satisfied. Associated with SA()S_{A}(\mathbb{Q}_{\infty}) is the residual Selmer group associated to the pair (A,C)(A,C). Stipulate that the cotorsion Assumption 2.2 is also satisfied. Set A[ϖn]A[\varpi^{n}] to denote the kernel of the multiplication by ϖn\varpi^{n} endomorphism of AA. We denote by A¯:=A[ϖ]\bar{A}\mathrel{\mathop{\mathchar 58\relax}}=A[\varpi], and refer to the representation

ρA¯:GAut𝔽(A¯)GLn(𝔽)\rho_{\bar{A}}\mathrel{\mathop{\mathchar 58\relax}}\operatorname{G}_{\mathbb{Q}}\rightarrow\operatorname{Aut}_{\mathbb{F}}(\bar{A})\xrightarrow{\sim}\operatorname{GL}_{n}(\mathbb{F})

as the residual representation. This is because we may identify A¯:=A[ϖ]\bar{A}\mathrel{\mathop{\mathchar 58\relax}}=A[\varpi] with M/ϖMM/\varpi M, and thus think of ρA¯\rho_{\bar{A}} as the mod-ϖ\varpi reduction of ρM\rho_{M}. We let C¯:=C[ϖ]\bar{C}\mathrel{\mathop{\mathchar 58\relax}}=C[\varpi], and D¯:=A¯/C¯\bar{D}\mathrel{\mathop{\mathchar 58\relax}}=\bar{A}/\bar{C}; note that the vector spaces A¯,D¯\bar{A},\bar{D} and C¯\bar{C} are 𝔽[Gp]\mathbb{F}[\operatorname{G}_{p}]-modules and they fit into a short exact sequence

0C¯A¯D¯0.0\rightarrow\bar{C}\rightarrow\bar{A}\rightarrow\bar{D}\rightarrow 0.

We now introduce the residual Selmer group associated to (A¯,C¯)(\bar{A},\bar{C}). For p\ell\neq p, set

(,A¯):=η|H1(,η,A¯),\mathcal{H}_{\ell}(\mathbb{Q}_{\infty},\bar{A})\mathrel{\mathop{\mathchar 58\relax}}=\prod_{\eta|\ell}H^{1}(\mathbb{Q}_{\infty,\eta},\bar{A}),

where η\eta runs over all primes of \mathbb{Q}_{\infty} that lie above \ell. At pp, the local condition is defined by setting p(,A¯):=H1(,ηp,A¯)/L¯ηp\mathcal{H}_{p}(\mathbb{Q}_{\infty},\bar{A})\mathrel{\mathop{\mathchar 58\relax}}=H^{1}(\mathbb{Q}_{\infty,\eta_{p}},\bar{A})/\bar{L}_{\eta_{p}}, where

L¯ηp:=ker(H1(,ηp,A¯)κ¯pH1(Iηp,D¯));\bar{L}_{\eta_{p}}\mathrel{\mathop{\mathchar 58\relax}}=\operatorname{ker}\left(H^{1}(\mathbb{Q}_{\infty,\eta_{p}},\bar{A})\xrightarrow{\bar{\kappa}_{p}}H^{1}(I_{\eta_{p}},\bar{D})\right);

the map κ¯p\bar{\kappa}_{p} is the mod-ϖ\varpi reduction of κp\kappa_{p}.

Definition 3.1.

With respect to notation above, the residual Selmer group is defined as follows

SA¯():=ker(H1(Σ/,A¯)Σ(,A¯)).S_{\bar{A}}(\mathbb{Q}_{\infty})\mathrel{\mathop{\mathchar 58\relax}}=\operatorname{ker}\left(H^{1}(\mathbb{Q}_{\Sigma}/\mathbb{Q}_{\infty},\bar{A})\rightarrow\bigoplus_{\ell\in\Sigma}\mathcal{H}_{\ell}(\mathbb{Q}_{\infty},\bar{A})\right).

We note in passing that this Selmer group depends not only on the residual representation, but also the choice C¯\bar{C}. For an elliptic curve E/E_{/\mathbb{Q}} with good ordinary reduction at pp, the space A¯\bar{A} is identified with E[p]E[p], and there is a unique one dimensional subspace C¯\bar{C} on which the inertia group at pp acts via the mod-pp cyclotomic character. Therefore, there is no ambiguity in the definition when it is specialized to an elliptic curve with good ordinary reduction at pp. We now study the relationship between the residual Selmer group and the μ\mu-invariant of SA()S_{A}(\mathbb{Q}_{\infty}).

Lemma 3.2.

There is a natural map

g:SA¯()SA()[ϖ]g\mathrel{\mathop{\mathchar 58\relax}}S_{\bar{A}}(\mathbb{Q}_{\infty})\rightarrow S_{A}(\mathbb{Q}_{\infty})[\varpi]

with finite kernel and cokernel.

Proof.

Recall that A¯=A[ϖ]\bar{A}=A[\varpi], consider the Kummer sequence of p[G]\mathbb{Z}_{p}[\operatorname{G}_{\mathbb{Q}}]-modules

(3.1) 0A¯A×ϖA0.0\rightarrow\bar{A}\rightarrow A\xrightarrow{\times\varpi}A\rightarrow 0.

This induces and exact sequence

(3.2) 0(H0(,A)ϖH0(,A))H1(Σ/,A¯)𝑓H1(Σ/,A)[ϖ]0.0\rightarrow\left(\frac{H^{0}\left(\mathbb{Q}_{\infty},A\right)}{\varpi H^{0}\left(\mathbb{Q}_{\infty},A\right)}\right)\rightarrow H^{1}(\mathbb{Q}_{\Sigma}/\mathbb{Q}_{\infty},\bar{A})\xrightarrow{f}H^{1}(\mathbb{Q}_{\Sigma}/\mathbb{Q}_{\infty},A)[\varpi]\rightarrow 0.

Let \ell be a prime, and η\eta be a prime of \mathbb{Q}_{\infty} that lies above \ell. From the Kummer sequence (3.1), we obtain an exact sequence

(3.3) 0(H0(,η,A)ϖH0(,η,A))H1(,η,A¯)fηH1(,η,A)[ϖ]0.0\rightarrow\left(\frac{H^{0}\left(\mathbb{Q}_{\infty,\eta},A\right)}{\varpi H^{0}\left(\mathbb{Q}_{\infty,\eta},A\right)}\right)\rightarrow H^{1}(\mathbb{Q}_{\infty,\eta},\bar{A})\xrightarrow{f_{\eta}}H^{1}(\mathbb{Q}_{\infty,\eta},A)[\varpi]\rightarrow 0.

For p\ell\neq p, we let

f:(,A¯)(,A)[ϖ]f_{\ell}\mathrel{\mathop{\mathchar 58\relax}}\mathcal{H}_{\ell}(\mathbb{Q}_{\infty},\bar{A})\rightarrow\mathcal{H}_{\ell}(\mathbb{Q}_{\infty},A)[\varpi]

be the product of the maps fηf_{\eta}, where η\eta ranges over the primes above \ell. Since \ell is finitely decomposed in \mathbb{Q}_{\infty}, it follows from (3.3) that the kernel of ff_{\ell}. Consider the commutative square

H1(,ηp,A[ϖ]){H^{1}(\mathbb{Q}_{\infty,\eta_{p}},A[\varpi])}H1(Iηp,D[ϖ]){H^{1}(I_{\eta_{p}},D[\varpi])}H1(,ηp,A){H^{1}(\mathbb{Q}_{\infty,\eta_{p}},A)}H1(Iηp,D).{H^{1}(I_{\eta_{p}},D).}κ¯p\scriptstyle{\bar{\kappa}_{p}}κp\scriptstyle{\kappa_{p}}

We identify p(,A)\mathcal{H}_{p}(\mathbb{Q}_{\infty},A) (resp. p(,A¯)\mathcal{H}_{p}(\mathbb{Q}_{\infty},\bar{A})) with the image of κp\kappa_{p} (resp. κ¯p\bar{\kappa}_{p}). Form the commutativity of the above square, we obtain a map

fp:p(,A¯)p(,A)[ϖ].f_{p}\mathrel{\mathop{\mathchar 58\relax}}\mathcal{H}_{p}(\mathbb{Q}_{\infty},\bar{A})\rightarrow\mathcal{H}_{p}(\mathbb{Q}_{\infty},A)[\varpi].

From the exact sequence of IηpI_{\eta_{p}}-modules

0D[ϖ]D×ϖD0,0\rightarrow D[\varpi]\rightarrow D\xrightarrow{\times\varpi}D\rightarrow 0,

we obtain an exact sequence

0H0(Iηp,D)ϖH0(Iηp,D)H1(Iηp,D[ϖ])H1(Iηp,D)0.0\rightarrow\frac{H^{0}(I_{\eta_{p}},D)}{\varpi H^{0}(I_{\eta_{p}},D)}\rightarrow H^{1}(I_{\eta_{p}},D[\varpi])\rightarrow H^{1}(I_{\eta_{p}},D)\rightarrow 0.

We note that DD is divisible and unramified at ηp\eta_{p}, hence, H0(Iηp,D)=DH^{0}(I_{\eta_{p}},D)=D. Since DD is divisible, it follows that the map

H1(Iηp,D[ϖ])H1(Iηp,D)H^{1}(I_{\eta_{p}},D[\varpi])\rightarrow H^{1}(I_{\eta_{p}},D)

is injective, and hence fpf_{p} is injective. The map ff restricts to a map

g:SA¯()SA()[ϖ]g\mathrel{\mathop{\mathchar 58\relax}}S_{\bar{A}}(\mathbb{Q}_{\infty})\rightarrow S_{A}(\mathbb{Q}_{\infty})[\varpi]

which fits into a commutative diagram

0{0}SA¯(){S_{\bar{A}}(\mathbb{Q}_{\infty})}H1(Σ/,A¯){H^{1}(\mathbb{Q}_{\Sigma}/\mathbb{Q}_{\infty},\bar{A})}Σ(,A¯){\bigoplus_{\ell\in\Sigma}\mathcal{H}_{\ell}(\mathbb{Q}_{\infty},\bar{A})}0{0}SA()[ϖ]{S_{A}(\mathbb{Q}_{\infty})[\varpi]}H1(Σ/,A)[ϖ]{H^{1}(\mathbb{Q}_{\Sigma}/\mathbb{Q}_{\infty},A)[\varpi]}Σ(,A)[ϖ].{\bigoplus_{\ell\in\Sigma}\mathcal{H}_{\ell}(\mathbb{Q}_{\infty},A)[\varpi].}g\scriptstyle{g}ΦA¯\scriptstyle{\Phi_{\bar{A}}}f\scriptstyle{f}h=f\scriptstyle{h=\oplus f_{\ell}}ΦA\scriptstyle{\Phi_{A}}

Let hh^{\prime} be the restriction of hh to the image of ΦV\Phi_{V}. From the snake lemma, we obtain an exact sequence

0kergkerfkerhcokergcokerf=0.0\rightarrow\ker g\rightarrow\ker f\rightarrow\ker h^{\prime}\rightarrow\mathrm{coker}g\rightarrow\mathrm{coker}f=0.

From (3.2), we know that the kernel of ff is finite, and hence, the kernel of gg is finite. We have shown that the kernel of hh is finite, and hence, kerh\ker h^{\prime} is finite. Therefore, we find that both the kernel and cokernel of gg are finite, and this completes the proof. ∎

Proposition 3.3.

Suppose that the Assumptions 2.1 and 2.2 are satisfied. Then, the following conditions are equivalent.

  1. (1)

    The μ\mu-invariant of SA()S_{A}(\mathbb{Q}_{\infty}) is equal to 0.

  2. (2)

    The residual Selmer group SA¯()S_{\bar{A}}(\mathbb{Q}_{\infty}) is finite.

Proof.

It follows from Proposition 2.3 that the μ\mu-invariant of SA()S_{A}(\mathbb{Q}_{\infty}) is 0 if and only if SA()[ϖ]S_{A}(\mathbb{Q}_{\infty})[\varpi] is finite. Then it follows from Lemma 3.2 that SA()[ϖ]S_{A}(\mathbb{Q}_{\infty})[\varpi] is finite if and only if SA¯()S_{\bar{A}}(\mathbb{Q}_{\infty}) is finite. This completes the proof. ∎

4. The fine Selmer group

In this section, we recall the definition of the fine Selmer group associated to AA. For further details, we refer to [CS05, DRS23]. We do not insist that AA satisfies the Assumption 2.1 in this section. Recall that Σ\Sigma is a finite set of prime numbers containing pp and the primes that are ramified in AA. Let FF be a number field and FF_{\infty} be the composite of FF with \mathbb{Q}_{\infty}. For any prime \ell, set 𝒦(F,A):=η|H1(F,η,A)\mathcal{K}_{\ell}(F_{\infty},A)\mathrel{\mathop{\mathchar 58\relax}}=\prod_{\eta|\ell}H^{1}(F_{\infty,\eta},A), where η\eta runs over the primes of FF_{\infty} that lie above \ell. We note that for any prime p\ell\neq p, the local condition 𝒦(,A)\mathcal{K}_{\ell}(\mathbb{Q}_{\infty},A) coincides with (,A)\mathcal{H}_{\ell}(\mathbb{Q}_{\infty},A), the difference lies at the prime pp. The fine Selmer group is defined as follows

SA0(F):=ker(H1(FΣ/F,A)Σ𝒦(F,A)).S_{A}^{0}(F_{\infty})\mathrel{\mathop{\mathchar 58\relax}}=\operatorname{ker}\left(H^{1}(F_{\Sigma}/F_{\infty},A)\rightarrow\bigoplus_{\ell\in\Sigma}\mathcal{K}_{\ell}(F_{\infty},A)\right).

Here, FΣF_{\Sigma} is the maximal extension of FF in which all primes Σ\ell\notin\Sigma are unramified. As is well known, the definition above is independent of the choice of Σ\Sigma. For further details, we refer to [SW18, Lemma 3.2]. Given an elliptic curve EE over a number field FF, and a prime number pp, set Selp0(F,E)\operatorname{Sel}_{p^{\infty}}^{0}(F_{\infty},E) be the fine Selmer group associated to A=E[p]A=E[p^{\infty}] over FF_{\infty}.

Define the residual fine Selmer group by setting

𝒦(F,A¯):=η|H1(F,η,A¯)\mathcal{K}_{\ell}(F_{\infty},\bar{A})\mathrel{\mathop{\mathchar 58\relax}}=\prod_{\eta|\ell}H^{1}(F_{\infty,\eta},\bar{A})

for all prime numbers Σ\ell\in\Sigma, and setting

SA¯0(F):=ker(H1(FΣ/F,A¯)Σ𝒦(F,A¯)).S_{\bar{A}}^{0}(F_{\infty})\mathrel{\mathop{\mathchar 58\relax}}=\operatorname{ker}\left(H^{1}(F_{\Sigma}/F_{\infty},\bar{A})\rightarrow\bigoplus_{\ell\in\Sigma}\mathcal{K}_{\ell}(F_{\infty},\bar{A})\right).

The fine Selmer group fits into a left exact sequence

0SA0()SA()Lηp.0\rightarrow S_{A}^{0}(\mathbb{Q}_{\infty})\rightarrow S_{A}(\mathbb{Q}_{\infty})\rightarrow L_{\eta_{p}}.
Lemma 4.1.

There is a natural map

g0:SA¯0()SA0()[ϖ]g_{0}\mathrel{\mathop{\mathchar 58\relax}}S_{\bar{A}}^{0}(\mathbb{Q}_{\infty})\rightarrow S_{A}^{0}(\mathbb{Q}_{\infty})[\varpi]

with finite kernel and cokernel.

Proof.

The proof is similar to that of Lemma 3.2, we provide a sketch of the details. The map g0g_{0} is induced by restricting ff to SA¯0()S_{\bar{A}}^{0}(\mathbb{Q}_{\infty}). It is easy to see that the image of this restriction lies in SA0()[ϖ]S_{A}^{0}(\mathbb{Q}_{\infty})[\varpi]. The map g0g_{0} fits into a natural commutative diagram depicted below

0{0}SA¯0(){S_{\bar{A}}^{0}(\mathbb{Q}_{\infty})}H1(Σ/,A¯){H^{1}(\mathbb{Q}_{\Sigma}/\mathbb{Q}_{\infty},\bar{A})}Σ𝒦(,A¯){\bigoplus_{\ell\in\Sigma}\mathcal{K}_{\ell}(\mathbb{Q}_{\infty},\bar{A})}0{0}SA0()[ϖ]{S_{A}^{0}(\mathbb{Q}_{\infty})[\varpi]}H1(Σ/,A)[ϖ]{H^{1}(\mathbb{Q}_{\Sigma}/\mathbb{Q}_{\infty},A)[\varpi]}Σ𝒦(,A)[ϖ].{\bigoplus_{\ell\in\Sigma}\mathcal{K}_{\ell}(\mathbb{Q}_{\infty},A)[\varpi].}g0\scriptstyle{g_{0}}ΦA¯\scriptstyle{\Phi_{\bar{A}}^{\prime}}f\scriptstyle{f}ΦA\scriptstyle{\Phi_{A}^{\prime}}

In the above diagram, the horizontal maps ΦA¯\Phi_{\bar{A}}^{\prime} and ΦA\Phi_{A}^{\prime} are induced by restriction maps. The kernels of both vertical maps in the diagram are finite. By the same argument as in the proof of Lemma 3.2, it follows that the kernel and cokernel of g0g_{0} are finite. ∎

Proposition 4.2.

With respect to notation above, the following conditions are equivalent.

  1. (1)

    The μ\mu-invariant of SA0()S_{A}^{0}(\mathbb{Q}_{\infty}) is equal to 0.

  2. (2)

    The residual fine Selmer group SA¯0()S_{\bar{A}}^{0}(\mathbb{Q}_{\infty}) is finite.

Proof.

It follows from Proposition 2.3 that the μ\mu-invariant of SA0()S_{A}^{0}(\mathbb{Q}_{\infty}) is 0 if and only if SA0()[ϖ]S_{A}^{0}(\mathbb{Q}_{\infty})[\varpi] is finite. Then it follows from Lemma 4.1 that SA0()[ϖ]S_{A}^{0}(\mathbb{Q}_{\infty})[\varpi] is finite if and only if SA¯0()S_{\bar{A}}^{0}(\mathbb{Q}_{\infty}) is finite. This completes the proof. ∎

At this point, it is pertinent to recall a conjecture of Coates and Sujatha on the structure of the fine Selmer group associated with an elliptic curve. For futher details, see [CS05, Conjecture A].

Conjecture 4.3 (Coates-Sujatha).

Let EE be an elliptic curve over a number field FF and pp be a prime above which EE has good reduction. Then, the fine Selmer group Selp0(F,E)\operatorname{Sel}_{p^{\infty}}^{0}(F_{\infty},E) is cofinitely generated as a p\mathbb{Z}_{p}-module.

Under some additional conditions, the above conjecture is known to hold. Let F(Ep)F(E_{p^{\infty}}) be the Galois extension of FF generated by EpE_{p^{\infty}}. In greater detail, letting ρE,p:GFGL2(p)\rho_{E,p}\mathrel{\mathop{\mathchar 58\relax}}\operatorname{G}_{F}\rightarrow\operatorname{GL}_{2}(\mathbb{Z}_{p}) be the Galois representation on the pp-adic Tate module of EE, the extension F(Ep):=F¯kerρE,pF(E_{p^{\infty}})\mathrel{\mathop{\mathchar 58\relax}}=\bar{F}^{\ker\rho_{E,p}}. Note that ρE,p\rho_{E,p} induces an inclusion of Gal(F(Ep)/F)\operatorname{Gal}(F(E_{p^{\infty}})/F) into GL2(p)\operatorname{GL}_{2}(\mathbb{Z}_{p}).

Theorem 4.4 (Coates-Sujatha).

Let E/FE_{/F} be an elliptic curve and pp an odd prime such that F(Ep)F(E_{p^{\infty}}) is a pro-pp extension of FF. Then, the following conditions are equivalent

  1. (1)

    Conjecture 4.3 is valid, i.e., Selp0(F,E)\operatorname{Sel}_{p^{\infty}}^{0}(F_{\infty},E) is cofinitely generated as a p\mathbb{Z}_{p}-module.

  2. (2)

    The classical Iwasawa μ\mu-invariant μp(F)\mu_{p}(F) vanishes.

Proof.

The above result is [CS05, Theorem 3.4]. ∎

5. Structure of the residual Greenberg Selmer group

In this section, we prove some of the main results of the article which will be of key importance in the proof of Theorem 1. At the end of this section, we shall prove Theorem 2. We begin by proving an explicit relationship between the residual Selmer group and the residual fine Selmer group. These residual Selmer groups were introduced in the previous section.

It is necessary to introduce an assumption on the Galois action on the residual representation A¯\bar{A}.

Assumption 5.1.

Assume that C¯\bar{C} does not contain a non-zero G\operatorname{G}_{\mathbb{Q}_{\infty}}-submodule of A¯\bar{A}.

For Galois representations associated with elliptic curves, we characterize precisely when the above Assumption holds.

Proposition 5.2.

Let E/E_{/\mathbb{Q}} be an elliptic curve with good ordinary reduction at pp, and let ρ¯E,p:GGL2(𝔽p)\bar{\rho}_{E,p}\mathrel{\mathop{\mathchar 58\relax}}\operatorname{G}_{\mathbb{Q}}\rightarrow\operatorname{GL}_{2}(\mathbb{F}_{p}) be the Galois representation on the torsion subgroup E[p]E(¯)E[p]\subset E(\bar{\mathbb{Q}}). Thus, A=E[p]A=E[p^{\infty}] and A¯=E[p]\bar{A}=E[p]. Let (e1,e2)(e_{1},e_{2}) be an ordered basis of E[p]E[p] such that C¯=𝔽pe1\bar{C}=\mathbb{F}_{p}\cdot e_{1}. The following assertions hold.

  1. (1)

    Assume that ρ¯E,p\bar{\rho}_{E,p} is irreducible. Then, the Assumption 5.1 holds.

  2. (2)

    Assume that ρ¯E,p\bar{\rho}_{E,p} is reducible and indecomposable111i.e., it is reducible but does not split into a sum of characters with respect to any basis, and with respect to the basis (e1,e2)(e_{1},e_{2}), takes the form

    ρ¯E,p=(φ10φ2).\bar{\rho}_{E,p}=\left({\begin{array}[]{cc}\varphi_{1}&0\\ \ast&\varphi_{2}\\ \end{array}}\right).

    Then, the Assumption 5.1 holds.

  3. (3)

    Assume that ρ¯E,p\bar{\rho}_{E,p} is reducible and with respect to the basis (e1,e2)(e_{1},e_{2}), takes the form

    ρ¯E,p=(φ10φ2).\bar{\rho}_{E,p}=\left({\begin{array}[]{cc}\varphi_{1}&\ast\\ 0&\varphi_{2}\\ \end{array}}\right).

    Then, the Assumption 5.1 does not hold.

Proof.

We begin with part (1). We set

𝒢:=ρ¯E,p(G) and :=ρ¯E,p(G).\mathcal{G}\mathrel{\mathop{\mathchar 58\relax}}=\bar{\rho}_{E,p}(\operatorname{G}_{\mathbb{Q}})\text{ and }\mathcal{H}\mathrel{\mathop{\mathchar 58\relax}}=\bar{\rho}_{E,p}(\operatorname{G}_{\mathbb{Q}_{\infty}}).

Since /\mathbb{Q}_{\infty}/\mathbb{Q} is a p\mathbb{Z}_{p}-extension, it follows that \mathcal{H} is a normal subgroup of 𝒢\mathcal{G} of index |𝒢/|=pt|\mathcal{G}/\mathcal{H}|=p^{t}, where t0t\in\mathbb{Z}_{\geq 0}. If 𝒢=\mathcal{G}=\mathcal{H}, then, ρ¯E,p\bar{\rho}_{E,p} remains irreducible when restricted to G\operatorname{G}_{\mathbb{Q}_{\infty}}. Therefore, in this case, C¯\bar{C} is not a G\operatorname{G}_{\mathbb{Q}_{\infty}}-submodule and the Assumption 5.1 holds. Therefore, we assume that pp divides |𝒢/||\mathcal{G}/\mathcal{H}|. Since pp divides 𝒢\mathcal{G}, it follows that either 𝒢\mathcal{G} contains SL2(𝔽p)\operatorname{SL}_{2}(\mathbb{F}_{p}), or 𝒢\mathcal{G} is contained in a Borel subgroup of GL2(𝔽p)\operatorname{GL}_{2}(\mathbb{F}_{p}) (cf. [Sut16, Proposition 3.1]). Since ρ¯E,p\bar{\rho}_{E,p} is irreducible, 𝒢\mathcal{G} is not contained in a Borel subgroup. Hence, 𝒢\mathcal{G} contains SL2(𝔽p)\operatorname{SL}_{2}(\mathbb{F}_{p}). Suppose that \mathcal{H} is contained in a Borel subgroup; then we find that |||\mathcal{H}| divides p(p1)2p(p-1)^{2}. On the other hand, since 𝒢\mathcal{G} contains SL2(𝔽p)\operatorname{SL}_{2}(\mathbb{F}_{p}), it follows that |𝒢||\mathcal{G}| is divisible by |SL2(𝔽p)|=(p21)p|\operatorname{SL}_{2}(\mathbb{F}_{p})|=(p^{2}-1)p. Since |G|=pt|H||G|=p^{t}|H|, it follows that (p21)(p^{2}-1) divides p(p1)2p(p-1)^{2}, which is a contradiction. Therefore, \mathcal{H} is not contained in a Borel subgroup and hence, the representation ρ¯E,p\bar{\rho}_{E,p} is irreducible when restricted to G\operatorname{G}_{\mathbb{Q}_{\infty}}. Therefore, A¯\bar{A} does not contain any non-zero proper G\operatorname{G}_{\mathbb{Q}_{\infty}} submodules, and this completes the proof of part (1).

For the proof of part (2) it suffices to show that ρ¯E,p\bar{\rho}_{E,p} remains indecomposable even after restriction to G\operatorname{G}_{\mathbb{Q}_{\infty}}. We define a function β:Gal(Σ/)𝔽p\beta\mathrel{\mathop{\mathchar 58\relax}}\operatorname{Gal}(\mathbb{Q}_{\Sigma}/\mathbb{Q})\rightarrow\mathbb{F}_{p} by setting β(g)\beta(g) to denote the lower left entry of ρ¯E,p\bar{\rho}_{E,p}. It is easy to see that β\beta gives rise to a cocycle

βZ1(Σ/,𝔽p(φ2φ11)).\beta\in Z^{1}\left(\mathbb{Q}_{\Sigma}/\mathbb{Q},\mathbb{F}_{p}(\varphi_{2}\varphi_{1}^{-1})\right).

Let [β]H1(Σ/,𝔽p(φ2φ11))[\beta]\in H^{1}\left(\mathbb{Q}_{\Sigma}/\mathbb{Q},\mathbb{F}_{p}(\varphi_{2}\varphi_{1}^{-1})\right) denote the corresponding cohomology class. Since it is assumed that ρ¯E,p\bar{\rho}_{E,p} is indecomposable, it follows that [β][\beta] is a non-zero cohomology class. In order to show that the restriction

ρ¯E,p:Gal(Σ/)GL2(𝔽p)\bar{\rho}_{E,p}\mathrel{\mathop{\mathchar 58\relax}}\operatorname{Gal}(\mathbb{Q}_{\Sigma}/\mathbb{Q}_{\infty})\rightarrow\operatorname{GL}_{2}(\mathbb{F}_{p})

is indecomposable, it suffices to show that the restriction of [β][\beta] to H1(Σ/,𝔽p(φ2φ11))H^{1}\left(\mathbb{Q}_{\Sigma}/\mathbb{Q}_{\infty},\mathbb{F}_{p}(\varphi_{2}\varphi_{1}^{-1})\right) is non-zero. From the inflation restriction sequence, the kernel of the restriction map

(5.1) H1(Σ/,𝔽p(φ2φ11))H1(Σ/,𝔽p(φ2φ11))H^{1}\left(\mathbb{Q}_{\Sigma}/\mathbb{Q},\mathbb{F}_{p}(\varphi_{2}\varphi_{1}^{-1})\right)\rightarrow H^{1}\left(\mathbb{Q}_{\Sigma}/\mathbb{Q}_{\infty},\mathbb{F}_{p}(\varphi_{2}\varphi_{1}^{-1})\right)

is H1(/,(𝔽p(φ2φ11))G)H^{1}\left(\mathbb{Q}_{\infty}/\mathbb{Q},\left(\mathbb{F}_{p}(\varphi_{2}\varphi_{1}^{-1})\right)^{\operatorname{G}_{\mathbb{Q}_{\infty}}}\right). Since φ1\varphi_{1} is ramified at pp and φ2\varphi_{2} is unramified at pp, we find that φ2φ111\varphi_{2}\varphi_{1}^{-1}\neq 1. Since Gal(/)\operatorname{Gal}(\mathbb{Q}_{\infty}/\mathbb{Q}) is a pro-pp extension and the character φ2φ11\varphi_{2}\varphi_{1}^{-1} takes values in 𝔽p×\mathbb{F}_{p}^{\times}, we find that the restriction of φ2φ11\varphi_{2}\varphi_{1}^{-1} to G\operatorname{G}_{\mathbb{Q}_{\infty}} is non-trivial. Therefore, (𝔽p(φ2φ11))G=0\left(\mathbb{F}_{p}(\varphi_{2}\varphi_{1}^{-1})\right)^{\operatorname{G}_{\mathbb{Q}_{\infty}}}=0 and the restriction map (5.1) is injective. Hence, the restriction of β\beta to H1(Σ/,𝔽p(φ2φ11))H^{1}\left(\mathbb{Q}_{\Sigma}/\mathbb{Q}_{\infty},\mathbb{F}_{p}(\varphi_{2}\varphi_{1}^{-1})\right) is non-zero. This proves that

ρ¯E,p|:GGL2(𝔽p)\bar{\rho}_{E,p|\mathbb{Q}_{\infty}}\mathrel{\mathop{\mathchar 58\relax}}\operatorname{G}_{\mathbb{Q}_{\infty}}\rightarrow\operatorname{GL}_{2}(\mathbb{F}_{p})

is indecomposable. We therefore have shown that C¯\bar{C} is not a G\operatorname{G}_{\mathbb{Q}_{\infty}}-submodule of A¯\bar{A}. This completes the proof of part (2).

For part (3), observe that C¯\bar{C} is a G\operatorname{G}_{\mathbb{Q}}-submodule of A¯\bar{A}. In particular, it is a G\operatorname{G}_{\mathbb{Q}_{\infty}} submodule of A¯\bar{A}, and the Assumption 5.1 is not satisfied. ∎

The residual Selmer group SA¯0()S_{\bar{A}}^{0}(\mathbb{Q}_{\infty}) is contained in SA¯()S_{\bar{A}}(\mathbb{Q}_{\infty}); set

S¯A¯():=SA¯()SA¯0().\bar{S}_{\bar{A}}(\mathbb{Q}_{\infty})\mathrel{\mathop{\mathchar 58\relax}}=\frac{S_{\bar{A}}(\mathbb{Q}_{\infty})}{S_{\bar{A}}^{0}(\mathbb{Q}_{\infty})}.

We postpone the proof of the above result till the end of this section. First, we introduce some further notation. Let L=(A¯)L=\mathbb{Q}(\bar{A}) be the field cut out by the residual representation. In other words, LL is the field ¯kerρA¯\bar{\mathbb{Q}}^{\operatorname{ker}\rho_{\bar{A}}}, the field fixed by the kernel of the residual representation ρA¯\rho_{\bar{A}}. We note that (A¯)\mathbb{Q}(\bar{A}) is a finite Galois extension of \mathbb{Q} and the Galois group Gal((A¯)/)\operatorname{Gal}(\mathbb{Q}(\bar{A})/\mathbb{Q}) is naturally isomorphic to the image of ρA¯\rho_{\bar{A}}; the representation ρA¯\rho_{\bar{A}} induces an isomorphism

Gal((A¯)/)imageρA¯.\operatorname{Gal}(\mathbb{Q}(\bar{A})/\mathbb{Q})\xrightarrow{\sim}\operatorname{image}\rho_{\bar{A}}.

We observe that GL\operatorname{G}_{L} is the kernel of ρA¯\rho_{\bar{A}}, and hence acts trivially on A¯\bar{A}. Let L:=LL_{\infty}\mathrel{\mathop{\mathchar 58\relax}}=L\cdot\mathbb{Q}_{\infty} be the cyclotomic p\mathbb{Z}_{p}-extension of LL. Let β\beta be the prime of LL_{\infty} that lies above pp that coincides with the choice of embedding ιp\iota_{p}, and denote by IβI_{\beta} the inertia group at β\beta. Note that IβI_{\beta} is contained in the inertia group IηpI_{\eta_{p}}.

We define a Selmer group SA¯(L)S_{\bar{A}}(L_{\infty}) associated to (A¯,C¯)(\bar{A},\bar{C}) over LL_{\infty}. For each prime number \ell, we define a local condition (L,A¯)\mathcal{H}_{\ell}(L_{\infty},\bar{A}). For p\ell\neq p, set

(L,A¯):=η|H1(L,η,A¯),\mathcal{H}_{\ell}(L_{\infty},\bar{A})\mathrel{\mathop{\mathchar 58\relax}}=\prod_{\eta|\ell}H^{1}(L_{\infty,\eta},\bar{A}),

where η\eta runs through all primes of LL_{\infty} that lies above \ell. We note that this is a finite set of primes. At the prime pp, we set

p(L,A¯):=(H1(L,β,A¯)L¯β),\mathcal{H}_{p}(L_{\infty},\bar{A})\mathrel{\mathop{\mathchar 58\relax}}=\left(\frac{H^{1}(L_{\infty,\beta},\bar{A})}{\bar{L}_{\beta}}\right),

where

L¯β:=ker(H1(L,β,A¯)H1(Iβ,D¯)).\bar{L}_{\beta}\mathrel{\mathop{\mathchar 58\relax}}=\operatorname{ker}\left(H^{1}(L_{\infty,\beta},\bar{A})\rightarrow H^{1}(I_{\beta},\bar{D})\right).

Note that since ρA¯\rho_{\bar{A}} is unramified outside Σ\Sigma, and hence, LL is contained in Σ\mathbb{Q}_{\Sigma}. With respect to notation above, the residual Selmer group is defined as follows

SA¯(L):=ker(H1(Σ/L,A¯)Σ(L,A¯)).S_{\bar{A}}(L_{\infty})\mathrel{\mathop{\mathchar 58\relax}}=\operatorname{ker}\left(H^{1}(\mathbb{Q}_{\Sigma}/L_{\infty},\bar{A})\rightarrow\bigoplus_{\ell\in\Sigma}\mathcal{H}_{\ell}(L_{\infty},\bar{A})\right).

We relate the two residual Selmer groups SA¯()S_{\bar{A}}(\mathbb{Q}_{\infty}) and SA¯(L)S_{\bar{A}}(L_{\infty}). We shall set G:=Gal(L/)G\mathrel{\mathop{\mathchar 58\relax}}=\operatorname{Gal}(L_{\infty}/\mathbb{Q}_{\infty}). We note that Gal(¯/L)\operatorname{Gal}(\bar{\mathbb{Q}}/L) is the kernel of ρA¯\rho_{\bar{A}} and therefore, the Galois action of Gal(¯/L)\operatorname{Gal}(\bar{\mathbb{Q}}/L) on A¯\bar{A} is trivial. We identify H1(Σ/L,A¯)H^{1}(\mathbb{Q}_{\Sigma}/L_{\infty},\bar{A}) with the group of homomorphisms Hom(Gal(Σ/L),A¯)\operatorname{Hom}\left(\operatorname{Gal}(\mathbb{Q}_{\Sigma}/L_{\infty}),\bar{A}\right). For gGg\in G, take g~Gal(Σ/)\tilde{g}\in\operatorname{Gal}(\mathbb{Q}_{\Sigma}/\mathbb{Q}_{\infty}) to be a lift of gg. Take ψHom(Gal(Σ/L),A¯)\psi\in\operatorname{Hom}\left(\operatorname{Gal}(\mathbb{Q}_{\Sigma}/L_{\infty}),\bar{A}\right), we note that since A¯\bar{A} is abelian, ψ(g~xg~1)\psi(\tilde{g}x\tilde{g}^{-1}) is independent of the choice of lift g~\tilde{g}. Define an action of GG on Hom(Gal(Σ/L),A¯)\operatorname{Hom}\left(\operatorname{Gal}(\mathbb{Q}_{\Sigma}/L_{\infty}),\bar{A}\right), by setting

(gψ)(x):=g1ψ(g~xg~1).(g\cdot\psi)(x)\mathrel{\mathop{\mathchar 58\relax}}=g^{-1}\psi(\tilde{g}x\tilde{g}^{-1}).

Therefore, a homomorphism ψ\psi in Hom(Gal(Σ/L),A¯)G\operatorname{Hom}\left(\operatorname{Gal}(\mathbb{Q}_{\Sigma}/L_{\infty}),\bar{A}\right)^{G} is one which is GG-equivariant, in the sense that

ψ(g~xg~1)=gψ(x).\psi(\tilde{g}x\tilde{g}^{-1})=g\psi(x).

Consider the inflation-restriction sequence

(5.2) 0H1(G,A¯)infH1(Σ/,A¯)resHom(Gal(Σ/L),A¯)G.0\rightarrow H^{1}(G,\bar{A})\xrightarrow{inf}H^{1}(\mathbb{Q}_{\Sigma}/\mathbb{Q}_{\infty},\bar{A})\xrightarrow{res}\operatorname{Hom}\left(\operatorname{Gal}(\mathbb{Q}_{\Sigma}/L_{\infty}),\bar{A}\right)^{G}.

The restriction map

res:H1(Σ/,A¯)H1(Σ/L,A¯)\operatorname{res}\mathrel{\mathop{\mathchar 58\relax}}H^{1}(\mathbb{Q}_{\Sigma}/\mathbb{Q}_{\infty},\bar{A})\rightarrow H^{1}(\mathbb{Q}_{\Sigma}/L_{\infty},\bar{A})

induces a map

res:SA¯()SA¯(L).\operatorname{res}\mathrel{\mathop{\mathchar 58\relax}}S_{\bar{A}}(\mathbb{Q}_{\infty})\rightarrow S_{\bar{A}}(L_{\infty}).

Since GG is finite, H1(G,A¯)H^{1}(G,\bar{A}) is finite, and thus the kernel of this restriction map is finite.

We let SA¯nr(L)S_{\bar{A}}^{\operatorname{nr}}(L_{\infty}) be the subspace of SA¯(L)S_{\bar{A}}(L_{\infty}) consisting of the classes that are unramified at β\beta. Note that SA¯(L)S_{\bar{A}}(L_{\infty}) consists of homomorphisms

ψ:Gal(Σ/L)A¯\psi\mathrel{\mathop{\mathchar 58\relax}}\operatorname{Gal}(\mathbb{Q}_{\Sigma}/L_{\infty})\rightarrow\bar{A}

that satisfy the following conditions

  1. (1)

    ψ\psi trivial when restricted to the decomposition group of any prime η\eta of LL_{\infty} that lies above a prime Σ\{p}\ell\in\Sigma\backslash\{p\},

  2. (2)

    ψ(Iβ)\psi(I_{\beta}) is contained in C¯\bar{C}.

The subset SA¯nr(L)S_{\bar{A}}^{\operatorname{nr}}(L_{\infty}) consists of those classes for which ψ(Iβ)=0\psi(I_{\beta})=0.

Conjecture 5.3.

Suppose that Assumption 5.1 holds, then, the image of the restriction map

SA¯(L)GHom(Iβ,C¯)S_{\bar{A}}(L_{\infty})^{G}\rightarrow\mathrm{Hom}\left(I_{\beta},\bar{C}\right)

is finite.

Theorem 5.4.

Let (A,C)(A,C) be such that Assumption 5.1 holds for (A¯,C¯)(\bar{A},\bar{C}). Furthermore, assume that the Conjecture 5.3 is also satisfied. Then, the following assertions hold

  1. (1)

    S¯A¯():=SA¯()SA¯0()\bar{S}_{\bar{A}}(\mathbb{Q}_{\infty})\mathrel{\mathop{\mathchar 58\relax}}=\frac{S_{\bar{A}}(\mathbb{Q}_{\infty})}{S_{\bar{A}}^{0}(\mathbb{Q}_{\infty})} is finite.

  2. (2)

    The μ\mu-invariant of SA()S_{A}(\mathbb{Q}_{\infty}) vanishes if and only if the μ\mu-invariant of SA0()S_{A}^{0}(\mathbb{Q}_{\infty}) vanishes.

Proof of Theorem 5.4.

We shall set SA¯nr()S_{\bar{A}}^{\operatorname{nr}}(\mathbb{Q}_{\infty}) to consist of all classes fSA¯nr()f\in S_{\bar{A}}^{\operatorname{nr}}(\mathbb{Q}_{\infty}) that are unramified at ηp\eta_{p}. It is easy to see that SA¯0()S_{\bar{A}}^{0}(\mathbb{Q}_{\infty}) is of finite index in SA¯nr()S_{\bar{A}}^{\operatorname{nr}}(\mathbb{Q}_{\infty}). We begin by proving part (1). We have a short exact sequence

(5.3) 0SA¯nr()SA¯()H1(Iηp,C¯).0\rightarrow S_{\bar{A}}^{\operatorname{nr}}(\mathbb{Q}_{\infty})\rightarrow S_{\bar{A}}(\mathbb{Q}_{\infty})\rightarrow H^{1}(I_{\eta_{p}},\bar{C}).

Consider the commutative square

SA¯(){S_{\bar{A}}(\mathbb{Q}_{\infty})}H1(Iηp,C¯){H^{1}(I_{\eta_{p}},\bar{C})}SA¯(L)G{S_{\bar{A}}(L_{\infty})^{G}}H1(Iβ,C¯).{H^{1}(I_{\beta},\bar{C}).}

It follows from Conjecture 1.2 that the image of the composed map

SA¯()H1(Iβ,C¯)S_{\bar{A}}(\mathbb{Q}_{\infty})\rightarrow H^{1}(I_{\beta},\bar{C})

is finite. Since IβI_{\beta} has finite index in IηpI_{\eta_{p}}, it follows that the kernel of the restriction map

H1(Iηp,C¯)H1(Iβ,C¯)H^{1}(I_{\eta_{p}},\bar{C})\rightarrow H^{1}(I_{\beta},\bar{C})

is finite. Therefore, we find that the image of

SA¯()H1(Iηp,C¯)S_{\bar{A}}(\mathbb{Q}_{\infty})\rightarrow H^{1}(I_{\eta_{p}},\bar{C})

is finite. From the exact sequence (5.3), we deduce that SA¯nr()S_{\bar{A}}^{\operatorname{nr}}(\mathbb{Q}_{\infty}) is of finite index in SA¯()S_{\bar{A}}(\mathbb{Q}_{\infty}). Therefore, SA¯0()S_{\bar{A}}^{0}(\mathbb{Q}_{\infty}) is of finite index in SA¯()S_{\bar{A}}(\mathbb{Q}_{\infty}), and the statement of part (1) follows from this.

It follows from part (1) that SA¯()S_{\bar{A}}(\mathbb{Q}_{\infty}) is finite if and only if SA¯0()S_{\bar{A}}^{0}(\mathbb{Q}_{\infty}) is finite. Proposition 3.3 asserts that SA¯()S_{\bar{A}}(\mathbb{Q}_{\infty}) is finite if and only if the μ\mu-invariant of SA()S_{A}(\mathbb{Q}_{\infty}) is 0. On the other hand, Proposition 4.2 asserts that SA¯0()S_{\bar{A}}^{0}(\mathbb{Q}_{\infty}) is finite if and only if the μ\mu-invariant of SA0()S_{A}^{0}(\mathbb{Q}_{\infty}) is 0. Hence, the μ\mu-invariant of SA()S_{A}(\mathbb{Q}_{\infty}) is 0 if and only if the μ\mu-invariant of SA0()S_{A}^{0}(\mathbb{Q}_{\infty}) is 0. This proves part (2). ∎

Corollary 5.5.

Let E/E_{/\mathbb{Q}} be an elliptic curve with good ordinary reduction at an odd prime pp. Assume that ρ¯E,p\bar{\rho}_{E,p} is irreducible and Conjecture 5.3 is satisfied.. Then, the following are equivalent.

  1. (1)

    The μ\mu-invariant of Selp(,E)\operatorname{Sel}_{p^{\infty}}(\mathbb{Q}_{\infty},E) vanishes, i.e., Greenberg’s conjecture holds.

  2. (2)

    The μ\mu-invariant of Selp0(,E)\operatorname{Sel}_{p^{\infty}}^{0}(\mathbb{Q}_{\infty},E) vanishes, i.e., the Conjecture 4.3 holds.

Proof.

Since ρ¯E,p\bar{\rho}_{E,p} is irreducible, Proposition 5.2 shows that the Assumption 5.1 is satisfied. The result therefore follows from part (2) of Theorem 5.4. ∎

Let E/E_{/\mathbb{Q}} be an elliptic curve and pp a prime at which EE has good ordinary reduction. Let

ρ¯E,p:GAut(E[p])GL2(𝔽p)\bar{\rho}_{E,p}\mathrel{\mathop{\mathchar 58\relax}}\operatorname{G}_{\mathbb{Q}}\rightarrow\operatorname{Aut}(E[p])\xrightarrow{\sim}\operatorname{GL}_{2}(\mathbb{F}_{p})

be the residual representation on E[p]E[p]. The splitting field (E[p])\mathbb{Q}(E[p]) is the field extension of \mathbb{Q} which is fixed by the kernel of ρ¯E,p\bar{\rho}_{E,p}.

Proof of Theorem 2.

Since ρ¯E,p\bar{\rho}_{E,p} is irreducible, it follows from Corollary 5.5 that the μ\mu-invariant of Selp(,E)\operatorname{Sel}_{p^{\infty}}(\mathbb{Q}_{\infty},E) is equal to 0 if and only if the μ\mu-invariant of Selp0(,E)\operatorname{Sel}_{p^{\infty}}^{0}(\mathbb{Q}_{\infty},E) is equal to 0.

Consider the Galois representation

ρE,p:GGL2(p)\rho_{E,p}\mathrel{\mathop{\mathchar 58\relax}}\operatorname{G}_{\mathbb{Q}}\rightarrow\operatorname{GL}_{2}(\mathbb{Z}_{p})

associated with the pp-adic Tate module of EE. The restriction of ρE,p\rho_{E,p} to GL\operatorname{G}_{L} is trivial modulo pp. This is because LL is the splitting field (E[p]):=¯kerρ¯E,p\mathbb{Q}(E[p])\mathrel{\mathop{\mathchar 58\relax}}=\bar{\mathbb{Q}}^{\ker\bar{\rho}_{E,p}}, and GL\operatorname{G}_{L} is the kernel of ρ¯E,p=ρE,pmodp\bar{\rho}_{E,p}=\rho_{E,p}\mod{p}. Therefore, the representation ρE,p\rho_{E,p} identifies Gal(L(Ep)/L)\operatorname{Gal}\left(L(E_{p^{\infty}})/L\right) with a subgroup of

GL2^(p):=ker{GL2(p)GL2(/p)}.\widehat{\operatorname{GL}_{2}}(\mathbb{Z}_{p})\mathrel{\mathop{\mathchar 58\relax}}=\ker\{\operatorname{GL}_{2}(\mathbb{Z}_{p})\rightarrow\operatorname{GL}_{2}(\mathbb{Z}/p\mathbb{Z})\}.

It is easy to see that GL2^(p)\widehat{\operatorname{GL}_{2}}(\mathbb{Z}_{p}) is a pro-pp group.222The author is willing to provide further details in support of this claim (if the referee insists). Hence, the Galois group Gal(L(Ep)/L)\operatorname{Gal}\left(L(E_{p^{\infty}})/L\right)is a pro-pp group. Since it is assumed that the classical Iwasawa μ\mu-invariant μp(L)\mu_{p}(L) vanishes, it follows from Theorem 4.4 that Selp0(L,E)\operatorname{Sel}_{p^{\infty}}^{0}(L_{\infty},E) is cofinitely generated as a p\mathbb{Z}_{p}-module. In other words, Selp0(L,E)\operatorname{Sel}_{p^{\infty}}^{0}(L_{\infty},E) is a cotorsion Λ\Lambda-module whose μ\mu-invariant vanishes. It is easy to see that the kernel of the natural restriction map

Selp0(,E)Selp0(L,E)\operatorname{Sel}_{p^{\infty}}^{0}(\mathbb{Q}_{\infty},E)\rightarrow\operatorname{Sel}_{p^{\infty}}^{0}(L_{\infty},E)

is cofinitely generated as a p\mathbb{Z}_{p}-module, and hence the μ\mu-invariant of Selp0(,E)\operatorname{Sel}_{p^{\infty}}^{0}(\mathbb{Q}_{\infty},E) is 0. This completes the proof. ∎

6. Residually reducible Galois representations arising from elliptic curves and Greenberg’s conjecture

Throughout this section, we fix and elliptic curve E/E_{/\mathbb{Q}} and an odd prime pp at which EE has good ordinary reduction. Let MM denote the pp-adic Tate module of EE. Recall that A¯\bar{A} is the mod-pp reduction of MM, which we may identify with E[p]E[p]. The module C¯\bar{C} is the 11-dimensional Gp\operatorname{G}_{p}-submodule which is ramified, and the quotient D¯:=A¯/C¯\bar{D}\mathrel{\mathop{\mathchar 58\relax}}=\bar{A}/\bar{C} is unramified. The residual representation ρ¯E,p=ρA¯\bar{\rho}_{E,p}=\rho_{\bar{A}} is the representation of G\operatorname{G}_{\mathbb{Q}} on A¯\bar{A}. We shall assume throughout this section that A¯\bar{A} is reducible as a Galois module. Choose a basis (e1,e2)(e_{1},e_{2}) of A¯\bar{A} such that C¯=𝔽pe1\bar{C}=\mathbb{F}_{p}\cdot e_{1}. Call such a basis admissible; note that for any other admissible basis (e1,e2)(e_{1}^{\prime},e_{2}^{\prime}), there are constants c1,c2𝔽p×c_{1},c_{2}\in\mathbb{F}_{p}^{\times} and d𝔽pd\in\mathbb{F}_{p} for which

e1=c1e1 and e2=c2e2+de1.e_{1}^{\prime}=c_{1}e_{1}\text{ and }e_{2}^{\prime}=c_{2}e_{2}+de_{1}.

With respect to an admissible basis (e1,e2)(e_{1},e_{2}), the restriction of ρ¯E,p\bar{\rho}_{E,p} to the decomposition group at pp takes the form

ρ¯E,p|Gp=(αχ¯0α1),\bar{\rho}_{E,p|\operatorname{G}_{p}}=\left({\begin{array}[]{cc}\alpha\bar{\chi}&\ast\\ 0&\alpha^{-1}\\ \end{array}}\right),

where α:Gp𝔽p×\alpha\mathrel{\mathop{\mathchar 58\relax}}\operatorname{G}_{p}\rightarrow\mathbb{F}_{p}^{\times} is an unramified character and χ¯\bar{\chi} is the mod-pp cyclotomic character. There are 3 possibilities for the representation ρ¯E,p\bar{\rho}_{E,p}. These are described below and all matrices are written with respect to an admissible basis (e1,e2)(e_{1},e_{2}).

Type 1:

The representation ρ¯E,p\bar{\rho}_{E,p} is upper triangular of the form (φ10φ2)\left({\begin{array}[]{cc}\varphi_{1}&\ast\\ 0&\varphi_{2}\\ \end{array}}\right), where φ1\varphi_{1} is odd and φ2\varphi_{2} is even.

Type 2:

The representation ρ¯E,p\bar{\rho}_{E,p} is upper triangular of the form (φ10φ2)\left({\begin{array}[]{cc}\varphi_{1}&\ast\\ 0&\varphi_{2}\\ \end{array}}\right), where φ1\varphi_{1} is even and φ2\varphi_{2} is odd.

Type 3:

The representation ρ¯E,p\bar{\rho}_{E,p} is indecompasable and lower triangular of the form (φ10φ2)\left({\begin{array}[]{cc}\varphi_{1}&0\\ \ast&\varphi_{2}\\ \end{array}}\right). In this context, to be indecomposable means that there is no admissible basis with respect to which ρ¯E,p\bar{\rho}_{E,p} is a direct sum of characters.

We note that φ1|Gp=αχ\varphi_{1|\operatorname{G}_{p}}=\alpha\chi and φ2|Gpα1\varphi_{2|\operatorname{G}_{p}}\simeq\alpha^{-1}. Note that the Conjecture 5.3 specializes to the Conjecture 1.2.

The vanishing of the μ\mu-invariant of Selp(,E)\operatorname{Sel}_{p^{\infty}}(\mathbb{Q}_{\infty},E) shall be detected by the structure of the residual representation. We shall first recall a result of Schneider on isogenies between elliptic curves.

Given a finite Galois stable submodule α\alpha of E[p]E[p^{\infty}], set α+:=Cα\alpha^{+}\mathrel{\mathop{\mathchar 58\relax}}=C\cap\alpha; set

δ(α):=ordp|α+|ordp|H0(,α)|.\delta(\alpha)\mathrel{\mathop{\mathchar 58\relax}}=\mathrm{ord}_{p}|\alpha^{+}|-\mathrm{ord}_{p}|H^{0}(\mathbb{R},\alpha)|.

We note that since pp is assumed to be odd, the above definition coincides with that of [Dri02, Definition 2.1]. In particular, it is easy to see that the quantities ϵv=0\epsilon_{v}=0 from loc. cit. are trivial.

Theorem 6.1 (Schneider).

Let EE and EE^{\prime} be elliptic curves with good ordinary reduction at pp and ϕ:EE\phi\mathrel{\mathop{\mathchar 58\relax}}E\rightarrow E^{\prime} an isogeny with kernel α\alpha. then the difference between μ\mu-invariants is given by

μp(E)μp(E)=δ(α).\mu_{p}(E)-\mu_{p}(E^{\prime})=\delta(\alpha).

In particular, it follows that μp(E)δ(α)\mu_{p}(E)\geq\delta(\alpha).

Proof.

We refer to [Sch87] or [Dri02, Theorem 2.2] for the proof of the above result. ∎

We recall a result of Coates and Sujatha which will be of key importance in the proof of Greenberg’s conjecture in the residually reducible case.

Theorem 6.2 (Coates and Sujatha).

Let EE be an elliptic curve over \mathbb{Q} such that ρA¯\rho_{\bar{A}} is a reducible Galois representation. Then, the μ\mu-invariant of the fine Selmer group Selp0(,E)\operatorname{Sel}_{p^{\infty}}^{0}(\mathbb{Q}_{\infty},E) is equal to 0.

Proof.

We write ρA¯=(φ10φ2)\rho_{\bar{A}}=\left({\begin{array}[]{cc}\varphi_{1}&0\\ \ast&\varphi_{2}\\ \end{array}}\right) with respect to some basis of A¯\bar{A}. Let 𝒦=(φ1,φ2)\mathcal{K}=\mathbb{Q}(\varphi_{1},\varphi_{2}) be the abelian extension of \mathbb{Q} generated by φ1\varphi_{1} and φ2\varphi_{2}. Let 𝒦(Ep)\mathcal{K}(E_{p^{\infty}}) be the extension generated by the pp-primary torsion points of EE. In other words, 𝒦(Ep)\mathcal{K}(E_{p^{\infty}}) is the field extension of 𝒦\mathcal{K} which is fixed by the kernel of ρM\rho_{M}. Let II be the subgroup of GL2(p)\operatorname{GL}_{2}(\mathbb{Z}_{p}) consisting of all matrices AA for which the mod-pp reduction is a unipotent lower triangular matrix (101)\left({\begin{array}[]{cc}1&0\\ \ast&1\\ \end{array}}\right). Via ρM:GGL2(p)\rho_{M}\mathrel{\mathop{\mathchar 58\relax}}\operatorname{G}_{\mathbb{Q}}\rightarrow\operatorname{GL}_{2}(\mathbb{Z}_{p}), the Galois group Gal(𝒦(Ep)/𝒦)\operatorname{Gal}(\mathcal{K}(E_{p^{\infty}})/\mathcal{K}) is identified with a subgroup of II. Since II is a pro-pp group, so is the Galois group Gal(𝒦(Ep)/𝒦)\operatorname{Gal}(\mathcal{K}(E_{p^{\infty}})/\mathcal{K}). Recall that by the celebrated result of Ferrero and Washington [FW79], the classical Iwasawa μ\mu-invariant μp(𝒦)\mu_{p}(\mathcal{K}) vanishes, since 𝒦\mathcal{K} is an abelian extension of \mathbb{Q}. It then follows from Theorem 4.4 that Selp0(𝒦,E)\operatorname{Sel}_{p^{\infty}}^{0}(\mathcal{K}_{\infty},E) is cofinitely generated as a p\mathbb{Z}_{p}-module. The kernel of the restriction map

Selp0(,E)Selp0(𝒦,E)\operatorname{Sel}_{p^{\infty}}^{0}(\mathcal{\mathbb{Q}}_{\infty},E)\rightarrow\operatorname{Sel}_{p^{\infty}}^{0}(\mathcal{K}_{\infty},E)

is contained in H1(H,E(𝒦)[p])H^{1}(H,E(\mathcal{K}_{\infty})[p^{\infty}]), where H=Gal(𝒦/)H=\operatorname{Gal}(\mathcal{K}_{\infty}/\mathbb{Q}_{\infty}). Since HH has order prime to pp, it follows that this cohomology group vanishes. Therefore, Selp0(,E)\operatorname{Sel}_{p^{\infty}}^{0}(\mathcal{\mathbb{Q}}_{\infty},E) is cofinitely generated as a p\mathbb{Z}_{p}-module. In particular, the μ\mu-invariant of Selp0(,E)\operatorname{Sel}_{p^{\infty}}^{0}(\mathbb{Q}_{\infty},E) is 0. ∎

Theorem 6.3.

Let E/E_{/\mathbb{Q}} be an elliptic curve with good ordinary reduction at an odd prime pp for which the following conditions hold.

  1. (1)

    The residual representation is reducible.

  2. (2)

    The Assumption 5.1 holds.

  3. (3)

    The Conjecture 1.2 holds.

Then, we find that μp(E)=0\mu_{p}(E)=0.

Proof.

The assumption 5.1 holds, and therefore, by part (2) of Theorem 5.4, the μ\mu-invariant of Selp(,E)\operatorname{Sel}_{p^{\infty}}(\mathbb{Q}_{\infty},E) vanishes if and only if the μ\mu-invariant of Selp0(,E)\operatorname{Sel}_{p^{\infty}}^{0}(\mathbb{Q}_{\infty},E) vanishes. Since the residual representation is reducible, it follows from Theorem 6.2 that the μ\mu-invariant of Selp0(,E)\operatorname{Sel}_{p^{\infty}}^{0}(\mathbb{Q}_{\infty},E) is 0, and the result follows from this. ∎

Assuming that Conjecture 1.2 holds for the isogeny class of EE, we have a complete description for the μ=0\mu=0 condition based purely on the residual representation ρ¯E,p\bar{\rho}_{E,p}.

Theorem 6.4 (μ=0\mu=0 condition).

Let E/E_{/\mathbb{Q}} be an elliptic curve and pp an odd prime at which EE has good ordinary reduction. Assume that the Conjecture 1.2 holds for all elliptic curves that are defined over \mathbb{Q} and are \mathbb{Q}-isogenous to EE. Then, μp(E)=0\mu_{p}(E)=0 if and only if ρ¯E,p\bar{\rho}_{E,p} is of type 2 or 3. Equivalently, μp(E)>0\mu_{p}(E)>0 if and only if it is of type 1.

Proof.

First, we consider the case when ρ¯E,p\bar{\rho}_{E,p} is of type 11. Note that since the representation ρ¯E,p\bar{\rho}_{E,p} is upper triangular, α:=C¯\alpha\mathrel{\mathop{\mathchar 58\relax}}=\bar{C} is a G\operatorname{G}_{\mathbb{Q}}-submodule of E[p]E[p]. Since φ1\varphi_{1} is odd, H0(,α)=0H^{0}(\mathbb{R},\alpha)=0. Then, we find that δ(α)=1\delta(\alpha)=1, and it follows from Theorem 6.1 (or [Dri02, Theorem 2.1]) that μp(E)δ(α)1\mu_{p}(E)\geq\delta(\alpha)\geq 1.

Next, we consider type 22 representations. Greenberg and Vatsal [GV00] showed that if E[p]E[p] contains a 11-dimensional G\operatorname{G}_{\mathbb{Q}}-stable subspace which is ramified at pp and even or unramified at pp and odd, then, μp(E)=0\mu_{p}(E)=0. In this case, C¯\bar{C} is a subspace which is G\operatorname{G}_{\mathbb{Q}}-stable, ramified at pp and even, and therefore, their result applies to show that μp(E)=0\mu_{p}(E)=0.

Finally, consider the type 33 representations. Note that φ2\varphi_{2} is unramified at pp. Thus, if φ2\varphi_{2} is odd, then the aforementioned result of Greenberg and Vatsal applies to show that μp(E)=0\mu_{p}(E)=0. For type 33 representations for which φ2\varphi_{2} is even however, it was expected that μp(E)=0\mu_{p}(E)=0 should hold, however, not proved. We complete the proof by noting that Proposition 5.2 implies that when ρ¯E,p\bar{\rho}_{E,p} is of type 33, the Assumption 5.1 holds. Then it follows from Theorem 6.3 that μp(E)=0\mu_{p}(E)=0. ∎

We now give the proof of our main theorem.

Proof of Theorem 1.

If μ:=μp(E)=0\mu\mathrel{\mathop{\mathchar 58\relax}}=\mu_{p}(E)=0, then the result is vacuously true, setting E:=EE^{\prime}\mathrel{\mathop{\mathchar 58\relax}}=E. Therefore, assume without loss of generality that μ>0\mu>0. Thus, it follows from Theorem 6.4 that ρ¯E,p\bar{\rho}_{E,p} is of type 1, i.e., C¯\bar{C} is an odd G\operatorname{G}_{\mathbb{Q}}-submodule of E[p]E[p]. In this case, setting α:=C¯\alpha\mathrel{\mathop{\mathchar 58\relax}}=\bar{C}, we observe that δ(α)=1\delta(\alpha)=1 (see the first paragraph in the proof of Theorem 6.4). We set E1:=E/αE_{1}\mathrel{\mathop{\mathchar 58\relax}}=E/\alpha. It follows from Theorem 6.1 that

μp(E1)=μp(E)δ(α)=μ1.\mu_{p}(E_{1})=\mu_{p}(E)-\delta(\alpha)=\mu-1.

In this way, we obtain a sequence of elliptic curves E=E0,E1,E2,,EμE=E_{0},E_{1},E_{2},\dots,E_{\mu} over \mathbb{Q} along with isogenies ϕi:Ei1Ei\phi_{i}\mathrel{\mathop{\mathchar 58\relax}}E_{i-1}\rightarrow E_{i} such that μp(Ei)=μi\mu_{p}(E_{i})=\mu-i. Set E:=EμE^{\prime}\mathrel{\mathop{\mathchar 58\relax}}=E_{\mu} and consider the composite isogeny

Eϕ1E1ϕ2E2ϕ3E.E\xrightarrow{\phi_{1}}E_{1}\xrightarrow{\phi_{2}}E_{2}\xrightarrow{\phi_{3}}\dots\rightarrow E^{\prime}.

We find that μ(E)=μμ=0\mu(E^{\prime})=\mu-\mu=0. This completes the proof. ∎

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