Quantitative injectivity of the Fubini–Study map
Abstract.
We prove a quantitative version of the injectivity of the Fubini–Study map that is polynomial in the exponent of the ample line bundle, and correct the arguments in the author’s previous papers [yhhilb, yhextremal].
1. Introduction
Suppose that we have a polarised smooth projective variety over of complex dimension and a projective embedding , where is an ample line bundle over and is a large enough integers such that is very ample. We may moreover assume, by replacing by a higher tensor power if necessary, that the automorphism group acts on via the ambient linear action of fixing . We fix a hermitian metric on which defines a Kähler metric on , where . This in turn defines a positive definite hermitian form on defined (see [donproj2]) as
for , where we wrote
Choosing a -orthonormal basis , we identify with , and also identify the set of all positive definite hermitian forms on with positive definite hermitian matrices, noting that is the identity matrix with respect to this basis. The set in turn can be identified with the symmetric space . The Fubini–Study map associates to a hermitian metric , called the Fubini–Study metric, on . Recall that is defined as a unique hermitian metric on which satisfies
(1) |
over , for an -orthonormal basis for . When we write , the equation above immediately implies
by noting that is an -orthonormal basis. For , we define a smooth real function on defined as
Given , it is natural to conjecture that is close to in if and only if is close to zero in some appropriate norm. Indeed, Lempert [Lem21, Theorem 1.1] proved that the Fubini–Study map is injective, which is equivalent to saying that if and only if , and also proved that its image is not closed [Lem21, Theorem 1.1, Example 6.2, Theorem 6.4]. In this paper, we consider the following quantitative version of injectivity.
Problem 1.1.
Can we bound an appropriately defined distance between and in by , where are some constants which depend only on ?
The problem here is that the constant appearing in the estimate is at most polynomial in , as well as the right choice of the norm for . In [yhhilb, Lemma 3.1], the author claimed that this problem can be solved with the -norm, but its proof does not hold since it is based on an erroneous claim that the Hilbert map is surjective [yhhilb, Theorem 1.1, Proposition 2.15]. Indeed, a counterexample was provided by Lempert in an email correspondence with the author (see [Finski22, Proposition 4.16] and also [Finski22s, Proposition 3.6]), and there is also a counterexample to the surjectivity of the Hilbert map by Sun [Sun22, §3, Example]. Both these counterexamples involve basis elements that are redundant in terms of the global generation of the line bundle (see the definition of a rather ample subspace in [Lem21, §6]). Sun [Sun22, Theorems 1.2 and 1.3] also described the closure of the image of the Hilbert map.
It is still plausible, however, that Problem 1.1 can be solved affirmatively once the right norm is chosen. The main result of this paper is the following.
Theorem 1.2.
There exist constants and , depending only on , such that we have
for any and for any , where is the Hilbert–Schmidt norm with respect to and is the Sobolev norm with respect to .
We stress here that are regarded as matrices with respect to the -orthonormal basis, when we consider the inverse matrices above.
The choice of the reference metric is important in Theorem 1.2; see (6) for the formula with respect to a different reference. Indeed, the counterexamples of Lempert and Sun mentioned above deal with the case when the reference metric is close to being degenerate.
Acknowledgements. The author thanks Siarhei Finski, László Lempert, and Jingzhou Sun for very helpful discussions and immensely valuable examples. This research is partially supported by JSPS KAKENHI (Grant-in-Aid for Scientific Research (C)), Grant Number JP23K03120, and JSPS KAKENHI (Grant-in-Aid for Scientific Research (B)) Grant Number JP24K00524.
2. Proof of Theorem 1.2
In what follows, we write for the Kähler metric on associated to , and for the Fubini–Study metric on over defined by . Recall , and that we have
by a result due to Rawnsley [rawnsley], where we wrote for the -th Bergman function with respect to . We also use the re-scaled version . We recall the asymptotic expansion of the Bergman function (see e.g. [mm])
(2) |
where by the asymptotic Riemann–Roch theorem. We also recall that the expansion above holds in -norm for any . We thus have
We start with the following lemma concerning the second fundamental form of the projective embedding.
Lemma 2.1.
Suppose , and let be the second fundamental form of in with respect to . Then, there exist and a constant depending only on , such that the minimum eigenvalue of with respect to a -orthonormal basis can be bounded below by for all and all . In particular, is nondegenerate everywhere on for all large enough .
Proof.
We recall that the curvature of the Fubini–Study metrics on the ambient projective space and can be related by
as given in [grihar, page 78] or [PS04, equation (5.27)], where we wrote for the curvature form of on the ambient projective space and for that of on . The adjoint above is with respect to . We recall that the curvature tensor of the Fubini–Study metric on can be written as
where is the metric tensor of written with respect to its orthonormal basis.
By the Bergman kernel expansion (2), we find that the restriction of to satisfies the asymptotic expansion
where stands for the Kähler metric associated to . Thus we have
with respect to any -orthonormal basis for (note that the curvature tensor is of order 1 with respect to a -orthonormal basis, which is of order with respect to a -orthonormal basis). Since this agrees with , the tensor above is positive semidefinite.
Suppose that is degenerate at . We then perturb locally around so that the perturbation satisfies
and the curvature tensor is perturbed by at , which is of order locally at , and such that . This is possible by considering the perturbation of the Kähler potential by where are holomorphic normal coordinates around , multiplied by a cutoff function which decreases very rapidly away from so that the perturbation introduced in the integral inside is small.
Applying the argument above to and writing with respect to a -orthonormal basis, we find
where is the curvature of the Fubini–Study metric on with respect to , is the one with respect to its restriction to , and is the second fundamental form that is associated to it. This yields a contradiction for a sufficiently small and for all large enough , if we assume that is degenerate at .
The second claim is a consequence of the fact that, with respect to a -orthonormal basis, converges to a positive definite form on by the previous argument and the Bergman kernel expansion , together with the compactness of . ∎
Given , we define a (not necessarily positive) hermitian matrix by
and also define
We write for the holomorphic vector field on generated by the linear action of . We recall that, when is a set of homogeneous coordinates for consisting of -orthonormal basis for , the Hamiltonian function for with respect to is given by
which is a well-defined smooth function on . By the definition of , we have
We first consider the case when the trace of is zero, i.e. when . Following [PS04, §5], we consider a holomorphic vector bundle over , which we decompose as
(3) |
where the direct sum is orthogonal with respect to the Fubini–Study metric on with respect to . We write and for the projection to and . By the defining equation
for the Hamiltonian function for , together with and (2), we find that is -metric dual to as pointed out in [Fine10, Lemma 20].
Recall that we have a faithful representation by the linearisation of the action of , which is unique up to an overall multiplicative constant (by replacing by a higher tensor power if necessary). We further decompose according to , where the orthogonality is defined with respect to the -metric defined by which is the Fubini–Study metric on with respect to . We then have
by definition. Note also that, according to the orthogonal decomposition (3), we have
because of the pointwise orthogonality, and also note .
Lemma 2.2.
Suppose , and that we consider the Fubini–Study metric where . Then there exists depending only on such that
holds for any and for all large enough .
Proof.
We prove
(4) |
The equality in (4) is straightforward, following [PS04, page 705], since
which in turn implies
where makes sense as a -operator on the holomorphic vector bundle .
Thus it suffices to prove the inequality in (4), which is the reverse direction of [PS04, equation (5.19)], and we prove it by using the lower bound of the second fundamental form given in Lemma 2.1.
We reproduce parts of the argument in [PS04, §5] here for completeness. Fix a point and a local holomorphic frame of (with ) in a neighbourhood of such that it is an orthonormal basis for with respect to and form a local holomorphic frame of near . We then write
where are (local) holomorphic functions. We then have
for some smooth functions vanishing at . Then we have
Proof of Theorem 1.2.
We first recall that there exists depending only on (and independent of as long as it is large enough)
by [PS04, (5.7)], where we note that the assumption (see [PS04, (5.1)]) for this estimate is satisfied for since the associated centre of mass is the identity matrix up to an error of order (in the operator norm, after passing to a unitarily equivalent basis in which and are both diagonal) by the Bergman kernel expansion; note that is hermitian, and the Lie algebra is isomorphic to the vector space consisting of hermitian matrices.
Since is -orthogonal to , and pointwise orthogonal to , is -orthogonal to . We thus find
by the linearity of . Thus, combining these equalities we get
By Lemma 2.2, we get
for some which depends only on , where we used
Recalling that is -metric dual to , we get
for all large enough , by noting which follows from the Bergman kernel expansion (2); we note that we used the natural dual metric of on , which contributes to the factor above. Similarly, we get
where we wrote is the covariant derivative of and is its -part. Thus the estimates above give
when .
In general, we write where and is the trace-free part of . By diagonalising and recalling the definition of the Hilbert–Schmidt norm, we find
We likewise decompose
by recalling the definition (1) of . Writing and recalling as in [rawnsley], the above equation gives
Integrating this over , noting that is a -orthonormal basis and that we have , we get
since , and hence
by Cauchy–Schwarz and the Bergman kernel expansion (2).
Collecting all the estimates and setting , which depends only on and not on , we get
for all large enough , since we have by the asymptotic Riemann–Roch theorem. ∎
Remark 2.3.
A heuristic interpretation of Theorem 1.2 is as follows. The image of the Kodaira embedding is not contained in any proper linear subspace, and hence we expect that an appropriately defined norm of should be equivalent to . The estimate depends on how “degenerate” is in the projective space, i.e. how close it is to being contained in a proper linear subspace. The argument above proves this intuition when we take the reference metric to be , for which the centre of mass of the embedding is in fact close to the identity matrix by the Bergman kernel expansion (2). Since is an algebraic morphism, we can also expect that the constant depends at most polynomially in . This argument seems intuitively plausible, but no written proof seems to be available in the literature.
3. Correction to [yhextremal]
There are several places in [yhextremal] which requires corrections, since they depend on the results in [yhhilb] that are reproduced in [yhextremal, Lemmas 5 and 6]. [yhextremal, Lemma 5] is not directly used in the rest of the argument in [yhextremal], and only affects the paper through [yhextremal, Lemma 6]. The full quantitative statement of [yhextremal, Lemma 6] is used only in [yhextremal, page 3004 in §4.2, after (35)], and all the other places [yhextremal, pages 2982 and 3002] that need [yhextremal, Lemma 6] only need the injectivity of the Fubini–Study map which was also proved by Lempert [Lem21].
Thus it suffices to correct the argument in [yhextremal, page 3004], which deals with the equation
(5) |
where , , , , is a hermitian metric on as constructed in [yhextremal, Proposition 1 and Proof of Corollary 1], and is an -orthonormal basis. We need to conclude that there exists such that
for all , and for all large enough , where is some constant which depends only on .
We apply the argument above. We first define two hermitian matrices and with respect to the -orthonormal basis . Note that they take a different form when they are represented with respect to an -orthonormal basis, where and is the extremal metric that is used as a reference metric in [yhextremal]. We find
and hence (5) can be re-written as
Taking as above, we observe
which implies that
(6) |
We recall [rawnsley], and
in the terminology of [yhextremal, Proposition 1]; the only important point here is that converges in as , and hence its derivatives are all uniformly bounded for all large enough . Together with the expansion (2) of the Bergman function, we thus find that all derivatives of are bounded uniformly for all large enough , and hence there exists such that
holds for all large enough . As pointed out in [yhextremal, page 2995, before the equation (20)], is uniformly bounded for all large enough . Thus there exists a constant such that
(7) |
We now recall that and with respect to the -orthonormal basis . When we represent as a matrix with respect to an -orthonormal basis, we find that each entry of can be bounded uniformly for all large enough by the construction of as given in [yhextremal, Proof of Corollary 1] (see also [donnum, Appendix]), since it is defined as a for some perturbation of such that . Thus there exists a constant such that
holds for all large enough . By recalling the asymptotic Riemann–Roch theorem , we find that there exists a constant such that
for all and for all large enough , by Theorem 1.2 and (7), as required.