Orbital integrals and normalizations of measures
Abstract.
This note provides an informal introduction, with examples, to some technical aspects of the re-normalization of measures on orbital integrals used in the work of Langlands, Frenkel-Langlands-Ngô, and Altug on Beyond Endoscopy. In particular, we survey different relevant measures on algebraic tori and explain the connection with the Tamagawa numbers. We work out the example of in complete detail. The Appendix by Matthew Koster illustrates, for the Lie algebras and , the relation between the so-called geometric measure on the orbits and Kirillov’s measure on co-adjoint orbits in the linear dual of the Lie algebra.
1. Introduction
Haar measure on a locally compact topological group is unique up to a constant. In many situations the normalization matters (as we shall see below). In particular, it seems that some measures are more convenient than others in the approach to Beyond Endoscopy by Frenkel-Langlands-Ngô, Arthur, and Altug. The main goal of this note is to track some of the normalizations of the measures that arise in the literature on orbital integrals on reductive groups over non-Archimedean local fields, and provide an introduction to this aspect of Altug’s lectures. In particular, our first goal is to give an exposition of the formula (3.31) in [FLN10], which is the first technical step towards Poisson summation. The second goal is to summarize the relationship between measures on -adic manifolds, point-counts over the residue field, and local -functions. These relations are scattered over the literature, and the aim here is to collect the references in one place, and provide some examples.
Fundamentally, there are two approaches to choosing a normalization of a Haar measure on the set of -points of an algebraic group for a local field : one can consider a measure associated with a specified differential form; or one can choose a specific compact subgroup and prescribe the volume of that subgroup. As we shall see, both approaches have certain advantages, and converting between these two kinds of normalizations can be surprisingly tricky. All the objects we consider here will be affine algebraic varieties, and we will only consider algebraic differential forms. To avoid confusion, we will try to consistently denote varieties by bold letters, while various sets of rational points will be denotes by letters in the usual font.
In this context, we start, in §2, with a quick survey of A.Weil’s definition of the measure on the set of -points of an affine variety associated with an algebraic volume form on . We discuss the relation between this measure and counting rational points of over the residue field, and the results on the various measures on for an algebraic torus that follow. Next in §3, we compare two natural measures on the orbits of the adjoint action of an algebraic group on itself. This comparison is the main reason for writing this note. More specifically, we introduce Steinberg map and derive the relationship between two measures on the orbits: the so-called geometric measure, obtained by considering the stable orbits as fibres of Steinberg map, and the measure obtained as a quotient of two natural measures coming from volume forms. In §4, we combine the outcome with the results of §2 to obtain the relationship between the geometric measure and the so-called canonical measure (which is the one most frequently used to define orbital integrals). We do the example in detail. Finally, in §5, we assemble the local results into a global calculation, first, in the context of the analytic class number formula, and then in the case of Eichler-Selberg Trace Formula.
Acknowledgment and disclaimer.
These notes would not have been possible without many conversations with W. Casselman over the years; in particular, among many other insights, I thank him for pointing out the key point of §2.2.3. I learned most of the material presented in these notes while working on a seemingly unrelated project with Jeff Achter, S. Ali Altug, and Luis Garcia. I am very grateful to these people. One of the things that surprised me during that work was the difficulty of doing calculations with Haar measure and tracking its normalizations in the literature. The goal of these notes is to illustrate practical ways of doing such calculations, and provide references (and emphasize the normalizations of the measures in these sources) to the best of my ability at the moment. I am not aiming at presenting general (or rigorous) proofs here.
My sincere gratitude also goes to the organizers of the Program “On the Langlands Program: Endoscopy and Beyond” at NUS for inviting me to give these lectures and for their patience and encouragement during the preparation of these notes; and to the referee for many helpful suggestions.
2. Volume forms and point-counting
Everywhere in this note, stands for a non-Archimedean local field (of characteristic zero or positive characteristic), with the ring of integers and residue field of cardinality . We denote its uniformizing element (a uniformizer for short) by ; by definition, is a generator of the maximal ideal of . We denote the normalized valuation on by ; thus, .
2.1. The measure on the affine line
We start with choosing, once and for all, an additive Haar measure on the affine line. For a non-Archimedean local field , we normalize the additive Haar measure on so that . For an affine line over , given a choice of the coordinate , there is an invariant differential form ; we declare that the associated measure on also gives volume to the ring of integers (this choice is analogous to setting up the ‘unit interval’ on the -axis over the reals and declaring that the interval has ‘volume’ (i.e., length) with respect to the measure ). Now that this choice is made, any non-vanishing top degree differential form (defined over or any finite extension of ) on a -dimensional -variety determines a measure on the set of its -points, where stands for the absolute value on (respectively, its unique extension to the field of definition of ). Thus, our definition of the measure associated with a volume form is such that for the additive group both approaches to normalizing the measure give the same natural measure: the measure that gives volume . We shall see that such a measure is closely related to counting points over the residue field.
Remark 2.1.
Note that our choice of the normalization of the measure on the affine line differs from that of [FLN10]: if the local field under consideration arises as a completion of a global field at a finite place, we normalize the Haar measure on it so that the ring of integers has volume , whereas in [FLN10], the authors fix a choice of a character of the global field and normalize the measure on every completion so that it is self-dual with respect to that character. This choice is important for the Poisson summation formula; however, as the authors point out, this makes all the measures locally non-canonical. Since our exposition is local, we chose to omit this complication. However, this means that given any variety defined over a global field , our calculations of measures on at every place differ from those of [FLN10] by , where is the different, is the norm map, and is the discriminant of .111more precisely, we quote (approximately) from [FLN10]: ‘because of this there are no canonical local calculations. The ideal is however equal to almost everywhere. So there are canonical local formulas almost everywhere.’ If , this issue disappears.
There is a natural notion of integration on the set of -adic points of a variety with respect to a volume form, see [Wei82]. A key feature of this theory is that if is a smooth scheme over , and is a top degree non-vanishing differential form on , defined over , then the volume of with respect to the measure is given by the number of points on the closed fibre of :
(1) |
The relationship between volumes and point-counts for more general sets (e.g. not requiring smoothness) was further explored by Serre [Ser81, Chapter III], Oesterlé [Oes82], and in the greatest generality,222a far-reaching generalization of these ideas is the theory of motivic integration started by Batyrev [Bat99], Kontsevich, Denef-Loeser [DL01], and Cluckers-Loeser [CL08]. W. Veys [Vey92].
Here we will only need to consider the case of reductive algebraic groups. We start with algebraic tori, where the volumes already carry interesting arithmetic information.
2.2. Tori
Let be an algebraic torus defined over . Let be the separable closure of . As discussed above, to define a measure on one can start with a differential form or with a compact subgroup. To define either, we first need a choice of coordinates on . One natural choice, albeit not defined over unless is -split, comes from any basis of the character lattice of . Let , where is the rank of , be any set of generators of over (the characters a priori are defined over ). We note that this choice is equivalent to a choice of an isomorphism over . Then we can define a volume form (defined over but not over , unless is split over ):
(2) |
The group of -points has a unique maximal compact subgroup in the -adic topology; we denote it by , following the notation of [Shy77]. Ono gave the description of this subgroup in terms of characters:
where is the sublattice of consisting of the characters defined over .
Question 1: What is the volume of with respect to the measure ?
The question is well-defined because any other -basis of would differ from by a -matrix of determinant , and hence the resulting volume form would give rise to the same measure.
The complete answer to this question is quite involved and requires machinery beyond the scope of this note. Here we show some basic examples illustrating the easy part and the difficulty, and provide further references in §2.2.3.
Example 2.2.
is -split. For , we have: the invariant form as above is , where is the identity character and the natural coordinate, and . The volume calculation gives:
as predicted by (1). Then for an -split torus of rank ,
The next easiest case is Weil restriction of scalars.
Example 2.3.
Let be a quadratic extension, and . Assume that the residue characteristic .
We write , where is any non-square in , and we can choose it to be in without loss of generality. By definition, has two characters defined over , call them and and think of them as -coordinates on . Then the volume form is simply . Note that it is defined over but not over . We can try to rewrite it in -coordinates: we write , and get:
(3) | ||||
where is the norm map.
We note that as a set, and the norm map is the generator of the group of -characters of . Thus the subgroup of is
Its volume with respect to the measure is:
(4) |
Thus we have reduced the computation of the volume of with respect to the volume form to the computation of the volume of the subset of , which we denote by , defined by
with respect to the usual measure on the plane (note that is open in in the -adic topology). The computation of this volume illustrates the way to use point-counting over the residue field, and for this reason we do it in detail. There are two cases: is a unit (i.e., is unramified), and is not a unit.
First, consider the unramified case. Note that since is a non-square unit. Then our set can be decomposed as:
and its volume with respect to the affine plane measure is, therefore:
There is an alternative (and more insightful) way to do this calculation: first, as above, observe that necessarily the set is contained in . Then consider the reduction mod map from to , where is the uniformizer of the valuation of . Each fibre of this map is a translate of the set , thus each fibre has volume with respect to the measure that we have denoted by . Therefore we just need to compute the number of these fibres to complete the calculation. There are two ways to do it: one is to proceed by hand, which in this case is easy enough. Another is to appeal to a generalization of Hensel’s Lemma: the affine -scheme defined by is smooth; this implies that the reduction map from the set of its -points is surjective onto the set of -points of its special fibre (see, e.g., [Ser81, §3] and [Bou85, III.4.5, Corollaire 3, p.271]). The set can be written as:
Since the reduction map is surjective in this case, we just need to find the number of points such that . The set of points satisfying this condition is in bijection with , where is the quadratic extension of our residue field , and we get the same result as above for the volume of .
If the extension is ramified, the calculation changes. In this case , hence for to be a unit, has to be a unit and there is no condition on other than it has to be an integer. Again consider the reduction modulo the uniformizer map. Its image in this case is (again, this can be checked by hand in this specific case), and thus the volume of the set is .
We summarize (cf. [Lan13]):
(5) |
Note the factor from (4) disappears (i.e., ) since we are assuming that . The factor in the ramified case comes from the factor in (4) (in this case, up to a unit since ).
For , everything in the calculation is slightly different (and a lot longer) but the answers are similar. Not to interrupt the flow of the exposition, we postpone the discussion of till §5.2 below.
2.2.1. Norm-1 torus of a quadratic extension
Finally, to illustrate general difficulties of this volume computation, we consider the example of the norm-1 torus of a quadratic extension.
There is an exact sequence of algebraic -tori:
(6) |
where the last map is the norm map; its kernel is an algebraic torus over , called the norm-1 torus.
It is tempting to try to use this exact sequence to compute the volume of with respect to , but that is not the right way to proceed. The standard way to do this calculation is to consider an isogeny between and and use the results of Ono on the behaviour of various invariants attached to tori under isogenies; see also [Shy77]. However, this would take us too far afield; instead we proceed with an elementary calculation. Before we do this calculation for a -adic field, consider for a moment the situation when and , in order to get some geometric intuition.
Example 2.4.
Let ; then the norm-1 torus is the unit circle .
The same calculation as in Example 2.3 shows that the volume form gives the measure on .
Similarly, if we go by the definition of the volume form on , we obtain the following. The generator of the character group (over ) is simply the identity character . We get that by definition, but intuitively it is not yet clear what is the measure defined by this form. We write , and note that when . We obtain:
(7) |
It is still not obvious what measure this form gives; it would be convenient to rewrite it using the local coordinate of some chart on the circle. Here we can use the fact that we are working over and take to be the arc length; then , , is the familiar (transcendental) parametrization. We get:
(8) | ||||
Since , we see that the measure coincides with the arc length.
The exact sequence (6) gives a relation between this measure and the measures on and , which is the same as rewriting the measure in polar coordinates. Indeed, we have (from calculus) , so . We obtain the relation between and the form on :
(9) |
The appearance of the factor in this relation, combined with the fact the norm map to is not surjective on -points and is illustrates that the relation between the measures on and is not straightforward (if one cares for a power of ). Armed with this caution, we move on to the -adic fields.
Example 2.5.
Let be the norm-1 torus of a quadratic extension as above, but with an extension of non-Archimedean local fields as in Example 2.3. As before, we assume (the case is treated below in §5.2).
As above, we would like to understand the form . We observe that the relation (7) can be easily adapted to this case (essentially, replacing with ). What we need is an algebraic parametrization of the conic . Such a parametrization is given in projective coordinates by:
(10) |
Then a calculation similar to (8) shows that in the affine chart ,
We note here that we could have used the same rational parametrization for the unit circle in the example above; then at this point we would have obtained the same answer: if we plug in , we get that the “volume” of the circle with respect to is , as expected.
Continuing with the -adic calculation, we can discard since . Next, we observe that (our torus is anisotropic; it has no non-trivial -characters, and hence the condition defining is vacuous). Therefore, the volume of with respect to is
(11) |
Now we need to consider two cases.
Case 1. The extension is unramified, i.e., is a non-square unit.
Then
(11) becomes (using the fact that
the volume of the -adic annulus with respect to the measure equals ) :
(12) | |||||
Case 2. The extension is ramified, i.e., . Then if and if . Thus, the integral computing the volume of again breaks down as a sum:
(13) | |||||
Let us compare the results of this calculation with the approach to volumes via point-counting. If we take the equation and reduce it modulo the uniformizer, we get an equation of a conic over . In the unramified case, this conic is in bijection with via (10); thus we expect the volume to equal , which agrees with (12).
In the ramified case, when is not a unit, the reduction of the same equation modulo the uniformizer gives a disjoint union of two lines over the finite field: it is the subvariety of the affine plane defined by . The point-count over gives us , thus the volume we obtain is , which agrees with (13) once we make the correction for the fact that our volume form had a factor of and thus was not defined over (this again illustrates why in [Wei82] the disciminant factor appears in the definition of the volume form). We note that when , the affine scheme is smooth over (in both the ramified and unramified cases, which can be checked by the Jacobi criterion, [BLR80, §2.2]), and this justifies the fact that the point-count on the reduction does give us the correct answer.
2.2.2. The Néron model
How do the above calculations generalize to an arbitrary algebraic torus? The issue is that for a torus that is not -split, it is not a priori obvious how to choose ‘coordinates’ defined over ; more precisely, one first needs to define an integral model for , i.e., a scheme over such that its generic fibre is . In order to use the formula (1), this model would also need to be a smooth scheme over . There is a canonical way to define such a smooth integral model for , namely, the weak Néron model, [BLR80, Chapter 4], which we shall denote by . In general it is a scheme not of finite type (it can have infinitely many connected components). The -points of its identity component provide another canonical compact subgroup of . This subgroup is traditionally used in the literature to normalize the Haar measures on tori (and plays a role in normalization of measures on general reductive groups, as we shall see below), but it plays no explicit role in this note, hence we do not discuss any details of its definition.
Moreover, once we have the -model for , we can use the local coordinates associated with this model to define a volume form on . Unlike the volume form defined above by using the characters, this form actually has coefficients in ; it is called the canonical volume form in the literature, following the article [Gro97]; we call it , but we shall not use any explicit information about it in this note.
In general, is a subgroup of finite index in (this index is an interesting arithmetic invariant, see [Bit11] for a detailed study), and the relationship between the form defined above and is discussed in [GG99]. The subgroup is the set of -points of the so-called standard integral model of , which is not smooth in general; roughly speaking, the coordinates on the standard model come from the characters as above in the examples (see [Bit11, §1.1]).
If splits over an unramified extension of , the situation is simple (see [Bit11] and references therein for details):
Theorem 2.6.
Suppose that splits over an unramified extension of . Then
-
(1)
, and the special fibre of is an algebraic torus over .
-
(2)
.
We give one illustrative example without any details, and summarize the known general results below in §2.2.3.
Example 2.7.
Consider again Example 2.5, where is the norm-1 torus of a quadratic extension. It is anisotropic over , and consequently its Néron model is a scheme of finite type over . If is unramified, the ‘standard model’ (see [Bit11]) coincides with the Néron model, and is simply defined by the equation over . It is connected and its special fibre is an irreducible conic over , which has rational points over , as discussed above.
If is ramified, e.g. , then (the special fibre of has two connected components, each isomorphic to an affine line as we saw above – note that it is not an algebraic torus!) And in this case we have
and also .
Example 2.8.
For an arbitrary finite extension and , we have , and . If are elements of that form a basis for over , then form a basis of over . Then by definition of the discriminant (as the norm of the different ), the measure equals , i.e. the conversion factor is the square root of the -absolute value of the discriminant of :
This calculation is generalized to an arbitrary reductive group (not just an arbitrary torus) in [GG99].
2.2.3. References to the general results: a non-self-contained answer to Question 1
- (1)
-
(2)
The relation holds for any algebraic torus, [Bit11, Proposition 2.14].
-
(3)
As noted above, the form is not generally defined over . It turns out (see [GG99]) that it only needs to be corrected by a factor that is a square root of an element to get to a form defined over . We saw this already in the case when is of the form ; the general case follows from this calculation and a theorem of Ono that relates an arbitrary torus with a torus of the form , see proof of Corollary 7.3 in [GG99]. Specifically, Corollary 7.3 in [GG99] states (using our notation) that if has characteristic zero or if splits over a Galois extension of of degree relatively prime to the the characteristic of , then:
(14) where is a refined Artin conductor of the motive associated with , defined in [GG99, (4.5)]. We discuss this motive briefly in the next subsection, but do not discuss the definition of the Artin conductor.
-
(4)
Combining these results gives an answer to Question 1 above.
2.2.4. The local -functions
There is yet another way to express the number of -points of , and hence the volume of , entirely in terms of the representation of the Galois group on the character lattice, using Artin L-factor.
Indeed, an algebraic torus over is uniquely determined by the action of the Galois group of its splitting field on . Let and let be the inertia subgroup and let be the Frobenius automorphism of over . Recall that we have the exact sequence of groups
and the cyclic group is isomorphic to the Galois group of the residue field . Thus we get a natural action of on the set of inertia invariants . Let us denote this integral representation by
where . The Artin -factor associated with this representation is, by definition,
(15) |
where is the identity matrix of size . Then the following relation holds (we are quoting it from [Bit11, Propostion 2.14]):
Theorem 2.9.
.
Note that if is unramified, the inertia is trivial, so .
Thus, to summarize, we have defined a natural invariant form on and described the maximal compact subgroup of in terms of the characters of . If splits over an unramified extension, the volume of with respect to this differential form equals
(16) |
where the second equality holds for any , not necessarily unramified. In general, the volume of with respect to this differential form contains two more factors – the index of in and the ratio between the differential forms and .
2.3. Reductive groups
Similarly to the case of tori discussed above, for a general reductive group over a local field , the choice of a normalization of Haar measure is linked with a choice of a ‘canonical’ differential form or a ‘canonical’ compact subgroup of (unlike an algebraic torus, the set of -points of a general reductive group can have more than one conjugacy class of maximal compact subgroups, and this choice matters for the normalization of measure). Luckily, for the questions studied in [FLN10] the choice of the normalization of measure on does not matter – it only contributes some global constant.
However, for completeness, we record that a ‘canonical’ choice of a compact subgroup and an associated volume form is described by B. Gross in [Gro97], using Bruhat-Tits theory. The group is the set of -points of a smooth scheme over whose generic fibre is . Hence, by Weil’s general argument (since is smooth over ), the volume of is obtained by counting points on the special fibre of (see ([Gro97, Proposition 4.7]):
(17) |
Moreover, Gross defines an Artin-Tate motive associated with such that the volume of the canonical compact subroup with respect to the canonical form is given by the value of the Artin -function associated with this motive at . (If is an algebraic torus, the associated motive is precisely the representation of the Galois group on its character lattice as above, and Gross’ result amounts precisely to the statement of Theorem 2.9 above).
3. Orbital integrals: the geometric measure
3.1. The two normalizations
Let be a connected reductive algebraic group over . We denote the sets of regular semisimple elements in by (respectively, for the Lie algebra of ).22footnotetext: The simplest way to characterize the set of regular semisimple elements is to use any faithful representation of to think of its elements as matrices; then an element (respectively, ) is regular and semisimple if and only if its eigenvalues (in an algebraic closure of ) are distinct; we will also give a precise definition below in §3.3.1.
Let (in this note we are only interested in this setting). The adjoint orbit (or simply, ‘orbit’, or sometimes, ‘rational orbit’ when we want to emphasize that it is the group of -points of that is acting on it) of is the set
The centralizer of is by definition the group . We will also briefly refer to the notion of a stable orbit of . It is a finite union of rational orbits; as a first approximation, it can be thought of as the set
However, this is not the correct definition in general; see [Kot82]. We will not need a precise definition in this note. If , then for , the stable orbit and rational orbit are the same.
When , the identity component of the centralizer of is a maximal torus ; it can be thought of as a set of -points of an algebraic torus defined over . This leads to two natural approaches to normalizing the measure on the orbit of :
-
(1)
Normalize the measures on and according to one of the methods discussed above and consider the quotient measure.
-
(2)
Describe the space of all (stable) orbits, and derive a measure on each orbit as a quotient measure with respect to the measure on the space of orbits. 333In fact, there is a third natural approach if we are working with the orbital integrals on the Lie algebra rather than the group: namely, to identify with and consider the differential form on the orbit itself which comes from Kirillov’s symplectic form on co-adjoint orbits, see [Kot05]. We will not discuss this approach here as it is not related to the main subject of the note. However, the example of where one can clearly see the relation of this measure to what one would expect from calculus is provided in the Appendix by Matthew Koster.
Since the -invariant measure on each orbit is unique up to a constant multiple, the two orbital integrals defined with respect to these measures will of course differ by a constant; however, this constant can, and does, depend on the orbit. The goal of this section is to give a detailed explanation for the formula that relates the two orbital integrals; this is equation (3.31) in [FLN10]. More specifically, we start with a review of the construction of Steinberg map , in §3.2 below. The set has an open dense subset whose points parametrize the stable orbits of regular semisimple elements in – each fibre of the map over a point of this subset is such a stable orbit. The relation (3.31) in [FLN10] we aim to explain is:
(18) |
where . We start by defining all the ingredients of this formula (as we shall see, this formula is not really about orbital integrals; it is simply a statement about the relationship between two invariant measures on an orbit). We also simultaneously treat the orbital integrals on Lie algebras.
3.2. The space ; Chevalley and Steinberg maps
We start with the Lie algebra, where the situation is simpler. We recall that acts on via adjoint action, denoted by (for the classical groups and their Lie algebras, is simply matrix conjugation by an element ). When we talk about orbits in , it is the orbits under the adjoint action. For , its centralizer is, by definition, its stabilizer (in ) under the adjoint action. If , then is a maximal torus in .
3.2.1. Reductive Lie algebra; algebraically closed field
444This section is entirely based on [Kot05, §14].Let be the Lie algebra of . For the moment let us work over an algebraically closed field of characteristic (in fact, assuming sufficiently large characteristic is sufficient here but we will not pursue this direction). Let be a maximal Cartan subalgebra. Then the ring of polynomial functions on is the symmetric algebra . The Weyl group acts on , and the ring of invariants is the ring of regular functions on the quotient . In other words, is a variety over , isomorphic to . Furthermore, in fact is itself a polynomial ring, and so is isomorphic to the affine space , where .
Example 3.1.
Let , and let be the Cartan subalgebra consisting of diagonal matrices. Then , , and is the algebra of symmetric polynomials. As we know, it is generated by the elementary symmetric polynomials. Thus, the map is given by: , where and is the -th elementary symmetric polynomial. Note that in particular, for , we get the map .
Let be the -algebra of polynomial functions on , and let be the subalgebra of the polynomials invariant under the adjoint action of . We quote from [Kot05, §14.2]: Chevalley’s restriction theorem can be stated as:
where the isomorphism is given by restricting the polynomial functions from to . Dually to the inclusion , we get the surjection (which we will refer to as Chevalley map)
which maps to the unique -orbit in consisting of elements conjugate to the semisimple part of . An important observation (which is not used in these notes but is very relevant for the subject) is that the nilpotent cone in is .
In general, the role of ‘elementary symmetric polynomials’ is played by the traces of irreducible representations of determined by the fundamental weights. Namely, let be the fundamental weights determined by a choice of simple roots for (i.e., the weights of defined by , where is a base of the root system of ). Let be the representation of of highest weight . Then , as an algebra, is generated by (see, e.g., [Hum72, 23.1]).
For the type , one recovers the elementary symmetric polynomials from this construction. Namely, for , it happens that the exterior powers of the standard representation are irreducible, and they give all the fundamental representations: , for , where is the standard representation, which has highest weight . Consequently, since the coefficients of the characteristic polynomial of a matrix are (up to sign) the traces of its exterior powers, we obtain:
Example 3.2.
For , Chevalley map can be realized explicitly as , where are the coefficients of the characteristic polynomial of .
3.2.2. Reductive Lie algebra, non-algebraically closed field
When the field is not algebraically closed, the space can be defined as , avoiding the need to choose a maximal torus; it turns out that the morphism is still defined over (see [Kot05, §14.3]). However, in this note we are only considering the case of split over , and it is convenient for us to continue using an explicit definition of the map. Namely, if is split over , we can choose the split maximal torus in , and define exactly as above. The definition of the map stays the same. Consider explicitly what happens in the example.
Example 3.3.
As above, Chevalley map is the map , . All the split Cartan subalgebras are conjugate in . The image under Chevalley map of any split Cartan subalgebra of is the set
We observe that the -conjugacy classes of Cartan subalgebras in are in bijection with quadratic extensions of : as discussed above in Example 2.8, for each quadratic extension of we get the torus in . Its Lie algebra maps under Chevalley map onto the set
We note that the image of the set of semisimple elements of is the complement of the origin in , and the image of the set of regular semisimple elements is the complement of the locus .
This situation is general: all Cartan subalgebras become conjugate to over the algebraic closure of ; Chevalley map is defined over , and on -points, the images of under Chevalley map cover a Zariski open subset of as runs over a set of representatives of the -conjugacy classes of tori.
Now we return to the group itself; here the situation gets more complicated because of the central isogenies.
3.2.3. Semi-simple simply connected split group
Assume that is split over , and let be an -split maximal torus of . We shall see that in this case. To do this, we construct a basis for the coordinate ring of (see [FLN10, §3.3]). Let be a set of simple roots for relative to (since is assumed to be semi-simple, the root lattice spans the same vector space as the character lattice , so there are simple roots). Let be the fundamental weights, as above, defined by for . We recall that for a semi-simple algebraic group, simply connected means that the character lattice coincides with the weight lattice, i.e. with constitute a -basis of .
Let be the algebraic representation of of the highest weight for , and let . These functions are algebraically independent over and
As above, we get the map , defined by . This map for the group is called Steinberg map.
Example 3.4.
As a baby example, take , with the torus of diagonal matrices, and let be its standard representation on . For , let be the one-parameter subgroup of diagonal matrices, . Then the weights of are and (which form a single Weyl orbit). We have , and this is the coordinate on the affine line .
More generally, for , we have , and with the standard choice of simple roots , the above construction yields - the standard representation of on , and (see [FH91, §15.2] for a detailed treatment over , which in fact works for algebraic representations over ). We recover the same ‘characteristic polynomial’ map: the trace of the -th alternating power of the standard representation applied to a diagonal matrix is precisely the -th coefficient of its characteristic polynomial (which is, up to sign, the degree elementary symmetric polynomial of the eigenvalues).
(Note, however, that this is a coincidence that holds just for groups of type : the isomorphism does not hold for other types; we discuss this issue below in §3.7).
Caution: Note that unlike the typical situation when one has an algebraic homomorphism of Lie algebras which then is ‘integrated’ to obtain a homomorphism of simply connected Lie groups, Chevalley map on is not the differential of Steinberg map (e.g. for , the map on is , while on the map is ).
3.2.4. Split reductive group with simply connected derived subgroup
Let be a split, reductive group of rank , with simply connected derived group (whose Lie algebra we will denote by ). Let be the connected component of the centre of . By our assumption that is split, is a split torus. Let be a split maximal torus in , (note that is not the derived group of ), and let be the Weyl group of relative to . Let be the Steinberg quotient for the semisimple group . Let us denote by . (Naturally, the most common situation is . ) We have . We have the exact sequence of algebraic groups [(3.1) in [FLN10]]:
(19) |
For example, for , the group is the algebraic group of square roots of ; it is defined by the equation . 555It is important to think of as a group scheme. As the authors point out, this group scheme presents an ‘annoying difficulty’ in characteristic (by not being étale).
Naïvely, then, one would like to define Steinberg-Hitchin base as , and establish a correspondence between the stable conjugacy classes in and the points of the base, as it was done for semi-simple simply connected groups. The obstacle is that we cannot really define a good map from to over by means of the exact sequence (19): first, the decomposition with and is defined only up to replacing and with , (), and second, the map is in general not surjective on -points: for example for , its image only consists of elements whose determinant is a square in .
The way to deal with this issue is described in [FLN10, (3.15)]: the set of -points of the Steiberg-Hitchin base is defined as the union over cocycles of the spaces , where and are torsors of, respectively, and , defined by the cocycle .
Finally, note that for the Lie algebra there is no issue because the Lie algebra actually splits as a direct sum , and this is why we could treat all reductive Lie algebras above on equal footing.
The situation is more complicated if is not simply connected, as Steinberg quotient in this case will no longer be an affine space. We will not address this case (as well as the non-split case) in this note.
3.3. Weyl discriminant
We recall the definition and the basic properties of the Weyl discriminant (for the Lie algebra, the main source is [Kot05, §§7, 14]).
3.3.1. Weyl disriminant on the Lie algebra
Definition 3.5.
Let be a reductive Lie algebra, let be a regular semisimple element, and let be its centralizer with the Lie algebra . Then
is called the Weyl discriminant of .
The discriminant is, in fact, a polynomial function on (and thus extends to all of from the dense subset of regular semisimple elements): is the lowest non-vanishing coefficient of the characteristic polynomial of (see [Kot05, 7.5]). This interpretation allows us to give an intrinsic characterization of the set of regular semisimple elements: in fact, is regular semisimple if and only if ; thus it can be taken as a definition of regular semisimple.
We also recall the expression for in terms of roots:
(20) |
where is the set of all roots and is any set of positive roots.
Example 3.6.
We compute the explicit expressions for the Weyl discriminant in terms of the eigenvalues of , in the cases and , for use in future examples.
Ler have eigenvalues .
For , the roots are , . Then the Weyl discriminant of coincides with the polynomial discriminant of the characteristic polynomial of :
(We observe that the eigenvalues satisfy the relation ).
For , the explicit expression for the roots depends on the choice of the coordinates for the standard representation (though of course the answer does not). We define and explicitly as:
where and stands for the -identity matrix. Then the eigenvalues of any element satisfy , , and the set of values of the roots at is (cf. [Hum72, §12.1]): . Then we get:
We also observe that in a reductive Lie algebra, the Weyl discriminant of any element is computed entirely via the derived subalgebra , by definition (since ).
3.3.2. Weyl discriminant on the group
On the group, the definition is obtained essentially by reducing to the Lie algebra:
Definition 3.7.
Let be a regular semisimple element, and let be its centralizer with the Lie algebra . Then the Weyl discriminant of is
Similarly to the Lie algebra case, the Weyl discriminant has an expression in terms of the (multiplicative) roots:
(21) |
where is half the sum of positive roots, so is the sum of positive roots (in the above formula, is the value of the character at ). Note that the second part of the formula expressing the Weyl discriminant as a product over positive roots now has an extra factor that did not arise in the Lie algebra case (the examples below illustrate this).
We again show the calculation for the general linear and symplectic groups. Note that the final expressions are a lot simpler when restricted to .
Example 3.8.
In all examples, we give an explicit expression for the Weyl discriminant of a regular semisimple element with eigenvalues . We observe that these expressions do not depend on the field (so one could even consider ).
-
(1)
: .
-
(2)
: .
-
(3)
: , where
-
(4)
. By definition, is the algebraic group whose functor of points is defined as, for any -algebra ,
where is the same matrix as the one used to define . It fits into the exact sequence of algebraic groups
where the map to is the map , called the multiplier. We have , so is a good example (other than ) of a reductive but not semi-simple algebraic group whose derived subgroup is simply connected.
If the element has multiplier , then as above for , , but now we have
3.4. Orbital integrals: the Lie algebra case
We start with a prototype case of a Lie algebra.
3.4.1. Definitions: Lie algebra
Let be a connected reductive group defined over a local field , as above. The orbital integrals (for regular semisimple elements) on the Lie algebra are distributions on the space of the locally constant compactly supported functions on , defined as follows.
Let be a regular semisimple element, and let . Since is regular semisimple, its centralizer is a torus , as discussed above, and thus the adjoint orbit of can be identified with the quotient . Both and can be endowed with any of the natural measures discussed above in §3.1. Once the measures on and are fixed, there is a unique quotient measure on , which we will denote by (see e.g., [Kot05, §2.4] for the definition of the quotient measure in this context). The orbital integral with respect to this measure is
(22) |
We observe that there are finitely many -conjugacy classes of tori in ; thus there are finitely many choices of measures that we need to make on the representatives of these conjugacy classes, and these choices endow the orbit of every regular semisimple element with a measure. If the canonical measures (in the sense of [Gro97], discussed above in 2.2.2) are chosen on the tori, the resulting orbital integrals are called canonical. This approach to the normalization of measures on the orbits is the one typically used in the literature.
On the other hand, one can use Chevalley map defined above to normalize the measures on orbits. For a general reductive group and regular semisimple, the fibre over the point is the stable orbit of , which is a finite union of -rational orbits. Thus, every -rational orbit is an open subset of for some , and if we define a measure on this fibre, we get a measure on every -rational orbit contained in it by restriction.
In the Introduction, we have fixed measures on affine spaces with a choice of a basis. The Lie algebra is an affine space; it does not come with a canonical choice of a basis, and this choice would not matter much in the discussion below; we can choose an arbitrary -basis of for our purposes. This basis then gives rise to a differential form on , which gives a measure as in the Introduction. The space is also an affine space under our assumptions (since at the moment we are working with the Lie algebra); and in our construction it comes with a choice of basis as in §3.2.1. We let be the differential form associated with this basis.
Thus we get the quotient measure on each fibre : it is the measure associated with the differential form such that
(23) |
That is, by definition of , for any ,
(24) |
Our immediate goal is to derive the relationship between these two measures on the orbit: and , where . First we observe that since both measures are quotient measures of a chosen Haar measure on , their ratio does not depend on the choice of the measure on , as long as it is compatible with the choice of the measure on the Lie algebra; thus at this point, the choice of the measure on is determined by our choice of the form . (Conversely, one often chooses a measure on first, and this determines .) At the same time, the choice of the measures on the representatives of conjugacy classes of tori affects the measure but not the measure . Here we address two natural choices of such measures:
- (i)
-
(ii)
Use the measure denoted above by , associated with the Néron model, on each torus. This measure on the orbits is discussed in the next section.
Thus our first goal is to determine the ratio of to , for each (which determines and ). It turns out that the conversion between these two measures is based on exactly the same calculation as the Weyl integration formula, which we now review.
3.4.2. Weyl integration formula, revisited
We follow [Kot05, §7, §14.1.1], and use the same notation (except we continue to use boldface letters to denote varieties). For a torus , let be the relative Weyl group of (cf. [Kot05, §7.1]). Weyl integration formula (which we quote in this form from [Kot05, §7.7]), for an arbitrary Schwartz-Bruhat function , asserts:
(25) |
where the sum on the right-hand side is over the representatives of the conjugacy classes of tori in .
The proof of this formula relies on a computation of the Jacobian of the map
(26) | ||||
This map is , and its Jacobian at is precisely (see [Kot05, §7.2] for a beautiful exposition).
3.4.3. The relation between geometric and canonical orbital integrals for the Lie algebra
Let us just naïvely compare the right-hand side of the Weyl integration formula with the right-hand side of (24) above (since the left-hand sides are the same). First, note (as already discussed above) that our space is, up to a set of measure zero, a disjoint union of images of the representatives of the conjugacy classes of tori, and for each torus, Chevalley map is . Thus, the right-hand side of (23) would look exactly like the right-hand side of the Weyl integration formula (25) if we could replace integration over with the sum of integrals over the representatives of the conjugacy classes of Cartan subalgebras (as ranges over the conjugacy classes of maximal tori).
The situation is summarized by the commutative diagram:
(27) |
Here the horizontal map on the top is the map (26); this map is and its Jacobian at is (see [Kot05, §7.2]). The vertical arrow on the left is projection onto ; the vertical arrow on the right is Chevalley map ; and the horizontal arrow at the bottom is , which is also .
We have the forms on and on ; let us choose the invariant differential form on defined by the characters of as in (2); we also need an invariant top degree form on , which is required to be compatible with under the exponential map, which determines it uniquely. As discussed above, given and , we get the quotient measure that corresponds to a differential form satisfying , and a differential form on each fibre of the map . Both and are generators of the top exterior power of the cotangent bundle of , hence they differ by a constant (which can depend on ).
Looking at the top, right and bottom maps in the diagram (27), respectively, we see that these differential forms are related as follows (the first and third lines follow from the Jacobian formula and the fact that the horizontal maps are ; the second line is the definition of with ):
(28) | ||||
We conclude that
(29) |
The Jacobian of the restriction of Chevalley map at is , up to a constant in (see [Kot05, §14.1]). This constant depends on the choice of coordinates on . We use the basis of the character lattice , as in (2), to define the coordinates on . With this choice of coordinates, the constant turns out to be ; the sign depends on the ordering of the characters and does not affect the resulting measure. The reason for this is that the constant is for the split torus (this is not trivial; it follows from the argument in [Bou02, ch.5,§5], and the group version of this statement is also proved in [FLN10] over (see proof of Proposition 3.29, especially (3.33) and (3.34)); the argument holds for any split torus). If is not split, we can work over an extension where splits, and since our coordinate system is precisely the one used for the split torus over , the equality continues to hold. We observe that on the Lie algebra, we have
(30) |
Proposition 3.9.
(cf. [FLN10, Proposition 3.29].) Let be Chevalley map as above; let be a regular semisimple element, let the algebraic torus be its centralizer, with the Lie algebra . Then with the measures defined as above, we have:
We conclude this section with an example illustrating the proposition.
Example 3.10.
Let and let be the subalgebra of diagonal matrices. Then we have ; here the Jacobian is just the derivative (since we are dealing with a function of one variable), so .
Now consider – a non-split Cartan subalgebra corresponding to a quadratic extension : . We have , and its Jacobian is (note that the eigenvalues of our element are ). At the same time, on , the measure is (recall that is defined by means of characters of over the algebraic closure). Hence, with this choice of the differential form, we obtain, again, with :
3.5. The simplest group case
Let us assume that is semi-simple, split, and simply connected. We are now almost ready to explain the relation (3.31) of [FLN10] (see equation (18) above). The definitions are essentially the same as in the Lie algebra case:
-
•
an orbit of a regular semisimple element , as a manifold over , can be identified with , where is the centralizer of . As above, if is a volume form on and - a volume form on , we get the measure on the orbit of .
-
•
The regular fibres of the map are stable orbits; each stable orbit of a regular semisimple element is a finite disjoint union of -rational orbits, and thus we get the geometric measure on each such orbit, by considering the quotient of the measures on and .
For , let
Theorem 3.11.
([FLN10, Relation (3.31)].) Let be a connected semi-simple simply connected group over a local field , and let be a regular semisimple element. Then for any , the orbital integrals with respect to the geometric measure on the orbit of , and the measure (which, by definition, is the quotient of the measures on and on , with defined by (2)) are related via:
where on the left, the orbit is thought of as an open subset of the stable orbit and endowed with the geometric measure as above.
We first explain two differences with the statement in [FLN10].
Remark 3.12.
Our expression does not (yet) include the factor that appears in (3.31) of [FLN10]. This factor appears simply by their definition of the measure which appears on the right-hand side of (3.31). As we shall see in the next section, using the measure ensures that the local orbital integral on the right-hand side is for almost all places of a given number field (which is desirable for defining the orbital integral globally), and for almost all places this coincides with the orbital integral with respect to the canonical measure.
Remark 3.13.
Note that we stated the theorem as a relation between orbital integrals, whereas in [FLN10] it is stated as a relation between stable orbital integrals. Since the measure is a local notion, this is an equivalent statement: in fact, the assertion of the theorem is just that the two measures on the stable orbit (and hence, by restriction, on every rational orbit) are related via
3.5.1. Sketch of the proof.
As the measures are defined by differential forms, the calculation is carried out in the exterior power of the cotangent space, and hence it is essentially the same calculation as for the Lie algebra above. The only ingredients that needs to be treated slightly differently are the discriminant and the Jacobian of the map from to . Indeed, for , we still have the exact sequence of tangent spaces (see [FLN10, Lemma 26])
and by definition, ; . The proof proceeds exactly as for Lie algebras, except the map (26) needs to be replaced with the map
(31) | ||||
and the map is replaced with the map . The Jacobian of the first map is the group version of the Weyl discriminant (and fits into the group version of Weyl integration formula in the exact same way as it did for the Lie algebra):
Next, we need to relate with .
Lemma 3.14.
Proof.
For , this is proved in [FLN10], as well as in [Bou02] (where the field is assumed algebraically closed, but the proof works verbatim for the split torus). Now it remains to consider the restriction of to an arbitrary (not necessarily split) maximal torus. The map on can be defined as a composition
where the first map is an isomorphism over the algebraic closure of . The pullback of the form on is precisely the form on , and thus the equality remains true. ∎
The theorem follows, precisely as in the Lie algebra case. To conclude this section, we compute some examples illustrating the above Lemma (which show that it is substantially non-trivial even for the split torus).
3.5.2. Examples of Jacobians and discriminants on the group
Example 3.15.
We again start with . Let . The map on the diagonal torus is given by: . Its Jacobian (i.e., the derivative) is ; so we get:
We observe that for , the half-sum of positive roots is , so .
However, this is not yet the whole story. We are interested in the ratio between the measure on and the measure on , and our map, as above, is given by . We just computed: . Then we have:
It is instructive to do one more, higher rank, example.
Example 3.16.
Let (defined explicitly as in Example 3.6 above), and consider the split torus .
Let . In these coordinates, Steinberg map is given explicitly by the elementary symmetric polynomials:
The Jacobian of this map is (we are skipping the details of a painful calculation)
which we recognize as:
Note the factor of in front (which is not a root value). Thus we obtained:
The plus-minus sign in front is not important and depends on the ordering of the coordinates.
Now, we are interested in the ratio between the invariant measure on and the measure on . We note that in this case , the half-sum of positive roots, evaluated at is , and compute further (here we write to avoid notational clutter):
3.6. The general case
First, suppose that is a connected split reductive group over , with simply connected. Then if one uses the correct general notion of Steinberg-Hitchin base as defined in [FLN10], all measures are invariant under the action of the centre, and hence relation (3.31) of [FLN10] holds in this case as well, with no further proof needed.
If is not simply connected, the space we denoted by is no longer an affine space, and one needs to use -extensions. If is not split, we need to consider Galois action on Steinberg-Hitchin base. Both topics are discussed in [FLN10] but are beyond the scope of these notes.
3.7. Aside: naïve approach for classical groups – what works and what doesn’t
Suppose for a moment that is a split classical reductive group. It is tempting (and often done in Number theory666For example, [Gek03], [AW15], [DKS], [AAG+19], etc. A reader not interested in this type of a calculation can safely skip this section.) to still try to use the coefficients of the characteristic polynomial to define the maps from and to . This works (with further caution discussed below) for the groups of type , and , but does not quite work for type .
First, consider Chevalley map on the Lie algebra.
If , then the characteristic polynomial of any element has the form: . We can define to be the tuple of coefficients . The relationship between this map and Chevalley map is determined by the relation between the fundamental representation and the -th exterior power of the standard representation , for . For the symplectic Lie algebra, it turns out that is a direct sum of and some representations of lower highest weights (see e.g. [FH91, Theorem 17.5]). Hence, the transition matrix between the characters of and the characters of (i.e., the coefficients of the characteristic polynomial up to sign) is upper-triangular with s on the diagonal. Therefore, we get a measure-preserving isomorphism between the affine space with coordinates and the affine space with the coordinates given by the coefficients of the characteristic polynomial. This implies that the map could be used instead of in all the calculations, without affecting the results.
For the odd orthogonal Lie algebras , the exterior powers are irreducible for , and for , coincide with the first fundamental representations; however, the last fundamental representation, the spin representation is not obtained this way (see [FH91, Theorem 19.14]). For the even orthogonal Lie algebra , the representations are irreducible for , and for , coincide with the first fundamental representations, and decomposes as a direct sum of two irreducible representations whose weights are double the fundamental weights (see [FH91, Theorem 19.2]). Nevertheless, for the odd orthogonal Lie algebras, the coefficients of the characteristic polynomial still distinguish the stable conjugacy classes of regular semisimple elements; for the even orthogonal Lie algebras, one needs to add the pfaffian.
Passing to Steinberg map and algebraic groups: for the symplectic group, the coefficients of the characteristic polynomial can still be used without affecting any of the measure conversions, since this group is simply connected, and an argument similar to the above argument on the Lie algebra applies. For special orthogonal groups, is not an affine space since is not simply connected; the coefficients of the characteristic polynomial give a map to an affine space. It seems to be a worthwhile exercise to work out the relationship between these two spaces and their measures; I have not done this calculation.
Finally, we discuss the cases and in some more detail since the latter calculation is needed in [AAG+19]. For , we just map to the coefficients of its characteristic polynomial. For , we can define , where are the first non-trivial coefficients of the characteristic polynomial, and is the multiplier (this is ad hoc; one could have used the determinant instead to be consistent with ); the superscript ‘’ is to remind us that we are using the characteristic polynomial and distinguish this map from the standard map . The codomain of the map is the space we call which is if , and if . The restriction of to (if we forget the -component) coincides with the map constructed above for (which coincides with if ).
The measure on the base in this case should be defined as the product of the measures associated with the form on the affine space, and on , where we denote the coordinates on by (with or ). With this definition, the resulting measure is, essentially, independent of the specific map used for the last coordinate (for example, in the case of , if the determinant instead of the multiplier were mapped to , the measure would just change by the factor , which is unless the residue characteristic of divides ; but this caveat is the reason we prefer to work with the multiplier).
Let be the form on the fibre defined the same way as the form in (23) and §3.5, but using the map instead:
(32) |
As before, the forms , and are, of course, invariant under the action of the centre of , but the centre does not even act on as a group. Nevertheless, multiplication by scalars still makes sense on this space.
To find the relation between the differential forms and on a given orbit, let us work over the algebraic closure of for a moment. Over , every element can be written as with and (defined up to an element of ; we just pick one such pair). For with , and , each coefficient of the characteristic polynomial of differs from by a power of . Then the form would have to scale by the power of as well, to preserve (32). We denote by the orbital integral of with respect to the form , as a distribution on . We compute explicitly the relation between this integral and the integral with respect to for .
Example 3.17.
. In this case the scaling factor is , where is the sum of the degrees (as homogeneous polynomials in the roots) of the first coefficients of the characteristic polynomial, i.e., . If with (and ), then . We obtain, for :
3.8. Summary
To summarize, so far the following choices have been made (we use the same notation as in [FLN10] whenever possible):
-
•
The measure on , such that the volume of is . If we are working over a global field , and is its completion at a finite place , this measure differs from [FLN10] for a finite number of places . For orbital integrals, this discrepancy gives rise to the factor (independent of the element) at each place .
-
•
An invariant differential form on – appears on the both sides and does not affect the ratio between measures.
-
•
For an algebraic torus , a choice of - a -basis of . This choice does not affect anything.
Given - a regular semisimple element, with , the following differential forms and measures have been constructed from these choices:
-
•
;
-
•
(which should be thought of as a measure on the orbit of , with ) satisfying . (Note that the centralizers of stably conjugate elements are isomorphic as algebraic tori over , so one can also think of as a form on the stable orbit of .)
-
•
, also on the stable orbit of , with , satisfying .
-
•
In [FLN10], there is a renormalized measure .
Recall the notation for the Weyl discriminant of , , as well as the definition of Artin -factor, (15). The following relations between these measures have been established:
-
•
For , and , .
-
•
Consequently, for the measure defined in [FLN10, §3.4 below (3.17)] we have: , where the representation of the Galois group is, by definition, the quotient of the representation on by the subrepresentation on the characters of 777 the rank of this subrepresentation is the same as the rank of the centre of ; if is a semisimple group, we have ., and hence is precisely .
This establishes the identity (3.31) in [FLN10] (we note that is defined in loc.cit. as the integral with respect to the measure on the orbit). Now we move on to the discussion of the factor and the relationship with the canonical measures in the sense of Gross.
4. Orbital integrals: from differential forms to ‘canonical measures’
So far, we have worked with measures coming from differential forms, as summarized above. However, in many parts of the literature the so-called canonical measures are used. They are defined by means of defining a canonical subgroup, and then normalizing the measure so that the volume of this subgroup is . This introduces the following factors:
-
•
By definition of the canonical measure, for a torus ,
where is the so-called canonical invariant volume form (discussed briefly in §2.2.2 above; the details of the definition are not important here).
By Theorem 2.9 above,
Hence, on , we have
(33) -
•
Recall that since we are assuming is split; this is also true more generally for unramified, (and in any case, the choice of the form on matters much less than the choice of the form on , as discussed above). Therefore, on the orbit of , we have:
and
(34) When splits over an unramified extension, by Theorem 2.9 above, . Thus at almost all places , the measure is related to the canonical measure on the orbit by:
(35)
4.1. Example:
For , we can make everything completely explicit. The orbital integrals of spherical functions with respect to canonical measure are computed, for example, in [Kot05, §5]. We combine this computation with our conversion factors to obtain the integrals with respect to the geometric measure. We observe that the result agrees with the formula (3.6) of [Lan13].
In [Kot05, §5] the orbital integrals are computed using the reduced building (i.e. the tree) for , and expressed in terms of the integer (for ). The number is defined in terms of the valuations of the eigenvalues of , see the top of p.415 for the split case, p.417 for the unramified case, and (5.9.9) for the ramified case.
In fact, we have
(This is the definition in the split and unramified cases and an easy exercise in the ramified case.)
Here we only look at the simplest orbital integral of , the characteristic function of the maximal compact subgroup .
-
•
If is split over , then, from formula (5.8.4) loc.cit.:
(37) -
•
If is elliptic (which in , is the same as not split), then , the cardinality of the set of fixed points of the action of on the building; see formula (5.9.3). Note that here the right-hand side does not depend on the choice of the measures on and on the centralizer of (which we denote by to consolidate notation with this part of [Kot05]). Thus, there is a unique choice of measures for which this equality is true. This equality is explained in §3.4 of loc.cit.; see also the explanation just above (5.9.1). In fact, for elliptic , one has
where on the left the volume and the orbital integral are taken with respect to the same choice of the measure on , and the measure on that gives volume (note that in this formula both sides are independent of the choice of the measure on ). Thus the measure on that makes (5.9.3) work is precisely the measure such that .
Plugging in the calculations of from loc.cit., in the two remaining cases we obtain:
-
•
If is unramified (5.9.7):
(38) -
•
If is ramified (5.9.10):
(39)
Assume as usual that . Suppose we started with the measure on that gave volume to its maximal compact subgroup, and the measure on such that the volume of is . In the unramified case, the map from to is surjective, and this choice of measures gives the quotient volume . In the ramified case, the image of in has index , and thus the volume of we get from this natural measure on is not but . The upshot is that in the ramified case, the measure giving the volume to does not come from a natural measure on .
4.2. The next step
In [Lan13], Langlands works out Poisson summation on the geometric side of the stable Trace Formula for . Roughly speaking, Poisson summation formula is a relation between the sum of the values of a smooth function over a lattice in a vector space, and the sum of the values of its Fourier transform over a dual lattice. Here the space is the set of adèlic points of the Steinberg-Hitchin base for , which is just the affine line. The lattice in it is the image of the diagonal embedding of the base field (we can take for simplicity). The geometric side of the Trace Formula contains a sum over the conjugacy classes of elliptic elements , which corresponds to a sum over in the Steinberg-Hitchin base. Thus at least for the elliptic part, it is tempting to take the function to be a stable orbital integral (i.e., the integral of some fixed test function over a fibre of Steinberg map , as a function of ), and apply Poisson summation. However, for that the function needs to satisfy some smoothness assumption. Now we can at least make some preliminary remarks about how far our function is from being smooth, at least at every finite place.
If we take , the -orbital integral computed above is the stable orbital integral of . All along we have been assuming that is a regular semisimple element. It is well-known that the singularities of orbital integrals occur only at non-regular elements (and we will see this explicitly in a moment, in this example). More precisely, it is a result of Harish-Chandra that for a given test function , when a measure of the form is used on each regular semisimple orbit, the orbital integral is a smooth (i.e., locally constant) function on the open set of regular semisimple elements. This function is not bounded as approaches a non-regular element; however, its growth is controlled by . Specifically, Harish-Chandra proved that (still with fixed), the so-called normalized orbital integral, namely, the function is bounded on compact subsets of , and locally integrable on . We note that since vanishes at non-regular elements, this normalized orbital integral is also zero off the regular set. Thus, the normalized orbital integral, as a function of (for a given test function ), is locally constant on , zero on non-regular semisimple elements, and locally bounded on . However, this does not imply that it is continuous on . Indeed, while it is locally constant on the set of regular semisimple elements, as approaches a non-regular element, the neighbourhoods of constancy get smaller; at a non-regular element itself this function is zero since ; by Harish-Chandra’s theorem this function is bounded on any compact neighbourhood of ; however, nothing says that it is continuous at : without a careful choice of measures, it will have “jumps”. As we shall see in our -example, the extension of the normalized orbital integral by zero to non-regular elements does not actually give a continuous function on ; however, when the geometric measure is chosen, one gets a function on the Steinberg-Hitchin base with just a removable discontinuity.
In , we have just two non-regular semisimple elements, namely, . Their images under Steinberg map are . Fix (for now, ) and consider, for example, a neighbourhood of the point . It consists of the images of split, ramified, and unramified elements with sufficiently large (the split/ramified/unramifed is determined by the discriminant of the characteristic polynomial of a given element, as discussed above in Example 3.3). The formula (40) shows that as (i.e, as approaches ), the stable orbital integral of on the orbit of with respect to the geometric measure gives a continuous function on , with value at . (This, of course, cannot be said about the orbital integrals with respect to the canonical measure, as they get large - of the size ; as , we see the confirmation of Harish-Chandra’s boundedness result; but still the function has “jumps” at ; once we make the adjustments by the volumes of the maximal compact subgroups of the corresponding tori, it becomes continuous). This continuity result is one of the insights of [Lan13]. However, as we see explicitly from (40), this function is continuous but not smooth (i.e. not constant on any neighbourhood of ); and so far this is just the description of the situation at a single place, whereas ultimately we will need a global Poisson summation formula. This causes some of the technical difficulties discussed in Altug’s lectures.
5. Global volumes
5.1. The analytic class number formula for an imaginary quadratic field
Here we recast the analytic class number formula for an imaginary quadratic field as a volume computation, using the above ideas. It was observed by Ono, [Ono63] (see also [Shy77]), that the analytic class number formula in this case amounts to the fact that the Tamagawa number of the torus equals . We will assume that and derive the analytic class number formula for from this fact. This also serves as preparation for §5.3 where the same volume term combines with an orbital integral for an interesting result.
The analytic class number formula for a general number field is the relation
(41) |
where: is the Dedekind zeta-function of , is the regulator (we will not need it in this note so we skip the definition), is the discriminant of , is the class number, is the number of roots of in , is the number of real embeddings, and is the number of complex embeddings of .
Let us consider an imaginary quadratic field (with ); denote its ring of integers by . In this case, we have , , the regulator is automatically equal to , and the left-hand side equals the value at of – the value (in the sense of a conditionally convergent product) of the Dirichlet -function 888This equality is the simplest case of the correspondence between Artin and Hecke -functions.. Here is the Riemann zeta-function, and is the Dirichlet character associated with :
(42) |
Thus, for an imaginary quadratic field the analytic class number formula reduces to:
(43) |
Our goal is to prove this relation by using only the known facts about algebraic groups and the measure conversions discussed above. The algebraic group in question here is just the torus .
Let be the adèles999There is an unfortunate clash of standard notation: we used to denote Steinberg quotient of ; hopefully this causes no confusion. Another notation clash is for the group of roots of in , as we have been using the letter (with subscripts and superscripts) to denote various measures. of and let be the finite adèles. In general embeds (diagonally) in with discrete image; for imaginary quadratic, the image of the embedding is still discrete (in fact, this is true only when or is imaginary quadratic, see e.g.,[Mil08]). We know (weak approximation, see e.g., [PR91]) that for ,
Since the image of in is discrete, we can define a similar double quotient for : , which, roughly speaking, should measure the size of the class group of . The reason this is not exactly the class group is the intersection of the image of with the compact subgroup . More precisely, we have the exact sequence:
(44) |
where is the class group of .
The group is precisely the group of roots of in (the elements of that are units at every finite place).
The key point is that if we normalize the volume of the group of units to be at every place, and call this measure 101010An important coincidence that happens for our torus , because it is obtained from by restriction of scalars, is that the measure coincides with the canonical measure at every finite place, as discussed above in the point (1) of §2.2.3. See [Shy77] for the general situation., then we get from the above exact sequence:
(45) |
We will assume as fact that the Tamagawa number of is (this is so because is obtained from by Weil restriction of scalars, as briefly discussed below). The analytic class number formula will follow as soon as we relate the volume on the left-hand side of (45) to the Tamagawa number .
5.1.1. Tamagawa measure
We briefly recall the definition of the Tamagawa measure, just for the special case of our torus . We follow the definition of Ono, [Ono66], [Ono61], which has become standard. 111111We note that superficially, it differs from the definition that A. Weil uses in [Wei82], in the sense that Ono uses a specific set of convergence factors, and incorporates a global factor that makes his definition independent of the choice of the convergence factors at finitely many places. The resulting global measure, of course, is the same in the both sources.
1. Let be the set of norm-1 adèles (also referred to as special ideles):
where the product is over all places of .
We have the exact sequence
(46) |
where the first map is the inclusion and the second map is the product of absolute values over all places, . Moreover, the exact sequence splits and we have a canonical decomposition
(47) |
as a direct product of topological groups, where stands for the connected component (in the sense of the metric topology) of the group . We note that the image of the diagonal embedding of into is contained in , and it follows from (47) that the quotient is compact.
2. To define the Tamagawa measure on , one needs to start with a volume form on defined over . We note that even writing down such a form concretely is not trivial: the natural form defined in §2.2 is not defined over . Fortunately, in our special case, the differential form is defined over , see Example 2.8 (This easy case can also be verified directly by a calculation similar to that of Example 2.3). 121212See [GG99], Corollary 3.7, for a way to define such a form in general. In our special case of the quadratic field, it is an easy case of the discriminant-conductor formula that the Artin conductor of the motive constructed in [GG99] coincides with the discriminant , so our definition is a special case of the construction in [GG99].
Recall the local Artin -factors attached to the representation of on , see (15), and let . Let be the multiplicity of the trivial representation as a sub-representation of . In our case, is -dimensional, and ; a copy of the trivial representation in is generated by the norm character, which is stable under the action of the Galois group . Let
We see that in our case, coincides with the left-hand-side of (41). The measure on is defined as:
(48) |
where is the form induced by on , in our case.
We make a note of some subtle features of this definition:
-
(1)
The definition does not depend on the choice of a volume form (as long as is defined over ), since any two choices differ by a constant in , which does not matter globally thanks to the product formula.
-
(2)
Without the convergence factors , the product does not define a measure on , since (as one can easily see in our example) the maximal compact subgroup of would have infinite volume with respect to such a ‘measure’, since by (5), it contains the Euler product for the Riemann zeta function at . There is some choice involved in the definition of the convergence factors (for example, in Weil’s definition in [Wei82] the convergence factors in this case would be simply , which would be sufficient to achieve convergence of the product measure). As Ono explains in §3.5 of [Ono61], if one modifies the individual convergence factors by any multipliers whose product converges, it does not affect the final result thanks to the global factor .
For future use, we define by the measure on .
3. The Tamagawa number of is, by definition, the volume (with respect to the Tamagawa measure on the quotient, discussed below), of , where
The group of -characters of has rank 1, and is generated by the norm map. Thus,
where the product is over the places of . We note that , and we have the exact sequence
(49) |
where the map to is the product of the local norm maps.
Let (using the notation and terminology of [Shy77]) be the measure on that ‘matches topologically’ in this exact sequence with the measure on defined above, and the measure on . That is, is the measure on such that
Since is a discrete subgroup of , the measure descends to the quotient by this subgroup, and the volume of with respect to this measure is, by definition, the Tamagawa number .
We note that the exact sequence (49) splits, and we have a group isomorphism
5.1.2. The proof of the analytic class number formula
Now we are ready to go from (45) to the analytic class number formula for ; we do it in two steps.
Step1. The finite places. Rewriting the relation (5) of Example 2.3 using the notation of this section (and noting that for , if ramifies in and otherwise), we obtain, for :
(50) |
We will see below in §5.2 that this relation holds at as well. Thus, , and we see explicitly in this example, that our measure coincides with the -component of the measure used in (45) (this is a very special case of [GG99], Corollary 7.3).
Step 2. The infinite places and putting it together. We also have the exact sequence (where is the unit circle)
(51) |
where the first map is the inclusion into that maps to the adèle trivial at all the finite places, and the second map is the projection onto the finite adèles. Since the image of the diagonal embedding of intersects the image of in trivially, (51) yields the exact sequence for the quotients by :
(52) |
Now we need to carefully find the component at infinity (which is a measure on ) of the measure defined via the exact sequence (49). First, we choose a convenient basis for the character lattice of , in view of this exact sequence: we use the characters and . These two characters, which can be thought of as the vectors and with respect to the ‘standard’ basis of in Example 2.3, still form a -basis of , and hence we can write . We will also use the coordinates on for the rest of this calculation. We write every element of as , where has the infinity component and has all the components at the finite places equal to . In this notation, is defined by the condition . We write
where , and . We recall that by definition, . Then by the definition of , we have
and thus
We have computed above in (8) that the form gives precisely the arc length on the unit circle.
Thus, the volume of with respect to is .
5.2. What happens at
We do the detailed (and elementary but tedious) analysis of the changes one needs to make at to all of the above calculations as they apply to an imaginary quadratic extension of as above in order to completely justify the global calculation above, and also point out interesting geometric differences relevant for a norm-one torus of a quadratic extension131313This section can be skipped if the reader is willing to believe that (50) holds at as well, and is not interested in the norm-1 torus (which is not used in the sequel)..
We write , with a square-free (and in our case, negative) integer . Our main reference for the number theory information is e.g., [FT91, §VI.3].
5.2.1. Quadratic extension at
First of all, recall that the ring of integers of is
We will need the fact that the ring is generated over by a root of the monic polynomial in the first case, and of in the second case. Therefore the behaviour of the prime in depends on the residue of modulo . Indeed, if , then we need to look at the reduction of the polynomial modulo ; we see that it is irreducible over if is odd, and it factors as if is even. Thus if , (where ) is the unramified quadratic extension of , while if , the prime splits in . In the remaining cases, ramifies: if , the relevant polynomial is , and its reduction factors as ; if , then the reduction of our polynomial is just .
5.2.2. From Dedekind zeta-factor to Dirichlet -factor
While the local -factor at itself looks a bit different from the other primes, the argument relating the local factor of to the local factor of the Dedekind zeta-function is the same for all primes (including ), when the Dirichlet character associated with is defined by (42). We observe that above, we have just computed the Dirichlet character of at :
(54) |
By definition, the local factor at (as at any other prime) of the Dedekind zeta-function is
where the product is over the prime ideals of lying over . It remains to recall that in all cases, for lying over , , where is the residue degree, see e.g. [FT91, II.4].
5.2.3. Quadratic extensions and norm- tori
If is a local field with residue characteristic , then , and has one unramified and 6 ramified quadratic extensions. (Indeed, we recall that , and for a -adic field, ). In the case everything can again be computed in an elementary way, and this is what we do in this section. We can list the extensions explicitly using the discussion from §5.2.1: is the unramified extension; and are the ramified extensions coming from the non-square units, and , , and and are the ramified extensions corresponding to the elements where and is a non-square unit. We compute the volumes of with respect to the form as in §2.2, for the tori as well as for the norm-1 tori of the corresponding extensions, for , with , to compare the calculation with Examples 2.3 and 2.5.
We recall that the identification is completely general; and for a quadratic extension , when we think of as a torus in , the determinant in corresponds to the norm map on under this identification. Till the end of the section, we keep the notation (we are now looking locally at , so to match the notation of §2.2, we have and is the completion of at ).
1. The unramified case, . We write the elements of as where is a root of and ; then (of course, for elements of , the first representation is equivalent to simply writing , but for the ring of integers this would not give the whole ring). The norm map in these coordinates is
This causes small changes to our naïve calculations of Example 2.3. In particular, the pullback to of the differential form on is now (exactly as in (3), with denoting the Galois conjugate of )
(55) | ||||
Note the absence of the factor , compared with (3), which would have caused trouble here.
From the volume to the point-count: since the extension is unramified, this part does not change. In fancy terms, we can say that the so-called standard model over for , defined by the coordinates and that we chose, is smooth. The set of -points of its special fibre (in simple terms, the reduction mod , which is the uniformizer of our unramified extension) is still .
Thus, the volume formula (5) still holds in this case. If this extension was obtained as the completion at of a quadratic extension of , then , and therefore in this case the discriminant of is just . Hence, the relation (50) holds without any modification.
The norm-1 torus of this extension is treated very similarly to the unramified case with ; and the final answer for its volume is given by the same formula as in the case .
2. Ramified case 1, . We have , and the norm map is similarly to the case. In this case the calculation of the form applies verbatim, so we get the extra factor in (4). Specifically, (4) now becomes:
The condition is still equivalent to , and we obtain that ; here , we are just writing it this way for the ease of comparison with (5). However, the relation (50) again holds without modification, since if the completion of at is ramified, then , and has the extra factor as well.
Example 5.1.
The norm-1 torus of : Unlike the full torus obtained by the restriction of scalars, for the norm-1 subtorus the reduction of the volume computation to counting residue-field points looks very different from Example 2.5. We include this point-count exercise without a full discussion of its implications for the computation of the volume with respect to or , to illustrate the difficulties that arise when the reduction is not smooth.
We write the -adic expansions with . Then
(56) | ||||
Thus the condition becomes (each line comes from the congruence modulo the next power of (indicated in the left column), and each congruence is congruence ):
These equations yield:
(57) | |||||
This illustrates that Hensel’s Lemma, as expected, starts working once we have a solution , but not for solutions . In fancier terms, we have the reduction map defined on the set of -solutions of the norm equation . The image of this map is the set defined by the first three lines of (57) inside ; we see that it is a -dimensional hyperplane in . The fibre of the reduction map over each point in its image is a translate of , so the volume of each fibre is . We obtain that the volume of our set of solutions is . Note that this is geometrically quite different from the answer in the ramified case in Example 2.5, where the image of the reduction map was two copies of an affine line, and therefore the image of the reduction map then was two copies of an affine plane over ; and the image of reduction map, inside , was two copies of .
3. Ramified case 2, . Exactly as in the case considered above, for , the volume has the extra factor of compared with the , and so does the discriminant (basically, the calculation of the volume of is not sensitive to which ramified extension of we are considering).
Example 5.2.
The norm-1 torus of . The calculation is also similar to 5.1 above: we use (56) to count solutions of the equation , but the geometry looks slightly different. As above, from (56) we get:
From the first two equations, we get: , (note that the second congruence does not allow for the option , , in contrast to the ramified case with ; this is an example of a solution that does not lift to a solution ). Then the third equation becomes , which allows for arbitrary and makes . Next, from the truncation , we get (plugging all this information in):
If , we get ; if , then . Summing it up, so far we have:
(58) | |||||
Note that the pattern so far has been something we have not seen before: the congruences modulo an odd power of might have some ‘carry-over’ to the next power; then the congruence modulo the next even power forces the truncated expression to become literally zero with no carry-over.
Continuing with one more step:
where the last congruence is . As we plug in what we already know about the first terms, the first equation becomes , so . Plugging this into the second equation (and ignoring the squares), we get , which determines uniquely. Again we notice that by now Hensel’s Lemma started working as expected: at every step we get one linear relation in two unknown parameters, so the fibre over each truncated solution is an affine line over .
To summarize, (58) says that the image of the reduction map is a plane in , and thus for the volume of , we get .
Now we are ready to return to the global calculations.
5.3. Global orbital integrals in
Let us put together the information we have so far about the orbital integrals with respect to the canonical vs. geometric measures, and the information about the volume of that we just obtained.
Let be a regular semisimple element, such that its centralizer is non-split over . Let be the quadratic extension of generated by the eigenvalues of . Then with , as in §5.1. Let , with equal to , the characteristic function of , for almost all , be a test function on . Taking the product of the relations (36) at every prime , and applying the product formula to the absolute values and , we obtain:
(59) |
We observe that the canonical measure on the centralizer of (or any measure coinciding with it at almost all places) is convenient for defining a global orbital integral because with such a measure, all but finitely many factors are equal to , and thus the global orbital integral is a finite product, namely, the product over the primes that divide and the primes where , and there is no question of convergence.
In the Trace Formula, the orbital integrals are weighted by volumes; and the volume has to be taken with respect to the same measure on the centralizer that was used to define the orbital integral. Comparing (59) with (41), we see explicitly that for , the volume term contains some of the factors that also appear when we pass from the canonical measure to the geometric measure on the orbit. Now we are ready to explicate an observation (that is implicit in the work of Langlands) that switching to the geometric measure makes the volume term disappear in the case , in addition to making the orbital integrals at finite places better-behaved. This comes at the cost of now having the orbital integral expressed as only a conditionally convergent infinite product. This theorem can be thought of as the main point of this note.
Theorem 5.3.
Let be a regular elliptic element of as above, that splits over a quadratic extension . Let . Then
Proof.
We make a few remarks:
Remark 5.4.
1. In our statement, the left-hand side of the equation is actually independent of the choice of the measure on at every finite place , as long as the volume and the orbital integral are taken with respect to the same measure; this is consistent with the right-hand side, which does not involve any measure on at all.
2. The volume that appears in the Trace Formula is ; when passing from the volume appearing on the left-hand side of Theorem 5.3 to this volume, the ratio between them will depend on the precise choice of the normalization of the component of the measure at infinity. Calculations of this sort (for a general reductive group, with various specific choices of the measure at infinity) appear in [GG99] and [Gro97].
3. The right-hand side of the relation in Theorem 5.3 might be preferable in two ways: there is no complicated volume term, and the orbital integral has the local components that are continuous as functions on the Steinberg-Hitchin base (however, now the orbital integral on the right is an infinite product that converges conditionally).
4. The proof of the theorem does not use the analytic class number formula. Moreover, the proof is general, except for three pieces:
-
(1)
The specific knowledge that at every finite place , is . See [GG99] for a generalization of such a relation.
-
(2)
For general tori Tamagawa numbers can be difficult to compute explicitly (see [Rüd20] for some partial results), but for the maximal tori in they are .
-
(3)
The factor in the denominator is specific to ; in general, it needs to be replaced with the factor determined by the component of the chosen measure at infinity.
We conclude with a brief discussion of Eichler-Selberg Trace Formula, since it is the starting point for Altug’s lectures. This discussion is entirely based on [KL06].
5.4. Eichler-Selberg Trace Formula for
The Eichler-Selberg Trace Formula expresses the trace of a Hecke operator on the space of cusp forms of weight and level . For simplicity of exposition, we set in this note; in this case the central character is also trivial. In this setting, the Eichler-Selberg Trace Formula states:
(60) | |||||
where in the middle line and are roots of the polynomial , and is the weighted class number of the order in that has discriminant . The sum over runs over the integers such that divides , and is or .
The goal of this section is to sketch, without any detail, a connection between this formula and the (geometric side of) Arthur-Selberg Trace formula.
5.4.1. The test function
We start with a very brief recall of the connection between modular forms and automorphic forms on . We refer to e.g., Knightly and Li [KL06] for all the details.
Let for the rest of this section. A cusp form of weight generates (as a representation of under the action by right translations) a closed subspace of ; for a level cusp form (which is our assumption here, so in particular we should assume ), the central character of is trivial. By Flath’s theorem, the representation factors as a restricted tensor product
Since came from a cusp form of weight , we have – the discrete series representation of highest weight .
Every function gives rise to a linear operator on defined by
In this language, the Hecke operator on is precisely , where is a specific test function in the space . We quote the definition of this test function from [KL06].
-
•
Let be a matrix coefficient of the representation . By orthogonality of matrix coefficients, this ensures that the image of is contained in . (Since is irreducible, this means projects onto ).
-
•
For , let be the characteristic function of ,
-
•
For , let be the characteristic function of , where is the set of matrices of determinant in (we prefer to think of it as the characteristic function of the union of the double cosets of the Cartan decomposition for of determinant ).
5.4.2. The transition to Arthur Trace Formula
We plug into Arthur’s Trace Formula for , and examine the geometric side. Since for our test function , the continuous and residual parts of the spectral side vanish, the geometric side in fact equals (see [KL06, §22]). Finally, Knightly and Li show that:
-
•
The first line of (60) matches the contribution of the trivial conjugacy class;
-
•
The last line matches the contribution of the unipotent and hyperbolic conjugacy classes.
-
•
The middle line matches the contribution of the elliptic conjugacy classes.
We discuss why the last claim is plausible. By definition of the test function , its orbital integrals vanish on all elements such that ; hence, in the geometric side of Arthur’s Trace Formula, we are left with the sum over satisfying . The conjugacy classes in are parametrized by characteristic polynomials, and the elliptic ones correspond to the polynomials with negative discriminants, so at least superficially, we recognize the sum over the integers such that as a sum over the rational elliptic conjugacy classes.
Next, note that the expression is the value of the character of on the corresponding conjugacy class; thus, we recognize it as the orbital integral of (see e.g. [Kot05, §1.11] for the discussion of characters as orbital integrals of matrix coefficients; see also [GGPS16, Ch.I, §5.2]).
Knightly and Li show (in our notation):
(61) |
where the sum over is as in (60). While the appearance of class numbers in our earlier calculations is suggestive, and proves this relation in the trivial case when is square-free, it appears that our arguments are insufficient for getting a simpler proof of this claim in general (other than by essentially direct computation of the both sides, or matching the computation of the right-hand side in [KL06] with the calculation on the building in [Kot05], the results of which we already quoted above). A similar statement for , relating orbital integrals to sums of class numbers of orders, is proved by Zhiwei Yun, [Yun13].
6. Appendix A. Kirillov’s form on co-adjoint orbits: two examples
by Matthew Koster
In this appendix we illustrate Kirillov’s construction of a volume form on co-adjoint orbits in a Lie algebra. Here we work over in order to be able to use the intuition from calculus. In these examples, we also relate this form to the geometric measure discussed in the article. 141414This work was part of an NSERC summer USRA project in the summer of 2019; we acknowledge the support of NSERC.
6.1. The coadjoint orbits
A large part of this section is quoted from [Kot05, §17.3] for the reader’s convenience and to set up notation. Let denote a semisimple Lie group, its Lie algebra, and the linear dual space of . We denote elements of by capital letters, e.g. , and use starts to denote elements of ; unless explicitly stated there is no a priori relationship between and .
acts on by Ad and acts on by Ad∗, where
Let denote the orbit of under this action (called a co-adjoint orbit).
We recall that the differential of the adjoint action of is the action of
on itself by where .
The co-adjoint action of
on is
the differential of ;
we denote it
by ; explicitly, this action is defined by
.
A choice of an element defines a map by . The differential of this map at the identity gives an identification of with the tangent space at , defined by . Here is the stabilizer of under , and we are viewing as a subspace of . We denote this identification by . The element gives an alternating form on , defined by
(62) |
This form clearly vanishes on , and gives a non-degenerate bilinear form on , which we have just identified with . Thus, given a co-adjoint orbit , we get a symplectic -form on it by letting the value of at equal . In particular, as a manifold, has to have even dimension; if its dimension is , then the -fold wedge product of the form gives a volume form on .
Over a field of characteristic zero, we can identify a semisimple Lie algebra with its dual; we will use the Killing form for this. Then the adjoint orbits in get identified with the co-adjoint orbits in , and thus we get a very natural algebraic volume form on each adjoint orbit in . Here our goal is to compute this form explicitly in two examples: the regular nilpotent orbit in and a semisimple -orbit in (we do not use the accidental isomorphism in this calculation). In both cases the orbit will be two-dimensional, so we are just computing the form denoted by above.
6.2. Rewriting the form as a form on an orbit in
Given , we compute the form on the orbit of an element that corresponds to under the isomorphism defined by Killing form, in three steps:
-
(1)
Compute the map .
-
(2)
For find with for , and then evaluate .
-
(3)
Using Killing form, identify with , which identifies a co-adjoint orbit of in with an adjoint orbit of an element . Then use the adjoint action to explicitly define the volume form on at a point in this orbit by pulling back the form .
6.3. Example I: a regular nilpotent orbit in
Let , , and consider the standard basis for given by:
Let be the basis for dual to under the Killing form. Explicitly this means that , , and . We will compute Kirillov form on the co-adjoint orbit of , which we identify with the adjoint orbit of in .
When we refer to coordinates on , it is with respect to our chosen basis . Given this choice of coordinates, we have the basis of the space of -forms on given by , , .
Under the isomorphism defined by Killing form, a point is mapped to . We can describe the orbit of very explicitly in these coordinates.
6.3.1. The nilpotent cone
If we are working over , then the set of nilpotent elements in forms a cone: indeed, for a nilpotent matrix we have , i.e., . (One can easily see that it is, indeed, a cone by the change of coordinates , : in these coordinates, the equation of the orbit becomes ). See e.g. [DeB05, §2.3] for more detail of this picture.
The nilpotent cone consists of 3 orbits of : , the half-cone with (which is the orbit of ), and the half-cone with (the orbit of ). One can explicitly compute that given a matrix satisfying (which forces if we are working over ), the element below provides the conjugation so that (it is convenient for us to write as a product of a diagonal and a unipotent matrix with a view toward further calculations):
(63) |
Note that since , and , we have , which explains our choice of signs inside the square roots.
6.3.2. A measure from calculus
Given that our orbit is an open half-cone, we can write down a natural measure on it as a parametrized surface. In fact, as we think of a parametrization for this cone, we can be guided by the fact that we are looking for an -invariant measure. We recall Cartan decompositon: , where is the group of lower-triangular unipotent matrices and . The adjoint action of is given by a fairly complicated formula (see [DeB05, §2.3]), but at the same time one has the obvious action of on the cone by rotations; thus it is reasonable to make a rotation-invariant measure on our cone. Therefore, we use cylindrical coordinates to parametrize the cone and arrive at , , , which translates to the parametrization given by:
(64) |
The natural volume form on the cone is then ; below we see how it compares to Kirillov’s volume form. Note: now that we made this guess at a form, we could just express the actions of and on the cone in the coordinates, and check if this form is invariant. However, we prefer to compute the Kirillov’s form directly and derive the comparison this way.
6.3.3. Computing Kirillov’s form
Step 1. The calculation at . We compute the map defined in §6.1. It is a map from to , so given , its image under is a linear functional on . Thus it makes sense to write , where . We evaluate:
Thus
(65) |
Step 2. We need to find a preimage under for a vector . We recall that this tangent space is identified with a subspace of , which we later plan to identify with a subspace of . Because of this latter anticipated identification, we write . We see directly from (65) that for to be in the image of it has to satisfy , and then satisfies .
We are now ready to compute the form . Let for ; then as discussed above, we can take . Then , and finally we have that:
(66) |
Under the identification of the differential -forms on a vector space with alternating -tensors, we recognize this form as , which we identify with the form on the adjoint orbit of .
Step 3. Pullback of under the adjoint action. We compute the operator for the element from (63) in our coordinates, in order to use it to pull back the form . By the right-hand side of (63), the matrix of in the basis is
(67) |
Thus,
(68) | ||||
By definition, the volume form at is , and thus we get
Coverting to -coordinates, we get:
and therefore
6.3.4. Semisimple orbits in
The orbits of split semisimple elements in are hyperboloids of one sheet asymptotically approaching the nilpotent cone on the outside; the orbits of elliptic elements are the individual sheets of hyperboloids of two sheets that lie inside the same asymptotic cone (see e.g., [DeB05, §2.3.3] for detail). Measures on them can be computed in a similar way (we return to this calculation below). For now we compute another example, a semisimple orbit in .
6.4. Another example: a semisimple (elliptic) element in
Let , , and let be the basis for given by:
Let be dual basis for under the Killing form. Explicitly this means , , and . Denote by the co-adoint orbit of . Then a brief calculation shows that is the unit sphere:
We compute Kirillov’s form on this sphere, using a slightly different method from the above (to illustrate various approaches to such computations). Namely, rather than computing the form at one fixed base point on the orbit and then using the group action to compute it at all points, we do the computation directly for each point of our orbit .
As above, given , we have given by . We write in -coordinates. As above, the differential of at gives an identification . This can be computed either by recalling that or via the exponential map:
The result of this computation is that with respect to our coordinates, the matrix representation for is given by:
Write . We have:
Therefore,
(69) | ||||
It is easy to check that if we parametrize the sphere using the spherical coordinates, this form is rewritten as twice the usual surface area element: . We leave this check as an exercise.
6.4.1. General semi-simple orbits in and
Since the group is compact, all its maximal tori are conjugate; consequently, every semisimple element in is conjugate to for some (and all semisimple orbits are spheres). It is clear that if we replace with , the form in (69) gets scaled by : , so it is again the natural area element on a sphere of radius .
We also note that all our calculations for these algebraic volume forms are valid over any field of characteristic different from (the only reason we were working over the reals is the nice geometric picture and the intuitive parametric equations for the orbits as surfaces; note that despite our use of these transcendental parametrizations, in the end all the differential forms are algebraic).
Returning to semi-simple orbits in , we can use the accidental isomorphism: over , and are isomorphic. Thus, the same calculation as above shows also that the value at the element of the Kirillov form on the orbit of is (note that the - and -coordinates are swapped in §6.3 and §6.4); this uniquely determines the invariant form on the orbit.
How does this form relate to the volume form defined by (23) in §3.4? Using the coordinates of 6.3, Chevalley map is given by
The geometric measure is defined as a quotient: , where . Evaluating all the forms at the point (which corresponds to , , and thus ), we see that must satisfy
and therefore, . We obtain the conversion coefficient between Kirillov’s form and the geometric form: on the orbit of a split semi-simple element it is . It would be interesting to find this coefficient for a general reductive Lie algebra.
References
- [AAG+19] Jeffrey D. Achter, Salim Ali Altug, Luis Garcia, Julia Gordon, and with Appendix by Thomas Rüd and Wen-Wei Li, Counting Abelian varieties over finite fields via Frobenius densities, https://arxiv.org/abs/1905.11603 (2019).
- [AW15] Jeffrey Achter and Cassandra Williams, Local heuristics and an exact formula for abelian surfaces over finite fields, Canad. Math. Bull. 58 (2015), no. 4, 673–691. MR 3415659
- [Bat99] Victor V. Batyrev, Birational Calabi-Yau -folds have equal Betti numbers, New trends in algebraic geometry (Warwick, 1996), London Math. Soc. Lecture Note Ser., vol. 264, Cambridge Univ. Press, Cambridge, 1999, pp. 1–11. MR 1714818 (2000i:14059)
- [Bit11] Rony A. Bitan, The discriminant of an algebraic torus, J. Number Theory 131 (2011), no. 9, 1657–1671.
- [BLR80] Siegfried Bosch, Werner Lütkebohmert, and Michel Raynaud, Néron models, Springer-Verlag, Berlin, 1980.
- [Bou85] N. Bourbaki, Eléménts de mathématique. algèbre commutative, Masson, 1985.
- [Bou02] by same author, Lie groups and lie algebras. chapters 4-6., Springer-Verlag, 2002.
- [CL08] Raf Cluckers and François Loeser, Constructible motivic functions and motivic integration, Invent. Math. 173 (2008), no. 1, 23–121.
- [DeB05] Stephen DeBacker, Homogeneity for reductive -adic groups: an introduction, Harmonic analysis, the trace formula, and Shimura varieties, Clay Math. Proc., vol. 4, Amer. Math. Soc., Providence, RI, 2005, pp. 393–522. MR 2192014 (2006m:22016)
- [DKS] Chantal David, Dimitris Koukoulopoulos, and Ethan Smith, Sums of Euler products and statistics of elliptic curves.
- [DL01] Jan Denef and François Loeser, Definable sets, motives, and -adic integrals, J. Amer. Math. Soc. 14 (2001), no. 2, 429–469.
- [FH91] William Fulton and Joe Harris, Representation theory: A first course, Graduate Texts in Mathematics, vol. 129, Springer, New York, 1991.
- [FLN10] Edward Frenkel, Robert Langlands, and Báo Châu Ngô, Formule des traces et fonctorialité: le début d’un programme, Ann. Sci. Math. Québec 34 (2010), no. 2, 199–243. MR 2779866 (2012c:11240)
- [FT91] A. Fröhlich and M.J. Taylor, Algebraic number theory, Cambridge studies in advanced mathematics, vol. 27, Cambridge University Press, 1991.
- [Gek03] Ernst-Ulrich Gekeler, Frobenius distributions of elliptic curves over finite prime fields, Int. Math. Res. Not. (2003), no. 37, 1999–2018.
- [GG99] Wee Teck Gan and Benedict H. Gross, Haar measure and the Artin conductor, Transactions of the AMS 351 (1999), no. 4, 1691–1704.
- [GGPS16] I.M. Gelfand, M.I. Graev, and I. Pyatetskii-Shapiro, Generalized functions: volume 6. representation theory and automorphic functions, AMS Chelsea publishing, 2016, Originaly published in Russian, 1958.
- [Gro97] Benedict H. Gross, On the motive of a reductive group, Invent. Math. 130 (1997), 287–313.
- [Hum72] James E. Humphreys, Introduction to Lie algebras and representation theory, Graduate Texts in Mathematics, Springer-Verlag, 1972.
- [KL06] Andrew Knightly and Charles Li, Traces of Hecke operators, Mathematica surveys and monographs, vol. 133, American Math. Society, 2006.
- [Kot82] Robert E. Kottwitz, Rational conjugacy classes in reductive groups, Duke Math. J. 49 (1982), no. 4, 785–806. MR 683003 (84k:20020)
- [Kot97] Robert Kottwitz, Isocrystals with additional structure. II, Compositio Math. 109 (1997), no. 3, 255–339.
- [Kot05] Robert E. Kottwitz, Harmonic analysis on reductive -adic groups and Lie algebras, Harmonic analysis, the trace formula, and Shimura varieties, Clay Math. Proc., vol. 4, Amer. Math. Soc., Providence, RI, 2005, pp. 393–522. MR 2192014 (2006m:22016)
- [Lan13] Robert P. Langlands, Singularités et transfert, Ann. Math. Qué. 37 (2013), no. 2, 173–253. MR 3117742
- [Mil08] James S. Milne, Class field theory, Available at http://jmilne.org, 2008.
- [Oes82] Joseph Oesterlé, Réduction modulo des sous-ensembles analytiques fermés de , Invent. Math. 66 (1982), no. 2, 325–341.
- [Ono61] Takashi Ono, Arithmetic of algebraic tori, Ann. of Math. (2) 74 (1961), 101–139.
- [Ono63] by same author, On the Tamagawa number of algebraic tori, Ann. of Math. (2) 78 (1963), 47–73. MR 0156851
- [Ono66] by same author, On Tamagawa numbers, Arithmetic properties of algebraic groups. Adèle groups., Proc. Symp. Pure Math., vol. 9, II, Amer. Math. Soc., Providence, RI, 1966, pp. 122–132.
- [PR91] Vladimir Platonov and Andrei Rapinchuk, Algebraic groups and number theory, Academic Press, Inc., San Diego, 1991.
- [Rüd20] Thomas Rüd, Explicit Tamagawa numbers for certain tori over number fields, https://arxiv.org/abs/2009.04431 (2020).
- [Ser81] Jean-Pierre Serre, Quelques applications du théorème de densité de Chebotarev, Inst. Hautes Études Sci. Publ. Math. (1981), no. 54, 323–401.
- [Shy77] Jih Min Shyr, On some class number relations of algebraic tori, Michigan Math. J. 24 (1977), no. 3, 365–377. MR 0491596
- [Vey92] W. Veys, Reduction modulo of -adic subanalytic sets, Math.Proc. Cambridge Philos. Soc. 112 (1992), 483–486.
- [Wei82] André Weil, Adeles and algebraic groups, Progress in mathematics, vol. 23, Birkhäuser, 1982.
- [Yun13] Zhiwei Yun, Orbital integrals and Dedekind zeta funcions, The Legacy of Srinivasa Ramanujan, RMS-Lecture notes series (2-13), no. 20, 399–420.