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Rationality of weighted hypersurfaces of special degree

Michael Chitayat
Abstract

Let X(w0,w1,w2,w3)X\subset\mathbb{P}(w_{0},w_{1},w_{2},w_{3}) be a quasismooth well-formed weighted projective hypersurface and let L=lcm(w0,w1,w2,w3)L=\operatorname{{\rm lcm}}(w_{0},w_{1},w_{2},w_{3}). We characterize when XX is rational under the assumption that LL divides deg(X)\deg(X). Furthermore, we give a new family of normal rational weighted projective hypersurfaces with ample canonical divisor, valid in all dimensions, adding to the list of examples discovered by Kolla´\rm{\acute{a}}r. Finally, we determine precisely which affine Pham-Brieskorn threefolds are rational, answering a question of Rajendra V. Gurjar.


Author information. Michael Chitayat, University of Ottawa, [email protected], ORCID: 0000-0002-0590-539X


Keywords. Commutative algebra, algebraic geometry, weighted complete intersections, rational varieties, Pham-Brieskorn varieties.


Statements and declarations. The author has no competing interests or funding to declare.


Acknowledgements. The author wishes to thank Rajendra V. Gurjar for proposing Question 1.1, Pedro Garcia Sanchez for sharing some useful comments as well as the reference [1], and Daniel Daigle for multiple comments and suggestions, the most important of which significantly shortened the proof of Theorem A.

1 Introduction

Let X3X\subseteq\mathbb{P}^{3} be a smooth projective hypersurface over \mathbb{C} of degree dd. It is well known that

X is rationald3the geometric genus of X is zero.\text{$X$ is rational}\iff d\leq 3\iff\text{the geometric genus of $X$ is zero.} (1)

We consider the more general situation of weighted hypersurfaces XX in the weighted projective space (w0,w1,w2,w3)\mathbb{P}(w_{0},w_{1},w_{2},w_{3}). This additional generality makes understanding when XX is rational more difficult; we give new results in this direction with subsequent applications.

A Pham-Brieskorn ring is a \mathbb{C}-algebra of the form

Ba0,a1,,an=[X0,X1,,Xn]/X0a0+X1a1++XnanB_{a_{0},a_{1},\dots,a_{n}}=\mathbb{C}[X_{0},X_{1},\dots,X_{n}]/\langle X_{0}^{a_{0}}+X_{1}^{a_{1}}+\dots+X_{n}^{a_{n}}\rangle

where each ai+a_{i}\in\mathbb{N}^{+}. These rings, their corresponding affine varieties and their singular points have been studied extensively for decades from many perspectives (see [20], [11], [18], [15], etc.). This work was motivated by the following question of Rajendra V. Gurjar, to which we manage to provide a complete answer.

1.1 Question.

For which 4-tuples (a0,a1,a2,a3)(a_{0},a_{1},a_{2},a_{3}) is SpecBa0,a1,a2,a3\operatorname{{\rm Spec}}B_{a_{0},a_{1},a_{2},a_{3}} rational?

We begin by defining an \mathbb{N}-grading on Ba0,a1,a2,a3B_{a_{0},a_{1},a_{2},a_{3}} by declaring that XiX_{i} is homogeneous of degree wi=L/aiw_{i}=L/a_{i}, where L=lcm(a0,a1,a2,a3)L=\operatorname{{\rm lcm}}(a_{0},a_{1},a_{2},a_{3}). Thus, ProjBa0,a1,a2,a3\operatorname{{\rm Proj}}B_{a_{0},a_{1},a_{2},a_{3}} is a hypersurface of the weighted projective space (w0,w1,w2,w3)\mathbb{P}(w_{0},w_{1},w_{2},w_{3}). In view of Castelnuovo’s Theorem, which states that rationality and unirationality are equivalent in dimension 2 over \mathbb{C}, it is clear that SpecBa0,a1,a2,a3\operatorname{{\rm Spec}}B_{a_{0},a_{1},a_{2},a_{3}} is rational if and only if ProjBa0,a1,a2,a3\operatorname{{\rm Proj}}B_{a_{0},a_{1},a_{2},a_{3}} is rational. As such, we instead answer the following question, which has the same answer as Question 1.1.

1.2 Question.

For which 4-tuples (a0,a1,a2,a3)(a_{0},a_{1},a_{2},a_{3}) is ProjBa0,a1,a2,a3\operatorname{{\rm Proj}}B_{a_{0},a_{1},a_{2},a_{3}} rational?

To answer Question 1.2, we require a theorem on numerical semigroups. We say that a tuple (d1,,dn)(+)n(d_{1},\dots,d_{n})\in(\mathbb{N}^{+})^{n} is well-formed if gcd(d1,,di1,di^,di+1,dn)=1\gcd(d_{1},\dots,d_{i-1},\hat{d_{i}},d_{i+1},\dots d_{n})=1 for all i{1,,n}i\in\{1,\dots,n\}.

Theorem A.

Suppose (d1,d2,d3,d4)(+)4(d_{1},d_{2},d_{3},d_{4})\in(\mathbb{N}^{+})^{4} is well-formed, let Γ=d1,d2,d3,d4\Gamma=\langle d_{1},d_{2},d_{3},d_{4}\rangle\subseteq\mathbb{N} be the numerical semigroup generated by d1,d2,d3,d4d_{1},d_{2},d_{3},d_{4} and let L=lcm(d1,d2,d3,d4)L=\operatorname{{\rm lcm}}(d_{1},d_{2},d_{3},d_{4}).

  1. (i)

    If Nmax{2Lm=14dm,0}N\geq\max\{2L-\sum_{m=1}^{4}d_{m},0\} then NΓN\in\Gamma.

  2. (ii)

    If n+n\in\mathbb{N}^{+} and nLi=14diΓn\cdot L-\sum_{i=1}^{4}d_{i}\in\mathbb{N}\setminus\Gamma, then n=1n=1 and |{d1,d2,d3,d4}|=2|\{d_{1},d_{2},d_{3},d_{4}\}|=2.

In addition to Theorem A, we prove the rationality of a special family of projective varieties in Proposition 3.6.

Proposition.

Let a,c+a,c\in\mathbb{N}^{+} and consider the graded polynomial ring R=𝐤c,,c,a,,a[X1,,Xk,Y1,,Y]R={\rm\bf k}_{c,\dots,c,a,\dots,a}[X_{1},\dots,X_{k},Y_{1},\dots,Y_{\ell}] where 𝐤{\rm\bf k} is a field, k1k\geq 1, 1\ell\geq 1, deg(Xi)=c\deg(X_{i})=c and deg(Yj)=a\deg(Y_{j})=a for all i,ji,j. Suppose f=g(X1,,Xk)+h(Y1,,Y)f=g(X_{1},\dots,X_{k})+h(Y_{1},\dots,Y_{\ell}) is irreducible and homogeneous of degree L=lcm(a,c)L=\operatorname{{\rm lcm}}(a,c) and both g(X1,,Xk)g(X_{1},\dots,X_{k}) and h(Y1,,Y)h(Y_{1},\dots,Y_{\ell}) are non-zero. Then Proj(R/f)\operatorname{{\rm Proj}}(R/\langle f\rangle) is rational over 𝐤{\rm\bf k}.

Using Theorem A together with Proposition 3.6, we eventually obtain the following (Theorem 3.14) which generalizes (1):

Theorem.

Let w0,w1,w2,w3+w_{0},w_{1},w_{2},w_{3}\in\mathbb{N}^{+} where w0w1w2w3w_{0}\leq w_{1}\leq w_{2}\leq w_{3} and let L=lcm(w0,w1,w2,w3)L=\operatorname{{\rm lcm}}(w_{0},w_{1},w_{2},w_{3}). Suppose X=Xf(w0,w1,w2,w3)X=X_{f}\subset\mathbb{P}(w_{0},w_{1},w_{2},w_{3}) is a well-formed quasismooth hypersurface of degree nLnL for some n+n\in\mathbb{N}^{+}. Then the following are equivalent:

  1. (a)

    XX is rational,

  2. (b)

    h2(X,𝒪X)=0h^{2}(X,\operatorname{\mathcal{O}}_{X})=0,

  3. (c)

    one of the following holds

    1. (i)

      n=1n=1, w0=w1w_{0}=w_{1}, w2=w3w_{2}=w_{3} and gcd(w0,w2)=1\gcd(w_{0},w_{2})=1;

    2. (ii)

      nLi=03wi<0nL-\sum_{i=0}^{3}w_{i}<0.

With Theorem 3.14 available to us, we are able to address Gurjar’s Question 1.2. We will see that Question 1.2 reduces to the special case where cotype(a0,a1,a2,a3)=0\operatorname{{\rm cotype}}(a_{0},a_{1},a_{2},a_{3})=0 (see Definition 4.4) and hence is completely answered by the following, which is Theorem 4.7.

Theorem.

Suppose a0a1a2a3a_{0}\leq a_{1}\leq a_{2}\leq a_{3} and cotype(a0,a1,a2,a3)=0\operatorname{{\rm cotype}}(a_{0},a_{1},a_{2},a_{3})=0. Then ProjBa0,a1,a2,a3\operatorname{{\rm Proj}}B_{a_{0},a_{1},a_{2},a_{3}} is rational if and only if one of the following holds:

  1. (a)

    a0=a1a_{0}=a_{1}, a2=a3a_{2}=a_{3} and gcd(a0,a2)=1\gcd(a_{0},a_{2})=1;

  2. (b)

    1a0+1a1+1a2+1a3>1\frac{1}{a_{0}}+\frac{1}{a_{1}}+\frac{1}{a_{2}}+\frac{1}{a_{3}}>1.

Another interesting application of our results is Example 3.18, which gives a new family of rational quasismooth weighted hypersurfaces with ample canonical divisor. We believe these are the first such examples since Kolla´\rm{\acute{a}}r introduced in [14] what are now known as Kolla´\acute{a}r hypersurfaces. Our examples are simple and exist in any dimension. As a very special case, if a,c+a,c\in\mathbb{N}^{+} are such that gcd(a,c)=1\gcd(a,c)=1 and ac2a2c>0ac-2a-2c>0 then ProjBa,a,c,c\operatorname{{\rm Proj}}B_{a,a,c,c} is a quasismooth normal rational projective surface with quotient singularities and ample canonical divisor.

Notation

We use the following terminology and notation throughout the article.

  • The set of natural numbers includes 0 and is denoted by \mathbb{N}. The set of positive integers is denoted by +\mathbb{N}^{+}.

  • Let Φ\Phi denote the set of prime numbers and let pΦp\in\Phi. Given n+n\in\mathbb{N}^{+}, define

    vp(n)=max{upu divides n}v_{p}(n)=\max\big{\{}\,u\in\mathbb{N}\,\mid\,p^{u}\text{ divides }n\,\big{\}}

    and observe that n=pΦpvp(n)n=\prod_{p\in\Phi}p^{v_{p}(n)} is the prime factorization of nn. Given f,g+f,g\in\mathbb{N}^{+}, we define vp(fg)=vp(f)vp(g)v_{p}(\frac{f}{g})=v_{p}(f)-v_{p}(g).

  • If d1,,dn+d_{1},\dots,d_{n}\in\mathbb{N}^{+}, we define d1,,dn\langle d_{1},\dots,d_{n}\rangle to be the submonoid of (,+)(\mathbb{N},+) generated by d1,,dnd_{1},\dots,d_{n}.

  • A numerical semigroup Γ\Gamma is a subset of (,+)(\mathbb{N},+) satisfying the following three conditions:

    1. (i)

      0Γ0\in\Gamma

    2. (ii)

      +Γ\mathbb{N}^{+}\setminus\Gamma is finite

    3. (iii)

      x,yΓx+yΓx,y\in\Gamma\Rightarrow x+y\in\Gamma

    The Frobenius number of Γ\Gamma is defined as F(Γ)=max(Γ)F(\Gamma)=\max(\mathbb{Z}\setminus\Gamma). If gcd(d1,,dn)=1\gcd(d_{1},\dots,d_{n})=1, we may write F(d1,,dn)F(d_{1},\dots,d_{n}) instead of F(d1,,dn)F(\langle d_{1},\dots,d_{n}\rangle).

  • Let 𝐤{\rm\bf k} be a field. If K/𝐤K/{\rm\bf k} is a field extension, the notation K=𝐤(n)K={\rm\bf k}^{(n)} means that K/𝐤K/{\rm\bf k} is purely transcendental of transcendence degree nn.

  • A variety is an integral separated scheme of finite type over an algebraically closed field 𝐤{\rm\bf k}. A surface is a two-dimensional variety.

  • Let XX be a normal variety over 𝐤{\rm\bf k}. Then Div(X)\operatorname{{\rm Div}}(X) is its group of Weil divisors and KXK_{X} denotes a canonical divisor of XX. The group of \mathbb{Q}-divisors is denoted by Div(X,)\operatorname{{\rm Div}}(X,\mathbb{Q}). A divisor DDiv(X)D\in\operatorname{{\rm Div}}(X) is ample if there exists some n+n\in\mathbb{N}^{+} such that 𝒪X(nD)\operatorname{\mathcal{O}}_{X}(nD) is a very ample invertible sheaf (over 𝐤{\rm\bf k}).

  • A del Pezzo surface is a normal projective surface with at most quotient singularities such that KX-K_{X} is ample. It is well known that a del Pezzo surface over \mathbb{C} is rational.

2 A Semigroup Theorem

We state a theorem used in Section 3. The proof of Theorem A is given in Section 5.

2.1 Definition.

A tuple (d1,,dn)(+)n(d_{1},\dots,d_{n})\in(\mathbb{N}^{+})^{n} is well-formed if gcd(d1,,di1,di^,di+1,dn)=1\gcd(d_{1},\dots,d_{i-1},\hat{d_{i}},d_{i+1},\dots d_{n})=1 for all i{1,,n}i\in\{1,\dots,n\}.

Theorem A.

Suppose (d1,d2,d3,d4)(+)4(d_{1},d_{2},d_{3},d_{4})\in(\mathbb{N}^{+})^{4} is well-formed, let Γ=d1,d2,d3,d4\Gamma=\langle d_{1},d_{2},d_{3},d_{4}\rangle and let L=lcm(d1,d2,d3,d4)L=\operatorname{{\rm lcm}}(d_{1},d_{2},d_{3},d_{4}).

  1. (i)

    If Nmax{2Lm=14dm,0}N\geq\max\{2L-\sum_{m=1}^{4}d_{m},0\} then NΓN\in\Gamma.

  2. (ii)

    If n+n\in\mathbb{N}^{+} and nLi=14diΓn\cdot L-\sum_{i=1}^{4}d_{i}\in\mathbb{N}\setminus\Gamma, then n=1n=1 and |{d1,d2,d3,d4}|=2|\{d_{1},d_{2},d_{3},d_{4}\}|=2.

2.2 Remark.

With the assumptions of Theorem A(ii), if we assume in addition that d1d2d3d4d_{1}\leq d_{2}\leq d_{3}\leq d_{4}, then d1=d2,d3=d4d_{1}=d_{2},d_{3}=d_{4} and gcd(d1,d3)=1\gcd(d_{1},d_{3})=1.

2.3 Remark.

Not only is the well-formedness assumption in Theorem A natural given the geometric context of weighted projective varieties discussed in the following section, it is also the case that various general questions about numerical semigroups can be reduced to the special case where (d1,,dn)(d_{1},\dots,d_{n}) is well-formed. (See for instance Section 3 of [13], Proposition 8 in [10], as well as Lemma 2.16 and Proposition 2.17 in [17].)

3 Rationality of Some Weighted Hypersurfaces

3.1.

Let S=w0,,wn[X0,,Xn]S=\mathbb{C}_{w_{0},\dots,w_{n}}[X_{0},\dots,X_{n}] denote the graded polynomial ring where n1n\geq 1 and deg(Xi)=wi\deg(X_{i})=w_{i} for each i=0,,ni=0,\dots,n. The weighted projective space =(w0,,wn)=Proj(S)\mathbb{P}=\mathbb{P}(w_{0},\dots,w_{n})=\operatorname{{\rm Proj}}(S) is well-formed if (w0,,wn)(w_{0},\dots,w_{n}) is well-formed. Every weighted projective space is a projective variety and is isomorphic to a well-formed weighted projective space. Note also that every weighted projective space is rational.

3.2.

Let II be a homogeneous prime ideal of the graded ring S=w0,,wn[X0,,Xn]S=\mathbb{C}_{w_{0},\dots,w_{n}}[X_{0},\dots,X_{n}] and define XI=Proj(S/I)(w0,,wn)X_{I}=\operatorname{{\rm Proj}}(S/I)\subseteq\mathbb{P}(w_{0},\dots,w_{n}). If f1,,fkf_{1},\dots,f_{k} are homogeneous elements of SS, we abbreviate Xf1,,fkX_{\langle f_{1},\dots,f_{k}\rangle} by Xf1,,fkX_{f_{1},\dots,f_{k}}. If II is generated by a regular sequence (f1,,fk)(f_{1},\dots,f_{k}) of homogeneous elements of SS of respective degrees di=deg(fi)d_{i}=\deg(f_{i}) where i=1,,ki=1,\dots,k, then XIX_{I} is called a weighted complete intersection of multidegree (d1,,dk)(d_{1},\dots,d_{k}). In particular, if k=1k=1, f1=ff_{1}=f and d1=dd_{1}=d, we will say that XI=XfX_{I}=X_{f} is a weighted hypersurface of degree dd. The closed subset CXI=V(I)𝔸n+1C_{X_{I}}=V(I)\subseteq\mathbb{A}^{n+1} is called the affine cone over XIX_{I}; note that CXIC_{X_{I}} passes through the origin of 𝔸n+1\mathbb{A}^{n+1} and that CXISpec(S/I)C_{X_{I}}\cong\operatorname{{\rm Spec}}(S/I) is an integral affine scheme. The variety XIX_{I} is quasismooth if CXIC_{X_{I}} is nonsingular away from the origin. A weighted complete intersection XI(w0,,wn)X_{I}\subseteq\mathbb{P}(w_{0},\dots,w_{n}) is well-formed if both

  1. (i)

    (w0,,wn)\mathbb{P}(w_{0},\dots,w_{n}) is well-formed,

  2. (ii)

    𝐜𝐨𝐝𝐢𝐦XI(XISing())2\operatorname{{\rm\bf codim}}_{X_{I}}(X_{I}\cap\operatorname{{\rm Sing}}(\mathbb{P}))\geq 2.

The amplitude of a well-formed weighted complete intersection Xf1,,fk(w0,,wn)X_{f_{1},\dots,f_{k}}\subseteq\mathbb{P}(w_{0},\dots,w_{n}) is the quantity α=i=1kdij=0nwj\alpha=\sum_{i=1}^{k}d_{i}-\sum_{j=0}^{n}w_{j} where di=deg(fi)d_{i}=\deg(f_{i}). (We will preserve this notation for the amplitude α\alpha through to the end of Section 3.) It is well known that if XIX_{I} is a well-formed quasismooth weighted complete intersection, then XIX_{I} is a normal, Cohen-Macaulay, \mathbb{Q}-factorial variety with at most cyclic quotient (hence rational) singularities.

We make use of 3.3 to 3.5 in the proof of Corollary 3.17. Paragraph 3.3 appears in Section 5.4 of [5], Lemma 3.4 (a) is due to Demazure. Lemma 3.4 (b) and Proposition 3.5 are unpublished results of Daigle.

3.3.

If B=iBiB=\bigoplus_{i\in\mathbb{N}}B_{i} is an \mathbb{N}-graded domain, the number e(B)=gcd{iBi0}e(B)=\gcd\big{\{}\,i\in\mathbb{N}\,\mid\,B_{i}\neq 0\,\big{\}} is called the saturation index of BB. One says that BB is saturated in codimension 11 if e(B/𝔭)=e(B)e(B/\mathfrak{p})=e(B) for every height 11 homogeneous prime ideal 𝔭\mathfrak{p} of BB. Let X=SpecBX=\operatorname{{\rm Spec}}B and Y=ProjBY=\operatorname{{\rm Proj}}B. Let Y(1)Y^{(1)} be the set of height 11 homogeneous prime ideals of BB. If 𝔭Y(1)\mathfrak{p}\in Y^{(1)} then B(𝔭)B𝔭B_{(\mathfrak{p})}\subset B_{\mathfrak{p}} is an extension of discrete valuation rings whose ramification index we denote by e𝔭e_{\mathfrak{p}}. For each 𝔭Y(1)\mathfrak{p}\in Y^{(1)}, let C𝔭YC_{\mathfrak{p}}^{Y} (resp.  C𝔭XC_{\mathfrak{p}}^{X}) be the closure of {𝔭}\{\mathfrak{p}\} in YY (resp. in XX); note that C𝔭YC_{\mathfrak{p}}^{Y} (resp.  C𝔭XC_{\mathfrak{p}}^{X}) is a prime divisor of YY (resp. of XX), and that each prime divisor on YY is a C𝔭YC_{\mathfrak{p}}^{Y} for some 𝔭Y(1)\mathfrak{p}\in Y^{(1)}. For each prime divisor C𝔭YY(1)C_{\mathfrak{p}}^{Y}\in Y^{(1)}, define φ(C𝔭Y)=e𝔭C𝔭X\varphi(C_{\mathfrak{p}}^{Y})=e_{\mathfrak{p}}C_{\mathfrak{p}}^{X}, and extend linearly to a \mathbb{Q}-linear map φ:Div(Y,)Div(X,)\varphi:\operatorname{{\rm Div}}(Y,\mathbb{Q})\to\operatorname{{\rm Div}}(X,\mathbb{Q}), where Dφ(D)D\mapsto\varphi(D).

3.4 Lemma.

Let BB be an \mathbb{N}-graded normal domain that is finitely generated over \mathbb{C} such that e(B)=1e(B)=1 and 0pt(B+)>10pt(B_{+})>1.

  1. (a)

    There exists an ample \mathbb{Q}-divisor DD of Y=ProjBY=\operatorname{{\rm Proj}}B such that 𝒪Y(n)=𝒪Y(nD)\operatorname{\mathcal{O}}_{Y}(n)=\operatorname{\mathcal{O}}_{Y}(nD) for all nn\in\mathbb{Z}.

  2. (b)

    If BB is saturated in codimension 11, then DDiv(Y)D\in\operatorname{{\rm Div}}(Y) (i.e. DD has integral coefficients).

Proof.

We use the notation of 3.3. Let f,gf,g be nonzero homogeneous elements of BB such that deg(f)deg(g)=1\deg(f)-\deg(g)=1 and let W=divX(f/g)Div(X)W=\operatorname{{\rm div}}_{X}(f/g)\in\operatorname{{\rm Div}}(X). By the Theorem below Section 3.5 in [7], there exists a unique DDiv(Y,)D\in\operatorname{{\rm Div}}(Y,\mathbb{Q}) such that φ(D)=W\varphi(D)=W and this DD is ample and satisfies 𝒪X(nD)𝒪X(n)\operatorname{\mathcal{O}}_{X}(nD)\cong\operatorname{\mathcal{O}}_{X}(n) for all nn\in\mathbb{Z}. This shows (a).

If BB is saturated in codimension 11, then Corollary 9.4 of [6] implies that e𝔭=1e_{\mathfrak{p}}=1 for all 𝔭Y(1)\mathfrak{p}\in Y^{(1)}; since WW has integral coefficients, it follows that DD has integral coefficients, proving (b). ∎

3.5 Proposition.

Let n2n\geq 2, let =(w0,,wn)\mathbb{P}=\mathbb{P}(w_{0},\dots,w_{n}) be a well-formed weighted projective space and let II be a homogeneous prime ideal of R=w0,,wn[X0,,Xn]R=\mathbb{C}_{w_{0},\dots,w_{n}}[X_{0},\dots,X_{n}] with 0ptI<n0ptI<n. Consider the graded ring B=R/IB=R/I and the closed subvariety X=V+(I)X=V_{+}(I) of \mathbb{P}. Then XX is well-formed if and only if BB is saturated in codimension 11.

Proof.

Let π:RB\pi:R\to B be the canonical epimorphism. Let w=i=0nwiw=\prod_{i=0}^{n}w_{i}. For each prime factor pp of ww, let Jp={j 0jn and pwj}J_{p}=\big{\{}\,j\,\mid\,0\leq j\leq n\text{ and }p\nmid w_{j}\,\big{\}} and 𝔮p=jJpRXj\mathfrak{q}_{p}=\sum_{j\in J_{p}}RX_{j}. It is well known that Sing=pwV+(𝔮p)\operatorname{{\rm Sing}}\mathbb{P}=\bigcup_{p\mid w}V_{+}(\mathfrak{q}_{p}). Also note that

given any homogeneous prime ideal 𝔥\mathfrak{h} of RR,  pe(R/𝔥)p\mid e(R/\mathfrak{h}) \Leftrightarrow 𝔮p𝔥\mathfrak{q}_{p}\subseteq\mathfrak{h}. (2)

Suppose that BB is not saturated in codimension 11. Then there exists a height 11 homogeneous prime ideal 𝔭\mathfrak{p} of BB such that e(B/𝔭)1e(B/\mathfrak{p})\neq 1. Let 𝔥=π1(𝔭)\mathfrak{h}=\pi^{-1}(\mathfrak{p}); then R/𝔥B/𝔭R/\mathfrak{h}\cong B/\mathfrak{p}, so e(R/𝔥)=e(B/𝔭)1e(R/\mathfrak{h})=e(B/\mathfrak{p})\neq 1. Choose a prime factor pp of e(R/𝔥)e(R/\mathfrak{h}); then pwp\mid w and (by (2)) 𝔮p𝔥\mathfrak{q}_{p}\subseteq\mathfrak{h}. We also have I𝔥I\subseteq\mathfrak{h}, so V+(𝔥)V+(I)V+(𝔮p)XSingV_{+}(\mathfrak{h})\subseteq V_{+}(I)\cap V_{+}(\mathfrak{q}_{p})\subseteq X\cap\operatorname{{\rm Sing}}\mathbb{P}. Since 0pt𝔥=1+0ptI0pt\mathfrak{h}=1+0ptI, we find dimV+(𝔥)=dimX1\dim V_{+}(\mathfrak{h})=\dim X-1, so 𝐜𝐨𝐝𝐢𝐦X(XSing)1\operatorname{{\rm\bf codim}}_{X}(X\cap\operatorname{{\rm Sing}}\mathbb{P})\leq 1 and hence XX is not well-formed.

Conversely, suppose that XX is not well-formed. Then 𝐜𝐨𝐝𝐢𝐦X(XSing)1\operatorname{{\rm\bf codim}}_{X}(X\cap\operatorname{{\rm Sing}}\mathbb{P})\leq 1, so there exists a homogeneous prime ideal 𝔥\mathfrak{h} of RR such that V+(𝔥)XSingV_{+}(\mathfrak{h})\subseteq X\cap\operatorname{{\rm Sing}}\mathbb{P} and dimV+(𝔥)=dimX1\dim V_{+}(\mathfrak{h})=\dim X-1. Note that I𝔥I\subseteq\mathfrak{h} and that 0pt𝔥=0ptI+10pt\mathfrak{h}=0ptI+1; so 𝔭=π(𝔥)\mathfrak{p}=\pi(\mathfrak{h}) is a homogeneous prime ideal of BB of height 11. Since V+(𝔥)Sing=pwV+(𝔮p)V_{+}(\mathfrak{h})\subseteq\operatorname{{\rm Sing}}\mathbb{P}=\bigcup_{p\mid w}V_{+}(\mathfrak{q}_{p}), there exists a prime divisor pp of ww such that V+(𝔥)V+(𝔮p)V_{+}(\mathfrak{h})\subseteq V_{+}(\mathfrak{q}_{p}) and hence 𝔮p𝔥\mathfrak{q}_{p}\subseteq\mathfrak{h}. So (2) implies that pp divides e(R/𝔥)=e(B/𝔭)e(R/\mathfrak{h})=e(B/\mathfrak{p}), which implies that BB is not saturated in codimension 11. ∎

We generalize an unpublished result of Michela Artebani. See Proposition 4.3.4 in [3].

3.6 Proposition.

Let a,c+a,c\in\mathbb{N}^{+} and consider the graded polynomial ring R=𝐤c,,c,a,,a[X1,,Xk,Y1,,Y]R={\rm\bf k}_{c,\dots,c,a,\dots,a}[X_{1},\dots,X_{k},Y_{1},\dots,Y_{\ell}] where 𝐤{\rm\bf k} is a field, k1k\geq 1, 1\ell\geq 1, deg(Xi)=c\deg(X_{i})=c and deg(Yj)=a\deg(Y_{j})=a for all i,ji,j. Suppose f=g(X1,,Xk)+h(Y1,,Y)f=g(X_{1},\dots,X_{k})+h(Y_{1},\dots,Y_{\ell}) is irreducible and homogeneous of degree L=lcm(a,c)L=\operatorname{{\rm lcm}}(a,c) and both g(X1,,Xk)g(X_{1},\dots,X_{k}) and h(Y1,,Y)h(Y_{1},\dots,Y_{\ell}) are non-zero. Then Proj(R/f)\operatorname{{\rm Proj}}(R/\langle f\rangle) is rational over 𝐤{\rm\bf k}.

Proof.

Let B=R/fB=R/\langle f\rangle and write B=𝐤[x1,xk,y1,y]B={\rm\bf k}[x_{1},\dots x_{k},y_{1},\dots y_{\ell}] where xix_{i} and yjy_{j} are the canonical images of XiX_{i} and YjY_{j} in BB. Let g=gcd(a,c)g=\gcd(a,c). Since ProjBProjB(g)\operatorname{{\rm Proj}}B\cong\operatorname{{\rm Proj}}B^{(g)}, we may assume without loss of generality that gcd(a,c)=1\gcd(a,c)=1 and that L=acL=ac. We define the following elements of the function field KK of ProjB\operatorname{{\rm Proj}}B:

ti=xixk for each i=1,,k1,u=xkayc,vj=yjy for each j=1,,1.t_{i}=\frac{x_{i}}{x_{k}}\text{ for each }i=1,\dots,k-1,\quad u=\frac{x_{k}^{a}}{y_{\ell}^{c}},\quad v_{j}=\frac{y_{j}}{y_{\ell}}\text{ for each }j=1,\dots,\ell-1.

We claim that

B(y)𝐤(t1,,tk1,u,v1,,v1)KB_{(y_{\ell})}\subseteq{\rm\bf k}(t_{1},\dots,t_{k-1},u,v_{1},\dots,v_{\ell-1})\subseteq K (3)

where the second inclusion is obvious. To prove the first inclusion, observe that B(y)B_{(y_{\ell})} is generated by elements of the form

x1α1xkαky1β1y1β1yβ such that αi,βj and ci=1kαi+aj=11βj=aβ.\frac{x_{1}^{\alpha_{1}}\cdots x_{k}^{\alpha_{k}}y_{1}^{\beta_{1}}\cdots y_{\ell-1}^{\beta_{\ell-1}}}{y_{\ell}^{\beta_{\ell}}}\text{ such that $\alpha_{i},\beta_{j}\in\mathbb{N}$ and $c\sum_{i=1}^{k}\alpha_{i}+a\sum_{j=1}^{\ell-1}\beta_{j}=a\beta_{\ell}$}. (4)

Consider any element from (4). Since gcd(a,c)=1\gcd(a,c)=1, ai=1kαia\mid\sum_{i=1}^{k}\alpha_{i}. So, i=1kαi=qa\sum_{i=1}^{k}\alpha_{i}=qa for some q+q\in\mathbb{N}^{+} and αk=qai=1k1αi\alpha_{k}=qa-\sum_{i=1}^{k-1}\alpha_{i}. We then have

β=ci=1kαia+j=11βj=(ci=1k1αi)+cαka+j=11βj=(ci=1k1αi)+cqac(i=1k1αi)a+j=11βj=cq+j=11βj.\beta_{\ell}=\frac{c\sum_{i=1}^{k}\alpha_{i}}{a}+\sum_{j=1}^{\ell-1}\beta_{j}=\frac{(c\sum_{i=1}^{k-1}\alpha_{i})+c\alpha_{k}}{a}+\sum_{j=1}^{\ell-1}\beta_{j}=\frac{(c\sum_{i=1}^{k-1}\alpha_{i})+cqa-c(\sum_{i=1}^{k-1}\alpha_{i})}{a}+\sum_{j=1}^{\ell-1}\beta_{j}=cq+\sum_{j=1}^{\ell-1}\beta_{j}.

We have

x1α1xkαky1β1y1β1ycq+j=11βj\displaystyle\frac{x_{1}^{\alpha_{1}}\cdots x_{k}^{\alpha_{k}}y_{1}^{\beta_{1}}\dots y_{\ell-1}^{\beta_{\ell-1}}}{y_{\ell}^{cq+\sum_{j=1}^{\ell-1}\beta_{j}}} =(x1xk)α1(xk1xk)αk1(xki=1kαiycq)(y1y)β1(y1y)β1\displaystyle=\left(\frac{x_{1}}{x_{k}}\right)^{\alpha_{1}}\dots\left(\frac{x_{k-1}}{x_{k}}\right)^{\alpha_{k-1}}\left(\frac{x_{k}^{\sum_{i=1}^{k}\alpha_{i}}}{y_{\ell}^{cq}}\right)\left(\frac{y_{1}}{y_{\ell}}\right)^{\beta_{1}}\dots\left(\frac{y_{\ell-1}}{y_{\ell}}\right)^{\beta_{\ell-1}}
=(x1xk)α1(xk1xk)αk1(xkqaycq)(y1y)β1(y1y)β1\displaystyle=\left(\frac{x_{1}}{x_{k}}\right)^{\alpha_{1}}\dots\left(\frac{x_{k-1}}{x_{k}}\right)^{\alpha_{k-1}}\left(\frac{x_{k}^{qa}}{y_{\ell}^{cq}}\right)\left(\frac{y_{1}}{y_{\ell}}\right)^{\beta_{1}}\dots\left(\frac{y_{\ell-1}}{y_{\ell}}\right)^{\beta_{\ell-1}}
=t1α1tk1αk1uqv1β1v1β1.\displaystyle=t_{1}^{\alpha_{1}}\dots t_{k-1}^{\alpha_{k-1}}u^{q}v_{1}^{\beta_{1}}\dots v_{\ell-1}^{\beta_{\ell-1}}.

This shows that every element from (4) is an element of 𝐤(t1,,tk1,u,v1,,v1){\rm\bf k}(t_{1},\dots,t_{k-1},u,v_{1},\dots,v_{\ell-1}) and consequently (3) is true. Since FracB(y)=K\operatorname{{\rm Frac}}{B_{(y_{\ell})}}=K, it follows from (3) that K=𝐤(t1,,tk1,u,v1,,v1)K={\rm\bf k}(t_{1},\dots,t_{k-1},u,v_{1},\dots,v_{\ell-1}). Since trdeg𝐤K=k+2\operatorname{{\rm trdeg}}_{\rm\bf k}K=k+\ell-2, it now suffices to show that u𝐤(t1,,tk1,v1,,v1)u\in{\rm\bf k}(t_{1},\dots,t_{k-1},v_{1},\dots,v_{\ell-1}).

Let M={(μ1,,μk)ki=1kμi=a}M=\big{\{}\,(\mu_{1},\dots,\mu_{k})\in\mathbb{N}^{k}\,\mid\,\sum_{i=1}^{k}\mu_{i}=a\,\big{\}} and let N={(ν1,,ν)i=1νi=c}N=\big{\{}\,(\nu_{1},\dots,\nu_{\ell})\in\mathbb{N}^{\ell}\,\mid\,\sum_{i=1}^{\ell}\nu_{i}=c\,\big{\}}. Write

g(X1,,Xk)=(μ1,,μk)MamX1μ1Xkμk and h(Y1,,Y)=(ν1,,ν)NbnY1ν1Yνg(X_{1},\dots,X_{k})=\sum_{(\mu_{1},\dots,\mu_{k})\in M}a_{m}X_{1}^{\mu_{1}}\dots X_{k}^{\mu_{k}}\text{ and }h(Y_{1},\dots,Y_{\ell})=\sum_{(\nu_{1},\dots,\nu_{\ell})\in N}b_{n}Y_{1}^{\nu_{1}}\dots Y_{\ell}^{\nu_{\ell}}

where m=(μ1,,μk)Mm=(\mu_{1},\dots,\mu_{k})\in M, n=(ν1,,ν)Nn=(\nu_{1},\dots,\nu_{\ell})\in N and the coefficients am𝐤a_{m}\in{\rm\bf k} (resp bn𝐤b_{n}\in{\rm\bf k}) are not all zero. Then

0\displaystyle 0 =g(x1,,xk)+h(y1,,y)=(μ1,,μk)Mamx1μ1xkμk+(ν1,,ν)Nbny1ν1yν\displaystyle=g(x_{1},\dots,x_{k})+h(y_{1},\dots,y_{\ell})=\sum_{(\mu_{1},\dots,\mu_{k})\in M}a_{m}x_{1}^{\mu_{1}}\dots x_{k}^{\mu_{k}}+\sum_{(\nu_{1},\dots,\nu_{\ell})\in N}b_{n}y_{1}^{\nu_{1}}\dots y_{\ell}^{\nu_{\ell}}
0\displaystyle 0 =(μ1,,μk)Mamx1μ1xk1μk1xkμkxki=1k1μixki=1k1μiyc+(ν1,,ν)Nbny1ν1yνyc\displaystyle=\sum_{(\mu_{1},\dots,\mu_{k})\in M}\frac{a_{m}x_{1}^{\mu_{1}}\dots x_{k-1}^{\mu_{k-1}}x_{k}^{\mu_{k}}x_{k}^{\sum_{i=1}^{k-1}\mu_{i}}}{x_{k}^{\sum_{i=1}^{k-1}\mu_{i}}y_{\ell}^{c}}+\sum_{(\nu_{1},\dots,\nu_{\ell})\in N}\frac{b_{n}y_{1}^{\nu_{1}}\dots y_{\ell}^{\nu_{\ell}}}{y_{\ell}^{c}}
=(μ1,,μk)Mamx1μ1xk1μk1xkaxki=1k1μiyc+(ν1,,ν)Nbny1ν1yνyc\displaystyle=\sum_{(\mu_{1},\dots,\mu_{k})\in M}\frac{a_{m}x_{1}^{\mu_{1}}\dots x_{k-1}^{\mu_{k-1}}x_{k}^{a}}{x_{k}^{\sum_{i=1}^{k-1}\mu_{i}}y_{\ell}^{c}}+\sum_{(\nu_{1},\dots,\nu_{\ell})\in N}\frac{b_{n}y_{1}^{\nu_{1}}\dots y_{\ell}^{\nu_{\ell}}}{y_{\ell}^{c}}
=u(μ1,,μk)Mamt1μ1tk1μk1+(ν1,,ν)Nbnv1ν1v1ν1\displaystyle=u\sum_{(\mu_{1},\dots,\mu_{k})\in M}a_{m}t_{1}^{\mu_{1}}\dots t_{k-1}^{\mu_{k-1}}+\sum_{(\nu_{1},\dots,\nu_{\ell})\in N}b_{n}v_{1}^{\nu_{1}}\dots v_{\ell-1}^{\nu_{\ell-1}}

from which it follows that

u=(ν1,,ν)Nbnv1ν1v1ν1(μ1,,μk)Mamt1μ1tk1μk1u=\frac{-\sum_{(\nu_{1},\dots,\nu_{\ell})\in N}b_{n}v_{1}^{\nu_{1}}\dots v_{\ell-1}^{\nu_{\ell-1}}}{\sum_{(\mu_{1},\dots,\mu_{k})\in M}a_{m}t_{1}^{\mu_{1}}\dots t_{k-1}^{\mu_{k-1}}}

noting that the denominator is non-zero because not all the ama_{m} are zero and t1,,tk1t_{1},\dots,t_{k-1} are algebraically independent over 𝐤{\rm\bf k}. It follows that u𝐤(t1,,tk1,v1,,v1)u\in{\rm\bf k}(t_{1},\dots,t_{k-1},v_{1},\dots,v_{\ell-1}) which completes the proof.

3.7 Lemma.

Let a,c+a,c\in\mathbb{N}^{+} and suppose gcd(a,c)=1\gcd(a,c)=1. If m,nm,n\in\mathbb{N} satisfy ma+nc=acma+nc=ac, then either m=0m=0 or n=0n=0.

Proof.

Assume ma+nc=acma+nc=ac. Then ma=(an)cma=(a-n)c so cmac\mid ma. Since gcd(a,c)=1\gcd(a,c)=1, cmc\mid m. So m=0m=0 or m=cm=c, in which case n=0n=0. ∎

3.8 Corollary.

Let a,c+a,c\in\mathbb{N}^{+} be such that gcd(a,c)=1\gcd(a,c)=1 and let B=c,c,a,a[X0,X1,X2,X3]/fB=\mathbb{C}_{c,c,a,a}[X_{0},X_{1},X_{2},X_{3}]/\langle f\rangle where ff is irreducible and homogeneous of degree acac. Then ProjB\operatorname{{\rm Proj}}B is rational over \mathbb{C}.

Proof.

By Lemma 3.7, f=g(X0,X1)+h(X2,X3)f=g(X_{0},X_{1})+h(X_{2},X_{3}) where each of g(X0,X1)g(X_{0},X_{1}) and h(X2,X3)h(X_{2},X_{3}) is either zero or is homogeneous of degree acac. We write B=[x0,x1,x2,x3]B=\mathbb{C}[x_{0},x_{1},x_{2},x_{3}] where xix_{i} is the canonical image of XiX_{i} in BB. Let g=g(X0,X1)g=g(X_{0},X_{1}), h=h(X2,X3)h=h(X_{2},X_{3}) and let f¯,g¯\bar{f},\bar{g} and h¯\bar{h} denote the images of f,gf,g and hh in BB.

If g¯=0\bar{g}=0, then fgf\mid g so f=gf=g. Since ff is irreducible, f=λ0X0+λ1X1f=\lambda_{0}X_{0}+\lambda_{1}X_{1} where λ0,λ1\lambda_{0},\lambda_{1}\in\mathbb{C} are not both 0. We then obtain that ProjB(c,a,a)(c,1,1)\operatorname{{\rm Proj}}B\cong\mathbb{P}(c,a,a)\cong\mathbb{P}(c,1,1) which is rational. The same argument shows that ProjB\operatorname{{\rm Proj}}B is rational if h¯=0\bar{h}=0. Assume now that g¯0\bar{g}\neq 0 and h¯0\bar{h}\neq 0. Then g(X0,X1)g(X_{0},X_{1}) and h(X2,X3)h(X_{2},X_{3}) are nonzero and the result follows from Proposition 3.6. ∎

We state Lemma 7.1 of [12]. Note that the last line should read A(kα)A_{-(k-\alpha)} instead of AkαA_{-k-\alpha} as in [12].

3.9 Lemma.

Let X=Xf1,,fr(w0,,wn)X=X_{f_{1},\dots,f_{r}}\subseteq\mathbb{P}(w_{0},\dots,w_{n}) be a well-formed quasismooth weighted complete intersection. Let AA be the graded ring w0,,wn[X0,,Xn]/f1,,fr\mathbb{C}_{w_{0},\dots,w_{n}}[X_{0},\dots,X_{n}]/\langle f_{1},\dots,f_{r}\rangle. Then,

Hi(X,𝒪X(k)){Akif i=00if 1i<dimXA(kα)if i=dimXH^{i}(X,\operatorname{\mathcal{O}}_{X}(k))\cong\begin{cases}A_{k}&\text{if }i=0\\ 0&\text{if }1\leq i<\dim X\\ A_{-(k-\alpha)}&\text{if }i=\dim X\\ \end{cases}

for all kk\in\mathbb{Z}.

3.10 Proposition.

Let X=Xf1,,fr(w0,,wn)X=X_{f_{1},\dots,f_{r}}\subseteq\mathbb{P}(w_{0},\dots,w_{n}) be a well-formed quasismooth weighted complete intersection of dimension qq that is not contained in a hyperplane. If α\alpha belongs to the submonoid w0,,wn\langle w_{0},\dots,w_{n}\rangle of (,+)(\mathbb{N},+), then hq(X,𝒪X)>0h^{q}(X,\operatorname{\mathcal{O}}_{X})>0. Moreover, XX is not uniruled and not rational.

Proof.

Let AA be the graded ring w0,,wn[X0,,Xn]/f1,,fr\mathbb{C}_{w_{0},\dots,w_{n}}[X_{0},\dots,X_{n}]/\langle f_{1},\dots,f_{r}\rangle and let X~\tilde{X} be a resolution of singularities of XX. Suppose αw0,,wn\alpha\in\langle w_{0},\dots,w_{n}\rangle. If α=0\alpha=0, then Aα=A_{\alpha}=\mathbb{C}. Otherwise, α>0\alpha>0 and since XX is not contained in a hyperplane, AαA_{\alpha} contains a nonzero monomial of AA. We obtain

0AαHq(X,𝒪X)Hq(X~,𝒪X~),0\neq A_{\alpha}\cong H^{q}(X,\operatorname{\mathcal{O}}_{X})\cong H^{q}(\tilde{X},\operatorname{\mathcal{O}}_{\tilde{X}}),

the first isomorphism by Lemma 3.9, the second since XX has rational singularities. This shows that 0<hq(X,𝒪X)=hq(X~,𝒪X~)0<h^{q}(X,\operatorname{\mathcal{O}}_{X})=h^{q}(\tilde{X},\operatorname{\mathcal{O}}_{\tilde{X}}). Since X~\tilde{X} has non-zero genus, it has non-negative Kodaira dimension, and hence is not uniruled. It follows that XX is not uniruled and not rational. ∎

3.11 Example.

Proposition 3.10 may fail if XX is contained in a hyperplane. Let f1=X03+X13+X27+X37f_{1}=X_{0}^{3}+X_{1}^{3}+X_{2}^{7}+X_{3}^{7}, f2=X4f_{2}=X_{4} and let X=Xf1,f2(7,7,3,3,1)X=X_{f_{1},f_{2}}\subset\mathbb{P}(7,7,3,3,1). Then XX is quasismooth and well-formed, the amplitude α=1\alpha=1 belongs to the submonoid 7,7,3,3,1\langle 7,7,3,3,1\rangle of +\mathbb{N}^{+} but XProjB3,3,7,7X\cong\operatorname{{\rm Proj}}B_{3,3,7,7} is rational by Proposition 3.6.

3.12 Remark.

In Proposition 2.13 (ii) of [16], the authors prove that if X=Xf1,,fr(w0,,wn)X=X_{f_{1},\dots,f_{r}}\subseteq\mathbb{P}(w_{0},\dots,w_{n}) is a quasismooth well-formed weighted complete intersection, α>0\alpha>0 and wiαw_{i}\mid\alpha for all i{0,,n}i\in\{0,\dots,n\}, then XX is not uniruled. They then remark that they do not know whether the assumption that wiαw_{i}\mid\alpha for all ii is necessary for their result to hold. Proposition 3.10 shows that their assumption can often be relaxed.

3.13 Corollary.

Suppose X=Xf(w0,w1,w2,w3)X=X_{f}\subset\mathbb{P}(w_{0},w_{1},w_{2},w_{3}) is a well-formed quasismooth weighted hypersurface of degree d+d\in\mathbb{N}^{+}.

  1. (a)

    If α<0\alpha<0, then XX is rational.

  2. (b)

    If α\alpha belongs to the submonoid w0,w1,w2,w3\langle w_{0},w_{1},w_{2},w_{3}\rangle of (,+)(\mathbb{N},+) then h2(X,𝒪X)>0h^{2}(X,\operatorname{\mathcal{O}}_{X})>0 and XX is not rational.

  3. (c)

    If d=i=03wid=\sum_{i=0}^{3}w_{i} or dmax{2L,i=03wi}d\geq\max\{2L,\sum_{i=0}^{3}w_{i}\} where L=lcm(w0,w1,w2,w3)L=\operatorname{{\rm lcm}}(w_{0},w_{1},w_{2},w_{3}), XX is not rational.

Proof.

For (a), it is well-known that XX is a del Pezzo surface with quotient singularities (see p.790 of [2]) and so XX is rational. For (b), we note that if αw0,w1,w2,w3\alpha\in\langle w_{0},w_{1},w_{2},w_{3}\rangle then α0\alpha\geq 0 and so XX is not contained in a hyperplane and the result follows from Proposition 3.10. Part (c) follows from Theorem A(i) and part (b). ∎

3.14 Theorem.

Let w0,w1,w2,w3+w_{0},w_{1},w_{2},w_{3}\in\mathbb{N}^{+} where w0w1w2w3w_{0}\leq w_{1}\leq w_{2}\leq w_{3} and let L=lcm(w0,w1,w2,w3)L=\operatorname{{\rm lcm}}(w_{0},w_{1},w_{2},w_{3}). Suppose X=Xf(w0,w1,w2,w3)X=X_{f}\subset\mathbb{P}(w_{0},w_{1},w_{2},w_{3}) is a well-formed quasismooth hypersurface of degree nLnL for some n+n\in\mathbb{N}^{+}. Then the following are equivalent:

  1. (a)

    XX is rational,

  2. (b)

    h2(X,𝒪X)=0h^{2}(X,\operatorname{\mathcal{O}}_{X})=0,

  3. (c)

    one of the following holds

    1. (i)

      n=1n=1, w0=w1w_{0}=w_{1}, w2=w3w_{2}=w_{3} and gcd(w0,w2)=1\gcd(w_{0},w_{2})=1;

    2. (ii)

      nLi=03wi<0nL-\sum_{i=0}^{3}w_{i}<0.

Proof.

Let Γ=w0,w1,w2,w3\Gamma=\langle w_{0},w_{1},w_{2},w_{3}\rangle, let X=XfX=X_{f}, and recall that α=nLi=03wi\alpha=nL-\sum_{i=0}^{3}w_{i}. Since XX is well-formed, we have gcd{wiiI}=1\gcd\big{\{}\,w_{i}\,\mid\,i\in I\,\big{\}}=1 for every subset II of {0,1,2,3}\{0,1,2,3\} of cardinality 33.

That (a) implies (b) follows from the fact that XX has rational singularities. Assume (b) holds. Then Corollary 3.13 (b) implies that αΓ\alpha\notin\Gamma, so either α<0\alpha<0 or αΓ\alpha\in\mathbb{N}\setminus\Gamma. If α<0\alpha<0, (ii) holds. If αΓ\alpha\in\mathbb{N}\setminus\Gamma, Theorem A(ii) implies that n=1n=1 and |{w0,w1,w2,w3}|=2|\{w_{0},w_{1},w_{2},w_{3}\}|=2, so (i) holds. This proves that (b) implies (c). We show that (c) implies (a). If (i) holds, then XX is rational by Corollary 3.8. If (ii) holds, then XX is rational by Corollary 3.13 (a).

3.15 Remark.

As discussed in Remark 2.3, Proposition 3.10 and Theorem 3.14 further motivate the study of numerical semigroups generated by well-formed tuples.

3.16.

Let X=Xf(w0,,wn)X=X_{f}\subseteq\mathbb{P}(w_{0},\dots,w_{n}) be a well-formed quasismooth hypersurface. We already noted that XfX_{f} is a normal projective variety with cyclic quotient singularities. Since XX is Cohen-Macaulay, its canonical sheaf coincides with its dualizing sheaf, so Theorem 3.3.4 of [8] implies that 𝒪X(KX)𝒪X(α)\operatorname{\mathcal{O}}_{X}(K_{X})\cong\operatorname{\mathcal{O}}_{X}(\alpha), where α\alpha is the amplitude of XX. Note that the affine cone CXC_{X} is a hypersurface of 𝔸n\mathbb{A}^{n} with only one singular point; so CXC_{X} and its coordinate ring which we denote by BB, are normal. Since XX is well-formed, Proposition 3.5 implies that BB is saturated in codimension one and Lemma 3.4 implies that there exists an ample integral divisor DDiv(X)D\in\operatorname{{\rm Div}}(X) such that 𝒪X(nD)𝒪X(n)\operatorname{\mathcal{O}}_{X}(nD)\cong\operatorname{\mathcal{O}}_{X}(n) for all nn\in\mathbb{Z}. This implies that 𝒪X(αD)𝒪X(α)𝒪X(KX)\operatorname{\mathcal{O}}_{X}(\alpha D)\cong\operatorname{\mathcal{O}}_{X}(\alpha)\cong\operatorname{\mathcal{O}}_{X}(K_{X}). It follows that αD\lfloor\alpha D\rfloor is a canonical divisor of XX; since DD is integral, αD=αD\lfloor\alpha D\rfloor=\alpha D, so αD\alpha D is a canonical divisor of XX.

3.17 Corollary.

Let w0,w1,w2,w3+w_{0},w_{1},w_{2},w_{3}\in\mathbb{N}^{+} where w0w1w2w3w_{0}\leq w_{1}\leq w_{2}\leq w_{3} and let L=lcm(w0,w1,w2,w3)L=\operatorname{{\rm lcm}}(w_{0},w_{1},w_{2},w_{3}). Suppose Xf(w0,w1,w2,w3)X_{f}\subset\mathbb{P}(w_{0},w_{1},w_{2},w_{3}) is a well-formed quasismooth hypersurface of degree nLnL for some n+n\in\mathbb{N}^{+}. The following are equivalent:

  1. (a)

    XfX_{f} is rational and has ample canonical divisor;

  2. (b)

    n=1n=1, w0=w1w_{0}=w_{1}, w2=w3w_{2}=w_{3}, gcd(w0,w2)=1\gcd(w_{0},w_{2})=1, and L>2w0+2w2L>2w_{0}+2w_{2}.

Proof.

Let X=XfX=X_{f}. By 3.16, there exists an ample integral divisor DDiv(X)D\in\operatorname{{\rm Div}}(X) such that KX=αDK_{X}=\alpha D where α=nLi=03wi\alpha=nL-\sum_{i=0}^{3}w_{i}. Suppose (a) holds. Then KX=αDK_{X}=\alpha D is ample, so α=nLi=03wi>0\alpha=nL-\sum_{i=0}^{3}w_{i}>0, so condition (ii) of Theorem 3.14 is not satisfied. Since XX is rational, condition (i) of Theorem 3.14 must be satisfied, so (b) holds. Conversely, if (b) holds then XX is rational by Theorem 3.14, and α=L2w02w2>0\alpha=L-2w_{0}-2w_{2}>0, so KX=αDK_{X}=\alpha D is ample. ∎

3.18 Example.

For any n2n\geq 2, we can construct a normal rational projective \mathbb{C}-variety of dimension nn with quotient singularities and ample canonical divisor. Indeed, let 𝐤={\rm\bf k}=\mathbb{C} and choose some ff satisfying the assumptions of Proposition 3.6 such that Xf=Proj(S/f)(c,,c,a,,a)X_{f}=\operatorname{{\rm Proj}}(S/\langle f\rangle)\subset\mathbb{P}(c,\dots,c,a,\dots,a) is well-formed and quasismooth, and such that the amplitude α=ackca>0\alpha=ac-kc-\ell a>0. By 3.16, the weighted hypersurface XfX_{f} is a normal projective variety with quotient singularities and ample canonical divisor and by Proposition 3.6, XfX_{f} is rational. In particular, the variety Xf=ProjB3,3,7,7(7,7,3,3)X_{f}=\operatorname{{\rm Proj}}B_{3,3,7,7}\subset\mathbb{P}(7,7,3,3) is one such example. By Theorem 8.1 in [12], one can produce many such examples.

3.19 Remark.

In Section 5 of [14], Kolla´\rm{\acute{a}}r defines a family of weighted hypersurfaces H(a1,,an)(a1,,an)H(a_{1},\dots,a_{n})\subseteq\mathbb{P}(a_{1},\dots,a_{n}), now known as Kolla´\acute{a}r hypersurfaces; some of these (see Theorem 39 in [14]) are rational with ample canonical divisor. As far as we know, they represent the first family of rational weighted projective hypersurfaces with ample canonical divisor, with Example 3.18 providing another such family. (Currently, we only know of these two families with this property.) Note the special case of 2-dimensional Kolla´\rm{\acute{a}}r hypersurfaces is studied in detail in [19].

In view of Theorem 3.14 and Remark 3.19, we note that we know of no examples of two-dimensional non-rational quasismooth weighted hypersurfaces XX such that h2(X,𝒪X)=0h^{2}(X,\operatorname{\mathcal{O}}_{X})=0. Hence we ask the following question:

3.20 Question.

Does there exist a non-rational two-dimensional well-formed quasismooth hypersurface XX such that h2(X,𝒪X)=0h^{2}(X,\operatorname{\mathcal{O}}_{X})=0? Theorem 3.14 implies that if such an XX exists and is a hypersurface, the degree of ff is strictly positive and not divisible by LL.

4 The Rational Affine Pham-Brieskorn Threefolds

Let Ba0,,an=[X0,,Xn]/X0a0+X1a1++XnanB_{a_{0},\dots,a_{n}}=\mathbb{C}[X_{0},\dots,X_{n}]/\langle X_{0}^{a_{0}}+X_{1}^{a_{1}}+\dots+X_{n}^{a_{n}}\rangle. The ring Ba0,,anB_{a_{0},\dots,a_{n}} is called a Pham-Brieskorn ring and SpecBa0,,an\operatorname{{\rm Spec}}B_{a_{0},\dots,a_{n}} is called an affine Pham-Brieskorn variety. We apply the results of the previous sections to answer the following question of R.V. Gurjar:

4.1 Question.

For which 4-tuples (a0,a1,a2,a3)(a_{0},a_{1},a_{2},a_{3}) is SpecBa0,a1,a2,a3\operatorname{{\rm Spec}}B_{a_{0},a_{1},a_{2},a_{3}} a \mathbb{C}-rational variety?

4.2.

Let n2n\geq 2, (a0,,an)(+)n+1(a_{0},\dots,a_{n})\in(\mathbb{N}^{+})^{n+1} and f=X0a0+X1a1++Xnan[X0,,Xn]f=X_{0}^{a_{0}}+X_{1}^{a_{1}}+\dots+X_{n}^{a_{n}}\in\mathbb{C}[X_{0},\dots,X_{n}]. Let L=lcm(a0,,an)L=\operatorname{{\rm lcm}}(a_{0},\dots,a_{n}) and let deg(Xi)=wi=L/ai\deg(X_{i})=w_{i}=L/a_{i} for each i{0,,n}i\in\{0,\dots,n\}. Then ff is a homogeneous irreducible element of the graded ring w0,,nn[X0,,Xn]\mathbb{C}_{w_{0},\dots,n_{n}}[X_{0},\dots,X_{n}], Ba0,,an=w0,,wn[X0,,Xn]/fB_{a_{0},\dots,a_{n}}=\mathbb{C}_{w_{0},\dots,w_{n}}[X_{0},\dots,X_{n}]/\langle f\rangle is a graded ring and deg(xi)=wi\deg(x_{i})=w_{i} for each i{0,,n}i\in\{0,\dots,n\} where xiBa0,,anx_{i}\in B_{a_{0},\dots,a_{n}} is the canonical image of XiX_{i}.

4.3 Proposition.

Let B=Ba0,a1,a2,a3B=B_{a_{0},a_{1},a_{2},a_{3}}. Then SpecB\operatorname{{\rm Spec}}B is rational over \mathbb{C} if and only if ProjB\operatorname{{\rm Proj}}B is rational over \mathbb{C}.

Proof.

Let KK be the function field of ProjB\operatorname{{\rm Proj}}B and recall that the function field of SpecB\operatorname{{\rm Spec}}B is isomorphic to K(1)K^{(1)}. Assume SpecB\operatorname{{\rm Spec}}B is rational over \mathbb{C}. Then K(1)(3)K^{(1)}\cong\mathbb{C}^{(3)} and so the function field of ProjB\operatorname{{\rm Proj}}B is stably rational, hence unirational. By Castelnuovo’s Theorem, KK is rational. The converse is clear. ∎

4.4 Definition.

Given a tuple S=(a0,,an)(+)n+1S=(a_{0},\dots,a_{n})\in(\mathbb{N}^{+})^{n+1}, we define Si=(a0,,ai1,a^i,ai+1,,an)S_{i}=(a_{0},\dots,a_{i-1},\hat{a}_{i},a_{i+1},\dots,a_{n}) and Li=lcmSiL_{i}=\operatorname{{\rm lcm}}S_{i}. We define cotype(S)=|{i{0,,n}LiL}|\operatorname{{\rm cotype}}(S)=|\big{\{}\,i\in\{0,\dots,n\}\,\mid\,L_{i}\neq L\,\big{\}}|.

4.5.

Let B=Ba0,,anB=B_{a_{0},\dots,a_{n}} be Pham-Brieskorn ring. Lemma 3.1.14 in [3] shows that there exists a Pham-Brieskorn ring B=Bb0,,bnB^{\prime}=B_{b_{0},\dots,b_{n}} such that cotype(b0,,bn)=0\operatorname{{\rm cotype}}(b_{0},\dots,b_{n})=0 and ProjBProjB\operatorname{{\rm Proj}}B\cong\operatorname{{\rm Proj}}B^{\prime}. Moreover, given a Pham-Brieskorn ring BB, it is straightforward to determine BB^{\prime} (or equivalently the tuple (b0,,bn)(b_{0},\dots,b_{n})) explicitly; in particular, the proof of Lemma 3.1.14 in [3] shows that biaib_{i}\leq a_{i} for all i{0,,n}i\in\{0,\dots,n\}. This is demonstrated in Example 4.8 below. Consequently, to answer Question 4.1, it suffices to consider the special case where cotype(a0,a1,a2,a3)=0\operatorname{{\rm cotype}}(a_{0},a_{1},a_{2},a_{3})=0.

4.6 Proposition.

[3, Proposition 2.4.25] Let f=X0a0++Xnanf=X_{0}^{a_{0}}+\dots+X_{n}^{a_{n}} where n2n\geq 2 and ai1a_{i}\geq 1 for all ii. Then, the weighted hypersurface Xf=(w0,,wn)X_{f}\subset\mathbb{P}=\mathbb{P}(w_{0},\dots,w_{n}) is a well-formed quasismooth hypersurface if and only if cotype(a0,,an)=0\operatorname{{\rm cotype}}(a_{0},\dots,a_{n})=0.

4.7 Theorem.

Suppose a0a1a2a3a_{0}\leq a_{1}\leq a_{2}\leq a_{3} and cotype(a0,a1,a2,a3)=0\operatorname{{\rm cotype}}(a_{0},a_{1},a_{2},a_{3})=0. Then ProjBa0,a1,a2,a3\operatorname{{\rm Proj}}B_{a_{0},a_{1},a_{2},a_{3}} is rational if and only if one of the following holds:

  1. (a)

    a0=a1a_{0}=a_{1}, a2=a3a_{2}=a_{3} and gcd(a0,a2)=1\gcd(a_{0},a_{2})=1;

  2. (b)

    1a0+1a1+1a2+1a3>1\frac{1}{a_{0}}+\frac{1}{a_{1}}+\frac{1}{a_{2}}+\frac{1}{a_{3}}>1.

Proof.

Let X=ProjBa0,a1,a2,a3X=\operatorname{{\rm Proj}}B_{a_{0},a_{1},a_{2},a_{3}}. Let L=lcm(a0,a1,a2,a3)L^{\prime}=\operatorname{{\rm lcm}}(a_{0},a_{1},a_{2},a_{3}) and let L=lcm(w0,w1,w2,w3)L=\operatorname{{\rm lcm}}(w_{0},w_{1},w_{2},w_{3}). Since wi=L/aiw_{i}=L^{\prime}/a_{i} for each i{0,1,2,3}i\in\{0,1,2,3\}, we obtain that L=nLL^{\prime}=nL for some n+n\in\mathbb{N}^{+}. Proposition 4.6 shows that XX is a well-formed quasismooth hypersurface of degree nLnL so XX satisfies the hypotheses of Theorem 3.14. It is easy to see that condition (a) is equivalent to condition (i) in Theorem 3.14. Since

1a0+1a1+1a2+1a3>1nLi=03wi<0,\frac{1}{a_{0}}+\frac{1}{a_{1}}+\frac{1}{a_{2}}+\frac{1}{a_{3}}>1\iff nL-\sum_{i=0}^{3}w_{i}<0,

condition (b) is equivalent to condition (ii) in Theorem 3.14. These two equivalences prove the theorem.

4.8 Example.

We show that both ProjB3,7,14,87\operatorname{{\rm Proj}}B_{3,7,14,87} and SpecB3,7,14,87\operatorname{{\rm Spec}}B_{3,7,14,87} are rational. Note that cotype(3,7,14,87)=2\operatorname{{\rm cotype}}(3,7,14,87)=2 so we cannot directly apply Theorem 4.7. By Proposition 5.2 in [4], we find ProjB3,7,14,87ProjB3,7,14,3ProjB3,7,7,3ProjB3,3,7,7\operatorname{{\rm Proj}}B_{3,7,14,87}\cong\operatorname{{\rm Proj}}B_{3,7,14,3}\cong\operatorname{{\rm Proj}}B_{3,7,7,3}\cong\operatorname{{\rm Proj}}B_{3,3,7,7}. Since cotype(3,3,7,7)=0\operatorname{{\rm cotype}}(3,3,7,7)=0, ProjB3,3,7,7\operatorname{{\rm Proj}}B_{3,3,7,7} is rational by Theorem 4.7. Consequently, ProjB3,7,14,87\operatorname{{\rm Proj}}B_{3,7,14,87} is rational and hence SpecB3,7,14,87\operatorname{{\rm Spec}}B_{3,7,14,87} is rational by Proposition 4.3.

We also obtain the following. Note there is no assumption on the cotype.

4.9 Corollary.

Let Ba0,a1,a2,a3B_{a_{0},a_{1},a_{2},a_{3}} be a Pham-Brieskorn ring and consider the following statements:

  1. (a)

    SpecBa0,a1,a2,a3\operatorname{{\rm Spec}}B_{a_{0},a_{1},a_{2},a_{3}} has a rational singularity at the origin;

  2. (b)

    1a0+1a1+1a2+1a3>1\frac{1}{a_{0}}+\frac{1}{a_{1}}+\frac{1}{a_{2}}+\frac{1}{a_{3}}>1;

  3. (c)

    ProjBa0,a1,a2,a3\operatorname{{\rm Proj}}B_{a_{0},a_{1},a_{2},a_{3}} and SpecBa0,a1,a2,a3\operatorname{{\rm Spec}}B_{a_{0},a_{1},a_{2},a_{3}} are rational.

Then (a)(b)(c)(a)\iff(b)\Rightarrow(c).

Proof.

The equivalence of (a) and (b) is stated in Example 2.21 of [9] so it suffices to prove (b) implies (c). By 4.5, there exists a tuple (b0,b1,b2,b3)(b_{0},b_{1},b_{2},b_{3}) such that ProjBa0,a1,a2,a3ProjBb0,b1,b2,b3\operatorname{{\rm Proj}}B_{a_{0},a_{1},a_{2},a_{3}}\cong\operatorname{{\rm Proj}}B_{b_{0},b_{1},b_{2},b_{3}}, cotype(b0,b1,b2,b3)=0\operatorname{{\rm cotype}}(b_{0},b_{1},b_{2},b_{3})=0 and biaib_{i}\leq a_{i} for all i{0,1,2,3}i\in\{0,1,2,3\}. Then 1b0+1b1+1b2+1b31a0+1a1+1a2+1a3>1\frac{1}{b_{0}}+\frac{1}{b_{1}}+\frac{1}{b_{2}}+\frac{1}{b_{3}}\geq\frac{1}{a_{0}}+\frac{1}{a_{1}}+\frac{1}{a_{2}}+\frac{1}{a_{3}}>1. By Theorem 4.7 (b), ProjBb0,b1,b2,b3\operatorname{{\rm Proj}}B_{b_{0},b_{1},b_{2},b_{3}} is rational and so ProjBa0,a1,a2,a3\operatorname{{\rm Proj}}B_{a_{0},a_{1},a_{2},a_{3}} and SpecBa0,a1,a2,a3\operatorname{{\rm Spec}}B_{a_{0},a_{1},a_{2},a_{3}} are rational as well. ∎

5 Proof of Theorem A

This section provides the proof of Theorem A. Recall the definition of a well-formed tuple from Definition 2.1.

Theorem A.

Suppose (d1,d2,d3,d4)(+)4(d_{1},d_{2},d_{3},d_{4})\in(\mathbb{N}^{+})^{4} is well-formed, let Γ=d1,d2,d3,d4\Gamma=\langle d_{1},d_{2},d_{3},d_{4}\rangle and let L=lcm(d1,d2,d3,d4)L=\operatorname{{\rm lcm}}(d_{1},d_{2},d_{3},d_{4}).

  1. (i)

    If Nmax{2Lm=14dm,0}N\geq\max\{2L-\sum_{m=1}^{4}d_{m},0\} then NΓN\in\Gamma.

  2. (ii)

    If n+n\in\mathbb{N}^{+} and nLi=14diΓn\cdot L-\sum_{i=1}^{4}d_{i}\in\mathbb{N}\setminus\Gamma, then n=1n=1 and |{d1,d2,d3,d4}|=2|\{d_{1},d_{2},d_{3},d_{4}\}|=2.

The proof of Theorem A is given in paragraphs 5.25.16. We preserve the following notation until the end of proof.

5.1 Notation.

Given d1,d2,d3,d4+d_{1},d_{2},d_{3},d_{4}\in\mathbb{N}^{+}, we define L=lcm(d1,d2,d3,d4)L=\operatorname{{\rm lcm}}(d_{1},d_{2},d_{3},d_{4}) and Γ=d1,d2,d3,d4\Gamma=\langle d_{1},d_{2},d_{3},d_{4}\rangle. Given i,j{1,2,3,4}i,j\in\{1,2,3,4\}, we define Li,j=lcm(di,dj)L_{i,j}=\operatorname{{\rm lcm}}(d_{i},d_{j}) and gi,j=gcd(di,dj)g_{i,j}=\gcd(d_{i},d_{j}).

5.2 Proposition.

  1. (a)

    Let d1,d2+d_{1},d_{2}\in\mathbb{N}^{+} and nn\in\mathbb{N}. If n>L1,2d1d2n>L_{1,2}-d_{1}-d_{2} and g1,2ng_{1,2}\mid n then nd1,d2n\in\langle d_{1},d_{2}\rangle.

  2. (b)

    If d1,d2,d3+d_{1},d_{2},d_{3}\in\mathbb{N}^{+} are relatively prime then F(d1,d2,d3)L1,2+L1,3d1d2d3F(d_{1},d_{2},d_{3})\leq L_{1,2}+L_{1,3}-d_{1}-d_{2}-d_{3}.

Proof.

The case g1,2=1g_{1,2}=1 of (a) is a well-known result of Frobenius; the general case follows. For (b), note that F(d1,d2,d3)L1,2+g1,2d3d1d2d3F(d_{1},d_{2},d_{3})\leq L_{1,2}+g_{1,2}d_{3}-d_{1}-d_{2}-d_{3} by the k=3k=3 case of statement (6) in the introduction of [1]. Since gcd(g1,2,g1,3)=1\gcd(g_{1,2},g_{1,3})=1, we get g1,2g1,3d1g_{1,2}g_{1,3}\mid d_{1}, implying that g1,2d3g_{1,2}d_{3} divides d1d3g1,3=L1,3\frac{d_{1}d_{3}}{g_{1,3}}=L_{1,3}; so g1,2d3L1,3g_{1,2}d_{3}\leq L_{1,3} and (b) follows. ∎

5.3 Assumption.

We assume from this point onward that d1,d2,d3,d4+d_{1},d_{2},d_{3},d_{4}\in\mathbb{N}^{+} and (d1,d2,d3,d4)(d_{1},d_{2},d_{3},d_{4}) is well-formed.

5.4 Lemma.

If i,j,k,li,j,k,l are such that {i,j,k,l}={1,2,3,4}\{i,j,k,l\}=\{1,2,3,4\}, then gk,lLLi,jg_{k,l}\mid\frac{L}{L_{i,j}}.

Proof.

Let m=L/Li,jm=L/L_{i,j}. Since gk,lg_{k,l} is relatively prime to did_{i} and also to djd_{j}, it is relatively prime to Li,jL_{i,j}. Since gk,lg_{k,l} divides L=mLi,jL=mL_{i,j} and is relatively prime to Li,jL_{i,j}, we obtain gk,lmg_{k,l}\mid m, as desired. ∎

Proof of Theorem A(i). We may assume that d1d2d3d4d_{1}\leq d_{2}\leq d_{3}\leq d_{4}. We may also assume that d12d_{1}\geq 2, otherwise the result is trivial.

Consider first the case where L1,3=LL_{1,3}=L. Since d2d_{2} and d4d_{4} divide L1,3L_{1,3} and (by Lemma 5.4) g2,4=1g_{2,4}=1, we get d2d4L1,3d1d3d_{2}d_{4}\mid L_{1,3}\mid d_{1}d_{3}, so d2d4d1d3d_{2}d_{4}\leq d_{1}d_{3}. Since d1d2d_{1}\leq d_{2} and d3d4d_{3}\leq d_{4} it follows that d1=d2d_{1}=d_{2} and d3=d4d_{3}=d_{4}. Note that d1d3d1d3>0d_{1}d_{3}-d_{1}-d_{3}>0, because d1,d32d_{1},d_{3}\geq 2 and g1,3=gcd(d1,d2,d3,d4)=1g_{1,3}=\gcd(d_{1},d_{2},d_{3},d_{4})=1. We have N2Lm=14dm=2(d1d3d1d3)>d1d3d1d3N\geq 2L-\sum_{m=1}^{4}d_{m}=2(d_{1}d_{3}-d_{1}-d_{3})>d_{1}d_{3}-d_{1}-d_{3}, so Proposition 5.2(a) gives NΓN\in\Gamma, as desired.

Next, consider the case where L1,3LL_{1,3}\neq L. Proposition 5.2(b) gives F(d1,d3,d4)L1,3+L1,4d1d3d4F(d_{1},d_{3},d_{4})\leq L_{1,3}+L_{1,4}-d_{1}-d_{3}-d_{4}, so

NF(d1,d3,d4)\displaystyle\textstyle N-F(d_{1},d_{3},d_{4}) 2Lm=14dmL1,3L1,4+d1+d3+d4\displaystyle\textstyle\geq 2L-\sum_{m=1}^{4}d_{m}-L_{1,3}-L_{1,4}+d_{1}+d_{3}+d_{4}
=(LL1,3)+(LL1,4)d2.\displaystyle=(L-L_{1,3})+(L-L_{1,4})-d_{2}.

We have (LL1,3)+(LL1,4)LL1,3=L1,3(LL1,31)L1,3(L-L_{1,3})+(L-L_{1,4})\geq L-L_{1,3}=L_{1,3}(\frac{L}{L_{1,3}}-1)\geq L_{1,3}, so

NF(d1,d3,d4)L1,3d2.\textstyle N-F(d_{1},d_{3},d_{4})\geq L_{1,3}-d_{2}. (5)

We claim that L1,3d2>0L_{1,3}-d_{2}>0. Indeed, L1,3d2d3d20L_{1,3}-d_{2}\geq d_{3}-d_{2}\geq 0; if L1,3d2=0L_{1,3}-d_{2}=0 then L1,3=d2=d3L_{1,3}=d_{2}=d_{3}, so d1d2d_{1}\mid d_{2} and d1d3d_{1}\mid d_{3}, so gcd(d1,d2,d3)d1>1\gcd(d_{1},d_{2},d_{3})\geq d_{1}>1, a contradiction. This shows that L1,3d2>0L_{1,3}-d_{2}>0, so (5) gives N>F(d1,d3,d4)F(Γ)N>F(d_{1},d_{3},d_{4})\geq F(\Gamma) as required. \square

5.5 Assumption.

Let α=Li=14di\alpha=L-\sum_{i=1}^{4}d_{i} and assume that αΓ\alpha\in\mathbb{N}\setminus\Gamma.

5.6 Remark.

In order to finish the proof of Theorem A, it suffices to prove that Assumption 5.5 implies that |{d1,d2,d3,d4}|=2|\{d_{1},d_{2},d_{3},d_{4}\}|=2. (This follows from part (i) of Theorem A.) Assumption 5.5 remains in effect until the end of the proof of Theorem A.

5.7.

Assumptions 5.5 immediately imply:

  1. (a)

    α>0\alpha>0

  2. (b)

    min(d1,d2,d3,d4)2\min(d_{1},d_{2},d_{3},d_{4})\geq 2

  3. (c)

    i=14di<L\sum_{i=1}^{4}d_{i}<L, so in particular L{d1,d2,d3,d4}L\notin\{d_{1},d_{2},d_{3},d_{4}\}.

  4. (d)

    |{d1,d2,d3,d4}|2|\{d_{1},d_{2},d_{3},d_{4}\}|\geq 2

  5. (e)

    If i,j,k{1,2,3,4}i,j,k\in\{1,2,3,4\} are distinct, then gcd(gi,j,dk)=1\gcd(g_{i,j},d_{k})=1.

5.8 Lemma.

If there exist distinct i,j{1,2,3,4}i,j\in\{1,2,3,4\} such that didjd_{i}\mid d_{j}, then |{d1,d2,d3,d4}|=2|\{d_{1},d_{2},d_{3},d_{4}\}|=2.

Proof.

Without loss of generality, we may assume that d3d4d_{3}\mid d_{4}. Then g1,3=1=g2,3g_{1,3}=1=g_{2,3}. Let s=d4/d3+s=d_{4}/d_{3}\in\mathbb{N}^{+}. Define a=s+1g1,2a=\big{\lceil}\frac{s+1}{g_{1,2}}\big{\rceil} and c=ag1,2(s+1)c=ag_{1,2}-(s+1)\in\mathbb{N}. We have α=Ld1d2(s+1)d3(s+1)d3(modg1,2)\alpha=L-d_{1}-d_{2}-(s+1)d_{3}\equiv-(s+1)d_{3}\pmod{g_{1,2}} and c(s+1)(modg1,2)c\equiv-(s+1)\pmod{g_{1,2}}, so αcd30(modg1,2)\alpha-cd_{3}\equiv 0\pmod{g_{1,2}}. Since αΓ\alpha\notin\Gamma and cc\in\mathbb{N}, we have αcd3d1,d2\alpha-cd_{3}\notin\langle d_{1},d_{2}\rangle, so Proposition 5.2(a) implies that αcd3L1,2d1d2\alpha-cd_{3}\leq L_{1,2}-d_{1}-d_{2}, i.e.,

0L1,2d1d2α+cd3=L1,2L+(s+1+c)d3=L1,2L+ag1,2d3.0\leq L_{1,2}-d_{1}-d_{2}-\alpha+cd_{3}=L_{1,2}-L+(s+1+c)d_{3}=L_{1,2}-L+ag_{1,2}d_{3}. (6)

Define si=gcd(s,di)s_{i}=\gcd(s,d_{i}) for i=1,2i=1,2. Since gcd(s1,s2)\gcd(s_{1},s_{2}) divides gcd(d1,d2,d4)=1\gcd(d_{1},d_{2},d_{4})=1, and since gcd(s1,d3)\gcd(s_{1},d_{3}) divides gcd(d1,d3,d4)=1\gcd(d_{1},d_{3},d_{4})=1 and gcd(s2,d3)\gcd(s_{2},d_{3}) divides gcd(d2,d3,d4)=1\gcd(d_{2},d_{3},d_{4})=1, we have

s1s_{1}, s2s_{2} and d3d_{3} are pairwise relatively prime. (7)

We claim that

gcd(s,L1,2)=s1s2.\gcd(s,L_{1,2})=s_{1}s_{2}. (8)

To see this, first note that sigcd(s,L1,2)s_{i}\mid\gcd(s,L_{1,2}) for each i=1,2i=1,2; so s1s2gcd(s,L1,2)s_{1}s_{2}\mid\gcd(s,L_{1,2}) by (7). Conversely, if a prime power pip^{i} divides gcd(s,L1,2)\gcd(s,L_{1,2}) then the fact that gcd(s,d1,d2)=1\gcd(s,d_{1},d_{2})=1 implies that pip^{i} divides s1s_{1} or s2s_{2}, so pis1s2p^{i}\mid s_{1}s_{2}, showing that gcd(s,L1,2)\gcd(s,L_{1,2}) divides s1s2s_{1}s_{2}. This proves (8). Define

σ=lcm(s,L1,2)L1,2+\textstyle\sigma=\frac{\operatorname{{\rm lcm}}(s,L_{1,2})}{L_{1,2}}\in\mathbb{N}^{+}

and note that σ=lcm(s,L1,2)L1,2=sL1,2L1,2gcd(s,L1,2)=sgcd(s,L1,2)=ss1s2\sigma=\frac{\operatorname{{\rm lcm}}(s,L_{1,2})}{L_{1,2}}=\frac{sL_{1,2}}{L_{1,2}\gcd(s,L_{1,2})}=\frac{s}{\gcd(s,L_{1,2})}=\frac{s}{s_{1}s_{2}} by (8); so

s=s1s2σ.s=s_{1}s_{2}\sigma.

Since gcd(L1,2,d3)=1\gcd(L_{1,2},d_{3})=1, we have L=lcm(L1,2,sd3)=L1,2sd3gcd(L1,2,sd3)=L1,2sd3gcd(L1,2,s)=lcm(L1,2,s)d3=L1,2σd3L=\operatorname{{\rm lcm}}(L_{1,2},sd_{3})=\frac{L_{1,2}\,sd_{3}}{\gcd(L_{1,2},sd_{3})}=\frac{L_{1,2}\,sd_{3}}{\gcd(L_{1,2},s)}=\operatorname{{\rm lcm}}(L_{1,2},s)d_{3}=L_{1,2}\,\sigma d_{3}. So (6) gives 0L1,2L+ag1,2d3=L1,2(1σd3)+ag1,2d30\leq L_{1,2}-L+ag_{1,2}d_{3}=L_{1,2}(1-\sigma d_{3})+ag_{1,2}d_{3} and hence

L1,2(σd31)ag1,2d3.L_{1,2}(\sigma d_{3}-1)\leq ag_{1,2}d_{3}. (9)

Since gcd(L1,2,d3)=1\gcd(L_{1,2},d_{3})=1 and d3>1d_{3}>1, we have d3L1,2d_{3}\nmid L_{1,2}, so the inequality in (9) is strict; since both sides of this strict inequality are multiples of g1,2g_{1,2}, it follows that L1,2(σd31)ag1,2d3g1,2L_{1,2}(\sigma d_{3}-1)\leq ag_{1,2}d_{3}-g_{1,2}, so

L1,2g1,2ad31σd31.\textstyle\frac{L_{1,2}}{g_{1,2}}\leq\frac{ad_{3}-1}{\sigma d_{3}-1}\,. (10)

Consider the case s=1s=1. Then σ=1\sigma=1, so (10) gives (d1g1,2)(d2g1,2)=L1,2g1,2ad31d312a1\big{(}\frac{d_{1}}{g_{1,2}}\big{)}\big{(}\frac{d_{2}}{g_{1,2}}\big{)}=\frac{L_{1,2}}{g_{1,2}}\leq\frac{ad_{3}-1}{d_{3}-1}\leq 2a-1, where the last inequality uses d32d_{3}\geq 2. Recall that a=s+1g1,2=2g1,2a=\big{\lceil}\frac{s+1}{g_{1,2}}\big{\rceil}=\big{\lceil}\frac{2}{g_{1,2}}\big{\rceil}. If g1,2=1g_{1,2}=1 then a=2a=2, so d1d23d_{1}d_{2}\leq 3, which contradicts 5.7(b). So g1,2>1g_{1,2}>1, in which case we have a=1a=1, so (d1g1,2)(d2g1,2)1\big{(}\frac{d_{1}}{g_{1,2}}\big{)}\big{(}\frac{d_{2}}{g_{1,2}}\big{)}\leq 1, so d1=d2d_{1}=d_{2} and d4=sd3=d3d_{4}=sd_{3}=d_{3}, showing that |{d1,d2,d3,d4}|2|\{d_{1},d_{2},d_{3},d_{4}\}|\leq 2. In view of 5.7(d), this shows that if s=1s=1 then |{d1,d2,d3,d4}|=2|\{d_{1},d_{2},d_{3},d_{4}\}|=2. So, to complete the proof, it suffices to show that

the case s2s\geq 2 does not occur. (11)

From now-on, we assume that s2s\geq 2. Since gcd(g1,2,s)\gcd(g_{1,2},s) divides gcd(d1,d2,d4)=1\gcd(d_{1},d_{2},d_{4})=1, we have

gcd(g1,2,s)=1.\gcd(g_{1,2},s)=1. (12)

For each i{1,2}i\in\{1,2\}, define δi=di/si{0}\delta_{i}=d_{i}/s_{i}\in\mathbb{N}\setminus\{0\}. For each i{1,2}i\in\{1,2\}, g1,2g_{1,2} divides di=δisid_{i}=\delta_{i}s_{i} and is relatively prime to sis_{i}, so g1,2δig_{1,2}\mid\delta_{i}. Thus,

L1,2g1,2=(d1g1,2)(d2g1,2)=(δ1g1,2)(δ2g1,2)s1s2,where (δ1g1,2),(δ2g1,2)+.\textstyle\frac{L_{1,2}}{g_{1,2}}=\big{(}\frac{d_{1}}{g_{1,2}}\big{)}\big{(}\frac{d_{2}}{g_{1,2}}\big{)}=\big{(}\frac{\delta_{1}}{g_{1,2}}\big{)}\big{(}\frac{\delta_{2}}{g_{1,2}}\big{)}s_{1}s_{2},\quad\text{where $\big{(}\frac{\delta_{1}}{g_{1,2}}\big{)},\big{(}\frac{\delta_{2}}{g_{1,2}}\big{)}\in\mathbb{N}^{+}$.} (13)

We shall now consider three cases (g1,2=1g_{1,2}=1, g1,2=2g_{1,2}=2, g1,23g_{1,2}\geq 3) and show that none of them is possible. Assume that g1,2{1,2}g_{1,2}\in\{1,2\}. Note that g1,2(s+1)g_{1,2}\mid(s+1), because (12) shows that if g1,2=2g_{1,2}=2 then ss is odd. So a=s+1g1,2=s+1g1,2a=\big{\lceil}\frac{s+1}{g_{1,2}}\big{\rceil}=\frac{s+1}{g_{1,2}}. This together with (10) gives

L1,2(σd31)g1,2ad3g1,2=(s+1)d3g1,2<(s+1)d3.L_{1,2}(\sigma d_{3}-1)\leq g_{1,2}ad_{3}-g_{1,2}=(s+1)d_{3}-g_{1,2}<(s+1)d_{3}.

In view of (13), it follows that

(δ1g1,2)(δ2g1,2)=L1,2s1s2g1,2<(s+1)d3s1s2g1,2(σd31)=(1g1,2)(s+1s)(d3d31σ).\textstyle\big{(}\frac{\delta_{1}}{g_{1,2}}\big{)}\big{(}\frac{\delta_{2}}{g_{1,2}}\big{)}=\frac{L_{1,2}}{s_{1}s_{2}g_{1,2}}<\frac{(s+1)d_{3}}{s_{1}s_{2}g_{1,2}(\sigma d_{3}-1)}=\big{(}\frac{1}{g_{1,2}}\big{)}\big{(}\frac{s+1}{s}\big{)}\big{(}\frac{d_{3}}{d_{3}-\frac{1}{\sigma}}\big{)}\,. (14)

Note that if δ1=1=δ2\delta_{1}=1=\delta_{2} then both d1=s1d_{1}=s_{1} and d2=s2d_{2}=s_{2} divide d4d_{4}, so in fact L=d4L=d_{4}, contradicting 5.7(c). So δ1δ22\delta_{1}\delta_{2}\geq 2.

If g1,2=1g_{1,2}=1 then (14) gives 2δ1δ2<(s+1s)(d3d31σ)32\leq\delta_{1}\delta_{2}<\big{(}\frac{s+1}{s}\big{)}\big{(}\frac{d_{3}}{d_{3}-\frac{1}{\sigma}}\big{)}\leq 3 (the last inequality because s,d32s,d_{3}\geq 2), so δ1δ2=2\delta_{1}\delta_{2}=2. We may assume that δ1=1\delta_{1}=1 and δ2=2\delta_{2}=2; then d1=s1d_{1}=s_{1} and d2=2s2d_{2}=2s_{2}. Since g2,3=1g_{2,3}=1, d3d_{3} is odd, so d33d_{3}\geq 3. If d33d_{3}\neq 3 then d35d_{3}\geq 5 and hence (s+1s)(d3d31σ)<2\big{(}\frac{s+1}{s}\big{)}\big{(}\frac{d_{3}}{d_{3}-\frac{1}{\sigma}}\big{)}<2, a contradiction. So (d1,d2,d3)=(s1,2s2,3)(d_{1},d_{2},d_{3})=(s_{1},2s_{2},3). Since g1,2=1g_{1,2}=1 and g1,3=1g_{1,3}=1, s1s_{1} is odd and s13s_{1}\neq 3, so s15s_{1}\geq 5 and hence s5s\geq 5. This implies that (s+1s)(d3d31σ)<2\big{(}\frac{s+1}{s}\big{)}\big{(}\frac{d_{3}}{d_{3}-\frac{1}{\sigma}}\big{)}<2, a contradiction. So the case g1,2=1g_{1,2}=1 does not occur.

If g1,2=2g_{1,2}=2 then (14) gives 1(δ12)(δ22)<(12)(s+1s)(d3d31σ)1\leq\big{(}\frac{\delta_{1}}{2}\big{)}\big{(}\frac{\delta_{2}}{2}\big{)}<\big{(}\frac{1}{2}\big{)}\big{(}\frac{s+1}{s}\big{)}\big{(}\frac{d_{3}}{d_{3}-\frac{1}{\sigma}}\big{)}, so (s+1s)(d3d31σ)>2\big{(}\frac{s+1}{s}\big{)}\big{(}\frac{d_{3}}{d_{3}-\frac{1}{\sigma}}\big{)}>2. Since 1=gcd(g1,2,d4)=gcd(2,d4)1=\gcd(g_{1,2},d_{4})=\gcd(2,d_{4}), d4=sd3d_{4}=sd_{3} is odd, so d3d_{3} and ss are odd. Hence, d33d_{3}\geq 3 and s3s\geq 3. Then 2<(s+1s)(d3d31σ)4332=22<\big{(}\frac{s+1}{s}\big{)}\big{(}\frac{d_{3}}{d_{3}-\frac{1}{\sigma}}\big{)}\leq\frac{4}{3}\cdot\frac{3}{2}=2, a contradiction. So the case g1,2=2g_{1,2}=2 does not occur either.

From now-on, we assume that g1,23g_{1,2}\geq 3; let us show that this leads to a contradicition. The definition a=s+1g1,2a=\big{\lceil}\frac{s+1}{g_{1,2}}\big{\rceil} implies that a<s+1g1,2+1a<\frac{s+1}{g_{1,2}}+1, so ag1,2<s+1+g1,2ag_{1,2}<s+1+g_{1,2} and hence ag1,2s+g1,2ag_{1,2}\leq s+g_{1,2}. So (10) gives L1,2(σd31)ag1,2d3g1,2(s+g1,2)d3g1,2L_{1,2}(\sigma d_{3}-1)\leq ag_{1,2}d_{3}-g_{1,2}\leq(s+g_{1,2})d_{3}-g_{1,2}, or equivalently (using (13))

(δ1g1,2)(δ2g1,2)s1s2g1,2=L1,2(s+g1,2)d3g1,2σd31=sd3σd31+g1,2(d31)σd31=sd3σ(d31σ)+g1,2(d31)σ(d31σ).\textstyle\big{(}\frac{\delta_{1}}{g_{1,2}}\big{)}\big{(}\frac{\delta_{2}}{g_{1,2}}\big{)}s_{1}s_{2}g_{1,2}=L_{1,2}\leq\frac{(s+g_{1,2})d_{3}-g_{1,2}}{\sigma d_{3}-1}=\frac{sd_{3}}{\sigma d_{3}-1}+\frac{g_{1,2}(d_{3}-1)}{\sigma d_{3}-1}=\frac{sd_{3}}{\sigma(d_{3}-\frac{1}{\sigma})}+\frac{g_{1,2}(d_{3}-1)}{\sigma(d_{3}-\frac{1}{\sigma})}\,.

Dividing both sides by s1s2g1,2s_{1}s_{2}g_{1,2} and using s=s1s2σs=s_{1}s_{2}\sigma gives

1(δ1g1,2)(δ2g1,2)1g1,2(d3d31σ)+1s(d31d31σ).\textstyle 1\leq\big{(}\frac{\delta_{1}}{g_{1,2}}\big{)}\big{(}\frac{\delta_{2}}{g_{1,2}}\big{)}\leq\frac{1}{g_{1,2}}\big{(}\frac{d_{3}}{d_{3}-\frac{1}{\sigma}}\big{)}+\frac{1}{s}\big{(}\frac{d_{3}-1}{d_{3}-\frac{1}{\sigma}}\big{)}\,. (15)

If σ2\sigma\geq 2 then (using g1,23g_{1,2}\geq 3 and s,d32s,d_{3}\geq 2) 1g1,2(d3d31σ)+1s(d31d31σ)1323/2+1213/2<1\frac{1}{g_{1,2}}\big{(}\frac{d_{3}}{d_{3}-\frac{1}{\sigma}}\big{)}+\frac{1}{s}\big{(}\frac{d_{3}-1}{d_{3}-\frac{1}{\sigma}}\big{)}\leq\frac{1}{3}\cdot\frac{2}{3/2}+\frac{1}{2}\cdot\frac{1}{3/2}<1, which contradicts (15). So σ=1\sigma=1 and s=s1s2s=s_{1}s_{2}. Note that gcd(s,d3)=gcd(s1s2,d3)=1\gcd(s,d_{3})=\gcd(s_{1}s_{2},d_{3})=1 by (7), and gcd(g1,2,sd3)=gcd(d1,d2,d4)=1\gcd(g_{1,2},sd_{3})=\gcd(d_{1},d_{2},d_{4})=1; so

g1,2g_{1,2}, ss and d3d_{3} are pairwise relatively prime. (16)

Substituting σ=1\sigma=1 in (15) gives

1(δ1g1,2)(δ2g1,2)1g1,2(d3d31)+1s2g1,2+1s.\textstyle 1\leq\big{(}\frac{\delta_{1}}{g_{1,2}}\big{)}\big{(}\frac{\delta_{2}}{g_{1,2}}\big{)}\leq\frac{1}{g_{1,2}}\big{(}\frac{d_{3}}{d_{3}-1}\big{)}+\frac{1}{s}\leq\frac{2}{g_{1,2}}+\frac{1}{s}\,. (17)

Now 2g1,2+1s1\frac{2}{g_{1,2}}+\frac{1}{s}\geq 1 is equivalent to (g1,22)(s1)2(g_{1,2}-2)(s-1)\leq 2, which implies that (g1,2,s)=(3,2)(g_{1,2},s)=(3,2) (because g1,23g_{1,2}\geq 3, s2s\geq 2 and gcd(g1,2,s)=1\gcd(g_{1,2},s)=1). Then (17) gives 11g1,2(d3d31)+1s=13(d3d31)+121\leq\frac{1}{g_{1,2}}\big{(}\frac{d_{3}}{d_{3}-1}\big{)}+\frac{1}{s}=\frac{1}{3}\big{(}\frac{d_{3}}{d_{3}-1}\big{)}+\frac{1}{2}, so d3{2,3}d_{3}\in\{2,3\}, which contradicts (16). So the case g1,23g_{1,2}\geq 3 does not occur. This proves (11), and completes the proof of the Lemma. ∎

5.9 Remark.

In order to finish the proof of Theorem A, it suffices to prove that there exist distinct i,j{1,2,3,4}i,j\in\{1,2,3,4\} such that didjd_{i}\mid d_{j}. Indeed, if such i,ji,j exist then Lemma 5.8 implies that |{d1,d2,d3,d4}|=2|\{d_{1},d_{2},d_{3},d_{4}\}|=2, which (by Remark 5.6) completes the proof of the Theorem. Our proof that i,ji,j exist is by contradiction. In other words, we shall prove that Assumptions 5.10 lead to a contradiction.

5.10 Assumptions.

We continue to assume that the conditions of 5.3 and 5.5 are satisfied, and we also assume that

no elements i,j{1,2,3,4}i,j\in\{1,2,3,4\} satisfy iji\neq j and didjd_{i}\mid d_{j}.

We will derive a contradiction from the above assumption. Without loss of generality, we also assume that the labeling of d1,d2,d3,d4d_{1},d_{2},d_{3},d_{4} is such that max(d1,d2,d3,d4)=d4\max(d_{1},d_{2},d_{3},d_{4})=d_{4}. Define positive integers m,f,gm,f,g by

m=Ld4,Ld1d2d3=fgandgcd(f,g)=1.\textstyle m=\frac{L}{d_{4}},\quad\frac{L}{d_{1}d_{2}d_{3}}=\frac{f}{g}\quad\text{and}\quad\gcd(f,g)=1.

Note that m2m\geq 2 (if m=1m=1 then L=d4L=d_{4} contradicts 5.7(c)).

5.11 Lemma.

  1. (a)

    g=g1,2g1,3g2,3g=g_{1,2}\,g_{1,3}\,g_{2,3}

  2. (b)

    gmg\mid m

Proof.

Define ep=vp(Ld1d2d3)e_{p}=v_{p}\big{(}\frac{L}{d_{1}d_{2}d_{3}}\big{)} for each prime number pp, and observe that

f=ep>0pepandg=ep<0pep.\textstyle f=\prod\limits_{e_{p}>0}p^{e_{p}}\quad\text{and}\quad g=\prod\limits_{e_{p}<0}p^{-e_{p}}.

If pp is a prime factor of gg then vp(d1d2d3)>vp(L)max1i3vp(di)v_{p}(d_{1}d_{2}d_{3})>v_{p}(L)\geq\max\limits_{1\leq i\leq 3}v_{p}(d_{i}), so pp divides exactly two elements of {d1,d2,d3}\{d_{1},d_{2},d_{3}\} and consequently there exist distinct i,j{1,2,3}i,j\in\{1,2,3\} such that pgi,jp\mid g_{i,j}. Thus,

every prime factor of gg is a factor of g1,2g1,3g2,3g_{1,2}\,g_{1,3}\,g_{2,3}. (18)

Conversely, suppose that pp is a prime factor of g1,2g1,3g2,3g_{1,2}\,g_{1,3}\,g_{2,3}. Then there exists exactly one choice of elements i<ji<j of {1,2,3}\{1,2,3\} such that pgi,jp\mid g_{i,j}; we have vp(d1d2d3)=vp(didj)=max(vp(di),vp(dj))+min(vp(di),vp(dj))=vp(L)+vp(gi,j)v_{p}(d_{1}d_{2}d_{3})=v_{p}(d_{i}d_{j})=\max(v_{p}(d_{i}),v_{p}(d_{j}))+\min(v_{p}(d_{i}),v_{p}(d_{j}))=v_{p}(L)+v_{p}(g_{i,j}), so ep=vp(L)vp(d1d2d3)=vp(gi,j)<0e_{p}=v_{p}(L)-v_{p}(d_{1}d_{2}d_{3})=-v_{p}(g_{i,j})<0 and hence pgp\mid g. Moreover, vp(g)=ep=vp(gi,j)=vp(g1,2g1,3g2,3)v_{p}(g)=-e_{p}=v_{p}(g_{i,j})=v_{p}(g_{1,2}\,g_{1,3}\,g_{2,3}). Hence,

every prime factor pp of g1,2g1,3g2,3g_{1,2}\,g_{1,3}\,g_{2,3} satisfies vp(g)=vp(g1,2g1,3g2,3)v_{p}(g)=v_{p}(g_{1,2}\,g_{1,3}\,g_{2,3}). (19)

Statements (18) and (19) imply that g1,2g1,3g2,3=gg_{1,2}\,g_{1,3}\,g_{2,3}=g, which proves (a).

Let i<ji<j be elements of {1,2,3}\{1,2,3\}. Then gcd(gi,j,d4)=1\gcd(g_{i,j},d_{4})=1 and gi,jg_{i,j} divides L=md4L=md_{4}, so gi,jmg_{i,j}\mid m. Since g1,2,g1,3,g2,3g_{1,2},g_{1,3},g_{2,3} are pairwise relatively prime, we obtain (g1,2g1,3g2,3)m(g_{1,2}\,g_{1,3}\,g_{2,3})\mid m, proving (b). ∎

5.12 Lemma.

For every choice of distinct i,j{1,2,3}i,j\in\{1,2,3\}, we have gmdidjgm\nmid d_{i}d_{j}.

Proof.

Let L1,2,3=lcm(d1,d2,d3)L_{1,2,3}=\operatorname{{\rm lcm}}(d_{1},d_{2},d_{3}) and M=d1d2d3gM=\frac{d_{1}d_{2}d_{3}}{g}. We will show that

L1,2,3=M.L_{1,2,3}=M. (20)

Lemma 5.11(a) implies that Md1=d2d3g=d2g1,2g2,3d3g1,3\frac{M}{d_{1}}=\frac{d_{2}d_{3}}{g}=\frac{d_{2}}{g_{1,2}\,g_{2,3}}\cdot\frac{d_{3}}{g_{1,3}}\in\mathbb{Z}, so d1Md_{1}\mid M. By symmetry, d2,d3Md_{2},d_{3}\mid M, so L1,2,3ML_{1,2,3}\mid M. Conversely, consider a prime factor pp of MM. We can choose u,v,wu,v,w such that {u,v,w}={1,2,3}\{u,v,w\}=\{1,2,3\} and pdwp\nmid d_{w}. Then vp(M)=vp(dudvgu,v)+vp(dwgu,wgv,w)=vp(dudvgu,v)=vp(Lu,v)vp(L1,2,3)v_{p}(M)=v_{p}(\frac{d_{u}d_{v}}{g_{u,v}})+v_{p}(\frac{d_{w}}{g_{u,w}\,g_{v,w}})=v_{p}(\frac{d_{u}d_{v}}{g_{u,v}})=v_{p}(L_{u,v})\leq v_{p}(L_{1,2,3}), and this shows that ML1,2,3M\mid L_{1,2,3}. This shows (20).

Arguing by contradiction, suppose that i,j,ki,j,k are such that {i,j,k}={1,2,3}\{i,j,k\}=\{1,2,3\} and gmdidjgm\mid d_{i}d_{j}. Then d1d2d3gmdk\frac{d_{1}d_{2}d_{3}}{gm}\in d_{k}\mathbb{Z}. We have d1d2d3g=M=L1,2,3\frac{d_{1}d_{2}d_{3}}{g}=M=L_{1,2,3} by (20), so

d4(d1d2d3gm)=md4(d1d2d3g)=LL1,2,3,\textstyle\frac{d_{4}}{\big{(}\frac{d_{1}d_{2}d_{3}}{gm}\big{)}}=\frac{md_{4}}{\big{(}\frac{d_{1}d_{2}d_{3}}{g}\big{)}}=\frac{L}{L_{1,2,3}}\in\mathbb{Z},

so d1d2d3gm\frac{d_{1}d_{2}d_{3}}{gm} divides d4d_{4}. Since d1d2d3gmdk\frac{d_{1}d_{2}d_{3}}{gm}\in d_{k}\mathbb{Z}, we have dkd4d_{k}\mid d_{4}, which contradicts 5.10. ∎

5.13 Lemma.

Let i,j,ki,j,k be such that {i,j,k}={1,2,3}\{i,j,k\}=\{1,2,3\}. If gi,j=1g_{i,j}=1 then fg(mm1)(1didj+1dk)\frac{f}{g}\leq\big{(}\frac{m}{m-1}\big{)}\big{(}\frac{1}{d_{i}d_{j}}+\frac{1}{d_{k}}\big{)}.

Proof.

Since gi,j=1g_{i,j}=1, Proposition 5.2(a) implies that every integer strictly greater than didjdidjd_{i}d_{j}-d_{i}-d_{j} belongs to di,dj\langle d_{i},d_{j}\rangle and hence to Γ\Gamma. So αdidjdidj\alpha\leq d_{i}d_{j}-d_{i}-d_{j}, because αΓ\alpha\notin\Gamma. So md4=L=α+=14ddidjdidj+=14d=didj+dk+d4md_{4}=L=\alpha+\sum_{\ell=1}^{4}d_{\ell}\leq d_{i}d_{j}-d_{i}-d_{j}+\sum_{\ell=1}^{4}d_{\ell}=d_{i}d_{j}+d_{k}+d_{4} and consequently (m1)d4didj+dk(m-1)d_{4}\leq d_{i}d_{j}+d_{k}. Multiplying both sides by m(m1)d1d2d3\frac{m}{(m-1)d_{1}d_{2}d_{3}} gives

md4d1d2d3mm1didj+dkd1d2d3=mm1(1dk+1didj).\textstyle\frac{md_{4}}{d_{1}d_{2}d_{3}}\leq\frac{m}{m-1}\cdot\frac{d_{i}d_{j}+d_{k}}{d_{1}d_{2}d_{3}}=\frac{m}{m-1}\big{(}\frac{1}{d_{k}}+\frac{1}{d_{i}d_{j}}).

Since md4d1d2d3=Ld1d2d3=fg\frac{md_{4}}{d_{1}d_{2}d_{3}}=\frac{L}{d_{1}d_{2}d_{3}}=\frac{f}{g}, the result follows. ∎

5.14 Lemma.

We have gi,j>1g_{i,j}>1 for all choices of distinct i,j{1,2,3}i,j\in\{1,2,3\}.

Proof.

Proceeding by contradiction, suppose that there exist i,j,ki,j,k such that {i,j,k}={1,2,3}\{i,j,k\}=\{1,2,3\} and gi,j=1g_{i,j}=1. Define δi=digi,k\delta_{i}=\frac{d_{i}}{g_{i,k}}, δj=djgj,k\delta_{j}=\frac{d_{j}}{g_{j,k}} and δk=dkgi,kgj,k\delta_{k}=\frac{d_{k}}{g_{i,k}\,g_{j,k}}; then δi,δj,δk+\delta_{i},\delta_{j},\delta_{k}\in\mathbb{N}^{+} and

gcd(δi,gj,kδk)=1=gcd(δj,gi,kδk),gcd(δi,δj)=1,andmin(δi,δj)2.\gcd(\delta_{i},\,g_{j,k}\,\delta_{k})=1=\gcd(\delta_{j},\,g_{i,k}\,\delta_{k}),\quad\gcd(\delta_{i},\delta_{j})=1,\quad\text{and}\quad\min(\delta_{i},\delta_{j})\geq 2\,. (21)

Indeed, gcd(δi,gj,kδk)=gcd(digi,k,dkgi,k)=1\gcd(\delta_{i},\,g_{j,k}\delta_{k})=\gcd(\frac{d_{i}}{g_{i,k}},\frac{d_{k}}{g_{i,k}})=1, gcd(δj,gi,kδk)=gcd(djgj,k,dkgj,k)=1\gcd(\delta_{j},\,g_{i,k}\delta_{k})=\gcd(\frac{d_{j}}{g_{j,k}},\frac{d_{k}}{g_{j,k}})=1, and gcd(δi,δj)=1\gcd(\delta_{i},\delta_{j})=1 because gi,j=1g_{i,j}=1; we have min(δi,δj)2\min(\delta_{i},\delta_{j})\geq 2 because didkd_{i}\nmid d_{k} and djdkd_{j}\nmid d_{k}, so (21) is true. We have g=gi,kgj,kg=g_{i,k}\,g_{j,k} by Lemma 5.11(a), so Lemma 5.13 gives fg(mm1)(1didj+1dk)=(mm1)(1δiδjg+1δkg)\frac{f}{g}\leq\big{(}\frac{m}{m-1}\big{)}\big{(}\frac{1}{d_{i}d_{j}}+\frac{1}{d_{k}}\big{)}=\big{(}\frac{m}{m-1}\big{)}\big{(}\frac{1}{\delta_{i}\delta_{j}g}+\frac{1}{\delta_{k}g}\big{)}, i.e.,

1f(mm1)(1δiδj+1δk).\textstyle 1\leq f\leq\big{(}\frac{m}{m-1}\big{)}\big{(}\frac{1}{\delta_{i}\delta_{j}}+\frac{1}{\delta_{k}}\big{)}. (22)

If δk>3\delta_{k}>3 then δiδj6\delta_{i}\delta_{j}\geq 6, so 1δiδj+1δk<16+14<12\frac{1}{\delta_{i}\delta_{j}}+\frac{1}{\delta_{k}}<\frac{1}{6}+\frac{1}{4}<\frac{1}{2}; if δk=3\delta_{k}=3 then (21) implies that δiδj10\delta_{i}\delta_{j}\geq 10, so 1δiδj+1δk1330<12\frac{1}{\delta_{i}\delta_{j}}+\frac{1}{\delta_{k}}\leq\frac{13}{30}<\frac{1}{2}; since mm12\frac{m}{m-1}\leq 2, (22) gives 1f<11\leq f<1 in both cases, a contradiction. So δk{1,2}\delta_{k}\in\{1,2\}.

If δk=2\delta_{k}=2 then it follows from (21) that δiδj15\delta_{i}\delta_{j}\geq 15, so (22) gives 1f(mm1)17301\leq f\leq\big{(}\frac{m}{m-1}\big{)}\frac{17}{30}, which implies that m=2m=2. Then mg=2g=δkg=dkmg=2g=\delta_{k}g=d_{k} divides didkd_{i}d_{k}, which contradicts Lemma 5.12. So δk=1\delta_{k}=1. To summarize,

(di,dj,dk)=(δigi,k,δjgj,k,g)andg=gi,kgj,k.(d_{i},d_{j},d_{k})=(\delta_{i}g_{i,k},\delta_{j}g_{j,k},g)\quad\text{and}\quad g=g_{i,k}g_{j,k}.

Since dkdid_{k}\nmid d_{i} and dkdjd_{k}\nmid d_{j}, we have

gi,k>1andgj,k>1.g_{i,k}>1\quad\text{and}\quad g_{j,k}>1. (23)

We have δiδj6\delta_{i}\delta_{j}\geq 6 by (21), so f(mm1)(1δiδj+1δk)76mm1762<3f\leq\big{(}\frac{m}{m-1}\big{)}\big{(}\frac{1}{\delta_{i}\delta_{j}}+\frac{1}{\delta_{k}}\big{)}\leq\frac{7}{6}\frac{m}{m-1}\leq\frac{7}{6}\cdot 2<3, so f{1,2}f\in\{1,2\}.

If f=2f=2 then 276mm12\leq\frac{7}{6}\frac{m}{m-1} implies that m=2m=2, which is impossible because gi,k>1g_{i,k}>1, gj,k>1g_{j,k}>1 and gi,kgj,k=gg_{i,k}\,g_{j,k}=g divides mm by Lemma 5.11(b). So f=1f=1. Since Ld1d2d3=fg\frac{L}{d_{1}d_{2}d_{3}}=\frac{f}{g}, this means that L=didjdkg=didjgi,kgj,kgL=\frac{d_{i}d_{j}d_{k}}{g}=\frac{d_{i}d_{j}g_{i,k}g_{j,k}}{g}, so

L=didj=Li,j.L=d_{i}d_{j}=L_{i,j}.

It follows that d4d_{4} divides didj=δiδjgi,kgj,kd_{i}d_{j}=\delta_{i}\delta_{j}g_{i,k}g_{j,k}; since gcd(d4,gi,kgj,k)=1\gcd(d_{4},g_{i,k}g_{j,k})=1, we get d4δiδjd_{4}\mid\delta_{i}\delta_{j} and hence

d4δiδj.d_{4}\leq\delta_{i}\delta_{j}. (24)

Proposition 5.2(b) gives F(d1,d2,d3)Lk,i+Lk,jd1d2d3F(\langle d_{1},d_{2},d_{3}\rangle)\leq L_{k,i}+L_{k,j}-d_{1}-d_{2}-d_{3}. Note that Lk,i=dkdigi,k=δigL_{k,i}=\frac{d_{k}d_{i}}{g_{i,k}}=\delta_{i}g and Lk,j=dkdjgj,k=δjgL_{k,j}=\frac{d_{k}d_{j}}{g_{j,k}}=\delta_{j}g. Since αd1,d2,d3\alpha\notin\langle d_{1},d_{2},d_{3}\rangle, we get αF(d1,d2,d3)(δi+δj)gd1d2d3\alpha\leq F(\langle d_{1},d_{2},d_{3}\rangle)\leq(\delta_{i}+\delta_{j})g-d_{1}-d_{2}-d_{3}, so L(δi+δj)g+d4(δi+δj)g+δiδjL\leq(\delta_{i}+\delta_{j})g+d_{4}\leq(\delta_{i}+\delta_{j})g+\delta_{i}\delta_{j} by (24). Since L=didj=δiδjgL=d_{i}d_{j}=\delta_{i}\delta_{j}g, we obtain δiδj(g1)(δi+δj)g\delta_{i}\delta_{j}(g-1)\leq(\delta_{i}+\delta_{j})g, so

11g1δi+1δj.\textstyle 1-\frac{1}{g}\leq\frac{1}{\delta_{i}}+\frac{1}{\delta_{j}}.

Condition (23) and gcd(gi,k,gj,k)=1\gcd(g_{i,k},g_{j,k})=1 imply that g=gi,kgj,k6g=g_{i,k}g_{j,k}\geq 6, and (21) gives 1δi+1δj12+13\frac{1}{\delta_{i}}+\frac{1}{\delta_{j}}\leq\frac{1}{2}+\frac{1}{3}; thus, 5611g1δi+1δj56\frac{5}{6}\leq 1-\frac{1}{g}\leq\frac{1}{\delta_{i}}+\frac{1}{\delta_{j}}\leq\frac{5}{6}. This implies that g=6g=6 (so {gi,k,gj,k}={2,3}\{g_{i,k},g_{j,k}\}=\{2,3\}) and that {δi,δj}={2,3}\{\delta_{i},\delta_{j}\}=\{2,3\}. We may assume that δi=2\delta_{i}=2 and δj=3\delta_{j}=3. Then (21) gives gi,k=2g_{i,k}=2 and gj,k=3g_{j,k}=3. So (24) implies that d4δiδj=6<9=djd_{4}\leq\delta_{i}\delta_{j}=6<9=d_{j}, contradicting d4=max(d1,d2,d3,d4)d_{4}=\max(d_{1},d_{2},d_{3},d_{4}). ∎

5.15 Lemma.

m6m\leq 6

Proof.

Without loss of generality, we may assume that d1d2d3d_{1}\leq d_{2}\leq d_{3}; by 5.10, it follows that d1<d2<d3<d4d_{1}<d_{2}<d_{3}<d_{4}. Since αΓ\alpha\notin\Gamma, we have αd1,d2,d3\alpha\notin\langle d_{1},d_{2},d_{3}\rangle, so Proposition 5.2(b) gives Li=14di=αF(d1,d2,d3)L1,2+L1,3d1d2d3\textstyle L-\sum_{i=1}^{4}d_{i}=\alpha\leq F(\langle d_{1},d_{2},d_{3}\rangle)\leq L_{1,2}+L_{1,3}-d_{1}-d_{2}-d_{3}, so (11m)L=Ld4L1,2+L1,3(1-\frac{1}{m})L=L-d_{4}\leq L_{1,2}+L_{1,3} and hence 1L/L1,2+1L/L1,3(11m)\frac{1}{L/L_{1,2}}+\frac{1}{L/L_{1,3}}\geq(1-\frac{1}{m}). By contradiction, suppose that m>6m>6. Then 1L/L1,2+1L/L1,3>56\frac{1}{L/L_{1,2}}+\frac{1}{L/L_{1,3}}>\frac{5}{6} (where L/L1,2{L/L_{1,2}} and L/L1,3{L/L_{1,3}} are positive integers), so

LL1,2=1orLL1,3=1orLL1,2=2=LL1,3.\textstyle\frac{L}{L_{1,2}}=1\quad\text{or}\quad\frac{L}{L_{1,3}}=1\quad\text{or}\quad\frac{L}{L_{1,2}}=2=\frac{L}{L_{1,3}}.

Also note that g3,4LL1,2g_{3,4}\mid\frac{L}{L_{1,2}} and g2,4LL1,3g_{2,4}\mid\frac{L}{L_{1,3}} by Lemma 5.4. If LL1,2=1\frac{L}{L_{1,2}}=1 then d3d_{3} and d4d_{4} divide L1,2L_{1,2}; since g3,4=1g_{3,4}=1 we obtain d3d4L1,2d1d2d_{3}d_{4}\mid L_{1,2}\mid d_{1}d_{2}, which is impossible since d1d2<d3d4d_{1}d_{2}<d_{3}d_{4}. So LL1,21\frac{L}{L_{1,2}}\neq 1. If LL1,3=1\frac{L}{L_{1,3}}=1 then d2d_{2} and d4d_{4} divide L1,3L_{1,3}; since g2,4=1g_{2,4}=1 we obtain d2d4L1,3d1d3d_{2}d_{4}\mid L_{1,3}\mid d_{1}d_{3}, which is impossible since d1d3<d2d4d_{1}d_{3}<d_{2}d_{4}. So LL1,31\frac{L}{L_{1,3}}\neq 1. It follows that

LL1,2=2=LL1,3.\textstyle\frac{L}{L_{1,2}}=2=\frac{L}{L_{1,3}}.

If pp is a prime factor of g2,4g_{2,4} then pd1p\nmid d_{1} and pd3p\nmid d_{3}, so pL1,3p\nmid L_{1,3} and pL1,2p\mid L_{1,2}, contradicting L1,2=L1,3L_{1,2}=L_{1,3}. This shows that g2,4=1g_{2,4}=1, and the same argument gives g3,4=1g_{3,4}=1. Thus,

g2,4=1=g3,4.g_{2,4}=1=g_{3,4}.

Let L1,2,3=lcm(d1,d2,d3)L_{1,2,3}=\operatorname{{\rm lcm}}(d_{1},d_{2},d_{3}). Since L1,2=L1,3L_{1,2}=L_{1,3}, we have L1,2,3=L1,2=L/2L_{1,2,3}=L_{1,2}=L/2, so v2(L1,2,3)+1=v2(2L1,2,3)=v2(L)=max(v2(L1,2,3),v2(d4))v_{2}(L_{1,2,3})+1=v_{2}(2L_{1,2,3})=v_{2}(L)=\max(v_{2}(L_{1,2,3}),v_{2}(d_{4})) and hence v2(d4)=v2(L1,2,3)+1v_{2}(d_{4})=v_{2}(L_{1,2,3})+1. So d4d_{4} is even; since g2,4=1=g3,4g_{2,4}=1=g_{3,4}, d2d_{2} and d3d_{3} are odd. Thus, v2(d4)=v2(L1,2,3)+1=v2(d1)+1v_{2}(d_{4})=v_{2}(L_{1,2,3})+1=v_{2}(d_{1})+1. So we can write

d1=2rδ1andd4=2r+1δ4,where δ1,δ4+ are odd and r.d_{1}=2^{r}\delta_{1}\quad\text{and}\quad d_{4}=2^{r+1}\delta_{4},\quad\text{where $\delta_{1},\delta_{4}\in\mathbb{N}^{+}$ are odd and $r\in\mathbb{N}$.}

If pp is a prime factor of g2,3g_{2,3} then pd1p\nmid d_{1}, so vp(d2)=vp(L1,2)=vp(L1,3)=vp(d3)v_{p}(d_{2})=v_{p}(L_{1,2})=v_{p}(L_{1,3})=v_{p}(d_{3}). The fact that vp(d2)=vp(d3)v_{p}(d_{2})=v_{p}(d_{3}) for each prime factor pp of g2,3g_{2,3} implies that

d2=abandd3=ac,where a,b,c+ are odd and pairwise relatively prime.d_{2}=ab\quad\text{and}\quad d_{3}=ac,\quad\text{where $a,b,c\in\mathbb{N}^{+}$ are odd and pairwise relatively prime.}

Since d2d_{2} is odd and divides L=2L1,3L=2L_{1,3}, we have d2L1,3d_{2}\mid L_{1,3}; it follows that b=d2ab=\frac{d_{2}}{a} divides L1,3a\frac{L_{1,3}}{a}, which divides d1d3a=d1c\frac{d_{1}d_{3}}{a}=d_{1}c; so bd1cb\mid d_{1}c. Since gcd(b,c)=1\gcd(b,c)=1, we get bd1b\mid d_{1}. The fact that δ4\delta_{4} divides L2=L1,2\frac{L}{2}=L_{1,2} implies that δ4d1d2\delta_{4}\mid d_{1}d_{2}; since g2,4=1g_{2,4}=1, it follows that δ4d1\delta_{4}\mid d_{1}. So we have bd1b\mid d_{1}, δ4d1\delta_{4}\mid d_{1} and gcd(b,δ4)=1\gcd(b,\delta_{4})=1 (because g2,4=1g_{2,4}=1); this implies that bδ4d1b\delta_{4}\mid d_{1}. Since bδ4b\delta_{4} is odd, it follows that 2rbδ4d12^{r}b\delta_{4}\mid d_{1} and hence 2rbδ4d1<d4=2r+1δ42^{r}b\delta_{4}\leq d_{1}<d_{4}=2^{r+1}\delta_{4}. This implies that b=1b=1. So d2=ad_{2}=a divides d3d_{3}, a contradiction. ∎

5.16.

End of the proof of Theorem A. Lemma 5.15 gives m6m\leq 6, and we have gmg\mid m by Lemma 5.11(b). So gprqsg\mid p^{r}q^{s} for some prime numbers p,qp,q and some r,sr,s\in\mathbb{N}. Since Lemma 5.11(a) gives g=g1,2g1,3g2,3g=g_{1,2}\,g_{1,3}\,g_{2,3} where g1,2,g1,3,g2,3g_{1,2},g_{1,3},g_{2,3} are pairwise relatively prime, it follows that one of g1,2,g1,3,g2,3g_{1,2},g_{1,3},g_{2,3} is equal to 11, contradicting Lemma 5.14. This shows that Assumptions 5.10 lead to a contradiction. By Remark 5.9, this completes the proof of Theorem A.

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