This paper was converted on www.awesomepapers.org from LaTeX by an anonymous user.
Want to know more? Visit the Converter page.

Pileup corrections on higher-order cumulants

Toshihiro Nonaka [email protected] Tomonaga Center for the History of the Universe, University of Tsukuba, Tsukuba, Ibaraki 305, Japan    Masakiyo Kitazawa [email protected] Department of Physics, Osaka University, Toyonaka, Osaka 560-0043, Japan J-PARC Branch, KEK Theory Center, Institute of Particle and Nuclear Studies, KEK, 203-1, Shirakata, Tokai, Ibaraki, 319-1106, Japan    ShinIchi Esumi [email protected] Tomonaga Center for the History of the Universe, University of Tsukuba, Tsukuba, Ibaraki 305, Japan
Abstract

We propose a method to remove the contributions of pileup events from higher-order cumulants and moments of event-by-event particle distributions. Assuming that the pileup events are given by the superposition of two independent single-collision events, we show that the true moments in each multiplicity bin can be obtained recursively from lower multiplicity events. In the correction procedure the necessary information are only the probabilities of pileup events. Other terms are extracted from the experimental data. We demonstrate that the true cumulants can be reconstructed successfully by this method in simple models. Systematics on trigger inefficiencies and correction parameters are discussed.

preprint: J-PARC-TH-0220

I Introduction

One of the ultimate goals of high energy physics experiments is to study the Quantum Chromo-Dynamics (QCD) phase diagram and especially the search for the QCD critical point Bluhm et al. (2020). It was suggested that the higher-order fluctuation observables are sensitive to the critical point, and the phase transition from quark-gluon plasma phase to the hadron-gas phase Ejiri et al. (2006); Stephanov (2009); Asakawa et al. (2009); Friman et al. (2011a). There have been lots of experimental efforts to measure the higher-order cumulants of event-by-event net-particle distributions such as net-proton, net-charge and net-kaon multiplicity distributions reported by ALICE Arslandok (2020), HADES Adamczewski-Musch et al. (2020), NA61 Mackowiak-Pawlowska (2020) and STAR collaborations Aggarwal et al. (2010); Adamczyk et al. (2014a, b, 2017); Adam et al. (2020); Nonaka (2020). In particular, the ratio of fourth to the second order cumulants of the net-proton distributions were presented to behave nonmonotonically as a function of collision energy with a strong enhancement at sNN=\sqrt{s_{\rm NN}}= 7.7 GeV Adam et al. (2020). This result is qualitatively similar to a theoretical model prediction Stephanov (2011), which would imply the existence of the critical point at low collision energy region. In order to establish the signal from the critical point, it is important to investigate further lower collision energy region, where the signal is predicted to decrease again Stephanov (2011). Such experiments are being carried out by the STAR collaboration with the fixed-target mode instead of the collider mode at RHIC. In addition, future facilities focusing on low collision energies sNN<\sqrt{s_{\rm NN}}<10 GeV like CBM Friman et al. (2011b) and J-PARC-HI Sako et al. experiments are also going to run with fixed-target mode.

One major issue expected in fixed-target experiments is pileup events. When two collision events occur on the target within a small space and and time interval, they are identified as a single event. These events are called the pileup event. Usually, the rate of the pileup events is well suppressed and the effect is negligible for most of the measurements. Even if not, the effect would be removed from any averaged observables once the pileup probability is well understood and estimated. Unfortunately, this is not the case for the higher order fluctuation observables. It was pointed out that the pileup events lead to a strong enhancement of the fourth order cumulant and moment at central collisions Sombun et al. (2018); Garg and Mishra (2017). However, the correction method has not been known. Because the pileup events give rise to a fake enhancement, this effect makes it difficult to interpret the final results of the critical point search. In the future experiments at CBM and J-PARC-HI, a proper understanding of the pileup events will be more crucial, because high collision rates which will be achieved by these experiments would enhance the probability of the pileups. Development of a correction method are urgent for proper understanding of upcoming experimental results.

In the present work, we propose a method to correct higher-order moments and cumulants for the pileup effects. Assuming that the pileup events consist of independent single-collision events, we derive the relations to connect the experimentally-observed moments including the pileup effects with the true moments. We also propose a systematic procedure to obtain the true cumulants using these relations by a recursive reconstruction of moments from lower multiplicity events. We then demonstrate the validity of this method by applying it to simple models. Systematics on trigger inefficiencies and correction parameters are also discussed.

This paper is organized as follows. In Sec. II, we explain the methodology for pileup corrections and derive correction formulas. The method is demonstrated in Sec. III with the extreme cases and realistic situations. In Sec. IV we discuss systematics of our method. We then summarize this work in Sec. V.

II Methodology

II.1 Pileup events

Let us first clarify the definition of the pileup events and assumptions to be made in the present study.

First, in experimental analyses the pileup events are removed using various methods, some of which are carried out by offline analysis. For example, suppose a correlation plot between number of particles measured by two detectors in different acceptances. The normal single-collision events are expected to appear as a band having a positive or negative slope. On the other hand, the pileup events would appear as additional bands having different slopes and/or offsets, while there could be be some uncorrelated components. The pileup events are then removed by cutting outlier events outside the correlated band. However, there will be a finite probability that the band is contaminated by the pileup events due to randomness. These events cannot be removed by this analysis. We call these residual events remaining after various cutting as the pile up events, and investigate the correction of their effects.

Second, in the following discussion two distribution functions play crucial roles. One of them is the “multiplicity distribution”, i.e. the distribution of the number of produced particles measured at mid- or forward-rapidity. The multiplicity is sometimes used to define centrality. The other distribution is the “particle distribution”. In the event-by-event analysis, we focus on the distribution of the number of a specific particle or charge, NN, such as the net-proton number or net-charge, represented by the probability distribution function P(N)P(N), and study its cumulants. Throughout this study, we consider the distribution of a single variable NN to simplify the discussion, but it is straightforward to extend the following method to deal with the multi-particle distributions, P(N1,N2,)P(N_{1},N_{2},\cdots), and the mixed cumulants of various particle species.

The distribution P(N)P(N) depends on the multiplicity. Throughout this paper, we denote the experimentally-observed distribution function including the pileup effects at multiplicity mm as Pm(N)P_{m}(N), while the distribution of NN in true single-collision events are represented as Pmt(N)P_{m}^{\rm t}(N). We suppose that mm and NN would be measured at different acceptances to reduce the auto-correlation effects between mm and NN. This means that a collision event with m=0m=0 can take place and have with nonzero NN.

Third, except for Sec. II.3 we consider the pileup events composed of two single-collision events. As discussed in Sec. II.3, it is possible to extend the following analysis to include the pileup events with more than two single-collisions. The probability of those events, however, are usually well suppressed and explicit consideration of their effects are not needed. The important assumption taken throughout this paper is that two single-collision events included in a pileup event are independent.

II.2 Pileup correction

Let us suppose that the pileup events occur with the probability αm\alpha_{m} at the mmth multiplicity bin. Then, the probability to find NN particles of interest at multiplicity mm with the pileup effects is given by

Pm(N)\displaystyle P_{m}(N) =\displaystyle= (1αm)Pmt(N)+αmPmpu(N),\displaystyle(1-\alpha_{m})P^{\rm t}_{m}(N)+\alpha_{m}{P}^{\rm pu}_{m}(N), (1)

where Pmt(N)P^{\rm t}_{m}(N) and Pmpu(N)P^{\rm pu}_{m}(N) are the probability distribution functions of NN for the true (single-collision) and pileup events, respectively. The pileup events are further decomposed into the “sub-pileup” events given by the superposition of two single-collision events with multiplicities ii and jj satisfying m=i+jm=i+j as

Pmpu(N)\displaystyle P^{\rm pu}_{m}(N) =\displaystyle= i,jδm,i+jwi,jPi,jsub(N),\displaystyle\sum_{i,j}\delta_{m,i+j}w_{i,j}P^{\rm sub}_{i,j}(N), (2)
Pi,jsub(N)\displaystyle P^{\rm sub}_{i,j}(N) =\displaystyle= Ni,NjδN,Ni+NjPit(Ni)Pjt(Nj),\displaystyle\sum_{N_{i},N_{j}}\delta_{N,N_{i}+N_{j}}P^{\rm t}_{i}(N_{i})P^{\rm t}_{j}(N_{j}), (3)

where Pi,jsub(N)P^{\rm sub}_{i,j}(N) represents the probability distribution of NN in the sub-pileup events labeled by (i,j)(i,j), and wi,jw_{i,j} is the probability to observe the sub-pileup events among the pileup events at the mmth multiplicity bin. The sum over ii and jj runs non-negative integers. Obviously wi,jw_{i,j} satisfies wi,j=wj,iw_{i,j}=w_{j,i} and

i,jδm,i+jwi,j=1.\displaystyle\sum_{i,j}\delta_{m,i+j}w_{i,j}=1. (4)

From Eq. 4 one also finds w0,0=1w_{0,0}=1.

The pileup probabilities αm\alpha_{m} and wi,jw_{i,j} are related to the multiplicity distribution of the single-collision events. Let T(m)T(m) be the multiplicity distribution, i.e. probability that a collision event with multiplicity mm occurs for all single-collision events. When all sub-pileup events are rejected by an experimental analysis with the same resolution, the probability to find a sub-pileup event labeled by (i,j)(i,j) among all collision events is given by αT(i)T(j)\alpha T(i)T(j), where α\alpha denotes the probability to find a pileup event among all collision events. Also, the probability to find an event with multiplicity mm without distinction between single-collision and pileup events is given by (1α)T(m)+αi,jδm,i+jT(i)T(j)(1-\alpha)T(m)+\alpha\sum_{i,j}\delta_{m,i+j}T(i)T(j). We thus have

wi,j\displaystyle w_{i,j} =\displaystyle= αT(i)T(j)i,jδm,i+jαT(i)T(j),\displaystyle\frac{\alpha T(i)T(j)}{\sum_{i,j}\delta_{m,i+j}\alpha T(i)T(j)}, (5)
αm\displaystyle\alpha_{m} =\displaystyle= αi,jδm,i+jT(i)T(j)(1α)T(m)+αi,jδm,i+jT(i)T(j).\displaystyle\frac{\alpha\sum_{i,j}\delta_{m,i+j}T(i)T(j)}{(1-\alpha)T(m)+\alpha\sum_{i,j}\delta_{m,i+j}T(i)T(j)}. (6)

Therefore, in this case αm\alpha_{m} and wi,jw_{i,j} are completely determined from α\alpha and T(m)T(m). We, however, note that Eqs. 5 and 6 might not hold in realistic experimental cases if the probability distribution of the pileup rejection is different from the multiplicity distribution. We thus do not use Eqs. 5 and 6 explicitly in the rest of this section. In real experiments, wi,jw_{i,j} can directly be estimated by some reasonable assumptions within the experimental simulation. The models employed in Sec. III satisfy Eqs. 5 and 6.

From Eqs. 1, 2 and 3, the moment generating function Asakawa and Kitazawa (2016) for events at multiplicity mm is expressed as

Gm(θ)\displaystyle G_{m}(\theta) =\displaystyle= NeNθPm(N)\displaystyle\sum_{N}e^{N\theta}P_{m}(N) (7)
=\displaystyle= (1αm)Gmt(θ)+αmi,jδm,i+jwi,jGi,jsub(θ),\displaystyle(1-\alpha_{m})G^{\rm t}_{m}(\theta)+\alpha_{m}\sum_{i,j}\delta_{m,i+j}w_{i,j}G^{\rm sub}_{i,j}(\theta),

with

Gi,jsub(θ)=Git(θ)Gjt(θ),\displaystyle G^{\rm sub}_{i,j}(\theta)=G^{\rm t}_{i}(\theta)G^{\rm t}_{j}(\theta), (8)

where Gmt(θ)=NeNθPmt(N)G^{\rm t}_{m}(\theta)=\sum_{N}e^{N\theta}P^{\rm t}_{m}(N) is the moment generating function of Pmt(N)P_{m}^{\rm t}(N). The rrth order moment of the observed distribution Pm(N)P_{m}(N) is then given by

Nrm\displaystyle\langle N^{r}\rangle_{m} =\displaystyle= NNrPm(N)=drdθrG(θ)|θ=0\displaystyle\sum_{N}N^{r}P_{m}(N)=\frac{d^{r}}{d\theta^{r}}G(\theta)|_{\theta=0} (9)
=\displaystyle= (1αm)Nrmt+αmi,jδm,i+jwi,jNri,jsub,\displaystyle(1-\alpha_{m})\langle N^{r}\rangle_{m}^{\rm t}+\alpha_{m}\sum_{i,j}\delta_{m,i+j}w_{i,j}\langle N^{r}\rangle_{i,j}^{\rm sub},

with Nrmt=NNrPmt(N)\langle N^{r}\rangle_{m}^{\rm t}=\sum_{N}N^{r}P_{m}^{\rm t}(N) and

Nri,jsub\displaystyle\langle N^{r}\rangle_{i,j}^{\rm sub} =\displaystyle= NNrPi,jsub(N)=k=0r(rk)NrkitNkjt.\displaystyle\sum_{N}N^{r}P_{i,j}^{\rm sub}(N)=\sum^{r}_{k=0}\binom{r}{k}\langle N^{r-k}\rangle_{i}^{\rm t}\langle N^{k}\rangle_{j}^{\rm t}. (10)

The right-hand sides in Eq. 10 up to fourth order are written as

Ni,jsub\displaystyle\langle N\rangle_{i,j}^{\rm sub} =\displaystyle= Nit+Njt,\displaystyle\langle N\rangle_{i}^{\rm t}+\langle N\rangle_{j}^{\rm t}, (11)
N2i,jsub\displaystyle\langle N^{2}\rangle_{i,j}^{\rm sub} =\displaystyle= N2it+N2jt+2NitNjt,\displaystyle\langle N^{2}\rangle_{i}^{\rm t}+\langle N^{2}\rangle_{j}^{\rm t}+2\langle N\rangle_{i}^{\rm t}\langle N\rangle_{j}^{\rm t}, (12)
N3i,jsub\displaystyle\langle N^{3}\rangle_{i,j}^{\rm sub} =\displaystyle= N3it+N3jt+3N2itNjt+3NitN2jt,\displaystyle\langle N^{3}\rangle_{i}^{\rm t}+\langle N^{3}\rangle_{j}^{\rm t}+3\langle N^{2}\rangle_{i}^{\rm t}\langle N\rangle_{j}^{\rm t}+3\langle N\rangle_{i}^{\rm t}\langle N^{2}\rangle_{j}^{\rm t}, (13)
N4i,jsub\displaystyle\langle N^{4}\rangle_{i,j}^{\rm sub} =\displaystyle= N4it+N4jt+4N3itNjt+4NitN3jt+6N2itN2jt.\displaystyle\langle N^{4}\rangle_{i}^{\rm t}+\langle N^{4}\rangle_{j}^{\rm t}+4\langle N^{3}\rangle_{i}^{\rm t}\langle N\rangle_{j}^{\rm t}+4\langle N\rangle_{i}^{\rm t}\langle N^{3}\rangle_{j}^{\rm t}+6\langle N^{2}\rangle_{i}^{\rm t}\langle N^{2}\rangle_{j}^{\rm t}. (14)

We note that Eq. 10 is alternatively expressed using cumulants in a compact form as Asakawa and Kitazawa (2016)

Nri,j,csub=Nri,ct+Nrj,ct,\langle N^{r}\rangle^{\rm sub}_{i,j,\rm c}=\langle N^{r}\rangle^{\rm t}_{i,\rm c}+\langle N^{r}\rangle^{\rm t}_{j,\rm c}, (15)

where Nri,j,csub\langle N^{r}\rangle^{\rm sub}_{i,j,\rm c} and Nrj,ct\langle N^{r}\rangle^{\rm t}_{j,\rm c} are the cumulants of the sup-pileup and true distributions, respectively.

Substituting Eq. 10 into Eq. 9, one obtains formulas connecting Nrm\langle N^{r}\rangle_{m} and Nrmt\langle N^{r}\rangle_{m}^{\rm t}. It is notable that in these formulas the observed moment Nrm\langle N^{r}\rangle_{m} is given by the combination of the true moments Nrmt\langle N^{r^{\prime}}\rangle_{m^{\prime}}^{\rm t} with rrr^{\prime}\leq r and mmm^{\prime}\leq m.

The true moments Nrmt\langle N^{r}\rangle_{m}^{\rm t} are obtained from the observed moments Nrm\langle N^{r}\rangle_{m} by solving Eqs. 9 and 10. This procedure can be carried out recursively starting from m=0m=0 and r=1r=1, and by increasing mm and rr. To see this, it is convenient to rewrite Eqs. 9 and 10 as

Nrmt\displaystyle\langle N^{r}\rangle_{m}^{\rm t} =\displaystyle= NrmαmCm(r)1αm+2αmwm,0,\displaystyle\cfrac{\langle N^{r}\rangle_{m}-\alpha_{m}C_{m}^{(r)}}{1-\alpha_{m}+2\alpha_{m}w_{m,0}}, (16)

with

Cm(r)\displaystyle C_{m}^{(r)} =\displaystyle= μm(r)+i,j>0δm,i+jwi,jNri,jsub,\displaystyle\mu_{m}^{(r)}+\sum_{i,j>0}\delta_{m,i+j}w_{i,j}\langle N^{r}\rangle_{i,j}^{\rm sub}, (17)

and

μm(r)={2wm,0k=0r1(rk)Nrk0tNkmt(m>0),k=1r1(rk)Nrk0tNk0t(m=0).\displaystyle\mu_{m}^{(r)}=\begin{cases}\displaystyle 2w_{m,0}\sum^{r-1}_{k=0}\binom{r}{k}\langle N^{r-k}\rangle_{0}^{\rm t}\langle N^{k}\rangle_{m}^{\rm t}&(m>0),\\ \displaystyle\sum^{r-1}_{k=1}\binom{r}{k}\langle N^{r-k}\rangle_{0}^{\rm t}\langle N^{k}\rangle_{0}^{\rm t}&(m=0).\end{cases} (18)

Up to the fourth order, the explicit forms of μm(r)\mu_{m}^{(r)} are

μm(1)\displaystyle\mu_{m}^{(1)} =\displaystyle= 0,\displaystyle 0, (19)
μm(2)\displaystyle\mu_{m}^{(2)} =\displaystyle= 2wm,0[N20t+2NmtN0t],\displaystyle 2w_{m,0}\left[\langle N^{2}\rangle_{0}^{\rm t}+2\langle N\rangle_{m}^{\rm t}\langle N\rangle_{0}^{\rm t}\right], (20)
μm(3)\displaystyle\mu_{m}^{(3)} =\displaystyle= 2wm,0[N30t+3N2mtN0t+3NmtN20t],\displaystyle 2w_{m,0}\left[\langle N^{3}\rangle_{0}^{\rm t}+3\langle N^{2}\rangle_{m}^{\rm t}\langle N\rangle_{0}^{\rm t}+3\langle N\rangle_{m}^{\rm t}\langle N^{2}\rangle_{0}^{\rm t}\right], (21)
μm(4)\displaystyle\mu_{m}^{(4)} =\displaystyle= 2wm,0[N40t+4N3mtN0t+4NmtN30t+6N2mtN20t],\displaystyle 2w_{m,0}\left[\langle N^{4}\rangle_{0}^{\rm t}+4\langle N^{3}\rangle_{m}^{\rm t}\langle N\rangle_{0}^{\rm t}+4\langle N\rangle_{m}^{\rm t}\langle N^{3}\rangle_{0}^{\rm t}+6\langle N^{2}\rangle_{m}^{\rm t}\langle N^{2}\rangle_{0}^{\rm t}\right], (22)

for m>0m>0 and

μ0(1)\displaystyle\mu_{0}^{(1)} =\displaystyle= 0,\displaystyle 0, (23)
μ0(2)\displaystyle\mu_{0}^{(2)} =\displaystyle= 2N0tN0t,\displaystyle 2\langle N_{0}\rangle^{\rm t}\langle N_{0}\rangle^{\rm t}, (24)
μ0(3)\displaystyle\mu_{0}^{(3)} =\displaystyle= 6N02tN0t,\displaystyle 6\langle N_{0}^{2}\rangle^{\rm t}\langle N_{0}\rangle^{\rm t}, (25)
μ0(4)\displaystyle\mu_{0}^{(4)} =\displaystyle= 8N03tN0t+6N02tN02t.\displaystyle 8\langle N_{0}^{3}\rangle^{\rm t}\langle N_{0}\rangle^{\rm t}+6\langle N_{0}^{2}\rangle^{\rm t}\langle N_{0}^{2}\rangle^{\rm t}. (26)

To obtain the true moments Nrmt\langle N^{r}\rangle_{m}^{\rm t}, we first use the fact that C0(1)=0C_{0}^{(1)}=0, which leads to N0t=N0/(1+α0)\langle N\rangle_{0}^{\rm t}=\langle N\rangle_{0}/(1+\alpha_{0}). Next, Eqs. 17 and 18 shows that the correction factors C0(r)C_{0}^{(r)} at m=0m=0 are given only by the moments Nr0t\langle N^{r^{\prime}}\rangle_{0}^{\rm t} with r<rr^{\prime}<r. One thus can obtain Nr0t\langle N^{r}\rangle_{0}^{\rm t} recursively from lower order up to any higher orders. Similarly, one can obtain the true moments at multiplicity m=1m=1 from lower order moments up to any order using the fact that the correction factor C1(r)C_{1}^{(r)} consists of Nrmt\langle N^{r^{\prime}}\rangle_{m^{\prime}}^{\rm t} with rrr^{\prime}\leq r and mmm^{\prime}\leq m. By repeating the same procedure one can obtain the true moments for all multiplicities.

An important remark here is that this procedure can be carried out in almost data-driven way. Only thing we need is the probabilities wi,jw_{i,j} and αm\alpha_{m}, which would be determined by simulations.

II.3 Pileups composed of more than two single-collision events

So far, we considered the pileup events composed of two single-collision events. It is not difficult to extend these results to include the pileup events composed of three single-collision events. In this case, Eq. 2 is modified as

Pmpu=i,jδm,i+jwi,jPi,jsub(N)+i,j,kδm,i+j+kwi,j,kPi,j,ksub(N),\displaystyle P_{m}^{\rm pu}=\sum_{i,j}\delta_{m,i+j}w_{i,j}P_{i,j}^{\rm sub}(N)+\sum_{i,j,k}\delta_{m,i+j+k}w_{i,j,k}P_{i,j,k}^{\rm sub}(N), (27)

where Pi,j,ksub(N)P_{i,j,k}^{\rm sub}(N) represents the probability distribution of NN on the sub-pileup events composed of three single collisions with multiplicities ii, jj, and kk, and wi,j,kw_{i,j,k} is the probability of the sub-pileup event. From the independence of the individual collisions, Pi,j,ksub(N)P_{i,j,k}^{\rm sub}(N) is given by

Pi,j,ksub=Ni,Nj,NkδN,Ni+Nj+NkPit(Ni)Pjt(Nj)Pjt(Nj).\displaystyle P_{i,j,k}^{\rm sub}=\sum_{N_{i},N_{j},N_{k}}\delta_{N,N_{i}+N_{j}+N_{k}}P_{i}^{\rm t}(N_{i})P_{j}^{\rm t}(N_{j})P_{j}^{\rm t}(N_{j}). (28)

Then, it is straightforward to derive the relations like Eqs. 9 and 16. These results allow us to obtain the true moments Nrmt\langle N^{r}\rangle_{m}^{\rm t} recursively from small mm as before. In this way, pileups with arbitrary many single-collision events can be taken into account in principle.

III Model

In this section we apply the procedure introduced in the previous section to the pileup correction in simple models and demonstrate that the true cumulants are successfully obtained.

III.1 Multiplicity distributions

Let us first generate a realistic multiplicity distribution with pileup events. We employ the Glauber and two-component model for this purpose. Two gold nuclei are collided in the Glauber model, where the pppp cross section is chosen to be 3333 mb. The number of participant nucleons, NpartN_{\rm part}, and binary collisions, NcollN_{\rm coll}, are obtained. In order to propagate NpartN_{\rm part} and NcollN_{\rm coll} to the multiplicity, we define the number of sources, NscN_{\rm sc} as

Nsc=(1x)Npart+xNcoll,\displaystyle N_{\rm sc}=(1-x)N_{\rm part}+xN_{\rm coll}, (29)

where xx is the fraction of the hard component. We choose x=0.1x=0.1 for the simulation. Particles are then generated from each source NscN_{\rm sc} based on the negative binomial distribution:

Pμ,k(N)=Γ(N+k)Γ(N+1)Γ(k)(μ/k)N(μ/k+1)N+k,\displaystyle P_{\mu,k}(N)=\cfrac{\Gamma(N+k)}{\Gamma(N+1)\Gamma(k)}\cdot\cfrac{(\mu/k)^{N}}{(\mu/k+1)^{N+k}}, (30)

where μ\mu is the mean value of particles generated from one source, and kk corresponds to the inverse of width of the distribution. μ=1.0\mu=1.0 and k=1.0k=1.0 are chosen for the simulation. In order to simulate the pileup events as well as normal single-collision events, multiplicities from two collision events are randomly superimposed with the probability α=0.05\alpha=0.05. In this way, 10 million Au+Au collision events are processed. We note that in this model the pileup probabilities wi,jw_{i,j} and αm\alpha_{m} are given by Eqs. 5 and 6 by construction.

The resulting multiplicity distribution is shown by the black line in Fig. 1. The blue squares show the multiplicity distribution from single-collision events, while those from pileup events are shown by the red circles. It is found that, due to the pileup events, the measured distribution has the tail on top of the distribution from the single-collision events. The inset panel shows αm\alpha_{m}, i.e. the ratio of the pileup events at multiplicity mm. From the panel one finds that αm\alpha_{m} grows with increasing mm. This behavior suggests that the effect of pileup events are more problematic in central collisions rather than peripheral collisions.

In Fig. 2, we plot the multiplicity distribution of single-collision events T(m)T(m) and the number of sub-pileup events (i,j)(i,j) normalized by total simulated events, αT(i)T(j)\alpha T(i)T(j). From these results wi,jw_{i,j} and αm\alpha_{m} are constructed according to Eqs. 5 and 6. These parameters are used in the following two subsections.

Refer to caption
Figure 1: The multiplicity distribution generated from the Glauber and two component model. The black line includes the contribution from pileup events with α=0.05\alpha=0.05 (measured distribution). The red open circles are the distribution from pileup events, and the blue squares are from the normal single collision events. The bands indicate 0-5%, 5-10% and 70-80% centralities. The inset panel shows the ratio of pileup to measured distributions as a function of multiplicity (αm\alpha_{m}).
Refer to caption
Figure 2: Correlation between multiplicities ii and jj from two collisions which forms pileup events. Z-axis is normalized by total number of events. The inset panel shows the expanded plot at x<7x<7 and y<7y<7. Projected histograms into x and y axes are shown as well.

III.2 Simple case

In this and next subsections, we discuss the pileup correction for two model distributions Pmt(N)P_{m}^{\rm t}(N) with the multiplicity distribution obtained in Sec. III.1. In this subsection, we consider a simple model where the particle number NN obeys the Poisson distribution with the mean value of 1010 at all the multiplicity bin. We emphasize that this model is totally impractical, because 1010 particles on average are created at both m=0m=0 and m=300m=300. However, this model is suitable to demonstrate the validity of the recursive correction procedures. The more realistic model will be discussed in the next subsection.

Figure 3 shows the particle distribution for the first 4 multiplicity bins (m=0m=0, 1, 2, 3). The red circles show pileup events, and the blue squares show the single-collision events. The measured distribution given by the sum of these distributions is shown by the black solid lines, which are found to have a bump structure at N20N\gtrsim 20 due to pileup events. Other colored lines show the sub-pileup events for all possible combinations of (ii,jj) with m=i+jm=i+j. In the case of m=0m=0, there is only one combination for sub-pileup, (i,j)=(0,0)(i,j)=(0,0), and the distributions of pileup and sub-pileup events are identical and w0,0=1w_{0,0}=1. As shown in Fig. 3 (b), (c) and (d), in the case of m1m\geq 1, the pileup distribution consists of multiple sub-pileup events with (i,j)=(m,0)(i,j)=(m,0), \cdots, (0,m)(0,m).

In Fig. 4, we show the cumulants Nrm,c\langle N^{r}\rangle_{m,\rm c} at the mmth multiplicity bin. In the figure, the cumulants are plotted for the true single-collision distribution obtained by the simulation, measured distribution with the pileup effects, and the corrected results. Statistical uncertainties are estimated by bootstrap. True cumulants are Nmr=10\langle N^{r}_{m}\rangle=10 by definition. The measured cumulants have strong deviations from this value due to the pileup events Sombun et al. (2018); Garg and Mishra (2017). It is notable that the measured cumulants especially for r=1r=1 and 2 behave similar to what we have already seen in αm\alpha_{m} in the inset panel in Fig. 1. Because the particles are generated according to the Poisson distributions having the same mean value, the effects from the pileup events only depend on the pileup probability. Corrected cumulants are found to be consistent with the true value Nrm,c=10\langle N^{r}\rangle_{m,\rm c}=10 within statistics, which indicates that our method does work well. Large point-by-point variations are due to the increased statistical uncertainties after the corrections.

Refer to caption
Figure 3: Particle number distributions, Pm;i,j(N)P_{m;i,j}(N), in the simple model in Sec. III.2 for the first 4 multiplicity bins, (a) m=0m=0, (b) m=1m=1, (c) m=2m=2 and (d) m=3m=3. The red circles shows the pileup events, and blue squares are for single-collision events. The black solid line is for measured events. Distributions for sub-pileups are shown in colored or dotted lines.
Refer to caption
Figure 4: Cumulants up to the 44th-order as a function of multiplicity in the simple model in Sec. III.2. True values of cumulants are shown by the blue squares, and the measured value of cumulants (including pileup events) are shown by the black circles. The red stars show the results corrected for pileups.

III.3 Realistic case

Next, we move on to more realistic case, where the mean value of NN increases with increasing NpartN_{\rm part}. We again employ the Poisson distribution for NN, but in contrast to the previous subsection we assume that the mean value varies depending on NpartN_{\rm part} as N=0.05Npart\langle N\rangle=0.05N_{\rm part}. We employ the same pileup probability α=0.05\alpha=0.05. The centrality is defined by dividing the multiplicity distribution of single-collision events (see Fig. 1 for corresponding regions in multiplicity distributions). Figure 5 shows the particle number distributions for 0-5%, 10-20%, 40-50% and 70-80% centralities. The pileup distributions are found inside the true distribution at peripheral collisions, while the pileup distributions in central collisions appear as a long tail in the measured distributions. Thus, large effects on cumulants are expected in central collisions in this simulation Garg and Mishra (2017).

Cumulants for each multiplicity bin are averaged in each centrality by using event statistics as a weight Luo and Xu (2017), which are shown in Fig. 6 as a function of centrality. The centrality is 05%0-5\%, 510%5-10\%, 1020%10-20\%… ,7080%70-80\% from x=0x=0 to x=8x=8. In this case, significant deviation on measured cumulants are observed only in the central collisions, as was expected from Fig. 5. Corrected cumulants are consistent with true cumulants even at 05%0-5\%. This result shows that the pileup correction proposed in Sec. II is successfully applicable to realistic particle distributions.

It would be interesting to discuss briefly about volume fluctuations Skokov et al. (2013). In Fig. 6 the cumulants with fixed NpartN_{\rm part} are shown by the dotted lines. The difference between markers and lines seen especially for higher-order cumulants indicate the residual volume (participant) fluctuations even after the centrality bin width averaging Luo and Xu (2017); Braun-Munzinger et al. (2017). This happens because we let NpartN_{\rm part} fluctuate event by event based on the Glauber model and the mean value of Poisson distribution is defined as the function of NpartN_{\rm part}. It should be noted that the location of the kink structure at x=12x=1\sim 2 (5-10% and 10-20% centralities), where the cumulants of NpartN_{\rm part} distribution have minimum or maximum values Braun-Munzinger et al. (2017), observed in true and corrected cumulants would depend on the model and the binning of the centrality. Interestingly, the measured cumulants including pileup events look rather qualitatively normal (linear) compared to the true and corrected cumulants. This would imply that the pileup events could accidentally hide the characteristic kink structure arising from the volume fluctuations. One should always be careful if the effects from the volume fluctuations are removed from the measurements. Otherwise, the final results could be spoiled by sizable effects of both pileup and volume fluctuations.

Refer to caption
Figure 5: Particle number distributions for (a) 70-80%, (b) 40-50%, (c) 10-20% and (d) 0-5% centralities in the realistic model in Sec. III.3. The red circles shows the pileup events, and the blue squares are for single-collision events. The black solid line is for measured events.
Refer to caption
Figure 6: Cumulants up to the 44th-order as a function of centrality, 0-5%, 5-10%, 10-20%, \cdots, and 70-80% centralities from x=0x=0 to 88. True values of cumulants are shown by the open blue squares, and the measured values of cumulants (including pileup events) are shown by open black circles. The red open stars show results corrected for pileups. The ratios of measured and corrected results to the true cumulants are shown by the filled markers in lower panels. The true values excluding volume fluctuations are shown in dotted lines.

IV Systematics

IV.1 Trigger inefficiency

An important procedure of the pileup correction is the recursive solving of moments from the lowest multiplicity event at m=0m=0. At such super-peripheral collisions, however, the event itself cannot be triggered due to small multiplicity and the detector threshold to reject backgrounds. The event efficiency is thus reduced in peripheral collisions, which is known as “trigger inefficiency”. It is possible that these effects at smaller multiplicity events accumulate in the recursive procedure and give rise to a large systematic deviation on the reconstructed cumulants at large mm.

To check this problem, in this subsection the events for m<20m<20 are artificially reduced by the arbitrary function of the multiplicity, and the pileup correction is not applied for this region. In other words, we regard the observed moments Nrm\langle N^{r}\rangle_{m} as the true moments Nrmt\langle N^{r}\rangle_{m}^{\rm t} for m<20m<20, and perform the correction only for m20m\geq 20. The model in Sec. III.3 is employed.

Figure 7 shows the ratios of measured and corrected cumulants to the true cumulants as a function of multiplicity. The averaged results for centrality bins 0-5, 5-10, 10-20, … 50-60% are also shown. As the correction is not applied for m<20m<20, the corrected results are identical with measured values. On the other hand, the corrected cumulants for m20m\geq 20 are quickly approaching to the true value, which shows that the correction works well regardless of incorrect correction factors in peripheral collisions. This is because the sub-pileup moments (the second term in Eq. 9) have less contributions from peripheral collisions due to the tiny production rate of particles of interest. Since it depends on how significant the production of particles of interest is in peripheral collisions compared to central collisions, we would propose to check the results by changing the starting point of the recursive corrections, and implement it as a part of systematic uncertainties in final results.

Refer to caption
Figure 7: The ratios of measured (black circles) and corrected (red stars) cumulants with respect to the true cumulants as functions of multiplicity. The bands represent the statistical uncertainties. The results averaged into 0-5, 5-10, 10-20,… and 50-60% centralities are shown in blue squares and green crosses.

IV.2 Correction parameters

The new method relies on the probabilities wi,jw_{i,j} and αm\alpha_{m}, and other terms are all extracted from data. Hence, the systematic uncertainties would come from how precisely those parameters are determined in the simulations.

To check how the uncertainty of wi,jw_{i,j} and αm\alpha_{m} affects the final result, we again employ the model in Sec. III.3 and perform the pileup correction using wrong pileup probabilities, α(1+p)\alpha(1+p), with α=0.05\alpha=0.05. We vary the value of pp from -10% to 10% and determine the values of wi,jw_{i,j} and αm\alpha_{m} according to Eqs. 5 and 6. The pileup correction is then performed with these wrong probabilities. Figure 8 shows cumulants up to the 44th order at 0-5% centrality as functions of pp. It can be found that the results are overcorrected for p>0p>0, while the corrections are not enough for p<0p<0. Further, higher-order cumulants get more affected by wrong values of the correction parameters as seen in the larger slope of the fitted functions. We would propose to consider those variations as systematic uncertainties on final results.

Refer to caption
Figure 8: Cumulants up to the 44th-order corrected with a wrong pileup probability , α(1+p)\alpha(1+p), as a function of pp. Statistical uncertainties are shown in bands. The red dotted lines are the polynomial fit functions with c1p+c0c_{1}p+c_{0}. The values of the fit parameter c1c_{1} are shown in the panel. The scale of y-axis is set to ±\pm15% with respect to the cumulant values at p=0p=0 for all panels.

V Summary

In this paper, we proposed a method to correct the effect of the pileup events on the higher-order moments and cumulants. The method can be derived by decomposing pileups into various combinations of sub-pileup events in terms of moments. The moments for sub-pileup events can be reconstructed assuming that the pileups are the consequences of the superposition between two independent events. We utilized the fact that the pileup changes the total multiplicity. The correction formulas are expressed by the sub-pileup moments and the moments from the lower multiplicity events, thus solvable from the lowest multiplicity events. Two models are performed with the same mean values of particle distributions for all multiplicity events, and with the NpartN_{\rm part}-dependent mean values. The method works correctly for both cases. The method can deal with the pileup events for more than two single-collisions. The effect of trigger inefficiencies needs to be carefully checked by changing the starting point of the recursive corrections. The systematic uncertainties will be reduced by determining the pileup probability precisely.

Finally, we remark that one has to make sure that the detector efficiencies are corrected in a proper way  Bialas and Peschanski (1986); Kitazawa and Asakawa (2012a, b); Bzdak and Koch (2012, 2015); Luo (2015); Kitazawa (2016); Bzdak et al. (2016); Nonaka et al. (2017); Kitazawa and Luo (2017); Nonaka et al. (2018); Esumi and Nonaka (2020) before performing the pileup correction.

VI Acknowledgement

This work was supported by Ito Science Foundation (2017) and JSPS KAKENHI Grant No. 25105504, 17K05442 and 19H05598.

References