Quantum phases of spin-orbital-angular-momentum coupled bosonic gases in optical lattices
Abstract
Spin-orbit coupling plays an important role in understanding exotic quantum phases. In this work, we present a scheme to combine spin-orbital-angular-momentum (SOAM) coupling and strong correlations in ultracold atomic gases. Essential ingredients of this setting is the interplay of SOAM coupling and Raman-induced spin-flip hopping, engineered by lasers that couples different hyperfine spin states. In the presence of SOAM coupling only, we find rich quantum phases in the Mott-insulating regime, which support different types of spin defects such as spin vortex and composite vortex with antiferromagnetic core surrounded by the outer spin vortex. Based on an effective exchange model, we find that these competing spin textures are a result of the interplay of Dzyaloshinskii-Moriya and Heisenberg exchange interactions. In the presence of both SOAM coupling and Raman-induced spin-flip hopping, more many-body phases appear, including canted-antiferromagnetic and stripe phases. Our prediction suggests that SOAM coupling could induce rich exotic many-body phases in the strongly interacting regime.
I Introduction
Spin-orbit coupling, the interplay of particle’s spin and orbital degrees of freedom, plays a crucial role in various exotic phenomena in solid-state systems, such as the quantum spin Hall effect Bernevig et al. (2006); Konig et al. (2007); Wunderlich et al. (2005); Kato et al. (2004), topological insulators Hasan and Kane (2010), and topological superconductors Qi and Zhang (2011). Ultracold atomic system, with high controllability degrees of freedom, is also a versatile candidate to investigate these quantum phenomena, by overcoming the problem of their neutrality Dalibard et al. (2011). One of these schemes relies on two-photon Raman transitions between two hyperfine states (pseudospin) of atoms Spielman (2009), which are coupled with the atomic center-of-mass momentum Goldman et al. (2014). Here, propagation directions of laser beams are crucial to determine the type of spin-orbit coupling in ultracold atoms. When two beams counter-propagate, atom’s spin can be coupled with linear momentum of atoms, i.e. spin-linear-momentum coupling Dalibard et al. (2011); Goldman et al. (2014); Cooper et al. (2019); Galitski and Spielman (2013). Rich exotic quantum states have been observed in ultracold atomic gases with spin-linear-momentum coupling Lin et al. (2011); Wang et al. (2012); Cheuk et al. (2012); Wu et al. (2016); Huang et al. (2016); Li et al. (2017).
Another fundamental type of spin-orbit coupling is called SOAM coupling. This coupling can be achieved by a pair of copropagating Laguerre-Gaussian (LG) lasers, where LG beam modes carry different orbital angular momenta along the direction of beam propagation Allen et al. (2016); Liu et al. (2006). The atomic system obtains orbital angular momentum from the copropagating LG beams via Raman transitions among the internal hyperfine states of atoms, whereas the transfer of photon momentum into atoms is suppressed Chen et al. (2018a); Zhang et al. (2019). Within SOAM coupling, several intriguing quantum phases have been predicted theoretically Chen et al. (2016); Vasić and Balaž (2016); Sun et al. (2015); Chen et al. (2020a); Chiu et al. (2020); DeMarco and Pu (2015); Hu et al. (2015); Duan et al. (2020); Chen et al. (2020b, c); Wang et al. (2021); Bidasyuk et al. (2022) and observed experimentally Chen et al. (2018a); Zhang et al. (2019); Chen et al. (2018b); Nie et al. (2022). In these studies, however, interactions between atoms play tiny role in the various quantum phases, and one mainly focus on the weakly interacting regime.
In the paper, we combine SOAM coupling and strong correlations in ultracold gases, and focus on the response of spin degree of freedom to SOAM coupling. To achieve this goal, we propose a setup by introducing a beam with orbital angular momentum in the third direction ( direction) for a two-component ultracold bosonic gas loaded into a blue-detuned square lattice, as shown in Fig. 1. By controlling the frequency difference between the standing wave in the direction and the Raman beam in the direction, the two hyperfine states that match the Raman selection rules can be coupled, as shown in Fig 1(b). In this setup, we actually achieve both a SOAM coupling in the direction Chen et al. (2018a); Zhang et al. (2019), and a Raman lattice in the direction Liu et al. (2013). The competition between SOAM coupling and Raman-assisted spin-flip hopping may give rise to various quantum many-body phases.
This system can be effectively modeled by an extended Bose-Hubbard model for a sufficient deep optical lattice. We specifically consider the case of half filling in the Mott regime. To obtain many-body phases of the system, a bosonic version of real-space dynamical mean-field theory (RBDMFT) is implemented. Various competing phases are obtained in the Mott-insulating regime, including canted-antiferromagnetism, spin-vortex, and composite spin-vortex with nonrotating core. To explain the many-body phases, an effective spin-exchange model is derived, and we attribute these competing spin textures to the interplay of Heisenberg exchange and Dzyaloshinskii-Moriya interactions. Upon increasing the hopping amplitudes, atoms delocalize, and superfluid phases appear, including normal superfluid, rotating superfluid with vortex texture, and stripe superfluid.
The paper is organized as follows: in section II, we introduce our setup with SOAM coupling, and the extended Bose-Hubbard model. In Section III, we give a detailed description of our RBDMFT approach. Section IV covers our results for our model. We summarize with a discussion in Section V.
II Model and Hamiltonian

We consider two-component bosonic gases trapped in a conventional two-dimensional (2D) square lattice. A plane-wave laser with orbital angular momentum is added in the -direction, as shown in Fig. 1(a). The two spin states are denoted as and , which are coupled by Raman transitions induced by the standing wave with Rabi frequency in the direction, and the plane-wave laser with Rabi frequency in the direction Deng et al. (2017); Liu et al. (2014, 2009, 2013). In the large detuning limit , this system can be described by an effective single-particle Hamiltonian (see Appendix A) Liu et al. (2013); DeMarco and Pu (2015)
(1) | |||||
where denotes orbital-angular-momentum operator of atoms along the direction, the effective Zeeman field, and the periodic Raman field with being the effective Raman Rabi coupling. denotes the external trap potential in the plane, and in the following we choose an isotropic hard-wall box potential, which has already been realized experimentally Mazurenko et al. (2017); Navon et al. (2021).
For a sufficiently deep blue-detuned () optical lattice, the single-particle states at each site can be approximated by the lowest-band Wannier function . In this approximation, the single-particle Hamlitonian (1) can be cast into a tight-binding model
(2) | |||||
where denotes nearest neighbors between sites and , and is the site in the direction. and are creation and annihilation operators for site and spin , respectively. denotes conventional hopping amplitudes between nearest neighbors, the Zeeman field, the local density, and the external trap with the contribution from centrifugal potential being absorbed. is the nearest-neighbor hopping induced by SOAM coupling, favoring hopping along the azimuthal direction (see Appendix B) Wu et al. (2004); Bhat et al. (2006a, b, 2007)
(3) | |||||
where with being lattice constant. Here, are the coordinates of the th site with the origin at the trap center, and denotes the lattice spacing between the midpoint of sites , , and the trap center. The Raman-assisted nearest-neighbor spin-flip hopping along the direction
(4) |
where the Raman-assisted onsite spin-flip hopping is zero, since atoms are symmetrically localized at the nodes for the blue-detuned lattice potential Liu et al. (2013); Deng et al. (2017).
For a deep lattice, interaction effects should be included. The -wave contact interaction is given by
(5) |
where and denote the intra- and interspecies interactions, respectively. Additionally, we limit present study to the situations in which the interactions are repulsive and two hyperfine components are miscible with and , which is a good approximation for two-hyperfine-state mixtures of a 87Rb gas Weld et al. (2009). Thus, the total Hamiltonian of our system reads
(6) |
where is the chemical potential for component . Due to the competition between SOAM coupling and Raman-induced hopping, it is expected that various many-body phases develop in the strongly interacting many-body system described by Eq. (6). To resolve these quantum phases, we apply real-space bosonic dynamical mean-field theory (RBDMFT), to obtain the complete phase diagrams. In the following, we set and optical lattice spacing as the units of energy and length, respectively. We focus on the lower filling case with filling in the Mott regime (the total particle number ), and the lattice size .
III Method
To resolve the long-range order, we utilize bosonic dynamical mean-field theory (BDMFT) to calculate many-body ground states of the system described by Eq. (6). By neglecting non-local contributions to the self-energy within BDMFT Georges et al. (1996), the -site lattice problem can be mapped to single-impurity models interacting with two baths, which correspond to condensing and normal bosons, respectively Li et al. (2018, 2011, 2013); Byczuk and Vollhardt (2008). By a self-consistency condition, we can finally obtain the physical information of the -site model. Note here that, in a real-space system without lattice-translational symmetry, the self-energy is lattice-site dependent, i.e. with being a Kronecker delta, which motivates us to utilize a real-space version of BDMFT Snoek et al. (2008); Chatterjee et al. (2019); Helmes et al. (2008).
In RBDMFT, our challenge is to solve the single-impurity model, and the physics of site is given by the local effective action . Following the standard derivation Georges et al. (1996), we can write down the effective action for impurity site , which is described by
(14) |
Here, is a local non-interacting propagator interpreted as a dynamical Weiss mean field which simulates the effects of all other sites. To shorten the formula, the Nambu notation is used . The parameter is the lattice coordination, which is treated as a control parameter within RBDMFT. The terms up to subleading order are included in the effective action. The static bosonic mean-fields are defined in terms of the bosonic operator as
(15) |
where means the expectation value in the cavity system without the impurity site.
Instead of solving the effective action directly, we normally turn to the Hamiltonian representation, i.e. Anderson impurity Hamiltonian Hubener et al. (2009); Li et al. (2011). By exactly diagonalizing the Anderson impurity Hamiltonian with a finite number of bath orbitals Georges et al. (1996); bat , we can finally obtain the local propagator
(16) |
Next, we utilize the Dyson equation to obtain site-dependent self-energies in the Matsubara frequency representation
(17) |
In the framework of RBDMFT, we assume that the impurity self-energy is local (momentum-independent) and coincides with lattice self-energy , whose assumption is exact in infinite dimensions and good approximations in higher dimensions Georges et al. (1996). Finally, we employ the Dyson equation in the real-space representation to obtain the interacting lattice Green’s function
(18) |
where boldface quantities denote matrices with site-dependent elements. denotes a matrix with the elements being nearest-neighbor hopping amplitudes for a given lattice structure, represents the onsite hopping amplitudes with the external trap, and denotes the self-energy. The self-consistency RBDMFT loop is closed by the Dyson equation to obtain a new local non-interacting propagator . These processes are repeated until the desired accuracy for superfluid order parameters and noninteracting Green’s functions is obtained.
IV Results

IV.1 Spin-orbital-angular-momentum coupling
Before exploring the whole model, described by Eq. (6), we first discuss the competition between conventional nearest-neighbor hopping and orbital-angular-momentum-induced hopping . As shown in Fig. 2, the orbital-angular-momentum-induced hopping can be the order of the conventional one even for , where the hopping amplitudes are obtained from band-structure simulations ban . By neglecting the Raman-induced spin-flip hopping , Eq. (6) is reduced to
with .


As shown in Fig. 3, a many-body phase diagram is shown as a function of hopping amplitudes and for interactions , based on RBDMFT. To distinguish quantum phases, we introduce superfluid order parameters , pseudospin operators , and , and winding number with and being a closed loop around the center of the trap Zhou et al. (2020); Zhang et al. (2017). We observe five different quantum phases. When , the system demonstrates a ferromagnetic phase (), identical with the system without SOAM coupling. With the growth of , a spin-vortex phase appears in the Mott-insulating regime with (), since the growth of is equivalent to the growth of orbital angular momentum . As shown in Fig. 3(b), SOAM-induced spin rotation appears around the trap center with winding number , indicating that the spin rotates slowly with the corresponding response being mainly around the center of the trap. The physical reason is that the SOAM-induced hopping is site-dependent, and pronounced around the trap center, as indicated by Eq. (3). Further increasing , the winding number grows as well, as shown in the inset of Fig. 3(a), and finally we observe the whole system rotating in the regime (). Interestingly, this spin-vortex phase is actually a composite vortex defect, which supports a nonrotating core of antiferromagnetic spin texture, with the nearest-neighbor spins being antiparallel in the trap center, as shown in Fig. 3(b).
To understand the underlying physics in the Mott regime, we treat the hopping as perturbations and derive an effective exchange model at half filling. With defining the projection operators and , we can project the system into the Hilbert space consisting of both singly occupied sites and the states being at least one site with double occupation, and obtain an effective exchange model Pinheiro et al. (2013); Pinheiro (2016); Mila and Schmidt (2011). The effective exchange model is finally given by:
(20) | |||||
Here, , , and . The details of derivation are given in the Appendix C.
In the absence of SOAM coupling, this effective model is reduced to the conventional XXZ model, where the system prefers ferromagnetic and anti-ferromagnetic orders Duan et al. (2003); Kuklov and Svistunov (2003); Altman et al. (2003); Isacsson et al. (2005). In the presence of SOAM coupling, a Dzyaloshinskii-Moriya term Fert et al. (2013); Luo et al. (2014) appears in the direction. This term competes with the normal Heisenberg exchange interactions, resulting spin-vortex defects in the Mott-insulating regime. Interestingly, the Heisenberg exchange term also depends on the SOAM-induced hopping , and dominates in the regime , resulting an antiferromagnetic texture. This texture is consistent with our numerical results, as shown in Fig. 3(b). We remark that the SOAM-induced Dzyaloshinskii-Moriya term preserves rotational symmetry with spin texture rotating along the azimuthal direction, in contrast to the spin-linear-momentum coupling by breaking lattice-translational symmetry Cole et al. (2012); He et al. (2015); Stanescu et al. (2008); Graß et al. (2011); Mandal et al. (2012).
With the increase of hopping amplitudes, atoms delocalize and the superfluid phase appears. We characterize the superfluid phase with superfluid order parameters . In the superfluid region, we observe two quantum many-body phases, with one being a phase with phase rotating (), and the other with conventional phase ().

IV.2 Interplay of spin-orbital-angular-momentum coupling and Raman-induced spin-flip hopping
Now we turn to study the whole system, described by Eq. (6), and focus on the stability of spin-vortex texture in the strongly interacting regime. Generally, SOAM coupling preserves rotational symmetry and favors spin-vortex defects Chen et al. (2020b, a), whereas the one-dimensional Raman-induced spin-flip hopping prefers the stripe phase and breaks translational symmetry Wang et al. (2010); Zhai (2015). It is expected that more exotic many-body phases appear, due to the competition between SOAM coupling and Raman-induced spin-flip hopping. Here, we choose two hyperfine states of a 87Rb gas as examples, where all the Hubbard parameters are obtained from band-structure simulations ban . To emphasize the influence of SOAM coupling, we consider the orbital angular momenta and . Note here that for orbital angular momentum in the deep lattice, as shown in Fig. 2.
Rich phases are found in Fig. 4, including Mott-insulating phases with ferromagnetic (), vortex (), and canted-antiferromagnetic () orders Cooley et al. (2020), and superfluid phases with vortex () and stripe () patterns. In the limit , the many-body phases develop spin-vortex textures ( and ), whereas the system prefers density-wave orders ( and ) in the limit . This conclusion is consistent with our general discussion above, as a result of the interplay of SOAM coupling and Raman-induced spin-flip hopping. Note here that the region of the spin-vortex phase is enlarged for larger orbital angular momentum, as shown in Fig. 4(b), indicating large opportunity for observing this spin texture for larger orbital angular momentum.
To characterize these different phases, we choose winding number, real-space spin texture, spin-structure factor Cole et al. (2012), and local phase of superfluid order parameter, as shown in Fig. 5. Here, we choose the orbital angular momentum , and different lattice depths with hopping [Fig. 5(a)], and with [Fig. 5(b)]. For small , a spin-vortex phase () develops with winding number , as shown in Fig. 5(a). Increasing , the spin texture changes to ferromagnetic () and canted-antiferromagnetic () textures with vanishing winding number, which are characterized both by magnetic spin-structure factor and real-space spin texture, as shown in the inset of Fig. 5(a). We remark here that the phase possesses spin-density-wave in , ferromagnetic order in , and antiferromagnetic order in . The local phase of superfluid order parameter is shown in Fig. 5(b). For small , a nonzero winding number of the local phase develops in the vortex superfluid (). With larger, we find the local phase demonstrates a stripe order instead ().

To understand the physical phenomena in the Mott regime, we derive an effective exchange model of the system at half filling, described by Eq. (6),
(21) | |||||
where , , and . We observe that the Raman-induced spin-flip hopping does not influence Dzyaloshinskii-Moriya interactions, but induce an anisotropy for Heisenberg exchange interactions in the and directions. When is large enough, the Raman-induced hopping can induce to be positive and negative. It indicates that a spin-density-wave and canted-antiferromagnetic order develops for large , consistent with our numerical results, as shown in Fig. 5(a). In the intermediate regime of , the term dominates and a ferromagnetic order appears. For small , the effective model reduces to Eq. (20), and the spin vortex pattern dominates.
In a realistic system, one can tune the balance of the two-spin components, which actually acts as an effective magnetic field . Here, we can control the chemical potential difference of the two components to study the effect of the magnetic field. In Fig. 6, we fix the depth of optical lattice with hopping , and study the many-body phase diagram as a function of the effective magnetic field and Raman-induced spin-flip hopping . When the effective magnetic field is large and negative, the spin- component supports a vortex structure, indicated by the local phase of the superfluid order parameter, as shown in inset of Fig. 6, or vice versa. For large enough Raman coupling, the two components are mixed, and the system supports a stripe pattern in the direction. We remake here that the phase diagram is similar to the one achieved by the SOAM experiments in continuous space Zhang et al. (2019), where the difference is vortex-antivortex pair phase for larger Raman coupling, instead of stripe order Chen et al. (2020a, b), since we essentially include a Raman lattice in the direction.
V conclusion and discussion
In summary, we propose a scheme to investigate spin-orbital-angular-momentum coupling in strongly interacting bosonic gases in a two-dimensional square lattice. Using real-space dynamical mean-field theory, we obtain various quantum phases, including spin-vortex defect, composite vortex, canted-antiferromagnetic, and ferromagnetic insulating phases. Based on effective exchange models, we find that the spin-vortex texture is a result of the Dzyaloshinskii-Moriya interaction, induced by spin-orbital-angular-momentum coupling. Due to the competition of Dzyaloshinskii-Moriya and Heisenberg exchange interactions, various spin textures develop. In the superfluid, we find three quantum phases with conventional, stripe and vortex orders, characterized by the local phase of superfluid order parameters. Our study would be helpful to identify interesting many-body phases in future experiments.
VI acknowledgments
We acknowledge helpful discussions with Kaijun Jiang and Keji Chen. This work is supported by the National Natural Science Foundation of China under Grants No.12074431, 11774428, and 11974423, and National Key RD program, Grant No. 2018YFA0306503. We acknowledge the Beijing Super Cloud Computing Center (BSCC) for providing HPC resources that have contributed to the research results reported within this paper.
VII Appendix
VII.1 Single-particle Hamiltonian
In our scheme, the Raman transition is -type configuration with along the direction and along the direction. In the regime , the single-photon transition between the ground and excited states is suppressed. We can adiabatically remove the excited state, and the system is effectively regarded as two-ground-state mixtures coupled by two-photon Raman processes. Including the two-photon Raman processes, we can obtain an effective spin- Hamiltonian
(S1) |
where is a two-photon detuning, and denotes the Raman Rabi frequency. After introducing the unity transformation to the single-particle wave function
(S2) |
and Pauli matrix , we finally obtain
where is the orbital angular momentum along the axis. Normally, the plan-wave laser is a LG beam with the intensity being suppressed near the trap center, which can influence experimental observations. Here, we instead consider a Gaussian-type Raman beam with orbital angular momentum, where such a Gaussian beam can be obtained by a quarter-wave plate Chen et al. (2020c); Rafayelyan and Brasselet (2017). The waist of the plane-wave laser is set to .
VII.2 Orbital angular momentum in the Wannier basis
The angular momentum is given by
(S4) | |||||
For a sufficient deep lattice, the field operator can be expanded in the lowest-band Wannier basis . Eq. (S4) can be rewritten as
(S5) |
For nearest neighbors and , we have the relation that
where , and , with () being the distance between site () and the trap center. For simplicity, we take the distance between the midpoint of sites , , and the trap center as the approximation of , and denote it by . Eq. (S4) reads
(S7) |
with . Generally, the Wannier function can be factorized into the - and -dependent parts for the deep lattice, and we finally obtain

(S8) | |||||
For the discrete lattice system, can be written in a product form
(S9) |
with and being the lattice constant, as shown in Fig. S1. We finally obtain the orbital angular momentum in the Wannier basis
(S10) | |||||
VII.3 Effective exchange model
The system can be described by an effective exchange model in the deep Mott-insulating regime. To derive the effective model, we first divide the Hilbert space according into site occupations for filling . We define the operators and , which denote the projection into the Mott state subspace and the perpendicular subspace . For a Hamiltonian , the Schrödinger equation reads
(S11) |
With the unity operator , we obtain
(S12) |
Multiplying by and the left side of Eq. (S12) results in
(S13) | |||||
(S14) |
Eq. (S14) can be rewritten with the projection operator relation ,
(S15) |
Inserting (S15) into (S13), we obtain an equation for ,
(S16) |
For Hamiltonian , we can divide it into two parts , where and are the hopping and interaction parts of , respectively. Eq. (S16) can be rewritten as
(S17) |
with , and being zero. Because in the Mott phase, we take . Using the expansion , with and , we finally obtain
(S18) |
Normally, we only need to include nearest-neighbor terms in the effective Hamiltonian with , i.e.
(S19) |
In the tight-binding regime, the subspace of the states with half filling for a two-site problem is
(S20) |
where denotes the spin state in the left site and in the right one. The subspace for doubly occupied sites is
(S21) |
In a matrix form, is given by
(S22) |
According to Eq. (S19), we obtain the final effective Hamiltonian
Introducing the pseudospin operator as follows
(S24) | |||||
(S25) | |||||
(S26) |
Eq. (LABEL:effec1) can be rewritten as
(S27) | |||||
The result can be easily extended to the case with vanishing , and it reads
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