Prismatic Kunz’s Theorem
Abstract.
In this paper, we prove “prismatic Kunz’s theorem” which states that a complete Noetherian local ring of residue characteristic is a regular local ring if and only if the Frobenius lift on a prismatic complex of (a derived enhancement of) over a specific prism is faithfully flat. This generalizes classical Kunz’s theorem from the perspective of extending the “Frobenius map” to mixed characteristic rings. Our approach involves studying the deformation problem of the “regularity” of prisms and demonstrating the faithful flatness of the structure map of the prismatic complex.
Key words and phrases:
prisms, prismatic cohomology, Kunz’s theorem, animated rings1. Introduction
Let be a prime number. In this paper, we assume that any ring is a (commutative) -algebra.
What is the “Frobenius map” on local rings of residue characteristic ? In positive characteristic , the “Frobenius map” is exactly the Frobenius map . The existence of this map is essential in the theory of positive characteristic rings, for example, -singularities and tight closure theory. In particular, the following Kunz’s theorem is a monumental result that marks the beginning of the idea.
Theorem 1.1 (Kunz’s theorem; [Kun69]).
Let be a Noetherian ring of characteristic . Then is regular if and only if the Frobenius map is faithfully flat if and only if the canonical map is faithfully flat, where is the perfect closure of .
By considering the case of mixed characteristic , the theory of positive characteristic rings has been extended to the “-adic commutative algebra theory”, that is the theory of local rings of residue characteristic . However, in mixed characteristic, we cannot define the “Frobenius map” in the same way, and this lack of the mysterious map is a big problem.
Instead of searching for the “Frobenius map”, the notion of perfectoid rings - a generalization of perfect rings to mixed characteristic introduced by Scholze [Sch12] - has been applied in commutative algebra after André [And18b, And18a] and Bhatt [Bha14, Bha18b]. Recently, as perfectoid theory progressed, Bhatt-Scholze [BS22] developed the theory of prisms and prismatic complexes, enabling the exploration of the generalization of the Frobenius map.
We first briefly recall these notions. A (-torsion-free) -ring is a (-torsion-free) -algebra equipped with an endomorphism called a Frobenius lift such that induces the Frobenius map on . A pair of a -ring and its ideal is a prism if is derived -complete, defines a locally free -module of rank , and (see Definition 2.1 and Definition 2.4). If is an -algebra, we can defined the prismatic complex of relative to equipped with the -semilinear endomorphism on (see Definition 4.5).
Under this notation, the philosophy of the generalization of the Frobenius map can be captured by the following slogan:
Slogan 1.2 (cf. [Bha22, Remark 5.6] and [Bha21, §1.4]).
Let be a “good” Noetherian local ring of residue characteristic . The “Frobenius map” on is the -semilinear endomorphism on a prismatic complex for some prism such that is an -algebra.
Under this philosophy, Bhatt showed the Cohen-Macaulayness of absolute integral closures [Bha21]. Our purpose in this paper is to give one of the formations of “prismatic Kunz’s theorem” by using this “Frobenius map” (Theorem 1.6). To prove this, we study the deformation problem of the “regularity” of prisms.
Theorem 1.3 (Proposition 3.4).
Let be a bounded prism (here we do not yet assume that is Noetherian). We say that is a regular local prism if it satisfies one of the following equivalent conditions:
-
(1)
is a regular local ring.
-
(1’)
is an unramified regular local ring, namely, is a regular local ring and .
-
(2)
is a regular local ring.
-
(3)
is a regular local ring.
This is a useful criterion to check whether a prism is regular or not. By only using this, we can show a one-to-one correspondence (Corollary 3.8) between the set of -dimensional complete regular local rings with residue field of characteristic and the set of prismatic structures of the formal power series ring whose coefficient ring is the Cohen ring of defined in Lemma 2.6.
We frequently encounter not only a prism itself but also an -algebra . Two common cases are as follows (for additional context, refer to Remark 2.5 and Remark 4.4).
One is the case of when is a semiperfectoid ring (i.e., is derived -complete and is a quotient of a perfectoid ring). In this case, admits a surjective map with a perfect prism such that is contained in . This situation often arises in arithmetic geometry and is one of the comprehensible cases within the theory of prismatic complexes and perfectoidization (refer to [BS22, §7] and [Ish23] for further details).
Another case occurs in commutative ring theory: any complete Noetherian local ring admits a surjective with a complete regular local prism (i.e., is a prism, and is a complete regular local ring; refer to the equivalence in Theorem 1.3 above) such that is contained in . This result stems from Cohen’s structure theorem (see Definition 3.6 and Corollary 5.3 for more details).
The second main theorem (Theorem 1.5) covers these cases.
1.1. Faithful flatness of prismatic complexes
One of our main theorems is the following general theory of prismatic complexes. This is a generalization of [Bha18a, Example VII.4.4] which requires the assumption that becomes a regular semiperfectoid ring with a perfect prism . To formulate this theorem, we use the notion of animated rings (see Appendix A for the basic knowledge of animated rings). In particular, the following “derived enhancement” of a quotient ring is a key tool in our proof.
Construction 1.4 (4.3).
Let be a bounded prism and let , where with a (not necessarily regular) sequence of elements in . We can define an animated -algebra by taking a derived quotient
where is defined by .
Theorem 1.5 (Theorem 4.8 and Corollary 4.9).
Let be a bounded prism and let , where with a (not necessarily regular) sequence of elements in . Set an animated ring as above. Then the canonical maps of rings
are faithfully flat for all , where is the connected component of the Hodge-Tate complex , that is, the -th cohomology of when we regard it as a commutative algebra object in the derived category of -modules. Moreover, if is Noetherian, the map itself is faithfully flat.
This shows that some properties of can descend to . So the deep theory of prismatic complexes can be applied to the study of involving most semiperfectoid rings and complete Noetherian local rings.
1.2. Prismatic Kunz’s theorem
Applying Theorem 1.5 for commutative algebraic situation, we show the following formation of “prismatic Kunz’s theorem”.
Theorem 1.6 (Prismatic Kunz’s theorem (Theorem 5.7, Theorem 5.9, and Corollary 5.10)).
Let be a complete Noetherian local ring of residue characteristic . For a fixed minimal generator of , Cohen’s structure theorem makes a surjective map
where is the Cohen ring of . Then there exists an ideal of contained in such that becomes a prism (Corollary 5.3). Fix a sequence of elements in such that . Set an animated ring . Under this construction, this theorem states that the following conditions are equivalent:
-
(1)
is a regular local ring.
-
(2)
The Frobenius lift of the (animated) --algebra is faithfully flat.
This theorem is proved by our second main theorem (Theorem 1.5) and -adic Kunz’s theorem developed by Bhatt-Iyengar-Ma [BIM19] (see Theorem 5.8). Using this insight, we propose the Frobenius lift on as the “Frobenius map” for complete Noetherian local rings with residue characteristic as stated in 1.2.
Although this theorem is itself an application of the second theorem (Theorem 1.5), this gives us two applications. The first application is a characterization of the regularity of prisms by using the faithful flatness of the Frobenius lift (Proposition 5.14). The second application is a new proof of the stability of regularity of complete Noetherian local rings under the localization of prime ideals that contains (Proposition 5.17).
Furthermore, as an alternative result, it is possible to prove the first application (Proposition 5.14) without using Theorem 1.5, solely relying on classical Kunz’s theorem. In this case, this Proposition 5.17 concerning the stability of regularity can be proved without Serre’s regularity criterion and even without -adic Kunz’s theorem.
Outline
We begin in Section 2 by recalling the notion of (transversal) prisms and giving some basic properties. In Section 3, we show the deformation property of the regularity of prisms (Theorem 1.3). Theorem 1.5 is proven in Section 4 in which we recall the notion of prismatic complexes. Our main purpose of this paper, prismatic Kunz’s theorem (Theorem 1.6), is proven in Section 5 by using Theorem 1.5 and -adic Kunz’s theorem recalled in Theorem 5.8. We freely use the language of higher algebra such as -categories and animated rings after Section 4 which we briefly summarize in Appendix A.
Acknowledgement
The first-named author would like to express his sincere gratitude to Dimitri Dine, Tetsushi Ito, and Teruhisa Koshikawa for their valuable conversations. The authors are deeply thankful to Kazuki Hayashi, Shinnosuke Ishiro, and Kazuma Shimomoto for their continuous support. Special thanks to Bhargav Bhatt for reviewing the early drafts, especially a counterexample Remark 5.13, and pointing out a mistake in the proof of Theorem 4.8. The second-named author was partially supported by JSPS Grant-in-Aid for Early-Career Scientists 23K12952.
2. Transversal Prisms
In this section, we introduce the notion of transversal prisms, which is defined in [AL20]. First, we recall the definition of -rings and prisms.
Definition 2.1 ([BS22, Definition 2.1]).
Let be a ring. A -structure on is a map of sets such that and
for all . A -ring is a pair of a ring and a -structure on . We often omit the -structure and simply say that is a -ring. An element is called a distinguished element (resp., of rank-) if is invertible in (resp., ).
On a -ring , a map of sets is defined as
for all . By the definition of , gives a ring endomorphism and we call it the Frobenius lift on the -ring . The induced map on becomes the usual Frobenius map .
We often use the symbol and as the restriction of scalars along and , respectively.
We recall the definition of the derived completeness. The derived -completeness of modules over animated rings is also introduced in [Lur18, §7.3] and we recall it in Definition A.7.
Definition 2.2 (cf. [Sta, 091N] and [BS22, §1.2]).
Let be a ring and let be a finitely generated ideal of . A complex of -modules is derived -complete if the canonical map
is an isomorphism in , where is the Koszul complex of with respect to . This derived limit is called the derived -completion of .
An -module is derived -complete if the complex is derived -complete as a complex of -modules. We say that is derived -complete if is derived -complete as an -module. By [Bha18a, Definition III.2.1], a complex is derived -complete if and only if each is derived -complete for all .
Some properties of derived -completeness are summarized in, for example, [Sta, 019N], [BS22, §1.2], [Bha18a, Lecture III], and [Ked, §6]. For convenience, we recall the following lemma.
Lemma 2.3 ([Ked, Corollary 6.3.2]).
Let be a ring and let be a finitely generated ideal of . If is derived -complete, then is -Zariskian, that is, where is the Jacobson radical of .
Next, we recall the definition of prisms.
Definition 2.4 ([BS22, Definition 3.2]).
Let be a pair of a -ring and its ideal . Following [BS22], we call such a pair a -pair.111In the recent study [AKN23] of a generalization of prismatic cohomology, a pair consisting a -ring and an -algebra is also called a -pair (Definition 4.1). Both terms are used in this paper because there is seldom any confusion (see Remark 4.2). The pair is a prism if the following conditisons hold:
-
(1)
defines a locally free -module of rank .
-
(2)
is derived -complete.
-
(3)
.
A prism is called
-
(1)
perfect if is a perfect -ring, i.e., is an automorphism of .
-
(2)
bounded if has bounded -torsion.
-
(3)
orientable if is a principal ideal of and its generator is called an orientation of .
-
(4)
crystalline if .
Note that any orientation of an orientable prism becomes a non-zero-divisor and a distinguished element of because of [BS22, Lemma 2.25].
Remark 2.5.
The assumption of being a bounded prism is foundational for several reasons: In their work [BS22], prisms are introduced as a form of “deperfection” in comparison to perfectoid rings. This assertion is grounded in their theorem ([BS22, Theorem 3.10]) establishing an equivalence between the category of perfect prisms and the category of perfectoid rings. Moreover, it is established in [BS22, Lemma 3.8] that any perfect prism is, in fact, bounded. Consequently, when considering a perfectoid ring, a natural consideration arises for it to be a bounded prism.
Another case is when is a prism with a Noetherian ring . It is also bounded because of the Noetherian assumption. Thus, the assumption of a prism being bounded encompasses both the former “arithmetic” case and the latter “ring-theoretic” case. Refer also to the accompanying remark (Remark 4.4) for further clarification.
In commutative algebra in mixed characteristic, we need the following crystalline prism which is well-known to the experts.
Lemma 2.6.
Let be a (not necessarily perfect) field of characteristic . Then there exists the Cohen ring of , that is, is the unique (up to isomorphism) absolutely unramified complete discrete valuation ring such that is isomorphic to . Furthermore, has a (not necessarily unique) -structure consisting of a crystalline prism .
Proof.
The existence of the Cohen ring is well-known (see [Mat86, §29]). The existence of a -structure is a general theory of Cohen rings: by [Mat86, Theorem 29.2], there exists a (non-unique) local homomorphism which induces the Frobenius map on the residue fields (another reference is [FO, §1.2.4 and §3.3.1]). ∎
Another important class of prisms is transversal prisms (Definition 2.10) introduced by Anschütz-Le Bras in [AL20]. To define this, we need the following lemmas which guarantee some flexibility of regular sequences.
Lemma 2.7 (cf. [GR22, Corollary 7.8.8 (i)]).
Let be a ring and be a regular sequence on . If is derived -complete, then is also a regular sequence on .
Proof.
Lemma 2.8 ([GR22, Corollary 7.8.8 (ii)] and [Sta, 07DV]).
Let be a ring and let be a sequence of elements of . Let be positive integers. Then is a regular sequence (resp., Koszul-regular sequence) on if and only if is a regular sequence (resp., Koszul-regular sequence) on .
Lemma 2.9 (cf. [AL20, AB23]).
Let be a -pair. Suppose that is derived -complete and is generated by a distinguished element . Then the following conditions are equivalent.
-
(1)
is a regular sequence on .
-
(2)
is a regular sequence on .
-
(3)
is a regular sequence on .
-
(4)
is a regular sequence on .
-
(5)
is a regular sequence on .
-
(6)
is a regular sequence on .
-
(7)
is a regular sequence for every on .
-
(8)
is a regular sequence for every on .
-
(9)
is a regular sequence for every , on .
If one of the equivalent conditions is satisfied, is -adically complete.
Proof.
We show the following implications:
Since is derived -complete and for every , is derived -complete and derived -complete by definition (see [Bha18a, Definition III.2.1]). Hence each one of the above regular sequences is permutable by Lemma 2.7 and thus the equivalences , , , and hold. Moreover, because of with an invertible element , we have the equivalences and by Lemma 2.8. Consequently, the conditions - are equivalent.
Since the derived -complete ring is -Zariskian by Lemma 2.3, is a distinguished element for any by [BS22, Lemma 2.25]. So we can apply the implication for a sequence for each and then we have . By [AB23, Lemma 2.7], we have . The immediate implications and conclude the proof.
If is a regular sequence on , by the paragraph above [AL20, Lemma 3.3], this is -adically complete. ∎
Definition 2.10 (cf. [AL20, Definition 3.2]).
We say that an orientable222In [BL22a, Definition 2.1.3], we can define the notion of a transversal prism for any prism (not necessarily orientable). However, we assume that transversal prisms are orientable in this paper. prism is transversal if some (or, equivalently, any) orientation forms a regular sequence of or satisfies one of the equivalent conditions (Lemma 2.9).
Transversal prisms are well-behaved in the following sense (Lemma 2.14). We first recall the notion of a completely faithfully flat map.
Definition 2.11 (cf. [BS22, Yek18]).
Let be a ring and be an -module. Fix an ideal of . Then is an -completely flat333The original definition of the -completely flatness is that is concentrated in degree for any -module . These equivalences are shown in [Yek18, Theorem 4.3]. -module if the derived tensor product is concentrated in degree and is a flat -module. Moreover if is a faithfully flat -module, we say that is -completely faithfully flat.
A map of rings is -completely (faithfully) flat if is an -completely (faithfully) flat -module via this map .
If the base ring is Noetherian, the situation is simpler. To use this fact later (Corollary 4.9 and Theorem 5.9), we formulate the following lemma in a form suitable for our setup:
Lemma 2.12 ([Bha18b, Proposition 5.1] and [Yek18, Theorem 1.6]).
Let be a -Zariskian ring with bounded -torsion for some element in and let be an -adically complete -algebra. If is (faithfully) flat for all , becomes a -completely (faithfully) flat -algebra. If is furthermore Noetherian, is (faithfully) flat over .
Proof.
Since has bounded -torsion, is a weakly proregular element of by [Yek20, Proposition 5.6]. So is -completely flat over by [Yek18, Theorem 1.6 (1)]. If is faithfully flat (in particular, ), is moreover -completely faithfully flat over by the definition of -completely faithful flatness.
By using this, if is Noetherian and is flat, then is flat over by [Yek18, Theorem 1.5]. Moreover, if is Noetherian and is faithfully flat, must be faithfully flat over by the argument in the second paragraph of the proof of [Bha18b, Proposition 5.1], which applies verbatim under the weaker assumption that is only -Zariskian instead of -adically complete. ∎
The following lemma was intended to be used in showing the above lemma but is not used in this paper. We include this for future convenience. This is a “relative” (and slightly general) version of [BMS19, Lemma 4.7 and Corollary 4.8].
Lemma 2.13 ([BMS19, Lemma 4.7 and Corollary 4.8]).
Let be a ring (not necessarily a field) admitting a non-zero-divisor . Let and be -algebras and be a map of -algebras.
-
(1)
If an -module is -completely flat over , then the map
is an isomorphism for all . In particular, if has bounded -torsion, also has bounded -torsion.
-
(2)
Conversely, if is a -adically complete -module with bounded -torsion such that is flat over for all , then is -completely flat over .
-
(3)
Assume that has bounded -torsion and -adically complete. Then the map is -completely (faithfully) flat if and only if is (faithfully) flat for all .
Proof.
Since is a non-zero-divisor of , the proof of the first two statements can be carried out similarly to the proof of [BMS19, Lemma 4.7] by taking as , as , and as . The main point is that satisfies and the truncation functor makes a distinguished triangle in for since is a non-zero-divisor of . The third statement is a direct consequence of the second statement as in [BMS19, Corollary 4.8 (3)]. ∎
We end this section with the following lemma, which gives the equivalence condition for the completely faithful flatness of the Frobenius lift.
Lemma 2.14.
Let be a transversal or crystalline prism, and let be the Frobenius lift of the -ring . Then the following are equivalent:
-
(1)
is -completely faithfully flat.
-
(2)
is -completely faithfully flat.
-
(3)
is -completely faithfully flat.
-
(4)
The Frobenius map is faithfully flat.
-
(5)
The map induced from is faithfully flat.
-
(6)
The -th power map induced from is faithfully flat, where is the ideal generated by in , which is called the Frobenius power of .
Proof.
The implications , , , and are clear. Because of and , and are also clear. It suffices to show that . Note that the transversal or crystalline assumption is only used in the proof of .
By the definition of -completely faithful flatness (Definition 2.11), it is sufficient to show that the derived tensor product is concentrated in degree .
If is transversal, a fixed orientation of gives a regular sequence on . We have a projective resolution of (resp., ):
as an -module (resp., an -module). Note that there is a canonical isomorphism of derived tensor products
in by [Sta, 06Y6]. First, we have a (quasi-)isomorphism in ;
Since is -torsion-free, this complex is concentrated in degree and isomorphic to in . Second, we have a (quasi-)isomorphism in ;
Similarly as above, this complex is concentrated in degree and isomorphic to in and we are done.
If is crystalline, and thus is -torsion-free. So we can show that is concentrated in degree as above. ∎
3. Regular Prisms
In this section, we define the notion of regular (local) prisms and solve a deformation problem of the regularity of -rings (Proposition 3.4). This is a fundamental object when applying the theory of prismatic complexes to commutative ring theory.
For the sake of generality, we collect some lemmas of -rings.
Lemma 3.1 (cf. [Ked, §2.5 Exercises 4] and [BS22, Lemma 2.28]).
Let be a -ring. Then we have the following:
-
(1)
If an element of is for some integer , then we have in .
-
(2)
The submodule of -torsion elements of is contained in the nilradical .
Proof.
(1): As in the proof of [BS22, Lemma 2.28], we have
(2): If is in the submodule of -torsion elements of , we have by (1) and by [BS22, Lemma 2.28]. Therefore, and thus is in . By induction, we can assume that the submodule of -torsion elements of for an integer . For any , we have
Since we only consider -algebras, is an invertible element of . So we have
and thus is in by induction hypotheses. By our assumption of , (1) implies that and thus is also in . Therefore, is in . ∎
Lemma 3.2.
Let be a -adically separated -ring. If is a prime ideal of , then is -torsion-free.
Proof.
Take an element such that . Since any -torsion of -ring is contained in the nilradical by Lemma 3.1, there exists an integer such that . Since is a prime ideal of , there exists an element such that . Because of , there exists an element such that by the same reason. Repeating this process, we have
by the -adically separatedness of and we finish the proof. ∎
The following lemma shows that the existence of a -structure of a local ring gives a restriction of its ring structure. This is a refinement of [BL22b, Notation 9.3]. Further properties of -structures are also shown in [HJ21, Remark 2.4].
Lemma 3.3 (cf. [HJ21, Remark 2.4 (4)]).
Let be a -Zariskian ring (not necessarily Noetherian) with the Jacobson radical . If has a -structure, then
In particular, any distinguished element does not belong to . If the -ring is local with the unique maximal ideal , then is unramified, namely, .
Proof.
Let be an element of . Let be a -structure of and let and be elements of such that in for some . We show that is in by induction of . In the case of , we have
since is -Zariskian and thus . Suppose the claim holds for . We can write where and then we have
Since is a distinguished element of , is a unit element of . If is contained in , the above claim shows . This is a contradiction. By a direct calculation or [BS22, Example 2.6], is a distinguished element in the -Zariskian -ring . So if is local, it is unramified. ∎
Our first main result is to prove the deformation problem of the regularity of -rings as follows.
Proposition 3.4.
Let be a bounded prism (here we do not yet assume that is Noetherian). Then the following conditions are equivalent:
-
(1)
is a regular ring444Here, a regular ring is a Noetherian ring whose localization is a regular local ring for any maximal ideal . In this paper, if any is unramified, we say that is an unramified regular ring. (resp., regular local ring).
-
(1’)
is an unramified regular ring (resp., unramified regular local ring).
-
(2)
is a regular ring (resp., regular local ring).
-
(3)
is a regular ring (resp., regular local ring).
If one of the equivalent conditions is satisfied, is a transversal prism or a crystalline prism.
Proof.
Since is derived -complete, is -Zariskian by Lemma 2.3. So any maximal ideal of containes and . Thus we show the case of local rings.
In any case (1), (1’), (2), and (3), is a local ring, and thus the Picard group of is trivial. So is free of rank and we can fix an orientation of which is a non-zero-divisor and a distinguished element of by [BS22, Lemma 2.25].
(1) (1’): By Lemma 3.3, this is clear.
(1’) (2): In any unramified regular local ring, can be extended to a regular system of parameters. Then is a regular local ring by [BH98, Proposition 2.2.4].
(2) (1’): Since is -adically separated and the regular local ring is a Noetherian integral domain, is also a Noetherian local -torsion-free ring by [Sta, 05GH] and Lemma 3.2. By [Sta, 00NU], is a regular local ring and furthermore is an unramified regular local ring by Lemma 3.3.
(3) (1): Since is -adically complete and is a Noetherian local ring, is also a Noetherian local ring by [Sta, 05GH]. Since is generated by a (length ) regular sequence on and is a regular local ring, is also a regular local ring by [Sta, 00NU].
(1) (3): Since is a regular local ring, it suffices to show that can be extended to a regular system of parameters of by [BH98, Proposition 2.2.4]. Since is a distinguished element of the -ring , belongs to by Lemma 3.3 and this shows the claim.
If , is a crystalline prism. Assume that . Since is already a non-zero-divisor of and is a regular local ring, the sequence is a regular sequence on . Then is a transversal prism. ∎
Remark 3.5.
The assumption that is a bounded prism in Proposition 3.4 is somewhat redundant. Let be a pair of a ring (not necessarily admitting a -structure) and its ideal . To prove the equivalence in Proposition 3.4, we only use the existence of a bounded prism structure of the pair for any maximal ideal even if is not a prism.
Furthermore, we only use the following assumptions respectively:
-
•
: has a -structure.
-
•
: This is true for any unramified regular local ring of residue characteristic .
-
•
: has a -structure and is -adically complete.
-
•
: is -adically complete and is generated by a regular sequence on .
-
•
: has a -structure and is a principal ideal generated by a distinguished element of .
Definition 3.6.
Let be a transversal or crystalline prism.555By Proposition 3.4 and Remark 3.5, if is only assumed to be a -adically complete prism, we can define a regular prism in the same way. However, any such a regular prism is automatically transversal or crystalline. So the transversal or crystalline assumption does not lose its generality. We say that is a regular (local) prism if it satisfies one of the equivalent conditions of Proposition 3.4. Furthermore, if is a complete local ring, we will say that is a complete regular local prism. Note that a regular local prism does not necessarily make a complete local ring although is -adically complete because of boundedness of .
Example 3.7.
There exists an orientable prism such that is a Noetherian ring but not a regular local ring (see [BS22, Remark 2.29]). Even if is a Noetherian domain, such an example exists (see Example 5.2).
The above Proposition 3.4 shows the following prismatic interpretation of Cohen’s structure theorem. We conclude that the prismatic structures on an unramified complete regular local ring serve as a “moduli space” of regular local rings of residue characteristic . This situation presents a commutative algebraic analogue, akin to the case where the prismatic structures on a Witt ring define the Fargue-Fontaine curve, which is a “moduli space” of untilts of perfectoid field of characteristic (see [Bha+19, §2.3 p.15]).
Corollary 3.8.
Fix a (not necessarily perfect) field of positive characteristic and take the Cohen ring of equipped with a -structure (see Lemma 2.6). Fix an integer . Set a formal power series ring equipped with a -structure given by . Then we have a one-to-one correspondence between the following two sets:
where the upper equivalence relation is the isomorphism classes of rings and the lower equivalence relation is defined by if and only if there exists an automorphism of a ring (not necessarily an automorphism of a -ring) such that .
Proof.
Since is an (unramified) complete regular local ring, an ideal of forming a prism makes a complete regular local prism by Proposition 3.4. So the operation
defines a map of sets.
(Surjectivity): Let be a complete regular local ring of dimension with residue field . Fix a regular system of parameters of . By Cohen’s structure theorem, there exists a surjective map of rings such that . As in Corollary 5.3 below, the kernel forms a prism because of . This shows the surjectivity.
(Injectivity): Let and be ideals of forming prisms and respectively. Assume that . It suffices to show that there exists such that . We define two surjective maps:
Since , there exists a -matrix over such that
for . Considering the cotangent space of , the image of in the set of -matrices over via is a change-of-basis matrix on and thus invertible in . In particular, is also invertible in since is local. This gives an automorphism such that
for . To prove , it suffices to show that induces a commutative diagram:
This is deduced from a direct calculation:
∎
4. Faithful Flatness of Prismatic Complexes
In this section, we first recall the definition of prismatic complexes and their properties based on [BS22, BL22a]. We also prove a main theorem (Theorem 4.8) which is used in the proof of prismatic Kunz’s theorem (Corollary 5.10)
To clarify our setting, we introduce the notion of a -pair, which was recently defined in [AKN23].
Definition 4.1 (cf. [AKN23, §2]).
A pair of a -ring and an -algbera is called a -pair. If the structure map is surjective, is called a surjective -pair.
-
•
A -pair is pre-prismatic if the kernel of the structure map contains a locally free ideal of rank and, Zariski locally on , is generated by an element such that is a unit in the -adic completion of .
-
•
A pre-prismatic -pair is a prismatic -pair with a prism if is a locally free ideal of rank contained in the kernel of and the -pair666Here we use the notion of a -pair in the sense of Definition 2.1. See Remark 4.2. becomes a prism.
A prismatic -pair with a prism satisfying a property is called a prismatic -pair with a prism , for example, we have the notion of a prismatic -pair with a perfect/bounded/orientable/crystalline/(complete) regular (local) prism .
Remark 4.2.
As mentioned in the footnote in Definition 2.4, there is a different term of a -pair consisting of a -ring and an ideal of in [BS22]. By definition, the notion of a -pair in this sense (resp., a prism) is equivalent to the notion of a surjective -pair (resp., a surjective prismatic -pair with a prism ). Thus the notion of a -pair in the sense of [AKN23] is a generalization of the notion of a -pair in the sense of [BS22]. For this reason, we use the term -pair in both senses.
Construction 4.3.
Let be a bounded prism and let , where with a sequence of elements in (not necessarily a Koszul-regular sequence). Then the pair becomes a surjecitve prismatic -pair with a bounded prism . Hereafter we use the formalism of animated rings, which is developed in [ČS24, Lur18]. We briefly review it in Appendix A.
We define an animated -algebra by taking a derived quotient (see [ČS24, §5.1.7] or [KR19, §2.3.1])
where each is the canonical image of in and is the -category of animated -algebras (Definition A.2). We will often omit the symbol and write as . The underlying complex of is isomorphic to the Koszul complex .777In derived algebraic geometry, the derived quotient defines a Koszul derived scheme and a quasi-smooth closed immersion of derived schemes (see, for example, [KST18, KR19]).
In general, is invariant under permutation of as an animated ring (not only as a complex) by the universal property of derived quotients ([KR19, Lemma 2.3.5]). On the other hand, due to the sensitivity of Koszul complexes [BH98, Proposition 1.6.21], the animated ring structure of depends on the choice of a generator of in even if as a complex.
In the following, we fix a choice of in each claim and then we simply write . This pair becomes an animated -pair888An animated -pair is a pair of an animated -ring and an animated -algebra . See [AKN23, Variant 2.16] for more detail. with a bounded prism .
Remark 4.4.
Building upon the observation in the preceding remark (Remark 2.5), considering the case where is a bounded prism and where plays a crucial role in various contexts.
The primary instance in arithmetic geometry arises when is a perfect prism, signifying that becomes a semiperfectoid ring. By assuming specific conditions on , such as forming a regular sequence on , we introduce the concept of a (quasi)regular semiperfectoid ring . This concept has been extensively explored in recent studies in arithmetic geometry and algebraic K-theory (for example, [BMS19, AB23]).
The next case is when is a Noetherian ring (more precisely, a complete regular local ring). This case aligns with the domain of commutative algebra, notably due to Cohen’s structure theorem (refer to Corollary 5.3 and Definition 5.4 for comprehensive details). Furthermore, Shaul [Sha21] uses derived quotients to study the structure of a “quotient” by a sequence of elements possibly even a non-regular sequence.
Next, we recall the notion of prismatic complex.
Definition 4.5 (Prismatic complex; cf. [BS22, Construction 7.6] and [BL22a, §4.1]).
Let be a bounded prism and let be an animated -algebra. By [BL22a, Construction 4.1.3 and Remark 4.1.8], the animated -algebra gives a -completed --algebra , that is, is a commutative algebra object in the -category of derived -complete -modules (see Definition A.6). Furthermore, by [BL22b, Notation 7.10] (or [Hol23, Example 2.4.15]), this --algebra can be equipped with the structure of a -complete derived --algebra (the notion of derived (-)rings are described in [Rak20, Hol23] following Mathew). We call the derived -ring as the prismatic complex of relative to .
By using [BL22b, Corollary 7.18] and [Hol23, Observation 2.3.11], if is surjective, the derived --algebra is connective, that is, it is an animated --algebra (see [BL22b, Definition A.11] for the precise definition). In this paper, we only consider this case, i.e., is surjective and thus is an animated --algebra.
Because of the -structure, we can take a map of animated -algebras which we call the Frobenius lift on , where is the restriction of scalars along the Frobenius lift on (see also Lemma 4.7 and [Hol23, Theorem 2.4.4]). By [BL22a, Variant 4.1.6 and Remark 4.1.11], we can also take an animated -algebra which we call the Hodge-Tate complex of relative to .
Definition 4.6 (Hodge-Tate comparison [BL22a, Remark 4.1.7]).
The Hodge-Tate complex has the Hodge-Tate filtration in the -category of derived -complete -modules by [BL22a, Remark 4.1.7]. For each the cofiber of has the Hodge-Tate comparison isomorphism
in the -category of derived -complete -modules by [BS22, Construction 7.6] and [BL22a, Remark 4.1.7], where is the -th cotangent complex of over defined in Definition A.13, is the twist (see [BS22, Construction 4.9]), and is the derived -completion functor on (see Definition A.7 and Lemma A.8).
The next lemma is partially stated in Bhatt’s lecture note [Bha18a]. This relies on the formalism of “animated prisms” and those theories introduced in [BL22b].
Lemma 4.7 (cf. [Bha18a, Definition VII.4.1]).
Let be a bounded prism and let be an animated -algebra such that is surjective. Then the prismatic complex gives an animated prism over . Together with the canonical map of animated -algebras , the animated prism is an object of the animated prismatic site defined in [BL22b, Construction 7.11].
Proof.
The prismatic complex is already an animated --algebra equipped with the Frobenius lift induced from the -structure on the animated --algebra in Definition 4.5 and [Hol23, Theorem 2.4.4].
The next theorem is one of our main theorems and a key to proving prismatic Kunz’s theorem. In particular, this is a generalization of [BS22, Proposition 7.10], which needs to assume that is a quasiregular semiperfectoid.
Theorem 4.8.
Let be a bounded prism and let , where with a sequence of elements in . Set an animated ring as in 4.3. Then is isomorphic to the derived -completion of a (possibly infinite) free -module and thus the canonical map of animated rings is -completely faithfully flat in the sense of Definition A.11. Furthermore, the canonical map of rings is faithfully flat for all .999This property is called adically faithfully flat in the context of rigid geometry and satisfies effective descent condition for adically quasi-coherent sheaves (see [FK18, Definition 4.8.12 (2) and Proposition 6.1.11]).
Proof.
If , is nothing but . In this case, by [Bha18a, Example V.2.11] and thus is a free -module. Assume that . By 4.3, is isomorphic to where is defined by . The (algebraic) cotangent complex 101010The notion of an algebraic cotangent complex is equivalent to the usual cotangent complex in our case (see Remark A.14). induces isomorphisms:
(4.1) | ||||
in the -category of animated -modules by [ČS24, (5.1.8.1)] (see also [KR19, Proposition 2.3.8] under the perspective of derived algebraic geometry).
For simplicity, we write the Hodge-Tate filtration and those graded pieces as and . As mentioned in Definition 4.6, the Hodge-Tate filtration of gives a Hodge-Tate comparison isomorphism
(4.2) |
By using Definition A.13 and [Lur18, Proposition 25.2.4.2 and Corollary 25.2.3.2], the above isomorphisms (4.1) and (4.2) imply that the isomorphisms of -modules for all :
(4.3) | ||||
(4.4) |
where and is the derived -th divided power over defined in [Lur18, Construction 25.2.2.3]. The last isomorphism follows from that the underlying complex of is actually a (homological) Koszul complex which is already derived -complete (see Definition A.6 and, for example, [ČS24, §5.6.1]).
For each , we have a fiber sequence in . Since is connective by (4.3) and , the fiber sequence shows that is also connective for all and thus that is a fiber sequence in the -category of animated -modules. Since is a free animated -module (and thus a projective animated -module), there exists a right inverse of (up to homotopy) in by Lemma A.12. Since is a stable -category (see Lemma A.5), the homotopy category is a triangulated category by [Lur17, Theorem 1.1.2.14]. Thus we have a distinguished triangle in such that has a right inverse . By [Sta, 05QT], the distinguished triangle induces an isomorphism in for any . By , each is isomorphic to in . Since is the (-completed) colimit of in the -category of derived -complete -modules, is isomorphic to the derived -completion of a free animated -module when considered as an animated -module.
In particular, is a -completely faithfully flat animated -algebra: by the definition of -completely faithfully flat modules over an animated ring (Definition A.11), it suffices to show that is -completely faithfully flat over in the sense of Definition 2.11. This follows from the following isomorphisms in (see [BMS19, Lemma 4.4]):
(4.5) |
So the desired -completely faithful flatness of holds.
Since -completely faithful flat maps are -completely faithful flat for all , is a -completely faithfully flat object in for all . So we have faithfully flat maps of rings for all as above. Here, the last isomorphism is deduced from the connectivity of and the Hodge-Tate complex , and [Lur17, Corollary 7.2.1.23 (2)]. ∎
In the above theorem, we can only show that is faithfully flat after modulo . However, based on our conversation with Dine, the map itself is (-completely) faithfully flat under a mild condition on as follows.
Corollary 4.9.
Let be a bounded prism and let , where with a sequence of elements in . Set an animated ring as in 4.3. If has bounded -torsion (see Remark 4.10), then the canonical map of rings is -completely faithfully flat. Furthermore, if is Noetherian, then is faithfully flat.
Proof.
Since has bounded -torsion and is derived -complete, is -adically complete by [Bha18a, Lemma III.2.4]. By the above Theorem 4.8, there exists a free -module such that its derived -completion is isomorphic to . Since the free -module also has bounded -torsion, its derived -completion is discrete and coincides with the -adic completion of the free -module by using again [Bha18a, Lemma III.2.4]. By Lemma A.9, and thus is -adically complete. We can apply Lemma 2.12 in this situation because of the faithful flatness of as above. Then is -completely faithfully flat over (or faithfully flat if is Noetherian). ∎
The bounded property of is under consideration in -adic Hodge theory [BMS19] and rigid geometry [FGK11].
Remark 4.10.
Let be a bounded prism and let , where with a sequence of elements in . If is of characteristic (this only means ), we are interested in whether has bounded -torsion or not. The following cases are known. The former is a perfectoid flavor and the latter is a Noetherian flavor.
-
(a)
is a perfectoid ring or, more generally, a quasisyntomic ring.
-
(b)
is a Noetherian ring or, more generally, a rigid-Noetherian ring111111A -adic ring is rigid-Noetherian if is -adically complete and is Noetherian ([FGK11, Definition 5.1.1])..
Of course, if is Noetherian or quasisyntomic, then has bounded -torsion ([BMS19, Proposition 4.19 and Definition 4.20]) (and thus is -adically complete since is already derived -complete). If is rigid-Noetherian, then is -adically pseudo-adhesive121212A ring is -adically pseudo-adhesive if is Noetherian and any finitely generated -module has bounded -torsion ([FGK11, Definition 4.3.1]). by [FGK11, Theorem 5.1.2]. So the -module itself has bounded -torsion.
5. Prismatic Kunz’s Theorem
Next, we apply the above statements to commutative algebra.
5.1. The proof of prismatic Kunz’s theorem
We formulate “prismatic Kunz’s theorem”, which characterizes the regularity of complete Noetherian local rings via the Frobenius lift of a prismatic complex (Corollary 5.10). We start providing some lemmas.
Lemma 5.1.
Let be a complete Noetherian local domain. Assume that has a -structure such that is generated by elements satisfying . Then for an ideal , the following conditions are equivalent.
-
(1)
is an orientable prism.
-
(2)
is generated by a distinguished element .
-
(3)
is generated by for some .
Proof.
: This is a direct consequence of [BS22, Lemma 2.25].
: Since is an integral domain, is already free of rank . So this is also a consequence of [BS22, Lemma 2.25].
: By assumption, . We can write by using some and . Then and because of . If is a unit, we obtain a desired generator of . Assume that is not invertible. Then , which implies that by Lemma 3.3. Hence , but this is a contradiction.
: Since and belong to for any , so is . Moreover, is a unit and . A direct calculation of shows that is a distinguished element of , as desired. ∎
Example 5.2 (Complete log-regular rings).
Following [INS23], we can consider the next example. Let be a complete local log-regular ring of residue characteristic and let be the Cohen ring of the residue field of equipped with a -structure (Lemma 2.6). Then by Kato’s structure theorem,
for some fine sharp saturated monoid and some with no non-zero constant terms. One can extend the Frobenius lift on to the Frobenius lift on by the rule: (). Thus we obtain a -structure on such that . By Lemma 5.1, is an orientable prism (note that is a domain). Moreover, since is a domain, that prism is transversal when , or crystalline otherwise.
To apply the lemmas in Section 4 for a complete Noetherian local ring, we use the following construction based on Lemma 5.1.
Corollary 5.3 (cf. [BS22, Remark 3.11]).
Let be a complete Noetherian local ring of residue characteristic . Then there exists a surjective prismatic -pair with a complete regular local prism . Namely, there exists a map of -pairs:
(5.1) |
where is a complete unramified regular local ring of mixed characteristic , and are ideals of such that , is a complete regular local prism, and .
Proof.
Definition 5.4.
Let be a complete Noetherian local ring of residue characteristic . Fix a surjective prismatic -pair with a bounded prism such that for some , which always exists by Corollary 5.3.
We can take such a bounded prism satisfying that is transversal or crystalline, is a Noetherian domain, and , where is the embedding dimension of . We call it a small base prism (with respect to ).
Furthermore, we can take a small base prism such that is a complete regular local prism and satisfies . We call such a small base prism a minimal complete regular local prism (with respect to ).
Remark 5.5.
In certain cases, there are some choices of such a surjective prismatic -pair. Based on Example 5.2, if is a complete local log-regular ring of residue characteristic , we can take a surjective prismatic -pair with a small base prism which is not necessarily minimal but a small base prism.
In the following, we use the next lemma which is a special case of [Bha21, Lemma 5.7]. We give a proof for the reader’s convenience in our case. See also Lemma A.9 as a similar statement.
Lemma 5.6 (cf. [Bha21, Lemma 5.7]).
Let be an object in . If the derived -completion is discrete and -torsion-free, then the isomorphism
holds, where the right hand side is the -adic completion of .
Proof.
Taking the exact triangle in . By our assumption, we have the following isomorphism for each :
(5.2) |
Since is concentrated in degree , the cohomological long exact sequence of shows that the map is an isomorphism. Combining this and (5.2), we have the following isomorphism:
This shows the desired isomorphism. ∎
Now we can prove the following variant of “prismatic Kunz’s theorem”. We first show that any regular local ring gives a faithfully flat Frobenius lift of a prismatic complex. The main technique is the deformation property of regular prisms (Proposition 3.4) and (classical) Kunz’s theorem (Theorem 1.1).
Theorem 5.7 (Regular local ring gives the faithfully flat Frobenius lift).
Let be a complete Noetherian local ring of residue characteristic . Fix a surjective prismatic -pair with a small base prism in the sense of Definition 5.4. If is a regular local ring, then the Frobenius lift of the animated --algebra is faithfully flat. In this case, is isomorphism and is itself.
Proof.
Since is a regular local ring, the small base prism satisfies
Then the surjective map is an isomorphism because is an integral domain by the assumption of small base prisms (see Definition 5.4). In particular, by [Bha18a, Example V.2.11]. So the Frobenius lift on is faithfully flat by the following reason: since is a complete regular local ring, so is by Proposition 3.4. By Kunz’s theorem, the Frobenius map on is faithfully flat and thus is -completely faithfully flat by Lemma 2.14. This implies that is faithfully flat by [Bha18b, Proposition 5.1] since is a -torsion-free Noetherian ring. ∎
Next, we show that the faithfully flat Frobenius lift of a prismatic complex gives a regular local ring. The main technique is our theorem above (Theorem 4.8) and (a special case of) -adic Kunz’s theorem as follows (Theorem 5.8) which is a generalization of Kunz’s theorem (Theorem 1.1) in terms of perfect closure.
Theorem 5.8 (-adic Kunz’s theorem; [BIM19, Theorem 4.7]).
Let be a -Zariskian Noetherian ring. Then is regular if and only if has a faithfully flat map to a perfectoid ring .
The following implication can be proved without assuming that is a small base prism or even more transversal or crystalline.
Theorem 5.9 (Faithful flatness gives the regularity of rings).
Let be a complete Noetherian local ring of residue characteristic . Fix a surjective prismatic -pair with a bounded prism such that for some (which need not be transversal or crystalline). Set an animated ring as in 4.3. If the Frobenius lift of the -ring induced from the animated -structure on is -completely faithfully flat, then is a regular local ring.
Proof.
By Lemma 4.7, is an animated prism over . Taking the colimit in the -category of derived -complete animated -rings, we have a (derived -complete) perfect animated -ring . This is actually a Witt ring for some perfect ring by [BL22b, Remark A.17], in particular, is -torsion-free. Applying Lemma 5.6 for the colimit , we have an isomorphism of derived -complete -algebras
(5.3) |
induced from the canonical map .
Furthermore, taking the colimit in the -category of derived -complete animated -rings, becomes a perfect animated -ring (see [BL22b, Remark A.17 and Proposition A.20 (1)]). As in Lemma 4.7, this gives a perfect animated prism by the “rigidity” of prismatic structure ([BL22b, Corollary 2.10]). Since perfect animated prisms are identified with perfect prisms by [BL22b, Corollary 2.18], this perfect animated prism is actually a perfect (discrete) prism . In particular, is a perfectoid ring by [BS22, Lemma 3.10].
The -completely faithful flatness of on implies that the canonical map
(5.4) |
is a -completely faithfully flat map of rings, where the last isomorphism follows from (5.3). Since is the derived -completion of (as in the proof of [BS22, Lemma 3.9]), these are isomorphic each other after taking the base change . Note that because of the connectivity ([Lur17, Corollary 7.2.1.23 (2)]). By using these two isomorphisms, the base change of (5.4) is also -completely faithfully flat.
Combining this and Corollary 4.9, we have a -completely faithfully flat map of rings
(5.5) |
Since is Noetherian and the perfectoid ring is -adically complete, the map is faithfully flat by Lemma 2.12. Then is a regular local ring by -adic Kunz’s theorem (Theorem 5.8). ∎
Combining these theorems, we have the following equivalence which we call “prismatic Kunz’s theorem”.
Corollary 5.10 (Prismatic Kunz’s theorem).
Let be a complete131313Recall that a Noetherian local ring is a regular local ring if and only if the -adic completion is a regular local ring. So we can apply this theorem for any Noetherian local ring after taking -adic completion. Noetherian local ring of residue characteristic . Fix a surjective prismatic -pair with a small base prism and fix a sequence of elements in such that .141414Note that this corollary is independent of the choices of such a -pair and a sequence of elements because of the proof of the above theorems. Set an animated ring . Then the following are equivalent:
-
(1)
is a (complete) regular local ring.
-
(2)
The Frobenius lift of the animated --algebra is faithfully flat.
-
(3)
The Frobenius lift of the -ring induced from the animated -structure on is (-completely) faithfully flat.
Proof.
is proved in Theorem 5.7 and is trivial by the definition of the faithful flatness of maps of animated rings (Definition A.11 (3)). is proved in Theorem 5.9. ∎
If is a complete intersection, we do not need to use the notion of animated rings and animated prisms as follows.
Lemma 5.11.
Let be a complete Noetherian local ring of residue characteristic . Assume further that is a complete intersection. Fix a surjective prismatic -pair with a complete regular local prism . Since is a complete intersection, we can fix a representation such that is a regular sequence on by [Sta, 09PZ]. Set an animated ring . Then we have the following.
-
(a)
The animated ring is actually a usual ring .
-
(b)
The animated prism is a bounded orientable discrete prism .
-
(c)
If is -torsion-free, then is transversal.
-
(d)
If is of characteristic , then is crystalline.
Proof.
Since is a regular sequence on , the animated ring does not have higher homotopy groups and thus is isomorphic to a usual ring (see, for example, [KR19, Example 2.3.2]).
By Theorem 4.8 (or [BS22, Example 7.9]), the Hodge-Tate complex is the -adic completion of a free -module and in particular discrete. By [BS22, Lemma 7.7 (3)], is also concentrated in degree and makes an orientable prism where is an orientation of in . This shows (a). Since is locally free of rank on , is a non-zero-divisor of . If is -torsion-free, is also -torsion-free. Thus is transversal by Definition 2.10 and this shows (b). If is of characteristic , can be taken as and this shows (c). ∎
Under the complete intersection assumption as in Lemma 5.11, the above theorem deduces the next corollary.
Corollary 5.12 (lci case).
Let be a complete Noetherian local ring of residue characteristic . Assume further that is a complete intersection. Fix a surjective prismatic -pair with a complete regular local small base prism . Then the following are equivalent:
-
(1)
is a (complete) regular local ring.
-
(2)
The Frobenius lift of the -ring (see Lemma 5.11) is (-completely) faithfully flat.
If we assume further that is -torsion-free or of characteristic , then the following conditions are also equivalent:
-
(1)
is a regular local ring.
-
(2)
is faithfully flat.
-
(3)
is -completely faithfully flat.
-
(4)
is -completely faithfully flat.
-
(5)
is -completely faithfully flat.
-
(6)
The Frobenius map is faithfully flat.
-
(7)
The map induced from is faithfully flat.
-
(8)
The -th power map induced from is faithfully flat.
Proof.
The first equivalence is a direct consequence of Corollary 5.10 and Lemma 5.11.
If is -torsion-free or of characteristic , is a transversal or crystalline prism by Lemma 5.11. So the second equivalence is a direct consequence of Lemma 2.14 and Corollary 5.10. ∎
If we do not assume the property that is a small base (or minimal) prism, our theorem does not hold in general. The following is a counterexample suggested by Bhatt.
Remark 5.13 (Bhatt).
If we do not assume the assumption that is a small base prism, the above Corollary 5.10 and Corollary 5.12 may fail. Here is a counterexample.
For , the surjective map gives a surjective prismatic -pair with a complete regular local prism , where the -structure (equivalently, the Frobenius lift ) on is given by and . However, is not a small base prism and not even minimal because of . In this case, is a regular local ring but the Frobenius lift on is not faithfully flat: since is -completely regular relative to , that is, is a flat map of (animated) rings (see [BS22, Definition 2.42]), is the prismatic envelope (or the derived -completed --algebra obtained by freely adjoining )
by [BS22, Proposition 3.13 and Example 7.9]. Taking -completed -pullback gives isomorphisms of --algebras
where is the pd-envelope151515The basic knowledge of pd-envelopes (or divided power envelopes) as sufficient for our purposes is summarized in [Bha18a, Lecture VI]. Explicitly, is the -adic completion of the subring of generated by and . of and the last isomorphism is deduced from [BS22, Corollary 2.39]. If the Frobenius lift of is faithfully flat, the Frobenius lift of which is given by is also faithfully flat by the above isomorphisms of --algebras. However, the Frobenius lift of is not faithfully flat because has a non-zero nilpotent element . So the Frobenius lift of is not faithfully flat.
5.2. Applications
First, similar to Kunz’s theorem, the regularity of prisms is characterized by the faithful flatness of the Frobenius lift. We give two proofs of this corollary, one is a direct consequence of Corollary 5.10, and the other is a direct consequence of (classical) Kunz’s theorem.
Proposition 5.14.
Let be a prism such that is a Noetherian local ring with the maximal ideal . Let be the Frobenius lift of . Then the following are equivalent:
-
(1)
is a regular local prism.
-
(2)
is faithfully flat.
-
(3)
is -completely faithfully flat.
-
(4)
is -completely faithfully flat.
-
(5)
The Frobenius map is faithfully flat.
-
(6)
The prism is transversal or crystalline, and the map induced from is faithfully flat.
-
(7)
The prism is transversal or crystalline, and the -th power map induced from is faithfully flat.
Proof.
The -adic completion of also makes a prism because of [BS22, Lemma 2.17] and the faithfully flat map of rings . So is a regular local prism if and only if is a complete regular local prism. Similarly, the Frobenius lift is faithfully flat if and only if so is . Without loss of generality, we can assume that is a complete Noetherian local ring. Note that by [Bha18a, Example V.2.11].
We first show . If is a regular local prism, is a (complete) regular local ring by Proposition 3.4. In particular, is an integral domain and thus we have a surjective prismatic -pair with a small base prism . Applying Corollary 5.10, the Frobenius lift of is faithfully flat.
Conversely, if is faithfully flat, the isomorphism also shows that is faithfully flat. Again applying Corollary 5.10, is a regular local ring, and thus is a regular local prism.
Other equivalences are straightforward. By Lemma 2.14, it is sufficient to show , which is a direct consequence of Proposition 3.4: if (5) holds, is a regular local ring by Kunz’s theorem and thus is a regular local prism.
(Another proof): While the above proof uses Corollary 5.10, we can deduce this theorem by using Kunz’s theorem (Theorem 1.1). Here is such a proof. We can assume that is a bounded orientable prism since is a Noetherian local ring and is an invertible ideal. We show the following implications:
The equivalence (3) (2) (4) follows from the definition of completely flatness and [Bha18b, Proposition 5.1] since is Noetherian and -torsion-free: here we use the fact that, if is -completely faithfully flat, the derived tensor product is concentrated in degree and thus is -torsion-free.
(1) (5): This equivalence is deduced from Kunz’s theorem and Proposition 3.4.
(1) (3): Since is a regular local ring by Proposition 3.4, the Frobenius map is faithfully flat by Kunz’s theorem. Note that any regular local prism is transversal or crystalline. In both cases, Lemma 2.14 shows (1) (3).
(3) (1): By the definition of -completely flatness, the Frobenius map , which is induced from , is flat. Since is derived -complete and Noetherian local, is also a Noetherian local ring. By Kunz’s theorem, is a regular local ring, and thus is a regular local prism by Proposition 3.4.
(2) (6): The induced map is the base change of the faithfully flat map via . Thus is faithfully flat. By the above (2) (1), is transversal or crystalline.
(6) (7) (4): This is a direct consequence of Lemma 2.14. ∎
Remark 5.15.
Applying this for Example 5.2, the regularity of a complete log regular ring can be characterized by the faithful flatness of the Frobenius lift given by .
Remark 5.16.
In [Lur23, Theorem 6], Lurie shows that, for a Noetherian ring admitting a regular element such that divides , the localization for any maximal ideal of containing is a regular local ring if and only if the -th power map is faithfully flat. The proof of “only if part”, which is the easy but necessary part in his paper, can be deduced from the implication in Proposition 5.14 and a simple calculation in the last paragraph of his proof. So a natural question is whether it is possible to prove the “if part” using prismatic Kunz’s theorem (Corollary 5.10).
Next, by using this, we give another proof of the fact that for any regular local ring of residue characteristic and any prime ideal of with the localization is also a regular local ring. This is a generalization of [Kun69, Corollary 2.2], which proves the same statement for regular local rings of characteristic by using Kunz’s theorem. Note that, if we show the above Proposition 5.14 under the second proof, we do not use Serre’s regularity criterion and -adic Kunz’s theorem (Theorem 5.8) to prove this statement.
Proposition 5.17.
Let be a regular local ring of residue characteristic and be a prime ideal of such that . Then the localization is also a regular local ring.
Proof.
Let be the -adically completion of . Then is a complete regular local ring of residue characteristic by [Sta, 07NY]. Since is faithfully flat, there exists a prime ideal of such that . Then we have a map and this is flat by [Mat86, Theorem 7.1] and the induced map is surjective by [GW10, Lemma 14.9]. Then is faithfully flat and it suffices to show that is a regular local ring. Without loss of generality, we can assume that is a complete regular local ring.
By Corollary 3.8, there exists a complete regular local prism such that . We can consider as a prime ideal of which contains and .
Take an element such that . Then and are in and thus is in . This shows that . By [BS22, Lemma 2.15], the localization admits a -structure which makes the canonical map a map of -rings. In particular, the -pair forms an orientable prism.
By using Proposition 5.14, it suffices to show that the Frobenius map is faithfully flat. Since the canonical map is flat and the Frobenius lift is faithfully flat by regularity of and Proposition 5.14, the base change map
(5.6) |
is again faithfully flat and we finish the proof.
∎
Appendix A Preliminaries about animated rings
For convenience, we summarize a few basic knowledge of animated rings which is much more than we actually need in the paper. The main references are [Lur17, Lur18, ČS24, Yay22, Kha23, BL22a]. Let be a ring and be the full subcategory of the category of rings whose objects are finite variable polynomial rings over . We write as the -category of spaces (also called -groupoids or anima ) and as the -category of spectra.
Definition A.1 (Animation of categories; [ČS24, §5.1] and [Kha23, §7.2]).
Let be a cocomplete (1-)category generated under colimits by the full subcategory of strongly of finite presentation objects (see [ČS24, §5.1.1] for the definition of this notion). For example, can be taken as the category of sets , abelian groups , and (commutative and unital) -algebras . Then the animation of is the pair of an -category which has sifted colimits and a fully faithful functor such that the post composition yields an equivalence
for any -category which has sifted colimits. Here, is the full subcategory of spanned by those functors which preserve sifted colimits (or, equivalently, preserve filtered colimits and geometric realizations by [Lur09, Corollary 5.5.8.17]). The animation is uniquely determined up to (unique) equivalence and we denote it simply by . If is small, is equivalent to the -category of functors which takes finite coproducts in to finite products in and the Yoneda embeding by [ČS24, §4.1.4] and [Kha23, Theorem 7.2.2].
Definition A.2 (Animated rings; [ČS24, §5.1.4] and [Lur18, Definition 25.1.1.1]).
The -category of animated (commutative) -algebras is the animation of the category of (commutative and unital) -algebras. As explaind above, is equivalent to the full subcategory spanned by those functors which preserve finite products. We refer to the objects as animated (commutative) -algebras. If , we denote by and call it the -category of animated (commutative) rings whose objects are animated (commutative) rings. We omit the term commutative.
Notation A.3.
First, we define the following (-)categories. The first two appear in the paragraph above [Yay22, Proposition 2.34] and the third and fourth appear in [Kha23, Notation 8.1.4 and Definition/Proposition 8.1.5].
-
•
is the -category of pairs , where is in the -category of --algebras and is an -module.
-
•
Set the -category and let be the full subcategory of consisting of objects such that is connective.
-
•
is the category of pairs , where is a usual -algebra and is an -module.
-
•
is the fibre of over .
Definition A.4 (Animated modules; [ČS24, §5.1.7]).
Let be an animated ring. The -category of -modules is the (symmetric monoidal) -category of modules over the underlying -ring of , which is defined in [Lur17, Definition 7.1.3.5]. The -category of animated -modules is the (symmetric monoidal) full subcategory of spanned by the connective modules over the underlying -ring of (see [Lur17, Lemma 7.1.3.10]). By using the above notations, these -categories are defined as follows:
We call the objects in as animated -modules.
Animated modules have the following properties and another construction.
Lemma A.5.
Let be an animated -algebra. Let be the full subcategory of consisting of pairs where and is a finite free -module.
The notions of derived completeness and derived completion for modules over a discrete ring are introduced in Definition 2.2. However, we need to generalize them to modules over an animated ring for our purpose. The main reference is [BS22, §1.2] and [Lur18, §7].
Definition A.6 (Derived -complete modules; [Lur18, §7]).
Let be an animated ring and let be a finitely generated ideal of . Let be an -module.
-
•
is -nilpotent if the derived tensor product vanishes for each , or equivalently, the action of on is locally nilpotent161616The action of on a discrete -module is locally nilpotent if for each , there exists such that . ([Lur18, Definition 7.1.1.1 and Example 7.1.1.2]).
-
•
is -local if the mapping space is contractible for every -nilpotent object ([Lur18, Definition 7.2.4.1]).
-
•
is derived -complete if the mapping space is contractible for every -local object ([Lur18, Definition 7.3.1.1]).
-
•
is derived -complete if and only if is a derived -complete -module for all in the sense of Definition 2.2 ([Sta, 091N] and [Lur18, Theorem 7.3.4.1]).
-
•
The -category of derived -complete -modules is the full subcategory of spanned by derived -complete -modules. We often write as if is clear from the context.
Definition A.7 (Derived -completion; [Lur18, Notation 7.3.1.5]).
Let be an animated ring and let be a finitely generated ideal of . The derived -completion functor is the left adjoint of the inclusion , which exists by [Lur18, Notation 7.3.1.5]. We often write as if is clear from the context. This functor has the following properties.
-
•
This functor is right -exact ([Lur18, Proposition 7.3.4.4]).
-
•
If is discrete, this coincides with the usual derived -completion functor defined in Definition 2.2 because the functor is also the left adjoint of the inclusion by [Sta, 091V].
We freely use the following properties of the derived -completion functor.
Lemma A.8 ([Lur18, Corollary 7.3.3.6]).
Let be a map of animated rings and let be a finitely generated ideal of . Set a finitely generated ideal in .
-
(1)
An -module is derived -complete if and only if is derived -complete as an -module.
-
(2)
The derived -completion functor on is equivalent to the restriction of the derived -completion functor on to , that is, in for any .
In particular, for any -module , the derived -completion of in is isomorphic to as -module since the canonical -module map between them induces an isomorphism in . So we do not distinguish them.
Lemma A.9.
Let be an animated ring and let be a finitely generated ideal of . Let be an animated -module such that the derived -completion of is discrete. Then we have
In particular, if and has bounded -torsion, this holds.
Proof.
We show this statement by using the same argument as in [Lur18, Corollary 7.3.6.6]. Taking a fiber sequence in , we have a fiber sequence in . Since the derived -completion functor is right -exact, is in . So the long exact sequence shows that is an isomrophism of -modules. Since is discrete in our assumption, as desired.
Definition A.10 (Derived -categories).
Let be an animated ring and let be a finitely generated ideal of . The derived -category of is nothing but the (symmetric monoidal) -category of -modules (see [Kha23, Definition/Proposition 8.1.5 (iv)]). The -completed derived -category (or ) is nothing but the full subcategory of spanned by the derived -complete -modules defined in Definition A.6 (see [BS22, §1.2]).
Definition A.11 (Some properties of animated modules).
Let be an animated -algebra (or more simply, an -ring) and let be an animated -module.
-
(1)
is free if it is equivalent to a coproduct of copies of as in [Lur17, Definition 7.2.2.1].
-
(2)
is projective if it is a projective object of the -category (or satisfies some equivalent conditions, see [Lur17, Definition 7.2.2.4 and Proposition 7.2.2.6]).
-
(3)
is (faithfully) flat if is a (faithfully) flat -module and the natural map is an isomorphism of abelian groups for each (or satisfies some equivalent conditions, see [Lur17, Definition 7.2.2.10 and Theorem 7.2.2.15]).
-
(4)
For a finitely generated ideal , is -completely (faithfully) flat if the base change is -completely (faithfully) flat over in the sense of Definition 2.11 (see [BS22, §1.2]).
Lemma A.12.
Let be an animated -algebra and let and be animated -modules. We use the following facts:
Definition A.13.
Let be the full subcategory of spanned by those pairs where and for some . For any , the module of Kähler differential of over defines a functor
for each since is a free -module. By [BL22a, Construction B.1], admits a unique extension . We refer to as the cotangent complex of over for any animated -algebra and denote it by .
By [Lur18, Construction 25.2.2.2] and [Yay22, Proposition 2.34], the endofunctor on has a unique extension . We refer to for as the derived -th exterior power of over for each . Even if is a discrete ring and is a discrete -module, the derived -th exterior power is not necessarily discrete and thus is not equivalent to the usual exterior power of over . However, if we take the connected component , then these are isomorphic (see [Lur18, Warning 25.2.3.5]).
Remark A.14 (cf. [Yay22, Remark 2.51]).
In [Lur18, Construction 25.3.1.6 and Notation 25.3.2.1], we have an algebraic cotangent complex of over for any map of animated rings by using some universal property (see [Lur18, Remark 25.3.2.4] or [Yay22, Proposition and Definition 2.43]). If is discrete, the cotangent complex defined in Definition A.13 is isomorphic to the algebraic cotangent complex as an animated -module by [Yay22, Remark 2.51] since satisfies the same universal property of by [Kha23, Theorem 8.3.3] or by a direct calculation [Yay22, Proposition 2.50].
References
- [AB23] J. Anschütz and A-C. L. Bras, Prismatic Dieudonné Theory, Forum of Mathematics, Pi, 11 (2023) e2.
- [AKN23] B. Antieau, A. Krause, and T. Nikolaus, Prismatic Cohomology Relative to -Rings, preprint, (2023). arXiv:2310.12770.
- [AL20] J. Anschütz and A-C. Le Bras, The P-Completed Cyclotomic Trace in Degree2, Annals of K-Theory, 5(3) (2020) 539–580.
- [And18a] Y. André, La conjecture du facteur direct, Publications mathématiques de l’IHÉS, 127(1) (2018) 71–93.
- [And18b] Y. André, Le lemme d’Abhyankar perfectoide, Publications mathématiques de l’IHÉS, 127(1) (2018) 1–70.
- [BH98] W. Bruns and H. J. Herzog, Cohen-Macaulay Rings, Cambridge Studies in Advanced Mathematics, 2 (1998) Cambridge University Press.
- [Bha+19] B. Bhatt, A. Caraiani, K. S. Kedlaya, and J. Weinstein, Perfectoid Spaces: Lectures from the 2017 Arizona Winter School, Mathematical Surveys and Monographs, (volume 242) (2019) American Mathematical Society.
- [Bha14] B. Bhatt, Almost Direct Summands, Nagoya Mathematical Journal, 214 (2014) 195–204.
- [Bha18a] B. Bhatt, Geometric Aspects of P-Adic Hodge Theory: Prismatic Cohomology, (2018). http://www-personal.umich.edu/~bhattb/teaching/prismatic-columbia/.
- [Bha18b] B. Bhatt, On the Direct Summand Conjecture and Its Derived Variant, Inventiones mathematicae, 212(2) (2018) 297–317.
- [Bha21] B. Bhatt, Cohen-Macaulayness of Absolute Integral Closures, preprint, (2021). arXiv:2008.08070.
- [Bha22] B. Bhatt, Algebraic Geometry in Mixed Characteristic, Proceedings of the International Congress of Mathematicians, 2, (2022), 712–748.
- [BIM19] B. Bhatt, S. B. Iyengar, and L. Ma, Regular Rings and Perfect(oid) Algebras, Communications in Algebra, 47(6) (2019) 2367–2383.
- [BL22a] B. Bhatt and J. Lurie, Absolute Prismatic Cohomology, preprint, (2022). arXiv:2201.06120.
- [BL22b] B. Bhatt and J. Lurie, The Prismatization of -Adic Formal Schemes, preprint, (2022). arXiv:2201.06124.
- [BMS19] B. Bhatt, M. Morrow, and P. Scholze, Topological Hochschild Homology and Integral -Adic Hodge Theory, Publications mathématiques de l’IHÉS, 129(1) (2019) 199–310.
- [BS22] B. Bhatt and P. Scholze, Prisms and Prismatic Cohomology, Annals of Mathematics, 196(3) (2022) 1135–1275.
- [ČS24] K. Česnavičius and P. Scholze, Purity for Flat Cohomology, Annals of Mathematics, 199(1) (2024) 51–180.
- [FO] J-M. Fontaine and Y. Ouyang, Theory of -Adic Galois Represenntations. http://staff.ustc.edu.cn/~yiouyang/galoisrep.pdf.
- [FGK11] K. Fujiwara, O. Gabber, and F. Kato, On Hausdorff completions of commutative rings in rigid geometry, Journal of Algebra 332(1) (2011) 293–321.
- [FK18] K. Fujiwara and F. Kato, Foundations of Rigid Geometry I, EMS Monographs in Mathematics (2018) European Mathematical Society.
- [GR22] O. Gabber and L. Ramero, Almost Rings and Perfectoid Spaces (2022). https://pro.univ-lille.fr/fileadmin/user_upload/pages_pros/lorenzo_ramero/research.html.
- [GW10] U. Görtz and T. Wedhorn, Algebraic Geometry I: Schemes with Examples and Exercises, Algebraic Geometry, 1st edition (2010) Vieweg + Teubner.
- [HJ21] M. Hochster and J. Jeffries, A Jacobian Criterion for Nonsingularity in Mixed Characteristic, preprint, (2021). arXiv:2106.01996.
- [Hol23] A. Holeman, Derived -Rings and Relative Prismatic Cohomology, preprint, (2023). arXiv:2303.17447.
- [INS23] S. Ishiro, K. Nakazato, and K. Shimomoto, Perfectoid Towers and Their Tilts : With an Application to the étale Cohomology Groups of Local Log-Regular Rings, preprint, (2023). arXiv:2203.16400.
- [Ish23] R. Ishizuka, A Calculation of the Perfectoidization of Semiperfectoid Rings, preprint, (2023). arXiv:2305.07916, to appear in Nagoya Mathematical Journal.
- [Ked] K. S. Kedlaya, Notes on Prismatic Cohomology. https://kskedlaya.org/prismatic/prismatic.html.
- [Kha23] A. A. Khan, Lectures on Algebraic Stacks, preprint, (2023). arXiv:2310.12456.
- [KR19] A. A. Khan and D. Rydh, Virtual Cartier Divisors and Blow-Ups, preprint, (2019). arXiv:1802.05702.
- [KST18] M. Kerz, F. Strunk, and G. Tamme, Algebraic K-theory and Descent for Blow-Ups, Inventiones mathematicae, 211(2) (2018) 523–577.
- [Kun69] E. Kunz, Characterizations of Regular Local Rings of Characteristic p, American Journal of Mathematics, 91(3) (1969) 772–784.
- [Lur09] J. Lurie, Higher Topos Theory, Annals of Mathematics Studies, (no. 170) (2009) Princeton University Press.
- [Lur17] J. Lurie, Higher Algebra (2017). https://www.math.ias.edu/~lurie/papers/HA.pdf.
- [Lur18] J. Lurie, Spectral Algebraic Geometry (2018). https://www.math.ias.edu/~lurie/papers/SAG-rootfile.pdf.
- [Lur23] J. Lurie, Full Level Structures on Elliptic Curves, -Adic Hodge Theory, Singular Varieties, and Non-Abelian Aspects, Simons Symposia, Springer International Publishing, (2023), 239–252.
- [Mat86] H. Matsumura, Commutative Ring Theory, Cambridge Studies in Advanced Mathematics, (8) (1986) Cambridge University Press.
- [Mat22] A. Mathew, Some Recent Advances in Topological Hochschild Homology, Bulletin of the London Mathematical Society, 54(1) (2022) 1–44.
- [Rak20] A. Raksit, Hochschild Homology and the Derived de Rham Complex Revisited, preprint, (2020). arXiv:2007.02576.
- [Sch12] P. Scholze, Perfectoid Spaces, Publications mathématiques de l’IHÉS, 116(1) (2012) 245–313.
- [Sha21] L. Shaul, Koszul Complexes over Cohen-Macaulay Rings, preprint, (2021). arXiv:2005.10764.
- [Sta] The Stacks Project Authors, Stacks Project. https://stacks.math.columbia.edu.
- [Yay22] C. Yaylali, Notes on Derived Algebraic Geometry, preprint, (2022). arXiv:2208.01506.
- [Yek18] A. Yekutieli, Flatness and Completion Revisited, Algebras and Representation Theory, 21(4) (2018) 717–736.
- [Yek20] A. Yekutieli, Weak proregularity, derived completion, adic flatness, and prisms, Journal of Algebra, 583 (2021) 126–152.