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Proposed ordering of textured spin singlets in a bulk infinite layer nickelate

Hyo-Sun Jin1    Warren E. Pickett2 [email protected]    Kwan-Woo Lee1,3 [email protected] 1Division of Display and Semiconductor Physics, Korea University, Sejong 30019, Korea
2Department of Physics, University of California, Davis, CA 95616, USA
3Department of Applied Physics, Graduate School, Korea University, Sejong 30019, Korea
Abstract

The infinite-layer structure nickelate Ba2NiO2(AgSe)2 (BNOAS) with d8d^{8} Ni ions and a peculiar susceptibility χ(T)\chi(T), synthesized at high pressure, is studied with correlated density functional methods. The overriding feature of the calculations is violation of Hund’s rule coupled with complete but unconventional spin-orbital polarization, leading to an unexpected low spin B11{}^{1}B_{1}, “off-diagonal singlet” (ODS) textured by an internal orbital structure of compensating dx2y2d_{x^{2}-y^{2}}^{\uparrow} and dz2d_{z^{2}}^{\downarrow} spins. This unconventional configuration has lower energy than conventional high-spin or low-spin alternatives. An electronic transition is obtained at a critical Ni-O separation dcNiO=d_{c}^{Ni-O}=2.03 Å, which corresponds closely to the observed critical value of 2.00-2.05Å, above which Ni becomes magnetic in square planar NiO2 compounds. We propose scenarios for the signature of magnetic reconstruction in χ(T)\chi(T) at TmT_{m}=130 K without any Curie-Weiss background (no moment) that invoke ordering of Ni d8d^{8} moieties that are largely this generalized Kondo singlet. Because hole states are primarily Se 4p4p rather than O 2p2p, the usual issue of Mott insulator versus charge transfer insulator is supplanted by a character in which electrons and holes are separated in real space. The underlying physics of this system is modeled by a Kondo sieve spin model (2D Kondo necklace) of a “Kondo” dz2d_{z^{2}} spin on each site, coupled to a dx2y2d_{x^{2}-y^{2}} spin that is itself strongly coupled to neighboring like-spins within the layer. The observed magnetic order places BNOAS below the quantum critical point of the Kondo sieve model, providing a realization of the previously unreported long-range ordered near-singlet weak antiferromagnetic phase. We propose electron doping experiments that would drive the system toward a d9δd^{9-\delta} configuration and possible superconductivity with similarity to the recently reported hole doped infinite layer cuprate Ba2CuO3.2 that superconducts at 73K.

I Background

Layered nickelate materials have attracted attention for some decades primarily due to the similarities they provide to the layered cuprates that display high temperature superconductivity.chaloupka ; lanio2 A number of layered nickelates with non-integer formal valences have been synthesized, showing a great variety of magnetic and spin/charge ordering behavior that is now understood,botana2017 ; zunjie2017 ; botana2020 but no superconductivity. However, the recent discoveryH.Hwang2019 and verificationAriando2020 of superconductivity in thin films of strained, hole-doped NdNiO2 has reinvigorated interest in layered nickelates. The focus has been on d9d^{9}, spin-half layers, due to their similarity to the cuprates, which may be (hole or electron) doped to produce high temperature superconducting (HTS) phases. The complementary route to superconductivity, not formerly taken seriously, may arise in compounds with a Ni d8d^{8} configuration that approach the same d9d^{9} regime upon electron doping. The d8d^{8} configuration brings with it the competition between low-spin and high-spin configurations, which is expected to depend on strain applied to the NiO2 layer by other components of the compound as well as crystal field splittings, and may or may not promote HTS.

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Figure 1: (a) bct structure of Ba2NiO2(AgSe)2. The layered square lattice of Ni ions without apical oxygen ions forms a single “infinite layer” structure of the NiO2 layer analogous to the bulk layers of CaCuO2 and NdNiO2. Subsequent layers have a large interlayer ‘spacer layer’ distance of about 10 Å, leading to strong two dimensionality in many respects. (b) Spin density plot of the spin singlet state at an isovalue of 0.015 e/Å  (U=7U=7 eV with wien2k). Red (blue) denotes spin-up (-down) character. This combination comprises the orbitally off-diagonal singlet state dz21d_{z^{2}}^{1\downarrow}dx2y21d_{x^{2}-y^{2}}^{1\uparrow}. Hybridization with the planar oxygens is apparent.

The report of synthesis of a new layered nickelate system indicates further anomalous properties of layered nickelates. Matsumoto and collaborators have reported the synthesis,matsumoto under 7 GPa pressure at 850 C, of Ba2NiO2Ag2Se2 (BNOAS) containing an ‘infinite layer’ NiO2 sublattice without apical oxygen sites but with an anomalously large Ni-O separation of 2.10 Å. The susceptibility χ(T)\chi(T) is peculiar and unexplained. In spite of no Curie-Weiss term in the otherwise constant χ(T)\chi(T), a peak occurs at Tm=130 K with 3030 K full width before returning to its original value. Field cooling below Tm increases the susceptibility below Tm, and weak magnetic peaks in powder neutron diffractionmatsumoto at 5K have been interpreted as indicating (12,12,0)(\frac{1}{2},\frac{1}{2},0) antiferromagnetic (AFM) order, with best fit to weak structure in diffraction data suggesting SS=1 Ni spins. This interpretation however seems inconsistent with the peculiar ‘spinless’ behavior of χ(T)\chi(T). BNOAS was discussed as insulating but no conductivity data on the powder samples was presented.

A non-magnetic ground state is observed in other square planar d8d^{8} nickelates,matsumoto ; hayward viz. BaNiO2banio2 and monovalent LaNiO2 (see references in [nno, ]) so BNOAS is an anomalous case. The isovalent sister strontium compound SNOAS with smaller lattice constant is more conventional, showing Curie-Weiss behavior above 150 K characteristic of an SS=1 moment and strong AFM magnetic coupling (Weiss θ\theta= –158 K). χ(T)\chi(T) indicates that SNOAS undergoes some type of magnetic order around 50 K. Matsumoto et al. ascribe the differences between the two compounds to the different Ni-O bond lengths (that of BNOAS being unusually large), which could tip the balance between high spin and low spin states.

Formal valence counting, confirmed by calculations presented below, proceeds as Ba22+{}^{2+}_{2}Ni2+O22{}^{2-}_{2}Ag21+{}^{1+}_{2}Se22{}^{2-}_{2} giving Ni a d8d^{8}, two hole configuration. A major issue is the relative importance of low-spin SS=0 and high-spin SS=1 states of the ion, and (we will propose) the nature of the SS=0 ion. As mentioned, most known layered d8d^{8} nickelates are non-magneticmatsumoto ; hayward SS=0, so magnetic behavior (even without its strangeness) of these new nickelates presents new physics. Building on the underlying magnetism, one can anticipate that electron doping, moving the Ni formal valence toward the d9d^{9} configuration, might induce superconductivity as has been found in the (Nd,Sr)NiO2 system.

Our main result here is the discovery of a distinct ionic configuration, an “off-diagonal singlet” (ODS) with internal magnetic and orbital textures in spite of vanishing magnetic moment. A secondary finding is a phase boundary at a critical Ni-O separation of 2.03Å that concurs with the separation of low spin and high spin Ni ions in square planar NiO2 layered compounds. After presenting procedures in Sec. II, we analyze the resulting electronic and magnetic structures of BNOAS in Sec. III, and briefly provide some results for applied strain and analysis of the ODS in Sec. IV. In Sec. V we introduce a minimal spin model for this compound which we feel provides a platform for accounting for the peculiar behavior of χ(T)\chi(T). Section VI provides a discussion of the various findings, with a brief summary provided in Sec. VII.

II Structure and Procedures

These compounds, which can be synthesized with several 3d3d ions, have the body-centered tetragonal (bct) structure (I4/mmmI4/mmm, #139), pictured in Fig. 1(a). In the bct structure, the Ni, O, and Ag ions sit at high symmetry 2a2a (0,0,0), 4c4c (0,1/2,0), and 4d4d (0,1/2,1/4) sites, respectively. The Ba and Se ions lie on 4e4e (0,0,zz) sites with zz=0.4136 and 0.1606, respectively. The NiO2 layers with a large separation of 10 Å  forms a two-dimensional square lattice without apical oxygen, as in the d9d^{9} nickelates NdNiO2 and LaNiO2.crespin ; hayward99 ; hayward03 The (AgSe)2 layer provides some z^\hat{z}-axis coupling.

An intriguing feature of the structure is that the (AgSe)2 substructure is the same as that of the FeSe-type superconductors. The overall structure is reminiscent of many cuprate and Fe-based superconductors: electronically active (NiO2) layers separated by inactive “spacer” layers. The strain supplied by the (AgSe)2 layers results in an anomalous elongation of the Ni-O bond length to 2.10 (2.05)Å  for BNOAS (SNOAS), about 10 (6)% larger than in CaCuO2 and also other layered d8d^{8} nickelates. The (AgSe)2 layers however are insulating and relatively inert in these compounds.

Our calculations were performed with the experimental crystal structure, using the BNOAS lattice constants a=a=4.2095 Å  and c=c=19.8883 Å, obtained from the neutron diffraction measurement at 5 Kmatsumoto , except for a few cases where smaller planar lattice constants aa were used to probe the dependence of the Ni-O separation and identify a critical separation. We have compared results from two all-electron, full potential density functional theory (DFT) codes, fplo-14fplo and wien2kwien2k , the former being an atomic orbital basis code. The latter is a linearized augmented plane wave code that is considered to give the most precise solutions of the quantities that arise in DFT. In many tests these two codes have produced results that are equivalent within the accuracy of the underlying DFT exchange-correlation functionals.

fplo is a local orbital based DFT code with built-in atomic orbitals, particularly adapted to characterizing the electronic and magnetic structures of transition metal compounds.fplo.basis In wien2k, the basis size was determined by RmtKmax=7R_{mt}K_{max}=7 with augmented-plane-wave sphere radii RmtR_{mt} (in a.u.a.u.): Ni, 2.13; O, 1.83; and 2.50 for Ag, Se, and Ba. For both codes, the Brillouin zone was sampled by a dense kk-mesh of 20×20×2020\times 20\times 20 to check the energetics carefully.

We utilize the generalized gradient approximation (GGA)gga plus Hubbard UU method (GGA+UU)erik , with the double counting term of the so-called around mean field schemeerik ; amf as implemented in rotationally invariant fashion in the two codes we use. We note that, since UU and JJ are applied to the ‘atomic orbital’ (which is not uniquely defined) in different ways by the two codes, results differ somewhat. An important point of our work is that these two codes give qualitatively similar results for which the quantitative differences are unimportant.

To probe correlation effects in the GGA+U calculations, we have at times varied UU in the range 191-9 eV, always with the fixed Hund’s spin coupling J=0.7J=0.7 eV. Varying UU is accepted practice. There is no specific value to use for Ni (or any specific atom), because the large screening of the atomic value depends on the charge state, on the local environment, and on the conducting (or not) behavior of the system, the latter two providing screening. Small values are more appropriate for conducting LaNiO3, larger values for highly insulating NiO. Values of U48U\approx 4-8 eV have been applied in different contexts,lanio2 ; botana ; wep98 ; giro05 (and see references in [nno, ] for LaNiO2). For BNOAS, which undergoes a metal-insulator transition in our calculations as UU increases, values in the 5-7 eV range seem most physical. It is common practice to check the sensitivity of DFT+U results for sensitivity to the value of UU. Our results are not sensitive to UU within the 5-7 eV range, or even higher.

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Figure 2: Top: Variations of (a) energy gaps and (b) relative energies among ODS(S=0), FM(S=1), and AFM(S=1) ionic states and alignments, as the Coulomb repulsion UU is varied in the 1 – 9 eV range, from fplo. Above Uc=4U_{c}=4 eV, where the spin-up dz2d_{z^{2}} orbital is nearly emptied, the ODS is energetically favored over the other states. The physical range of UU is usually considered to be in the 5-7 eV range. Bottom: Schematic energy level diagrams for the states of the Ni ion; arrows indicate the spins of occupied orbitals, with the ODS in the center panel.

III Electronic and Magnetic Structure

We begin by announcing that our results are unexpected and rather startling. The formal d8d^{8} configuration conventionally suggests that the possibilities are (i) a high spin SS=1 Ni ion, with holes in both the dx2y2d_{x^{2}-y^{2}} and dz2d_{z^{2}} minority orbitals, or (ii) a non-magnetic low spin SS=0 state with dx2y2d_{x^{2}-y^{2}} of both spins unoccupied. We find another, (iii) an off-diagonal singlet (ODS), with holes of opposite spins in the dx2y2d_{x^{2}-y^{2}} and dz2d_{z^{2}} orbitals (B11{}^{1}B_{1} symmetry), with schematic energy level diagrams at the GGA level presented in Fig. 2(c). (The t2gt_{2g} states are nearly degenerate at the GGA level.) The ODS is described and analyzed in Sec. III.D.

There are unusual features of the spin density, pictured in Fig. 1(b). Distinctive features are the following. (1) While the net moment is exactly zero (singlet SS=0), there remains full spin polarization of the two orbitals, with substantial magnetic energy benefit. This specifies a singletsinglet with internal texture, which is orbital polarization. (2) There is full spin-orbital polarization, unlike what occurs in some insulating nickelates. (3) This singlet is a pure spin analog of the non-magnetic Eu3+ f6f^{6} ion with SS=3, LL=3, 𝒥=|LS|=0{\cal J}=|L-S|=0, a singlet which nevertheless has large spin and orbital polarization.johannes ; ruck2011 ; binh2013 (4) It violates Hund’s first rule, without apparent cause (such as crystal field splitting). (5) It gains Coulomb energy by remaining maximally anisotropic (fully orbitally polarized) within the two-orbital subspace. Properties related to (1,2,5) were discovered in DFT+U studiesdeepa2007 of MnO under pressure. We will return to this comparison in Sec. VI.

III.1 Energetics and Moments

The gap values of ODS, FM, and AFM states versus UU are shown in Fig. 2(a). Not surprisingly, the gap opens for much smaller U=1U=1eV for AFM order due to its smaller bandwidth; for the ODS the gap opens only at UU=5 eV. In all cases the gap remains small for a transition metal oxide, even for UU=9 eV. Next, we compare energies of the FM and AFM states relative to the ODS state in Fig. 2(b). NM (trivial S=0S=0 A1{}^{1}A singlet) lacks spin polarization energy and can be neglected. Both FM and AFM ordered states have S=1S=1 Ni ions with their Hund’s rule energy gains, with AFM being slightly favored over FM with a difference that decreases with increasing UU. The ODS state, which is spin-orbital polarized but SS=0, above UcU_{c}=4 eV becomes favored over both states having SS=1 ions, with the energy difference growing rapidly as UU increases. The Hund’s exchange energy is overcome by other energy changes, as discussed in Sec. VI.D and the Appendix.

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Figure 3: Variations of (top) the Ni moment and (bottom) the energy difference ΔE=EFMENM\Delta E=E_{FM}-E_{NM} between FM and NM states, as the aa lattice constant is varied at constant volume. From fplo within GGA. Both the moment and energy difference display critical changes as the gap closes below a Ni-O separation of dcNiO=a/2=2.03d_{c}^{Ni-O}=a/2=2.03Å, signaling a phase change.

The values of the FM and AFM moments at GGA level are \sim1.1μB\mu_{B}, as shown in the large lattice constant aa region of the upper panel of Fig 3. Including UU, these grow (not shown) to around 1.9μB\mu_{B}, a value that is characteristic of SS=1 reduced somewhat by hybridization. To emphasize: for the ODS ions, the orbital moment is around 0.16μB\mu_{B} while the net spin moment vanishes.

III.2 Effect of strain

Matsumoto and coauthorsmatsumoto have drawn a connection between the Ni-O bond length and the low-spin and high-spin states in layered d8d^{8} compounds, identifying a critical separation in the 2.00-2.05Å range and ascribing the transition to crystal field splitting. This critical distance led us to study the lattice constant dependence, taking the FM state as an example. We performed the corresponding calculations, with results shown in Fig. 3 using fplo within GGA (wien2k results are similar). As aa is decreased from 4.2 Å to 3.9 Å with the cell volume fixed and internal parameters of Ba and Se being optimized (the observed value is aa=4.21 Å), an electronic transition at Ni-O is observed. The Ni moment initially decreases (ΔM/Δa1.6μB\Delta M/\Delta a\approx 1.6\mu_{B}/Å). When the Ni-O separation is lowered below the critical value of ac/2dcNiOa_{c}/2\equiv d^{Ni-O}_{c}=2.03Å, the rate of decrease of the Ni moment doubles.

At this same separation, the (magnetic) energy undergoes a dramatic change. The energy increases slowly and quadratically down to 4.06 Å. Below a=4.06a=4.06 Å, where Matsumoto and collaborators suggest a crossing of magnetic and nonmagnetic Ni ions, the energy difference rises steeply with a slope of –300 meV/Å. This electronic transition involves a reconfiguration of how orbital occupations change with volume.

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Figure 4: Left: Reference GGA nonmagnetic band structure with highlighted fatbands of Ni dz2d_{z^{2}} and dx2y2d_{x^{2}-y^{2}} in Ba2NiO2(AgSe)2. Right: Corresponding atom-projected densities of states. Most of the narrow dz2d_{z^{2}} band lies just below the Fermi energy EFE_{F}. The mostly empty dx2y2d_{x^{2}-y^{2}} band has band width 3\sim 3 eV, corresponding to in-plane hopping t0.4t\approx 0.4 eV.

This behavior is consistent with the critical Ni-O separation proposed by Matsumoto et al. They observed that most NiO2 compounds with only square planar Ni (no apical oxygens) are nonmagnetic, but if the lattice constant is pushed above 2.0Å, the Ni ion becomes magnetic. For example Sr2NiO2(AgSe)2, with aa=4.094Å, is magnetic; BaNiO2 and LaNiO2.5 are not. The significant new aspect is that while our Ni ion is spin-polarized, i.e. magnetism must be considered in the electronic structure, it forms a singlet and is not magnetic to most experimental probes.

III.3 Electronic structure at the GGA level

The band structure at the GGA level, which forms the basis for most beyond-GGA studies, is presented in Fig. 4 with the atom-projected density of states (PDOS). The dz2d_{z^{2}} band is degenerate with the t2gt_{2g} bands, all with 0.5-1 eV bandwidths. The Ni dx2y2d_{x^{2}-y^{2}} dispersion is 3 eV (see the ΓM\Gamma-M line) with center of weight around 0.5 eV, giving an ege_{g} crystal field splitting of 1-1.5 eV. The lowest conduction band at Γ\Gamma has Se pzp_{z} and Ag ss characters; this will be referred to as the Se-Ag band and attains importance for electron doping, discussed below.

Dimensionality of the band structure is one central point of interest in nickelates as well as cuprates. kzk_{z} dispersion along ΓZ\Gamma-Z of valence bands is small except for (1) the Ni dz2d_{z^{2}} band just below EF, with dispersion of roughly 0.5 eV, accommodated by hybridization with the Se pp orbitals, i.e. through the electronic polarization of the blocking layer, and (2) the Se-Ag conduction band, which shows in-plane dispersion of 1 eV and kzk_{z} dispersion from Γ\Gamma of nearly 0.5 eV. The two 3d3d holes are accommodated mostly in the dx2y2d_{x^{2}-y^{2}} orbitals with a minor amount in the small Fermi surfaces with mostly dz2d_{z^{2}} character. These differences are central factors in how the Coulomb repulsion UU will produce changes in the spectral positions.

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Figure 5: Top: the Ni dd orbital-projected densities of states for the ODS state obtained from fplo, versus strength of UU. Bottom: the corresponding FM figure is shown for comparison; there is little difference except for the direction of the unoccupied dz2d_{z^{2}} spin. Including UU even at the 1 eV level, the spin of the (partially) unfilled dz2d_{z^{2}} is reversed, leading to the ODS singlet state, still slightly conducting.
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Figure 6: Orbital-projected density of states versus UU for (upper panel) AFM alignment compared to (lower panel) FM alignment, both having high spin Ni ions. For FM alignment, ‘up’ is the direction of the dx2y2d_{x^{2}-y^{2}} spin and is plotted upward, ‘down’ spin is plotted downward. For AFM, only spin-up (spin-down) indicates majority (minority) of a given Ni atom.

III.4 Correlation and spin polarization: the ODS

The PDOS displayed in the top panel of Fig. 5 reveals the paradigm-shifting effect of UU. The ODS state is obtained already for UU=1 eV, though not yet favored energetically. The gap opens for UU in the 4-5 eV range, beyond which the singlet is increasingly strongly favored (see Figs. 2(a,b)). The spin density shown in Fig. 1(b) is strongly anisotropic (maximally so), similar to that obtained previouslylanio2 for d9d^{9} LaNiO2, where large UU drove the system toward an unexpected d8d^{8} configuration. UU=6-8 eV was judged to be too large for conducting LaNiO2, which is observed to be conducting and would have a more strongly screened (smaller) value of UU.kaneko09

Comparison with the FM progression (SS=1) in the lower panel of the PDOS in Fig. 5 reveals few differences aside from the flipped dz2d_{z^{2}} spin. At UU=1eV, the occupied (unoccupied) dz2d_{z^{2}} states are at -2 eV (+0.2 eV, slightly overlapping EF). There is little difference in positions and widths of most of the occupied dd bands. The noticeable difference is that the occupied dz2d_{z^{2}} band is 1.5 eV lower for the FM case at UU=2 eV. A close look indicates that the t2gt_{2g} PDOS is lower for FM than for ODS. At UU=1 eV and above, the dx2y2d_{x^{2}-y^{2}} and dz2d_{z^{2}} ‘Mott gaps’ increase proportional to UU with most of the separation being absorbed by increased binding of the occupied orbital.

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Figure 7: Band structure of the ODS state at U=7U=7 eV in GGA+U. The fatbands of Ni dz2d_{z^{2}}, Ni dx2y2d_{x^{2}-y^{2}}, and Se pπp_{\pi} are highlighted. In the spin-up channel (left panel), the top of the valence bands occurs with a Se 4p4p band at Γ\Gamma and a band at MM with some dx2y2d_{x^{2}-y^{2}} character. The valence band maximum for down spins (right panel) is a Γ\Gamma-centered band of Se px+pyp_{x}+p_{y} orbitals.

III.5 High spin: AFM versus FM alignment

In Fig. 5 the orbital-projected density of states (PDOS) of the ODS was compared to that of the FM state, for UU=0-6 eV. In Fig. 6 we make the analogous comparison between the AFM and FM alignments of Ni (SS=1) spins, which we find to be instructive. Bandwidths change, because majority states can only hop only to minority states on nearest Ni which have different energies; thus AFM bandwidths are narrower than FM as usual. Differences in energy position of orbital occupations may or may not change and can be judged by this information.

Figure 6 shows the progression of the Ni orbital projected DOS as UU is increased from zero to 6 eV, for AFM alignment (above) and FM alignment (below). Each of these corresponds to a high spin Ni ion. The dz2d_{z^{2}} PDOS, which is of most interest, is emphasized in yellow. For AFM alignment, at UU=0 holes reside in primarily in dx2y2d_{x^{2}-y^{2}}. The dz2d_{z^{2}} PDOS (occupied) is spread across 3 eV. At UU=2 eV, the gap opens giving the full high spin state of the Ni ion. By UU=4 eV, the (inactive) t2gt_{2g} states stay in the -1 eV to -2 eV region. The occupied ege_{g} majority orbitals move to lower energy and become localized, so something nonlinear has occurred. UU=6 eV is like 4 eV, except Mott splitting has increased. The nonlinearity is due to the dd states moving below the Se and O pp bands, and is not of much consequence.

For FM alignment, at UU=0 the state is metallic but is approximating the SS=1 high spin state. At UU=2 eV, tails of bands are still crossing EFE_{F} but the SS=1 configuration is emerging. Changes can be seen in the occupied dd region, as for AFM. Increasing to UU=4 eV, the spectrum is essentially gapped. t2gt_{2g} states have moved to -4 eV and become localized. At UU=6 eV the spin splitting of t2gt_{2g} has increased, and the full SS=1 state is attained. There is a 1 eV difference in position between the two minority holes. From Fig. 2(b) the AFM and FM energies are not very different.

This progression with UU seems about as expected: UU increases the separations between occupied and unoccupied orbitals, and pushes orbital occupations toward zero or unity. There is “nonlinearity” in the movement of occupied dd states between 2 eV and 4 eV, but this is probably due to moving out, then being pushed out, by the O 2p2p or Se 4p4p bands in the -3 eV to -1 eV region. The linear progression of the unoccupied orbitals, widening the gap as UU increases, is usual.

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Figure 8: Atom-projected densities of states (DOS) and Ni orbital-projected DOS at U=7U=7 eV in GGA+U for the ODS state, with the unfilled spin-up dz2d_{z^{2}} and spin-down dx2y2d_{x^{2}-y^{2}} orbitals being evident. The t2gt_{2g} orbitals have been lowered to -4 to -5 eV below the gap.

IV Analysis of the ODS

IV.1 Electronic structure

The band structure of the ODS state is shown in Fig. 7, with the corresponding PDOS of relevant orbitals pictured in Fig. 8. Both ege_{g} orbitals are split by roughly UU=7 eV (the Mott-Hubbard gap between opposite spin orbitals), with unoccupied dx2y2d_{x^{2}-y^{2}} bands 1.5 eV higher in energy due to the crystal field. A substantial effect of UU is to remove the t2gt_{2g} orbitals (both spins occupied) from just below the GGA Fermi level to –4 to –5 eV below the gap, where they can as usual be ignored. This displacement serves to leave the Se 4p4p states at the bottom of the gap at Γ\Gamma, with the O 2p2p bands somewhat lower. Note: with zero net ODS spin, we have chosen that ‘up’ is the direction of the dx2y2d_{x^{2}-y^{2}} spin, ‘down’ is of course the opposite.

The gap opening in both spin directions at UcU_{c}\approx 5 eV signals a metal-insulator transition and ensures that the net moment vanishes, giving the pure ODS state. This state violates Hund’s first rule, signaling that other (intra-atomic and environmental) contributions to the energy are compensating. We propose that one factor arises from the differences in crystal field splittings from neighboring divalent cations (Ba or Sr) versus the tripositive ions in d9d^{9} LaNiO2 and NdNiO2. There are only minor differences between FPLO and wien2k, what is important is that the transition to the ODS singlet and gap opening occurs in both codes, so it is a robust feature.

The unoccupied Ni dz2d_{z^{2}} hole band is, in first approximation, flat at +1.3 eV. The dispersion that is seen in the Fig. 7 fatbands is due to rather strong mixing with the Se-Ag conduction band that is dipping down at Γ\Gamma. This hybridized band disperses about 1 eV from Γ\Gamma to the zone edge XX, and 0.5 eV width along kzk_{z}. The gap increases to 0.5 eV for UU=8 eV (see Fig. 2), as occupancies attain essentially integer values. The spin density shown in Fig. 1(b) vividly illustrates the spin polarization that is a combination of dz2d_{z^{2}} and dx2y2d_{x^{2}-y^{2}} contributions of opposite spins, with dx2y2d_{x^{2}-y^{2}} orbitals mixed with oxygen pσp_{\sigma} orbitals. We return in Sec. V to further implications of this ODS band structure.

The electron-hole asymmetry for U>UcU>U_{c} is anomalous for a transition metal oxide, rendering the usual Mott insulator versus charge transfer insulator inapplicable. Oxygen 2p2p states do hybridize with dx2y2d_{x^{2}-y^{2}} but not as strongly as conventionally, since they lie 2-4 eV below the gap. Hole states, see Fig. 7, are instead Se 4p4p states in the down spin bands that are highly itinerant. O 2p2p bands are somewhat more tightly bound.

Electron states also present new behavior: electrons initially go into the 3D dispersive band at Γ\Gamma of the itinerant Se-Ag 4s4s band mixed with up spin dz2d_{z^{2}} character. There is a 0.2 eV exchange splitting, and down spin Se-Ag band does not mix with other bands. At a still small concentration electrons begin to occupy this spin down strongly itinerant band. Significant doping levels will therefore produce up-carriers in the NiO2 layer and down-carriers in the AgSe layer, with associated spin polarization. The carriers can be expected to disturb the singlet, likely enabling further moments to emerge. A serious study of doping would require a separate study.

IV.2 Orbital occupations and charges

Variation of spin-resolved Ni occupancies with UU are displayed in Fig. 9, comparing ODS with FM alignment. The occupation numbers nmn_{m} of the active ege_{g} orbitals mm (top panels) show similar behavior especially in the physically relevant region U>3U>3, except that dz2d_{z^{2}} is flipped in spin in the ODS state. At the more detailed level, the hole occupation numbers for SS=1 are constant for U>U>3 eV, while for the singlet SS=0 there is a small but continuing increase by 0.02-0.04 up to UU=9 eV. Somewhat unexpected is that it is dx2y2d_{x^{2}-y^{2}} that changes most, but is understandable because that dispersive band crosses EF at small UU and UU=5 eV is required to completely empty it.

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Figure 9: Variations of measures of charge of SS=0 (singlet) and SS=1 (FM) states versus UU. Top: occupation matrix elements ndjn_{d_{j}} of the active Ni orbitals. Middle (bottom): fplo Mulliken charges of atoms as labeled for SS=0 (SS=1), compared to their values at UU=1 (because a singlet state was not obtained at UU=0).

The atomic orbital basis of fplo provides atomic Mulliken charges (MCs), in which contributions to the density from overlapping orbitals of neighboring atoms is divided equally between the atoms; the sum of MCs equals the total charge. The change of MCs with UU, shown in Fig. 9 (middle and bottom panels), provide a complementary view of correlation effects, since they reflect changes in bonding (viz. relative orbital energies) as well as actual charge rearrangement. The atomic MCs (neutral atom values) for Ba, Ni, O, Ag, and Se are

54.6(56),27.2(28),9.2(8),46.9(47),34.7(34),54.6(56),27.2(28),9.2(8),46.9(47),34.7(34),

respectively. These are quite reasonable values for MCs, and are not expected to correspond closely to the formal charges. All do differ from the neutral atom value in the ‘right direction’, and by roughly half of the formal valence.

We focus on the Ni MC variation (any change on Ni must go somewhere in the Mulliken decomposition, and that somewhere is the atoms O and Se that hybridize with Ni). The changes in total Ni Mulliken ionicity with increasing UU (lower two panels) are similar for ODS and FM states, saturating for Ni SS=0 around UU=6 at a value of –0.2 while for SS=1 there is less tendency toward saturation. The spin-resolved MC ionicities (middle panels) differ qualitatively between FM and ODS states. For ODS SS=0 the change in down MC is a small fraction of that of the up, which is in the -0.18 range. For FM SS=1 the down MC charge becomes twice as large, while that of up is roughly half as large and of opposite sign. At U=1U=1 eV, the Ni moment is –0.18 μB\mu_{B}, but the net moment is zero. With increasing UU, the down spin charge moves to the other spin and other ions. Above U4U\approx 4 eV, the magnitude of the Ni moment vanishes, entering a true ODS phase. We are not aware of nickelate or cuprate values of MCs to compare with.

V Kondo Sieve spin model for BNOAS

V.1 The model

The insulating ground state ODS that is discussed above provides a system in which the elementary excitations are spin waves. We suggest here a minimal model of the spin system. Let the dx2y2d_{x^{2}-y^{2}} and dz2d_{z^{2}} spin operators be denoted by the Pauli matrices σ\vec{\sigma} and τ\vec{\tau} respectively. Factors of 12\frac{1}{2} will be folded into the constants. The minimal spin Hamiltonian for the insulating state contains three parameters:

H\displaystyle H =\displaystyle= J<i,j>σiσj+Kiσiτi\displaystyle J\sum_{<i,j>}\vec{\sigma}_{i}\cdot\vec{\sigma}_{j}+K\sum_{i}\vec{\sigma}_{i}\cdot\vec{\tau}_{i} (1)
+Jz[i,j]τiτjiSiB\displaystyle+J_{z}\sum_{[i,j]}\vec{\tau}_{i}\cdot\vec{\tau}_{j}-\sum_{i}\vec{S_{i}}\cdot\vec{B}
=\displaystyle= HKS+Jz[i,j]τiτjiSiB.\displaystyle H_{KS}+J_{z}\sum_{[i,j]}\vec{\tau}_{i}\cdot\vec{\tau}_{j}-\sum_{i}\vec{S_{i}}\cdot\vec{B}.

JJσJ\equiv J_{\sigma} is the positive in-plane near-neighbor (<i,j><i,j>) superexchange constant between dx2y2σd_{x^{2}-y^{2}}~{}\sigma spins, and KK is the on-site spin coupling between σ\vec{\sigma} and “Kondo-like” τ\vec{\tau} spins, with contributions from Hund’s coupling, Hubbard UU correlation, and environmental influences. The on-site singlet-triplet splitting is 2K2K, and the sign of interest here (making it Kondo-like) being positive KK. JzJ_{z} is the (spacer layer assisted) coupling between τ\tau-spin neighbors [i,j][i,j] along z^\hat{z}, and the total on-site spin is Si=σi+τi\vec{S_{i}}=\vec{\sigma}_{i}+\vec{\tau}_{i} couples to the magnetic field B\vec{B}. For discussion in this section we set units such that JJ=1.

HKSH_{KS}, which we refer to as the Kondo sieve model, is an extension to 2D of the Kondo necklace model introduced by Doniach.doniach It was derived from the 1D Kondo Hamiltonian by applying the Luther-Pelcher transformationluther from 1D spinless itinerant particles to on-site spins. Quantum Monte Carlo calculations indicate that the 1D Kondo necklace does not display magnetic order at any finite value of the exchange coupling constant.scalettar1985 The extension to 2D by Brenigbrenig2006 has been known (somewhat contradictorily) as the 2D Kondo necklace. This two spins per site model can also be viewed as the large Hubbard UU regime of the Kondo-Hubbard model at half filling.brenig2007 We picture BNOAS, in first approximation, as a realization of the Kondo sieve model, then with small and mostly frustrated interlayer coupling that may become important in emergence of ordered phases.

Quite a bit is known from Brenig about the Kondo sieve model. For JJ=0, HKSH_{KS} consists of isolated singlets; for KK=0 it is the exhaustively studied spin-half 2D AFM Heisenberg model, which does not order at finite T (Mermin-Wagner theorem). Using stochastic series expansion methods, Brenig found that weak AFM order exists for HKSH_{KS} at low T=0.05 up to a quantum critical point (QCP)brenig2006 ; brenig2007 KcK_{c}=1.4. Below KcK_{c} the τ\tau-projected order parameter is around 35% larger than that of the neighbor-coupled σ\sigma (dx2y2d_{x^{2}-y^{2}}) spins.

The ordering reveals that the Kondo spin promotes long range order even in 2D, and becomes a central influence even for a small Kondo coupling, reflecting apparent smaller quantum fluctuations than the σ\sigma spin. The uniform susceptibility decreases with increasing KK, vanishing at KcK_{c} above which the singlets control the physics. Site dilution of the “Kondo” moments, as by non-stoichiometry or doping, results in structure in both χ(QAFM,T)\chi(Q_{AFM},T) and S(QAFM,T)S(Q_{AFM},T) around T=0.1 or below, depending on concentration. The QCP vanishes into a crossover, i.e. weak AFM order extends to larger KK, for which an order-by-disorder mechanism was proposed.brenig2007 These results will also impact the doping experiments proposed below.

V.2 Relation to Ba2NiO2(AgSe)2

Due to the body-centered stacking of NiO2 layers both the τ\tau and also much smaller σ\sigma couplings between AFM layers will be frustrated. The 0.5 eV kzk_{z} dispersion of the dz2d_{z^{2}} band imbues importance to this coupling, since it is the largest coupling available to enable 3D magnetic correlations and potential long-range 3D order. An in-plane term <i,j>τiτj\sum_{<i,j>}\vec{\tau}_{i}\cdot\vec{\tau}_{j} and interlayer coupling [i,j]σiσj\sum_{[i,j]}\vec{\sigma}_{i}\cdot\vec{\sigma}_{j} are symmetry-allowed, but both should be small.

Of special interest, insightful for the large KK that our calculations indicate, is that the on-site (ii) term can be diagonalized in total spin Si=σi+τi\vec{S}_{i}=\vec{\sigma}_{i}+\vec{\tau}_{i} space, with singlet SiS_{i}=0 and triplet SiS_{i}=1 sectors. For the isolated ion KK is negative, giving the familiar high-spin Hund’s coupling. In BNOAS we find instead from total energy results that the low-spin ODS configuration is favored (rather strongly) for physical values of UU [see Fig. 2(b)]. The non-magnetic A1{}^{1}A state with two holes in the dx2y2d_{x^{2}-y^{2}} orbital is highly disfavored and is not included in the Kondo sieve model.

Given that the low-spin ODS state is favored in BNOAS, in zero-th approximation configurations are confined to the ODS sector Si=0S_{i}=0 for all sites ii. Then the second term in HH becomes diagonal and the fourth term in the Hamiltonian vanishes (and also hence the linear susceptibility as in experiment), and τi=Siσi\vec{\tau}_{i}=\vec{S}_{i}-\vec{\sigma}_{i} can be eliminated to give (up to a constant)

HH¯singlet=J<i,j>σiσj+Jz[i,j]σiσj.\displaystyle H\rightarrow{\bar{H}}_{singlet}=J\sum_{<i,j>}\vec{\sigma}_{i}\cdot\vec{\sigma}_{j}+J_{z}\sum_{[i,j]}\vec{\sigma}_{i}\cdot\vec{\sigma}_{j}. (2)

The in-plane superexchange JJ is ubiquitously calculated to be positive and large in nickelates, so the first term is the one that is commonly applied to the AFM insulating phase of cuprates. Since the σ\sigma spins are antialigned (or at least strongly correlated), the body-centering of the BNOAS structure determines that interlayer τiτj\vec{\tau}_{i}\cdot\vec{\tau}_{j} – here transformed to σiσj\vec{\sigma}_{i}\cdot\vec{\sigma}_{j} – coupling is frustrated.

The result from the Kondo sieve model without considering further symmetry breaking (such as single ion anisotropy or structural distortion) is that the σ\sigma spins are strongly correlated in-plane and become ordered below Kc/J=1.4K_{c}/J=1.4, with experimental properties becoming nonstandard for a magnetically ordered system. The substantial Kondo coupling indicates that weak AFM should be considered in the interpretation of magnetization data. Ordering across the layers due to additional interactions may be a lower temperature possibility that is left for further work. For comparison with experimental data, the sensitivity of the QCP to defects should be kept in mind, since the synthesis methods of this class of compounds have been found to allow the incorporation of impurities and produce some minority phases.matsumoto2020

VI Discussion

Our results suggest that the non-Curie-Weiss form and the peculiar structure in χ(T)\chi(T) of Ba2NiO2(AgSe)2 are couched in formation of a Ni on-site ‘off-diagonal singlet’ in which both ege_{g} orbitals are singly occupied but with Kondo-like oppositely spin-directed singlets. This singlet forming tendency was obtained previouslylanio2 for infinite-layer LaNiO2 at large interaction UU – very strange for a supposed d9d^{9} metal – but seemed not to be reflected in measured properties.

This singlet with intersite coupling of only one of the components leads us to propose that a bare-bones model of Ba2NiO2(AgSe)2 is given realistically by the Kondo sieve model (2D Kondo necklace), for which some essential characteristics are known from quantum Monte Carlo studies. Among the numerous theoretical viewpoints of NdNiO2, the undoped parent of the newly discovered superconducting nickelate, Zhang et al. have suggested that Kondo singlets play a part in the underlying electron structure.zhang2020 We propose that BNOAS may comprise the first realization of Kondo sieve physics, and that it may provide important insight into layered nickelate physics which now includes superconductivity when appropriately doped.H.Hwang2019 ; Ariando2020 We now turn to consideration of the peculiar behavior of χ(T)\chi(T) reported from experiment.

VI.1 Scenario #1: Integrity of the Singlet

Above the characteristic temperature T=m130{}_{m}=130 K of BNOAS the SS=0 singlets are magnetically inert, which naturally accounts for the lack of a Curie-Weiss term. The internal structure presumably is correlated due to antiferromagnetic dx2y2d_{x^{2}-y^{2}} coupling, but contributing a bit to χ(T)\chi(T) due to mixing of the SS=1 triplet, consistent with experiment. In the language of the Kondo sieve model, the ordering below Tm means that K<Kc=1.4JK<K_{c}=1.4J, i.e. below the QCP where ordering occurs. As long range ordering of the dx2y2d_{x^{2}-y^{2}} internal structure emerges at and below TmT_{m}, magnetic behavior emerges apparently requiring involvement of the SS=1 sector, only to return (in zero field cooled data) to invisibility in χ\chi in the ordered state. This long-range correlation and ordering of weak moments (including a small orbital moment, which we calculate to be 0.16μB\mu_{B} parallel to the dx2y2d_{x^{2}-y^{2}} moment) should be detectable, though possibly challengingly so, by neutron diffraction, by utilizing the magnetic (spin + orbital) structure factor that contributes to the magnetic density correlation function. Muon spin resonance is also a particularly sensitive method to detect magnetic order, though less so for magnetic correlations.

Probably more telling is that the susceptibility will be distinct from that of truly non-magnetic ions, with some T-dependence arising from a van Vleck contribution from the proximity in energy of the SS=1 states. The field-cooled susceptibility below Tm may arise from domain structure in which SS=1 moments at the domain boundaries come into play. To repeat from above: extrinsic phases may interfere in the data with intrinsic behavior, complicating interpretation.

VI.2 Scenario #2: Quenching of the Singlet

The preceding discussion has assumed the integrity of the quantum ODS singlet. This is textbook behavior as long as the two spins remain in a coherent singlet, which conventionally assumes degenerate orbitals and negligible coupling to the environment. Neither of these conditions applies strictly to BNOAS. At elevated temperature these “perturbations” may average out so the singlet survives, but may become more influential as temperature is lowered. Similarly to the quenching of atomic orbital angular momentum by environmental effects (non-spherical potential), the ODS may revert to the non-quantum pair of individual but coupled σ\vec{\sigma} and τ\vec{\tau} spins (as described by DFT). Coupling then will strictly antialign the individual orbital spins, which can then separately respond also to an applied magnetic field, and have separate (and unequal) orbital contributions and provide a distinct susceptibility though probably still small. The magnetic transition at Tm could, in this scenario, correspond to the quenching of the quantum singlet, with consequences that may not have been studied previously.

VI.3 Doping possibilities

Electron doping, which would drive the Ni ion toward the d9d^{9} configuration where high temperature superconductivity (HTS) occurs in cuprates, is of primary interest. Figure 7 indicates an unusual band structure for such a strongly layered nickelate discussed in Sec. III.D, with the characters of the bands bordering the gap described in Sec. IV.A. At very low doping carriers go into a band that disperses out of plane as much as in-plane: spheroidal Fermi surfaces. With increased doping the spheres will join along the short kzk_{z} dimension of the zone, leaving roughly cylindrical Fermi surfaces. At higher dopings continued conduction can be expected, arising from very different spin-up and -down contributions as discussed in Sec. IV.A: spin-up electrons in a largely dz2d_{z^{2}} band, spin-down electrons in the AgSe layer.

The most obvious candidate is La3+ substitution for Ba2+, which gave the initial HTS (La,Ba)2CuO4. Such La\leftrightarrowBa substitutions are common, and with their electropositivites they do little other than change the carrier concentration and to affect the volume slightly. Similarly, Ag+ replaced by Cd2+ might have similar effects.

Substituting on the anion sites is the other possibility. Replacement of O2- by Cl- can achieve similar effects, with the difference that bonding with Ni is affected to some degree. Se2- replacement by Br- is less commonly tried (or at least achieved). Finally, one can consider Ni2+ replaced by Co or Cu. These might assume the 2+ charge state, which would give no doping but disturb the singlet character. Chemical behavior at high pressure may determine which type of replacement is most likely to retain the crystal structure and provide electron doping.

Hole doping seems less compelling. The states are primarily Se 4p4p in character and essentially spin degenerate. This itinerant charge in the AgSe layer does not change the Ni valence, and does not even screen the Ni ion, i.e. does not change UU on Ni nor the gap in the NiO2 layer. In clean crystalline samples it might produce a high mobility 2D electron gas, with its well studied properties. Having this 2D hole gas interlayered with (ordered) ODSs would however be a novel system to study.

VI.4 Analogous materials

Related behavior was observed in DFT+U studies of MnO under pressure, which both experiment and theory identify as a high spin to low spin (but not zero spin) transitionyoo2005 in the vicinity of an insulator-metal transition. In DFT+U calculationsdeepa2007 , the low pressure S=52S=\frac{5}{2} Mn ion first undergoes, under pressure, an insulator-to-insulator transition in which two Mn 3d3d orbitals flip spin direction whilst each orbital remains fully spin polarized, i.e. an S=52S=12S=\frac{5}{2}\rightarrow S=\frac{1}{2} spin collapse without change in orbital occupation. This spin collapse amounts to an even more drastic violation of Hund’s first rule than in BNOAS that is discussed here. The origin of the energy gain was traced to the persisting strong (maximal) anisotropy in spin and charge, and to a change in pdσpd\sigma hybridization. In that system MnO was also in proximity to a critical metal-oxygen separation. Both of these characteristics (anisotropy and a critical bond length) are also apparent in BNOAS.

A prime interest in BNOAS will be how it may inform the electronic structure and magnetic behavior in superconducting (Nd,Sr)NiO2. As mentioned, the ODS tendency was seen fifteen years ago in LaNiO2, which is commonly used as a stand-in for NdNiO2 in correlated electron calculations. It should be mentioned that others have not reported obtaining this singlet tendency in LaNiO2. However, in BNOAS we obtain it with two different codes and GGA+U implementations. We obtain the magnetic states others report but they have higher energies (for physical values of UU). There are still things to be learned about the peculiar behavior of the dz2d_{z^{2}} orbital in infinite layer nickelates. It is of considerable interest to try to electron-dope BNOAS toward the d9δd^{9-\delta} regime where superconductivity emerges in (Nd,Sr)NiO2.

Another related system is Ba2CuO3.2, which superconducts at 73Kpnas after having been synthesized at 18 GPa and 1,000C. Although not described as such, this compound is an infinite layer cuprate that is hole-doped with 0.2 apical oxygen atoms per copper, making it formally somewhat overdoped. The (average) apical Cu-O distance is small at 1.86Å, whereas the in-plane Cu-O separation is 2.00Å, larger than other superconducting cuprates. The interpretation of spectral data suggested that the crystal field has exchanged the positions of the dz2d_{z^{2}} and dx2y2d_{x^{2}-y^{2}} levels, which would provide a new paradigm for cuprate superconductivity. The relationship of this material to BNOAS suggests the usefulness of further study of both systems.

While BNOAS is not simple to synthesize due to the need of high pressure, it is nevertheless available (after synthesis) to experimental probes that are not available to MnO at 100 GPa pressure. We encourage further synthesis and study of BNOAS by thermodynamic and spectroscopic (electron, neutron, and muon) probes to illuminate the peculiar magnetic behavior observed in this infinite layer nickelate.

VII Summary

Our density functional theory with correlation effects study of Ba2NiO2(AgSe)2 has uncovered the likelihood that an off-diagonal singlet arises in the subspace of the two ege_{g} holes (or electrons) in its d8d^{8} ionic configuration. This “low spin” singlet however has orbital polarization, i.e. orbital texture, with one orbital’s spin being coupled to neighbors while the other is not. Moreover, a critical Ni-O separation of 2.03Å has been obtained, which seems to be associated with the distinction between low spin and high spin Ni d8d^{8} ions in square planar coordination, occurring at the same Ni-O distance. Two scenarios have been presented, either of which might account for the peculiar measured susceptibility: a magnetic transition at Tm=130K but non-magnetic behavior above Tm.

VIII Acknowledgments

We acknowledge assistance from Young-Joon Song and Mi-Young Choi in the early stages of this work. The spin model aspects of this paper have benefited from feedback and references from R. T. Scalettar and comments from R. R. P. Singh. We appreciate extensive comments on the manuscript from M. D. Johannes and thank A. B. Shick for the use of his code that calculates the anisotropic UU and JJ matrices reported in the appendix. H.S.J and K.W.L were supported by National Research Foundation of Korea Grant No. NRF2019R1A2C1009588. W.E.P. was supported by National Science Foundation Grant DMR 1607139.

Appendix A Anisotropy of Um,mU_{m,m^{\prime}} and Jm.mJ_{m.m^{\prime}}

The UU and JJ matrix elements introduce orbital-occupation differences into the potentials and energies of the DFT+U results that are then included self-consistently. We provide these matrix elements for study of some of these differences that arise. The importance of on-site anisotropy has been noted previously but several groups. The study of the ‘flipped spin’ phenomenon in MnO under pressure by Kasinathan et al.deepa2007 , mentioned in the main text, revealed that the anisotropy of Coulomb repulsion and exchange parameters is deeply involved in the energetics causing that flipped spin from S=52S=\frac{5}{2} to S=12S=\frac{1}{2} while all 3d3d orbitals of Mn remain fully spin polarized.

The situation we find in BNOAS is strongly analogous, so we provide below the matrix elements that enter the DFT+U calculations. We provide the matrix elements for UU=5 eV, JJ=0.7 eV. The Slater integrals (eV) are F0=5.00, F2=6.03, F4=3.77, and the corresponding orbital-resolved matrix elements that occur in the DFT+U functional (in eV) are given just below. This connection between the Slater integral and UU and JJ is important to understand.

Features to notice are (1) Umm=JmmU_{mm}=J_{mm}: self-exchange equals self-interaction, which the functional attempts to account for, and (2) the anisotropies in UmmU_{mm^{\prime}} and JmmJ_{mm^{\prime}} are both proportional to JJ. JJ describes both the anisotropy of the Coulomb repulsion and the anisotropy of the exchange interaction. Setting JJ equal to zero results in a UU matrix with all elements equal to UU, and of course a diagonal JJ matrix with diagonal elements equal to UU – no anisotropy whatsoever.

The matrices are given below in the complex ,m\ell,m representation of 3d3d orbitals. In this representation the matrices are symmetric around both diagonals.

The UU matrix:

mlm_{l} -2 -1 0 +1 +2
-2  5.501  4.720  4.559  4.720  5.501
-1  4.720  5.260  5.041  5.260  4.720
0  4.559  5.041  5.800  5.041  4.559
+1  4.720  5.260  5.041  5.260  4.710
+2  5.501  4.720  4.559  4.720  5.501

The JJ matrix:

mlm_{l} -2 -1 0 +1 +2
-2  5.501 0.781 0.621 0.299 0.598
-1  0.781 5.260 0.380 1.080 0.299
0  0.621 0.380 5.800 0.380 0.621
+1  0.299 1.080 0.380 5.260 0.781
+2  0.598 0.299 0.621 0.781 5.501

Suppose all 3d3d orbitals are fully occupied or empty ndin_{d_{i}}= 1 or 0. FM SS=1 and singlet SS=0 have same two ege_{g} orbitals occupied (and same two unoccupied, with opposite spin). The +UU term is spin-blind, so no difference. In the JJ matrix, the parallel-spin SS=1 term has Jx2y2,z2J_{x^{2}-y^{2},z^{2}}, compared to zero for SS=0 (JJ term is parallel spin only). Actually, one should really count all the pairs of occupied states instead of unoccupied states. Anyway, term this favors the high-spin, not the singlet, state (by 0.62 eV), as simple Hund’s rule suggests but gains more from the off-diagonal repulsion UU. Kasinathan et al. provide an analysis of how the Hund’s exchange energy can be overcome, with the above anisotropy being a central player.

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