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Reductions of the -dimensional Fokas equation and their solutions ††thanks: ∗Corresponding author, Jingsong He: [email protected]; [email protected]
Abstract
An integrable extension of the Kadomtsev-Petviashvili (KP) and Davey-Stewartson (DS) equations is investigated in this paper. We will refer to this integrable extension as the -dimensional Fokas equation. The determinant expressions of soliton, breather, rational, and semi-rational solutions of the -dimensional Fokas equation are constructed based on the Hirota’s bilinear method and the KP hierarchy reduction method. The complex dynamics of these new exact solutions are shown in both three-dimensional plots and two-dimensional contour plots. Interestingly, the patterns of obtained high-order lumps are similar to those of rogue waves in the -dimensions by choosing different values of the free parameters of the model. Furthermore, three kinds of new semi-rational solutions are presented and the classification of lump fission and fusion processes is also discussed. Additionally, we give a new way to obtain rational and semi-rational solutions of -dimensional KP equation by reducing the solutions of the -dimensional Fokas equation. All these results show that the -dimensional Fokas equation is a meaningful multidimensional extension of the KP and DS equations. The obtained results might be useful in diverse fields such as hydrodynamics, nonlinear optics and photonics, ion-acoustic waves in plasmas, matter waves in Bose-Einstein condensates, and sound waves in ferromagnetic media.
Keywords:
4D Fokas equation KP hierarchy reduction method Rational solution Semi-rational solution 3D KP equation1 Introduction
The research field of solitary waves is in fact an interdisciplinary research area that has been deeply studied both theoretically and experimentally. Solitary waves in hydrodynamics originated from the accidental discovery of Russell in 1834 js1 . Nevertheless, he failed to give a rigorous proof of the existence of such special type of waves. More than 60 years later, Korteweg and de Vries kdv made a comprehensive analysis of these solitary waves and established a mathematical model of shallow water waves that adequately describes their complex dynamics. About 70 years later, in 1965, Zabusky and Kruskal nj found numerically that such solitary waves have the property of elastic scattering, and called them ”solitons”. This pioneering work of Zabusky and Kruskal was a milestone in the area of solitons and all that. Since then, the study of solitons has begun to flourish in various fields such as nonlinear optics and optical fibersliu1 ; liu2 , condensed matter, fluid mechanics, and plasma physics. The current research mainly focuses on -dimensional (1D) and -dimensional (2D) systems. However the physical space in reality is -dimensional (3D) and one of the most important open problems in soliton theory is to construct integrable nonlinear partial differential equations (NPDEs) in higher than two spatial dimensions. Therefore, the research value of high-dimensional nonlinear systems is enormous. In order to seek new high-dimensional integrable NPDEs, many researchers have made great efforts during the past decades ab1 ; ds1 ; jm ; lou1 ; lou2 ; ytsf ; geng ; fokas1 ; fokas2 ; fokas3 ; fokas5 ; fokas6 ; fokas7 ; ND1 ; ND2 ; ND3 ; ND4 ; ND5 ; ChenMihalache ; KaurWazwaz ; MM . But, there are still many meaningful open problems to be addressed. With the increasing number of variables, solving high-dimensional NPDEs will be very difficult. Therefore, it is a challenging work to obtain exact solutions of high-dimensional nonlinear systems. Furthermore, a natural problem is whether the exact solutions of high-dimensional NPDEs can be reduced to the exact solutions of low-dimensional NPDEs?
Inspired by the above problems, we consider the -dimensional (4D) Fokas equationfokas :
(1) |
This equation was introduced by Fokas in 2006 fokas , being an integrable extension of the Kadomtsev-Petviashvili (KP) and Davey-Stewartson (DS) equations. Because of the important physical applications of KP and DS equations, the 4D Fokas equation may be used to describe surface and internal waves in rivers with different physical situations. Solitons fs1 ; fs2 , quasi-periodic solutions JMP , lumps fl1 ; fl2 and lump-soliton solutions ff1 for the 4D Fokas equation have been investigated. However, these studies are far from being complete. To the best of authors’ knowledge, high-order rational and semi-rational solutions for the 4D Fokas equation have never been reported. In this paper, we mainly focus on the new exact solutions of the 4D Fokas equation, and how to reduce the exact solutions of the 4D Fokas equation to the exact solutions of low-dimensional NPDEs.
The structure of this paper is as follows. In section 2, the determinant expressions of soliton and breather solutions are constructed by using the KP hierarchy reduction method. In sections 3 and 4, high-order rational and semi-rational solutions are generated for the 4D Fokas equation and the complex dynamic behavior of the corresponding solutions are shown by both three-dimensional plots and two-dimensional contour plots. Then in sections 5, a new way for obtaining rational and semi-rational solutions of 3D KP equation is presented. Finally, in section 6 we discuss and summarize our results.
2 Soliton and breather solutions in the determinant form
In this section, we introduce the determinant expression of soliton and breather solutions for the 4D Fokas equation. Through the following transformation:
the 4D Fokas equation (1) becomes the following 3D equation
(2) |
Additionally, if we further make the transformation
then the 4D Fokas equation becomes
(3) |
Now we make the variable transformation
(4) |
Then the 4D Fokas equation (1) is transformed into the following bilinear form:
(5) |
where is Hirota’s bilinear differential operator hirota . Applying the change of independent variables
(6) |
the bilinear form (5) can be transformed into the following bilinear equation of the KP hierarchy jm :
(7) |
According to Sato theory yo ; yo1 , we construct the Gram determinant solutions of the 4D Fokas equation.
Theorem 1. The 4D Fokas equation (1) admits the following soliton and breather solutions:
(8) |
with
(9) |
Here , and are arbitrary complex constants, , and are arbitrary positive integers, and the asterisk denotes the complex conjugation. We must emphasize that must hold. In order to prove Theorem 1, we first introduce the following Lemma.
Lemma 1. The bilinear equation of KP hierarchy (7) has solutions
(10) |
with the matrix element satisfying the following differential and difference relations
(11) | ||||
Here ,, and are functions of the variables , and .
Proof of Lemma 1. Reusing the differential of determinant and the expansion formula of bordered determinant yo ; yo1 , the derivatives of the functions can be expressed by the following bordered determinants:
As a result:
This completes the proof of Lemma 1. Then, we will prove Theorem 1 with Lemma 1.
Proof of Theorem 1. In order to construct soliton and breather solutions for the bilinear equation (7), we choose functions , , and as follows
(12) | ||||
where
and , and are arbitrary complex constants. Through the following restrictions:
and then setting , , the solutions of bilinear equation (7) can be transformed into the solutions of the 4D Fokas equation. This completes the proof of Theorem 1. Without losing generality, we take , and in this section.
2.1 -soliton solutions
Equation (1) admits -soliton solutions, assuming when , and when in (8). The one-soliton solution is generated by taking and :
(13) |
From the above expressions, it is not difficult to calculate that the maximum amplitude of the one-soliton solution is ; when solution approaches to the constant background plane in the -plane [see Fig. 1(a)]. The velocity and center of the soliton are and , respectively. By taking the parameters and in equation (8) we obtain the expression of the two-soliton solution [see Fig. 1(b)]:
(14) |
Additionally, taking the parameters , , and in equation (8), the three-soliton solution is obtained. We also give the expression of the three-soliton solution in the -plane [see Fig. 1(c)] in which is expressed as
(15) | ||||



2.2 A hybrid of a V-type soliton and breathers


In addition to the soliton solutions, equation (1) admits a hybrid of V-type soliton and breather solutions, assuming and and some parameters are complex in equation (8). We first consider the case of and . The following parameters are further taken in equation (8):
and the mixed solution consisting of a V-type soliton and one breather solution is derived, see Fig. 2. For this mixed solution the expression of is as follows:
(16) | ||||
where
(17) |
Furthermore, for larger , we can derive the mixed solution consisting of a V-type soliton and more breathers. For example, when we take the parameters and in equation (8) the mixed solution consisting of a V-type soliton and two breathers is presented in Fig. 3.


3 Rational solutions in the determinant form
The rational solutions of low-dimensional integrable systems have been extensively investigated. However, there are few studies of rational solutions in high-dimensional systems. Inspired by the works of Ohta and Yang yo1 ; yo2 ; yo3 , the rational solutions of the Fokas equation are constructed by introducing the following Lemma.
Lemma 2. The bilinear equation of KP hierarchy (7) has solutions
(18) |
with the matrix element satisfying the following differential and difference relations
(19) | ||||
Here , , and are functions of the variables , and . The above relations were proven in yo1 , hence we omit here the proof. The functions , , and are defined by
(20) | ||||
where
(21) | ||||
For simplicity, we can rewrite the functions as
(22) | ||||
where
(23) |
and , , , and are arbitrary complex constants. Further, taking the parameter constraints
setting , , , and , the rational solutions of the 4D Fokas equation can be generated from equation (7). Based on the above results, the rational solutions of the 4D Fokas equation are presented in the following Theorem.
Theorem 2. The -dimensional Fokas equation (1) has rational solutions
(24) |
where
(25) |
The matrix elements in are defined by
(26) | ||||
the asterisk denotes the complex conjugation, , and are arbitrary positive integers, and and are arbitrary complex constants. We take , and in this section.
3.1 Fundamental rational solution
According to Theorem 2, taking the parameters , , and in equation (24), we first derive the fundamental rational solution of the 4D Fokas equation:
(27) |
where
(28) |
As can be seen from the above expressions, in order to ensure that the fundamental rational solution is non-singular, must be held. The fundamental rational solution is a lump and has the following extreme points in the -plane, see Fig. 4:
After simple calculations, we get a maximum value and two minimum values of the lump solution. The lump trajectory is .


3.2 High-order rational solutions




In this section, we consider the high-order rational solutions of the 4D Fokas equation. -order lump solutions are derived in the -plane from Theorem 2 for any given . For example, taking , and , the second-order lump solutions are obtained
(29) |
where are defined in Theorem 2. As shown in Fig. 5, the second-order lumps have two types of patterns, which are controlled by four free parameters. Similarly, the third-order lump solutions are derived by taking , and . The third-order lumps have three types of patterns, which are controlled by six parameters, see Fig. 6. For larger values of , as more free parameters will be generated, the patterns of the lumps will be more abundant and their dynamic behavior will be more complicated. We note that the pattern dynamics of high-order lumps is similar to rogue waves dynamics in -dimensional systems.






4 Semi-rational solutions in the determinant form
In this section, we present a Theorem for constructing the semi-rational solutions of the 4D Fokas equation. In order to obtain the semi-rational solutions of the 4D Fokas equation, we will first introduce the following differential operators
(30) |
We choose the following functions
(31) | ||||
The functions and also satisfy the equation (11). For simplicity, we rewrite the matrix element as
(32) | ||||
where
(33) | ||||
Here and are arbitrary complex constants, , and are arbitrary positive integers. Furthermore, taking , , , and , then, the semi-rational solutions of the 4D Fokas equation would be derived. Thus, semi-rational solutions of 4D Fokas equation can be determined by the following Theorem.
Theorem 3. The -dimensional Fokas equation (1) has semi-rational solutions
(34) |
where
(35) |
and the matrix elements in are defined by
(36) | ||||
The asterisk denotes the complex conjugation, , and are arbitrary positive integers, and , , , and are arbitrary real constants. It is not difficult to find that the semi-rational solutions will become rational solutions when . We note that the patterns of rational solutions are similar to those corresponding to rational solutions of the Davey-Stewartson equation, reported in Refs. rao1 ; rao2 ; qc .
4.1 Lumps on one-soliton background
The semi-rational solution consisting of a lump and a soliton is derived by taking , and in equation (34). The expression of is as follows
(37) |
where
By choosing different parameters . and , we derive a lump fusing into or fissioning from a dark soliton or from a bright soliton, see Fig. 7. The classification of four different types of interaction between lumps and one-soliton solutions is given in Table 1. From the above results, we can easily calculate that the velocities of lump and soliton are and , respectively. The velocity of lump is always greater than that of soliton, see Fig. 7.












Parameter condition (i) | Parameter condition (ii) | Results |
---|---|---|
a lump is annihilated | ||
by a bright soliton | ||
a lump is created | ||
from a bright soliton | ||
a lump is annihilated | ||
by a dark soliton | ||
a lump is created | ||
from a dark soliton |




The semi-rational solutions consisting of more lumps and a soliton are generated for and in equation (34). For example, taking , and in equation (34), we can derive the semi-rational solutions composed of two lumps and a soliton. There are also four distinct types of such semi-rational solutions. To have an idea of the dynamics of such semi-rational solutions, we show here only the process of fission of two lumps from a bright soliton, see Fig. 8.
4.2 Lumps on multi-solitons background
For , and in equation (34), the semi-rational solutions consisting of more lumps and more solitons are derived. For example, taking , and in equation (34), we obtain the interaction of local wave structures described by two lumps and two solitons. The exact expression of the corresponding solution is as follows
(38) |
where
The five panels in Fig. 9 describe the process of creation of two lumps from the background of two solitons. As shown in Fig. 9, with time evolution more peaks are created during the interaction between lumps and solitons around , then two lumps and two solitons are completely separated around .





4.3 A hybrid of two lumps, a breather, and a soliton
The third type of semi-rational solution consisting of two lumps, a breather, and a V-type soliton is derived for and in equation (34). The corresponding semi-rational solution is shown in Fig. 10, Obviously, the process of their interaction is elastic, the amplitudes and shapes of soliton, breather, and lumps did not change after the interaction. This type of semi-rational solution has never been reported elsewhere, to the best of our knowledge.


5 Rational and semi-rational solutions related to the 3D KP equation
The 3D KP equation can be read as follows PRL
(39) |
It describes the dynamic behavior of nonlinear waves and solitons in plasma and fluids 3d-1 ; 3d-2 . The rational and semi-rational solutions of the 3D KP equation can be expressed in Theorems 4 and 5 as follows.
Theorem 4. The 3D KP equation (39) has rational solutions
(40) |
where
(41) |
and the matrix elements in are defined by
(42) | ||||
Theorem 5. The 3D KP equation (39) has semi-rational solutions
(43) |
where
(44) |
and the matrix elements in are defined by
(45) | ||||
Here the asterisk denotes the complex conjugation and , , , and are arbitrary complex constants.
The proofs of Theorems 4 and 5 are similar to those of Theorems 2 and 3. It is not difficult to see that the rational and semi-rational solutions of the 4D Fokas equation can degenerate to the rational and semi-rational solutions of the 3D KP equation. The corresponding transformation is as follows
(46) |
where
6 Conclusions
In this paper, the determinant expression of -solitons is constructed for the 4D Fokas equation by using the KP hierarchy reduction method. New types of mixed solutions composed of breathers and V-type solitons are obtained by choosing the appropriate parameters in Theorem 1 (see Fig. 2 and Fig. 3). High-order rational solutions of the 4D Fokas equation are also derived by means of Theorem 2, as well as we give the condition to ensure that the rational solutions are smooth. We show that the fundamental rational solution is a lump in the -plane, which is a traveling wave localized in space and time, see Fig. 4. High-order rational solutions display the interaction between several lumps in the -plane, and exhibit similar dynamical patterns to those of rogue waves in the -dimensions by altering the free parameters in Theorem 2 (see Fig. 5 and Fig. 6).
Furthermore, three kinds of new semi-rational solutions of the 4D Fokas equation are generated by introducing differential operators and . For , and in Theorem 3, the semi-rational solutions composed of lumps and one-soliton solutions are derived. There are four distinct dynamical patterns of these semi-rational solutions, which are obtained by changing the values of parameters , and (see Fig. 7 and Fig. 8). The specific classification of these patterns is shown in Table 1. For and in Theorem 3, the semi-rational solutions consisting of more lumps and more solitons are also generated (see Fig. 9). Also a new kind of semi-rational solution composed of two lumps, a breather, and a V-type soliton is derived, for , and . We point out that the interaction between the mentioned entities of such semi-rational solution is elastic. This kind of semi-rational solution that is illustrated in Fig. 10, has never been reported elsewhere, to the best of our knowledge.
Additionally, using our rational and semi-rational solutions of the 4D Fokas equation, we derived the rational and semi-rational solutions of the 3D KP equation. These results indicate that the 4D Fokas equation is a valuable multi-dimensional extension of the KP and DS equations. In addition, this paper provides an idea for seeking the exact solutions of high-dimensional soliton equations, and also provide a reference for how to reduce the exact solutions of high-dimensional systems to the exact solutions of low-dimensional ones. These results are useful to the study of the dynamics of nonlinear waves in diverse physical settings in hydrodynamics, nonlinear optics and photonics, plasmas, quantum gases (Bose-Einstein condensates), and solid state physics.
Funding This work is supported by the NSF of China under Grant No. 11671219 and No. 11871446.
Compliance with ethical standards
Conflict of interest The authors declare that they have no conflict of interest.
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