Propagation of singularities under Schrödinger equations on manifolds with ends
Abstract
We prove a microlocal smoothing effect of Schrödinger equations on manifolds. We employ radially homogeneous wavefront sets introduced by Ito and Nakamura (Amer. J. Math., 2009). In terms of radially homogeneous wavefront sets, we can apply our theory to both of asymptotically conical and hyperbolic manifolds. We relate wavefront sets in initial states to radially homogeneous wavefront sets in states after a time development. We also prove a relation between radially homogeneous wavefront sets and homogeneous wavefront sets and prove a special case of Nakamura (2005).
1 Introduction
1.1 Motivation: homogeneous wavefront sets on Euclidean spaces
For proving a microlocal smoothing effect of a Schrödinger equation
it is known that one does not need only the usual wavefront sets, which is localized with respect to positions, but also another notion of a wavefront set by which we can access to behavior of functions near infinity. One of the methods is a homogeneous wavefront set. Recall the definition of (homogeneous) wavefront sets from [17]:
Wavefront sets on Euclidean spaces. For , we define a set by the following property: a point does not belong to if there exists such that near and
as .
Here is the usual semiclassical Weyl quantization of the symbol :
Homogeneous wavefront sets on Euclidean spaces. For , we define a set by the following property: a point does not belong to if there exists such that near and
as .
Here is the semiclassical Weyl quantization of the symbol :
Nakamura [17] proved that, if
-
•
, with a positive definite matrix , , and for some and , and
-
•
a classical orbit with respect to the classical Hamiltonian is nontrapping ( as ) and has an initial point and an asymptotic momentum ,
then implies for and . As a corollary, () for some and some conic neighborhood of the asymptotic momentum implies , which is proved by Craig, Kappeler and Strauss [4].
K. Ito [8] generalizes this result to Euclidean spaces with asymptotically flat scattering metrics. Other studies on singularities of solutions to Schrödinger equations is in Doi [5] and Nakamura [18].
There are other concepts of wavefront sets for investigating propagation of singularities under Schrödinger equations. One of them is a Gabor wavefront set, defined in terms of Gabor transforms (also known as short-time Fourier transforms or wave packet transforms). Schulz and Wahlberg [23] proved the equality of homogeneous wavefront sets and Gabor wavefront sets. Gabor wavefront sets are studied in Cordero, Nicola and Rodino [3], Pravda-Starov, Rodino and Wahlberg [19]. Other study by Gabor transforms is in Kato, Kobayashi and S. Ito [10, 11]. Another concept of wavefront sets is a quadratic scattering wavefront set, which is studied by Wunsch [24]. An equivalence of quadratic scattering wavefront sets and homogeneous wavefront sets is proved by K. Ito [8]. Melrose [14] introduced scattering wavefront sets for investigating singularities at infinity. Analytic wavefront sets are also employed for an investigation of propagation of singularities under Schrödinger equations. They are studied by Robbiano and Zuily [20, 21], Martinez, Nakamura and Sordoni [13].
1.2 Radially homogeneous wavefront sets on manifolds
In the following, contrary to Section 1.1, we employ pseudodifferential operators acting on half-densities. We will briefly describe basic definition and properties on half-densities in Section 4.2.
We recall wavefront sets on manifolds:
Definition 1.1 (Wavefront sets on manifolds).
Let . is a subset of defined as follows: is not in if there exist local coordinate , and such that near , near , and
Next we introduce radially homogeneous wavefront sets, which are introduced by K. Ito and Nakamura [9] to prove a microlocal smoothing effect on scattering manifolds. Before we introduce radially homogeneous wavefront sets on manifolds, we need to equip manifolds with some structure corresponding to the dilation on Euclidean spaces. In this paper, motivated by the fact that the dilation on Euclidean spaces is equivalent to in polar coordinates, we introduce a structure of ends of manifolds:
Assumption 1.2.
Let be the dimension of . We assume that there exist an open subset of , a compact manifold with dimension , and a diffeomorphism . Here . We also assume that is a compact subset of .
The mapping in Assumption 1.2 induces the canonical mapping
(1.1) |
We introduce a class of functions dependent only on angular variables near infinity:
Definition 1.3.
A function is cylindrical if there exist a constant and a function such that for all .
Example.
-
•
All constant functions are cylindrical.
-
•
All are cylindrical by considering .
-
•
The set of all cylindrical functions forms an algebra with respect to the natural sum, multiplication by complex numbers and product.
Throughout this paper, we use the term “polar coordinates” in the following sense:
Definition 1.4.
We call polar coordinates if is a local coordinate of the form where is a local coordinate on .
Now we define radially homogeneous wavefront sets on manifolds.
Definition 1.5 (Radially homogeneous wavefront sets on manifolds).
For , we define as a subset of defined as follows: is not in if there exist
-
•
a polar coordinate ,
-
•
a cylindrical function such that and for large and near with , and
-
•
such that near and
(1.2) |
1.3 Main result
Our subject is a Schrödinger equation for half-densities on manifolds:
(1.3) |
Here is a Hamiltonian of the form
where is the Laplace operator with respect to the Riemannian metric and is a real-valued smooth function with We further assume that
(1.4) |
holds for all multiindices in polar coordinates .
acts on half-densities as
( is the “square root” of the natural volume form associated with the Riemannian metric . We will explain details in Section 4.2.)
We will explain our assumptions concretely in the following, but we emphasize that our setting includes not only the cases of asymptotically conical manifolds, but also those of asymptotically hyperbolic manifolds.
Remark.
We do not assume for some , but the boundedness (1.4) in order to argue in the symbol class (introduced in Section 4.1), which do not allow any growth in spatial direction (). It may be possible to introduce suitable classes of symbols with spatial growth and treat such potentials , we restrict ourselves to the case of bounded potentials for simplicity.
We take suitable polar coordinates such that the vector and the tangent space intersect orthogonally:
Assumption 1.6.
Under Assumption 1.2, the Riemannian metric has the representation
(1.5) |
where is a smooth function and is a metric on dependent smoothly on the radial variable .
We will see in Section A a construction of such diffeomorphism by escape functions, which is a generalization of the function in .
We further assume a compatibility condition of the diffeomorphism and the Riemannian metric . Let be the fiber metric on induced by . More explicitly, if has a local representation
then we define
where is the inverse matrix of and . Furthermore we define
for . is the norm of with respect to the fiber metric on induced by the metric . We define a free Hamiltonian as
(1.6) |
Assumption 1.7.
There exist a function and constants , and such that the following properties hold.
-
(i)
is positive, belongs to class and the inequality
(1.7) holds for all .
-
(ii)
The inequality
(1.8) holds for all .
-
(iii)
The inequality
(1.9) holds for all .
-
(iv)
(Classical analogue of Mourre estimate) The estimate
(1.10) holds for all . Here is the Poisson bracket on :
-
(v)
(Short range conditions) and are at most as .
Example (model manifolds).
Then, for any nontrapping classical orbit () with respect to the free Hamiltonian , the limit
exists under Assumption 1.7. We state this more precisely in Theorem 3.1. We remark that the classical analogue of Mourre estimate (1.10) plays an essential role in a proof of Theorem 3.1. The inequality (1.10) insures that the classical orbit approaches an asymptotic orbit rapidly.
Remark.
It is well known that the inequality
(1.11) |
where
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•
, are self-adjoint operators on an abstract Hilbert space ,
-
•
is a bounded open interval and , is the indicator function of ,
-
•
is a positive constant, and
-
•
is a compact operator on ,
plays an important role in a quantum scattering theory. The inequality (1.11) is called the Mourre estimate [16]. A typical case is , and . The principal symbol of is equal to in polar coordinates, and the principal symbol of is . Thus we can regard (1.10) as a classical analogue of (1.11) with .
The last assumption is a boundedness of quantities related to the metric necessary for applying microlocal analysis.
Assumption 1.8.
For all multiindices with , there exists that the inequalities
and
hold for all .
Now we state our main theorem.
Theorem 1.9.
We emphasize that the proof of the main theorem in the case of asymptotically conical/hyperbolic is unified.
In the case of , (()-dimensional unit sphere) and , we have a relation between radially homogeneous wavefront sets and homogeneous wavefront sets. First we remark a characterization of homogeneous wavefront sets by polar coordinates:
Proposition 1.10.
For , and , the following statements are equivalent.
-
(i)
.
-
(ii)
There exist polar coordinates , cylindrical function with and near the set , and with near such that
(1.12) holds.
We compare symbols in (1.2) and in (1.12). Let us pay attention to the variable. The support of is included in , whereas that of is included in (). In particular, if , then the support of is included in the level set for sufficiently small . Thus we have the following corollary, noting that with :
Corollary 1.11.
Let . We define a homogeneous wavefront set of half-density as that of the function . Then, for , implies where .
We also prove Corollary 1.11 in Section 4.6. Combining Theorem 1.9 and Corollary 1.11, we immediately obtain a propagation of homogeneous wavefront sets on Euclidean spaces:
Corollary 1.12.
Let with the usual Euclidean metric, , and with for all multiindices . Let be a free classical orbit. Then, for and , implies .
There are many studies on Schrödinger equations on manifolds. For example, Schrödinger propagator on scattering manifolds are studied by Hassell and Wunsch [7]. K. Ito and Nakamura [9] generalized the result of [7]. Microlocal analysis on asymptotically hyperbolic spaces are studied by, for instance, Bouclet [1, 2], Sá Barreto [22], Melrose, Sá Barreto and Vasy [15]. Our idea of microlocal analysis in polar coordinates is inspired by Bouclet [1, 2].
We describe outline of proof of the main Theorem 1.9 in Section 2. We reduce the proof of main theorem to three key propositions (Theorem 2.1, Theorem 2.2 and Proposition 2.3) there. In Section 3, we prove the existence of asymptotic angle and momentum . We develop a pseudodifferential calculus necessary for our aim in Section 4. In particular, we prove two of key propositions (Theorem 2.2 and Proposition 2.3) in Section 4.5. Finally, in Section 5, we estimate Heisenberg derivatives of operators constructed in Section 2 and prove the rest key proposition (Theorem 2.1).
Notation. For derivatives, we use notations and multiindices . We also denote . As in the definition (1.1) of , for a diffeomorphism , we denote the canonical mapping associated with by , .
2 Outline of proof
We prove our main theorem by following the argument in Nakamura [17].
We construct symbols connecting wave functions at time and those at time by the following procedure.
Step 1. We take a function such that , and
Since is constant near , belongs to . Take polar coordinates near where . We take sufficiently small constants and and consider
(2.1) |
for sufficiently large . Denote the range of by with a sufficiently large . We pull back by the canonical coordinates induced by and define
(2.2) |
Since the support of are included in , we extend to a smooth function on by defining outside .
Step 2. We take a cutoff function which satisfies and
We define as a solution to a transport equation
(2.3) |
Step 3. We choose positive constants and construct a symbol such that
(2.4) |
by the Borel theorem. We quantize symbols and (the procedure of quantization is in Definition 4.3) and obtain quantized operators and . We define an operator as
(2.5) |
Now we state two key lemmas for the proof of the main theorem (Theorem 1.9). The first lemma states the positivity of the Heisenberg derivative modulo of the time-dependent operator .
Theorem 2.1.
If we take suitable , , and in above construction procedure, then the following statements hold.
-
(i)
and forms a bounded family in .
-
(ii)
For any , the inequality
(2.6) holds uniformly in .
The second lemma states that the operator which appeared in the definition of radially homogeneous wavefront sets (Definition 1.5) is approximated by .
Theorem 2.2.
In addition to the above key lemmas, we state a technical lemma on the wavefront sets in order to describe the proof of the main theorem briefly.
Proposition 2.3.
Let and . If there exists a symbol such that near and , then .
Proof of Theorem 1.9.
. Since by (2.4), we have
(2.8) |
. We set . Since , there exist a polar coordinate , cylindrical cutoff and which satisfy the conditions in Definition 1.5. We put . By Theorem 2.2, we take sufficiently small properly such that . Since by the definition of radially homogeneous wavefront sets (Definition 1.5), we have
(2.9) |
Conclusion. Combining (2.8), (2.7) and (2.9), we have
We recall that is a solution to Hamilton equation with respect to the free Hamiltonian (1.6). Then
In particular for in this case. Thus
Hence is a solution to the initial value problem , . Thus for all . In particular we have . Since flows are families of diffeomorphisms generally, we have near . Hence by Proposition 2.3, we obtain . ∎
3 Classical mechanics
The only purpose of this section is the proof of the existence of asymptotic angle and momentum:
Theorem 3.1.
The proof of Theorem 3.1 is separated to several steps. In the following, is a classical orbit satisfying the assumption of Theorem 3.1.
We record the explicit form of the radial component of the Hamilton equation with respect to the free Hamiltonian (1.6):
(3.1) |
We also note the energy conservation law . The total energy is positive by the nontrapping condition.
Lemma 3.2.
The asymptotic radial momentum exists and equals to .
Proof.
Step 1. We prove that for sufficiently large . The classical Mourre type estimate (1.10) implies
(3.2) |
By , the nontrapping condition and , the right hand side of (3.2) is positive for sufficiently large . Thus for .
We have to find a large such that . Suppose that there exists such that for all . Then the Hamilton equation (3.1) implies
for all . This contradicts to the nontrapping condition . Thus, for any , there exists such that . Hence we obtain for all .
Step 2. We employ the classical Mourre type estimate (1.10) again. For and , we have
by . Thus
(3.3) |
Take an arbitrary small . Since
(3.3) implies
for sufficiently large . This differential inequality shows
for some constant and sufficiently large . Dividing both sides by and taking a infimum limit as , we have
by and as . Since is arbitrary, we can take a limit and obtain . Combining this with and (Assumption 1.7 (v)), we obtain
Lemma 3.3.
We have an asymptotic behavior
(3.4) |
for any .
Proof.
We define . A direct calculation shows that
(3.5) |
A simple calculation shows that classical Mourre estimate (1.10) is equivalent to
(3.6) |
By (3.6), we have
(3.7) |
Here we used the short range condition (Assumption 1.7 (v)). Combining (3.5) and (3.7), we have
(3.8) |
In the following we only consider on the energy surface such that is sufficiently close to . Then (3.8) becomes
(3.9) |
Fix a large . Since is monotonically increasing by (1.7) and
we have the inequality for . Thus (3.9) becomes
Now we substitute . Then we have
for large such that . Note that is monotonically increasing for large by and the Hamilton equation (3.1). Integrating both sides in and substituting , we obtain
Recall . Then we have
(3.10) |
Since by (1.7) and
for , (3.10) becomes
We can replace to since
by the Hamilton equation (3.1) and the Lebesgue dominated convergence theorem. Thus .
The converse inequality is easily proved by the estimate
Proof of Theorem 3.1.
We already proved the existence of the asymptotically radial momentum in Lemma 3.2. Noting the integrability of in and integrating both sides of (3.4), we obtain
In the following we prove the existence of asymptotic angle and angular momentum . Let be the distance function on associated with the Riemannian metric . For , we have
(3.11) |
The angle component of the Hamilton equation is
(3.12) |
which implies
By this relation and the energy conservation law, we have
by (1.8). We apply Lemma 3.3 and obtain
Combining this with , which follows from (1.7), (3.11) becomes
Since by , the integrand is integrable in . Thus
Hence the limit
exists by the completeness of compact Riemannian manifolds.
Finally we consider the component. Take local coordinates near . We take sufficiently large such that is in the coordinate neighborhood for all . In the associated canonical coordinates, we have
Thus
for . Hence the limit exists. We pull back by the canonical coordinates and obtain the asymptotic angular momentum . ∎
4 Pseudodifferential operators on manifolds
4.1 Symbol classes
We first introduce a suitable symbol class for analyzing the symbols defined as (2.5). In order to deduce global properties of pseudodifferential operators ( boundedness for example), we need to control behavior of symbols near infinity ().
Definition 4.1.
Let . A function belongs to if it satisfies the following conditions.
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•
For every local coordinate , the push forward by the induced canonical coordinate belongs to . Here stands for the set of all functions which satisfy
for all compact subsets and all multiindices .
-
•
For any polar coordinate in the end , the push forward by the induced canonical coordinate satisfies
for all , compact subsets with , and all multiindices . Here .
Remark.
We denote the subscript “” in since the symbol in can be regarded as a natural symbol class on with a cylindrical metric .
It is useful to introduce a terminology for describing supports of symbols up to . We define it following [8].
Definition 4.2.
An -dependent symbol satisfies modulo if there exists a possibly -dependent symbol such that and .
We explain a motivation to consider the support modulo and also recall facts on a symbol calculus on Euclidean spaces. Let be the Kohn-Nirenberg symbol class
Similarly to Definition 4.2, we call modulo for if there exists a symbol such that and . What to recall are the composition of symbols and the changing variables.
Composition of symbols. For and , we can calculate a symbol such that
and
for any integer (see Theorem 9.5 in [25]). Each term
is supported in . Thus if we define a symbol as an asymptotic sum
by the Borel theorem, then and . Hence we have modulo .
Changing variables. For a suitable diffeomorphism and a symbol , we have
for some symbol which has an asymptotic expansion
and
and for all . This implies modulo . Here if and only if
Furthermore, since we consider pseudodifferential operators acting on half-densities (we will explain them in Section 4.2), we have . Thus
For more details, see Theorem 9.9 and Theorem 9.10 in [25] or Proposition E.10 in [6].
4.2 Pseudodifferential operators acting on half-densities
Before definition of pseudodifferential operators, we recall basic facts on half-densities on manifolds. For a manifold , a line bundle is defined as follows and call sections of the line bundle half-densities of :
Fiber. A fiber is a complex vector space spanned by functions of the form
Local trivialization. Each local coordinates on induces a local line bundle isomorphism
. We denote the space of all smooth compactly supported half-densities by .
We employ two manipulations for half-densities.
Inner product. Similarly to the definition of integration of differential forms, we define
(4.1) |
Here
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•
is a locally finite atlas;
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is a partition of unity subordinate to ;
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•
and in are compactly supported half-densities.
(4.1) is independent of the choice of an atlas and a partition of unity. The inner product (4.1) induces an -norm . We define as the completion of with respect to the norm .
Pull back. For a smooth map , we define a pull back for as
for and . If locally, then
All pull back manipulations by diffeomorphisms are unitary operators with respect to the inner product (4.1).
If be a diffeomorphism, then we define a push forward of half-densities as .
4.3 Properties of pseudodifferential operators
For the definition of a quantization procedure, we take a finite atlas on as below.
-
1.
We cover the compact subset by finite atlas . Here , and .
-
2.
We cover the compact manifold by finite atlas . Here , and . We set , and .
-
3.
We define (assuming that ).
Furthermore, we take a partition of unity subordinate to such that the following statements hold.
-
•
For , .
-
•
For , is a cylindrical function (see Definition 1.3) with .
-
•
.
In the following we fix the atlas and the partition of unity .
Definition 4.3 ((Non-canonical) quantization).
We fix cylindrical functions with and near . For a symbol and a function , we define a quantization as
(4.2) |
Here pseudodifferential operators acting on half-densities on Euclidean spaces are defined as
Examples which we keep in mind are the quantization of polynomials in momentum variables. In polar coordinates, the quantization of polynomials in is a sum of with bounded in the sense that
Remark.
If is a Riemannian manifold and are local coordinates, then is
Here is defined by the relation . The difference between pseudodifferential operators acting on half-densities and those acting on functions is the existence of the factor .
We employ composition and commutator of pseudodifferential operators, boundedness on the space and the sharp Gårding inequality in proof of the main theorem.
Theorem 4.4.
Let . For , , the following statements hold.
-
1.
The composition is represented by some symbol as
(4.3) The symbol satisfies mod .
-
2.
In particular, the commutator is represented by some as
(4.4) The symbol satisfies mod .
Remark.
Theorem 4.5.
For any symbol , the operator is bounded on .
Furthermore, if the symbol also depends on some parameter and are uniformly bounded in , then the operator norm is uniformly bounded with respect to .
Proof.
Theorem 4.6 (Sharp Gårding inequality).
For every with , there exists a real symbol such that the inequality
(4.5) |
holds and mod .
Furthermore, if the symbol also depends on some parameter and are uniformly bounded in , then the in (4.5), and the symbol itself are uniformly bounded with respect to .
In order to treat in (2.6), we represent the semiclassical Laplacian
as a pseudodifferential operator:
Theorem 4.7.
We have
where is defined as
, are defined on as
Furthermore, belongs to the symbol class .
Proof.
We decompose into
(4.6) |
Remark.
depends on choices of atlas on .
4.4 Proof of Theorem 4.4 and Theorem 4.6
It is useful to introduce a notation of pseudodifferential operators associated with locally defined symbols.
Definition 4.8.
For and , we define
The operators in Definition 4.8 are represented by a quantization of globally defined symbols.
Lemma 4.9.
Assume that symbols satisfy for all , where is the natural projection. Then there exists such that
(4.8) |
This symbol satisfies modulo where
Furthermore, if the symbols also depend on some parameter and are uniformly bounded in , then the in (4.8) are uniformly bounded with respect to .
Proof.
The explicit form of is
(4.9) |
by changing variables of pseudodifferential operators and the assumption . Here has an asymptotic expansion
with .
We repeat the same argument for . If we set
then we have
(4.10) |
Here has an asymptotic expansion
with .
We repeat this argument and construct such that
for all , where has an asymptotic expansion
with .
The desired symbol is defined as an asymptotic expansion
by Borel’s theorem. ∎
Proof of Theorem 4.4.
For We decompose into
(4.11) |
where
(4.12) |
and
(4.13) |
Take cylindrical functions such that and near .
We treat . In local coordinates,
Thus
(4.14) |
Here satisfies modulo .
We calculate and respectively.
Calculation of . We apply the changing variables for Weyl quantization acting on half densities to and obtain
(4.15) |
where
and satisfies modulo .
Hence by (4.14), we have
(4.16) |
Here satisfies modulo . For fixed , we sum (4.16) over such that and obtain
(4.17) |
Here .
Since , we can find a symbol which satisfies
and modulo . Hence (4.17) becomes
Summing up this over and obtain
(4.18) |
Since the support of and is included in , we can apply Lemma 4.9 for (4.18) and find a symbol which satisfies
modulo and
Thus (4.18) becomes
(4.19) |
Calculation of . It is enough to calculate the principal term of in (4.14) since has a coefficient . By changing variables of the Weyl quantization acting on half-densities, we have
Hence
satisfies modulo . We sum them up over such that . Then the terms including vanish and we obtain
(4.20) |
where . The sum of (4.20) over is
(4.21) |
Since , we can apply Lemma 4.9 and find a symbol which satisfies
and modulo . Hence (4.21) becomes
(4.22) |
Next we prove the sharp Gårding inequality (Theorem 4.6). We begin with the case of Euclidean spaces.
Theorem 4.10 (Sharp Gårding inequality on Euclidean spaces).
For all with , there exists a symbol such that the following statements hold:
-
•
The inequality
(4.24) holds.
-
•
modulo .
Furthermore, if the symbol also depends on some parameter and are uniformly bounded in , then the symbol itself are uniformly bounded with respect to .
For investigation of the support of in (4.10), we recall the FBI transform and its fundamental properties.
Proposition 4.11.
We define an FBI transform of as
Then the following statements hold.
-
(i)
is continuously extended to a linear isometry from to .
-
(ii)
For , we define
Then and
(4.25) Here is the multiplication operator by .
Remark.
is so-called anti-Wick quantization of the symbol .
Proof.
Proof of Theorem 4.10.
We define a symbol as
Then by , we have
By a calculation by the Taylor theorem, we obtain
Thus
This implies modulo .
4.5 Non-canonical quantization and (radially homogeneous) wavefront sets
In this section we prove Theorem 2.2 and Proposition 2.3. As a preparation, we prove a lemma on the relation between a quantization of locally defined symbols and the quantization procedure .
Lemma 4.12.
Let be polar coordinates on and be a cylindrical function supported in . Then, for a symbol , there exists which satisfies
and has an asymptotic expansion
with and .
Proof.
We calculate the composition
Here has an asymptotic expansion
with and . We decompose into
(4.27) |
By the changing variables of pseudodifferential operators and , we have
(4.28) |
where and has an asymptotic expansion
with . Substituting (4.28) to (4.27), we obtain
(4.29) |
Since the support of is included in , we can apply Lemma 4.9 for (4.29) and obtain a symbol which satisfies
and has an asymptotic expansion
with and . ∎
Proof of Theorem 2.2.
4.6 Radially homogeneous wavefront sets and homogeneous wavefront sets
Proof of Proposition 1.10.
(i) (ii). Assume that . By definition of homogeneous wavefront sets, there exists a symbol such that near and . We can assume that for small conic neighborhood of . Let be polar coordinates. Take a cylindrical function such that and near . Then, by the changing variables of pseudodifferential operators (see Section 4.1), we have
(4.32) |
where satisfies
(4.33) |
modulo . Here we employed the explicit form of :
(4.34) |
where , is an embedding into the -dimensional sphere and is the inverse matrix of the positive definite symmetric matrix (equal to the metric tensor on the sphere).
We set . Since near , we can take a symbol such that near the set
Then
Thus (4.32) implies
(4.35) |
Since
(4.35) becomes
Hence, since , we have
(ii) (i). We take polar coordinates , cylindrical function and as in the statement (ii). Take a cylindrical function such that and near . By the changing variables of pseudodifferential operators, we have
(4.36) |
where satisfies
(4.37) |
modulo by (4.34). Thus we can take a symbol such that near . Then
Thus (4.37) implies
(4.38) |
Since
(4.38) becomes
Hence, since , we have
Proof of Corollary 1.11.
Assume that and , where . By Proposition 1.10, there exist polar coordinates , cylindrical function with and near the set , and with near such that
(4.39) |
holds.
Since , the symbol is identically equals to 1 near . Thus we can take a symbol such that near the set
Then
for sufficiently small . Thus (4.39) implies
5 Estimates for Heisenberg derivatives
5.1 Estimates for symbols
Lemma 5.1.
For all multiindices , the estimates
hold.
Remark.
We will only use the boundedness of derivatives of , and the decay is not necessary for a proof of our main theorem. However, since on the support of , Lemma 5.1 states that and .
Proof.
By the Leibnitz rule, it is enough to estimate each and their derivatives respectively.
Estimate of . A direct calculation shows that
The time derivative of is
The derivatives of the first term is estimated as
(5.1) |
by the Hamilton equation (3.1) and the boundedness of insured by Theorem 3.1. The second term of (5.1) is written as
where . Thus a similar estimate to (5.1) shows that
Hence if , then .
Estimate of . A similar estimate to shows
The time derivative of is
(5.2) |
We set . Then we have
by the Hamilton equation (3.12). We apply the boundedness of with respect to the fiber metric by Theorem 3.1 and by (1.7) and (1.8). Then we obtain
For the second term of (5.2), if we set , then
Hence the derivative of (5.2) is estimated as .
Estimate of . By the same procedure as the estimate of , we have (, ).
Estimate of . We have by the same procedure as the estimate of . The derivative is
(5.3) |
The derivative of the first term is estimated as
By the angular momentum component of Hamilton equations
(5.4) |
and by Theorem 3.1, we obtain
The derivatives of the second term in (5.3) are estimated as
Hence the derivatives of (5.3) are estimated as . ∎
Next we prove the positivity and an decay as of the Lagrange derivative . Both of them play a crucial role in estimates of Heisenberg derivatives in the proof of Theorem 5.3.
Lemma 5.2.
Proof.
As in the proof of Lemma 5.1, we estimate each respectively. We also borrow following functions from the proof of Lemma 5.1:
. We have
(5.5) | |||
(5.6) |
Here . We recall the short range condition (Assumption 1.7 (v)). Since and on the support of , we have
and thus, by (5.5),
derivatives are estimated as
by (5.6).
. By the Hamilton equation (3.12), we have
(5.7) | |||
(5.8) |
Since , and on the support of , we obtain the following inequality from (5.7):
and thus
Here we introduced a shorthand notation . We employ the estimates of classical orbits , by Theorem 3.1, by (1.7) and the assumption , and we obtain
Furthermore we have
by differentiating (5.8).
. We have
As in the estimate of , on the support of , we have the estimate
by Assumption 1.8 and thus
and
5.2 Proof of Theorem 2.1
We prove Theorem 2.1 in this section.
Theorem 5.3.
There exist constants such that, if we set
for , then the inequality
(5.9) |
holds for all uniformly in .
Proof.
Step 1. We first prove the existence of a real symbol which satisfies
(5.10) |
and has an asymptotic expansion
(5.11) |
with .
By the Leibnitz rule, we have
We employ Theorem 4.4 and Theorem 4.7, and we take a symbol which satisfies
and has an asymptotic expansion
with . Since and , we apply Theorem 4.6 and obtain
where has an asymptotic expansion
Step 2. We secondly prove that, if we take a sufficiently large constant and set , then we have
(5.12) |
where has an asymptotic expansion
(5.13) |
with .
The left hand side of (5.12) is equal to
The first term is estimated by (5.10). Since and by Lemma 5.2, we apply Theorem 4.6 for the second term and obtain a symbol which satisfies
and has an asymptotic expansion
with . Hence we have
(5.14) |
Since mod by (5.11) and near , we can take a constant such that
(5.15) |
where has an asymptotic expansion
with . We set . Then (5.14) and (5.15) implies (5.12) and (5.13) with .
Step 3. We repeat the procedure in Step 2 and obtain positive constants and such that, if we set
then
and has an asymptotic expansion
with . In particular, since is uniformly bounded in and , we obtain the desired inequality (5.9). ∎
Appendix A Escape functions
In this appendix, we construct a diffeomorphism in Assumption 1.2 by employing an escape function. In this paper, we employ the terminology “escape function” in the following sense.
Definition A.1.
A continuous function on is an escape function if
-
(i)
;
-
(ii)
the preimage is compact for all ;
-
(iii)
is in and for all . Here .
We set and .
Let be a Riemannian metric on and be an escape function on . Then has a natural orthogonal decomposition into radial variable and angular variable:
Proposition A.2.
Let be an escape function and be a Riemannian metric on . We set and as in Definition A.1. Then the vector field generates the flow on with the following properties.
-
(i)
for .
-
(ii)
The mapping
(A.1) is a diffeomorphism with the inverse function
-
(iii)
The decomposition induced by (A.1) is orthogonal.
Proof.
If we prove that the vector field generates the flow , then the properties from (i) to (iii) are proved easily.
(i) The definition of implies
Thus
(ii) The smoothness and the form of inverse mapping are obvious from the definition of .
(iii) If and , then
by the fact that gradient vectors intersect level sets orthogonally.
Thus the problem is that the integral curve is defined for all .
Fix and consider the set
If one prove
-
(a)
,
-
(b)
that is an open subset of and
-
(c)
that is a closed subset of ,
then by the connectedness of .
(a) By the existence of the solutions to ordinary differential equations and near , there exists an integral curve of with initial point . Thus .
(b) Let . Then there exists an integral curve of with the initial point . Since , the vector field can be defined near . Thus there exists an integral curve () of with the initial point . Since () by the uniqueness of solutions to ordinary differential equations, we can extend to
This is an integral curve of defined for with the initial point . Hence .
(c) It is enough to prove that if is an integral curve of , then the limit exists. We denote by the distance associated with the Riemannian metric . Since
for by the definition of the distance, the compactness of implies the existence of the limit . We have since
for and thus
Hence . ∎
Acknowledgements
The author thanks Professor Kenichi Ito, Professor Shu Nakamura and Professor Kouichi Taira for valuable discussion and advice.
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