Quasi-Lindblad pseudomode theory for open quantum systems
Abstract
We introduce a new framework to study the dynamics of open quantum systems with linearly coupled Gaussian baths. Our approach replaces the continuous bath with an auxiliary discrete set of pseudomodes with dissipative dynamics, but we further relax the complete positivity requirement in the Lindblad master equation and formulate a quasi-Lindblad pseudomode theory. We show that this quasi-Lindblad pseudomode formulation directly leads to a representation of the bath correlation function in terms of a complex weighted sum of complex exponentials, an expansion that is known to be rapidly convergent in practice and thus leads to a compact set of pseudomodes. The pseudomode representation is not unique and can differ by a gauge choice. When the global dynamics can be simulated exactly, the system dynamics is unique and independent of the specific pseudomode representation. However, the gauge choice may affect the stability of the global dynamics, and we provide an analysis of why and when the global dynamics can retain stability despite losing positivity. We showcase the performance of this formulation across various spectral densities in both bosonic and fermionic problems, finding significant improvements over conventional pseudomode formulations.
I Introduction
Open quantum systems (OQS) are central to many fields, including quantum optics, condensed matter physics, chemical physics, and quantum information science [1, 2, 3, 4]. The most widely studied case corresponds to a system coupled to a bath with continuous (bosonic or fermionic) degrees of freedom with the bath dynamics governed by a Hamiltonian quadratic in the bath field operators (a Gaussian bath) and with a system-bath coupling linear in the bath field operators. The primary task in such setups is to compute the system’s dynamical observables.
There are two main classes of approaches to simulate this problem. The first approach integrates out the Gaussian bath dynamics to yield a path integral for the reduced system dynamics [5], which can then be evaluated using various approximations [6, 7, 8, 9, 10, 11, 12, 13]. The second approach, which is the focus of this work, replaces the continuous physical bath with a discrete mode representation [14, 15, 16, 17, 18, 19, 20, 21, 22, 23, 24, 25], i.e., an auxiliary bath, allowing the global state of the system and auxiliary bath to be computationally propagated in time. In both approaches, the influence of the bath on the reduced system dynamics is entirely determined by the bath correlation function (BCF) [5, 2]. As long as the auxiliary BCF matches the original BCF, the reduced system dynamics can be shown to be identical [20]. Therefore, the primary consideration in this second approach is to begin with a compact auxiliary bath representation of the BCF.
The conventional discrete mode representation is to directly discretize the continuous Hamiltonian [14, 15, 16] without introducing any dissipation. However, this discretization requires a large number of modes in the long-time limit, which scales linearly with the propagated time [14]. In most physical cases, the continuous bath provides dissipation to the system. It is thus natural to introduce an ansatz where the auxiliary bath dynamics is dissipative, in which case, the bath modes are referred to as pseudomodes [18, 19, 20, 26, 27, 28]. The Liouvillian for the system and auxiliary bath can then be chosen to satisfy the constraint of physical dynamics, taking a Lindblad form and generating a completely positive trace-preserving (CPTP) dynamics. The corresponding BCF (assuming independent pseudomodes) is then a sum of complex exponential functions weighted by positive numbers. This BCF exactly represents the continuous spectral density as a positive weighted sum of Lorentzian functions. Unfortunately, many studies have found that this natural Lorentzian pseudomode expansion is inefficient, achieving only a slow rate of convergence as the number of pseudomodes increases [26, 25, 29]. Improving this convergence rate remains an active area of research, with approaches including the introduction of additional intra-bath Hamiltonian terms [26, 29, 30, 31] or non-Hermitian pseudomode formulations [32, 33, 34, 35].
In the current work, we demonstrate that by relaxing the complete positivity (CP) of the global dynamics of the system and pseudomodes, we gain the flexibility to use a broader set of functions to approximate the BCF, significantly enhancing the convergence rate of the pseudomode expansion. The generator of the dynamics is a slight modification of the Lindblad form, which we refer to as a quasi-Lindblad pseudomode representation. The BCF is expressed as a sum of complex exponentials weighted by complex numbers. This ansatz is well-known in the signal processing and applied mathematics communities for yielding an exponentially fast convergence rate for many functions [36, 37, 38, 39], a result we also observe in our numerical tests. Additionally, this ansatz for the BCF has been adopted in non-pseudomode approaches to OQS dynamics, such as hierarchical equations of motion (HEOM) [40, 41, 42, 43, 44] and tensor network influence functionals [45, 46], providing a connection among these various methods.
It is worth noting that the BCF alone does not uniquely determine the pseudomode formulation. Meanwhile, the system dynamics is uniquely determined by the BCF and is independent of the pseudomode formulation as long as the global dynamics can be simulated exactly (i.e., without further numerical approximations such as truncating the number of bosonic modes or even finite precision arithmetic operations). However, certain pseudomode formulations can be unstable if the corresponding Liouvillian has eigenvalues with positive real parts, leading to exponentially growing modes. This phenomenon has also been observed in other contexts, such as HEOM [47, 48, 49, 50]. Therefore, in practice, the stability of the pseudomode formulation can indeed impact the quality of system dynamics. Nevertheless, with a careful choice of the pseudomode formulation that minimally violates the CP condition, we observe that the global dynamics can be stable across a range of physically relevant OQS in our simulations. We attribute this stability to the mixing of the divergent and dissipative parts of the global dynamics via the coherent terms in the Liouvillian.

II Quasi-Lindblad pseudomode construction
II.1 Problem setup: original unitary OQS
We consider a quantum system linearly coupled to a continuous Gaussian bath , either bosonic or fermionic, evolving under the following Hamiltonian,
(1) |
where denotes the system-only Hamiltonian and . denotes the creation operator for the bath mode with energy . In the system-bath coupling term, , and are operators within the system and bath, respectively, and can be assumed to be Hermitian operators, without loss of generality [1]. The bath coupling operator is given by . We assume the initial state to take a factorized form, , where is a Gaussian state. We will also assume that is a number-conserving operator (and also for all initial bath reduced density operators henceforth) for simplicity.
Time-evolution of the density operator is described by the von Neumann equation, , and the system-reduced density operator is obtained by tracing out the bath, . The influence of the Gaussian bath on the system-reduced density operator is determined by the bath correlation function (BCF),
(2) |
for with . When is stationary, i.e., , the BCF only depends on the time difference , i.e., .
II.2 Conventional pseudomode
In many cases of interest, the above unitary dynamics using a continuous bath leads to a dissipative bath correlation function, i.e., a decaying with . To reproduce the associated dynamics of with a discrete bath, we now introduce a pseudomode description. First, we review the conventional pseudomode formulation [20], which introduces an auxiliary bosonic bath with a Lindblad dissipator applied within the bath . The density operator across the system and auxiliary bath, , evolves under the following Lindblad master equation,
(3) |
where the Hamiltonian is composed of the system (bath)-only Hamiltonian () and coupling Hamiltonian . has a Lindblad form
(4) |
which guarantees the CPTP property of the global dynamics consisting of the system and the pseudomodes. Here, can be an arbitrary operator within the bath . The Lindblad dissipator can be expressed in terms of a pseudomode basis,
(5) |
where is an operator within the th pseudomode, and is a positive semidefinite (PSD) matrix from the CPTP condition. and are quadratic in the creation and annihilation operators of the pseudomode, and and are linear, to maintain the Gaussian properties of the bath. has negative eigenvalues, and thus, we can interpret it as adding dissipation to the reduced system dynamics.
The BCF for the pseudomode can be defined using the bath-only Liouvillian and initial pseudomode reduced density operator ,
(6) |
Ref. [20] established the equivalence condition between the unitary bath dynamics and the pseudomode dynamics in terms of the BCF: if for , then 111In the original formulation in [20], the additional conditions on the one-point bath expectation values were imposed. In the main text, we further assumed that the initial bath reduced density operators, and , are number-conserving operators. It leads to the one-point bath expectation values becoming zero for both the original unitary and pseudomode formulations.. As in the unitary case in Sec. II.1, when is stationary, i.e., , the BCF depends solely on .
II.3 Quasi-Lindblad pseudomode
As described in the introduction, the conventional pseudomode description can reproduce a dissipative bath correlation function within a finite discretization, but it typically requires a large number of pseudomodes for an accurate approximation to the BCF. To remedy this, we now provide a more general pseudomode description that introduces an additional system-bath coupling , expressed in terms of Lindblad dissipators,
(7) |
where . We call this coupling a Lindblad coupling, as illustrated in Fig. 1b. The total dissipator can be compactly written as
(8) |
where the index and refer to both the coupling index and the pseudomode bath index , i.e., , and if , . The coefficient is
(9) |
where the bold font denotes matrices. We note that the matrix is not PSD in general, unlike the PSD matrix , and hence, this pseudomode equation of motion violates the CP condition in the Lindblad master equation. Therefore, we call it a quasi-Lindblad pseudomode representation.
To take into account both the Hamiltonian and Lindblad coupling in the BCF, we define the system-bath Liouvillian and further decompose it in the following form,
(10) |
where the system superoperators, and are defined as and . The superoperators, and , are obtained as,
(11) |
The BCF is defined with the superoperators ,
(12) |
We remark that reduces to when , and then the BCF in Eq. 12 also reduces to the BCF in Eq. 6. Similar to the pseudomode description in Sec. II.2, the above BCF leads to the equivalence of the reduced system dynamics to that generated by the original unitary formulation under the equivalence of the BCFs. We provide the derivation of the equivalence condition in the Supplemental Material (SM) [52].
In this framework, violation of the CP condition leads the dissipator Liouvillian to have eigenvalues with positive real parts. Thus, in the absence of any coherent term (i.e., the commutator term of the form for some Hamiltonian ), this would lead to unstable global dynamics with modes growing exponentially in time. Note that when simulations are performed exactly, the reduced system dynamics, after tracing out the bath, can still be perfectly reproduced from the BCF equivalence condition. However, this cannot be guaranteed in practical simulations involving finite precision arithmetic operations and physical approximations, such as truncating the number of bosonic modes. Therefore, the stability of the Liouvillian is an important issue to study.
Interestingly, we find that the Liouvillian, including both the coherent and dissipator terms, can generate stable dynamics despite violating the CP condition. We will analyze this effect in more detail in Sec. IV.
II.4 Ansatz for quasi-Lindblad pseudomode
We next introduce an ansatz for the quasi-Lindblad pseudomode that yields a simple form for the BCF, facilitating numerical fitting. We describe this ansatz for both bosonic and fermionic baths. We mainly target the reproduction of the BCF of the unitary dynamics in Sec. II.1 with the initial bath being a stationary state, such as a thermal state , where represents the inverse temperature.
We start with a bosonic bath, setting the initial reduced density operator to a vacuum state, . The dissipator is set as , where is the bosonic annihilation operator of the th pseudomode, and the Hamiltonian . This ansatz satisfies the stationary condition . Then, and is only dependent on the time difference , where . The system-bath coupling is set as .
We obtain the BCF based on the above ansatz:
(13) |
where . This BCF expression has a gauge redundancy: , , , for arbitrary invertible matrix . Therefore, we focus on a diagonal matrix , which can be transformed to a more general diagonalizable through a unitary transformation 222In principle, we have a general expression by considering non-diagonalizable . However, numerically, fitting with arbitrary yields the same optimal solution as with diagonalizable .. In this case, we define and , and . Even with a diagonal matrix , and still have a gauge redundancy associated with a diagonal , since remains invariant under the transformation . It is important to note that while different choices of gauge yield the same BCF and thus the same reduced system dynamics (in the absence of simulation errors), the total system-bath Liouvillian differs, leading to different global system-bath dynamics.
The case of a fermionic bath can be introduced similarly. In particular, we focus on number-conserving fermionic impurity models where the coupling Hamiltonian is given by ( is the creation operator of the impurity with index , which can involve both spin and orbital degrees of freedom). The number-conserving property of the fermionic impurity model reduces the BCFs to two different BCFs, namely the greater and lesser BCFs: and . For any fermionic Gaussian state , and are defined as,
(14) |
Corresponding to these two BCFs, we use two different auxiliary baths with an initial reduced density operator . The bath-only Hamiltonian and dissipator are set to be diagonal without loss of generality, as discussed in the bosonic case. The Hamiltonian is where and refer to the pseudomode index in each bath, respectively, and the dissipator is set to be
(15) |
which satisfies for both . The system-bath Hamiltonian coupling is , and the system-bath Lindblad coupling is set to be
(16) |
where and . The BCF with this ansatz becomes
(17) |
where and are diagonal matrices with elements and . We note that the baths and only contribute to the BCF and , respectively. We remark that the BCF from the fermionic bath is also expressed as a complex weighted sum of complex exponential functions and has the same gauge redundancy as the bosonic bath.
It is instructive to consider a model with a single coupling term (with only ). In this case, the BCF simplifies to a scalar function without indices:
(18) |
where . This expression is a sum of complex exponential functions with complex weights. In contrast, the conventional pseudomode description corresponds to , resulting in positive weights . Physically, this exactly represents the BCF from a positive weighted sum of the Lorentzian spectrum, and thus, we also refer to the conventional pseudomode as a Lorentzian pseudomode. We see, however, that the quasi-Lindblad pseudomode provides for a more flexible and general representation, whose influence on the compactness of the pseudomode description we will examine in the numerics below.
In addition to the enhanced flexibility, the use of complex exponential expressions also simplifies the numerical fitting of the BCF. In this work, we utilize the ESPRIT algorithm [37, 38], which has previously been reported as one of the most competitive methods for BCF fitting [44], to determine the complex exponents, . We then perform a least-squares fitting of the complex weights . We note that this simple unconstrained least-squares approach is possible because we do not restrict as would be required in the conventional pseudomode approach. Once is determined, we choose the gauge for and . In this limit, the gauge choice is parameterized as where . Here, we follow a simple heuristic of minimizing the magnitude of , as this term determines the extent of CP condition violation. We describe the result for the bosonic bath expression in Eq. 13 for and , and its adaptation to the fermionic BCF expression is straightforward. The solution of and with minimum is then given by with , () which we provide its proof in the SM [52]. We will examine other choices of and and their effect on the stability of the system-bath dynamics in Sec. IV.
There are several approaches to relax the CPTP condition in pseudomode representations. One approach involves a non-Hermitian pseudomode formulation [32, 33, 34, 35], where the system-bath coupling is given by a non-Hermitian Hamiltonian (without Lindblad coupling). This formulation results in real weights, [32, 35], or complex weights from a pair of pseudomodes [35]. Another approach, presented in [41], is a Lindblad-like pseudomode formulation derived from the HEOM with a similarity transformation. While this approach allows for complex weights, it is important to emphasize that the Lindblad-like equation in [41] represents one gauge choice for 333The corresponding for the Lindblad-like equation in [41] is . within our quasi-Lindblad pseudomode framework.

For general couplings with multiple , a similar strategy can be adopted. In this case, we first find a sum of exponential functions with a matrix-valued weight . We determine by fitting a scalar quantity, such as the sum of the BCF entries, , or the trace . The matrix-valued complex weights are then obtained through the least-squares fitting.
Finding and from involves additional matrix decompositions. However, the representation from Eq. 13 has a rank-1 matrix factorization form, , and from the least-squares fitting is generally not a rank-1 matrix, but of rank , after denoting the range of as . To address this, we represent the rank- by indexing the pseudomode with where the index is an additional index with a range of . Then, we assign the diagonal elements of as . This gives the following expression:
(19) |
where . Thus, given exponents and coupling operators, pseudomodes are used in the BCF fitting. With this setting, we decompose with a singular value decomposition (SVD), , where is a diagonal matrix. One possible choice for and is , which reduces to the gauge choice above for the single coupling limit 444The SVD representation has a phase redundancy in , , and also in , , where is a real diagonal matrix. However, it does not affect the overall norm of ..
III Numerical results
III.1 Fitting the bath correlation function
The quasi-Lindblad pseudomode formulation provides the BCF as a complex weighted sum of complex exponential functions. This type of BCF representation is widely used, for example, in HEOM [40, 42, 41, 43, 44] and tensor network influence functionals [45, 46]. It is known in many applications to show a fast exponential convergence rate with the number of pseudomodes. In this section, we focus on comparing the performance of BCF fitting using the quasi-Lindblad ansatz to that achieved with the conventional Lorentzian pseudomode ansatz and a discrete Hamiltonian ansatz obtained from direct discretization.
Given a spectral density , we will fit the associated zero-temperature BCF [2],
(20) |
using the three different ansatz. We examine the performance of these ansatz for three spectral densities, as illustrated in Fig. 2. The first case is a subohmic spectral density,
(21) |
the second, a semicircular spectral density,
(22) |
and the third corresponds to a two-site spectral density,
(23) |
where and is the semicircular spectral density specified above. For the subohmic case, we use and , and for the semicircular case, we set and .
Figs. 2 (a–c) compare the fitted BCF to the exact expressions shown by the black dashed lines. Three different fits are compared: (1) complex exponential function fits with complex weights (red solid), (2) with positive (or PSD for the multi-site case) weights (blue dash-dotted), and (3) a discrete Hamiltonian (green dotted). Fitting scheme (2) represents the Lorentzian pseudomode. Here, the parameters are optimized through numerical minimization of the fitting error. For fitting (3), we used a discretization scheme based on Gaussian quadrature using Legendre polynomials [14]. Details of these fitting schemes are in the SM [52]. The fits to the quasi-Lindblad ansatz with () for Fig. 2a (Fig. 2b and Fig. 2c), respectively, show high accuracy already with a small number of exponentials. In Fig. 2d, Fig. 2e, and 2f, the maximum fitting error as a function of is illustrated. This comparison shows the clear advantage of the quasi-Lindblad pseudomode compared to the Lorentzian pseudomode and direct discretization schemes and illustrates an exponential decrease of error with respect to in both cases.

III.2 Quench dynamics simulation
We then test the accuracy of the quasi-Lindblad pseudomode formulation in simulating the quench dynamics of a spin-boson model and a fermionic impurity model. First, we demonstrate the effectiveness of this approach in the spin-boson model. We choose the Hamiltonian with and and the initial system-reduced density operator , with . While the analytical solution for this setup is known [2, 4], obtaining accurate numerical results remains nontrivial [56, 26, 57], particularly due to the requirement for a precise description of the BCF.
We choose the subohmic spectral density as above () and consider a zero temperature bath initial condition. The BCF is fitted using two bosonic modes, and we compare the quasi-Lindblad pseudomode, Lorentzian pseudomode, and a discrete Hamiltonian from Gaussian quadrature. Fig. 3 shows the time evolution of the coherence using these three different bath discretizations. We see that the time evolution from the discrete Hamiltonian shows unphysical oscillations in the long-time limit, while the Lorentzian pseudomode qualitatively captures the dissipative dynamics but at a much lower accuracy than the quasi-Lindblad pseudomode representation.

We next study the dynamics of the spinless noninteracting single-site and two-site models with (). Here, we can carry out efficient Gaussian calculations, which we do for both a continuous unitary bath and for the Lindblad pseudomode dynamics [22, 58]. We choose the semicircular spectral density in Eq. 22 and Eq. 23 with , but with , , and consider the initial bath as a fully occupied (empty) state for (). We fit the two BCFs, and , with exponential functions each and represent the bath with in total () pseudomodes for the single-site (two-site) impurity model, respectively. The initial impurity state is assumed to be an empty state, , for the single-site model, and for the two-site model. Fig. 4a and 4b show the time-dependence of the impurity occupation, , with for the exact dynamics, the quasi-Lindblad pseudomode, Lorentzian pseudomode, and discrete Hamiltonian dynamics. These results clearly show the improved accuracy of the quasi-Lindblad pseudomode relative to the Lorentzian pseudomode, which reaches the wrong steady state. The inset in Fig. 4a and 4b shows the maximum error of the impurity occupation as a function of , which also shows an exponential convergence in .

Next, we carry out a test with interacting models - a spinful single-site impurity model, known as the single-impurity Anderson model (SIAM), with , and a spinless two-site impurity model with - and choose . For the SIAM model, we assume that there is the same bath for each spin with a semicircular spectral density without any coupling between the baths. The initial bath state is assumed to be the same as in the noninteracting case. As a reference for the exact unitary dynamics, we use a large bath discretization obtained from Gaussian quadrature with Legendre polynomials [14] - 80 (200) bath modes for the single-site (two-site) impurity model, respectively. For both the unitary reference and pseudomode Lindblad dynamics, we use the time-dependent density matrix renormalization group (tdDMRG) to propagate the dynamics [59, 60] with bond dimensions of up to 250, using the Block2 [61, 62] package. Fig. 4c and 4d show the time-dependence of ( for the SIAM, for the two-site impurity). The quasi-Lindblad ansatz was constructed from ( pseudomodes per each spin) for SIAM and ( pseudomodes) for the two-site impurity model. We see that the quasi-Lindblad pseudomode accurately reproduces the original unitary dynamics, including the long-lived oscillation in the two-site impurity model.
IV Stability of Quasi-Lindblad dynamics
We now discuss the stability of quasi-Lindblad global dynamics. As mentioned above, the quasi-Lindblad master equation relaxes the CP condition on the Lindblad dissipator forms, and this implies that the dissipator for the quasi-Lindbladian, , always has an eigenvalue with a positive real part. However, we observe that adding the Hamiltonian part of the Liouvillian, , can induce a stable dynamics (i.e., the real parts of all eigenvalues of are nonpositive). We call this Hamiltonian-induced stability. For some intuition, we can consider the Trotter decomposition of the time evolution operator . Although the time evolution contains both dissipative and divergent components, the Hamiltonian part can mix these different components so that the overall dynamics may become stable.
As a concrete first example, consider the following quasi-Lindblad dynamics for a single spin
(24) |
Here where is a Pauli matrix. Without the Hamiltonian part, the dynamics is clearly unstable for any . However, if we choose and solve Eq. (24) using the Bloch sphere representation , we can write down a set of closed equations for the coefficients as
(25) |
Therefore, when , all eigenvalues have nonpositive real parts, and Eq. (24) has a unique fixed point which is the maximally mixed state. Note that the Hamiltonian-induced stability is contingent upon both the form of the Hamiltonian (in this case, choosing ) and the parameter choices. This dependency also persists in the more complex examples discussed below. A more general formulation of the Hamiltonian-induced stability may be captured by the hypocoercivity theory, which was originally formulated in the context of classical kinetic theory [63] and has recently been applied in the context of open quantum systems described by Lindblad equations [64].
Next, we go beyond single spin dynamics and illustrate the form of Hamiltonian-induced stability arising in a noninteracting fermionic impurity model, assuming a system-only Hamiltonian . The noninteracting nature of this fermionic model allows us to describe its dynamics using a Gaussian fermionic formalism, where we formulate the equation of motion in terms of a one-particle reduced density matrix (1-RDM) . The equation of motion for is given by the continuous-time differential Lyapunov equation [22, 58]:
(26) |
where
(27) |
The Lyapunov equation in Eq. (26) is asymptotically stable if and only if the real parts of all eigenvalues of are strictly negative [65]. For simplicity, we now assume a single-site system, i.e., where , and is
(28) |
where we do not separate baths 1 and 2 since there is no difference in the expression for . In this setting, and assuming without loss of generality, transformation to a diagonal with elements (see discussion around Eq. (13)) we can prove that when , if the magnitude of the Hamiltonian term is sufficiently large, then the dynamics in Eq. 26 with being Eq. 28 is asymptotically stable (see the proof in the SM [52]).
The noninteracting fermionic impurity model has a special feature that the eigenvalue spectrum of , which determines the asymptotic stability of dynamics, is dependent on the weight , but not on the gauge choice for each and . In contrast, in non-integrable systems, such as the ones studied earlier in this work, we observe different stability behavior depending on the gauge degrees of freedom. Take a single-mode spin-boson problem, for instance. In HEOM simulations, this problem has been observed to have instabilities [47] after a bosonic Hilbert space truncation. The problem with the reported instability is defined by , , and the BCF , with , , and , and the initial reduced density operator is . The Hamiltonian and quasi-Lindblad parameters, , satisfy the constraint . We vary and through the parameterization . Fig. 5 shows the time evolution of the excited state occupation, at , , and . We recall that is the parameter that minimizes . We impose a Hilbert space truncation by limiting the maximum number of bosonic excitations, . At , the results converge with increasing without any propagation instabilities, whereas at and , the results show instabilities in the long time limit, similar to the HEOM results in [47].
Figs. 5 (d–f) show the eigenvalues of the Liouvillian with . The maximum real part of the eigenvalues is 0 at , but it is positive at and , which shows the origin of the differing stability behavior. In Fig. 6, the maximum real part of the eigenvalues is plotted between and (Fig. 6a) and between and (Fig. 6b). This clearly shows a transition from stable to unstable dynamics at and .

This result shows that our choice that minimizes provides a stable solution for this BCF. However, we are not yet aware of a parameterization that can guarantee the stability of the dynamics for an arbitrary BCF, and the verification becomes more challenging in general multi-mode cases.
A practical recipe is to guess from a related problem where the stability can be easily determined. Here, we propose a feasible procedure for a multi-mode boson model. In particular, the spin-boson model has an analytical solution when the system Hamiltonian commutes with the coupling operator . For simplicity, we take , with a single spin-site, and the limit of a single-coupling. Then, the system-reduced density operator in the coupling operator eigenbasis, and , the density operator forms an invariant subspace of the Liouvillian ,
(29) |
where is an effective Liouvillian within the auxiliary bath depending on ( and ). is explicitly expressed as,
(30) |
with . We note that if is given in the diagonal basis (diagonal in Eq. 13), the Liouvillian becomes a sum of independent Liouvillians, . In this case, we can determine the stability of multi-mode spin-boson problems from single-mode spin-boson calculations with .
Although the above calculation is only applicable in the analytically solvable case, we can imagine that the stability is still related to that under general dynamics. To assess this correlation, we compute the maximum real part of the eigenvalues of as a function of with , and with the other parameters set to be the same as in the previous setup in Fig. 6. This calculation is done by computing the eigenvalues of (single in this case) with and taking the maximum value over them. We also observe that all the eigenvalues with positive real parts are from , implying that the origin of instability is from the nondiagonal elements of the system density operator. For , the computed eigenvalues match remarkably well between the analytically tractable dynamics and the case of considered previously. For , the eigenvalues overestimate the region of stability in but nonetheless correctly predicts that a region around is stable.
V Conclusions
We have presented the quasi-Lindblad pseudomode theory, which provides a flexible framework to incorporate a highly compact representation of the bath correlation function (BCF) of an open quantum system. Specifically, the BCF in the quasi-Lindblad pseudomode theory takes the form of a sum of complex exponential functions with complex weights, in contrast to positive weights in the conventional Lindblad pseudomode theory. By adopting an efficient numerical algorithm for the complex exponential function fitting procedure, we showed that the number of pseudomodes can be significantly reduced, and only a small number of exponential functions () is sufficient for both fitting the BCF and describing the associated reduced system dynamics.
The quasi-Lindblad pseudomode theory achieves this representation of the BCF by relaxing the complete positivity (CP) of the global dynamics consisting of the system and the pseudomodes. Although the total system-bath density operator along the dynamics remains trace-preserving throughout the dynamics, it is generally not positive. Nonetheless, after tracing out the bath, the quasi-Lindblad pseudomode theory can still produce an accurate system-reduced density operator, which can be very close to a positive operator, provided the error in the BCF relative to the original unitary problem is sufficiently small. The dependence of the error of the system-reduced density operator on the BCF has been rigorously analyzed in the context of unitary dynamics for spin-boson systems [66, 45, 67], and work is in progress towards extending such results for fermionic systems and for the Lindblad and quasi-Lindblad theories [68].
The pseudomode formulation provides an alternative framework to other numerical approaches to open quantum system dynamics, which have also used a complex-weighted sum of exponential functions to represent the BCF, such as the HEOM [40, 42, 41]. An important strength is that once the pseudomodes are determined, there exists a wide variety of numerical methods that can be used to propagate the resulting master equation [56, 22, 23, 21, 30, 31, 69, 70, 71].
A crucial theoretical question raised by the quasi-Lindblad formulation is the stability of the global dynamics. Despite relaxing the CP condition, we found that the combination of the Hamiltonian and dissipator terms can lead to dynamics which is stable, a phenomenon we refer to as Hamiltonian-induced stability. Further, because the quasi-Lindblad formulation contains a set of gauge degrees of freedom, we can take advantage of them to create a stable global dynamics for a particular system, as we demonstrated in the case of the single-mode spin-boson model. In this example, adjusting the gauge parameters allowed us to resolve an instability issue that is known to occur when using the HEOM method [47]. Nonetheless, although such instabilities are a formal possibility within our theory and should be studied further, the widespread use of HEOM in open quantum system simulations also suggests that they may not be relevant to a range of physical studies.
We anticipate that this theoretical development can facilitate accurate simulations of open quantum systems within more complex environments, such as those encountered in photosynthetic systems [72], nonequilibrium Kondo problems [73], and quantum control [74].
Acknowledgements.– This work is an equal collaboration between two SciDAC teams “Real-time dynamics of driven correlated electrons in quantum materials” and “Traversing the ‘death valley’ separating short and long times in non-equilibrium quantum dynamical simulations of real materials”, supported by the U.S. Department of Energy, Office of Science, Office of Advanced Scientific Computing Research and Office of Basic Energy Sciences, Scientific Discovery through Advanced Computing (SciDAC) program under Award Number DE–SC0022088 (G.P., C.Y., G.K.C.) and DE–SC0022198 (L.L., C.Y., Y.Z.). The work by Z.H. was supported by the Simons Targeted Grants in Mathematics and Physical Sciences on Moiré Materials Magic. G.K.C. and L.L. are Simons Investigators. We thank Zhiyan Ding, Joonho Lee, David Limmer, Vojtěch Vlček, Erika Ye, Lexing Ying, and Neill Lambert for helpful discussions.
Author contributions.– G.P., Z.H., G.K.C., L.L. conceived the original study. G.P., Z.H., Y.Z., and L.L. carried out theoretical analysis to support the study. G.P. and Z.H. carried out numerical calculations to support the study. All authors, G.P., Z.H., Y.Z., C.Y., G.K.C., and L.L., discussed the results of the manuscript and contributed to the writing of the manuscript.
Note added.– During submission of this manuscript, a related paper [75] appeared, which discusses analytical numerical scaling and provides different numerical fitting schemes.
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Supplemental Material for “Quasi-Lindblad pseudomode theory for open quantum systems”
Gunhee Park (박건희) Zhen Huang Yuanran Zhu Chao Yang Garnet Kin-Lic Chan Lin Lin
SM-I Proof of the equivalence condition for the bosonic Gaussian bath
In this section, we provide the derivation of the equivalence condition for the bosonic Gaussian bath based on the bath correlation function (BCF). Our strategy here is different from that in [20], which is only applicable to the Lindblad equation and relies on the dilation of the Lindblad system into an infinite dimensional unitary system.
We start from the following system-bath Liouvillian superoperator form introduced in the main text,
(S1) |
For example, in the case when there is only Hamiltonian coupling, , and . In the case of the quasi-Lindblad pseudomode with both Hamiltonian and Lindblad couplings with ,
(S2) |
For brevity, we will not explicitly distinguish between the non-tilde and tilde superoperators, and denote , treating and . We will return to the explicit tilde superoperator notation when the distinction is necessary.
In the interaction picture, , , , and , the von Neumann equation of motion for is,
(S3) |
Note that the backward evolution operators such as are introduced mainly to simplify the notation, and these operators do not appear explicitly after applying the time-ordering operations below. The formal solution of can be obtained with the Dyson series expansion [1],
(S4) |
where refers to the time-ordering superoperator. We trace out the bath to obtain the system-reduced density operator,
(S5) |
We separate the time-ordering superoperator into the system time-ordering superoperator and the bath time-ordering superoperator to be applied within each Liouville operator space. We denote . From Wick’s theorem, if is odd, it is zero, and if is even (),
(S6) |
After inserting it into Eq. S5,
(S7) |
Thanks to the system time ordering superoperator, , becomes the same operator for all . The number of elements of is , so Eq. S7 is reduced to,
(S8) | ||||
(S9) | ||||
(S10) |
From the second to the third line, we fix the ordering between and as . After returning to the original frame and parameterizing the integrand in the time non-local exponential superoperator,
(S11) |
which is termed the influence superoperator [2, 76, 77]. The expression for after reviving the tilde superoperators becomes,
(S12) |
where . This expression can be further simplified by using the following property, . For the Hamiltonian coupling part, it is clear to see . For the Lindblad coupling part in Eq. S2, it can be seen from direct calculation,
(S13) |
Combining this property with the trace-preserving property, or , we have,
(S14) |
Furthermore, by using the fact that , we have,
(S15) |
Therefore, by defining the BCF as,
(S16) |
the superoperator is expressed as,
(S17) |
We see, therefore, that the influence of the bath on the system dynamics, as expressed through the influence superoperator, is entirely parametrized by the BCF. Thus, any two baths with the same BCF give rise to the same system dynamics, which is the equivalence condition.
SM-II BCF expression for the spin-boson model
In this section, we derive the BCF expression for the spin-boson model,
(S18) |
This can be shown from a direct calculation. First, from . We have,
(S19) |
from . Then, from , we get where . Using the property in Eq. S13,
(S20) |
Therefore, this leads to,
(S21) |
or in the matrix representation,
(S22) |
SM-III BCF expression for the fermionic impurity model
In this section, we discuss the quasi-Lindblad pseudomode formulation for the fermionic impurity model. The pseudomode model contains two different auxiliary baths, and with the initial state, with . We define index sets, and , to denote the auxiliary mode index () for the fermions in the auxiliary bath (), respectively. The density operator evolves under the following Lindblad equation,
(S23) |
The auxiliary Hamiltonian is given by,
(S24) |
The dissipators are given by,
(S25) |
with and .
We adopt a super-fermion representation [78, 79, 30, 80] of Lindblad dynamics to formulate the superoperator formalism for the fermionic system. This representation maps a density operator to a state vector, , in the so-called ‘super-Fock’ space with twice the number of original orbitals. This is done with a left-vacuum vector,
(S26) |
where is a fermionic creation operator in the ‘tilde’ space. The density operator is then represented as . For example, the initial bath density operator, becomes,
(S27) |
The trace operation can also be expressed with the left-vacuum vector,
(S28) |
The following conjugation rules for the left-vacuum vector will become useful,
(S29) |
We will assume that the initial density operator is an even-parity density operator for simplicity. Any superoperator can be cast to the operator in the super-Fock space, , or . For example, the following dissipator maps to,
(S30) |
This relation can be shown from the direct calculation of with the conjugation rule in Eq. S29. The bath Liouvillian superoperator is written as,
(S31) |
Note that . With this representation, we decompose the coupling superoperators in the following form,
(S32) |
where
(S33) |
with , and . Note that the operators with superscripts () are composed of a linear combination of and ( and ), respectively. The associated superoperator BCFs are defined by,
(S34) | ||||
(S35) |
Explicit calculation leads to the BCF expression in terms of a sum of complex exponential functions,
(S36) |
where and are diagonal matrices with elements and .
From , . We have,
(S37) |
For , , and for , . Hence,
(S38) |
From the conjugation rule in Eq. S29, and . Therefore,
(S39) |
Combining Eq. S38 and Eq. S39, the BCFs are expressed as,
(S40) |
The equivalence condition with the BCF in the fermionic bath can be similarly constructed with the Dyson series expansion as in the bosonic bath. For a rigorous construction of the fermionic influence superoperator, we refer to Ref. [77].
SM-IV Optimal gauge choice minimizing violation of CP condition
In the single coupling limit with a diagonal , the relationship between the weight and the coupling parameters and is established as . Here, . Once is given, the coupling parameters and have a gauge choice parameterized as where . We show that the solution of and with minimum is then given by with , (), or .
Proposition 1.
Given , for satisfying the constraint, , and its real solution, , , then .
Proof.
With a parameterization, , , the constraint becomes, or and . It leads to
Since is an increasing function in , we have minimum when , which corresponds to or . The real solution satisfies this condition on and , so . ∎
SM-V Proofs of the stability condition in the noninteracting fermionic impurity model
Recall that for a noninteracting fermionic impurity model, its one-particle reduced density matrix (1-RDM) satisfies a continuous differential Lyapunov equation [22, 58]:
(S41) |
where
(S42) |
Proposition 2.
Eq. S41 is asymptotically stable if and only if the real part of all eigenvalues of is strictly negative.
Proof.
Let denote the vectorization of . Then Eq. S41 can be rewritten as:
(S43) |
Therefore, is asymptotically stable if and only if all eigenvalues of have strictly negative real parts. Note that is an eigen-pair of if and only if and , and similarly for . Also, note that and commutes. Therefore is the eigenvalue of where are the eigenvalues of . Therefore, Eq. S41 is asymptotically stable if and only if all eigenvalues of have strictly negative real parts. ∎
For simplicity, we now assume a single-site system, i.e., where , and is
(S44) |
where we do not separate baths 1 and 2 since there is no difference in the expression for . The matrices and are now row vectors of size , where is the total number of bath modes. When needed, we will interchangeably refer to these matrices as vectors.
Proposition 3.
Proof.
With Proposition 2, Eq. S41 being asymptotically stable is equivalent to being asymptotically stable for any initial vector . To study the stability of , let us define a Lyapunov function , for which the quadratic form will be specified later. Then we have
Then, by the Lyapunov stability theorem, if is negative definite, then is asymptotically stable. Let us consider
(S45) |
Here are parameters that will be determined later. We define . Let where is a unit vector, then we have
If we let , , and . Since , then . Therefore, for any unit vector , there exists a constant depending on such that if , then . Since both and depend continuously on , and the unit sphere is compact, there exists a positive constant such that when , we have and the dynamics is asymptotically stable. ∎
Proposition 3 implies that the dynamics, though violating the positivity condition, is stable with sufficiently large system-bath Hamiltonian coupling and small Lindblad coupling .
SM-VI Details of Fitting procedures
SM-VI.1 ESPRIT algorithm for complex exponential function fitting with complex weights
In this section, we briefly describe the Estimation of Signal Parameters via Rotational Invariant Techniques (ESPRIT) algorithm [37] used for fitting the BCF as a sum of complex exponential functions with complex weights, , where and are complex-valued. The ESPRIT algorithm has been widely adopted in a signal processing community [81, 82, 83, 38, 84], and has recently been applied to quantum computing applications [85, 86]. In this work, we take the ESPRIT algorithm based on the following Hankel matrix [38]:
(S46) |
or , where after discretizing time with a timestep . The ESPRIT algorithm is summarized in the following steps to obtain the complex exponent .
-
•
Step 1: Perform the singular-value decomposition (SVD) of the matrix : , where the singular values (diagonal entries of the diagonal matrix ) are ordered non-increasingly.
-
•
Step 2: let , . Calculate , where is the Moore-Penrose pseudo inverse of .
-
•
Step 3: Calculate the eigenvalue of the matrix . Let , where we select the branch of such that .
After we get the complex exponent , the complex weights are obtained via the following least-squares fitting:
(S47) |
In the multi-site case, the BCFs are given by a matrix-valued function, . We construct a scalar quantity by summing over all the entries in , i.e., , to estimate as above. Then, we obtain the matrix-valued complex weights, , with the elementwise least-squares fitting with Eq. S47.
SM-VI.2 Complex exponential function fitting with positive weights
As a comparison to the complex exponential function fitting with complex weights, we performed the complex exponential function fitting with positive weights (i.e., ), which is a BCF decomposition for the Lorentzian pseudomode model, with numerical fitting using the L-BFGS-B algorithm. We minimized the following fitting error function,
(S48) |
During the optimization steps, we only used the gradient with respect to and determined from the non-negative least-squares fitting following [87]. As an initial guess for the optimization problem, we followed the deterministic procedure from Ref. [22, 23, 24, 25], which determines the imaginary part of from the direct discretization of the unitary bath and sets the real part of to some finite values. We chose the imaginary part of from a set of Gauss-Legendre quadrature nodes on the real axis, and the real part of as where is a width of the spectrum.
In the multi-site case, the fitting error function is modified as,
(S49) |
with the constraint that .
SM-VII Details on DMRG calculations
We describe some details of the time-dependent density matrix renormalization group (tdDMRG) calculations, focusing on the fermionic impurity models. We first express the fermionic Lindblad master equation in the super-fermion representation. This allows us to represent the density operator as a state vector with Schrödinger equation-like propagation so that the two-site time-dependent variational principle, implemented in the Block2 [61, 62] package, can be directly used for the state vector propagation. Furthermore, the Liouville operator has a number-conserving form in the super-fermion representation, so we can take advantage of symmetry adaptation in the tdDMRG calculations.
Ordering of orbitals is important in DMRG calculations. We employed two different ordering schemes illustrated in Fig. S1. The illustration is based on the spinless single-site impurity model with two bath orbitals in each bath and . We have , where and . In the super-fermion representation, where and . The orbitals from the ‘tilde’ space are drawn with hatching lines in Fig. S1. The two orbital ordering schemes are distinguished by whether the bath and are on the same side (Fig. S1a) or different sides (Fig. S1b) of the impurity. We chose the first scheme for the spinful impurity model to put two different spins on different sides of the impurity [88]. We chose the second scheme for the spinless impurity model. The remaining ordering of the orbitals within each bath is determined from the imaginary part of , or equivalently, the energy part, , following the physical insights in [89, 90].
