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Prismatic Kunz’s Theorem

Ryo Ishizuka Department of Mathematics, Tokyo Institute of Technology, 2-12-1 Ookayama, Meguro, Tokyo 152-8551 [email protected]  and  Kei Nakazato Proxima Technology Inc., 8-5-7 Minamisenju, Arakawa, Tokyo 116-0003 [email protected]
Abstract.

In this paper, we prove “prismatic Kunz’s theorem” which states that a complete Noetherian local ring RR of residue characteristic pp is a regular local ring if and only if the Frobenius lift on a prismatic complex of (a derived enhancement of) RR over a specific prism (A,I)(A,I) is faithfully flat. This generalizes classical Kunz’s theorem from the perspective of extending the “Frobenius map” to mixed characteristic rings. Our approach involves studying the deformation problem of the “regularity” of prisms and demonstrating the faithful flatness of the structure map of the prismatic complex.

Key words and phrases:
prisms, prismatic cohomology, Kunz’s theorem, animated rings
2020 Mathematics Subject Classification: 14G45, 14F30, 13A35

1. Introduction

Let pp be a prime number. In this paper, we assume that any ring is a (commutative) Z(p)\mathbb{Z}_{(p)}-algebra.

What is the “Frobenius map” on local rings of residue characteristic pp? In positive characteristic pp, the “Frobenius map” is exactly the Frobenius map F:xxpF\colon x\mapsto x^{p}. The existence of this map is essential in the theory of positive characteristic rings, for example, FF-singularities and tight closure theory. In particular, the following Kunz’s theorem is a monumental result that marks the beginning of the idea.

Theorem 1.1 (Kunz’s theorem; [Kun69]).

Let RR be a Noetherian ring of characteristic pp. Then RR is regular if and only if the Frobenius map F:RFRF\colon R\to F_{*}R is faithfully flat if and only if the canonical map RRperfR\to R_{\operatorname{perf}} is faithfully flat, where RperfR_{\operatorname{perf}} is the perfect closure RperfcolimFRR_{\operatorname{perf}}\coloneqq\operatorname*{colim}_{F}R of RR.

By considering the case of mixed characteristic (0,p)(0,p), the theory of positive characteristic rings has been extended to the “pp-adic commutative algebra theory”, that is the theory of local rings of residue characteristic pp. However, in mixed characteristic, we cannot define the “Frobenius map” in the same way, and this lack of the mysterious map FF is a big problem.

Instead of searching for the “Frobenius map”, the notion of perfectoid rings - a generalization of perfect rings to mixed characteristic introduced by Scholze [Sch12] - has been applied in commutative algebra after André [And18b, And18a] and Bhatt [Bha14, Bha18b]. Recently, as perfectoid theory progressed, Bhatt-Scholze [BS22] developed the theory of prisms and prismatic complexes, enabling the exploration of the generalization of the Frobenius map.

We first briefly recall these notions. A (pp-torsion-free) δ\delta-ring AA is a (pp-torsion-free) Z(p)\mathbb{Z}_{(p)}-algebra AA equipped with an endomorphism φA:AA\varphi_{A}\colon A\to A called a Frobenius lift such that φA\varphi_{A} induces the Frobenius map FF on A/pAA/pA. A pair (A,I)(A,I) of a δ\delta-ring AA and its ideal II is a prism if AA is derived (p,I)(p,I)-complete, II defines a locally free AA-module of rank 11, and pI+φA(I)Ap\in I+\varphi_{A}(I)A (see Definition 2.1 and Definition 2.4). If RR is an A/IA/I-algebra, we can defined the prismatic complex ΔR/A{{\mathbbl{\Delta}}}_{R/A} of RR relative to AA equipped with the φA\varphi_{A}-semilinear endomorphism φ\varphi on ΔR/A{{\mathbbl{\Delta}}}_{R/A} (see Definition 4.5).

Under this notation, the philosophy of the generalization of the Frobenius map can be captured by the following slogan:

Slogan 1.2 (cf. [Bha22, Remark 5.6] and [Bha21, §1.4]).

Let RR be a “good” Noetherian local ring of residue characteristic pp. The “Frobenius map” on RR is the φA\varphi_{A}-semilinear endomorphism φ\varphi on a prismatic complex ΔR/A{{\mathbbl{\Delta}}}_{R/A} for some prism (A,I)(A,I) such that RR is an A/IA/I-algebra.

Under this philosophy, Bhatt showed the Cohen-Macaulayness of absolute integral closures [Bha21]. Our purpose in this paper is to give one of the formations of “prismatic Kunz’s theorem” by using this “Frobenius map” (Theorem 1.6). To prove this, we study the deformation problem of the “regularity” of prisms.

Theorem 1.3 (Proposition 3.4).

Let (A,I)(A,I) be a bounded prism (here we do not yet assume that AA is Noetherian). We say that (A,I)(A,I) is a regular local prism if it satisfies one of the following equivalent conditions:

  1. (1)

    AA is a regular local ring.

  2. (1’)

    AA is an unramified regular local ring, namely, (A,𝔪A)(A,\mathfrak{m}_{A}) is a regular local ring and p𝔪A𝔪A2p\in\mathfrak{m}_{A}\setminus\mathfrak{m}_{A}^{2}.

  3. (2)

    A/pAA/pA is a regular local ring.

  4. (3)

    A/IA/I is a regular local ring.

This is a useful criterion to check whether a prism is regular or not. By only using this, we can show a one-to-one correspondence (Corollary 3.8) between the set of dd-dimensional complete regular local rings with residue field kk of characteristic pp and the set of prismatic structures of the formal power series ring C(k)[|T1,,Tn|]C(k)[|T_{1},\dots,T_{n}|] whose coefficient ring C(k)C(k) is the Cohen ring of kk defined in Lemma 2.6.

We frequently encounter not only a prism (A,I)(A,I) itself but also an A/IA/I-algebra RR. Two common cases are as follows (for additional context, refer to Remark 2.5 and Remark 4.4).

One is the case of when RR is a semiperfectoid ring (i.e., RR is derived pp-complete and is a quotient of a perfectoid ring). In this case, RR admits a surjective map ARA\twoheadrightarrow R with a perfect prism (A,I)(A,I) such that II is contained in ker(AR)\ker(A\twoheadrightarrow R). This situation often arises in arithmetic geometry and is one of the comprehensible cases within the theory of prismatic complexes and perfectoidization (refer to [BS22, §7] and [Ish23] for further details).

Another case occurs in commutative ring theory: any complete Noetherian local ring RR admits a surjective ARA\twoheadrightarrow R with a complete regular local prism (A,I)(A,I) (i.e., (A,I)(A,I) is a prism, and AA is a complete regular local ring; refer to the equivalence in Theorem 1.3 above) such that II is contained in ker(AR)\ker(A\twoheadrightarrow R). This result stems from Cohen’s structure theorem (see Definition 3.6 and Corollary 5.3 for more details).

The second main theorem (Theorem 1.5) covers these cases.

1.1. Faithful flatness of prismatic complexes

One of our main theorems is the following general theory of prismatic complexes. This is a generalization of [Bha18a, Example VII.4.4] which requires the assumption that RR becomes a regular semiperfectoid ring with a perfect prism (A,I)(A,I). To formulate this theorem, we use the notion of animated rings (see Appendix A for the basic knowledge of animated rings). In particular, the following “derived enhancement” of a quotient ring is a key tool in our proof.

Construction 1.4 (4.3).

Let (A,I)(A,I) be a bounded prism and let RA/JR\coloneqq A/J, where J=(I,f1,,fr)J=(I,f_{1},\dots,f_{r}) with a (not necessarily regular) sequence of elements f1,,frf_{1},\dots,f_{r} in AA. We can define an animated A/IA/I-algebra by taking a derived quotient

RanRan(f1,,fr)(A/I)/L(f1,,fr)=A/IZ[X1,,Xr]LZ,R^{an}\coloneqq R^{an}(f_{1},\dots,f_{r})\coloneqq(A/I)/^{L}(f_{1},\dots,f_{r})=A/I\otimes^{L}_{\mathbb{Z}[X_{1},\dots,X_{r}]}\mathbb{Z},

where A/IZ[X1,,Xr]ZA/I\leftarrow\mathbb{Z}[X_{1},\dots,X_{r}]\rightarrow\mathbb{Z} is defined by fiXi0f_{i}\mapsfrom X_{i}\mapsto 0.

Theorem 1.5 (Theorem 4.8 and Corollary 4.9).

Let (A,I)(A,I) be a bounded prism and let RA/JR\coloneqq A/J, where J=(I,f1,,fr)J=(I,f_{1},\dots,f_{r}) with a (not necessarily regular) sequence of elements f1,,frf_{1},\dots,f_{r} in AA. Set an animated ring Ran=Ran(f1,,fr)R^{an}=R^{an}(f_{1},\dots,f_{r}) as above. Then the canonical maps of rings

R/pnRπ0(Δ¯Ran/A)/(pn)R/p^{n}R\to\pi_{0}(\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A})/(p^{n})

are faithfully flat for all n1n\geq 1, where π0(Δ¯Ran/A)\pi_{0}(\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A}) is the connected component of the Hodge-Tate complex Δ¯Ran/A=ΔRan/AALA/I\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A}={{\mathbbl{\Delta}}}_{R^{an}/A}\otimes^{L}_{A}A/I, that is, the 0-th cohomology of Δ¯Ran/A\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A} when we regard it as a commutative algebra object in the derived category D(Ran)D(R^{an}) of RanR^{an}-modules. Moreover, if RR is Noetherian, the map Rπ0(Δ¯Ran/A)R\to\pi_{0}(\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A}) itself is faithfully flat.

This shows that some properties of π0(Δ¯Ran/A)\pi_{0}(\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A}) can descend to RR. So the deep theory of prismatic complexes can be applied to the study of RR involving most semiperfectoid rings and complete Noetherian local rings.

1.2. Prismatic Kunz’s theorem

Applying Theorem 1.5 for commutative algebraic situation, we show the following formation of “prismatic Kunz’s theorem”.

Theorem 1.6 (Prismatic Kunz’s theorem (Theorem 5.7, Theorem 5.9, and Corollary 5.10)).

Let (R,𝔪,k)(R,\mathfrak{m},k) be a complete Noetherian local ring of residue characteristic pp. For a fixed minimal generator x1,,xnx_{1},\dots,x_{n} of RR, Cohen’s structure theorem makes a surjective map

AC(k)[|T1,,Tn|]R,A\coloneqq C(k)[|T_{1},\dots,T_{n}|]\twoheadrightarrow R,

where C(k)C(k) is the Cohen ring of kk. Then there exists an ideal II of AA contained in ker(AR)\ker(A\twoheadrightarrow R) such that (A,I)(A,I) becomes a prism (Corollary 5.3). Fix a sequence of elements f1,,frf_{1},\dots,f_{r} in AA such that ker(AR)=(I,f1,,fr)\ker(A\twoheadrightarrow R)=(I,f_{1},\dots,f_{r}). Set an animated ring RanRan(f1,,fr)R^{an}\coloneqq R^{an}(f_{1},\dots,f_{r}). Under this construction, this theorem states that the following conditions are equivalent:

  1. (1)

    RR is a regular local ring.

  2. (2)

    The Frobenius lift φ:ΔRan/AφA,ΔRan/A\varphi\colon{{\mathbbl{\Delta}}}_{R^{an}/A}\to\varphi_{A,*}{{\mathbbl{\Delta}}}_{R^{an}/A} of the (animated) δ\delta-AA-algebra ΔRan/A{{\mathbbl{\Delta}}}_{R^{an}/A} is faithfully flat.

This theorem is proved by our second main theorem (Theorem 1.5) and pp-adic Kunz’s theorem developed by Bhatt-Iyengar-Ma [BIM19] (see Theorem 5.8). Using this insight, we propose the Frobenius lift on ΔRan/A{{\mathbbl{\Delta}}}_{R^{an}/A} as the “Frobenius map” for complete Noetherian local rings with residue characteristic pp as stated in 1.2.

Although this theorem is itself an application of the second theorem (Theorem 1.5), this gives us two applications. The first application is a characterization of the regularity of prisms by using the faithful flatness of the Frobenius lift (Proposition 5.14). The second application is a new proof of the stability of regularity of complete Noetherian local rings under the localization of prime ideals that contains pp (Proposition 5.17).

Furthermore, as an alternative result, it is possible to prove the first application (Proposition 5.14) without using Theorem 1.5, solely relying on classical Kunz’s theorem. In this case, this Proposition 5.17 concerning the stability of regularity can be proved without Serre’s regularity criterion and even without pp-adic Kunz’s theorem.

Outline

We begin in Section 2 by recalling the notion of (transversal) prisms and giving some basic properties. In Section 3, we show the deformation property of the regularity of prisms (Theorem 1.3). Theorem 1.5 is proven in Section 4 in which we recall the notion of prismatic complexes. Our main purpose of this paper, prismatic Kunz’s theorem (Theorem 1.6), is proven in Section 5 by using Theorem 1.5 and pp-adic Kunz’s theorem recalled in Theorem 5.8. We freely use the language of higher algebra such as \infty-categories and animated rings after Section 4 which we briefly summarize in Appendix A.

Acknowledgement

The first-named author would like to express his sincere gratitude to Dimitri Dine, Tetsushi Ito, and Teruhisa Koshikawa for their valuable conversations. The authors are deeply thankful to Kazuki Hayashi, Shinnosuke Ishiro, and Kazuma Shimomoto for their continuous support. Special thanks to Bhargav Bhatt for reviewing the early drafts, especially a counterexample Remark 5.13, and pointing out a mistake in the proof of Theorem 4.8. The second-named author was partially supported by JSPS Grant-in-Aid for Early-Career Scientists 23K12952.

2. Transversal Prisms

In this section, we introduce the notion of transversal prisms, which is defined in [AL20]. First, we recall the definition of δ\delta-rings and prisms.

Definition 2.1 ([BS22, Definition 2.1]).

Let AA be a ring. A δ\delta-structure on AA is a map of sets δ:AA\delta\colon A\to A such that δ(0)=δ(1)=0\delta(0)=\delta(1)=0 and

δ(a+b)=δ(a)+δ(b)+ap+bp(a+b)pp;δ(ab)=apδ(b)+bpδ(a)+pδ(a)δ(b)\delta(a+b)=\delta(a)+\delta(b)+\frac{a^{p}+b^{p}-(a+b)^{p}}{p};\delta(ab)=a^{p}\delta(b)+b^{p}\delta(a)+p\delta(a)\delta(b)

for all a,bAa,b\in A. A δ\delta-ring is a pair (A,δ)(A,\delta) of a ring AA and a δ\delta-structure on AA. We often omit the δ\delta-structure δ\delta and simply say that AA is a δ\delta-ring. An element aAa\in A is called a distinguished element (resp., of rank-11) if δ(a)\delta(a) is invertible in AA (resp., δ(a)=0\delta(a)=0).

On a δ\delta-ring AA, a map of sets φ:AA\varphi\colon A\to A is defined as

φ(a)ap+pδ(a)\varphi(a)\coloneqq a^{p}+p\delta(a)

for all aAa\in A. By the definition of δ\delta, φ\varphi gives a ring endomorphism and we call it the Frobenius lift on the δ\delta-ring AA. The induced map on A/pAA/pA becomes the usual Frobenius map F:A/pAA/pAF\colon A/pA\to A/pA.

We often use the symbol φ()\varphi_{*}(-) and F()F_{*}(-) as the restriction of scalars along φ\varphi and FF, respectively.

We recall the definition of the derived completeness. The derived 𝔞\mathfrak{a}-completeness of modules over animated rings is also introduced in [Lur18, §7.3] and we recall it in Definition A.7.

Definition 2.2 (cf. [Sta, 091N] and [BS22, §1.2]).

Let AA be a ring and let 𝔞=(f1,,fr)\mathfrak{a}=(f_{1},\dots,f_{r}) be a finitely generated ideal of AA. A complex MM of AA-modules is derived 𝔞\mathfrak{a}-complete if the canonical map

MM^Rlimn(MALKos(A;f1n,,frn))M\to\widehat{M}\coloneqq R\lim_{n}(M\otimes^{L}_{A}\operatorname{Kos}(A;f_{1}^{n},\dots,f_{r}^{n}))

is an isomorphism in D(A)D(A), where Kos(A;f1n,,frn)\operatorname{Kos}(A;f_{1}^{n},\dots,f_{r}^{n}) is the Koszul complex of AA with respect to f1n,,frnf_{1}^{n},\dots,f_{r}^{n}. This derived limit M^\widehat{M} is called the derived 𝔞\mathfrak{a}-completion of MM.

An AA-module MM is derived 𝔞\mathfrak{a}-complete if the complex M[0]M[0] is derived 𝔞\mathfrak{a}-complete as a complex of AA-modules. We say that AA is derived 𝔞\mathfrak{a}-complete if AA is derived 𝔞\mathfrak{a}-complete as an AA-module. By [Bha18a, Definition III.2.1], a complex MM is derived 𝔞\mathfrak{a}-complete if and only if each Hi(M)H^{i}(M) is derived 𝔞\mathfrak{a}-complete for all iZi\in\mathbb{Z}.

Some properties of derived 𝔞\mathfrak{a}-completeness are summarized in, for example, [Sta, 019N], [BS22, §1.2], [Bha18a, Lecture III], and [Ked, §6]. For convenience, we recall the following lemma.

Lemma 2.3 ([Ked, Corollary 6.3.2]).

Let AA be a ring and let 𝔞\mathfrak{a} be a finitely generated ideal of AA. If AA is derived 𝔞\mathfrak{a}-complete, then AA is 𝔞\mathfrak{a}-Zariskian, that is, 𝔞J(A)\mathfrak{a}\subseteq\operatorname{J}(A) where J(A)\operatorname{J}(A) is the Jacobson radical of AA.

Next, we recall the definition of prisms.

Definition 2.4 ([BS22, Definition 3.2]).

Let (A,I)(A,I) be a pair of a δ\delta-ring AA and its ideal II. Following [BS22], we call such a pair (A,I)(A,I) a δ\delta-pair.111In the recent study [AKN23] of a generalization of prismatic cohomology, a pair (A,R)(A,R) consisting a δ\delta-ring AA and an AA-algebra RR is also called a δ\delta-pair (Definition 4.1). Both terms are used in this paper because there is seldom any confusion (see Remark 4.2). The pair (A,I)(A,I) is a prism if the following conditisons hold:

  1. (1)

    II defines a locally free AA-module of rank 11.

  2. (2)

    AA is derived (p,I)(p,I)-complete.

  3. (3)

    pI+φ(I)Ap\in I+\varphi(I)A.

A prism (A,I)(A,I) is called

  1. (1)

    perfect if AA is a perfect δ\delta-ring, i.e., φ\varphi is an automorphism of AA.

  2. (2)

    bounded if A/IA/I has bounded pp^{\infty}-torsion.

  3. (3)

    orientable if II is a principal ideal of AA and its generator is called an orientation of (A,I)(A,I).

  4. (4)

    crystalline if I=(p)I=(p).

Note that any orientation ξ\xi of an orientable prism (A,I)(A,I) becomes a non-zero-divisor and a distinguished element of AA because of [BS22, Lemma 2.25].

Remark 2.5.

The assumption of being a bounded prism is foundational for several reasons: In their work [BS22], prisms are introduced as a form of “deperfection” in comparison to perfectoid rings. This assertion is grounded in their theorem ([BS22, Theorem 3.10]) establishing an equivalence between the category of perfect prisms and the category of perfectoid rings. Moreover, it is established in [BS22, Lemma 3.8] that any perfect prism is, in fact, bounded. Consequently, when considering a perfectoid ring, a natural consideration arises for it to be a bounded prism.

Another case is when (A,I)(A,I) is a prism with a Noetherian ring AA. It is also bounded because of the Noetherian assumption. Thus, the assumption of a prism being bounded encompasses both the former “arithmetic” case and the latter “ring-theoretic” case. Refer also to the accompanying remark (Remark 4.4) for further clarification.

In commutative algebra in mixed characteristic, we need the following crystalline prism (C(k),pC(k))(C(k),pC(k)) which is well-known to the experts.

Lemma 2.6.

Let kk be a (not necessarily perfect) field of characteristic pp. Then there exists the Cohen ring C(k)C(k) of kk, that is, C(k)C(k) is the unique (up to isomorphism) absolutely unramified complete discrete valuation ring C(k)C(k) such that C(k)/pC(k)C(k)/pC(k) is isomorphic to kk. Furthermore, C(k)C(k) has a (not necessarily unique) δ\delta-structure consisting of a crystalline prism (C(k),pC(k))(C(k),pC(k)).

Proof.

The existence of the Cohen ring C(k)C(k) is well-known (see [Mat86, §29]). The existence of a δ\delta-structure is a general theory of Cohen rings: by [Mat86, Theorem 29.2], there exists a (non-unique) local homomorphism φ:C(k)C(k)\varphi\colon C(k)\to C(k) which induces the Frobenius map F:kkF\colon k\to k on the residue fields (another reference is [FO, §1.2.4 and §3.3.1]). ∎

Another important class of prisms is transversal prisms (Definition 2.10) introduced by Anschütz-Le Bras in [AL20]. To define this, we need the following lemmas which guarantee some flexibility of regular sequences.

Lemma 2.7 (cf. [GR22, Corollary 7.8.8 (i)]).

Let AA be a ring and x,yx,y be a regular sequence on AA. If AA is derived xx-complete, then y,xy,x is also a regular sequence on AA.

Proof.

Since AA is xx-torsion-free, AA is xx-adically complete by [Bha18a, Lemma III.2.4] and, in particular, AA is xx-adically separated. By [GR22, Corollary 7.8.8 (i)], the sequence (y,x)(y,x) is a regular sequence on AA. ∎

Lemma 2.8 ([GR22, Corollary 7.8.8 (ii)] and [Sta, 07DV]).

Let AA be a ring and let f1,,frf_{1},\dots,f_{r} be a sequence of elements of AA. Let e1,,ere_{1},\dots,e_{r} be positive integers. Then f1,,frf_{1},\dots,f_{r} is a regular sequence (resp., Koszul-regular sequence) on AA if and only if f1e1,,frerf_{1}^{e_{1}},\dots,f_{r}^{e_{r}} is a regular sequence (resp., Koszul-regular sequence) on AA.

The following lemma is similar to [AL20, Lemma 3.3] and [AB23, Lemma 2.7].

Lemma 2.9 (cf. [AL20, AB23]).

Let (A,I)(A,I) be a δ\delta-pair. Suppose that AA is derived (p,I)(p,I)-complete and II is generated by a distinguished element dd. Then the following conditions are equivalent.

  1. (1)

    p,dp,d is a regular sequence on AA.

  2. (2)

    d,pd,p is a regular sequence on AA.

  3. (3)

    φ(d),d\varphi(d),d is a regular sequence on AA.

  4. (4)

    d,φ(d)d,\varphi(d) is a regular sequence on AA.

  5. (5)

    p,φ(d)p,\varphi(d) is a regular sequence on AA.

  6. (6)

    φ(d),p\varphi(d),p is a regular sequence on AA.

  7. (7)

    p,φi+1(d)p,\varphi^{i+1}(d) is a regular sequence for every i0i\geq 0 on AA.

  8. (8)

    φi+1(d),p\varphi^{i+1}(d),p is a regular sequence for every i0i\geq 0 on AA.

  9. (9)

    φi+1(d),φj+1(d)\varphi^{i+1}(d),\varphi^{j+1}(d) is a regular sequence for every i,j0i,j\geq 0, iji\neq j on AA.

If one of the equivalent conditions is satisfied, AA is (p,I)(p,I)-adically complete.

Proof.

We show the following implications:

(6){(6)}(5){(5)}(9){(9)}(7){(7)}(1){(1)}(2){(2)}(4){(4)}(8){(8)}(3).{(3).}

Since AA is derived (p,I)(p,I)-complete and φi(d)(p,I)A\varphi^{i}(d)\in(p,I)A for every i0i\geq 0, AA is derived pp-complete and derived φi(d)\varphi^{i}(d)-complete by definition (see [Bha18a, Definition III.2.1]). Hence each one of the above regular sequences is permutable by Lemma 2.7 and thus the equivalences (1)(2)\text{(1)}\Longleftrightarrow\text{(2)}, (3)(4)\text{(3)}\Longleftrightarrow\text{(4)}, (5)(6)\text{(5)}\Longleftrightarrow\text{(6)}, and (7)(8)\text{(7)}\Longleftrightarrow\text{(8)} hold. Moreover, because of φ(d)=dp+pδ(d)\varphi(d)=d^{p}+p\delta(d) with an invertible element δ(d)\delta(d), we have the equivalences (2)(4)\text{(2)}\Longleftrightarrow\text{(4)} and (1)(5)\text{(1)}\Longleftrightarrow\text{(5)} by Lemma 2.8. Consequently, the conditions (1)(1)-(6)(6) are equivalent.

Since the derived (p,I)(p,I)-complete ring AA is (p,I)(p,I)-Zariskian by Lemma 2.3, φi+1(d)\varphi^{i+1}(d) is a distinguished element for any i0i\geq 0 by [BS22, Lemma 2.25]. So we can apply the implication (1)(5)\text{(1)}\Longrightarrow\text{(5)} for a sequence p,φi(d)p,\varphi^{i}(d) for each i0i\geq 0 and then we have (1)(7)\text{(1)}\Longrightarrow\text{(7)}. By [AB23, Lemma 2.7], we have (1)(9)\text{(1)}\Longrightarrow\text{(9)}. The immediate implications (8)(3)\text{(8)}\Longrightarrow\text{(3)} and (9)(4)\text{(9)}\Longrightarrow\text{(4)} conclude the proof.

If p,dp,d is a regular sequence on AA, by the paragraph above [AL20, Lemma 3.3], this AA is (p,I)(p,I)-adically complete. ∎

Definition 2.10 (cf. [AL20, Definition 3.2]).

We say that an orientable222In [BL22a, Definition 2.1.3], we can define the notion of a transversal prism for any prism (not necessarily orientable). However, we assume that transversal prisms are orientable in this paper. prism (A,I)(A,I) is transversal if some (or, equivalently, any) orientation ξI\xi\in I forms a regular sequence p,ξp,\xi of AA or satisfies one of the equivalent conditions (Lemma 2.9).

Transversal prisms are well-behaved in the following sense (Lemma 2.14). We first recall the notion of a completely faithfully flat map.

Definition 2.11 (cf. [BS22, Yek18]).

Let AA be a ring and MM be an AA-module. Fix an ideal 𝔞\mathfrak{a} of AA. Then MM is an 𝔞\mathfrak{a}-completely flat333The original definition of the 𝔞\mathfrak{a}-completely flatness is that MALNM\otimes^{L}_{A}N is concentrated in degree 0 for any A/𝔞A/\mathfrak{a}-module NN. These equivalences are shown in [Yek18, Theorem 4.3]. AA-module if the derived tensor product MALA/𝔞M\otimes^{L}_{A}A/\mathfrak{a} is concentrated in degree 0 and M/𝔞MM/\mathfrak{a}M is a flat A/𝔞A/\mathfrak{a}-module. Moreover if M/𝔞MM/\mathfrak{a}M is a faithfully flat A/𝔞A/\mathfrak{a}-module, we say that MM is 𝔞\mathfrak{a}-completely faithfully flat.

A map of rings ABA\to B is 𝔞\mathfrak{a}-completely (faithfully) flat if BB is an 𝔞\mathfrak{a}-completely (faithfully) flat AA-module via this map ABA\to B.

If the base ring is Noetherian, the situation is simpler. To use this fact later (Corollary 4.9 and Theorem 5.9), we formulate the following lemma in a form suitable for our setup:

Lemma 2.12 ([Bha18b, Proposition 5.1] and [Yek18, Theorem 1.6]).

Let RR be a π\pi-Zariskian ring with bounded π\pi^{\infty}-torsion for some element π\pi in RR and let SS be an π\pi-adically complete RR-algebra. If R/πnRS/πnSR/\pi^{n}R\to S/\pi^{n}S is (faithfully) flat for all n1n\geq 1, SS becomes a π\pi-completely (faithfully) flat RR-algebra. If RR is furthermore Noetherian, SS is (faithfully) flat over RR.

Proof.

Since RR has bounded π\pi^{\infty}-torsion, π\pi is a weakly proregular element of RR by [Yek20, Proposition 5.6]. So S=limnS/πnSS=\lim_{n}S/\pi^{n}S is π\pi-completely flat over RR by [Yek18, Theorem 1.6 (1)]. If R/πnRS/πnSR/\pi^{n}R\to S/\pi^{n}S is faithfully flat (in particular, n=1n=1), SS is moreover π\pi-completely faithfully flat over RR by the definition of π\pi-completely faithful flatness.

By using this, if RR is Noetherian and R/πnRS/πnSR/\pi^{n}R\to S/\pi^{n}S is flat, then SS is flat over RR by [Yek18, Theorem 1.5]. Moreover, if RR is Noetherian and R/πnRS/πnSR/\pi^{n}R\to S/\pi^{n}S is faithfully flat, SS must be faithfully flat over RR by the argument in the second paragraph of the proof of [Bha18b, Proposition 5.1], which applies verbatim under the weaker assumption that RR is only π\pi-Zariskian instead of π\pi-adically complete. ∎

The following lemma was intended to be used in showing the above lemma but is not used in this paper. We include this for future convenience. This is a “relative” (and slightly general) version of [BMS19, Lemma 4.7 and Corollary 4.8].

Lemma 2.13 ([BMS19, Lemma 4.7 and Corollary 4.8]).

Let kk be a ring (not necessarily a field) admitting a non-zero-divisor π\pi. Let RR and SS be kk-algebras and RSR\to S be a map of kk-algebras.

  1. (1)

    If an RR-module MM is π\pi-completely flat over RR, then the map

    MRR[πn]M[πn]M\otimes_{R}R[\pi^{n}]\to M[\pi^{n}]

    is an isomorphism for all n1n\geq 1. In particular, if RR has bounded π\pi^{\infty}-torsion, MM also has bounded π\pi^{\infty}-torsion.

  2. (2)

    Conversely, if NN is a π\pi-adically complete RR-module with bounded π\pi^{\infty}-torsion such that N/πnNN/\pi^{n}N is flat over R/πnRR/\pi^{n}R for all n1n\geq 1, then NN is π\pi-completely flat over RR.

  3. (3)

    Assume that SS has bounded π\pi^{\infty}-torsion and π\pi-adically complete. Then the map RSR\to S is π\pi-completely (faithfully) flat if and only if R/πnRS/πnSR/\pi^{n}R\to S/\pi^{n}S is (faithfully) flat for all n1n\geq 1.

Proof.

Since π\pi is a non-zero-divisor of kk, the proof of the first two statements can be carried out similarly to the proof of [BMS19, Lemma 4.7] by taking AA as RR, Z\mathbb{Z} as kk, and pp as π\pi. The main point is that MnMkLk/πnkM_{n}\coloneqq M\otimes^{L}_{k}k/\pi^{n}k satisfies H1(Mn)=M[πn]H^{-1}(M_{n})=M[\pi^{n}] and the truncation functor makes a distinguished triangle A[πn][1]AnA/πnAA[\pi^{n}][1]\to A_{n}\to A/\pi^{n}A in ModAn\operatorname{Mod}_{A_{n}} for AnAkLk/πnkA_{n}\coloneqq A\otimes^{L}_{k}k/\pi^{n}k since π\pi is a non-zero-divisor of kk. The third statement is a direct consequence of the second statement as in [BMS19, Corollary 4.8 (3)]. ∎

We end this section with the following lemma, which gives the equivalence condition for the completely faithful flatness of the Frobenius lift.

Lemma 2.14.

Let (A,I)(A,I) be a transversal or crystalline prism, and let φ:AφA\varphi\colon A\to\varphi_{*}A be the Frobenius lift of the δ\delta-ring AA. Then the following are equivalent:

  1. (1)

    φ\varphi is pp-completely faithfully flat.

  2. (2)

    φ\varphi is II-completely faithfully flat.

  3. (3)

    φ\varphi is (p,I)(p,I)-completely faithfully flat.

  4. (4)

    The Frobenius map F:A/(p)F(A/(p))F\colon A/(p)\to F_{*}(A/(p)) is faithfully flat.

  5. (5)

    The map φ¯I:A/Iφ(A/φ(I))\overline{\varphi}_{I}\colon A/I\to\varphi_{*}(A/\varphi(I)) induced from φ\varphi is faithfully flat.

  6. (6)

    The pp-th power map φ¯(p,I):A/(p,I)φ(A/(p,I[p]))\overline{\varphi}_{(p,I)}\colon A/(p,I)\to\varphi_{*}(A/(p,I^{[p]})) induced from φ\varphi is faithfully flat, where I[p]I^{[p]} is the ideal generated by {fpAfI}\{f^{p}\in A\mid f\in I\mbox{}\} in AA, which is called the Frobenius power of II.

Proof.

The implications (1)(4)\text{(1)}\Longrightarrow\text{(4)}, (2)(5)\text{(2)}\Longrightarrow\text{(5)}, (3)(6)\text{(3)}\Longrightarrow\text{(6)}, and ((4) or (5))(6)\text{((4) or (5))}\Longrightarrow\text{(6)} are clear. Because of (p)(p,I)(p)\subseteq(p,I) and I(p,I)I\subseteq(p,I), (3)(1)\text{(3)}\Longrightarrow\text{(1)} and (3)(2)\text{(3)}\Longrightarrow\text{(2)} are also clear. It suffices to show that (6)(3)\text{(6)}\Longrightarrow\text{(3)}. Note that the transversal or crystalline assumption is only used in the proof of (6)(3)\text{(6)}\Longrightarrow\text{(3)}.

By the definition of (p,I)(p,I)-completely faithful flatness (Definition 2.11), it is sufficient to show that the derived tensor product A/(p,I)ALφAA/(p,I)\otimes^{L}_{A}\varphi_{*}A is concentrated in degree 0.

If (A,I)(A,I) is transversal, a fixed orientation ξ\xi of (A,I)(A,I) gives a regular sequence p,ξp,\xi on AA. We have a projective resolution of A/(p)A/(p) (resp., A/(p,ξ)A/(p,\xi)):

0A\displaystyle 0\to A ×pAA/(p)0\displaystyle\xrightarrow{\times p}A\to A/(p)\to 0
(resp., 0A/(p)\displaystyle(\text{resp.,}\ 0\to A/(p) ×ξA/(p)A/(p,ξ)0)\displaystyle\xrightarrow{\times\xi}A/(p)\to A/(p,\xi)\to 0)

as an AA-module (resp., an A/(p)A/(p)-module). Note that there is a canonical isomorphism of derived tensor products

A/(p,I)ALφAA/(p,I)A/(p)L(A/(p)ALφA)A/(p,I)\otimes^{L}_{A}\varphi_{*}A\cong A/(p,I)\otimes^{L}_{A/(p)}(A/(p)\otimes^{L}_{A}\varphi_{*}A)

in D(A/(p))D(A/(p)) by [Sta, 06Y6]. First, we have a (quasi-)isomorphism in D(A)D(A);

A/(p)ALφA\displaystyle A/(p)\otimes^{L}_{A}\varphi_{*}A\cong (0AAφA×pidφAAAφA0)\displaystyle(0\to A\otimes_{A}\varphi_{*}A\xrightarrow{\times p\otimes\operatorname{id}_{\varphi_{*}A}}A\otimes_{A}\varphi_{*}A\to 0)
\displaystyle\cong (0φA×φ(p)φA0)\displaystyle(0\to\varphi_{*}A\xrightarrow{\times\varphi(p)}\varphi_{*}A\to 0)

Since AA is pp-torsion-free, this complex A/(p)ALφAA/(p)\otimes^{L}_{A}\varphi_{*}A is concentrated in degree 0 and isomorphic to φ(A/(p))\varphi_{*}(A/(p)) in D(A)D(A). Second, we have a (quasi-)isomorphism in D(A/(p))D(A/(p));

A/(p,ξ)A/(p)L(A/(p)ALφA)\displaystyle A/(p,\xi)\otimes^{L}_{A/(p)}(A/(p)\otimes^{L}_{A}\varphi_{*}A)
(0A/(p)A/(p)(φ(A/(p)))\displaystyle\cong(0\to A/(p)\otimes_{A/(p)}(\varphi_{*}(A/(p))) ×ξidφ(A/(p))A/(p)A/(p)(φ(A/(p)))0)\displaystyle\xrightarrow{\times\xi\otimes\operatorname{id}_{\varphi_{*}(A/(p))}}A/(p)\otimes_{A/(p)}(\varphi_{*}(A/(p)))\to 0)
(0φ(A/(p))\displaystyle\cong(0\to\varphi_{*}(A/(p)) ×φ(ξ)φ(A/(p))0)\displaystyle\xrightarrow{\times\varphi(\xi)}\varphi_{*}(A/(p))\to 0)

Similarly as above, this complex is concentrated in degree 0 and isomorphic to φ(A/(p,ξp))\varphi_{*}(A/(p,\xi^{p})) in D(A/(p))D(A/(p)) and we are done.

If (A,I)(A,I) is crystalline, I=(p)I=(p) and thus AA is pp-torsion-free. So we can show that A/(p)ALφAA/(p)\otimes^{L}_{A}\varphi_{*}A is concentrated in degree 0 as above. ∎

3. Regular Prisms

In this section, we define the notion of regular (local) prisms and solve a deformation problem of the regularity of δ\delta-rings (Proposition 3.4). This is a fundamental object when applying the theory of prismatic complexes to commutative ring theory.

For the sake of generality, we collect some lemmas of δ\delta-rings.

Lemma 3.1 (cf. [Ked, §2.5 Exercises 4] and [BS22, Lemma 2.28]).

Let AA be a δ\delta-ring. Then we have the following:

  1. (1)

    If an element aa of AA is pna=0p^{n}a=0 for some integer n>0n>0, then we have pn+1δ(a)=0p^{n+1}\delta(a)=0 in AA.

  2. (2)

    The submodule A[p]A[p^{\infty}] of pp^{\infty}-torsion elements of AA is contained in the nilradical Nil(A)\operatorname{Nil}(A).

Proof.

(1): As in the proof of [BS22, Lemma 2.28], we have

pn+1δ(a)=pn(φ(a)ap)=φ(pna)pnap=0.p^{n+1}\delta(a)=p^{n}(\varphi(a)-a^{p})=\varphi(p^{n}a)-p^{n}a^{p}=0.

(2): If aAa\in A is in the submodule A[p]A[p] of pp-torsion elements of AA, we have p2δ(a)=0p^{2}\delta(a)=0 by (1) and ap+pδ(a)=φ(a)=0a^{p}+p\delta(a)=\varphi(a)=0 by [BS22, Lemma 2.28]. Therefore, ap2=(1)pppδ(a)p=0a^{p^{2}}=(-1)^{p}p^{p}\delta(a)^{p}=0 and thus aa is in Nil(A)\operatorname{Nil}(A). By induction, we can assume that the submodule A[pn1]Nil(A)A[p^{n-1}]\subset\operatorname{Nil}(A) of pn1p^{n-1}-torsion elements of AA for an integer n2n\geq 2. For any aA[pn]a\in A[p^{n}], we have

0=δ(0)=δ(pna)=φ(pn)δ(a)+apδ(pn)=pnδ(a)+appn1(1pnpn).0=\delta(0)=\delta(p^{n}a)=\varphi(p^{n})\delta(a)+a^{p}\delta(p^{n})=p^{n}\delta(a)+a^{p}p^{n-1}(1-p^{np-n}).

Since we only consider Z(p)\mathbb{Z}_{(p)}-algebras, 1pnpn1-p^{np-n} is an invertible element of AA. So we have

pn1(ap+pδ(a)1pnpn)=0p^{n-1}\left(a^{p}+\frac{p\delta(a)}{1-p^{np-n}}\right)=0

and thus ap+p(δ(a)/(1pnpn))a^{p}+p(\delta(a)/(1-p^{np-n})) is in Nil(A)\operatorname{Nil}(A) by induction hypotheses. By our assumption of aa, (1) implies that pn+1δ(a)=0p^{n+1}\delta(a)=0 and thus pδ(a)p\delta(a) is also in Nil(A)\operatorname{Nil}(A). Therefore, apa^{p} is in Nil(A)\operatorname{Nil}(A). ∎

Lemma 3.2.

Let AA be a pp-adically separated δ\delta-ring. If pApA is a prime ideal of AA, then AA is pp-torsion-free.

Proof.

Take an element aAa\in A such that pa=0pa=0. Since any pp^{\infty}-torsion A[p]A[p^{\infty}] of δ\delta-ring AA is contained in the nilradical Nil(A)\operatorname{Nil}(A) by Lemma 3.1, there exists an integer N>0N>0 such that aN=0pAa^{N}=0\in pA. Since pApA is a prime ideal of AA, there exists an element a1Aa_{1}\in A such that a=pa1pAa=pa_{1}\in pA. Because of 0=pa=p2a10=pa=p^{2}a_{1}, there exists an element a2Aa_{2}\in A such that a1=pa2a_{1}=pa_{2} by the same reason. Repeating this process, we have

A[p]n0pnA=0A[p]\subseteq\bigcap_{n\geq 0}p^{n}A=0

by the pp-adically separatedness of AA and we finish the proof. ∎

The following lemma shows that the existence of a δ\delta-structure of a local ring AA gives a restriction of its ring structure. This is a refinement of [BL22b, Notation 9.3]. Further properties of δ\delta-structures are also shown in [HJ21, Remark 2.4].

Lemma 3.3 (cf. [HJ21, Remark 2.4 (4)]).

Let AA be a pp-Zariskian ring (not necessarily Noetherian) with the Jacobson radical J(A)\operatorname{J}(A). If AA has a δ\delta-structure, then

δ(J(A)2)J(A).\delta(\operatorname{J}(A)^{2})\subseteq\operatorname{J}(A).

In particular, any distinguished element dd does not belong to J(A)2\operatorname{J}(A)^{2}. If the δ\delta-ring AA is local with the unique maximal ideal 𝔪\mathfrak{m}, then AA is unramified, namely, p𝔪𝔪2p\in\mathfrak{m}\setminus\mathfrak{m}^{2}.

Proof.

Let xx be an element of J(A)2\operatorname{J}(A)^{2}. Let δ\delta be a δ\delta-structure of AA and let fif_{i} and gig_{i} be elements of J(A)\operatorname{J}(A) such that x=i=1nfigix=\sum_{i=1}^{n}f_{i}g_{i} in AA for some n1n\geq 1. We show that δ(x)\delta(x) is in J(A)\operatorname{J}(A) by induction of n1n\geq 1. In the case of n=1n=1, we have

δ(x)=δ(f1g1)=f1pδ(g1)+g1pδ(f1)+pδ(f1)δ(g1)(p,f1,g1)AJ(A)\delta(x)=\delta(f_{1}g_{1})=f_{1}^{p}\delta(g_{1})+g_{1}^{p}\delta(f_{1})+p\delta(f_{1})\delta(g_{1})\in(p,f_{1},g_{1})A\subseteq\operatorname{J}(A)

since AA is pp-Zariskian and thus pJ(A)p\in\operatorname{J}(A). Suppose the claim holds for n1n\geq 1. We can write x=f1g1+yx=f_{1}g_{1}+y where y=i=2nfigiy=\sum_{i=2}^{n}f_{i}g_{i} and then we have

δ(x)=δ(f1g1)+δ(y)+((f1g1)p+yp)(f1g1+y)ppJ(A).\delta(x)=\delta(f_{1}g_{1})+\delta(y)+\frac{((f_{1}g_{1})^{p}+y^{p})-(f_{1}g_{1}+y)^{p}}{p}\in\operatorname{J}(A).

Since dd is a distinguished element of AA, δ(d)\delta(d) is a unit element of AA. If dd is contained in J(A)2\operatorname{J}(A)^{2}, the above claim shows A×δ(d)J(A)A^{\times}\ni\delta(d)\in\operatorname{J}(A). This is a contradiction. By a direct calculation or [BS22, Example 2.6], pp is a distinguished element in the pp-Zariskian δ\delta-ring AA. So if AA is local, it is unramified. ∎

Our first main result is to prove the deformation problem of the regularity of δ\delta-rings as follows.

Proposition 3.4.

Let (A,I)(A,I) be a bounded prism (here we do not yet assume that AA is Noetherian). Then the following conditions are equivalent:

  1. (1)

    AA is a regular ring444Here, a regular ring RR is a Noetherian ring RR whose localization R𝔪R_{\mathfrak{m}} is a regular local ring for any maximal ideal 𝔪\mathfrak{m}. In this paper, if any R𝔪R_{\mathfrak{m}} is unramified, we say that RR is an unramified regular ring. (resp., regular local ring).

  2. (1’)

    AA is an unramified regular ring (resp., unramified regular local ring).

  3. (2)

    A/pAA/pA is a regular ring (resp., regular local ring).

  4. (3)

    A/IA/I is a regular ring (resp., regular local ring).

If one of the equivalent conditions is satisfied, (A,I)(A,I) is a transversal prism or a crystalline prism.

Proof.

Since AA is derived (p,I)(p,I)-complete, AA is (p,I)(p,I)-Zariskian by Lemma 2.3. So any maximal ideal 𝔪\mathfrak{m} of RR containes pp and II. Thus we show the case of local rings.

In any case (1), (1’), (2), and (3), AA is a local ring, and thus the Picard group of AA is trivial. So II is free of rank 11 and we can fix an orientation ξ\xi of II which is a non-zero-divisor and a distinguished element of AA by [BS22, Lemma 2.25].

(1) \Leftrightarrow (1’): By Lemma 3.3, this is clear.

(1’) \Rightarrow (2): In any unramified regular local ring, pp can be extended to a regular system of parameters. Then A/pAA/pA is a regular local ring by [BH98, Proposition 2.2.4].

(2) \Rightarrow (1’): Since AA is pp-adically separated and the regular local ring A/pAA/pA is a Noetherian integral domain, AA is also a Noetherian local pp-torsion-free ring by [Sta, 05GH] and Lemma 3.2. By [Sta, 00NU], AA is a regular local ring and furthermore AA is an unramified regular local ring by Lemma 3.3.

(3) \Rightarrow (1): Since AA is II-adically complete and A/IA/I is a Noetherian local ring, AA is also a Noetherian local ring by [Sta, 05GH]. Since II is generated by a (length 11) regular sequence on AA and A/IA/I is a regular local ring, AA is also a regular local ring by [Sta, 00NU].

(1) \Rightarrow (3): Since AA is a regular local ring, it suffices to show that ξ\xi can be extended to a regular system of parameters of AA by [BH98, Proposition 2.2.4]. Since ξ\xi is a distinguished element of the δ\delta-ring AA, ξ\xi belongs to 𝔪𝔪2\mathfrak{m}\setminus\mathfrak{m}^{2} by Lemma 3.3 and this shows the claim.

If ξ=p\xi=p, (A,I)(A,I) is a crystalline prism. Assume that ξp\xi\neq p. Since ξ\xi is already a non-zero-divisor of AA and A/IA/I is a regular local ring, the sequence ξ,p\xi,p is a regular sequence on AA. Then (A,I)(A,I) is a transversal prism. ∎

Remark 3.5.

The assumption that (A,I)(A,I) is a bounded prism in Proposition 3.4 is somewhat redundant. Let (A,I)(A,I) be a pair of a ring AA (not necessarily admitting a δ\delta-structure) and its ideal II. To prove the equivalence in Proposition 3.4, we only use the existence of a bounded prism structure of the pair (A𝔪,I𝔪)(A_{\mathfrak{m}},I_{\mathfrak{m}}) for any maximal ideal 𝔪\mathfrak{m} even if (A,I)(A,I) is not a prism.

Furthermore, we only use the following assumptions respectively:

  • (1)(1’)\text{(1)}\Longleftrightarrow\text{(1')}: A𝔪A_{\mathfrak{m}} has a δ\delta-structure.

  • (1’)(2)\text{(1')}\Longrightarrow\text{(2)}: This is true for any unramified regular local ring A𝔪A_{\mathfrak{m}} of residue characteristic pp.

  • (2)(1’)\text{(2)}\Longrightarrow\text{(1')}: A𝔪A_{\mathfrak{m}} has a δ\delta-structure and is pp-adically complete.

  • (3)(1)\text{(3)}\Longrightarrow\text{(1)}: A𝔪A_{\mathfrak{m}} is II-adically complete and I𝔪I_{\mathfrak{m}} is generated by a regular sequence on A𝔪A_{\mathfrak{m}}.

  • (1)(3)\text{(1)}\Longrightarrow\text{(3)}: A𝔪A_{\mathfrak{m}} has a δ\delta-structure and I𝔪I_{\mathfrak{m}} is a principal ideal generated by a distinguished element of A𝔪A_{\mathfrak{m}}.

Definition 3.6.

Let (A,I)(A,I) be a transversal or crystalline prism.555By Proposition 3.4 and Remark 3.5, if (A,I)(A,I) is only assumed to be a (p,I)(p,I)-adically complete prism, we can define a regular prism (A,I)(A,I) in the same way. However, any such a regular prism is automatically transversal or crystalline. So the transversal or crystalline assumption does not lose its generality. We say that (A,I)(A,I) is a regular (local) prism if it satisfies one of the equivalent conditions of Proposition 3.4. Furthermore, if AA is a complete local ring, we will say that (A,I)(A,I) is a complete regular local prism. Note that a regular local prism (A,I)(A,I) does not necessarily make a complete local ring AA although AA is (p,I)(p,I)-adically complete because of boundedness of (A,I)(A,I).

Example 3.7.

There exists an orientable prism (A,I)(A,I) such that AA is a Noetherian ring but not a regular local ring (see [BS22, Remark 2.29]). Even if AA is a Noetherian domain, such an example exists (see Example 5.2).

The above Proposition 3.4 shows the following prismatic interpretation of Cohen’s structure theorem. We conclude that the prismatic structures on an unramified complete regular local ring serve as a “moduli space” of regular local rings of residue characteristic pp. This situation presents a commutative algebraic analogue, akin to the case where the prismatic structures on a Witt ring define the Fargue-Fontaine curve, which is a “moduli space” of untilts of perfectoid field of characteristic pp (see [Bha+19, §2.3 p.15]).

Corollary 3.8.

Fix a (not necessarily perfect) field kk of positive characteristic pp and take the Cohen ring C(k)C(k) of kk equipped with a δ\delta-structure (see Lemma 2.6). Fix an integer d0d\geq 0. Set a formal power series ring AA(k,d)C(k)[|T1,,Td|]A\coloneqq A(k,d)\coloneqq C(k)[|T_{1},\dots,T_{d}|] equipped with a δ\delta-structure given by φ(Ti)=Tip\varphi(T_{i})=T_{i}^{p}. Then we have a one-to-one correspondence between the following two sets:

{complete regular local ring R of dimension d with residue field k}/{IAIis an ideal ofAforming a prism(A,I)}/,\begin{gathered}\mathscr{R}\coloneqq\{\text{complete regular local ring $R$ of dimension $d$ with residue field $k$}\}/\cong\\ \updownarrow\\ \mathscr{I}\coloneqq\{I\subseteq A\mid I\leavevmode\nobreak\ \text{is an ideal of}\leavevmode\nobreak\ A\leavevmode\nobreak\ \text{forming a prism}\leavevmode\nobreak\ (A,I)\mbox{}\}/\sim,\end{gathered}

where the upper equivalence relation \cong is the isomorphism classes of rings and the lower equivalence relation \sim is defined by III\sim I^{\prime} if and only if there exists an automorphism ff of a ring AA (not necessarily an automorphism of a δ\delta-ring) such that f(I)=If(I^{\prime})=I.

Proof.

Since AA is an (unramified) complete regular local ring, an ideal II of AA forming a prism (A,I)(A,I) makes a complete regular local prism (A,I)(A,I) by Proposition 3.4. So the operation

\displaystyle\mathscr{I} ,\displaystyle\longrightarrow\mathscr{R},
I\displaystyle I A/I\displaystyle\longmapsto A/I

defines a map of sets.

(Surjectivity): Let RR be a complete regular local ring of dimension dd with residue field kk. Fix a regular system of parameters x1,,xdx_{1},\dots,x_{d} of RR. By Cohen’s structure theorem, there exists a surjective map of rings ARA\twoheadrightarrow R such that TixiT_{i}\mapsto x_{i}. As in Corollary 5.3 below, the kernel Iker(AR)I\coloneqq\ker(A\twoheadrightarrow R) forms a prism (A,I)(A,I) because of dim(A/I)=dim(A)1=d=dim(R)\dim(A/I)=\dim(A)-1=d=\dim(R). This shows the surjectivity.

(Injectivity): Let II and II^{\prime} be ideals of AA forming prisms (A,I)(A,I) and (A,I)(A,I^{\prime}) respectively. Assume that RA/IA/IR\coloneqq A/I\cong A/I^{\prime}. It suffices to show that there exists fAut(A)f\in\operatorname{Aut}(A) such that f(I)=If(I^{\prime})=I. We define two surjective maps:

π\displaystyle\pi :AA/I=R,Tixi,\displaystyle\colon A\twoheadrightarrow A/I=R,\quad T_{i}\mapsto x_{i},
π\displaystyle\pi^{\prime} :AA/IR,Tixi.\displaystyle\colon A\twoheadrightarrow A/I^{\prime}\cong R,\quad T_{i}\mapsto x_{i}^{\prime}.

Since 𝔪R=(x1,,xd)R=(x1,,xd)R\mathfrak{m}_{R}=(x_{1},\dots,x_{d})R=(x_{1}^{\prime},\dots,x_{d}^{\prime})R, there exists a d×dd\times d-matrix M=(mij)M=(m_{ij}) over AA such that

xi=k=1dπ(mik)xkRx_{i}^{\prime}=\sum_{k=1}^{d}\pi(m_{ik})x_{k}\in R

for 1id1\leq i\leq d. Considering the cotangent space 𝔪R/𝔪R2=kx1kxd=kx1kxd\mathfrak{m}_{R}/\mathfrak{m}_{R}^{2}=kx_{1}\oplus\dots\oplus kx_{d}=kx^{\prime}_{1}\oplus\dots\oplus kx^{\prime}_{d} of RR, the image of MM in the set Md(k)M_{d}(k) of d×dd\times d-matrices over kk via A𝜋R=A/Ixi0C(k)C(k)/pC(k)kA\xrightarrow{\pi}R=A/I\xrightarrow{x_{i}\mapsto 0}C(k)\twoheadrightarrow C(k)/pC(k)\cong k is a change-of-basis matrix on 𝔪R/𝔪R2\mathfrak{m}_{R}/\mathfrak{m}_{R}^{2} and thus invertible in Md(k)M_{d}(k). In particular, MM is also invertible in Md(A)M_{d}(A) since AA is local. This gives an automorphism fAut(A)f\in\operatorname{Aut}(A) such that

f(Ti)k=1dmikTkAf(T_{i})\coloneqq\sum_{k=1}^{d}m_{ik}T_{k}\in A

for 1id1\leq i\leq d. To prove f(I)=If(I^{\prime})=I, it suffices to show that ff induces a commutative diagram:

A{A}R{R}A{A}R.{R.}f\scriptstyle{f}\scriptstyle{\cong}π\scriptstyle{\pi^{\prime}}π\scriptstyle{\pi}

This is deduced from a direct calculation:

π(Ti)=xi=k=1dπ(mik)xk=π(k=1dmikTk)=π(f(Ti)).\pi^{\prime}(T_{i})=x_{i}^{\prime}=\sum_{k=1}^{d}\pi(m_{ik})x_{k}=\pi\left(\sum_{k=1}^{d}m_{ik}T_{k}\right)=\pi(f(T_{i})).

4. Faithful Flatness of Prismatic Complexes

In this section, we first recall the definition of prismatic complexes and their properties based on [BS22, BL22a]. We also prove a main theorem (Theorem 4.8) which is used in the proof of prismatic Kunz’s theorem (Corollary 5.10)

To clarify our setting, we introduce the notion of a δ\delta-pair, which was recently defined in [AKN23].

Definition 4.1 (cf. [AKN23, §2]).

A pair (A,R)(A,R) of a δ\delta-ring AA and an AA-algbera RR is called a δ\delta-pair. If the structure map ARA\to R is surjective, (A,R)(A,R) is called a surjective δ\delta-pair.

  • A δ\delta-pair (A,R)(A,R) is pre-prismatic if the kernel of the structure map ARA\to R contains a locally free ideal II of rank 11 and, Zariski locally on Spec(A)\operatorname{Spec}(A), II is generated by an element dd such that δ(d)\delta(d) is a unit in the pp-adic completion R^\widehat{R} of RR.

  • A pre-prismatic δ\delta-pair (A,R)(A,R) is a prismatic δ\delta-pair with a prism (A,I)(A,I) if II is a locally free ideal of rank 11 contained in the kernel of ARA\to R and the δ\delta-pair666Here we use the notion of a δ\delta-pair in the sense of Definition 2.1. See Remark 4.2. (A,I)(A,I) becomes a prism.

A prismatic δ\delta-pair (A,R)(A,R) with a prism (A,I)(A,I) satisfying a property 𝒫\mathcal{P} is called a prismatic δ\delta-pair with a 𝒫\mathcal{P} prism (A,I)(A,I), for example, we have the notion of a prismatic δ\delta-pair with a perfect/bounded/orientable/crystalline/(complete) regular (local) prism (A,I)(A,I).

Remark 4.2.

As mentioned in the footnote in Definition 2.4, there is a different term of a δ\delta-pair (A,I)(A,I) consisting of a δ\delta-ring AA and an ideal II of AA in [BS22]. By definition, the notion of a δ\delta-pair in this sense (resp., a prism) is equivalent to the notion of a surjective δ\delta-pair (A,R)(A,R) (resp., a surjective prismatic δ\delta-pair (A,R)(A,R) with a prism (A,ker(AR))(A,\ker(A\twoheadrightarrow R))). Thus the notion of a δ\delta-pair in the sense of [AKN23] is a generalization of the notion of a δ\delta-pair in the sense of [BS22]. For this reason, we use the term δ\delta-pair in both senses.

Construction 4.3.

Let (A,I)(A,I) be a bounded prism and let RA/JR\coloneqq A/J, where J(I,f1,,fr)J\coloneqq(I,f_{1},\dots,f_{r}) with a sequence of elements f1,,frf_{1},\dots,f_{r} in AA (not necessarily a Koszul-regular sequence). Then the pair (A,R)(A,R) becomes a surjecitve prismatic δ\delta-pair with a bounded prism (A,I)(A,I). Hereafter we use the formalism of animated rings, which is developed in [ČS24, Lur18]. We briefly review it in Appendix A.

We define an animated A/IA/I-algebra by taking a derived quotient (see [ČS24, §5.1.7] or [KR19, §2.3.1])

Ran(f1,,fr)(A/I)/L(f1¯,,fr¯)ACAlgA/I,R^{an}(f_{1},\dots,f_{r})\coloneqq(A/I)/^{L}(\overline{f_{1}},\dots,\overline{f_{r}})\in\operatorname{ACAlg}_{A/I},

where each fi¯\overline{f_{i}} is the canonical image of fiAf_{i}\in A in A/IA/I and ACAlgR/I\operatorname{ACAlg}_{R/I} is the \infty-category of animated A/IA/I-algebras (Definition A.2). We will often omit the symbol ()¯\overline{(-)} and write fi¯\overline{f_{i}} as fif_{i}. The underlying complex of Ran(f1,,fr)R^{an}(f_{1},\dots,f_{r}) is isomorphic to the Koszul complex Kos(A/I;f1,,fr)\operatorname{Kos}(A/I;f_{1},\dots,f_{r}).777In derived algebraic geometry, the derived quotient A/IRan(f1,,fr)A/I\to R^{an}(f_{1},\dots,f_{r}) defines a Koszul derived scheme 𝒱(f1,,fr)\mathcal{V}(f_{1},\dots,f_{r}) and a quasi-smooth closed immersion of derived schemes Spec(Ran(f1,,fr))Spec(A/I)\operatorname{Spec}(R^{an}(f_{1},\dots,f_{r}))\to\operatorname{Spec}(A/I) (see, for example, [KST18, KR19]).

In general, Ran(f1,,fr)R^{an}(f_{1},\dots,f_{r}) is invariant under permutation of f1,,frf_{1},\dots,f_{r} as an animated ring (not only as a complex) by the universal property of derived quotients ([KR19, Lemma 2.3.5]). On the other hand, due to the sensitivity of Koszul complexes [BH98, Proposition 1.6.21], the animated ring structure of Ran(f1,,fr)R^{an}(f_{1},\dots,f_{r}) depends on the choice of a generator f1,,frf_{1},\dots,f_{r} of J/IJ/I in A/IA/I even if as a complex.

In the following, we fix a choice of f1,,frf_{1},\dots,f_{r} in each claim and then we simply write Ran=Ran(f1,,fr)R^{an}=R^{an}(f_{1},\dots,f_{r}). This pair (A,Ran)(A,R^{an}) becomes an animated δ\delta-pair888An animated δ\delta-pair (A,R)(A,R) is a pair of an animated δ\delta-ring AA and an animated AA-algebra RR. See [AKN23, Variant 2.16] for more detail. with a bounded prism (A,I)(A,I).

Remark 4.4.

Building upon the observation in the preceding remark (Remark 2.5), considering the case where (A,I)(A,I) is a bounded prism and RA/JR\coloneqq A/J where J=(I,f1,,fr)J=(I,f_{1},\dots,f_{r}) plays a crucial role in various contexts.

The primary instance in arithmetic geometry arises when (A,I)(A,I) is a perfect prism, signifying that RR becomes a semiperfectoid ring. By assuming specific conditions on JJ, such as f1,,frf_{1},\dots,f_{r} forming a regular sequence on A/IA/I, we introduce the concept of a (quasi)regular semiperfectoid ring RR. This concept has been extensively explored in recent studies in arithmetic geometry and algebraic K-theory (for example, [BMS19, AB23]).

The next case is when AA is a Noetherian ring (more precisely, a complete regular local ring). This case aligns with the domain of commutative algebra, notably due to Cohen’s structure theorem (refer to Corollary 5.3 and Definition 5.4 for comprehensive details). Furthermore, Shaul [Sha21] uses derived quotients to study the structure of a “quotient” by a sequence of elements possibly even a non-regular sequence.

Next, we recall the notion of prismatic complex.

Definition 4.5 (Prismatic complex; cf. [BS22, Construction 7.6] and [BL22a, §4.1]).

Let (A,I)(A,I) be a bounded prism and let SS be an animated A/IA/I-algebra. By [BL22a, Construction 4.1.3 and Remark 4.1.8], the animated A/IA/I-algebra SS gives a (p,I)(p,I)-completed EE_{\infty}-AA-algebra ΔS/A{{\mathbbl{\Delta}}}_{S/A}, that is, ΔS/A{{\mathbbl{\Delta}}}_{S/A} is a commutative algebra object in the \infty-category ModA(p,I)\operatorname{Mod}_{A}^{\wedge_{(p,I)}} of derived (p,I)(p,I)-complete AA-modules (see Definition A.6). Furthermore, by [BL22b, Notation 7.10] (or [Hol23, Example 2.4.15]), this EE_{\infty}-AA-algebra ΔS/A{{\mathbbl{\Delta}}}_{S/A} can be equipped with the structure of a (p,I)(p,I)-complete derived δ\delta-AA-algebra (the notion of derived (δ\delta-)rings are described in [Rak20, Hol23] following Mathew). We call the derived δ\delta-ring ΔS/A{{\mathbbl{\Delta}}}_{S/A} as the prismatic complex of SS relative to AA.

By using [BL22b, Corollary 7.18] and [Hol23, Observation 2.3.11], if Aπ0(S)A\twoheadrightarrow\pi_{0}(S) is surjective, the derived δ\delta-AA-algebra ΔS/A{{\mathbbl{\Delta}}}_{S/A} is connective, that is, it is an animated δ\delta-AA-algebra (see [BL22b, Definition A.11] for the precise definition). In this paper, we only consider this case, i.e., Aπ0(S)A\twoheadrightarrow\pi_{0}(S) is surjective and thus ΔS/A{{\mathbbl{\Delta}}}_{S/A} is an animated δ\delta-AA-algebra.

Because of the δ\delta-structure, we can take a map of animated AA-algebras φ:ΔS/AφA,ΔS/A\varphi\colon{{\mathbbl{\Delta}}}_{S/A}\to\varphi_{A,*}{{\mathbbl{\Delta}}}_{S/A} which we call the Frobenius lift on ΔS/A{{\mathbbl{\Delta}}}_{S/A}, where φA,()\varphi_{A,*}(-) is the restriction of scalars along the Frobenius lift φA:AφA,A\varphi_{A}\colon A\to\varphi_{A,*}A on AA (see also Lemma 4.7 and [Hol23, Theorem 2.4.4]). By [BL22a, Variant 4.1.6 and Remark 4.1.11], we can also take an animated SS-algebra Δ¯S/AΔS/AALA/I\overline{{{\mathbbl{\Delta}}}}_{S/A}\coloneqq{{\mathbbl{\Delta}}}_{S/A}\otimes^{L}_{A}A/I which we call the Hodge-Tate complex of SS relative to AA.

Definition 4.6 (Hodge-Tate comparison [BL22a, Remark 4.1.7]).

The Hodge-Tate complex Δ¯S/A\overline{{{\mathbbl{\Delta}}}}_{S/A} has the Hodge-Tate filtration {FiliHTΔ¯S/A}i0\{\operatorname{Fil}_{i}^{HT}\overline{{{\mathbbl{\Delta}}}}_{S/A}\}_{i\geq 0} in the \infty-category ModS\operatorname{Mod}_{S}^{\wedge} of derived pp-complete SS-modules by [BL22a, Remark 4.1.7]. For each i0i\geq 0 the cofiber griHTΔ¯S/A\operatorname{gr}_{i}^{HT}\overline{{{\mathbbl{\Delta}}}}_{S/A} of Fili1HTΔ¯S/AFiliHTΔ¯S/A\operatorname{Fil}_{i-1}^{HT}\overline{{{\mathbbl{\Delta}}}}_{S/A}\to\operatorname{Fil}_{i}^{HT}\overline{{{\mathbbl{\Delta}}}}_{S/A} has the Hodge-Tate comparison isomorphism

griHTΔ¯S/A((LΩS/(A/I)i){i}[i])\operatorname{gr}_{i}^{HT}\overline{{{\mathbbl{\Delta}}}}_{S/A}\cong\left(\left(L\Omega^{i}_{S/(A/I)}\right)\{-i\}[-i]\right)^{\wedge}

in the \infty-category ModS\operatorname{Mod}_{S}^{\wedge} of derived pp-complete SS-modules by [BS22, Construction 7.6] and [BL22a, Remark 4.1.7], where LΩS/(A/I)iL\Omega^{i}_{S/(A/I)} is the ii-th cotangent complex of SS over A/IA/I defined in Definition A.13, (){i}(-)\{-i\} is the twist ()A/I(I/I2)i(-)\otimes_{A/I}(I/I^{2})^{\otimes-i} (see [BS22, Construction 4.9]), and ()(-)^{\wedge} is the derived pp-completion functor on ModS\operatorname{Mod}_{S} (see Definition A.7 and Lemma A.8).

The next lemma is partially stated in Bhatt’s lecture note [Bha18a]. This relies on the formalism of “animated prisms” and those theories introduced in [BL22b].

Lemma 4.7 (cf. [Bha18a, Definition VII.4.1]).

Let (A,I)(A,I) be a bounded prism and let SS be an animated A/IA/I-algebra such that A/Iπ0(S)A/I\twoheadrightarrow\pi_{0}(S) is surjective. Then the prismatic complex ΔS/A{{\mathbbl{\Delta}}}_{S/A} gives an animated prism (ΔS/AΔ¯S/A)({{\mathbbl{\Delta}}}_{S/A}\to\overline{{{\mathbbl{\Delta}}}}_{S/A}) over (AA/I)(A\to A/I). Together with the canonical map of animated A/IA/I-algebras SΔ¯S/AS\to\overline{{{\mathbbl{\Delta}}}}_{S/A}, the animated prism (ΔS/AΔ¯S/A)({{\mathbbl{\Delta}}}_{S/A}\to\overline{{{\mathbbl{\Delta}}}}_{S/A}) is an object of the animated prismatic site (S/A)Δan(S/A)^{an}_{{{\mathbbl{\Delta}}}} defined in [BL22b, Construction 7.11].

Proof.

The prismatic complex ΔS/A{{\mathbbl{\Delta}}}_{S/A} is already an animated δ\delta-AA-algebra equipped with the Frobenius lift φ\varphi induced from the δ\delta-structure on the animated δ\delta-AA-algebra ΔS/A{{\mathbbl{\Delta}}}_{S/A} in Definition 4.5 and [Hol23, Theorem 2.4.4].

By taking base change, the animated δ\delta-AA-algebra ΔS/A{{\mathbbl{\Delta}}}_{S/A} gives an animated prism (ΔS/AΔS/A/IΔS/A)({{\mathbbl{\Delta}}}_{S/A}\to{{\mathbbl{\Delta}}}_{S/A}/I_{{{\mathbbl{\Delta}}}_{S/A}}) over (AA/I)(A\to A/I) by [BL22b, Corollary 2.10], where IΔS/AIALΔS/AI_{{{\mathbbl{\Delta}}}_{S/A}}\coloneqq I\otimes^{L}_{A}{{\mathbbl{\Delta}}}_{S/A}. By [BL22b, Construction 2.1 and Notation 2.3], the animated prism is nothing but (ΔS/AΔ¯S/A)({{\mathbbl{\Delta}}}_{S/A}\to\overline{{{\mathbbl{\Delta}}}}_{S/A}). ∎

The next theorem is one of our main theorems and a key to proving prismatic Kunz’s theorem. In particular, this is a generalization of [BS22, Proposition 7.10], which needs to assume that RR is a quasiregular semiperfectoid.

Theorem 4.8.

Let (A,I)(A,I) be a bounded prism and let RA/JR\coloneqq A/J, where J=(I,f1,,fr)J=(I,f_{1},\dots,f_{r}) with a sequence of elements f1,,frf_{1},\dots,f_{r} in AA. Set an animated ring Ran=Ran(f1,,fr)R^{an}=R^{an}(f_{1},\dots,f_{r}) as in 4.3. Then Δ¯Ran/A\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A} is isomorphic to the derived pp-completion of a (possibly infinite) free RanR^{an}-module and thus the canonical map of animated rings RanΔ¯Ran/AR^{an}\to\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A} is pp-completely faithfully flat in the sense of Definition A.11. Furthermore, the canonical map of rings R/pnRπ0(Δ¯Ran/A)/(pn)R/p^{n}R\to\pi_{0}(\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A})/(p^{n}) is faithfully flat for all n1n\geq 1.999This property is called adically faithfully flat in the context of rigid geometry and satisfies effective descent condition for adically quasi-coherent sheaves (see [FK18, Definition 4.8.12 (2) and Proposition 6.1.11]).

Proof.

If r=0r=0, R=A/JR=A/J is nothing but A/IA/I. In this case, ΔRan/A=Δ(A/I)/AA{{\mathbbl{\Delta}}}_{R^{an}/A}={{\mathbbl{\Delta}}}_{(A/I)/A}\cong A by [Bha18a, Example V.2.11] and thus Δ¯Ran/AA/I=R\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A}\cong A/I=R is a free RR-module. Assume that r>0r>0. By 4.3, RanR^{an} is isomorphic to A/IZ[X¯]LZA/I\otimes^{L}_{\mathbb{Z}[\underline{X}]}\mathbb{Z} where A/IZ[X¯]ZA/I\leftarrow\mathbb{Z}[\underline{X}]\to\mathbb{Z} is defined by fi¯Xi0\overline{f_{i}}\mapsfrom X_{i}\mapsto 0. The (algebraic) cotangent complex LRan/(A/I)L_{R^{an}/(A/I)}101010The notion of an algebraic cotangent complex is equivalent to the usual cotangent complex in our case (see Remark A.14). induces isomorphisms:

(4.1) LRan/(A/I)\displaystyle L_{R^{an}/(A/I)} LZ/Z[X¯]LZRan\displaystyle\cong L_{\mathbb{Z}/\mathbb{Z}[\underline{X}]}\otimes^{L}{Z}R^{an}
(X1,,Xr)/(X1,,Xr)2[1]LZRan(Ran)r[1]\displaystyle\cong(X_{1},\dots,X_{r})/(X_{1},\dots,X_{r})^{2}[1]\otimes^{L}{Z}R^{an}\cong(R^{an})^{\oplus r}[1]

in the \infty-category ModRancn\operatorname{Mod}_{R^{an}}^{cn} of animated RanR^{an}-modules by [ČS24, (5.1.8.1)] (see also [KR19, Proposition 2.3.8] under the perspective of derived algebraic geometry).

For simplicity, we write the Hodge-Tate filtration {FiliHTΔ¯Ran/A}i0\{\operatorname{Fil}_{i}^{HT}\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A}\}_{i\geq 0} and those graded pieces {griHTΔ¯Ran/A}i0\{\operatorname{gr}_{i}^{HT}\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A}\}_{i\geq 0} as {FiliHT}i0\{\operatorname{Fil}_{i}^{HT}\}_{i\geq 0} and {griHT}i0\{\operatorname{gr}_{i}^{HT}\}_{i\geq 0}. As mentioned in Definition 4.6, the Hodge-Tate filtration {FiliHT}i0\{\operatorname{Fil}_{i}^{HT}\}_{i\geq 0} of Δ¯Ran/A\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A} gives a Hodge-Tate comparison isomorphism

(4.2) griHT((LΩRan/(A/I)i){i}[i])ModRan.\operatorname{gr}^{HT}_{i}\cong\left(\left(L\Omega^{i}_{R^{an}/(A/I)}\right)\{-i\}[-i]\right)^{\wedge}\in\operatorname{Mod}_{R^{an}}.

By using Definition A.13 and [Lur18, Proposition 25.2.4.2 and Corollary 25.2.3.2], the above isomorphisms (4.1) and (4.2) imply that the isomorphisms of RanR^{an}-modules for all i0i\geq 0:

(4.3) griHT\displaystyle\operatorname{gr}^{HT}_{i} ((RaniLRan/(A/I)){i}[i])((Rani(Ran)r[1]){i}[i])\displaystyle\cong\left(\left(\bigwedge^{i}_{R^{an}}L_{R^{an}/(A/I)}\right)\{-i\}[-i]\right)^{\wedge}\cong\left(\left(\bigwedge^{i}_{R^{an}}(R^{an})^{\oplus r}[1]\right)\{-i\}[-i]\right)^{\wedge}
(4.4) ((ΓRani((Ran)r)){i})((Ran)Di{i})(Ran)Di{i}\displaystyle\cong\left(\left(\Gamma^{i}_{R^{an}}((R^{an})^{\oplus r})\right)\{-i\}\right)^{\wedge}\cong\left((R^{an})^{\oplus D_{i}}\{-i\}\right)^{\wedge}\cong(R^{an})^{\oplus D_{i}}\{-i\}

where Di(r+i1i)D_{i}\coloneqq\binom{r+i-1}{i} and ΓRani()\Gamma_{R^{an}}^{i}(-) is the derived ii-th divided power over RanR^{an} defined in [Lur18, Construction 25.2.2.3]. The last isomorphism follows from that the underlying complex of RanR^{an} is actually a (homological) Koszul complex Kos(A/I,f1,,fr)\operatorname{Kos}(A/I,f_{1},\dots,f_{r}) which is already derived pp-complete (see Definition A.6 and, for example, [ČS24, §5.6.1]).

For each j1j\geq 1, we have a fiber sequence Filj1HTιjFiljHTqjgrjHT\operatorname{Fil}_{j-1}^{HT}\xrightarrow{\iota_{j}}\operatorname{Fil}_{j}^{HT}\xrightarrow{q_{j}}\operatorname{gr}_{j}^{HT} in ModRan\operatorname{Mod}_{R^{an}}. Since grjHT\operatorname{gr}_{j}^{HT} is connective by (4.3) and Fil0HT=Ran\operatorname{Fil}^{HT}_{0}=R^{an}, the fiber sequence shows that FiljHT\operatorname{Fil}_{j}^{HT} is also connective for all j0j\geq 0 and thus that is a fiber sequence in the \infty-category ModRancn\operatorname{Mod}^{cn}_{R^{an}} of animated RanR^{an}-modules. Since grjHT(Ran)Dj\operatorname{gr}_{j}^{HT}\cong(R^{an})^{\oplus D_{j}} is a free animated RanR^{an}-module (and thus a projective animated RanR^{an}-module), there exists a right inverse rj:grjHTFiljHTr_{j}\colon\operatorname{gr}_{j}^{HT}\to\operatorname{Fil}_{j}^{HT} of qjq_{j} (up to homotopy) in ModRancn\operatorname{Mod}_{R^{an}}^{cn} by Lemma A.12. Since ModRan\operatorname{Mod}_{R^{an}} is a stable \infty-category (see Lemma A.5), the homotopy category hModRan\mathrm{h}\operatorname{Mod}_{R^{an}} is a triangulated category by [Lur17, Theorem 1.1.2.14]. Thus we have a distinguished triangle Filj1HTιjFiljHTqjgrjHT+1\operatorname{Fil}_{j-1}^{HT}\xrightarrow{\iota_{j}}\operatorname{Fil}_{j}^{HT}\xrightarrow{q_{j}}\operatorname{gr}_{j}^{HT}\xrightarrow{+1} in hModRan\mathrm{h}\operatorname{Mod}_{R^{an}} such that qjq_{j} has a right inverse rjr_{j}. By [Sta, 05QT], the distinguished triangle induces an isomorphism FiljHTFilj1HTgrjHT\operatorname{Fil}_{j}^{HT}\cong\operatorname{Fil}_{j-1}^{HT}\oplus\operatorname{gr}_{j}^{HT} in hModRan\mathrm{h}\operatorname{Mod}_{R^{an}} for any j1j\geq 1. By Fil0HT=gr0HTRan\operatorname{Fil}^{HT}_{0}=\operatorname{gr}^{HT}_{0}\cong R^{an}, each FiljHT\operatorname{Fil}^{HT}_{j} is isomorphic to 0ij(Ran)Di{i}\oplus_{0\leq i\leq j}(R^{an})^{\oplus D_{i}}\{-i\} in hModRan\mathrm{h}\operatorname{Mod}_{R^{an}}. Since Δ¯Ran/A\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A} is the (pp-completed) colimit of FiljHT\operatorname{Fil}_{j}^{HT} in the \infty-category ModRan\operatorname{Mod}_{R^{an}}^{\wedge} of derived pp-complete RanR^{an}-modules, Δ¯Ran/A\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A} is isomorphic to the derived pp-completion Ran^\widehat{\oplus R^{an}} of a free animated RanR^{an}-module when considered as an animated RanR^{an}-module.

In particular, Δ¯Ran/A\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A} is a pp-completely faithfully flat animated RanR^{an}-algebra: by the definition of pp-completely faithfully flat modules over an animated ring (Definition A.11), it suffices to show that Δ¯Ran/ARanLπ0(Ran)Modπ0(Ran)=𝒟(R)\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A}\otimes^{L}_{R^{an}}\pi_{0}(R^{an})\in\operatorname{Mod}_{\pi_{0}(R^{an})}=\mathcal{D}(R) is pp-completely faithfully flat over RR in the sense of Definition 2.11. This follows from the following isomorphisms in D(R/pR)D(R/pR) (see [BMS19, Lemma 4.4]):

(4.5) (Δ¯Ran/ARanLR)RLR/pRΔ¯Ran/ARanLR/pRΔ¯Ran/ARanL(RanLZZ/pZ)RanLZZ/pZLR/pR(Ran^LZZ/pZ)RanLZZ/pZLR/pR(RanLZZ/pZ)RanLZZ/pZLR/pRR/pR.\displaystyle\begin{split}(\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A}\otimes^{L}_{R^{an}}R)\otimes^{L}_{R}R/pR&\cong\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A}\otimes^{L}_{R^{an}}R/pR\\ &\cong\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A}\otimes^{L}_{R^{an}}(R^{an}\otimes^{L}{Z}\mathbb{Z}/p\mathbb{Z})\otimes^{L}_{R^{an}\otimes^{L}{Z}\mathbb{Z}/p\mathbb{Z}}R/pR\\ &\cong(\widehat{\bigoplus R^{an}}\otimes^{L}{Z}\mathbb{Z}/p\mathbb{Z})\otimes^{L}_{R^{an}\otimes^{L}{Z}\mathbb{Z}/p\mathbb{Z}}R/pR\\ &\cong(\bigoplus R^{an}\otimes^{L}{Z}\mathbb{Z}/p\mathbb{Z})\otimes^{L}_{R^{an}\otimes^{L}{Z}\mathbb{Z}/p\mathbb{Z}}R/pR\cong\bigoplus R/pR.\end{split}

So the desired pp-completely faithful flatness of RanΔ¯Ran/AR^{an}\to\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A} holds.

Since pp-completely faithful flat maps are pnp^{n}-completely faithful flat for all n1n\geq 1, Δ¯Ran/ARanLR\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A}\otimes^{L}_{R^{an}}R is a pnp^{n}-completely faithfully flat object in 𝒟(R)\mathcal{D}(R) for all n1n\geq 1. So we have faithfully flat maps of rings R/pnRπ0(Δ¯Ran/ARanLR/pnR)π0(Δ¯Ran/A)/(pn)R/p^{n}R\to\pi_{0}(\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A}\otimes^{L}_{R^{an}}R/p^{n}R)\cong\pi_{0}(\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A})/(p^{n}) for all n1n\geq 1 as above. Here, the last isomorphism is deduced from the connectivity of RanR^{an} and the Hodge-Tate complex Δ¯Ran/A\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A}, and [Lur17, Corollary 7.2.1.23 (2)]. ∎

In the above theorem, we can only show that Rπ0(Δ¯Ran/A)R\to\pi_{0}(\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A}) is faithfully flat after modulo pnp^{n}. However, based on our conversation with Dine, the map itself is (pp-completely) faithfully flat under a mild condition on RR as follows.

Corollary 4.9.

Let (A,I)(A,I) be a bounded prism and let RA/JR\coloneqq A/J, where J=(I,f1,,fr)J=(I,f_{1},\dots,f_{r}) with a sequence of elements f1,,frf_{1},\dots,f_{r} in AA. Set an animated ring Ran=Ran(f1,,fr)R^{an}=R^{an}(f_{1},\dots,f_{r}) as in 4.3. If RR has bounded pp^{\infty}-torsion (see Remark 4.10), then the canonical map of rings Rπ0(Δ¯Ran/A)R\to\pi_{0}(\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A}) is pp-completely faithfully flat. Furthermore, if RR is Noetherian, then Rπ0(Δ¯Ran/A)R\to\pi_{0}(\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A}) is faithfully flat.

Proof.

Since RR has bounded pp^{\infty}-torsion and R=A/JR=A/J is derived pp-complete, RR is pp-adically complete by [Bha18a, Lemma III.2.4]. By the above Theorem 4.8, there exists a free RanR^{an}-module MM such that its derived pp-completion M^\widehat{M} is isomorphic to Δ¯Ran/A\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A}. Since the free RR-module π0(M)π0(Ran)R\pi_{0}(M)\cong\oplus\pi_{0}(R^{an})\cong\oplus R also has bounded pp^{\infty}-torsion, its derived pp-completion (π0(M))(\pi_{0}(M))^{\wedge} is discrete and coincides with the pp-adic completion of the free RR-module π0(M)\pi_{0}(M) by using again [Bha18a, Lemma III.2.4]. By Lemma A.9, π0(M^)(π0(M))\pi_{0}(\widehat{M})\cong(\pi_{0}(M))^{\wedge} and thus π0(M^)π0(Δ¯Ran/A)\pi_{0}(\widehat{M})\cong\pi_{0}(\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A}) is pp-adically complete. We can apply Lemma 2.12 in this situation because of the faithful flatness of R/(pn)π0(Δ¯Ran/A)/(pn)R/(p^{n})\to\pi_{0}(\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A})/(p^{n}) as above. Then π0(Δ¯Ran/A)\pi_{0}(\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A}) is pp-completely faithfully flat over RR (or faithfully flat if RR is Noetherian). ∎

The bounded property of RR is under consideration in pp-adic Hodge theory [BMS19] and rigid geometry [FGK11].

Remark 4.10.

Let (A,I)(A,I) be a bounded prism and let RA/JR\coloneqq A/J, where J=(I,f1,,fr)J=(I,f_{1},\dots,f_{r}) with a sequence of elements f1,,frf_{1},\dots,f_{r} in AA. If RR is of characteristic 0 (this only means ZR\mathbb{Z}\subseteq R), we are interested in whether RR has bounded pp^{\infty}-torsion or not. The following cases are known. The former is a perfectoid flavor and the latter is a Noetherian flavor.

  1. (a)

    RR is a perfectoid ring or, more generally, a quasisyntomic ring.

  2. (b)

    RR is a Noetherian ring or, more generally, a rigid-Noetherian ring111111A pp-adic ring RR is rigid-Noetherian if RR is pp-adically complete and R[1/p]R[1/p] is Noetherian ([FGK11, Definition 5.1.1])..

Of course, if RR is Noetherian or quasisyntomic, then RR has bounded pp^{\infty}-torsion ([BMS19, Proposition 4.19 and Definition 4.20]) (and thus RR is pp-adically complete since RR is already derived pp-complete). If RR is rigid-Noetherian, then RR is pp-adically pseudo-adhesive121212A ring RR is pp-adically pseudo-adhesive if R[1/p]R[1/p] is Noetherian and any finitely generated RR-module has bounded pp^{\infty}-torsion ([FGK11, Definition 4.3.1]). by [FGK11, Theorem 5.1.2]. So the RR-module RR itself has bounded pp^{\infty}-torsion.

5. Prismatic Kunz’s Theorem

Next, we apply the above statements to commutative algebra.

5.1. The proof of prismatic Kunz’s theorem

We formulate “prismatic Kunz’s theorem”, which characterizes the regularity of complete Noetherian local rings via the Frobenius lift of a prismatic complex (Corollary 5.10). We start providing some lemmas.

Lemma 5.1.

Let (A,𝔪A)(A,\mathfrak{m}_{A}) be a complete Noetherian local domain. Assume that AA has a δ\delta-structure such that 𝔪A\mathfrak{m}_{A} is generated by elements p,x1,,xnp,x_{1},\dots,x_{n} satisfying δ(xi)𝔪A\delta(x_{i})\in\mathfrak{m}_{A}. Then for an ideal IAI\subseteq A, the following conditions are equivalent.

  1. (1)

    (A,I)(A,I) is an orientable prism.

  2. (2)

    II is generated by a distinguished element d𝔪Ad\in\mathfrak{m}_{A}.

  3. (3)

    II is generated by pfp-f for some f(x1,,xn)f\in(x_{1},\ldots,x_{n}).

Proof.

(1)(2)\text{(1)}\Longrightarrow\text{(2)}: This is a direct consequence of [BS22, Lemma 2.25].

(2)(1)\text{(2)}\Longrightarrow\text{(1)}: Since AA is an integral domain, I=(d)I=(d) is already free of rank 11. So this is also a consequence of [BS22, Lemma 2.25].

(2)(3)\text{(2)}\Longrightarrow\text{(3)}: By assumption, pd𝔪A=(p,x1,,xn)p-d\in\mathfrak{m}_{A}=(p,x_{1},\dots,x_{n}). We can write pd=pg+hp-d=pg+h by using some gAg\in A and h(x1,,xn)h\in(x_{1},\ldots,x_{n}). Then d=p(1g)hd=p(1-g)-h and δ(h)𝔪A\delta(h)\in\mathfrak{m}_{A} because of δ(xi)𝔪A\delta(x_{i})\in\mathfrak{m}_{A}. If u:=1gu:=1-g is a unit, we obtain a desired generator u1d=pu1hu^{-1}d=p-u^{-1}h of II. Assume that uu is not invertible. Then pup𝔪A𝔪A2pu\in p\mathfrak{m}_{A}\subseteq\mathfrak{m}_{A}^{2}, which implies that δ(pu)𝔪A\delta(pu)\in\mathfrak{m}_{A} by Lemma 3.3. Hence δ(d)=δ(puh)𝔪A\delta(d)=\delta(pu-h)\in\mathfrak{m}_{A}, but this is a contradiction.

(3)(2)\text{(3)}\Longrightarrow\text{(2)}: Since xix_{i} and δ(xi)\delta(x_{i}) belong to 𝔪A\mathfrak{m}_{A} for any 1in1\leq i\leq n, so is δ(f)\delta(f). Moreover, δ(p)\delta(p) is a unit and (p,f)𝔪A(p,f)\subseteq\mathfrak{m}_{A}. A direct calculation of δ(pf)\delta(p-f) shows that pfp-f is a distinguished element of AA, as desired. ∎

Example 5.2 (Complete log-regular rings).

Following [INS23], we can consider the next example. Let RR be a complete local log-regular ring of residue characteristic pp and let CC be the Cohen ring of the residue field of RR equipped with a δ\delta-structure (Lemma 2.6). Then by Kato’s structure theorem,

RC[|𝒬|]/(pf)R\cong C[|\mathcal{Q}|]/(p-f)

for some fine sharp saturated monoid 𝒬\mathcal{Q} and some fC[|𝒬|]f\in C[|\mathcal{Q}|] with no non-zero constant terms. One can extend the Frobenius lift on CC to the Frobenius lift on C[|𝒬|]C[|\mathcal{Q}|] by the rule: eq(eq)pe^{q}\mapsto(e^{q})^{p} (q𝒬q\in\mathcal{Q}). Thus we obtain a δ\delta-structure on C[|𝒬|]C[|\mathcal{Q}|] such that δ(eq)=0\delta(e^{q})=0. By Lemma 5.1, (C[|𝒬|],(pf))(C[|\mathcal{Q}|],(p-f)) is an orientable prism (note that C[|𝒬|]C[|\mathcal{Q}|] is a domain). Moreover, since RR is a domain, that prism is transversal when f0f\neq 0, or crystalline otherwise.

To apply the lemmas in Section 4 for a complete Noetherian local ring, we use the following construction based on Lemma 5.1.

Corollary 5.3 (cf. [BS22, Remark 3.11]).

Let (R,𝔪R,k)(R,\mathfrak{m}_{R},k) be a complete Noetherian local ring of residue characteristic pp. Then there exists a surjective prismatic δ\delta-pair (A,R)(A,R) with a complete regular local prism (A,I)(A,I). Namely, there exists a map of δ\delta-pairs:

(5.1) (A,I)(A,J)(A,I)\to(A,J)

where AA is a complete unramified regular local ring of mixed characteristic (0,p)(0,p), II and JJ are ideals of AA such that IJI\subseteq J, (A,I)(A,I) is a complete regular local prism, and A/JRA/J\cong R.

Proof.

We have a surjective map of rings α:C[|T1,,Tn|]R\alpha:C[|T_{1},\ldots,T_{n}|]\twoheadrightarrow R that sends {T1,,Tn}\{T_{1},\ldots,T_{n}\} to a system of generators of 𝔪R\mathfrak{m}_{R} where CC is the Cohen ring of kk. Since p𝔪Rp\in\mathfrak{m}_{R} and 𝔪R\mathfrak{m}_{R} is generated by α(T1),,α(Tn)R\alpha(T_{1}),\dots,\alpha(T_{n})\in R, there exists an element f(T1,,Tn)C[|T1,,Tn|]f\in(T_{1},\ldots,T_{n})\subseteq C[|T_{1},\dots,T_{n}|] such that pfker(α)p-f\in\ker(\alpha). Here, (C[|T1,,Tn|],(pf))(C[|T_{1},\ldots,T_{n}|],(p-f)) is an orientable prism equipped with δ(Ti)=0\delta(T_{i})=0 by Lemma 5.1. Hence by putting AC[|T1,,Tn|]A\coloneqq C[|T_{1},\ldots,T_{n}|], I(pf)I\coloneqq(p-f), and Jker(α)J\coloneqq\ker(\alpha), we can take the desired map of δ\delta-pairs (5.1). ∎

Definition 5.4.

Let RR be a complete Noetherian local ring of residue characteristic pp. Fix a surjective prismatic δ\delta-pair (A,R)(A,R) with a bounded prism (A,I)(A,I) such that ker(AR)=(I,f1,,fr)\ker(A\twoheadrightarrow R)=(I,f_{1},\dots,f_{r}) for some f1,,frAf_{1},\dots,f_{r}\in A, which always exists by Corollary 5.3.

We can take such a bounded prism (A,I)(A,I) satisfying that (A,I)(A,I) is transversal or crystalline, A/IA/I is a Noetherian domain, and dim(A)emdim(R)+1\dim(A)\leq\operatorname{emdim}(R)+1, where emdim(R)\operatorname{emdim}(R) is the embedding dimension of RR. We call it a small base prism (with respect to RR).

Furthermore, we can take a small base prism (A,I)(A,I) such that (A,I)(A,I) is a complete regular local prism and satisfies dim(A)=emdim(R)+1\dim(A)=\operatorname{emdim}(R)+1. We call such a small base prism a minimal complete regular local prism (A,I)(A,I) (with respect to RR).

Remark 5.5.

In certain cases, there are some choices of such a surjective prismatic δ\delta-pair. Based on Example 5.2, if RR is a complete local log-regular ring of residue characteristic pp, we can take a surjective prismatic δ\delta-pair (C[|𝒬|],R)(C[|\mathcal{Q}|],R) with a small base prism (C[|𝒬|],(pf))(C[|\mathcal{Q}|],(p-f)) which is not necessarily minimal but a small base prism.

In the following, we use the next lemma which is a special case of [Bha21, Lemma 5.7]. We give a proof for the reader’s convenience in our case. See also Lemma A.9 as a similar statement.

Lemma 5.6 (cf. [Bha21, Lemma 5.7]).

Let MM be an object in D0(Z)D^{\leq 0}(\mathbb{Z}). If the derived pp-completion M^\widehat{M} is discrete and pp-torsion-free, then the isomorphism

M^H0(M)^\widehat{M}\cong\widehat{H^{0}(M)}

holds, where the right hand side is the pp-adic completion of H0(M)H^{0}(M).

Proof.

Taking the exact triangle τ1MMτ0M+1\tau^{\leq-1}M\to M\to\tau^{\geq 0}M\xrightarrow{+1} in D(Z)D(\mathbb{Z}). By our assumption, we have the following isomorphism for each n1n\geq 1:

(5.2) MLZZ/pnZ\displaystyle M\otimes^{L}{Z}\mathbb{Z}/p^{n}\mathbb{Z} M^LZZ/pnZM^/pnM^[0].\displaystyle\cong\widehat{M}\otimes^{L}{Z}\mathbb{Z}/p^{n}\mathbb{Z}\cong\widehat{M}/p^{n}\widehat{M}[0].

Since (τ1M)LZZ/pnZ(\tau^{\leq-1}M)\otimes^{L}{Z}\mathbb{Z}/p^{n}\mathbb{Z} is concentrated in degree 1\leq-1, the cohomological long exact sequence of (τ1M)LZZ/pnZMLZZ/pnZ(τ0M)LZZ/pnZ+1(\tau^{\leq-1}M)\otimes^{L}{Z}\mathbb{Z}/p^{n}\mathbb{Z}\to M\otimes^{L}{Z}\mathbb{Z}/p^{n}\mathbb{Z}\to(\tau^{\geq 0}M)\otimes^{L}{Z}\mathbb{Z}/p^{n}\mathbb{Z}\xrightarrow{+1} shows that the map M^/pnM^H0(M)/pnH0(M)\widehat{M}/p^{n}\widehat{M}\to H^{0}(M)/p^{n}H^{0}(M) is an isomorphism. Combining this and (5.2), we have the following isomorphism:

M^\displaystyle\widehat{M} =H0(M^)H0(Rlimn(MLZZ/pnZ))H0(Rlimn(M^LZZ/pnZ))\displaystyle=H^{0}(\widehat{M})\cong H^{0}(R\lim_{n}(M\otimes^{L}{Z}\mathbb{Z}/p^{n}\mathbb{Z}))\cong H^{0}(R\lim_{n}(\widehat{M}\otimes^{L}{Z}\mathbb{Z}/p^{n}\mathbb{Z}))
limn(H0(M)/pnH0(M))=H0(M)^.\displaystyle\cong\lim_{n}(H^{0}(M)/p^{n}H^{0}(M))=\widehat{H^{0}(M)}.

This shows the desired isomorphism. ∎

Now we can prove the following variant of “prismatic Kunz’s theorem”. We first show that any regular local ring gives a faithfully flat Frobenius lift of a prismatic complex. The main technique is the deformation property of regular prisms (Proposition 3.4) and (classical) Kunz’s theorem (Theorem 1.1).

Theorem 5.7 (Regular local ring gives the faithfully flat Frobenius lift).

Let (R,𝔪)(R,\mathfrak{m}) be a complete Noetherian local ring of residue characteristic pp. Fix a surjective prismatic δ\delta-pair (A,R)(A,R) with a small base prism (A,I)(A,I) in the sense of Definition 5.4. If RR is a regular local ring, then the Frobenius lift φ:ΔR/AφA,ΔR/A\varphi\colon{{\mathbbl{\Delta}}}_{R/A}\to\varphi_{A,*}{{\mathbbl{\Delta}}}_{R/A} of the animated δ\delta-AA-algebra ΔR/A{{\mathbbl{\Delta}}}_{R/A} is faithfully flat. In this case, A/IRA/I\twoheadrightarrow R is isomorphism and ΔR/A{{\mathbbl{\Delta}}}_{R/A} is AA itself.

Proof.

Since RR is a regular local ring, the small base prism (A,I)(A,I) satisfies

dim(R)dim(A/I)=dim(A)1emdim(R)=dim(R).\dim(R)\leq\dim(A/I)=\dim(A)-1\leq\operatorname{emdim}(R)=\dim(R).

Then the surjective map A/IRA/I\twoheadrightarrow R is an isomorphism because A/IA/I is an integral domain by the assumption of small base prisms (see Definition 5.4). In particular, ΔR/AA{{\mathbbl{\Delta}}}_{R/A}\cong A by [Bha18a, Example V.2.11]. So the Frobenius lift φ\varphi on ΔR/A=π0(ΔR/A)=A{{\mathbbl{\Delta}}}_{R/A}=\pi_{0}({{\mathbbl{\Delta}}}_{R/A})=A is faithfully flat by the following reason: since RA/IR\cong A/I is a complete regular local ring, so is A/pAA/pA by Proposition 3.4. By Kunz’s theorem, the Frobenius map FF on A/pAA/pA is faithfully flat and thus φ\varphi is pp-completely faithfully flat by Lemma 2.14. This implies that φ\varphi is faithfully flat by [Bha18b, Proposition 5.1] since AA is a pp-torsion-free Noetherian ring. ∎

Next, we show that the faithfully flat Frobenius lift of a prismatic complex gives a regular local ring. The main technique is our theorem above (Theorem 4.8) and (a special case of) pp-adic Kunz’s theorem as follows (Theorem 5.8) which is a generalization of Kunz’s theorem (Theorem 1.1) in terms of perfect closure.

Theorem 5.8 (pp-adic Kunz’s theorem; [BIM19, Theorem 4.7]).

Let RR be a pp-Zariskian Noetherian ring. Then RR is regular if and only if RR has a faithfully flat map RAR\to A to a perfectoid ring AA.

The following implication can be proved without assuming that (A,I)(A,I) is a small base prism or even more transversal or crystalline.

Theorem 5.9 (Faithful flatness gives the regularity of rings).

Let (R,𝔪)(R,\mathfrak{m}) be a complete Noetherian local ring of residue characteristic pp. Fix a surjective prismatic δ\delta-pair (A,R)(A,R) with a bounded prism (A,I)(A,I) such that ker(AR)=(I,f1,,fr)\ker(A\twoheadrightarrow R)=(I,f_{1},\dots,f_{r}) for some f1,,frAf_{1},\dots,f_{r}\in A (which need not be transversal or crystalline). Set an animated ring Ran=Ran(f1,,fr)R^{an}=R^{an}(f_{1},\dots,f_{r}) as in 4.3. If the Frobenius lift π0(φ):π0(ΔRan/A)φA,π0(ΔRan/A)\pi_{0}(\varphi)\colon\pi_{0}({{\mathbbl{\Delta}}}_{R^{an}/A})\to\varphi_{A,*}\pi_{0}({{\mathbbl{\Delta}}}_{R^{an}/A}) of the δ\delta-ring π0(ΔRan/A)\pi_{0}({{\mathbbl{\Delta}}}_{R^{an}/A}) induced from the animated δ\delta-structure on ΔRan/A{{\mathbbl{\Delta}}}_{R^{an}/A} is pp-completely faithfully flat, then RR is a regular local ring.

Proof.

By Lemma 4.7, (ΔRan/AΔ¯Ran/A)({{\mathbbl{\Delta}}}_{R^{an}/A}\to\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A}) is an animated prism over (AA/I)(A\to A/I). Taking the colimit in the \infty-category of derived pp-complete animated δ\delta-rings, we have a (derived pp-complete) perfect animated δ\delta-ring (colimφΔRan/A)p(\operatorname*{colim}_{\varphi}{{\mathbbl{\Delta}}}_{R^{an}/A})^{\wedge_{p}}. This is actually a Witt ring W(P)W(P) for some perfect ring PP by [BL22b, Remark A.17], in particular, is pp-torsion-free. Applying Lemma 5.6 for the colimit McolimφΔRan/A𝒟(A)M\coloneqq\operatorname*{colim}_{\varphi}{{\mathbbl{\Delta}}}_{R^{an}/A}\in\mathcal{D}(A), we have an isomorphism of derived pp-complete AA-algebras

(5.3) (colimφΔRan/A)p(π0(colimφΔRan/A))p(\operatorname*{colim}_{\varphi}{{\mathbbl{\Delta}}}_{R^{an}/A})^{\wedge_{p}}\cong(\pi_{0}(\operatorname*{colim}_{\varphi}{{\mathbbl{\Delta}}}_{R^{an}/A}))^{\wedge_{p}}

induced from the canonical map colimφΔRan/Aπ0(colimφΔRan/A)\operatorname*{colim}_{\varphi}{{\mathbbl{\Delta}}}_{R^{an}/A}\to\pi_{0}(\operatorname*{colim}_{\varphi}{{\mathbbl{\Delta}}}_{R^{an}/A}).

Furthermore, taking the colimit ΔRan/A,(colimφΔRan/A)(p,I){{\mathbbl{\Delta}}}_{R^{an}/A,\infty}\coloneqq(\operatorname*{colim}_{\varphi}{{\mathbbl{\Delta}}}_{R^{an}/A})^{\wedge_{(p,I)}} in the \infty-category of derived (p,I)(p,I)-complete animated δ\delta-rings, ΔRan/A,{{\mathbbl{\Delta}}}_{R^{an}/A,\infty} becomes a perfect animated δ\delta-ring (see [BL22b, Remark A.17 and Proposition A.20 (1)]). As in Lemma 4.7, this gives a perfect animated prism (ΔRan/A,Δ¯Ran/A,ΔRan/A,/IΔRan/A,)({{\mathbbl{\Delta}}}_{R^{an}/A,\infty}\to\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A,\infty}\coloneqq{{\mathbbl{\Delta}}}_{R^{an}/A,\infty}/I{{\mathbbl{\Delta}}}_{R^{an}/A,\infty}) by the “rigidity” of prismatic structure ([BL22b, Corollary 2.10]). Since perfect animated prisms are identified with perfect prisms by [BL22b, Corollary 2.18], this perfect animated prism (ΔRan/A,Δ¯Ran/A,)({{\mathbbl{\Delta}}}_{R^{an}/A,\infty}\to\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A,\infty}) is actually a perfect (discrete) prism (ΔRan/A,,IΔRan/A,)({{\mathbbl{\Delta}}}_{R^{an}/A,\infty},I{{\mathbbl{\Delta}}}_{R^{an}/A,\infty}). In particular, Δ¯Ran/A,\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A,\infty} is a perfectoid ring by [BS22, Lemma 3.10].

The pp-completely faithful flatness of φ\varphi on π0(ΔRan/A)\pi_{0}({{\mathbbl{\Delta}}}_{R^{an}/A}) implies that the canonical map

(5.4) π0(ΔRan/A)(colimφπ0(ΔRan/A))p(colimφΔRan/A)p\pi_{0}({{\mathbbl{\Delta}}}_{R^{an}/A})\to(\operatorname*{colim}_{\varphi}\pi_{0}({{\mathbbl{\Delta}}}_{R^{an}/A}))^{\wedge_{p}}\cong(\operatorname*{colim}_{\varphi}{{\mathbbl{\Delta}}}_{R^{an}/A})^{\wedge_{p}}

is a pp-completely faithfully flat map of rings, where the last isomorphism follows from (5.3). Since ΔRan/A,{{\mathbbl{\Delta}}}_{R^{an}/A,\infty} is the derived II-completion of (colimφΔRan/A)p(\operatorname*{colim}_{\varphi}{{\mathbbl{\Delta}}}_{R^{an}/A})^{\wedge_{p}} (as in the proof of [BS22, Lemma 3.9]), these are isomorphic each other after taking the base change ()ALA/I(-)\otimes^{L}_{A}A/I. Note that π0(Δ¯Ran/A)π0(ΔRan/A)AA/I\pi_{0}(\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A})\cong\pi_{0}({{\mathbbl{\Delta}}}_{R^{an}/A})\otimes_{A}A/I because of the connectivity ([Lur17, Corollary 7.2.1.23 (2)]). By using these two isomorphisms, the base change π0(Δ¯Ran/A)(colimφΔRan/A)pALA/IΔ¯Ran/A,\pi_{0}(\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A})\to(\operatorname*{colim}_{\varphi}{{\mathbbl{\Delta}}}_{R^{an}/A})^{\wedge_{p}}\otimes^{L}_{A}A/I\cong\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A,\infty} of (5.4) is also pp-completely faithfully flat.

Combining this and Corollary 4.9, we have a pp-completely faithfully flat map of rings

(5.5) Rπ0(Δ¯Ran/A)Δ¯Ran/A,.R\to\pi_{0}(\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A})\to\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A,\infty}.

Since RR is Noetherian and the perfectoid ring Δ¯Ran/A,\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A,\infty} is pp-adically complete, the map RΔ¯Ran/A,R\to\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A,\infty} is faithfully flat by Lemma 2.12. Then RR is a regular local ring by pp-adic Kunz’s theorem (Theorem 5.8). ∎

Combining these theorems, we have the following equivalence which we call “prismatic Kunz’s theorem”.

Corollary 5.10 (Prismatic Kunz’s theorem).

Let (R,𝔪)(R,\mathfrak{m}) be a complete131313Recall that a Noetherian local ring (R,𝔪)(R,\mathfrak{m}) is a regular local ring if and only if the 𝔪\mathfrak{m}-adic completion R^𝔪\widehat{R}^{\mathfrak{m}} is a regular local ring. So we can apply this theorem for any Noetherian local ring (R,𝔪)(R,\mathfrak{m}) after taking 𝔪\mathfrak{m}-adic completion. Noetherian local ring of residue characteristic pp. Fix a surjective prismatic δ\delta-pair (A,R)(A,R) with a small base prism (A,I)(A,I) and fix a sequence of elements f1,,frf_{1},\dots,f_{r} in AA such that ker(AR)=(I,f1,,fr)\ker(A\twoheadrightarrow R)=(I,f_{1},\dots,f_{r}).141414Note that this corollary is independent of the choices of such a δ\delta-pair (A,R)(A,R) and a sequence of elements f1,,frf_{1},\dots,f_{r} because of the proof of the above theorems. Set an animated ring Ran=Ran(f1,,fr)R^{an}=R^{an}(f_{1},\dots,f_{r}). Then the following are equivalent:

  1. (1)

    RR is a (complete) regular local ring.

  2. (2)

    The Frobenius lift φ:ΔRan/AφA,ΔRan/A\varphi\colon{{\mathbbl{\Delta}}}_{R^{an}/A}\to\varphi_{A,*}{{\mathbbl{\Delta}}}_{R^{an}/A} of the animated δ\delta-AA-algebra ΔRan/A{{\mathbbl{\Delta}}}_{R^{an}/A} is faithfully flat.

  3. (3)

    The Frobenius lift π0(φ):π0(ΔRan/A)φA,π0(ΔRan/A)\pi_{0}(\varphi)\colon\pi_{0}({{\mathbbl{\Delta}}}_{R^{an}/A})\to\varphi_{A,*}\pi_{0}({{\mathbbl{\Delta}}}_{R^{an}/A}) of the δ\delta-ring π0(ΔRan/A)\pi_{0}({{\mathbbl{\Delta}}}_{R^{an}/A}) induced from the animated δ\delta-structure on ΔRan/A{{\mathbbl{\Delta}}}_{R^{an}/A} is (pp-completely) faithfully flat.

Proof.

(1)(2)\text{(1)}\Longrightarrow\text{(2)} is proved in Theorem 5.7 and (2)(3)\text{(2)}\Longrightarrow\text{(3)} is trivial by the definition of the faithful flatness of maps of animated rings (Definition A.11 (3)). (3)(1)\text{(3)}\Longrightarrow\text{(1)} is proved in Theorem 5.9. ∎

If RR is a complete intersection, we do not need to use the notion of animated rings and animated prisms as follows.

Lemma 5.11.

Let RR be a complete Noetherian local ring of residue characteristic pp. Assume further that RR is a complete intersection. Fix a surjective prismatic δ\delta-pair (A,R)(A,R) with a complete regular local prism (A,I)(A,I). Since RR is a complete intersection, we can fix a representation ker(AR)=(I,f1,,fr)\ker(A\twoheadrightarrow R)=(I,f_{1},\dots,f_{r}) such that f1,,frf_{1},\dots,f_{r} is a regular sequence on A/IA/I by [Sta, 09PZ]. Set an animated ring Ran=Ran(f1,,fr)R^{an}=R^{an}(f_{1},\dots,f_{r}). Then we have the following.

  1. (a)

    The animated ring RanR^{an} is actually a usual ring RR.

  2. (b)

    The animated prism (ΔRan/AΔ¯Ran/A)({{\mathbbl{\Delta}}}_{R^{an}/A}\to\overline{{{\mathbbl{\Delta}}}}_{R^{an}/A}) is a bounded orientable discrete prism (ΔR/A,IΔR/A)({{\mathbbl{\Delta}}}_{R/A},I{{\mathbbl{\Delta}}}_{R/A}).

  3. (c)

    If RR is pp-torsion-free, then (ΔR/A,IΔR/A)({{\mathbbl{\Delta}}}_{R/A},I{{\mathbbl{\Delta}}}_{R/A}) is transversal.

  4. (d)

    If RR is of characteristic pp, then (ΔR/A,IΔR/A)({{\mathbbl{\Delta}}}_{R/A},I{{\mathbbl{\Delta}}}_{R/A}) is crystalline.

Proof.

Since f1,,frf_{1},\dots,f_{r} is a regular sequence on A/IA/I, the animated ring RanR^{an} does not have higher homotopy groups and thus is isomorphic to a usual ring RR (see, for example, [KR19, Example 2.3.2]).

By Theorem 4.8 (or [BS22, Example 7.9]), the Hodge-Tate complex Δ¯R/AR^\overline{{{\mathbbl{\Delta}}}}_{R^{/}A}\cong\widehat{\oplus R} is the pp-adic completion of a free RR-module and in particular discrete. By [BS22, Lemma 7.7 (3)], ΔR/A{{\mathbbl{\Delta}}}_{R/A} is also concentrated in degree 0 and makes an orientable prism (ΔR/A,ξΔR/A)({{\mathbbl{\Delta}}}_{R/A},\xi{{\mathbbl{\Delta}}}_{R/A}) where ξ\xi is an orientation of II in AA. This shows (a). Since ξΔR/A\xi{{\mathbbl{\Delta}}}_{R/A} is locally free of rank 11 on ΔR/A{{\mathbbl{\Delta}}}_{R/A}, ξ\xi is a non-zero-divisor of ΔR/A{{\mathbbl{\Delta}}}_{R/A}. If RR is pp-torsion-free, Δ¯R/AR^\overline{{{\mathbbl{\Delta}}}}_{R/A}\cong\widehat{\oplus R} is also pp-torsion-free. Thus (ΔR/A,IΔR/A)({{\mathbbl{\Delta}}}_{R/A},I{{\mathbbl{\Delta}}}_{R/A}) is transversal by Definition 2.10 and this shows (b). If RR is of characteristic pp, ξ\xi can be taken as pp and this shows (c). ∎

Under the complete intersection assumption as in Lemma 5.11, the above theorem deduces the next corollary.

Corollary 5.12 (lci case).

Let RR be a complete Noetherian local ring of residue characteristic pp. Assume further that RR is a complete intersection. Fix a surjective prismatic δ\delta-pair (A,R)(A,R) with a complete regular local small base prism (A,I)(A,I). Then the following are equivalent:

  1. (1)

    RR is a (complete) regular local ring.

  2. (2)

    The Frobenius lift φ:ΔR/AφA,ΔR/A\varphi\colon{{\mathbbl{\Delta}}}_{R/A}\to\varphi_{A,*}{{\mathbbl{\Delta}}}_{R/A} of the δ\delta-ring ΔR/A{{\mathbbl{\Delta}}}_{R/A} (see Lemma 5.11) is (pp-completely) faithfully flat.

If we assume further that RR is pp-torsion-free or of characteristic pp, then the following conditions are also equivalent:

  1. (1)

    RR is a regular local ring.

  2. (2)

    φ\varphi is faithfully flat.

  3. (3)

    φ\varphi is pp-completely faithfully flat.

  4. (4)

    φ\varphi is II-completely faithfully flat.

  5. (5)

    φ\varphi is (p,I)(p,I)-completely faithfully flat.

  6. (6)

    The Frobenius map F:ΔR/A/(p)F(ΔR/A/(p))F\colon{{\mathbbl{\Delta}}}_{R/A}/(p)\to F_{*}({{\mathbbl{\Delta}}}_{R/A}/(p)) is faithfully flat.

  7. (7)

    The map φ¯I:ΔR/A/Iφ(ΔR/A/φ(I))\overline{\varphi}_{I}\colon{{\mathbbl{\Delta}}}_{R/A}/I\to\varphi_{*}({{\mathbbl{\Delta}}}_{R/A}/\varphi(I)) induced from φ\varphi is faithfully flat.

  8. (8)

    The pp-th power map φ¯(p,I):ΔR/A/(p,I)φ(ΔR/A/(p,I[p]))\overline{\varphi}_{(p,I)}\colon{{\mathbbl{\Delta}}}_{R/A}/(p,I)\to\varphi_{*}({{\mathbbl{\Delta}}}_{R/A}/(p,I^{[p]})) induced from φ\varphi is faithfully flat.

Proof.

The first equivalence is a direct consequence of Corollary 5.10 and Lemma 5.11.

If RR is pp-torsion-free or of characteristic pp, (ΔR/A,IΔR/A)({{\mathbbl{\Delta}}}_{R/A},I{{\mathbbl{\Delta}}}_{R/A}) is a transversal or crystalline prism by Lemma 5.11. So the second equivalence is a direct consequence of Lemma 2.14 and Corollary 5.10. ∎

If we do not assume the property that (A,I)(A,I) is a small base (or minimal) prism, our theorem does not hold in general. The following is a counterexample suggested by Bhatt.

Remark 5.13 (Bhatt).

If we do not assume the assumption that (A,I)(A,I) is a small base prism, the above Corollary 5.10 and Corollary 5.12 may fail. Here is a counterexample.

For RFpR\coloneqq\mathbb{F}_{p}, the surjective map AZp[|T|]Fp;T0A\coloneqq\mathbb{Z}_{p}[|T|]\twoheadrightarrow\mathbb{F}_{p};T\mapsto 0 gives a surjective prismatic δ\delta-pair (Zp[|T|],Fp)(\mathbb{Z}_{p}[|T|],\mathbb{F}_{p}) with a complete regular local prism (Zp[|T|],(p))(\mathbb{Z}_{p}[|T|],(p)), where the δ\delta-structure (equivalently, the Frobenius lift φ\varphi) on Zp[|T|]\mathbb{Z}_{p}[|T|] is given by φ|Zp=idZp\varphi|_{\mathbb{Z}_{p}}=\operatorname{id}_{\mathbb{Z}_{p}} and φ(T)=Tp\varphi(T)=T^{p}. However, (Zp[|T|],(p))(\mathbb{Z}_{p}[|T|],(p)) is not a small base prism and not even minimal because of dim(Zp[|T|])=2>emdim(Fp)+1=1\dim(\mathbb{Z}_{p}[|T|])=2>\operatorname{emdim}(\mathbb{F}_{p})+1=1. In this case, RR is a regular local ring but the Frobenius lift φ\varphi on ΔR/A{{\mathbbl{\Delta}}}_{R/A} is not faithfully flat: since TZp[|T|]=AT\in\mathbb{Z}_{p}[|T|]=A is (p)(p)-completely regular relative to A0ZpA_{0}\coloneqq\mathbb{Z}_{p}, that is, FpA0/L(p)A/L(p,T)Fp\mathbb{F}_{p}\cong A_{0}/^{L}(p)\to A/^{L}(p,T)\cong\mathbb{F}_{p} is a flat map of (animated) rings (see [BS22, Definition 2.42]), ΔR/A{{\mathbbl{\Delta}}}_{R/A} is the prismatic envelope (or the derived pp-completed δ\delta-AA-algebra obtained by freely adjoining T/pT/p)

ΔR/A=A{(p,T)(p)}A{Tp}{{\mathbbl{\Delta}}}_{R/A}=A\left\{\frac{(p,T)}{(p)}\right\}^{\wedge}\cong A\left\{\frac{T}{p}\right\}^{\wedge}

by [BS22, Proposition 3.13 and Example 7.9]. Taking pp-completed φA\varphi_{A}-pullback R(1)A/(p,Tp)R^{(1)}\cong A/(p,T^{p}) gives isomorphisms of δ\delta-AA-algebras

φAΔR/AΔR(1)/AΔ(A/(p,Tp))/AA{Tpp}A{φA(T)p}D(T)(A),\varphi_{A}^{*}{{\mathbbl{\Delta}}}_{R/A}\cong{{\mathbbl{\Delta}}}_{R^{(1)}/A}\cong{{\mathbbl{\Delta}}}_{(A/(p,T^{p}))/A}\cong A\left\{\frac{T^{p}}{p}\right\}^{\wedge}\cong A\left\{\frac{\varphi_{A}(T)}{p}\right\}\cong D_{(T)}(A),

where D(T)(A)D_{(T)}(A) is the pd-envelope151515The basic knowledge of pd-envelopes (or divided power envelopes) as sufficient for our purposes is summarized in [Bha18a, Lecture VI]. Explicitly, D(T)(A)D_{(T)}(A) is the pp-adic completion of the subring A[γn(T)]n1A[\gamma_{n}(T)]_{n\geq 1} of A[1/p]A[1/p] generated by AA and γn(T)Tn/n!\gamma_{n}(T)\coloneqq T^{n}/n!. of (T)A(T)\subseteq A and the last isomorphism is deduced from [BS22, Corollary 2.39]. If the Frobenius lift φ\varphi of ΔR/A{{\mathbbl{\Delta}}}_{R/A} is faithfully flat, the Frobenius lift of D(T)(A)D_{(T)}(A) which is given by φ(γn(T))=γn(Tp)\varphi(\gamma_{n}(T))=\gamma_{n}(T^{p}) is also faithfully flat by the above isomorphisms of δ\delta-AA-algebras. However, the Frobenius lift of D(T)(A)D_{(T)}(A) is not faithfully flat because D(T)(A)/(p)D_{(T)}(A)/(p) has a non-zero nilpotent element TT. So the Frobenius lift φ\varphi of ΔR/A{{\mathbbl{\Delta}}}_{R/A} is not faithfully flat.

5.2. Applications

First, similar to Kunz’s theorem, the regularity of prisms is characterized by the faithful flatness of the Frobenius lift. We give two proofs of this corollary, one is a direct consequence of Corollary 5.10, and the other is a direct consequence of (classical) Kunz’s theorem.

Proposition 5.14.

Let (A,I)(A,I) be a prism such that AA is a Noetherian local ring with the maximal ideal 𝔪\mathfrak{m}. Let φA:AφA,A\varphi_{A}\colon A\to\varphi_{A,*}A be the Frobenius lift of AA. Then the following are equivalent:

  1. (1)

    (A,I)(A,I) is a regular local prism.

  2. (2)

    φA\varphi_{A} is faithfully flat.

  3. (3)

    φA\varphi_{A} is pp-completely faithfully flat.

  4. (4)

    φA\varphi_{A} is II-completely faithfully flat.

  5. (5)

    The Frobenius map F:A/pAF(A/pA)F\colon A/pA\to F_{*}(A/pA) is faithfully flat.

  6. (6)

    The prism (A,I)(A,I) is transversal or crystalline, and the map φ¯A,I:A/Iφ(A/φ(I))\overline{\varphi}_{A,I}\colon A/I\to\varphi_{*}(A/\varphi(I)) induced from φA\varphi_{A} is faithfully flat.

  7. (7)

    The prism (A,I)(A,I) is transversal or crystalline, and the pp-th power map φ¯A,(p,I):A/(p,I)φA,(A/(p,I[p]))\overline{\varphi}_{A,(p,I)}\colon A/(p,I)\to\varphi_{A,*}(A/(p,I^{[p]})) induced from φA\varphi_{A} is faithfully flat.

Proof.

The 𝔪\mathfrak{m}-adic completion A^𝔪\widehat{A}^{\mathfrak{m}} of AA also makes a prism (A^𝔪,IA^𝔪)(\widehat{A}^{\mathfrak{m}},I\widehat{A}^{\mathfrak{m}}) because of [BS22, Lemma 2.17] and the faithfully flat map of rings AA^𝔪A\to\widehat{A}^{\mathfrak{m}}. So (A,I)(A,I) is a regular local prism if and only if (A^𝔪,IA^𝔪)(\widehat{A}^{\mathfrak{m}},I\widehat{A}^{\mathfrak{m}}) is a complete regular local prism. Similarly, the Frobenius lift φA:AφA,A\varphi_{A}\colon A\to\varphi_{A,*}A is faithfully flat if and only if so is φA^𝔪:A^𝔪φA^𝔪,A^𝔪\varphi_{\widehat{A}^{\mathfrak{m}}}\colon\widehat{A}^{\mathfrak{m}}\to\varphi_{\widehat{A}^{\mathfrak{m}},*}\widehat{A}^{\mathfrak{m}}. Without loss of generality, we can assume that AA is a complete Noetherian local ring. Note that Δ(A/I)/AA{{\mathbbl{\Delta}}}_{(A/I)/A}\cong A by [Bha18a, Example V.2.11].

We first show (1)(2)\text{(\ref{PrismaticKunzCor-RegPrism})}\Longleftrightarrow\text{(\ref{PrismaticKunzCor-FFlat})}. If (A,I)(A,I) is a regular local prism, A/IA/I is a (complete) regular local ring by Proposition 3.4. In particular, A/IA/I is an integral domain and thus we have a surjective prismatic δ\delta-pair (A,A/I)(A,A/I) with a small base prism (A,I)(A,I). Applying Corollary 5.10, the Frobenius lift φ=φA\varphi=\varphi_{A} of Δ(A/I)/AA{{\mathbbl{\Delta}}}_{(A/I)/A}\cong A is faithfully flat.

Conversely, if φA\varphi_{A} is faithfully flat, the isomorphism Δ(A/I)/AA{{\mathbbl{\Delta}}}_{(A/I)/A}\cong A also shows that φ:Δ(A/I)/AφA,Δ(A/I)/A\varphi\colon{{\mathbbl{\Delta}}}_{(A/I)/A}\to\varphi_{A,*}{{\mathbbl{\Delta}}}_{(A/I)/A} is faithfully flat. Again applying Corollary 5.10, A/IA/I is a regular local ring, and thus (A,I)(A,I) is a regular local prism.

Other equivalences are straightforward. By Lemma 2.14, it is sufficient to show (5)(1)\text{(\ref{PrismaticKunzCor-FrobFFlat})}\Longrightarrow\text{(\ref{PrismaticKunzCor-RegPrism})}, which is a direct consequence of Proposition 3.4: if (5) holds, A/pAA/pA is a regular local ring by Kunz’s theorem and thus (A,I)(A,I) is a regular local prism.

(Another proof): While the above proof uses Corollary 5.10, we can deduce this theorem by using Kunz’s theorem (Theorem 1.1). Here is such a proof. We can assume that (A,I)(A,I) is a bounded orientable prism since AA is a Noetherian local ring and II is an invertible ideal. We show the following implications:

(1){(\ref{PrismaticKunzCor-RegPrism})}(3){(\ref{PrismaticKunzCor-pFFlat})}(2){(\ref{PrismaticKunzCor-FFlat})}(4){(\ref{PrismaticKunzCor-IFFlat})}(5){(\ref{PrismaticKunzCor-FrobFFlat})}(6){(\ref{PrismaticKunzCor-ModIFFlat})}(7).{(\ref{PrismaticKunzCor-ModIpFFlat}).}

The equivalence (3) \Leftrightarrow (2) \Leftrightarrow (4) follows from the definition of completely flatness and [Bha18b, Proposition 5.1] since AA is Noetherian and pp-torsion-free: here we use the fact that, if φA\varphi_{A} is pp-completely faithfully flat, the derived tensor product φA,AALA/pA\varphi_{A,*}A\otimes^{L}_{A}A/pA is concentrated in degree 0 and thus AA is pp-torsion-free.

(1) \Leftrightarrow (5): This equivalence is deduced from Kunz’s theorem and Proposition 3.4.

(1) \Rightarrow (3): Since A/pAA/pA is a regular local ring by Proposition 3.4, the Frobenius map F:A/pAA/pAF\colon A/pA\to A/pA is faithfully flat by Kunz’s theorem. Note that any regular local prism is transversal or crystalline. In both cases, Lemma 2.14 shows (1) \Rightarrow (3).

(3) \Rightarrow (1): By the definition of pp-completely flatness, the Frobenius map F:A/pAA/pAF\colon A/pA\to A/pA, which is induced from φA\varphi_{A}, is flat. Since AA is derived (p,I)(p,I)-complete and Noetherian local, A/pAA/pA is also a Noetherian local ring. By Kunz’s theorem, A/pAA/pA is a regular local ring, and thus (A,I)(A,I) is a regular local prism by Proposition 3.4.

(2) \Rightarrow (6): The induced map φ¯A,I:A/Iφ(A/φA(I)A)\overline{\varphi}_{A,I}\colon A/I\to\varphi_{*}(A/\varphi_{A}(I)A) is the base change of the faithfully flat map φA:AφA\varphi_{A}\colon A\to\varphi_{*}A via AA/IA\to A/I. Thus φ¯A,I\overline{\varphi}_{A,I} is faithfully flat. By the above (2) \Leftrightarrow (1), (A,I)(A,I) is transversal or crystalline.

(6) \Rightarrow (7) \Rightarrow (4): This is a direct consequence of Lemma 2.14. ∎

Remark 5.15.

Applying this for Example 5.2, the regularity of a complete log regular ring RW[|𝒬|]/(pf)R\cong W[|\mathcal{Q}|]/(p-f) can be characterized by the faithful flatness of the Frobenius lift φ:W[|𝒬|]W[|𝒬|]\varphi\colon W[|\mathcal{Q}|]\to W[|\mathcal{Q}|] given by φ(eq)=(eq)p\varphi(e^{q})=(e^{q})^{p}.

Remark 5.16.

In [Lur23, Theorem 6], Lurie shows that, for a Noetherian ring RR admitting a regular element πR\pi\in R such that πp\pi^{p} divides pp, the localization R𝔪R_{\mathfrak{m}} for any maximal ideal 𝔪\mathfrak{m} of RR containing π\pi is a regular local ring if and only if the pp-th power map R/πRaapR/πpRR/\pi R\xrightarrow{a\mapsto a^{p}}R/\pi^{p}R is faithfully flat. The proof of “only if part”, which is the easy but necessary part in his paper, can be deduced from the implication (1)(6)\text{(\ref{PrismaticKunzCor-RegPrism})}\Longrightarrow\text{(\ref{PrismaticKunzCor-ModIFFlat})} in Proposition 5.14 and a simple calculation in the last paragraph of his proof. So a natural question is whether it is possible to prove the “if part” using prismatic Kunz’s theorem (Corollary 5.10).

Next, by using this, we give another proof of the fact that for any regular local ring RR of residue characteristic pp and any prime ideal 𝔭\mathfrak{p} of RR with p𝔭p\in\mathfrak{p} the localization R𝔭R_{\mathfrak{p}} is also a regular local ring. This is a generalization of [Kun69, Corollary 2.2], which proves the same statement for regular local rings of characteristic pp by using Kunz’s theorem. Note that, if we show the above Proposition 5.14 under the second proof, we do not use Serre’s regularity criterion and pp-adic Kunz’s theorem (Theorem 5.8) to prove this statement.

Proposition 5.17.

Let (R,𝔪)(R,\mathfrak{m}) be a regular local ring of residue characteristic pp and 𝔭\mathfrak{p} be a prime ideal of RR such that p𝔭p\in\mathfrak{p}. Then the localization R𝔭R_{\mathfrak{p}} is also a regular local ring.

Proof.

Let R^\widehat{R} be the 𝔪\mathfrak{m}-adically completion of RR. Then R^\widehat{R} is a complete regular local ring of residue characteristic pp by [Sta, 07NY]. Since RR^R\to\widehat{R} is faithfully flat, there exists a prime ideal 𝔮\mathfrak{q} of R^\widehat{R} such that 𝔮R=𝔭\mathfrak{q}\cap R=\mathfrak{p}. Then we have a map R𝔭R^𝔮R_{\mathfrak{p}}\to\widehat{R}_{\mathfrak{q}} and this is flat by [Mat86, Theorem 7.1] and the induced map Spec(R^𝔮)Spec(R𝔭)\operatorname{Spec}(\widehat{R}_{\mathfrak{q}})\to\operatorname{Spec}(R_{\mathfrak{p}}) is surjective by [GW10, Lemma 14.9]. Then R𝔭R^𝔮R_{\mathfrak{p}}\to\widehat{R}_{\mathfrak{q}} is faithfully flat and it suffices to show that R^𝔮\widehat{R}_{\mathfrak{q}} is a regular local ring. Without loss of generality, we can assume that RR is a complete regular local ring.

By Corollary 3.8, there exists a complete regular local prism (A,I)(A,I) such that RA/IR\cong A/I. We can consider 𝔭\mathfrak{p} as a prime ideal of AA which contains pp and II.

Take an element aAa\in A such that φ(a)𝔭\varphi(a)\in\mathfrak{p}. Then φ(a)=ap+pδ(a)\varphi(a)=a^{p}+p\delta(a) and pp are in 𝔭\mathfrak{p} and thus aa is in 𝔭\mathfrak{p}. This shows that φ(A𝔭)A𝔭\varphi(A\setminus\mathfrak{p})\subset A\setminus\mathfrak{p}. By [BS22, Lemma 2.15], the localization A𝔭A_{\mathfrak{p}} admits a δ\delta-structure which makes the canonical map AA𝔭A\to A_{\mathfrak{p}} a map of δ\delta-rings. In particular, the δ\delta-pair (A𝔭,I𝔭)(A_{\mathfrak{p}},I_{\mathfrak{p}}) forms an orientable prism.

By using Proposition 5.14, it suffices to show that the Frobenius map F:(A/pA)𝔭F((A/pA)𝔭)F\colon(A/pA)_{\mathfrak{p}}\to F_{*}((A/pA)_{\mathfrak{p}}) is faithfully flat. Since the canonical map AA𝔭A\to A_{\mathfrak{p}} is flat and the Frobenius lift F:A/pAF(A/pA)F\colon A/pA\to F_{*}(A/pA) is faithfully flat by regularity of (A,I)(A,I) and Proposition 5.14, the base change map

(5.6) (A/pA)𝔭A𝔭ALA/pAidA𝔭LFA𝔭ALF(A/pA)(F(A/pA))𝔭F((A/pA)𝔭)(A/pA)_{\mathfrak{p}}\cong A_{\mathfrak{p}}\otimes^{L}_{A}A/pA\xrightarrow{\operatorname{id}_{A_{\mathfrak{p}}}\otimes^{L}F}A_{\mathfrak{p}}\otimes^{L}_{A}F_{*}(A/pA)\cong(F_{*}(A/pA))_{\mathfrak{p}}\cong F_{*}((A/pA)_{\mathfrak{p}})

is again faithfully flat and we finish the proof.

Appendix A Preliminaries about animated rings

For convenience, we summarize a few basic knowledge of animated rings which is much more than we actually need in the paper. The main references are [Lur17, Lur18, ČS24, Yay22, Kha23, BL22a]. Let kk be a ring and Polyk\operatorname{Poly}_{k} be the full subcategory of the category of rings whose objects are finite variable polynomial rings over kk. We write 𝒮\mathcal{S} as the \infty-category of spaces (also called \infty-groupoids Grpd\operatorname{Grpd}_{\infty} or anima Ani\operatorname{Ani}) and Spt\operatorname{Spt} as the \infty-category of spectra.

Definition A.1 (Animation of categories; [ČS24, §5.1] and [Kha23, §7.2]).

Let 𝒞\mathcal{C} be a cocomplete (1-)category generated under colimits by the full subcategory 𝒞sfp\mathcal{C}^{\mathrm{sfp}} of strongly of finite presentation objects (see [ČS24, §5.1.1] for the definition of this notion). For example, 𝒞\mathcal{C} can be taken as the category of sets Set\operatorname{Set}, abelian groups Ab\operatorname{Ab}, and (commutative and unital) kk-algebras CAlgk\operatorname{CAlg}_{k}. Then the animation of 𝒞\mathcal{C} is the pair (Ani(𝒞),𝒞sfpAni(𝒞))(\operatorname{Ani}(\mathcal{C}),\mathcal{C}^{\mathrm{sfp}}\hookrightarrow\operatorname{Ani}(\mathcal{C})) of an \infty-category Ani(𝒞)\operatorname{Ani}(\mathcal{C}) which has sifted colimits and a fully faithful functor 𝒞sfpAni(𝒞)\mathcal{C}^{\mathrm{sfp}}\hookrightarrow\operatorname{Ani}(\mathcal{C}) such that the post composition yields an equivalence

Funsifted(Ani(𝒞),𝒜)Fun(𝒞sfp,𝒜)\operatorname{Fun}_{\mathrm{sifted}}(\operatorname{Ani}(\mathcal{C}),\mathcal{A})\xrightarrow{\sim}\operatorname{Fun}(\mathcal{C}^{\mathrm{sfp}},\mathcal{A})

for any \infty-category 𝒜\mathcal{A} which has sifted colimits. Here, Funsifted(Ani(𝒞),𝒜)\operatorname{Fun}_{\mathrm{sifted}}(\operatorname{Ani}(\mathcal{C}),\mathcal{A}) is the full subcategory of Fun(Ani(𝒞),𝒜)\operatorname{Fun}(\operatorname{Ani}(\mathcal{C}),\mathcal{A}) spanned by those functors which preserve sifted colimits (or, equivalently, preserve filtered colimits and geometric realizations by [Lur09, Corollary 5.5.8.17]). The animation is uniquely determined up to (unique) equivalence and we denote it simply by Ani(𝒞)\operatorname{Ani}(\mathcal{C}). If 𝒞sfp\mathcal{C}^{\mathrm{sfp}} is small, Ani(𝒞)\operatorname{Ani}(\mathcal{C}) is equivalent to the \infty-category FunΣ((𝒞sfp)op,𝒮)\operatorname{Fun}_{\Sigma}((\mathcal{C}^{\mathrm{sfp}})^{\operatorname{op}},\mathcal{S}) of functors (𝒞sfp)op𝒮(\mathcal{C}^{\mathrm{sfp}})^{\operatorname{op}}\to\mathcal{S} which takes finite coproducts in 𝒞sfp\mathcal{C}^{\mathrm{sfp}} to finite products in 𝒮\mathcal{S} and the Yoneda embeding 𝒞sfpFunΣ((𝒞sfp)op,𝒮)\mathcal{C}^{\mathrm{sfp}}\hookrightarrow\operatorname{Fun}_{\Sigma}((\mathcal{C}^{\mathrm{sfp}})^{\operatorname{op}},\mathcal{S}) by [ČS24, §4.1.4] and [Kha23, Theorem 7.2.2].

Definition A.2 (Animated rings; [ČS24, §5.1.4] and [Lur18, Definition 25.1.1.1]).

The \infty-category ACAlgk\operatorname{ACAlg}_{k} of animated (commutative) kk-algebras is the animation Ani(CAlgk)\operatorname{Ani}(\operatorname{CAlg}_{k}) of the category CAlgk\operatorname{CAlg}_{k} of (commutative and unital) kk-algebras. As explaind above, ACAlgk\operatorname{ACAlg}_{k} is equivalent to the full subcategory FunΣ(Polykop,𝒮)Fun(Polykop,𝒮)\operatorname{Fun}_{\Sigma}(\operatorname{Poly}_{k}^{\operatorname{op}},\mathcal{S})\subseteq\operatorname{Fun}(\operatorname{Poly}_{k}^{\operatorname{op}},\mathcal{S}) spanned by those functors which preserve finite products. We refer to the objects as animated (commutative) kk-algebras. If k=Zk=\mathbb{Z}, we denote ACAlgZ\operatorname{ACAlg}{Z} by ACAlg\operatorname{ACAlg} and call it the \infty-category of animated (commutative) rings whose objects are animated (commutative) rings. We omit the term commutative.

Notation A.3.

First, we define the following (\infty-)categories. The first two appear in the paragraph above [Yay22, Proposition 2.34] and the third and fourth appear in [Kha23, Notation 8.1.4 and Definition/Proposition 8.1.5].

  • Mod(Spt)k\operatorname{Mod}(\operatorname{Spt})_{k} is the \infty-category of pairs (A,M)(A,M), where AA is in the \infty-category CAlgk(Spt)\operatorname{CAlg}_{k}(\operatorname{Spt}) of EE_{\infty}-kk-algebras and MM is an AA-module.

  • Set the \infty-category ACAlgModkMod(Spt)k×CAlgk(Spt)ACAlgk\operatorname{ACAlgMod}_{k}\coloneqq\operatorname{Mod}(\operatorname{Spt})_{k}\times_{\operatorname{CAlg}_{k}(\operatorname{Spt})}\operatorname{ACAlg}_{k} and let ACAlgModkcn\operatorname{ACAlgMod}_{k}^{cn} be the full subcategory of ACAlgModk\operatorname{ACAlgMod}_{k} consisting of objects (A,M)(A,M) such that MM is connective.

  • CAlgModk\operatorname{CAlgMod}_{k} is the category of pairs (A,M)(A,M), where AA is a usual kk-algebra and MM is an AA-module.

  • AModA\operatorname{AMod}_{A} is the fibre of Ani(CAlgModk)𝜋Ani(CAlgk)=ACAlgk\operatorname{Ani}(\operatorname{CAlgMod}_{k})\xrightarrow{\pi}\operatorname{Ani}(\operatorname{CAlg}_{k})=\operatorname{ACAlg}_{k} over AACAlgkA\in\operatorname{ACAlg}_{k}.

Definition A.4 (Animated modules; [ČS24, §5.1.7]).

Let AA be an animated ring. The \infty-category ModA\operatorname{Mod}_{A} of AA-modules is the (symmetric monoidal) \infty-category of modules over the underlying EE_{\infty}-ring of AA, which is defined in [Lur17, Definition 7.1.3.5]. The \infty-category ModAcn\operatorname{Mod}_{A}^{cn} of animated AA-modules is the (symmetric monoidal) full subcategory of ModA\operatorname{Mod}_{A} spanned by the connective modules over the underlying EE_{\infty}-ring of AA (see [Lur17, Lemma 7.1.3.10]). By using the above notations, these \infty-categories are defined as follows:

ModA\displaystyle\operatorname{Mod}_{A} fib(ACAlgModZ{A}ACAlgZ),\displaystyle\coloneqq\operatorname{fib}(\operatorname{ACAlgMod}{Z}\to\{A\}\subseteq\operatorname{ACAlg}{Z}),
ModAcn\displaystyle\operatorname{Mod}_{A}^{cn} fib(ACAlgModZcn{A}ACAlgZ).\displaystyle\coloneqq\operatorname{fib}(\operatorname{ACAlgMod}{Z}^{cn}\to\{A\}\subseteq\operatorname{ACAlg}{Z}).

We call the objects in ModAcn\operatorname{Mod}_{A}^{cn} as animated AA-modules.

Animated modules have the following properties and another construction.

Lemma A.5.

Let AA be an animated kk-algebra. Let 𝒞\mathscr{C} be the full subcategory of ACAlgModkcn\operatorname{ACAlgMod}_{k}^{cn} consisting of pairs (A,M)(A,M) where APolykA\in\operatorname{Poly}_{k} and MM is a finite free AA-module.

  1. (1)

    The objects of 𝒞\mathscr{C} form compact projective generators of ACAlgModkcn\operatorname{ACAlgMod}_{k}^{cn} by [Lur18, Proposition 25.2.1.2] and [Yay22, Proposition 2.34]. That is, 𝒞ACAlgModkcn\mathscr{C}\hookrightarrow\operatorname{ACAlgMod}_{k}^{cn} extends to an equivalence FunΣ(𝒞op,𝒮)ACAlgModkcn\operatorname{Fun}_{\Sigma}(\mathscr{C}^{op},\mathcal{S})\cong\operatorname{ACAlgMod}_{k}^{cn} (see [Lur09, Definition 5.5.8.8]).

  2. (2)

    In particular, we have an equivalence of \infty-categories ACAlgModkcnAni(CAlgModk)\operatorname{ACAlgMod}_{k}^{cn}\simeq\operatorname{Ani}(\operatorname{CAlgMod}_{k}) (see the paragraph above [Yay22, Proposition 2.34]).

  3. (3)

    So the \infty-categories AModA\operatorname{AMod}_{A} and ModAcn\operatorname{Mod}_{A}^{cn} are equivalence.

  4. (4)

    The \infty-category ModA\operatorname{Mod}_{A} is a stable \infty-category by [Lur17, Corollary 7.1.1.5].

The notions of derived completeness and derived completion for modules over a discrete ring are introduced in Definition 2.2. However, we need to generalize them to modules over an animated ring for our purpose. The main reference is [BS22, §1.2] and [Lur18, §7].

Definition A.6 (Derived II-complete modules; [Lur18, §7]).

Let AA be an animated ring and let II be a finitely generated ideal of π0(A)\pi_{0}(A). Let MM be an AA-module.

  • MM is II-nilpotent if the derived tensor product A[1/x]ALMA[1/x]\otimes^{L}_{A}M vanishes for each xIx\in I, or equivalently, the action of xIx\in I on πi(M)\pi_{i}(M) is locally nilpotent161616The action of xIx\in I on a discrete π0(A)\pi_{0}(A)-module NN is locally nilpotent if for each mNm\in N, there exists k1k\geq 1 such that xkm=0x^{k}m=0. ([Lur18, Definition 7.1.1.1 and Example 7.1.1.2]).

  • MM is II-local if the mapping space MapA(N,M)\operatorname{Map}_{A}(N,M) is contractible for every II-nilpotent object NModAN\in\operatorname{Mod}_{A} ([Lur18, Definition 7.2.4.1]).

  • MM is derived II-complete if the mapping space MapA(N,M)\operatorname{Map}_{A}(N,M) is contractible for every II-local object NModAN\in\operatorname{Mod}_{A} ([Lur18, Definition 7.3.1.1]).

  • MM is derived II-complete if and only if πi(M)\pi_{i}(M) is a derived II-complete π0(A)\pi_{0}(A)-module for all iZi\in\mathbb{Z} in the sense of Definition 2.2 ([Sta, 091N] and [Lur18, Theorem 7.3.4.1]).

  • The \infty-category ModAI\operatorname{Mod}_{A}^{\wedge_{I}} of derived II-complete AA-modules is the full subcategory of ModA\operatorname{Mod}_{A} spanned by derived II-complete AA-modules. We often write ModAI\operatorname{Mod}_{A}^{\wedge_{I}} as ModA\operatorname{Mod}_{A}^{\wedge} if II is clear from the context.

Definition A.7 (Derived II-completion; [Lur18, Notation 7.3.1.5]).

Let AA be an animated ring and let II be a finitely generated ideal of π0(A)\pi_{0}(A). The derived II-completion functor ()^I\widehat{(-)}^{I} is the left adjoint of the inclusion ModAIModA\operatorname{Mod}_{A}^{\wedge_{I}}\hookrightarrow\operatorname{Mod}_{A}, which exists by [Lur18, Notation 7.3.1.5]. We often write ()^I\widehat{(-)}^{I} as ()^\widehat{(-)} if II is clear from the context. This functor has the following properties.

  • This functor is right tt-exact ([Lur18, Proposition 7.3.4.4]).

  • If AA is discrete, this coincides with the usual derived II-completion functor defined in Definition 2.2 because the functor is also the left adjoint of the inclusion ModAIModA\operatorname{Mod}_{A}^{\wedge_{I}}\hookrightarrow\operatorname{Mod}_{A} by [Sta, 091V].

We freely use the following properties of the derived II-completion functor.

Lemma A.8 ([Lur18, Corollary 7.3.3.6]).

Let AAA\to A^{\prime} be a map of animated rings and let II be a finitely generated ideal of π0(A)\pi_{0}(A). Set a finitely generated ideal IIπ0(A)I^{\prime}\coloneqq I\pi_{0}(A^{\prime}) in π0(A)\pi_{0}(A^{\prime}).

  1. (1)

    An AA^{\prime}-module MM is derived II^{\prime}-complete if and only if MM is derived II-complete as an AA-module.

  2. (2)

    The derived II^{\prime}-completion functor ()^I\widehat{(-)}^{I^{\prime}} on ModA\operatorname{Mod}_{A^{\prime}} is equivalent to the restriction of the derived II-completion functor ()^I\widehat{(-)}^{I} on ModA\operatorname{Mod}_{A} to ModA\operatorname{Mod}_{A^{\prime}}, that is, M^IM^I\widehat{M}^{I^{\prime}}\cong\widehat{M}^{I} in ModA\operatorname{Mod}_{A} for any MModAM\in\operatorname{Mod}_{A^{\prime}}.

In particular, for any AA-module MM, the derived pp-completion M^p\widehat{M}^{p} of MM in ModA\operatorname{Mod}_{A} is isomorphic to Rlimn(MLZKos(Z;pn))R\lim_{n}(M\otimes^{L}{Z}\operatorname{Kos}(\mathbb{Z};p^{n})) as AA-module since the canonical AA-module map between them induces an isomorphism in ModZ=𝒟(Z)\operatorname{Mod}{Z}=\mathcal{D}(\mathbb{Z}). So we do not distinguish them.

Lemma A.9.

Let AA be an animated ring and let II be a finitely generated ideal of π0(A)\pi_{0}(A). Let MM be an animated AA-module such that the derived II-completion π0(M)^\widehat{\pi_{0}(M)} of π0(M)\pi_{0}(M) is discrete. Then we have

π0(M^)π0(M)^.\pi_{0}(\widehat{M})\cong\widehat{\pi_{0}(M)}.

In particular, if I=(p)I=(p) and π0(M)\pi_{0}(M) has bounded pp^{\infty}-torsion, this holds.

Proof.

We show this statement by using the same argument as in [Lur18, Corollary 7.3.6.6]. Taking a fiber sequence τ1MMπ0(M)\tau_{\geq 1}M\to M\to\pi_{0}(M) in ModA\operatorname{Mod}_{A}, we have a fiber sequence τ1M^M^π0(M)^\widehat{\tau_{\geq 1}M}\to\widehat{M}\to\widehat{\pi_{0}(M)} in ModA\operatorname{Mod}_{A}^{\wedge}. Since the derived II-completion functor ()^\widehat{(-)} is right tt-exact, τ1M^\widehat{\tau_{\geq 1}M} is in (ModA)1(\operatorname{Mod}_{A})_{\geq 1}. So the long exact sequence shows that π0(M^)π0(π0(M)^)\pi_{0}(\widehat{M})\xrightarrow{\cong}\pi_{0}(\widehat{\pi_{0}(M)}) is an isomrophism of π0(A)\pi_{0}(A)-modules. Since π0(M)^\widehat{\pi_{0}(M)} is discrete in our assumption, π0(M^)π0(M)^\pi_{0}(\widehat{M})\cong\widehat{\pi_{0}(M)} as desired.

If π0(M)\pi_{0}(M) has bounded pp^{\infty}-torsion, π0(M)^\widehat{\pi_{0}(M)} is discrete and coincides with the pp-adic completion of π0(M)\pi_{0}(M) by Lemma A.8 and [Bha18a, Lemma III.2.4]. So MM satisfies the assumption of the above argument. ∎

Definition A.10 (Derived \infty-categories).

Let AA be an animated ring and let II be a finitely generated ideal of π0(A)\pi_{0}(A). The derived \infty-category 𝒟(A)\mathcal{D}(A) of AA is nothing but the (symmetric monoidal) \infty-category ModA\operatorname{Mod}_{A} of AA-modules (see [Kha23, Definition/Proposition 8.1.5 (iv)]). The II-completed derived \infty-category 𝒟Icomp(A)\mathcal{D}_{I-comp}(A) (or 𝒟^(A)\widehat{\mathcal{D}}(A)) is nothing but the full subcategory ModAI\operatorname{Mod}_{A}^{\wedge_{I}} of 𝒟(A)\mathcal{D}(A) spanned by the derived II-complete AA-modules defined in Definition A.6 (see [BS22, §1.2]).

In particular, if AA is discrete, ModA\operatorname{Mod}_{A} is equivalent to that the derived \infty-category 𝒟(A)\mathcal{D}(A) of AA and ModAcn\operatorname{Mod}_{A}^{cn} is equivalent to 𝒟0(A)\mathcal{D}^{\geq 0}(A) in cohomological notation (as symmetric monoidal \infty-categories; see [Lur17, Proposition 7.1.2.13] and [Yay22, Remark 2.20]).

Definition A.11 (Some properties of animated modules).

Let AA be an animated kk-algebra (or more simply, an EE_{\infty}-ring) and let MM be an animated AA-module.

  1. (1)

    MM is free if it is equivalent to a coproduct of copies of AA as in [Lur17, Definition 7.2.2.1].

  2. (2)

    MM is projective if it is a projective object of the \infty-category ModAcn\operatorname{Mod}_{A}^{cn} (or satisfies some equivalent conditions, see [Lur17, Definition 7.2.2.4 and Proposition 7.2.2.6]).

  3. (3)

    MM is (faithfully) flat if π0(M)\pi_{0}(M) is a (faithfully) flat π0(A)\pi_{0}(A)-module and the natural map π0(M)π0(A)πi(A)πi(M)\pi_{0}(M)\otimes_{\pi_{0}(A)}\pi_{i}(A)\to\pi_{i}(M) is an isomorphism of abelian groups for each iZi\in\mathbb{Z} (or satisfies some equivalent conditions, see [Lur17, Definition 7.2.2.10 and Theorem 7.2.2.15]).

  4. (4)

    For a finitely generated ideal Iπ0(A)I\subseteq\pi_{0}(A), MM is II-completely (faithfully) flat if the base change MALπ0(A)Modπ0(A)=𝒟(π0(A))M\otimes^{L}_{A}\pi_{0}(A)\in\operatorname{Mod}_{\pi_{0}(A)}=\mathcal{D}(\pi_{0}(A)) is II-completely (faithfully) flat over π0(A)\pi_{0}(A) in the sense of Definition 2.11 (see [BS22, §1.2]).

Lemma A.12.

Let AA be an animated kk-algebra and let MM and NN be animated AA-modules. We use the following facts:

  1. (1)

    If MM is free, then MM is projective by [Lur17, Proposition 7.2.2.7].

  2. (2)

    If MM is projective, then MM is flat by [Lur17, Lemma 7.2.2.14 (2)].

  3. (3)

    If MM is projective, any map of animated AA-modules NMN\to M has a right inverse (up to homotopy) as in the proof of [Lur17, Proposition 7.2.2.7].

Definition A.13.

Let 𝒞\mathscr{C} be the full subcategory of ACAlgModkcn\operatorname{ACAlgMod}_{k}^{cn} spanned by those pairs (A,M)(A,M) where APolykA\in\operatorname{Poly}_{k} and MAnM\cong A^{n} for some n0n\geq 0. For any APolykA\in\operatorname{Poly}_{k}, the module of Kähler differential ΩA/k1\Omega^{1}_{A/k} of AA over kk defines a functor

Ω/ki:Polyk\displaystyle\Omega^{i}_{-/k}\colon\operatorname{Poly}_{k} 𝒞ACAlgModkcn\displaystyle\rightarrow\mathscr{C}\subseteq\operatorname{ACAlgMod}_{k}^{cn}
A\displaystyle A (A,ΩA/kiAiΩA/k1)\displaystyle\mapsto(A,\Omega^{i}_{A/k}\coloneqq\bigwedge^{i}_{A}\Omega^{1}_{A/k})

for each i0i\geq 0 since ΩA/ki\Omega^{i}_{A/k} is a free AA-module. By [BL22a, Construction B.1], Ω/ki\Omega^{i}_{-/k} admits a unique extension LΩ/ki:ACAlgkACAlgModkcnL\Omega^{i}_{-/k}\colon\operatorname{ACAlg}_{k}\to\operatorname{ACAlgMod}_{k}^{cn}. We refer to LΩA/k1L\Omega^{1}_{A/k} as the cotangent complex of AA over kk for any animated kk-algebra AA and denote it by LA/kL_{A/k}.

By [Lur18, Construction 25.2.2.2] and [Yay22, Proposition 2.34], the endofunctor i:(A,M)(A,AiM)\bigwedge^{i}\colon(A,M)\mapsto(A,\bigwedge^{i}_{A}M) on 𝒞\mathscr{C} has a unique extension Li:ACAlgModkcnACAlgModkcnL\bigwedge^{i}\colon\operatorname{ACAlgMod}_{k}^{cn}\to\operatorname{ACAlgMod}_{k}^{cn}. We refer to Ai(M)Li(A,M)\bigwedge^{i}_{A}(M)\coloneqq L\bigwedge^{i}(A,M) for (A,M)ACAlgModkcn(A,M)\in\operatorname{ACAlgMod}_{k}^{cn} as the derived ii-th exterior power of MM over AA for each i0i\geq 0. Even if AA is a discrete ring and MM is a discrete AA-module, the derived ii-th exterior power Ai(M)\bigwedge^{i}_{A}(M) is not necessarily discrete and thus is not equivalent to the usual exterior power of MM over AA. However, if we take the connected component π0(Ai(M))\pi_{0}(\bigwedge^{i}_{A}(M)), then these are isomorphic (see [Lur18, Warning 25.2.3.5]).

Then we have two functors LΩ/kiL\Omega^{i}_{-/k} and (Li)(LΩ/k1)(L\bigwedge^{i})\circ(L\Omega^{1}_{-/k}) from ACAlgk\operatorname{ACAlg}_{k} to ACAlgModkcn\operatorname{ACAlgMod}_{k}^{cn} which preserve sifted colimits and compatible on Polyk(ACAlgk)\operatorname{Poly}_{k}(\subseteq\operatorname{ACAlg}_{k}). Then [Lur18, Proposition 25.1.1.5 (1)] shows that these two functors are naturally equivalent, that is, LΩA/kiAi(LΩA/k1)L\Omega^{i}_{A/k}\cong\bigwedge^{i}_{A}(L\Omega^{1}_{A/k}) as animated AA-modules for any animated kk-algebra AA (see also [Mat22, Definition 3.2]).

Remark A.14 (cf. [Yay22, Remark 2.51]).

In [Lur18, Construction 25.3.1.6 and Notation 25.3.2.1], we have an algebraic cotangent complex LS/RalgL^{\operatorname{alg}}_{S/R} of SS over RR for any map of animated rings RSR\to S by using some universal property (see [Lur18, Remark 25.3.2.4] or [Yay22, Proposition and Definition 2.43]). If RR is discrete, the cotangent complex LS/RL_{S/R} defined in Definition A.13 is isomorphic to the algebraic cotangent complex LS/RalgL^{\operatorname{alg}}_{S/R} as an animated SS-module by [Yay22, Remark 2.51] since LS/RL_{S/R} satisfies the same universal property of LS/RalgL^{\operatorname{alg}}_{S/R} by [Kha23, Theorem 8.3.3] or by a direct calculation [Yay22, Proposition 2.50].

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