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Projective varieties with nef tangent bundle in positive characteristic

Akihiro Kanemitsu Department of Mathematics, Graduate school of Science, Kyoto University, Kyoto 606-8502, Japan [email protected]  and  Kiwamu Watanabe Department of Mathematics, Faculty of Science and Engineering, Chuo University. 1-13-27 Kasuga, Bunkyo-ku, Tokyo 112-8551, Japan [email protected]
Abstract.

Let XX be a smooth projective variety defined over an algebraically closed field of positive characteristic pp whose tangent bundle is nef. We prove that XX admits a smooth morphism XMX\to M such that the fibers are Fano varieties with nef tangent bundle and TMT_{M} is numerically flat. We also prove that extremal contractions exist as smooth morphisms.

As an application, we prove that, if the Frobenius morphism can be lifted modulo p2p^{2}, then XX admits, up to a finite étale Galois cover, a smooth morphism onto an ordinary abelian variety whose fibers are products of projective spaces.

2010 Mathematics Subject Classification:
14J40, 14J45, 14M17.
The first author is a JSPS Research Fellow and supported by the Grant-in-Aid for JSPS fellows (JSPS KAKENHI Grant Number 18J00681).
The second author is partially supported by JSPS KAKENHI Grant Number 17K14153, the Sumitomo Foundation Grant Number 190170 and Inamori Research Grants.

1. Introduction

1.1. Positivity of tangent bundles

Given a variety XX, there naturally exists an object TXT_{X}, called the tangent bundle or the tangent sheaf of XX, which approximates XX linearly. Thus the property of TXT_{X} reflects the geometry of XX, and conversely the (biregular) geometry of XX is restricted when a strong condition is supposed on TXT_{X}. For example, celebrated Mori’s proof of the Hartshorne conjecture says that the positivity of tangent bundle actually determines the isomorphic class of the variety XX in question; a smooth projective variety XX over an arbitrary algebraically closed field is isomorphic to a projective space n\mathbb{P}^{n} if and only if the tangent bundle satisfies the positivity condition called ample [Mor79]. This characterization of projective spaces is the algebro-geometric counter-part of the Frankel conjecture in complex geometry, which has been proved by [SY80].

Once this kind of characterization has been established, there are several attempts to generalize this type of results by posing weak positivity conditions on tangent bundles. For example, over the field of complex numbers \mathbb{C}, Campana and Peternell started the study of projective varieties satisfying a numerical semipositivity condition, called nef (see Section 2 for the definition). Philosophically, if the tangent bundle is semipositive, then the variety is expected to decompose into the “positive” part and the “flat” part. Moreover the geometry of these two extremal cases is considered to be describable well. Indeed, after the series of papers by Campana and Peternell [CP91, CP93], this type of decomposition has been accomplished by Demailly-Peternell-Schneider:

Theorem 1.1 ([DPS94, Main theorem], //\mathbb{C}).

If the tangent bundle of a complex projective manifold XX is nef, then, up to an étale cover, the variety XX admits a fibration over an abelian variety whose fibers are Fano varieties (varieties with ample anti-canonical divisor KX-K_{X}).

This decomposition theorem reduces the study of varieties with nef tangent bundles to that of Fano varieties. Conjecturally Fano varieties with nef tangent bundles are rational homogeneous varieties G/PG/P, where GG is a semisimple algebraic group and PP is a parabolic group (Campana-Peternell conjecture [CP91, 11.2]).

Main tools to study Fano varieties are the theory of rational curves and Mori’s theory of extremal rays. From the view point of Mori’s theory, rational homogeneous spaces G/PG/P share an important feature that their contractions are always smooth. In the same paper [DPS94], Demailly-Peternell-Schneider also studied varieties with nef tangent bundle in view of Mori’s theory, and showed the following fundamental structure theorem:

Theorem 1.2 ([DPS94, Theorem 5.2] and [SCW04, Theorem 4.4], //\mathbb{C}).

Let XX be a smooth complex projective variety and assume that TXT_{X} is nef. Then any KXK_{X}-negative extremal contraction f:XYf\colon X\to Y is smooth.

This smoothness theorem is a kind of evidence for the validity of the Campana-Peternell conjecture. In fact, it plays an important role in the course of partial proofs of the Campana-Peternell conjecture [CP91, CP93, Mok02, Hwa06, Wat14, Wat15, Kan16, Kan17, MOSCW15, SCW04]. We also refer the reader to [MOSC+15] for an account of the Campana-Peternell conjecture.

The purpose of this paper is to establish this type of decomposition theorem and also to study the structure theorem of varieties with nef tangent bundle in positive characteristic. In the rest of this section, kk denotes an algebraically closed field of positive characteristic p>0p>0, and XX is a smooth projective variety defined over kk.

1.2. Rational curves on varieties with nef tangent bundle

To establish the decomposition theorem, we need to distinguish the “KXK_{X}-negative” part and “KXK_{X}-trivial” part. As is well-known, there are no rational curves on an abelian variety AA, i.e. there are no nontrivial morphisms 1A\mathbb{P}^{1}\to A. On the other hand, there exists a rational curve on any Fano variety XX [Mor79, Theorem 5]. Moreover, there are enough many rational curves so that any two points on XX can be connected by a chain of rational curves (Fano varieties are rationally chain connected) [Cam92], [KMM92a, Theorem 3.3]. In characteristic zero, rational chain connectedness of XX in turn implies that there exists a highly unobstructed rational curve 1X\mathbb{P}^{1}\to X called very free rational curve, whose existence is equivalent to a more strong rational connectedness notion, called separable rational connectedness of XX [KMM92b, Theorem 2.1] (see also Definition 3.1).

The first theorem of this article asserts that, if TXT_{X} is nef, then the same also holds in positive characteristic:

Theorem 1.3 (RCC \implies SRC).

Let XX be a smooth projective variety over kk and assume that TXT_{X} is nef. If XX is rationally chain connected, then XX is separably rationally connected.

Thus, if XX is RCC, then XX contains a very free rational curve, which is a highly unobstructed object. By [Deb03, Corollaire 3.6], [She10, Corollary 5.3], [BDS13], [Gou14], we have the next corollary:

Corollary 1.4.

Let XX be a smooth projective variety over kk and assume that TXT_{X} is nef. If XX is rationally chain connected, then the following hold:

  1. (1)

    XX is algebraically simply connected;

  2. (2)

    H1(X,𝒪X)=0H^{1}(X,\mathcal{O}_{X})=0;

  3. (3)

    every numerically flat vector bundle on XX is trivial.

1.3. Contractions of extremal rays

Once the above theorems on rational curves are well-established, one can conduct a detailed study of varieties with nef tangent bundle in view of Mori theory. Recall that, over arbitrary algebraically closed field kk, Mori’s cone theorem holds [Mor82]. Namely, the Kleiman-Mori cone NE¯(X)\overline{\operatorname{NE}}(X) is locally polyhedral in KXK_{X}-negative side and thus it decomposes as follows:

NE¯(X)=NE¯KX0+Ri,\overline{\operatorname{NE}}(X)=\overline{\operatorname{NE}}_{K_{X}\geq 0}+\sum R_{i},

where Ri=0[Ci]R_{i}=\mathbb{R}_{\geq 0}[C_{i}] are KXK_{X}-negative extremal rays, each of which is spanned by a class of a rational curve CiC_{i}. Note that, in characteristic zero, each extremal ray is realized in a geometrical way, i.e. there exists the contraction of each extremal ray RR (see e.g. [KM98]), while the existence of extremal contractions is widely open in positive characteristic. The following theorem asserts that, if TXT_{X} is nef, then the contraction of an extremal ray exists and, in fact, it is smooth:

Theorem 1.5 (Existence and smoothness of contractions).

Let XX be a smooth projective variety over kk and assume that TXT_{X} is nef.

Let RNE¯(X)R\subset\overline{\operatorname{NE}}(X) be a KXK_{X}-negative extremal ray. Then the contraction f:XYf\colon X\to Y of RR exists and the following hold:

  1. (1)

    ff is smooth;

  2. (2)

    any fiber FF of ff is an SRC Fano variety with nef tangent bundle.

  3. (3)

    TYT_{Y} is again nef.

See also Corollary 6.1 for contractions of extremal faces.

1.4. Decomposition theorem

In characteristic zero, a projective variety XX with nef tangent bundle admits the Demailly-Peternell-Schneider decomposition (Theorem 1.1). In fact XX itself admits a smooth Fano fibration φ:XM\varphi\colon X\to M over a projective variety MM with numerically flat tangent bundle TMT_{M}. Thus this morphism φ\varphi contracts any rational curve on XX to a point. Hence this morphism is the maximally rationally connected fibration (MRC fibration) [Cam92], [KMM92b]. Therefore the decomposition is obtained by considering the MRC fibration of XX. One can expect that a similar picture also holds in positive characteristic. Note that, in positive characteristic, due to the absence of generic smoothness, the MRC fibration is not an appropriate object. The substitute of such a fibration is the maximally rationally chain connected fibration (MRCC fibration) [Kol96, Chapter IV, Section 5]. The following theorem ensures that each fiber of the MRCC fibration is a Fano variety:

Theorem 1.6 (RCC \implies Fano).

Let XX be a smooth projective variety over kk and assume that TXT_{X} is nef. If XX is rationally chain connected, then XX is a smooth Fano variety. Moreover, the Kleiman-Mori cone NE(X)\operatorname{NE}(X) of XX is simplicial.

In fact, the above assertion also holds in relative settings (see Theorem 5.3).

By combining the above theorems we can obtain the decomposition theorem of varieties with nef tangent bundle:

Theorem 1.7 (Decomposition theorem).

Let XX be a smooth projective variety over kk and assume that TXT_{X} is nef. Then XX admits a smooth contraction φ:XM\varphi\colon X\to M such that

  1. (1)

    φ\varphi is the MRCC fibration of XX;

  2. (2)

    any fiber of φ\varphi is a smooth SRC Fano variety with nef tangent bundle;

  3. (3)

    TMT_{M} is numerically flat.

1.5. Questions

The above decomposition theorem reduces the study of varieties with nef tangent bundle to two cases (the Fano case and the KXK_{X}-trivial case). The following suggests the possible structures of varieties in these two cases:

Question 1.8 ([CP91, Conjecture 11.1], [Wat17, Question 1]).

Let XX be a smooth projective variety over kk and assume TXT_{X} is nef.

  1. (1)

    If XX is a Fano variety, then is XX a homogeneous space G/PG/P, where GG is a semisimple algebraic group and PP is a parabolic subgroup?

  2. (2)

    If KX0K_{X}\equiv 0 or, equivalently, TXT_{X} is numerically flat, then is XX an étale quotient of an abelian variety?

Note that, in characteristic zero, the second assertion is true by virtue of the Beauville-Bogomolov decomposition, which is studied intensively in characteristic positive [PZ20], but is still open. See also [Wat17, MS87] for partial answers on the above question.

1.6. Application

In the last part of this paper, we will apply our study of varieties with nef tangent bundle to the study of FF-liftable varieties. A smooth projective variety XX (over an algebraically closed field of positive characteristic) is said to be FF-liftable, if it lifts modulo p2p^{2} with the Frobenius morphism (see Definition 7.1 for the precise definition). Natural examples of FF-liftable varieties are toric varieties and ordinary abelian varieties. Conversely, any FF-liftable variety is expected to decompose into these two types of varieties:

Conjecture 1.9 ([AWZ17, Conjecture 1]).

Let ZZ be an FF-liftable variety. Then there exists a finite Galois cover f:YZf\colon Y\to Z such that the Albanese morphism αY:YAlb(Y)\alpha_{Y}\colon Y\to\operatorname{Alb}(Y) is a toric fibration.

This conjecture is confirmed in a case: In [BTLM97] and [AWZ17], the case of homogeneous varieties was solved. In fact, in [AWZ17, Proposition 6.3.2], the conjecture is checked when XX is a Fano manifold with nef tangent bundle whose Picard number is one. Here we apply our study to show that the conjecture holds under a more general situation that TXT_{X} is nef:

Theorem 1.10 (FF-liftable varieties with nef tangent bundle).

If XX is FF-liftable and TXT_{X} is nef, then there exists a finite étale Galois cover f:YXf\colon Y\to X such that the Albanese morphism αY:YAlb(Y)\alpha_{Y}\colon Y\to\operatorname{Alb}(Y) is a smooth morphism onto an ordinary abelian variety whose fibers are products of projective spaces.

1.7. Outline of the paper

This article is organized as follows: In Section 2, we provide a preliminaries on nef vector bundles, and recall some basic properties on nef vector bundles.

In Section 3, we study the separable rational connectedness of varieties with nef tangent bundle and prove Theorem 1.3. The main ingredient of the proof is Shen’s theorem that provides a relation between separable rational connectedness and foliations in positive characteristic [She10]. By using this relation, we construct a purely inseparable finite morphism XYX\to Y (if XX is RCC) such that YY also has nef tangent bundle and is SRC. If X≄YX\not\simeq Y, then we can find a nowhere vanishing vector field DD on YY and moreover, by choosing DD suitably, we can construct an action of the group scheme G=μpG=\mu_{p} or αp\alpha_{p} on YY without fixed points. Then, by following Kollár’s proof of simple connectedness of SRC varieties [Deb03, Corollaire 3.6], we will have a contradiction and hence XX itself is SRC.

In Section 4, we study extremal contractions on varieties with nef tangent bundle and prove Theorem 1.5. Theorem 1.5 essentially follows from the arguments of [Kan18, Theorem 2.2] and [SCW04, Lemma 4.12], while there are some problems to adapt these arguments in our case. The most major issue is due to pathological phenomena in positive characteristic. We overcome this issue by using Theorem 1.3.

In Section 5, we will prove Theorem 1.6. In fact, we will study the relative Kleiman mori cone NE(X/Y)\operatorname{NE}(X/Y) of a contraction f:XYf\colon X\to Y with RCC fibers. The main theorem of this section is Theorem 5.3, which proves that the cone NE(X/Y)\operatorname{NE}(X/Y) is simplicial cone spanned by KXK_{X}-negative extremal rays. The proof essentially goes as that of [Wat20, Proof of Theorem 4.16].

In Section 6, we prove Theorem 1.7, which easily follows from the theorems in previous sections.

In the last section, we study the case where XX is FF-liftable and prove Theorem 1.10.

Conventions

Throughout this paper, we work over an algebraically closed field kk of characteristic p>0p>0. We use standard notations and conventions as in [Har77], [Kol96], [KM98] and [Deb01]:

  • Unless otherwise stated, a point means a closed point and a fiber means a fiber over a closed point.

  • A rational curve on a variety XX is a nonconstant morphism f:1Xf\colon\mathbb{P}^{1}\to X or, by an abuse of notation, its image f(1)Xf(\mathbb{P}^{1})\subset X.

  • A contraction f:XYf\colon X\to Y is a projective morphism of varieties such that f𝒪X=𝒪Yf_{*}\mathcal{O}_{X}=\mathcal{O}_{Y}.

  • For a contraction f:XYf\colon X\to Y, we denote by N1(X/Y)N_{1}(X/Y) the \mathbb{R}-vector space of the numerical equivalence classes of relative 11-cycles. The cone of relative effective 11-cycles NE(X/Y)N1(X/Y)\operatorname{NE}(X/Y)\subset N_{1}(X/Y) is the semi-subgroup generated by the classes of effective 11-cycles. The closure NE¯(X/Y)\overline{\operatorname{NE}}(X/Y) is called the relative Kleiman-Mori cone.

  • For a contraction XYX\to Y, the relative Picard number ρ(X/Y)\rho(X/Y) is the rank of N1(X/Y)N_{1}(X/Y).

  • For a contraction f:XYf\colon X\to Y, N1(X/Y)N^{1}(X/Y) is the \mathbb{R}-vector space generated by the ff-numerical equivalence classes of Cartier divisors. Note that N1(X/Y)N^{1}(X/Y) and N1(X/Y)N_{1}(X/Y) are finite dimensional vector spaces, which are dual to each other.

  • If Y=SpeckY=\operatorname{Spec}k, then we will use N1(X)N_{1}(X), NE(X)\operatorname{NE}(X), ρ(X)\rho(X), N1(X)N^{1}(X) instead of N1(X/Y)N_{1}(X/Y), NE(X/Y)\operatorname{NE}(X/Y), ρ(X/Y)\rho(X/Y), N1(X/Y)N^{1}(X/Y).

  • For a smooth projective variety SS, a smooth SS-fibration is a smooth morphism between varieties whose closed fibers are isomorphic to SS.

  • \mathcal{E}^{\vee} is the dual vector bundle of a vector bundle \mathcal{E}.

  • ()\mathbb{P}(\mathcal{E}) is the Grothendieck projectivization Proj(Sym)\operatorname{Proj}(\operatorname{Sym}\mathcal{E}) of a vector bundle \mathcal{E}.

  • A subsheaf \mathcal{F}\subset\mathcal{E} of a locally free sheaf \mathcal{E} is called a subbundle if the quotient bundle /\mathcal{E}/\mathcal{F} is a locally free sheaf.

  • For a projective variety XX, we denote by FXF_{X} the absolute Frobenius morphism XXX\to X.

Note that a contraction, if it exists, is uniquely determined by NE(X/Y)N1(X)\operatorname{NE}(X/Y)\subset N_{1}(X). A contraction of a KXK_{X}-negative extremal ray RR is, by definition, a contraction f:XYf\colon X\to Y such that ρ(X/Y)=1\rho(X/Y)=1 and RNE(X/Y)N1(X/Y)KX0R\coloneqq\operatorname{NE}(X/Y)\subset N_{1}(X/Y)_{K_{X}\leq 0}.

Furthermore we use standard terminology on families of rational curves. For example,

  • RatCurvesn(X)\operatorname{RatCurves}^{n}(X) is the scheme that parametrizes rational curves on XX, and a family of rational curves is an irreducible component \mathcal{M} of the scheme RatCurvesn(X)\operatorname{RatCurves}^{n}(X).

  • For a family \mathcal{M} of rational curves, there exists the following diagram:

    𝒰\textstyle{\mathcal{U}\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces}p\scriptstyle{p}q\scriptstyle{q}X\textstyle{X},\textstyle{\mathcal{M},}

    where

    • pp is a smooth 1\mathbb{P}^{1}-fibration, which corresponds to the universal family;

    • qq is the evaluation map.

    Thus a point mm\in\mathcal{M} corresponds to a rational curve q|p1(m):p1(m)1Xq|_{p^{-1}(m)}\colon p^{-1}(m)\simeq\mathbb{P}^{1}\to X.

  • A family \mathcal{M} of rational curves is called unsplit if it is projective.

For the details of the constructions of these spaces and for basic properties, we refer the reader to [Kol96, Chapter II, Section 2] and also to [Mor79].

Acknowledgements.

The content of this article was firstly planned as a collaborative work of these authors with Doctor Sho Ejiri, who has refrained from being listed as a coauthor for the reason that he did not think his contribution was enough. Nevertheless we are greatly indebted to him for sharing ideas and discussing about the subject, especially about the case of numerically flat tangent bundles and about the Frobenius splitting methods; we wish to express our sincere gratitude to him.

The first author would like to thank Doctor Tatsuro Kawakami for helpful discussions.

2. Preliminaries

2.1. Nef vector bundles

We collect some facts on nef vector bundles.

Let \mathcal{E} be a vector bundle on a smooth projective variety XX. Then the bundle \mathcal{E} is called nef if the relative tautological divisor 𝒪()(1)\mathcal{O}_{\mathbb{P}(\mathcal{E})}(1) is nef. By the definition, we see that any quotient bundle of a nef vector bundle is again nef. Also we see that, for a morphism f:YXf\colon Y\to X from a projective variety YY, the pullback ff^{*}\mathcal{E} is nef if \mathcal{E} is nef, and the converse holds if ff is surjective. A vector bundle \mathcal{E} is called numerically flat if \mathcal{E} and its dual \mathcal{E}^{\vee} are nef.

Note that, by [Bar71, Proposition 3.5], the tensor product of two nef vector bundles are nef again. In particular, if \mathcal{E} is nef, then the exterior products of \mathcal{E} are also nef.

By the same argument as in the case of characteristic zero (cf. [Laz04, Theorem 6.2.12] and [CP91, Proposition 1.2]), we have the following:

Proposition 2.1 (Nef vector bundles).

Let \mathcal{E} be a vector bundle on a smooth projective variety XX. We have the following:

  1. (1)

    \mathcal{E} is numerically flat if and only if both \mathcal{E} and det\det\mathcal{E}^{\vee} are nef.

  2. (2)

    Let 0𝒢00\to\mathcal{F}\to\mathcal{E}\to\mathcal{G}\to 0 be an exact sequence of vector bundles. Assume that \mathcal{F} and 𝒢\mathcal{G} are nef. Then \mathcal{E} is also nef.

    Conversely, if \mathcal{E} is nef and c1(𝒢)0c_{1}(\mathcal{G})\equiv 0, then \mathcal{F} is nef.

  3. (3)

    Assume \mathcal{E} is nef. If \mathcal{L}\to\mathcal{E}^{\vee} is a non-trivial morphism from a numerically trivial line bundle, then \mathcal{L} defines a subbundle of \mathcal{E}^{\vee}.

Lemma 2.2 (Numerically flat quotient bundles).

Let \mathcal{E} be a nef vector bundle on a smooth projective variety, and 𝒬\mathcal{Q} a torsion free quotient of \mathcal{E} such that c1(𝒬)0c_{1}(\mathcal{Q})\equiv 0. Then 𝒬\mathcal{Q} is a numerically flat vector bundle. Moreover the kernel of 𝒬\mathcal{E}\to\mathcal{Q} is a nef vector bundle.

Proof.

Consider the dual map 𝒬\mathcal{Q}^{\vee}\to\mathcal{E}^{\vee}. Then the map det(𝒬)rank𝒬\det(\mathcal{Q}^{\vee})\to\bigwedge^{\operatorname{rank}\mathcal{Q}}\mathcal{E}^{\vee} is a bundle injection by Proposition 2.1 (3). Then, by [DPS94, Lemma 1.20], the sheaf 𝒬\mathcal{Q}^{\vee} is a subbundle of \mathcal{E}^{\vee}. Hence the composite 𝒬𝒬\mathcal{E}\to\mathcal{Q}\to\mathcal{Q}^{\vee\vee} is surjective. In particular, the map 𝒬𝒬\mathcal{Q}\to\mathcal{Q}^{\vee\vee} is also surjective. Since 𝒬\mathcal{Q} is torsion free, we have 𝒬=𝒬\mathcal{Q}=\mathcal{Q}^{\vee\vee}. Now it follows from Proposition 2.1 (2) that the kernal of 𝒬\mathcal{E}\to\mathcal{Q} is a nef vector bundle. ∎

Theorem 2.3 ([BDS13]).

Let XX be a smooth projective separably rationally connected variety and \mathcal{E} a vector bundle on XX. Assume that, for any rational curve f:1Xf\colon\mathbb{P}^{1}\to X, the pull-back ff^{\ast}\mathcal{E} is trivial. Then \mathcal{E} itself is trivial.

This implies the following:

Corollary 2.4 (see [Gou14]).

For a smooth projective separably rationally connected variety XX, the first cohomology H1(X,𝒪X)H^{1}(X,\mathcal{O}_{X}) vanishes.

3. Separable rational connectedness

In this section, we will prove Theorem 1.3 and Corollary 1.4.

3.1. Preliminaries: Foliations and separable rational connectedness

Here we collect several results from [She10], which describe the relation between separable rational connectedness of a variety XX and foliations on XX. For an account of the general theory of foliations, we refer the reader to [Eke87, MP97].

Let XX be a normal projective variety of dimension nn. A rational curve f:1Xf\colon\mathbb{P}^{1}\to X is called free (resp. very free) if f(1)f(\mathbb{P}^{1}) is contained in the smooth locus of XX, and fTXf^{*}T_{X} is nef (resp. ample).

Definition 3.1 (RCC, RC, FRC, SRC [Kol96, Chapter IV. Definition 3.2], [She10, Definition 1.2]).

Let XX be a normal projective variety over kk. Then XX is called

  1. (1)

    rationally chain connected (RCC) if there exist a variety TT and a scheme 𝒰\mathcal{U} with morphisms (T𝑝𝒰𝑞X)(T\xleftarrow{p}\mathcal{U}\xrightarrow{q}X) such that

    • pp-fibers are connected proper curves with only rational components;

    • the natural map q(2):𝒰×T𝒰X×Xq^{(2)}\colon\mathcal{U}\times_{T}\mathcal{U}\to X\times X is dominant.

  2. (2)

    rationally connected (RC) if there exist a variety TT and a scheme 𝒰\mathcal{U} with morphisms (T𝑝𝒰𝑞X)(T\xleftarrow{p}\mathcal{U}\xrightarrow{q}X) such that

    • pp-fibers are irreducible rational curves;

    • the natural map q(2):𝒰×T𝒰X×Xq^{(2)}\colon\mathcal{U}\times_{T}\mathcal{U}\to X\times X is dominant.

  3. (3)

    freely rationally connected (FRC) if there exists a variety TT with morphisms (Tpr21×T𝑞X)(T\xleftarrow{\operatorname{pr}_{2}}\mathbb{P}^{1}\times T\xrightarrow{q}X) such that

    • each pr2\operatorname{pr}_{2}-fiber defines a free rational curve on XX;

    • the natural map q(2):1×1×TX×Xq^{(2)}\colon\mathbb{P}^{1}\times\mathbb{P}^{1}\times T\to X\times X is dominant.

  4. (4)

    separably rationally connected (SRC) if there exists a variety TT with morphisms (Tpr21×T𝑞X)(T\xleftarrow{\operatorname{pr}_{2}}\mathbb{P}^{1}\times T\xrightarrow{q}X) such that

    • the natural map q(2):1×1×TX×Xq^{(2)}\colon\mathbb{P}^{1}\times\mathbb{P}^{1}\times T\to X\times X is dominant and smooth at the generic point.

Remark 3.2.
  1. (1)

    Any smooth Fano variety is rationally chain connected (see for instance [Kol96, Chapter V. Theorem 2.13]).

  2. (2)

    Note that the definition of separable rational connectedness here is slightly different from the definition in [She10] (the existence of very free rational curves). However, if XX is smooth, then the separable rational connectedness of XX is equivalent to the existence of a very free rational curve on XX (see for instance [Kol96, Chapter IV. Theorem 3.7]). Thus the two definitions coincide. Note also that, in the situation of this paper, we mainly consider smooth varieties and thus we do not need to care about the differences (cf. the smoothness of X[1]X^{[1]} in Proposition 3.18).

  3. (3)

    In general, the following implications hold:

    SRCFRCRCRCC.\text{SRC}\implies\text{FRC}\implies\text{RC}\implies\text{RCC}.

    Assume that XX is smooth and TXT_{X} is nef. Then RCCFRC\text{RCC}\implies\text{FRC}. This follows from the smoothing technique of free rational curves (see e.g. [Kol96, Chapter II. 7.6]).

Assume that a normal projective variety XX contains a free rational curve f:1Xf\colon\mathbb{P}^{1}\to X. Since any vector bundle on 1\mathbb{P}^{1} is a direct sum of line bundles, we have

fTXi=1r𝒪(ai)𝒪nrf^{*}T_{X}\simeq\bigoplus_{i=1}^{r}\mathcal{O}(a_{i})\bigoplus\mathcal{O}^{\oplus n-r}

with ai>0a_{i}>0. Then the positive part i=1r𝒪(ai)\bigoplus_{i=1}^{r}\mathcal{O}(a_{i}) defines a subsheaf of fTXf^{*}T_{X} that is independent of the choice of decomposition of fTXf^{*}T_{X}.

Definition 3.3 (Positive ranks and maximally free rational curves [She10, Definition 2.1]).

Let f:1Xf\colon\mathbb{P}^{1}\to X be a free rational curve and consider a decomposition of fTXf^{*}T_{X} as above:

fTXi=1r𝒪(ai)𝒪nr.f^{*}T_{X}\simeq\bigoplus_{i=1}^{r}\mathcal{O}(a_{i})\bigoplus\mathcal{O}^{\oplus n-r}.
  1. (1)

    The ample subsheaf i=1r𝒪(ai)fTX\bigoplus_{i=1}^{r}\mathcal{O}(a_{i})\subset f^{*}T_{X} is called the positive part of fTXf^{*}T_{X}, and denoted by Pos(fTX)\operatorname{Pos}(f^{*}T_{X}).

  2. (2)

    r=rankPos(fTX)r=\operatorname{rank}\operatorname{Pos}(f^{*}T_{X}) is called the positive rank of the free rational curve ff.

  3. (3)

    The positive rank of XX is defined as the maximum of positive ranks of the free rational curves.

  4. (4)

    A free rational curve f:1Xf\colon\mathbb{P}^{1}\to X is called maximally free if its positive rank is the positive rank of XX.

Proposition 3.4 ([She10, Proposition 2.2]).

Let xXx\in X be a closed point. Assume that there exists a maximally free rational curve f:1Xf\colon\mathbb{P}^{1}\to X with f(1)xf(\mathbb{P}^{1})\ni x. Then there exists a kk-subspace 𝒟(x)TXk(x)\mathcal{D}(x)\subset T_{X}\otimes k(x) such that

  • for every maximally free rational curve f:1Xf\colon\mathbb{P}^{1}\to X with f(0)=xf(0)=x, we have

    Pos(fTX)k(0)=𝒟(x)\operatorname{Pos}(f^{*}T_{X})\otimes k(0)=\mathcal{D}(x)

    as a subspace of TXk(x)T_{X}\otimes k(x).

The next proposition ensures that these subspaces 𝒟(x)\mathcal{D}(x) patch together to define a subsheaf of TXT_{X}:

Proposition 3.5 ([She10, Proposition 2.5]).

There exist a nonempty open subset UXU\subset X and a subbundle 𝒟TU\mathcal{D}\subset T_{U} such that

𝒟k(x)=𝒟(x)\mathcal{D}\otimes k(x)=\mathcal{D}(x)

holds for all xUx\in U.

In the following we denote also by 𝒟TX\mathcal{D}\subset T_{X} the saturation of 𝒟\mathcal{D} in TXT_{X} (by an abuse of notation).

Theorem 3.6 ([She10, Proposition 2.6]).

The sheaf 𝒟\mathcal{D} defines a foliation. Namely, 𝒟\mathcal{D} satisfies the following conditions:

  1. (1)

    𝒟\mathcal{D} is involutive, i.e. it is closed under the Lie bracket [𝒟,𝒟]𝒟[\mathcal{D},\mathcal{D}]\subset\mathcal{D};

  2. (2)

    𝒟\mathcal{D} is pp-closed, i.e. 𝒟p𝒟\mathcal{D}^{p}\subset\mathcal{D}.

Then there exist a variety X[1]X/𝒟X^{[1]}\coloneqq X/\mathcal{D}, which is called the quotient of XX by the foliation 𝒟\mathcal{D}, and a sequence of morphisms

X𝑓X[1]𝑔X(1)𝜎XX\xrightarrow{f}X^{[1]}\xrightarrow{g}X^{(1)}\xrightarrow{\sigma}X

such that

  • f:XX[1]f\colon X\to X^{[1]} is the quotient map induced from the foliation;

  • σgf\sigma\circ g\circ f is the absolute Frobenius morphism FXF_{X};

  • gfg\circ f is the relative Frobenius morphism over kk.

Note that ff and gg are morphisms over Spec(k)\operatorname{Spec}(k), but σ\sigma is not. Note also that, in general, X[1]X^{[1]} is normal. In the situation of this paper, however, 𝒟\mathcal{D} is always a subbundle and hence X[1]X^{[1]} is smooth (see Proposition 3.18)

Theorem 3.7 ([She10, Proposition 3.4 and Theorem 5.1]).

The following hold:

  1. (1)

    XX contains a very free rational curve if and only if X[1]X(1)X^{[1]}\simeq X^{(1)}.

  2. (2)

    If XX is FRC, then so is X[1]X^{[1]}.

  3. (3)

    Set X[m+1](X[m])[1]X^{[m+1]}\coloneqq(X^{[m]})^{[1]} inductively. Then, if XX is FRC, then X[m]X^{[m]} contains a very free rational curve for m0m\gg 0.

Remark 3.8 (Foliations and tangent bundles).

Recall that σ:X(1)X\sigma\colon X^{(1)}\to X is the base change of the absolute Frobenius FSpec(k)F_{\operatorname{Spec}(k)} on Spec(k)\operatorname{Spec}(k) by the structure morphism XSpec(k)X\to\operatorname{Spec}(k) (Note that FSpec(k)F_{\operatorname{Spec}(k)} is an isomorphism). In particular, there is a natural identification σTX=TX(1)\sigma^{*}T_{X}=T_{X^{(1)}}. Then σ𝒟σTX=TX(1)\sigma^{*}\mathcal{D}\subset\sigma^{*}T_{X}=T_{X^{(1)}} defines an 𝒪X(1)\mathcal{O}_{X^{(1)}}-subsheaf.

Furthermore, by considering the pull-back by gg, we obtain a morphism gσ𝒟gσTX=gTX(1)g^{*}\sigma^{*}\mathcal{D}\to g^{*}\sigma^{*}T_{X}=g^{*}T_{X^{(1)}}, which gives a subbundle gσ𝒟gσTX=TX(1)g^{*}\sigma^{*}\mathcal{D}\subset g^{*}\sigma^{*}T_{X}=T_{X^{(1)}} over the open subset on which 𝒟\mathcal{D} is a subbundle. Note that the differential dg:TX[1]gTX(1)dg\colon T_{X^{[1]}}\to g^{*}T_{X^{(1)}} factors through gσ𝒟g^{*}\sigma^{*}\mathcal{D}. Denote by 𝒦\mathcal{K} the kernel of the map TX[1]gσ𝒟T_{X^{[1]}}\to g^{*}\sigma^{*}\mathcal{D}. Then we have f𝒦TX/𝒟f^{*}\mathcal{K}\simeq T_{X}/\mathcal{D}. Moreover, we have the following exact sequence on the open subset where 𝒟\mathcal{D} is a subbundle:

  • 0𝒦TX[1]gσ𝒟00\to\mathcal{K}\to T_{X^{[1]}}\to g^{*}\sigma^{*}\mathcal{D}\to 0;

  • 0𝒟TXfTX[1]FX𝒟00\to\mathcal{D}\to T_{X}\to f^{*}T_{X^{[1]}}\to F_{X}^{*}\mathcal{D}\to 0.

Note that 𝒦\mathcal{K} is the foliation corresponds to X[1]X(1)X^{[1]}\to X^{(1)}, and hence 𝒦\mathcal{K} is involutive and pp-closed.

3.2. Action of group schemes μp\mu_{p} and αp\alpha_{p}

Here we briefly recall the relation between vector fields and actions of group schemes μp\mu_{p} and αp\alpha_{p}. See e.g. [DG70, Chapitre II, §7], [RŠ76, §1], [MN91, §1] for an account.

Definition 3.9 (μp\mu_{p} and αp\alpha_{p}).

The group schemes μp\mu_{p} and αp\alpha_{p} are defined as follows:

  • μpSpeck[x]/(xp1)𝔾m=Speck[x,x1]\mu_{p}\coloneqq\operatorname{Spec}k[x]/(x^{p}-1)\subset\mathbb{G}_{m}=\operatorname{Spec}k[x,x^{-1}];

  • αpSpeck[x]/(xp)𝔾a=Speck[x]\alpha_{p}\coloneqq\operatorname{Spec}k[x]/(x^{p})\subset\mathbb{G}_{a}=\operatorname{Spec}k[x].

Here the group scheme structures are induced from 𝔾m\mathbb{G}_{m} and 𝔾a\mathbb{G}_{a}.

Proposition 3.10 (pp-closed vector fields).

Let XX be a smooth variety and DH0(TX)D\in H^{0}(T_{X}) be a vector field.

  1. (1)

    There is a bijection between the set of vector fields DD with Dp=DD^{p}=D and the set of μp\mu_{p}-actions on XX.

  2. (2)

    There is a bijection between the set of vector fields DD with Dp=0D^{p}=0 and the set of αp\alpha_{p}-actions on XX.

Remark 3.11 (Quotients by μp\mu_{p} and αp\alpha_{p}).

Let XX be a smooth projective variety and DD a vector field with Dp=DD^{p}=D or Dp=0D^{p}=0. Then there exists the action of G=μpG=\mu_{p} or αp\alpha_{p} corresponding to DD. Then, by [Mum70, §12, Theorem 1], there exists the quotient X/GX/G. Note that the map XX/GX\to X/G corresponds to the foliation spanned DD.

Lemma 3.12 (cf. [RŠ76, §1 Lemma 1 and Corollary]).

Let VH0(TX)V\subset H^{0}(T_{X}) be an involutive and pp-closed kk-subspace. Then there exists a vector field DVD\in V such that Dp=DD^{p}=D or Dp=0D^{p}=0.

Definition 3.13 (Fixed points).

Set G=μpG=\mu_{p} or αp\alpha_{p} and consider an action of GG on a smooth variety XX. Let DD be the corresponding vector field. Then the set of GG-fixed points is defined as the zero locus of DD.

Remark 3.14.

A vector field DH0(TX)D\in H^{0}(T_{X}) defines a morphism φD:𝒪TX\varphi_{D}\colon\mathcal{O}\to T_{X}. Then the dual of this map φD:Ω𝒪X\varphi_{D}^{\vee}\colon\Omega\to\mathcal{O}_{X} gives a derivation fDφdf_{D}\coloneqq\varphi^{\vee}\circ d. Since the sheaf ΩX\Omega_{X} is generated by d𝒪Xd\mathcal{O}_{X} as an 𝒪X\mathcal{O}_{X}-module, the following three subschemes are the same:

  1. (1)

    The zero locus of DD.

  2. (2)

    The closed subscheme whose ideal is Im(φD)\operatorname{Im}(\varphi_{D}^{\vee}).

  3. (3)

    The closed subscheme whose ideal is generated by Im(fD)\operatorname{Im}(f_{D}).

Lemma 3.15 ([RŠ76, Section 1, Lemma 2]).

There exists a μp\mu_{p}-action on 1\mathbb{P}^{1}. Moreover, for any μp\mu_{p}-action on 1\mathbb{P}^{1}, the set of μp\mu_{p}-fixed points consists of two points.

Similarly, there exists an αp\alpha_{p}-action on 1\mathbb{P}^{1}. Moreover, for any αp\alpha_{p}-action on 1\mathbb{P}^{1}, the support of the set of αp\alpha_{p}-fixed points consists of one point.

3.3. Proof of Theorem 1.3

Throughout this subsection, we assume that

  • XX is a smooth projective variety with nef tangent bundle and moreover XX is rationally chain connected.

Lemma 3.16.

N1(X)N_{1}(X) is spanned by maximally free rational curves.

Proof.

It is enough to show that a divisor HH is numerically trivial if HC=0H\cdot C=0 for any maximally free rational curve CC.

Note that, by [Kol96, Chapter IV. Theorem 3.13], N1(X)N_{1}(X) is generated by rational curves. Assume H0H\not\equiv 0. Then there exists a rational curve g:1Dg(1)Xg\colon\mathbb{P}^{1}\to D\coloneqq g(\mathbb{P}^{1})\subset X such that HD0H\cdot D\neq 0. Since the tangent bundle is nef, the curve DD is free.

Let f:1Cf(1)Xf\colon\mathbb{P}^{1}\to C\coloneqq f(\mathbb{P}^{1})\subset X be a maximally free rational curve. Since CC and DD are both free rational curves, deformations of these curves cover open subsets of XX and hence we may assume that CDC\cap D\neq\emptyset. Then, by [Kol96, Chapter II. Theorem 7.6], there is a smoothing CC^{\prime} of CDC\cup D.

Claim 3.17.

CC^{\prime} is a maximally free rational curve.

Proof of Claim.

Let f:1CXf^{\prime}\colon\mathbb{P}^{1}\to C^{\prime}\subset X be the normalization of CC^{\prime}, and h:ZCDXh\colon Z\to C\cup D\subset X a map from the tree of two rational curves to CDC\cup D. Then, by the semicontinuity, we have

h0(fΩX)h0(hΩX).h^{0}(f^{\prime*}\Omega_{X})\leq h^{0}(h^{*}\Omega_{X}).

Let Z1Z_{1} and Z2Z_{2} be the irreducible components of ZZ, each of which is isomorphic to 1\mathbb{P}^{1}, and pZ1Z2p\in Z_{1}\cap Z_{2} be the intersection point. We may assume h|Z1=fh|_{Z_{1}}=f and h|Z2=gh|_{Z_{2}}=g. Then we have the following exact sequence:

0gΩX(p)hΩXfΩX0.0\to g^{*}\Omega_{X}(-p)\to h^{*}\Omega_{X}\to f^{*}\Omega_{X}\to 0.

Since TXT_{X} is nef, we have H0(gΩX(p))=0H^{0}(g^{*}\Omega_{X}(-p))=0 and hence h0(hΩX)h0(fΩX)h^{0}(h^{*}\Omega_{X})\leq h^{0}(f^{*}\Omega_{X}). Thus we have h0(fΩX)h0(fΩX)h^{0}(f^{\prime*}\Omega_{X})\leq h^{0}(f^{*}\Omega_{X}) and have

rankPos(f)=nh0(fΩX)nh0(fΩX)=rankPos(f).\operatorname{rank}\operatorname{Pos}(f^{\prime})=n-h^{0}(f^{\prime*}\Omega_{X})\geq n-h^{0}(f^{*}\Omega_{X})=\operatorname{rank}\operatorname{Pos}(f).

Since f:1Xf\colon\mathbb{P}^{1}\to X is maximally free, so is ff^{\prime}. ∎

Now, HC=0H\cdot C^{\prime}=0 by the assumption on HH. On the other hand, HC=HC+HD0H\cdot C^{\prime}=H\cdot C+H\cdot D\neq 0 and we obtain a contradiction. ∎

Proposition 3.18 (Purely inseparable modification).

X[1]X^{[1]} is also a smooth, rationally chain connected, projective variety with nef tangent bundle. Moreover, if XX is not separably rationally connected, then the subsheaf 𝒦TX[1]\mathcal{K}\subset T_{X^{[1]}} is a numerically flat non-trivial subbundle.

Proof.

Consider the exact sequence

0𝒟TXTX/𝒟0.0\to\mathcal{D}\to T_{X}\to T_{X}/\mathcal{D}\to 0.

By definition, TX/𝒟T_{X}/\mathcal{D} is trivial on the maximally free rational curves. Note that, since TXT_{X} is nef, any rational curve CC is free and hence it admits a deformation CC^{\prime} such that TX/DT_{X}/D is locally free on CC^{\prime} [Kol96, Chapter II. Proposition 3.7]. In particular, c1(TX/𝒟)c_{1}(T_{X}/\mathcal{D}) is nef on any rational curve. By the previous lemma, we have c1(TX/𝒟)0c_{1}(T_{X}/\mathcal{D})\equiv 0. Then, by Lemma 2.2, TX/𝒟T_{X}/\mathcal{D} is a numerically flat vector bundle. In particular, X[1]X^{[1]} is also smooth. Note that 𝒟\mathcal{D} is nef by Lemma 2.2.

Recall that there are the following exact sequences

  • 0𝒦TX[1]gσ𝒟00\to\mathcal{K}\to T_{X^{[1]}}\to g^{*}\sigma^{*}\mathcal{D}\to 0;

  • 0𝒟TXfTX[1]FX𝒟00\to\mathcal{D}\to T_{X}\to f^{*}T_{X^{[1]}}\to F_{X}^{*}\mathcal{D}\to 0

and that f𝒦=TX/𝒟f^{*}\mathcal{K}=T_{X}/\mathcal{D}. In particular, 𝒦\mathcal{K} is a numerically flat vector bundle, which is not trivial if XX is not separably rationally connected.

Since 𝒟\mathcal{D} is nef, so is FX𝒟F_{X}^{*}\mathcal{D}. Hence fTX[1]f^{*}T_{X^{[1]}} is also nef. In particular TX[1]T_{X^{[1]}} is nef.

Since XX is rationally chain connected, so is X[1]X^{[1]}. ∎

Corollary 3.19 (Purely inseparable modification and vector fields).

Assume that XX is not separably rationally connected. Then there exists a positive integer m>0m>0 such that X[m]X^{[m]} is separably rationally connected and TX[m]T_{X^{[m]}} is nef. Moreover, TX[m]T_{X^{[m]}} contains an involutive, pp-closed trivial subbundle 𝒪\bigoplus\mathcal{O}.

In particular, there exists a nowhere vanishing vector field DD such that Dp=DD^{p}=D or Dp=0D^{p}=0.

Proof.

The first assertion follows from Proposition 3.18 and Theorem 3.7. By Proposition 3.18, there exists a numerical trivial subbundle 𝒦\mathcal{K} of TX[m]T_{X^{[m]}}. By Proposition 2.3, 𝒦\mathcal{K} is trivial. By Remark 3.8, 𝒦\mathcal{K} is pp-closed and involutive and the second assertion follows. The last assertion follows from Lemma 3.12

The above corollary yields a contradiction to the following proposition:

Proposition 3.20 (Fixed points on SRC varieties).

Let XX be a smooth separably rationally connected variety. Then any vector field DD with Dp=DD^{p}=D or Dp=0D^{p}=0 admits a zero point.

Proof.

The proof proceeds as Kollár’s proof of simple connectedness of SRC varieties (cf. [Deb03, Corollaire 3.6]).

There is an action of G=μpG=\mu_{p} or αp\alpha_{p} that corresponds to DD. Fix an action of GG onto 1\mathbb{P}^{1}. Note that the set of GG-fixed points on 1\mathbb{P}^{1} is not empty.

Consider the action of GG on X×1X\times\mathbb{P}^{1} and the quotient (X×1)/G(X\times\mathbb{P}^{1})/G. Then we have the following commutative diagram:

X×1\textstyle{X\times\mathbb{P}^{1}\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces}pr2\scriptstyle{\operatorname{pr}_{2}}φ\scriptstyle{\varphi}(X×1)/G\textstyle{(X\times\mathbb{P}^{1})/G\ignorespaces\ignorespaces\ignorespaces\ignorespaces}π\scriptstyle{\pi}1\textstyle{\mathbb{P}^{1}\ignorespaces\ignorespaces\ignorespaces\ignorespaces}ψ\scriptstyle{\psi}1/G1\textstyle{\mathbb{P}^{1}/G\simeq\mathbb{P}^{1}}

Since the general π\pi-fiber is isomorphic to a separably rationally connected variety XX, π\pi admits a section t:1(X×1)/Gt\colon\mathbb{P}^{1}\to(X\times\mathbb{P}^{1})/G [GHS03, dJS03].

Then the pull-back of this section by ψ\psi gives a GG-equivariant section s:1X×1s\colon\mathbb{P}^{1}\to X\times\mathbb{P}^{1} of pr2\operatorname{pr}_{2}. Hence pr1s\operatorname{pr}_{1}\circ s is also GG-equivariant. Therefore we have a GG-equivariant morphism 1X\mathbb{P}^{1}\to X. Since any GG-action on 1\mathbb{P}^{1} admits a GG-fiixed point, there exists a GG-fixed point on XX. ∎

Proof of Theorem 1.3.

The assertion follows from Corollary 3.19 and Proposition 3.20. ∎

Proof of Corollary 1.4.

The first assertion follows from a theorem of Kollár [Deb03, Corollaire 3.6] or [She10, Corollary 5.3]. The second assertion follows from Corollary 2.4. The last assertion follows from Theorem 2.3. ∎

4. Existence and smoothness of extremal contractions

In this section, we will prove Theorem 1.5. Throughout this section,

  • XX is a smooth projective variety over kk, and the tangent bundle TXT_{X} is nef.

We will divide the proof into several steps.

Lemma 4.1.

Let MNM\to N be a finite étale Galois morphism between smooth projective varieties over kk and GG its Galois group. Assume that MM admits a GG-equivariant contraction f:MSf\colon M\to S. Then there exist a normal projective variety TT, a finite morphism STS\to T and a contraction g:NTg\colon N\to T such that the following diagram commutes:

M\textstyle{M\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces}f\scriptstyle{f}étaleN\textstyle{N\ignorespaces\ignorespaces\ignorespaces\ignorespaces}g\scriptstyle{g}S\textstyle{S\ignorespaces\ignorespaces\ignorespaces\ignorespaces}finiteT\textstyle{T}

In particular, if ff is smooth, then any fiber of gg is irreducible and is the image of an ff-fiber.

Proof.

Consider the quotient map SS/GS\to S/G. Then there exists a morphism NS/GN\to S/G since N=M/GN=M/G. Let NTS/GN\to T\to S/G be the Stein factorization of the map NS/GN\to S/G. Then, by the rigidity lemma [Deb01, Lemma 1.15], there exists a morphism STS\to T as desired. ∎

In the following we consider a diagram of the following form:

(4.1)
𝒰\textstyle{\mathcal{U}\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces}p\scriptstyle{p}q\scriptstyle{q}X\textstyle{X},\textstyle{\mathcal{M},}

where pp is a smooth 1\mathbb{P}^{1}-fibration, 𝒰\mathcal{U} and \mathcal{M} are projective varieties, and any pp-fiber is not contracted to a point by qq. For example, an unsplit family of rational curves gives a diagram as above. Two closed points xx, yXy\in X are said to be \mathcal{M}-equivalent if there exists a connected chain of rational curves parametrized by \mathcal{M} which contains both xx and yy. Given a set {(ipi𝒰iqiX)}i=1,,m\{(\mathcal{M}_{i}\xleftarrow{p_{i}}\mathcal{U}_{i}\xrightarrow{q_{i}}X)\}_{i=1,\dots,m} of diagrams as above, we similarly define the (1,,m)(\mathcal{M}_{1},\dots,\mathcal{M}_{m})-equivalence relation as follows: Two closed points xx, yXy\in X are said to be (1,,m)(\mathcal{M}_{1},\dots,\mathcal{M}_{m})-equivalent if there exists a connected chain of rational curves parametrized by 1m\mathcal{M}_{1}\cup\dots\cup\mathcal{M}_{m} which contains both xx and yy.

Note that, if the diagram is given by a family of unsplit rational curves, then qq is a smooth morphism and 𝒰\mathcal{U} and \mathcal{M} are smooth projective varieties by [Kol96, Chapter II. Theorem 1.7, Proposition 2.14.1, Theorem 2.15, Corollary 3.5.3].

Proposition 4.2 (Existence of contractions).

Let CC be a curve parametrized by \mathcal{M} and set R0[C]NE¯(X)R\coloneqq\mathbb{R}_{\geq 0}[C]\subset\overline{\operatorname{NE}}(X). If qq is equidimensional with irreducible fibers, then RR is an extremal ray and there exists a contraction of RR.

Moreover the contraction is equidimensional with irreducible fibers, any fiber FF of the contraction (with its reduced structure) is an \mathcal{M}-equivalent class, and ρ(F)=1\rho(F)=1.

Proof.

Applying the same argument as in [Kan18, Theorem 2.2], we obtain a projective morphism f:XYf\colon X\to Y onto a projective normal variety YY such that each fiber is an \mathcal{M}-equivalent class; moreover ff is equidimensional with irreducible fibers. Let FF be a fiber of ff. Then, by [Kol96, Chapter IV. Proposition 3.13.3], the group of rational equivalence classes of algebraic 11-cycles with rational coefficients A1(F)A_{1}(F)_{\mathbb{Q}} is generated by curves in \mathcal{M}. Since fibers of qq are connected, N1(F)N_{1}(F)\simeq\mathbb{R}. In particular, RR is an extremal ray and ff is the contraction of RR. ∎

Proposition 4.3 (Smoothness of contractions).

Let CC be a curve parametrized by \mathcal{M} and set R0[C]NE¯(X)R\coloneqq\mathbb{R}_{\geq 0}[C]\subset\overline{\operatorname{NE}}(X).

Assume that RR is extremal and the contraction f:XYf\colon X\to Y of RR exists. Assume moreover that

  • qq is smooth;

  • ff is equidimensional with irreducible fibers;

  • any ff-fiber is an \mathcal{M}-equivalent class.

Then the following hold:

  1. (1)

    ff is smooth;

  2. (2)

    any fiber FF of ff is an SRC Fano variety with nef tangent bundle;

  3. (3)

    TYT_{Y} is again nef.

Proof.

Let FF be a scheme-theoretic fiber of ff and FredF_{\mathrm{red}} the reduced scheme associated to FF.

Note that FredF_{\mathrm{red}} is an \mathcal{M}-equivalent class. By the same argument as in [SCW04, Lemma 4.12], one can show that FredF_{\mathrm{red}} is smooth, and the normal bundle NFred/XN_{F_{\mathrm{red}}/X} is numerically flat. Consider the standard exact sequence

0TFredTX|FredNFred/X0.\displaystyle 0\to T_{F_{\mathrm{red}}}\to T_{X}|_{F_{\mathrm{red}}}\to N_{F_{\mathrm{red}}/X}\to 0.

Combining this sequence with Proposition 2.1 (2), we see that the tangent bundle TFredT_{F_{\mathrm{red}}} is nef. Also, by adjunction, KFredKX|Fred-K_{F_{\mathrm{red}}}\equiv-K_{X}|_{F_{\mathrm{red}}}. Thus FredF_{\mathrm{red}} is a smooth Fano variety with nef tangent bundle. Then Theorem 1.3 implies that FredF_{\mathrm{red}} is separably rationally connected. Applying Theorem 2.3 and Corollary 2.4, we see that NFred/XN_{F_{\mathrm{red}}/X} is trivial and H1(Fred,𝒪Fred)=0H^{1}(F_{\mathrm{red}},\mathcal{O}_{F_{\mathrm{red}}})=0. In particular, the Hilbert scheme is smooth of dimension dimY\dim Y at [Fred][F_{\mathrm{red}}].

Assume for a moment that ff is generically smooth. Then we can conclude as follows; Since FredF_{\mathrm{red}} is unobstructed, it is numerically equivalent to a general fiber which is reduced by the assumption. This is possible if and only if FF is generically reduced. By [Kol96, Chapter I. Theorem 6.5], ff is smooth. Finally, TYT_{Y} is nef by Proposition 2.1.

Thus it is enough to prove that ff is generically smooth (cf. [Sta06]). Let X2=XX_{2}=X be a copy of XX and denote by X1X_{1} the original variety XX. Then by taking product with X2X_{2}, we have the following diagram:

𝒰×X2\textstyle{\mathcal{U}\times X_{2}\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces}Pp×id\scriptstyle{P\coloneqq p\times\operatorname{id}}Qq×id\scriptstyle{Q\coloneqq q\times\operatorname{id}}X1×X2\textstyle{X_{1}\times X_{2}}×X2.\textstyle{\mathcal{M}\times X_{2}.}

Set V0ΔX1×X2V_{0}\coloneqq\Delta\subset X_{1}\times X_{2} (the diagonal) and Vi+1Q(P1(P(Q1(Vi))))V_{i+1}\coloneqq Q(P^{-1}(P(Q^{-1}(V_{i})))) inductively. Then, for m0m\gg 0, Vm=Vm+1==VV_{m}=V_{m+1}=\cdots=V is the graph of the \mathcal{M}-equivalence relation (with its reduced scheme structure). Denote by V(x)V(x) the \mathcal{M}-equivalence class of xXx\in X, which is the fiber of V/X2V/X_{2} over the point xx. We will denote by p1:VX1p_{1}\colon V\to X_{1} and p2:VX2p_{2}\colon V\to X_{2} the natural projections respectively.

Note that PP and QQ are smooth, and that taking scheme theoretic image commutes with flat base changes. Thus we see that the geometric generic fiber of V/X2V/X_{2} is reduced (cf. [Sta06, Lemma 2.3]). Note that, by [Kol96, Chapter I. Theorem 6.5], p2p_{2} is smooth at (x,y)V(x,y)\in V if and only if p21(y)p_{2}^{-1}(y) is generically reduced. In particular, p21(y)p_{2}^{-1}(y) is generically reduced if and only if p21(y)p_{2}^{-1}(y) is reduced.

Set

V0{(x,y)Vp21(y) is reduced}={(x,y)Vp11(x) is reduced}.V^{0}\coloneqq\{(x,y)\in V\mid\text{$p_{2}^{-1}(y)$ is reduced}\}=\{(x,y)\in V\mid\text{$p_{1}^{-1}(x)$ is reduced}\}.

Then Xi0pi(V0)X_{i}^{0}\coloneqq p_{i}(V^{0}) is open in XiX_{i} and pi1(Xi0)=V0p_{i}^{-1}(X_{i}^{0})=V^{0}. Note that the subset Y0f(Xi0)Y^{0}\coloneqq f(X_{i}^{0}) is independent of i=1i=1, 22 because of the symmetry. Moreover, Y0Y^{0} is open in YY and Xi0=f1(Y0)X_{i}^{0}=f^{-1}(Y^{0}) since XiXi0X_{i}\setminus X_{i}^{0} is a closed subset, which is a union of \mathcal{M}-equivalent classes.

Now, since V0/X20V^{0}/X_{2}^{0} is a smooth projective family of subschemes in X1X_{1}, we have a morphism X20Hilb(X1)X_{2}^{0}\to\operatorname{Hilb}(X_{1}). Then this map factors Y0Y^{0} by the rigidity lemma [Deb01, Lemma 1.15].

Consider the composite γ:p2TX20|V0TX10×X20|V0NV0/X10×X20\gamma\colon p_{2}^{*}T_{X_{2}^{0}}|_{V^{0}}\to T_{X_{1}^{0}\times X_{2}^{0}}|_{V^{0}}\to N_{V^{0}/X_{1}^{0}\times X_{2}^{0}} of natural homomorphisms. Then the restriction of γ\gamma to p11(x1)p_{1}^{-1}(x_{1}) gives the surjection

TX20|p11(x1)Np11(x1)/X20.T_{X_{2}^{0}}|_{p_{1}^{-1}(x_{1})}\to N_{p_{1}^{-1}(x_{1})/X_{2}^{0}}.

Thus γ\gamma is surjective. On the other hand, if we restricts γ\gamma to p21(x2)p_{2}^{-1}(x_{2}), we have a surjection

TX20|p21(x2)Np21(x2)/X10T_{X_{2}^{0}}|_{p_{2}^{-1}(x_{2})}\to N_{p_{2}^{-1}(x_{2})/X_{1}^{0}}

between trivial vector bundles. Hence, by taking global sections, we have a surjection

TX20k(x2)H0(TX20|p21(x2))H0(Np21(x2)/X10)THilb(X1)k([p21(x2)])T_{X_{2}^{0}}\otimes k(x_{2})\simeq H^{0}(T_{X_{2}^{0}}|_{p_{2}^{-1}(x_{2})})\to H^{0}(N_{p_{2}^{-1}(x_{2})/X_{1}^{0}})\simeq T_{\operatorname{Hilb}(X_{1})}\otimes k([p_{2}^{-1}(x_{2})])

of vector spaces, and hence the map X20Hilb(X1)X_{2}^{0}\to\operatorname{Hilb}(X_{1}) is a smooth morphism. Recall that we have the factorization X20Y0Hilb(X1)X_{2}^{0}\to Y^{0}\to\operatorname{Hilb}(X_{1}) with a quasi-finite morphism Y0Hilb(X1)Y^{0}\to\operatorname{Hilb}(X_{1}). Then, since X20Y0X^{0}_{2}\to Y^{0} is generically flat, the morphism Y0Hilb(X1)Y^{0}\to\operatorname{Hilb}(X_{1}) is generically étale. This implies that X20Y0X^{0}_{2}\to Y^{0} is generically smooth. ∎

Proposition 4.4.

Let \mathcal{M} be a family as in the diagram (4.1) and [C][C]\in\mathcal{M} be a curve parametrized by \mathcal{M}. Assume that qq is smooth.

Then R0[C]R\coloneqq\mathbb{R}_{\geq 0}[C] is an extremal ray of XX and there exists a contraction of RR satisfying

  1. (1)

    ff is smooth;

  2. (2)

    any fiber FF of ff is an SRC Fano variety with nef tangent bundle;

  3. (3)

    TYT_{Y} is again nef.

Proof.

Let 𝒰qX𝛼X\mathcal{U}\xrightarrow{q^{\prime}}X^{\prime}\xrightarrow{\alpha}X be the Stein factorization of qq. Since qq is smooth, so is α\alpha (see for instance [Gro63, 7.8.10 (i)]). Then we see that qq^{\prime} is also smooth (with irreducible fibers).

First we reduce to the case that the covering α\alpha is Galois. There exists a finite étale Galois cover X′′XX^{\prime\prime}\to X^{\prime} such that the composite X′′XXX^{\prime\prime}\to X^{\prime}\to X is also a finite Galois étale cover (see e.g. [Sza09, Proposition 5.3.9]). Set 𝒰′′𝒰×XX′′\mathcal{U}^{\prime\prime}\coloneqq\mathcal{U}\times_{X^{\prime}}X^{\prime\prime} and 𝒰′′′′\mathcal{U}^{\prime\prime}\to\mathcal{M}^{\prime\prime}\to\mathcal{M} be the Stein factorization of 𝒰′′\mathcal{U}^{\prime\prime}\to\mathcal{M}. Then the morphism 𝒰′′′′\mathcal{U}^{\prime\prime}\to\mathcal{M}^{\prime\prime} is a smooth 1\mathbb{P}^{1}-fibration and we have the following diagram:

𝒰′′\textstyle{\mathcal{U}^{\prime\prime}\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces}p′′\scriptstyle{p^{\prime\prime}}q′′\scriptstyle{q^{\prime\prime}}X\textstyle{X}′′.\textstyle{\mathcal{M}^{\prime\prime}.}

Note that this diagram defines the same ray RR and the ′′\mathcal{M}^{\prime\prime}-equivalent relation is the \mathcal{M}-equivalent relation. Moreover the Stein factorization of q′′q^{\prime\prime} gives the Galois covering X′′XX^{\prime\prime}\to X.

Therefore we may assume that the map α\alpha is a finite Galois étale cover with Galois group G{g1,,gm}G\coloneqq\{g_{1},\dots,g_{m}\}. By composing gig_{i} with qq^{\prime}, we have the following diagrams:

𝒰i(=𝒰)\textstyle{\mathcal{U}_{i}(=\mathcal{U})\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces}pi:=p\scriptstyle{p_{i}:=p}giq\scriptstyle{g_{i}\circ q^{\prime}}X\textstyle{X^{\prime}}i(=).\textstyle{\mathcal{M}_{i}(=\mathcal{M}).}

By Proposition 4.2, there exist the contractions of extremal rays Ri(gi)RR_{i}\coloneqq(g_{i})_{*}R.

Let f1:XY1f_{1}\colon X^{\prime}\to Y_{1} be the contraction of R1R_{1}. Then f1f_{1} is a smooth morphism by Proposition 4.3. Thus the following diagram

𝒰i\textstyle{\mathcal{U}_{i}\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces}pi\scriptstyle{p_{i}}f1giq\scriptstyle{f_{1}\circ g_{i}\circ q^{\prime}}Y1\textstyle{Y_{1}}i.\textstyle{\mathcal{M}_{i}.}

satisfies the assumption of Propositions 4.2 and 4.3, provided that pip_{i}-fibers are not contracted to a point in Y1Y_{1}. Thus, by repeating this procedure, we have a sequence of morphism XY1YlX^{\prime}\to Y_{1}\to\cdots\to Y_{l} such that each morphism is a smooth contraction whose fibers are j\mathcal{M}_{j}-equivalent classes for some jj and that all rays RiR_{i} are contracted by g:XYlg\colon X^{\prime}\to Y_{l}.

Since each fiber of gg is chain connected by curves in the families i\mathcal{M}_{i}, each fiber of gg is an (1,,m)(\mathcal{M}_{1},\cdots,\mathcal{M}_{m})-equivalence class. Since the set of diagrams {(ipi𝒰iqiX)}i=1,,m\{(\mathcal{M}_{i}\xleftarrow{p_{i}}\mathcal{U}_{i}\xrightarrow{q_{i}}X)\}_{i=1,\dots,m} is GG-invariant, the gig_{i}-image (giGg_{i}\in G) of an (1,,m)(\mathcal{M}_{1},\cdots,\mathcal{M}_{m})-equivalence class is again an (1,,m)(\mathcal{M}_{1},\cdots,\mathcal{M}_{m})-equivalence class. This implies that there exists a GG-action on YY such that gg is GG-equivariant. By Lemma 4.1, there exists a contraction f:XYf\colon X\to Y such that the following diagram commutes:

X\textstyle{X^{\prime}\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces}g\scriptstyle{g}étaleX\textstyle{X\ignorespaces\ignorespaces\ignorespaces\ignorespaces}f\scriptstyle{f}Yl\textstyle{Y_{l}\ignorespaces\ignorespaces\ignorespaces\ignorespaces}finiteY.\textstyle{Y.}

Since gg is smooth, any fiber of ff is irreducible and the image of a gg-fiber (Lemma 4.1). Thus each ff-fiber is an \mathcal{M}-equivalent class and ff is equidimensional with irreducible fibers. Hence ff satisfies the assumption of Proposition 4.3 and the assertions follow. ∎

Remark 4.5.

Assume XX is RCC, then XX is simply connected. Thus the map 𝒰X\mathcal{U}\to X has connected fibers. In this case, by Proposition 4.2, we have ρ(F)=1\rho(F)=1 for any fiber FF of the extremal contraction

Proof of Theorem 1.5.

Take a rational curve CC on XX such that R=0[C]R=\mathbb{R}_{\geq 0}[C] and the anticanonical degree of CC is minimal among rational curves in the ray RR. Let \mathcal{M} be the unsplit family of rational curves containing [C][C]:

𝒰\textstyle{\mathcal{U}\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces}p\scriptstyle{p}q\scriptstyle{q}X\textstyle{X}.\textstyle{\mathcal{M}.}

Then qq is smooth and the assertion follows from Proposition 4.4

5. Rational chain connectedness and positivity of KX-K_{X}

In this section, we will prove Theorem 1.6. The proof proceeds as [Wat20, Proof of Theorem 4.16]. Here we divide the proof into several steps.

Throughout this section,

  • XX denotes a smooth projective variety with nef tangent bundle and f:XYf\colon X\to Y is a smooth contraction with RCC fibers.

Note that by Theorem 1.3 all fibers are separably rationally connected.

Lemma 5.1 (Correspondence of extremal rays).

Suppose that RYR_{Y} is an extremal ray of YY. Then there exists an extremal ray RXR_{X} of XX such that fRX=RYf_{*}R_{X}=R_{Y}.

On the other hand, if RXR_{X} is an extremal ray of XX, then fRXf_{*}R_{X} is an extremal ray unless fRX=0f_{*}R_{X}=0.

Proof.

Let CYC_{Y} be a rational curve such that the class belongs to RYR_{Y} and KYCY-K_{Y}\cdot C_{Y} is minimum. Since any fiber of ff is RCC, it is SRC by Theorem 1.3. Thus, by [GHS03, dJS03], there exists a rational curve CXC_{X} on XX such that f|CX:CXCYf|_{C_{X}}\colon C_{X}\to C_{Y} is birational. Take such a rational curve CXC_{X} with minimum anti-canonical degree KXCX-K_{X}\cdot C_{X} (note that, since CXC_{X} is free, the degree is at least 22).

Then the family of rational curves of CXC_{X} is unsplit. Thus, by Proposition 4.4, 0[CX]\mathbb{R}_{\geq 0}[C_{X}] defines an extremal ray of XX.

Conversely, assume that RXR_{X} is an extremal ray of XX. Let \mathcal{M} be a family of minimal rational curves in RXR_{X} and let

𝒰\textstyle{\mathcal{U}\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces}p\scriptstyle{p}q\scriptstyle{q}X\textstyle{X}\textstyle{\mathcal{M}}

be the diagram of this family of rational curves. Then fqf\circ q gives a diagram satisfying the assumption of Proposition 4.4, and hence fRXf_{*}R_{X} is an extremal ray. ∎

Proposition 5.2 (Relative Picard numbers).

Let YZY\to Z be another contraction. Then ρ(X/Y)=ρ(X/Z)ρ(Y/Z)\rho(X/Y)=\rho(X/Z)-\rho(Y/Z) and we have the following exact sequence:

0N1(X/Y)N1(X/Z)N1(Y/Z)0.0\to N_{1}(X/Y)\to N_{1}(X/Z)\to N_{1}(Y/Z)\to 0.
Proof.

Note that any ff-fiber FF is SRC and, in particular, any numerically trivial line bundle on FF is trivial (Corollary 2.4).

Thus the sequence

0N1(Y/Z)N1(X/Z)N1(X/Y)00\to N^{1}(Y/Z)\to N^{1}(X/Z)\to N^{1}(X/Y)\to 0

is exact and the assertions follow. ∎

Theorem 5.3 (Relative Kleiman-Mori cone).

Fix an integer mm, then the following are equivalent:

  1. (1)

    ρ(X/Y)=m\rho(X/Y)=m.

  2. (2)

    There exists a sequence of smooth contractions of KK-negative extremal rays

    X=X0X1X2Xm1Xm=Y.X=X_{0}\to X_{1}\to X_{2}\to\cdots\to X_{m-1}\to X_{m}=Y.
  3. (3)

    NE(X/Y)\operatorname{NE}(X/Y) is a closed simplicial cone of dimension mm, and it is generated by KXK_{X}-negative extremal rays.

In particular, any fiber FF is a smooth Fano variety.

Proof.

The proof proceeds by induction on mm. If m=1m=1, then the equivalence of the three conditions follows from Theorem 1.5.

Assume m2m\geq 2. Note that ((3) \implies (1)) is trivial. Also note that Proposition 5.2 imply ((2) \implies (1)).

Now, we prove ((1) \implies (2)). Since KXK_{X} is not ff-nef, there exists a KXK_{X}-negative extremal ray RNE¯(X/Y)R\subset\overline{\operatorname{NE}}(X/Y). By Theorem 1.5, there exists a smooth contraction f1:XX1f_{1}\colon X\to X_{1} of RR, and ff factors through X1X_{1}:

Xf1X1Y.X\xrightarrow{f_{1}}X_{1}\to Y.

Since f1f_{1} is smooth and any fiber of ff is RCC, the morphism X1YX_{1}\to Y is also smooth and fibers are RCC. Since ρ(X1/Y)<m\rho(X_{1}/Y)<m, the contraction X1YX_{1}\to Y satisfies the three conditions. Hence (2) holds for f:XYf\colon X\to Y.

Finally we prove (2) \implies (3). Since ρ(X/Xm1)<m\rho(X/X_{m-1})<m by Proposition 5.2, the contraction g:XXm1g\colon X\to X_{m-1} satisfies the three conditions. In particular, NE(X/Xm1)\operatorname{NE}(X/{X_{m-1}}) is a simplicial KXK_{X}-negative face of dimension m1m-1. Denote by R1=0[C1]R_{1}=\mathbb{R}_{\geq 0}[C_{1}], …, Rm1=0[Cm1]R_{m-1}=\mathbb{R}_{\geq 0}[C_{m-1}] the extremal rays of NE(X/Xm1)\operatorname{NE}(X/{X_{m-1}}), which are spanned by curves CiC_{i}. Note also that Xm1YX_{m-1}\to Y is a contraction of an extremal ray RXm1R_{X_{m-1}}.

Then, by Lemma 5.1, there exists an extremal ray RR of XX such that gR=RXm1g_{*}R=R_{X_{m-1}}. Let h:XZh\colon X\to Z be the contraction of RR, then we have the following commutative diagram:

X\textstyle{X\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces}g\scriptstyle{g}h\scriptstyle{h}Xm1\textstyle{X_{m-1}\ignorespaces\ignorespaces\ignorespaces\ignorespaces}u\scriptstyle{u}Z\textstyle{Z\ignorespaces\ignorespaces\ignorespaces\ignorespaces}v\scriptstyle{v}Y.\textstyle{Y.}

Note that, by the inductive hypothesis, each morphism gg, hh, uu, vv satisfies the three conditions. Since N1(X/Xm1)N1(Z/Y)N_{1}(X/X_{m-1})\to N_{1}(Z/Y) is a surjective homomorphism between the same dimensional vector spaces, it is an isomorphism.

By Lemma 5.1, the map N1(X/Xm1)N1(Z/Y)N_{1}(X/X_{m-1})\to N_{1}(Z/Y) sends each extremal ray to an extremal ray. Thus NE¯(X/Xm1)NE¯(Z/Y)\overline{\operatorname{NE}}(X/X_{m-1})\simeq\overline{\operatorname{NE}}(Z/Y) since these two cones are simplicial. In particular NE¯(Z/Y)\overline{\operatorname{NE}}(Z/Y) is spanned by h(Ci)h_{*}(C_{i}) (i=1i=1, …m1m-1).

Let CC be an irreducible curve such that f(C)f(C) is a point. Then h(C)NE(Z/Y)h_{*}(C)\in\operatorname{NE}(Z/Y). Thus we may write

h(C)=i=1m1aih(Ci)h_{*}(C)=\sum_{i=1}^{m-1}a_{i}h_{*}(C_{i})

with non-negative real numbers aia_{i}. Thus Ci=1m1aiCiKer(h)=N1(X/Z)C-\sum_{i=1}^{m-1}a_{i}C_{i}\in\operatorname{Ker}(h_{*})=N_{1}(X/Z). Since gH(Ci=1m1aiCi)0g^{*}H\cdot(C-\sum_{i=1}^{m-1}a_{i}C_{i})\geq 0 for any ample divisor HH on Xm1X_{m-1}, we see that

Ci=1m1aiCiR.C-\sum_{i=1}^{m-1}a_{i}C_{i}\in R.

This proves NE¯(X/Y)\overline{\operatorname{NE}}(X/Y) is spanned by RR, R1R_{1}, …, Rm1R_{m-1}, and hence it is simplicial (since ρ(X/Y)=m\rho(X/Y)=m). ∎

Remark 5.4.

If XX is RCC, or equivalently, a Fano variety, then each XiX_{i} is also a Fano variety. Thus, by Remark 4.5, the fibers of XiXi+1X_{i}\to X_{i+1} have Picard number one. Then, by arguing as above, we can show that each fiber FF of the contraction XYX\to Y is a Fano variety with ρ(F)=m\rho(F)=m. Moreover N1(F)N_{1}(F) and NE(F)\operatorname{NE}(F) are identified with N1(X/Y)N_{1}(X/Y) and NE(X/Y)\operatorname{NE}(X/Y) respectively via the inclusion.

6. Decomposition of varieties with nef tangent bundles

Here we will prove Theorem 1.7.

Proof.

If KXK_{X} is nef, then TXT_{X} is numerically trivial and φ=id:XX\varphi=\operatorname{id}\colon X\to X gives the desired contraction.

Assume that KXK_{X} is not nef. Then, by Mori’s cone theorem, we can find an extremal ray RNE¯(X)R\subset\overline{\operatorname{NE}}(X) of XX. Then, by Theorem 1.5, there exists a smooth contraction f:XYf\colon X\to Y of RR and the tangent bundle of YY is again a nef. Then, by induction on the dimension, YY admits a smooth contraction φ:YM\varphi^{\prime}\colon Y\to M satisfying the conditions in Theorem 1.7. Set φφf\varphi\coloneqq\varphi^{\prime}\circ f.

Let FF be a fiber of φ\varphi. Then TFT_{F} is nef. Moreover, since any fiber of ff is separably rationally connected and any fiber of φ\varphi^{\prime} is rationally chain connected, it follows that FF is rationally chain connected [GHS03, dJS03]. Hence FF is a smooth Fano variety by Theorem 1.6.

Since TMT_{M} is numerically flat, there are no rational curves on MM. Thus φ:XM\varphi\colon X\to M is the MRCC fibration of XX. ∎

Corollary 6.1 (Contraction of extremal faces).

Let XX be a smooth projective variety with nef tangent bundle and φ:XM\varphi\colon X\to M be the decomposition morphism as in Theorem 1.7. Then NE(X/M)\operatorname{NE}(X/M) is simplicial. Any set of KXK_{X}-negative extremal rays spans an extremal face.

Moreover, for any KXK_{X}-negative extremal face FF, there exists the contraction of FF and it is a smooth morphism satisfies the three equivalent conditions in Theorem 5.3.

7. FF-liftable varieties with nef tangent bundles

Here we apply our results to prove Theorem 1.10

7.1. Preliminaries on FF-liftability

Definition 7.1 (FF-liftable varieties).

Let XX be a projective variety over kk.

  1. (1)

    A lifting of XX (modulo p2p^{2}) is a flat scheme X~\widetilde{X} over the ring W2(k)W_{2}(k) of Witt vectors of length two with X~×SpecW2(k)Spec(k)X\widetilde{X}\times_{{\operatorname{Spec}}W_{2}(k)}\operatorname{Spec}(k)\cong X.

  2. (2)

    For such a lifting X~\widetilde{X} of XX, a lifting of Frobenius on XX to X~\widetilde{X} is a morphism FX~:X~X~\widetilde{F_{X}}\colon\widetilde{X}\to\widetilde{X} such that the restriction FX~|X\widetilde{F_{X}}|_{X} coincides with the Frobenius morphism FXF_{X}; then the pair (X~,FX~)(\widetilde{X},\widetilde{F_{X}}) is called a Frobenius lifting of XX. If there exists such a pair, XX is said to be F-liftable.

Proposition 7.2 (FF-liftable varieties).

For a smooth FF-liftable projective variety XX, the following hold:

  1. (1)

    For any finite étale cover YXY\to X, YY is also F-liftable.

  2. (2)

    Let f:XYf\colon X\to Y be a contraction and assume R1f𝒪X=0R^{1}f_{\ast}\mathcal{O}_{X}=0. Then YY and any fiber FF of ff are also F-liftable.

Proof.

(1) follows from [AWZ17, Lemma 3.3.5]. (2) follows from [AWZ17, Theorem 3.3.6 (b)] and [AWZ17, Corollary 3.5.4]. ∎

7.2. Proof of Theorem 1.10

Definition 7.3 (FF-liftable and nef tangent bundle).

Let XX be a smooth projective variety. For convenience, let us introduce the following condition:

  1. (FLNT)

    XX is FF-liftable and the tangent bundle is nef.

Proposition 7.4 ([AWZ17, Proposition 6.3.2]).

Let XX be a smooth Fano variety satisfying the condition (1). If ρX=1\rho_{X}=1, then XX is isomorphic to a projective space.

Proposition 7.5 (FF-liftable varieties with KX0K_{X}\equiv 0).

Let XX be a smooth projective FF-liftable variety. If the canonical divisor KXK_{X} is numerically trivial, then there exists a finite étale cover f:YXf\colon Y\to X from an ordinary abelian variety YY.

Proof.

See for instance [AWZ17, Theorem 5.1.1]. ∎

Proposition 7.6 (FLNT Fano varieties).

Let XX be a smooth Fano variety satisfying the condition (1). Then XX is isomorphic to a product of projective spaces.

Proof.

We proceed by induction on the Picard number ρX\rho_{X}. By Proposition 7.4, our assertion holds for the case ρX=1\rho_{X}=1. Assume that ρX2\rho_{X}\geq 2. Then there exists a two dimensional extremal face, which is spanned by two extremal rays R1R_{1} and R2R_{2}. We denote the contraction of the extremal ray RiR_{i} by fi:XXif_{i}\colon X\to X_{i} (i=1i=1, 22), which is a smooth \mathbb{P}-fibration by Theorem 1.5, Remark 4.5 and Proposition 7.4. By the induction hypothesis, each XiX_{i} is a product of projective spaces and hence the Brauer group of XiX_{i} vanishes; this implies that each fif_{i} is given by a projectivization of a vector bundle. When ρX=2\rho_{X}=2, applying [Sat85, Theorem A] XX is isomorphic to a product of two projective spaces or (Tn)\mathbb{P}(T_{\mathbb{P}^{n}}). However the latter does not occur, because (Tn)\mathbb{P}(T_{\mathbb{P}^{n}}) is not F-liftable by [AWZ17, Lemma 6.4.3]. Thus we may assume that ρX3\rho_{X}\geq 3. Let π:XX1,2\pi\colon X\to X_{1,2} be the contraction of the extremal face R1+R2R_{1}+R_{2}. By the rigidity lemma [Deb01, Lemma 1.15], there is the following commutative diagram:

X\textstyle{X\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces}π\scriptstyle{\pi}f1\scriptstyle{f_{1}}f2\scriptstyle{f_{2}}X1\textstyle{X_{1}\ignorespaces\ignorespaces\ignorespaces\ignorespaces}g1\scriptstyle{g_{1}}X2\textstyle{X_{2}\ignorespaces\ignorespaces\ignorespaces\ignorespaces}g2\scriptstyle{g_{2}}X1,2\textstyle{X_{1,2}}

Let us take a vector bundle \mathcal{E} on X1X_{1} such that X()X\cong\mathbb{P}(\mathcal{E}) and f1:XX1f_{1}\colon X\to X_{1} is given by the natural projection ()X1\mathbb{P}(\mathcal{E})\to X_{1}. For any point pX1,2p\in X_{1,2}, π1(p)\pi^{-1}(p) is a smooth Fano variety of Picard number two satisfying the condition (1); by the induction hypothesis it is a product of two projective spaces. Thus, by tensoring \mathcal{E} with a line bundle, we may assume that |g11(p)\mathcal{E}|_{g_{1}^{-1}(p)} is trivial for any point pX1,2p\in X_{1,2}. By Grauert’s theorem [Har77, III. Corollary 12.9], we see that g1(){g_{1}}_{\ast}(\mathcal{E}) is a vector bundle on X1,2X_{1,2}. Then it is straightforward to verify that the natural map g1(g1()){g_{1}}^{\ast}({g_{1}}_{\ast}(\mathcal{E}))\to\mathcal{E} is an isomorphism via Nakayama’s lemma. Thus we have

X=()(g1(g1()))X1×X1,2(g1()).X=\mathbb{P}(\mathcal{E})\cong\mathbb{P}({g_{1}}^{\ast}({g_{1}}_{\ast}(\mathcal{E})))\cong X_{1}\times_{X_{1,2}}\mathbb{P}({g_{1}}_{\ast}(\mathcal{E})).

Again, by the inductive hypothesis, X1j=1ρX1njX_{1}\cong\prod_{j=1}^{\rho_{X}-1}\mathbb{P}^{n_{j}} and X1,2j=2ρX1njX_{1,2}\cong\prod_{j=2}^{\rho_{X}-1}\mathbb{P}^{n_{j}}; we also see that X1X1,2X_{1}\to X_{1,2} is a natural projection. This concludes that XX is isomorphic to n1×(g1())\mathbb{P}^{n_{1}}\times\mathbb{P}({g_{1}}_{\ast}(\mathcal{E})). Since (g1())\mathbb{P}({g_{1}}_{\ast}(\mathcal{E})) is a product of projective spaces, our assertion holds. ∎

Corollary 7.7 (Structure theorem of FLNT varieties).

Let XX be a smooth projective variety satisfying the condition (1). Then there exists a KXK_{X}-negative contraction φ:XM\varphi\colon X\to M which satisfy the following properties:

  1. (1)

    MM is an étale quotient of an ordinary abelian variety AA.

  2. (2)

    φ\varphi is a smooth morphism whose fibers are isomorphic to a product of projective spaces.

In particular, there exist an finite étale cover YXY\to X and a smooth contraction f:YAf\colon Y\to A onto an ordinary abelian variety AA such that all ff-fibers are isomorphic to a product of projective spaces.

Proof.

By Theorem 1.7, XX admits a smooth fibration φ:XM\varphi\colon X\to M such that all fibers are smooth Fano varieties and the tangent bundle of MM is numerically trivial. Since Corollary 1.4 implies that H1(F,𝒪F)=0H^{1}(F,\mathcal{O}_{F})=0 for all fiber FF of φ\varphi, we have R1φ𝒪X=0R^{1}\varphi_{*}\mathcal{O}_{X}=0. Hence all fibers FF and the image MM are FF-liftable by Proposition 7.2. In particular FF is isomorphic to a product of projective spaces and MM is an étale quotient of an ordinary abelian variety AA.

Set YX×MAY\coloneqq X\times_{M}A and let f:YAf\colon Y\to A be the natural projection. Then the last assertion follows. ∎

Proof of Theorem 1.10.

By Corollary 7.7, there exist a finite étale cover τ1:Y1X\tau_{1}\colon Y_{1}\to X and a smooth (ni)(\prod\mathbb{P}^{n_{i}})-fibration f1:Y1A1f_{1}\colon Y_{1}\to A_{1} over an ordinary abelian variety. We may find a finite étale cover τ2:YY1\tau_{2}\colon Y\to Y_{1} such that the composite YY1XY\to Y_{1}\to X is an étale Galois cover (see for instance [Sza09, Proposition 5.3.9]). We denote the Albanese morphism by ααY:YAAlb(Y)\alpha\coloneqq\alpha_{Y}\colon Y\to A\coloneqq\operatorname{Alb}(Y). By the universal property of the Albanese variety, we obtain a morphism τ3:AA1\tau_{3}\colon A\to A_{1} which satisfies the following commutative diagram:

Y\textstyle{Y\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces}α\scriptstyle{\alpha}τ2\scriptstyle{\tau_{2}}Y1\textstyle{Y_{1}\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces}f1\scriptstyle{f_{1}}τ1\scriptstyle{\tau_{1}}X\textstyle{X}A\textstyle{A\ignorespaces\ignorespaces\ignorespaces\ignorespaces}τ3\scriptstyle{\tau_{3}}A1\textstyle{A_{1}}

Here we prove that τ3\tau_{3} is étale. All f1f_{1}-fibers are isomorphic to ni\prod\mathbb{P}^{n_{i}} and hence simply connected. Thus each f1τ2f_{1}\circ\tau_{2}-fiber is a disjoint union of ni\prod\mathbb{P}^{n_{i}}. In particular, f1τ2f_{1}\circ\tau_{2}-fibers are contracted by α\alpha. Therefore τ3\tau_{3} is finite. Since f1τ2f_{1}\circ\tau_{2} is surjective, the morphism τ3\tau_{3} is also surjective. In particular τ3\tau_{3} is a finite surjective morphism between abelian varieties. This in turn implies that α\alpha is surjective with equidimensional fibers. Thus α\alpha is flat. Since τ3α\tau_{3}\circ\alpha is smooth, τ3\tau_{3} is étale.

Since τ3\tau_{3} is étale and τ3α\tau_{3}\circ\alpha is smooth, the morphism α\alpha is smooth. Thus it is enough to show that α\alpha-fibers are connected. To prove this, let us consider the Stein factorization Yq1Aq2AY\xrightarrow{q_{1}}A^{\prime}\xrightarrow{q_{2}}A, where q1q_{1} is a contraction and q2q_{2} is a finite morphism. Since q2q_{2} is étale, AA^{\prime} is an abelian variety (see for instance [Mum70, Section 18]). This implies that q1:YAq_{1}\colon Y\to A^{\prime} factors through α:YA\alpha\colon Y\to A, that is, there exists a morphism β:AA\beta\colon A\to A^{\prime} such that q1=βαq_{1}=\beta\circ\alpha. By virtue of the universality of AA and the rigidity lemma [Deb01, Lemma 1.15] for q1q_{1}, we see that β\beta is an isomorphism and the assertion follows. ∎

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