Operator Systems Generated by Projections

Roy Araiza and Travis Russell Department of Mathematics & Illinois Quantum Information Science and Technology Center, University of Illinois at Urbana-Champaign, Urbana, IL, 61801 [email protected] Department of Mathematics, Dartmouth College, Hanover, NH [email protected]

Abstract.

We construct a family of operator systems and $k$ -AOU spaces generated by a finite number of projections satisfying a set of linear relations. This family is universal in the sense that the map sending the generating projections to any other set of projections which satisfy the same relations is completely positive. These operator systems are constructed as inductive limits of explicitly defined operator systems. By choosing the linear relations to be the nonsignalling relations from quantum correlation theory, we obtain a hierarchy of ordered vector spaces dual to the hierarchy of quantum correlation sets. By considering another set of relations, we also find a new necessary condition for the existence of a SIC-POVM.

Part of this work was done at the workshop “QLA Meets QIT II”, held in Chicago, IL, November 2022.

1. Introduction

The interplay between operator algebras and quantum information theory has yielded many exciting results, especially over past fifteen years or so, including in the recent solution to Connes’ embedding problem [8]. Within this field of study, operator systems and completely positive maps have played a vital role, providing crucial operator algebraic tools used to approach quantum information problems. For example, the various correlation sets considered in Tsirelson’s problems have been reformulated in terms of states on finite dimensional operator systems which arise as subsystems of certain universal group C*-algebras in [11].

The connection between operator systems and quantum information theory is very natural. Quantum measurements are generally formulated in terms of projection-valued measures (or positive operator-valued measures) and states on the C*-algebras which they generate. Therefore many problems in quantum information theory have a natural formulation in terms of projection-valued measures and states on the corresponding C*-algebra generated by those projections. Since many problems involve only discrete measurements, and thus only finitely many projections, it is reasonable to wonder if these problems can be formulated using only the langauge of finite-dimensional operator systems and their state spaces. One impediment to this is that operator systems, as abstractly characterized by Choi-Effros [5], can generate a variety of non-isomorphic C*-covers — C*-algebras generated by completely order-isomorphic copies of the given operator system. Key properties, such as $p=p^{2}$ for a projection $p$ , or $ef=fe$ for a pair of commuting operators $e$ and $f$ , can be forgotten in certain C*-covers of an operator system. Therefore operator systems considered in the quantum information literature often arise as subsystems of specific C*-covers instead of being defined as abstract operator systems without a specified C*-cover (c.f. [11]).

In recent work [1], the authors abstractly characterized the elements of an operator system which arise as projections in the corresponding C*-envelope (the canonical “smallest” C*-cover). In joint work with Tomforde [3, 2], the authors used these notions to characterize quantum and quantum commuting correlations entirely in the language of abstract operator systems and their states. These results demonstrate that abstract operator systems have a sufficiently rich theory to capture problems in quantum information without reference to ambient C*-algebras.

In this paper, we generalize previous work, particularly the results of [3], to construct a family of universal operator systems each spanned by a finite set of projections $\{p_{1},p_{2},\dots,p_{N}\}$ satisfying a finite set of linear relations. Provided there exists at least one family of projections $\{P_{1},P_{2},\dots,P_{N}\}$ in $B(H)$ satisfying a set of relations $\mathcal{R}$ , then a universal operator system $\mathcal{U}_{\mathcal{R}}$ exists and has the following properites:

(1)

$\mathcal{U}_{\mathcal{R}}$ is spanned by its unit $e$ and positive elements $p_{1},\dots,p_{N}$ satisfy the relations in $\mathcal{R}$ ,
(2)

the elements $p_{1},\dots,p_{N}$ are projections in the C*-envelope of $\mathcal{U}_{\mathcal{R}}$ , and
(3)

if $Q_{1},\dots,Q_{N}$ are projections on a Hilbert space $K$ which, together with $I_{K}$ , satisfy the relations in $\mathcal{R}$ , then the mapping defined by $e\mapsto I_{K}$ and $p_{i}\mapsto Q_{i}$ is completely positive.

The operator system $\mathcal{U}_{\mathcal{R}}$ is constructed from elementary ingredients as an inducitve limit of operator systems, without reference to “concrete” operator systems arising from known C*-algebras. Furthermore, for each integer $k\in\mathbb{N}$ , we construct another universal operator system $\mathcal{U}_{\mathcal{R}}^{k}$ which is $k$ -minimal and satisfies a similar universal property in the category of $k$ -minimal operator systems (or $k$ -AOU spaces, in the language of [2]). Operator systems which are $k$ -minimal were first studied by Xhabli in [16], where they are realized as operator subsystems of direct sums of matrix algebras of size no greater than $k\times k$ . The universal operator system $\mathcal{U}_{\mathcal{R}}^{k}$ has the property that the map $e\mapsto I$ and $p_{i}\mapsto Q_{i}$ is completely positive whenever $\text{span}\{I,Q_{1},Q_{2},\dots,Q_{N}\}\subseteq B(H)$ is $k$ -minimal (for example, this occurs when $\dim(H)\leq k$ ).

To demonstrate the usefulness of the universal operator systems $\mathcal{U}_{\mathcal{R}}$ and $\mathcal{U}_{\mathcal{R}}^{k}$ above, we study two problems in quantum information theory: Tsirelson’s problems on correlation sets and Zauner’s conjecture on SIC-POVMs. Each of these problems can be formulated in terms of projections on Hilbert spaces satisfying certain relations, allowing us to make use of the operator system $\mathcal{U}_{\mathcal{R}}$ . Furthermore, it is important to distinguish the case when the dimension of the Hilbert space is constrained to be finite in both of these applications, allowing us to make use of the $k$ -minimal operator system $\mathcal{U}_{\mathcal{R}}^{k}$ .

For quantum correlations, we show that by choosing input-output parameters $n,m\in\mathbb{N}$ and choosing the relations $\mathcal{R}$ to be the non-signalling conditions, we recover a hierarchy of AOU spaces

V_{loc}(n,m),V_{qa}(n,m),V_{qc}(n,m),V_{ns}(n,m)

which is dual, in the sense of Kadison duality [10], to the hierarchy of quantum correlation sets $C_{loc}(n,m)\subseteq C_{qa}(n,m)\subseteq C_{qc}(n,m)\subseteq C_{ns}(n,m)$ . The positive cone of each AOU space in the hierarchy is constructed as an inductive limit of cones. Thus it could be possible to distinguish the various correlation sets by studying the inductive limits involved in the definition of these AOU spaces. Since Connes’ embedding problem is equivalent to asking if $V_{qa}(n,m)=V_{qc}(n,m)$ for all input-output parameters $n,m\in\mathbb{N}$ , our constructions yield a potentially new path for approaching this problem.

For Zauner’s conjecture, we devise new necessary conditions for the existence of a SIC-POVM in the matrix algebra $M_{d}$ . A SIC-POVM is a family of rank one projections $P_{1},P_{2},\dots,P_{d^{2}}$ which satisfy the relation $\sum P_{i}=dI$ and $\Tr(P_{i}P_{j})=\frac{1}{d+1}$ whenever $i\neq j$ . It was conjectured by Zauner that a SIC-POVM exists in every dimesion $d$ . However, this conjecture has only been verified for finitely many values of $d$ [6]. We study this problem by considering the universal $d$ -minimal operator system $\mathcal{U}_{\mathcal{R}}^{d}=\text{span}\{e,p_{1},p_{2},\dots,p_{d^{2}}\}$ satisfying the single relation $\sum p_{i}=de$ where $e$ is unit of $\mathcal{U}_{\mathcal{R}}$ . Whenever a SIC-POVM $\{P_{1},P_{2},\dots,P_{d^{2}}\}$ exists in $M_{d}$ , it follows from the universal properties of $\mathcal{U}_{\mathcal{R}}$ that the mapping $\pi:\mathcal{U}_{\mathcal{R}}\to M_{d}$ defined by $\pi(p_{i})=P_{i}$ is unital and completely positive. Using this observation, we uncover necessary conditions on the operator system $\mathcal{U}_{\mathcal{R}}$ which must hold whenever a SIC-POVM exists. We conlcude the paper with a remark on how a similar approach gives rise to necessary conditions for the existence of families of $d+1$ mutually unbiased bases in $\mathbb{C}^{d}$ , another important open problem in quantum information theory [14].

The paper is organized as follows. In Section 2, we introduce notation and provide preliminary details on operator systems, $k$ -minimality, and abstract projections. In Sections 3 and 4, we develop the universal operator system $\mathcal{U}_{\mathcal{R}}$ . In Section 5, we develop the universal $k$ -minimal operator systems $\mathcal{U}_{\mathcal{R}}^{k}$ . In Section 6, we consider applications to quantum correlation sets, and in Section 7 we consider applications to SIC-POVMs and mutually unbiased bases.

2. Preliminaries

In this section, we recall some basic facts from the theory of operator systems as well as preliminary results on $k$ -AOU spaces and projections in operator systems. We begin by mentioning the notation used in this paper. We let $\mathbb{N},\mathbb{R}$ , and $\mathbb{C}$ denote the sets of natural numbers, real numbers, and complex numbers, respectively. For each $n\in\mathbb{N}$ , we let $[n]:=\{1,2,\dots,n\}$ . For each $n,k\in\mathbb{N}$ , we let $M_{n,k}$ denote the set of $n\times k$ matrices with entries in $\mathbb{C}$ , and we let $M_{n}:=M_{n,n}$ . For each $n\in\mathbb{N}$ , we let $M_{n}^{+}$ denote the cone of positive semidefinite matrices. We let $M_{n,k}(\mathbb{R})$ denote the set of $n\times k$ matrices with entries in $\mathbb{R}$ . Given matrices $A\in M_{n}$ and $B\in M_{k}$ , we let $A\otimes B$ denote the Kronecker tensor product.

2.1. Operator systems and completely positive maps

A $*$ -vector space is a complex vector space $\mathcal{V}$ together with an conjugate-linear involution $*:\mathcal{V}\to\mathcal{V}$ . An element $x\in\mathcal{V}$ such that $x^{*}=x$ is called hermitian and we denote the real subspace of all hermitian elements of $\mathcal{V}$ by $\mathcal{V}_{h}$ . If $\mathcal{V}$ is a $*$ -vector space, a cone is a subset $C\subseteq\mathcal{V}_{h}$ with $\alpha C\subseteq C$ for all $\alpha\in[0,\infty)$ and such that $C+C\subseteq C.$ We will say the cone $C$ is proper if $C\cap-C=\{0\}$ . An ordered $*$ -vector space $(\mathcal{V},C)$ consists of a $*$ -vector space $\mathcal{V}$ with a proper cone $C$ . For any ordered vector space $(\mathcal{V},C)$ we may define a partial order on $\mathcal{V}_{h}$ by $v\leq w$ (equivalently $w\geq v$ ) if and only if $w-v\in C$ . If $(\mathcal{V},C)$ is an ordered $*$ -vector space, an element $e\in\mathcal{V}_{h}$ is called an order unit if for all $v\in\mathcal{V}_{h}$ there exists $r>0$ such that $re\geq v$ . An order unit $e$ is called Archimedean if whenever $re+v\geq 0$ for all real $r>0$ , then $v\geq 0$ . An Archimedean order unit space (or AOU space for short) is a triple $(\mathcal{V},C,e)$ such that $(\mathcal{V},C)$ is an ordered $*$ -vector space and $e$ is an Archimedean order unit for $(\mathcal{V},C)$ . If $e$ is an order unit for $(\mathcal{V},C)$ , the Archimedean closure of $C$ is defined to be the set of $x\in\mathcal{V}_{h}$ with the property that $re+x\in C$ for all $r>0$ . In general the Archimedean closure of a proper cone $C$ may not be proper. If $\mathcal{V}$ is a complex vector space, then for any $n\in\mathbb{N}$ the vector space of $n\times n$ matrices with entries in $\mathcal{V}$ is denoted $M_{n}(\mathcal{V})$ . We see that $M_{n}(\mathcal{V})$ inherits a $*$ -operation by $(a_{i,j})_{i,j}^{*}=(a_{j,i}^{*})_{i,j}$ . Let $\mathcal{V}$ be a $*$ -vector space. A family of matrix cones $\{\mathcal{C}_{n}\}_{n=1}^{\infty}$ is a collection such that $\mathcal{C}_{n}$ is a proper cone of $M_{n}(\mathcal{V})$ for all $n\in\mathbb{N}$ . We call a family of matrix cones $\{\mathcal{C}_{n}\}_{n=1}^{\infty}$ a matrix ordering if

\alpha^{*}\mathcal{C}_{n}\alpha\subseteq\mathcal{C}_{m}

for all $\alpha\in M_{n,m}(\mathbb{C})$ . We often use a calligraphic symbol such as $\mathcal{C}$ to denote a matrix ordering; i.e. $\mathcal{C}:=\{\mathcal{C}_{n}\}_{n=1}^{\infty}$ . When $\mathcal{C}$ is a matrix ordering, we let $\mathcal{C}_{n}$ denote the $n\textsuperscript{th}$ matrix cone of the matrix ordering. If $x\in\mathcal{V}$ , for every $n\in\mathbb{N}$ we define

x_{n}:=I_{n}\otimes x=\left(\begin{smallmatrix}x&&\\ &\ddots&\\ &&x\end{smallmatrix}\right)\in M_{n}(\mathcal{V}).

An operator system is a triple $(\mathcal{V},\mathcal{C},e)$ consisting of a $*$ -vector space $\mathcal{V}$ , a matrix ordering $\mathcal{C}$ on $\mathcal{V}$ , and an element $e\in\mathcal{V}$ such that $(\mathcal{V},\mathcal{C}_{n},e_{n})$ is an AOU space for all $n\in\mathbb{N}$ . In this case, we call $e$ an Archimedean matrix order unit. If we only have that $e$ is an order unit for each $(\mathcal{V},\mathcal{C}_{n})$ , then we call $e$ a matrix order unit. We often let $\mathcal{V}$ denote the operator system $(\mathcal{V},\mathcal{C},e)$ when the unit and matrix ordering are unspecified or clear from context.

If $(\mathcal{V},C)$ and $(\mathcal{W},D)$ are ordered $*$ -vector spaces, a linear map $\phi:\mathcal{V}\to\mathcal{W}$ is called positive if $\phi(C)\subseteq D$ . A positive linear map $\phi:\mathcal{V}\to\mathcal{W}$ is an order isomorphism if $\phi$ is a bijection and $\phi(C)=D$ . An injective map $\phi:\mathcal{V}\to\mathcal{W}$ is called an order embedding if it is an order isomorphism onto its range. If $\mathcal{V}$ and $\mathcal{W}$ are $*$ -vector spaces and $\phi:\mathcal{V}\to\mathcal{W}$ is a linear map, then for each $n\in\mathbb{N}$ the map $\phi$ induces a linear map $\phi_{n}:M_{n}(\mathcal{V})\to M_{n}(\mathcal{W})$ by $\phi_{n}((a_{i,j})_{i,j})=(\phi(a_{i,j}))_{i,j}$ . If $(\mathcal{V},\mathcal{C},e)$ and $(\mathcal{W},\mathcal{D},f)$ are operator systems, a linear map $\phi:\mathcal{V}\to\mathcal{W}$ is called completely positive if $\phi_{n}(\mathcal{C}_{n})\subseteq\mathcal{D}_{n}$ for all $n\in\mathbb{N}$ . A completely positive $\phi:\mathcal{V}\to\mathcal{W}$ is called unital if $\phi(e)=f$ . A completely positive map $\phi:\mathcal{V}\to\mathcal{W}$ is called an complete order isomorphism if $\phi$ is a bijection and $\phi(\mathcal{C}_{n})=\mathcal{D}_{n}$ for all $n\in\mathbb{N}$ . A linear map $\phi:\mathcal{V}\to\mathcal{W}$ is called a complete order embedding if $\phi$ is a complete order isomorphism onto its range.

We now recall the representation theorem of Choi and Effros, and some consequences.

Theorem 2.1 (Choi-Effros, [5]).

Let $(\mathcal{V},\mathcal{C},e)$ be an operator system. Then there exists a Hilbert space $H$ and a unital complete order embedding $\pi:\mathcal{V}\to B(H)$ .

By Theorem 2.1, every operator system arises as a subspace of $B(H)$ , and hence every operator system generates a C*-algebra. However, that C*-algebra is not necessarily unique. By a C*-cover, we mean a pair $(\mathcal{A},\pi)$ consisting of a C*-algebra $\mathcal{A}$ and a unital complete order embedding $\pi:\mathcal{V}\to\mathcal{A}$ such that $C^{*}(\pi(\mathcal{V}))=\mathcal{A}$ . Among all C*-covers, there exist canonical “smallest” and “largest” ones. We will be concerned with the “smallest” C*-cover, called the C*-envelope. A C*-envelope for an operator system $\mathcal{V}$ is a C*-cover, denoted $(C^{*}_{e}(\mathcal{V}),i)$ , which satisfies the following universal property: if $(\mathcal{B},j)$ is another C*-cover, then the identity map $id:j(s)\mapsto i(s)$ from $j(\mathcal{V})$ to $i(\mathcal{V})$ extends uniquely to $*$ -homomorphism $\pi:\mathcal{B}\to C^{*}_{e}(\mathcal{V})$ . The following theorem asserts that every operator system has a C*-envelope, which is necessarily unique.

Theorem 2.2 (Hamana, [7]).

Let $\mathcal{V}$ be an operator system. Then there exists a C*-envelope $(C^{*}_{e}(\mathcal{V}),i)$ and it is unique up to $*$ -isomorphism.

2.2. $k$ -AOU spaces

We will also be using facts regarding k-AOU spaces, which we will discuss briefly. The interested reader will find more details in [2].

Definition 2.3 ( $k$ -Archimedean order unit space).

For any $k\in\mathbb{N}$ , a $k$ -Archimedean order unit space (or $k$ -AOU space, for short) is a triple $(\mathcal{V},C,e)$ consisting of

(i)

$\mathcal{V}$ , a $*$ -vector space,
(ii)

$C\subseteq M_{k}(\mathcal{V})_{h}$ , a proper cone, compatible in the sense that for each $\alpha\in M_{k}(\mathbb{C})$ , we have $\alpha^{*}C\alpha\subseteq C$ , and
(iii)

$e\in\mathcal{V}$ with the property that $e_{k}:=I_{k}\otimes e$ is an Archimedean order unit for $(M_{k}(\mathcal{V}),C)$ .

A pair $(\mathcal{V},C)$ satisfying conditions $(i)$ and $(ii)$ is called a $k$ -ordered $*$ -vector space, and an element $e$ satisfying condition $(iii)$ is called a $k$ -Archimedean order unit for the $k$ -ordered vector space $(\mathcal{V},C)$ .

Next, we define the appropriate morphisms in the category of $k$ -AOU spaces.

Definition 2.4 ( $k$ -positive maps).

Let $k\in\mathbb{N}$ , and suppose $(\mathcal{V},C)$ and $(\mathcal{W},D)$ are $k$ -ordered $*$ -vector spaces. A linear map $\phi:\mathcal{V}\to\mathcal{W}$ is called $k$ -positive if $\phi_{k}(C)\subseteq D$ . If $\phi$ is $k$ -positive and injective with $\phi_{k}^{-1}(D)\subseteq C$ , then $\phi$ is called a $k$ -order embedding. A bijective $k$ -order embedding is called a $k$ -order isomorphism.

In the case when $k=1$ , it is clear our notion of a $k$ -AOU space is identical to that of an AOU space, and that $k$ -positive maps, $k$ -order embeddings, and $k$ -order isomorphisms are just positive maps, order embeddings, and order isomorphisms, respectively.

In [13], a variety of operator system structures were considered for AOU spaces. In particular, the authors constructed minimal and maximal operator system structures (minimal and maximal with respect to inclusions of matricial orderings). We wish to consider these structures when the initial object is a $k$ -AOU space. The following definitions come from (CITE ARTb, Xhabli, etc).

Definition 2.5 (Operator System Structure).

Let $k\in\mathbb{N}$ , and suppose $(\mathcal{V},C,e)$ is a $k$ -AOU space. If $\mathcal{C}$ is an Archimedean closed matrix ordering on $\mathcal{V}$ satisfying $\mathcal{C}_{k}=C$ , then we say $\mathcal{C}$ extends $C$ or is an extension of $C$ , and we call the operator system $(\mathcal{V},\mathcal{C},e)$ an operator system structure on $(\mathcal{V},C,e)$ .

We will now focus on two operator system structures on $k$ -AOU spaces.

Definition 2.6 (The $k$ -minimal operator system structure on a $k$ -AOU space).

Given a $k$ -AOU space $(\mathcal{V},C,e)$ , we define

C_{n}^{\text{$k$-min}}:=\{x\in M_{n}(\mathcal{V})_{h}:\alpha^{*}x\alpha\in C\text{ for all }\alpha\in M_{n,k}\}

for each $n\in\mathbb{N}$ . If $C^{\text{$k$-min}}:=\{C_{n}^{\text{$k$-min}}\},$ then the triple $(\mathcal{V},C^{\text{$k$-min}},e)$ is called a $k$ -minimal operator system.

Definition 2.7.

Given $k\in\mathbb{N}$ , let $(\mathcal{V},C,e)$ be a $k$ -AOU space. For each $n\in\mathbb{N}$ , define

D_{n}^{\text{$k$-max}}(\mathcal{V}):=\{\alpha^{*}\text{diag}(s_{1},\dots,s_{m})\alpha:\alpha\in M_{mk,n}\text{ and }s_{1},\dots,s_{m}\in C,m\in\mathbb{N}\},

and let $C_{n}^{\text{$k$-max}}$ denote the Archimedean closure of $D_{n}^{\text{$k$-max}}$ . If $C^{\text{$k$-max}}:=\{C_{n}^{\text{$k$-max}}\},$ then the triple $(\mathcal{V},C^{\text{$k$-max}},e)$ is called a $k$ -maximal operator system.

While we will make use of the $k$ -minimal operator system structure extensively, we will only consider the $k$ -maximal structure in the case when $k=1$ . The details of this case can be found in [13]. For more details regarding both the $k$ -minimal and $k$ -maximal structures, we refer the reader to [16] and [2].

It is a quick exercise to verify that given linear map $\phi:\mathcal{V}\to\mathcal{W}$ in which $\mathcal{V}$ is a $k$ -AOU space equipped with the $k$ -max structure and $\mathcal{W}$ is an operator system, that $\phi$ is completely positive if and only if it is $k$ -positive. Similarly, if $\phi:\mathcal{W}\to\mathcal{V}$ where $\mathcal{W}$ is an operator system and $\mathcal{V}$ is a $k$ -minimal operator system, then $\phi$ is $k$ -positive if and only if it is completely positive. The next theorem will be useful for us later.

Theorem 2.8 ([16] and [2]).

Let $(\mathcal{V},C,e)$ be a $k$ -AOU space and let $n\in\mathbb{N}$ . Then the following statements are equivalent:

(1)

$x\in C^{k-\text{min}}_{n}$ .
(2)

$\varphi_{n}(x)\in M_{nk}^{+}$ for every $k$ -positive map $\varphi:\mathcal{V}\to M_{k}$ .
(3)

$\varphi_{n}(x)\in M_{nk}^{+}$ for every unital $k$ -positive map $\varphi:\mathcal{V}\to M_{k}$ .

In particular, the map

\pi:=\bigoplus_{\varphi\in\mathfrak{S}}\varphi

is a unital complete order embedding on $(\mathcal{V},C^{k-\text{min}},e)$ , where $\mathfrak{S}$ denotes the set of all unital $k$ -postive maps from $\mathcal{V}$ to $M_{k}$ .

2.3. Abstract projections

Suppose that $\mathcal{V}$ is an operator system, $p\in\mathcal{V}$ , and that $j(p)$ is a projection in some C*-cover $(\mathcal{A},j)$ for $\mathcal{V}$ . By Theorem 2.2, there exists a $*$ -homomorphism $\pi:\mathcal{A}\to C^{*}_{e}(\mathcal{V})$ such that $\pi(j(p))=i(p)$ . Since the image of a projection under a $*$ -homomorphism is a projection, we conclude that the image of $p$ in $C^{*}_{e}(\mathcal{V})$ is a projection.

By an abstract projection, we mean an element $p$ in an operator system $\mathcal{V}$ whose image in $C^{*}_{e}(\mathcal{V})$ is a projection. Equivalently, by the above argument, an abstract projection is an element whose image is a projection in some C*-cover.

Abstract projections can be characterized intrinsically in terms of the matrix ordering and order unit. To do so, we first define a cone which will be useful throughout the paper.

Definition 2.9.

Let $(\mathcal{V},\mathcal{C},e)$ be an operator system, and suppose that $p\in\mathcal{V}_{h}$ and $0\leq p\leq e$ . Then $\mathcal{C}(p)=\{\mathcal{C}(p)_{n}\}_{n=1}^{\infty}$ denotes the matrix ordering defined by: $x\in\mathcal{C}(p)_{n}$ if and only if for every $\epsilon>0$ there exists $t>0$ such that

x\otimes J_{2}+\epsilon I_{n}\otimes(p\oplus p^{\perp})+tI_{n}\otimes(p^{\perp}\oplus p)\in\mathcal{C}_{2n}

where $p^{\perp}:=e-p$ .

Remark 2.10.

In [3], the notation $\mathcal{C}(p)$ denoted a matrix ordering on the vector space $M_{2}(\mathcal{V})$ rather than a matrix ordering on $\mathcal{V}$ . However, intersecting the matrix ordering from [3] with the image of $\mathcal{V}$ under the complete order embedding $x\mapsto x\otimes J_{2}$ yields the matrix ordering defined above.

For a given $p\in\mathcal{V}$ satisfying the conditions of Definition 2.9, it may not be the case that $\mathcal{C}(p)$ is a proper matrix ordering. However, it is always the case that $\mathcal{C}_{n}\subseteq\mathcal{C}(p)_{n}$ . Indeed, if $x\in\mathcal{C}_{n}$ , then

x\otimes J_{2}+\epsilon I_{n}\otimes(p\oplus p^{\perp})+\epsilon I_{n}\otimes(p^{\perp}\oplus p)=x\otimes J_{2}+\epsilon I_{2n}\otimes e\in\mathcal{C}_{2n}.

When $\mathcal{C}(p)$ happens to be a proper matrix ordering, the following holds.

Proposition 2.11 ([3, Lemma 3.6]).

Let $(\mathcal{V},\mathcal{C},e)$ be an operator system. Suppose $0\leq p\leq e$ . If $\mathcal{C}(p)$ is proper, then $p$ is an abstract projection in $(\mathcal{V},\mathcal{C}(p),e)$ .

The case when $\mathcal{C}_{n}=\mathcal{C}(p)_{n}$ is of special importance.

Theorem 2.12 ([1, Theorem 5.10]).

Let $(\mathcal{V},\mathcal{C},e)$ be an operator system, and suppose that $p\in\mathcal{V}_{h}$ and $0\leq p\leq e$ . Then $p$ is an abstract projection if and only if $\mathcal{C}=\mathcal{C}(p)$ .

3. Universal operator systems generated by contractions

In this section, we will construct a vector space $\mathcal{U}_{\mathcal{R}}$ spanned by generators $e,p_{1},\dots,p_{N}$ satisfying a finite set of relations $\mathcal{R}$ and a matrix ordering $\mathcal{C}$ such that $(\mathcal{U}_{\mathcal{R}},\mathcal{C},e)$ is an operator system that is universal with respect to all families of positive contractions satisfying the relations $\mathcal{R}$ . This means that if $q_{1},\dots,q_{N}\in B(H)$ are positive contractions and the operators $\{I_{H},q_{1},\dots,q_{N}\}$ satisfy the relations $\mathcal{R}$ , then the mapping $e\mapsto I_{H},p_{i}\mapsto q_{i}$ is completely positive. Many of these results follow from [13] and [3], however they provide a foundational first step in the universal constructions presented in later sections.

We begin by constructing the vector space $\mathcal{U}_{\mathcal{R}}$ . Suppose $\mathcal{R}$ consists of linear equations $\{r_{1},r_{2},\dots,r_{l}\}$ with real coefficients in the variables $\{e,p_{1},\dots,p_{N}\}$ . Then there exists a scalar matrix $M_{\mathcal{R}}\in M_{l,N+1}(\mathbb{R})$ such that $r_{i}$ corresponds to the $i^{\text{th}}$ row of the matrix vector equation $M_{\mathcal{R}}\begin{pmatrix}e&p_{1}&\dots&p_{N}\end{pmatrix}^{T}=0_{l}$ where $0_{l}$ is the zero vector in $\mathbb{R}^{l}$ . More generally, we say that vectors $\{f,q_{1},\dots,q_{N}\}$ satisfy $\mathcal{R}$ (or that $\mathcal{V}=\text{span}\{f,q_{1},\dots,q_{N}\}$ satisfies $\mathcal{R}$ when the vectors $f,q_{1},\dots,q_{N}$ are clear from context) if $M_{\mathcal{R}}\begin{pmatrix}f&q_{1}&\dots&q_{N}\end{pmatrix}^{T}=0_{l}$ .

In the following definition, we regard $M_{\mathcal{R}}$ as a linear map from $\mathbb{C}^{N+1}$ to $\mathbb{C}^{l}$ via matrix-vector multiplication.

Definition 3.1.

Let $\mathcal{R}$ be a set of $l$ linear equations in variables $\{e,p_{1},\dots,p_{N}\}$ expressed in the matrix-vector equation $M_{\mathcal{R}}\begin{pmatrix}e&p_{1}&\dots&p_{N}\end{pmatrix}^{T}=0_{l}$ where $M_{\mathcal{R}}\in M_{l,N+1}(\mathbb{R})$ . We define the vector space $\mathcal{U}_{\mathcal{R}}$ to be the quotient vector space $\mathbb{C}^{N+1}/J_{\mathcal{R}}$ where $J_{\mathcal{R}}=\text{span}\{r_{i}^{T}:i\in[l]\}\subseteq\mathbb{C}^{N+1}$ where $r_{1},r_{2},\dots r_{l}\in M_{1,N+1}(\mathbb{R})$ denote the rows of $M_{\mathcal{R}}$ . Writing $e_{0},e_{1},\dots,e_{N}$ for the canonical basis vectors in $\mathbb{C}^{N+1}$ , we define $e,p_{1},\dots,p_{N}\in\mathcal{U}_{\mathcal{R}}$ by setting $e:=e_{0}+J_{\mathcal{R}}$ and $p_{i}:=e_{i}+J_{\mathcal{R}}$ for each $i\in[N]$ .

It is evident that $\dim(\mathcal{U}_{\mathcal{R}})=N+1-\rank(M_{\mathcal{R}})$ . We now give a brief example and then describe the universal properties of $\mathcal{U}_{\mathcal{R}}$ as a vector space.

Example 3.2.

Suppose $\mathcal{R}$ consists of the single relation $\sum_{i=1}^{N}p_{i}=I$ . Then we may take $M_{\mathcal{R}}$ to be the row matrix $\begin{pmatrix}1&-1&-1&\dots&-1\end{pmatrix}\in M_{1,N+1}$ . The rank of this matrix is 1, so the dimension of $\mathbb{C}^{N+1}/J_{\mathcal{R}}$ is $(N+1)-1=N$ .

Proposition 3.3.

Suppose there exists a vector space $\mathcal{V}$ spanned by vectors $f,q_{1},\dots,q_{N}$ satisfying $\mathcal{R}$ . Then the map $\phi:\mathcal{U}_{\mathcal{R}}\to\mathcal{V}$ given by $\phi(e)=f$ and $\phi(p_{i})=q_{i}$ is a well-defined linear map. Moreover, $\phi$ is injective if and only if $\dim(\mathcal{V})=\dim(\mathcal{U}_{\mathcal{R}})$ .

Proof.

First observe that the map $\widehat{\phi}:\mathbb{C}^{N+1}\to\mathcal{V}$ given by $\widehat{\phi}(e_{0})=f$ and $\widehat{\phi}(e_{i})=q_{i}$ for $i\in[N]$ is well defined and linear. We will show that $\widehat{\phi}(x)=0$ for all $x\in J_{\mathcal{R}}$ . This will imply that $\phi:\mathcal{U}_{\mathcal{R}}\to\mathcal{V}$ is well-defined and linear. Let $x\in J_{\mathcal{R}}$ . Then $x=\sum a_{i}r_{i}^{T}$ and hence $\widehat{\phi}(x)=\sum a_{i}\widehat{\phi}(r_{i}^{T})$ . Suppose $r_{i}^{T}=\sum_{k=0}^{N}b_{k}e_{k}$ . Then $\widehat{\phi}(r_{i}^{T})=b_{0}f+\sum_{k=1}^{N}b_{k}q_{k}$ . Since $\{f,q_{1},\dots,q_{N}\}$ satisfy $\mathcal{R}$ , $b_{0}f+\sum_{k=1}^{N}b_{k}f=0$ . So $\widehat{\phi}(r_{i}^{T})=0$ . It follows that $\widehat{\phi}(x)=0$ . So $\phi$ is well-defined and linear. That $\phi$ is injective if and only if $\dim(\mathcal{V})=\dim(\mathcal{U}_{\mathcal{R}})$ is clear. ∎

Next, we will endow $\mathcal{U}_{\mathcal{R}}$ with the structure of an AOU space. To do this, we first need to show that $\mathcal{U}_{\mathcal{R}}$ is a $*$ -vector space. This can be done by first identifying the vector space $\mathbb{C}^{N+1}$ with the $(N+1)\times(N+1)$ diagonal matrices and then identifying the canonical basis vectors $\{e_{0},e_{1},\dots,e_{N}\}$ with the diagonal matrices with a single non-zero entry of 1 in the $i^{\text{th}}$ diagonal component. Since $\mathcal{U}_{\mathcal{R}}=\mathbb{C}^{N+1}/J_{\mathcal{R}}$ , the space $\mathcal{U}_{\mathcal{R}}$ inherits the involution from $\mathbb{C}^{N+1}$ since $J_{\mathcal{R}}$ is self-adjoint (i.e. spanned by vectors with real entries).

Definition 3.4.

Let $\mathcal{R}$ be a set of relations on generators $\{e,p_{1},\dots,p_{N}\}$ and let $\mathcal{U}_{\mathcal{R}}=\text{span}\{e,p_{1},\dots,p_{N}\}$ be the corresponding $*$ -vector space. Let $p_{i}^{\perp}:=e-p_{i}$ . We define

\widetilde{E}:=\text{cone}(e,p_{1},\dots,p_{N},p_{1}^{\perp},\dots,p_{N}^{\perp})=\{r_{0}e+\sum_{i=1}^{n}t_{i}p_{i}+\sum_{u=1}^{n}s_{i}p_{i}^{\perp}:r_{0},t_{1},\dots,t_{N},s_{1},\dots,s_{N}\in\mathbb{R}^{+}\}

where $\mathbb{R}^{+}$ is the set of non-negative real numbers. We define $E$ to be the archimedean closure of $\widetilde{E}$ with respect to $e$ , i.e

E:=\{x\in\mathcal{U}_{\mathcal{R}}:x=x^{*}\text{ and for every }\epsilon>0,x+\epsilon e\in\widetilde{E}\}.

The requirement that both $p_{i}$ and $p_{i}^{\perp}$ are elements of $E$ ensures that $0\leq p_{i}\leq e$ for each $i\in[N]$ , so that each $p_{i}$ is a positive contraction. It also ensures that $e=p_{i}+p_{i}^{\perp}$ is an element of $E$ . In many cases, the terms $p_{i}^{\perp}$ can be omitted in the definition of the cone $E$ . For example, if $\mathcal{R}$ enforces the relation $\sum p_{i}=e$ , then $\text{cone}(p_{1},\dots,p_{N})$ contains $e$ as well as $p_{i}^{\perp}$ , since $\sum p_{i}=e$ implies that $p_{i}\leq e$ for each $i$ .

The next result shows that if there exists some AOU space of dimension $\dim(\mathcal{U}_{\mathcal{R}})$ spanned by its unit and some positive contractions satisfying $\mathcal{R}$ , then $(\mathcal{U}_{\mathcal{R}},E,e)$ is an AOU space. Moreover, $\mathcal{U}_{\mathcal{R}}$ satisfies a universal property as an AOU space.

Proposition 3.5.

Suppose there exists an AOU space $\mathcal{V}$ with unit $f$ and positive contractions $q_{1},\dots,q_{N}$ satisfying relations $\mathcal{R}$ . Then the map $\phi:\mathcal{U}_{\mathcal{R}}\to\mathcal{V}$ given by $\phi(e)=f$ and $\phi(p_{i})=q_{i}$ is a well-defined positive linear map. Moreover, if $\dim(\mathcal{V})=\dim(\mathcal{U}_{\mathcal{R}})$ , then $\phi$ is injective and $(\mathcal{U}_{\mathcal{R}},E,e)$ is an AOU space (i.e. $E$ is a proper cone).

Proof.

Let $D$ denote the positive cone of the AOU space $\mathcal{V}$ . Since each $q_{i}$ is a positive contraction, we have $\text{cone}(q_{1},\dots,q_{N},q_{1}^{\perp},\dots,q_{N}^{\perp})\subseteq D$ , where $q_{i}^{\perp}:=f-q_{i}$ . Since $\phi(\widetilde{E})=\text{cone}(q_{1},\dots,q_{N},q_{1}^{\perp},\dots,q_{N}^{\perp})$ , $\phi$ is positive on $\widetilde{E}$ . If $x\in E$ , then $x+\epsilon e\in\widetilde{E}$ for every $\epsilon>0$ . Hence $\phi(x)+\epsilon f\in D$ for every $\epsilon>0$ . Since $f$ is an archimedean order unit, $\phi(x)\in D$ . So $\phi$ is positive on $E$ .

Now suppose that $\dim(\mathcal{V})=\dim(\mathcal{U}_{\mathcal{R}})$ . Then $\phi$ is injective, since $\mathcal{V}$ is the range of $\phi$ . Since $(\mathcal{V},D,f)$ is an AOU space, the cone $D$ is proper. Positivity and injectivity of $\phi$ then imply $x=0$ . Therefore $E$ is proper. It follows that $(\mathcal{U}_{\mathcal{R}},E,e)$ is an AOU space. ∎

We conclude this section by endowing the AOU space $(\mathcal{U}_{\mathcal{R}},E,e)$ with the maximal operator system structure, as defined in Section 2. We begin by recalling the following:

Theorem 3.6 (Theorem 3.22 of [13]).

Let $(\mathcal{V},C,e)$ be an AOU space. Then $(\mathcal{V},C^{\text{max}},e)$ is an operator system. If $(\mathcal{W},\mathcal{D},e)$ is an operator system and $\varphi:\mathcal{V}\to\mathcal{W}$ is a positive map, then $\varphi$ is completely positive on $(\mathcal{V},C^{\text{max}},e)$ .

We can regard the map sending an AOU space $(\mathcal{V},C,e)$ to the operator system $(\mathcal{V},C^{\text{max}},e)$ as a functor from the category of AOU spaces to the category of operator systems. This functor carries positive maps between AOU spaces to completely positive maps between operator systems. Our final result of this section follows easily from the properties of this functor.

Theorem 3.7.

Let $H$ be a Hilbert space. Suppose that there exist positive operators $q_{1},\dots,q_{N}\in B(H)$ such that the vectors $\{I_{H},q_{1},\dots,q_{N}\}$ satisfy the relations $\mathcal{R}$ . Then the map $\varphi:\mathcal{U}_{\mathcal{R}}\to B(H)$ defined by $\varphi(e)=I_{H},\varphi(p_{i})=q_{i}$ is completely positive on $(\mathcal{U}_{\mathcal{R}},E^{\text{max}},e)$ . Moreover, if $\dim(\text{span}\{I_{H},q_{1},\dots,q_{N}\})=\dim(\mathcal{U}_{\mathcal{R}})$ then $(\mathcal{U}_{\mathcal{R}},E^{\text{max}},e)$ is an operator system (i.e. the matrix ordering is proper).

Proof.

Let $\mathcal{V}$ denote the operator space spanned by $I_{h},q_{1},\dots q_{N}$ in $B(H)$ . By Proposition 3.5, $\varphi:\mathcal{U}_{\mathcal{R}}\to\mathcal{V}$ is positive on $E$ . By Theorem 3.6, $\varphi$ is completely positive on $E^{\text{max}}$ . If $\dim(\mathcal{V})=\dim(\mathcal{U}_{\mathcal{R}})$ , then by Proposition 3.5 $\varphi$ is injective and $(\mathcal{U}_{\mathcal{R}},E,e)$ is an AOU space. It follows from Theorem 3.6 again that $(\mathcal{U}_{\mathcal{R}},E^{\text{max}},e)$ is an operator system in this case. ∎

4. Universal operator systems spanned by projections

For our main results, we will need to construct matrix orderings $\mathcal{C}$ which satisfy $\mathcal{C}=\mathcal{C}(p)$ for specified elements $p$ in a vector space. This will be accomplished using inductive limits of matrix orderings.

Definition 4.1.

Let $\mathcal{V}$ be a $*$ -vector space and let $e\in\mathcal{V}_{h}$ . A nested increasing sequence of matrix orderings is a sequence $\mathcal{C}^{1},\mathcal{C}^{2},\dots$ of matrix orderings on $\mathcal{V}$ for which $\mathcal{C}_{n}^{k}\subseteq\mathcal{C}_{n}^{k+1}$ for all $n,k\in\mathbb{N}$ and for which $(\mathcal{V},\mathcal{C}^{k},e)$ is an operator system for all $k\in\mathbb{N}$ . The inductive limit of a nested increasing sequence of matrix orderings $\{\mathcal{C}^{k}\}_{k=1}^{\infty}$ is the sequence $\mathcal{C}^{\infty}:=\{\mathcal{C}_{n}^{\infty}\}_{n=1}^{\infty}$ defined by: $x\in\mathcal{C}_{n}^{\infty}$ if and only if for every $\epsilon>0$ there exists $k\in\mathbb{N}$ such that $x+\epsilon I_{n}\otimes e\in\mathcal{C}_{n}^{k}$ .

More concisely, the inductive limit of a nested increasing sequence of matrix orderings is the Archimedean closure of the union of the matrix orderings. An inductive limit of matrix orderings is not necessarily proper. However, we can say the following.

Theorem 4.2 ([3]).

Let $\{\mathcal{C}^{k}\}$ be a nested increasing sequence of matrix orderings on a $*$ -vector space $\mathcal{V}$ with unit $e$ . If the inductive limit $\mathcal{C}^{\infty}$ is proper, then $(\mathcal{V},\mathcal{C}^{\infty},e)$ is an operator system.

For more general results on inductive limits of operator systems, see [12]. We will make use of the following result which relates abstract projections and inductive limits.

Proposition 4.3.

Let $\{\mathcal{C}^{k}\}$ be a nested increasing sequence of matrix orderings on a $*$ -vector space $\mathcal{V}$ with unit $e$ and suppose that $p\in\mathcal{V}_{h}$ . If $p$ is an abstract projection for $(\mathcal{V},\mathcal{C}^{k},e)$ for every $k\in\mathbb{N}$ , and if $\mathcal{C}^{\infty}$ is proper, then $p$ is an abstract projection for $(\mathcal{V},\mathcal{C}^{\infty},e)$ .

Proof.

Suppose that $x\in\mathcal{C}^{\infty}(p)_{k}$ . Let $\epsilon>0$ . Then there exists $t>\epsilon$ such that

x\otimes J_{2}+\frac{\epsilon}{2}I_{k}\otimes(p\oplus p^{\perp})+tI_{k}\otimes(p^{\perp}\oplus p)\in\mathcal{C}^{\infty}_{2k}.

By the definition of $\mathcal{C}^{\infty}_{2k}$ there exists $n\in\mathbb{N}$ such that

x\otimes J_{2}+\frac{\epsilon}{2}I_{k}\otimes(p\oplus p^{\perp})+tI_{k}\otimes(p^{\perp}\oplus p)+\frac{\epsilon}{2}I_{2k}\otimes e\in\mathcal{C}^{n}_{2k}.

Let $\delta>0$ . Choose $r>0$ such that

\begin{pmatrix}\delta&\epsilon\\ \epsilon&r\end{pmatrix}\geq 0.

Then

\begin{pmatrix}\delta&\epsilon\\ \epsilon&r\end{pmatrix}\otimes p\otimes I_{k}=\begin{pmatrix}0&\epsilon\\ \epsilon&0\end{pmatrix}\otimes p\otimes I_{k}+\begin{pmatrix}\delta&0\\ 0&r\end{pmatrix}\otimes p\otimes I_{k}\in\mathcal{C}_{2k}^{n}

and

\begin{pmatrix}r&\epsilon\\ \epsilon&\delta\end{pmatrix}\otimes p^{\perp}\otimes I_{k}=\begin{pmatrix}0&\epsilon\\ \epsilon&0\end{pmatrix}\otimes p^{\perp}\otimes I_{k}+\begin{pmatrix}r&0\\ 0&\delta\end{pmatrix}\otimes p^{\perp}\otimes I_{k}\in\mathcal{C}_{2k}^{n}.

Summing these terms, we have

\epsilon\begin{pmatrix}0&e\\ e&0\end{pmatrix}\otimes I_{k}+\delta(p\oplus p^{\perp})\otimes I_{k}+r(p\oplus p^{\perp})\otimes I_{k}\in\mathcal{C}_{2k}^{n}.

Applying the canonical shuffle $M_{2}(\mathcal{V})\otimes M_{k}\to M_{k}\otimes M_{2}(\mathcal{V})$ to the above matrix, we obtain

\alpha:=\epsilon I_{k}\otimes\begin{pmatrix}0&e\\ e&0\end{pmatrix}+\delta I_{k}\otimes(p\oplus p^{\perp})+rI_{k}\otimes(p\oplus p^{\perp})\in\mathcal{C}_{2k}^{n}.

Therefore for every $\delta>0$ there exists $s=t-\epsilon/2+r>0$ such that

	$\displaystyle\mathcal{C}^{n}_{2k}$	$\displaystyle\ni$	$\displaystyle x\otimes J_{2}+\frac{\epsilon}{2}I_{k}\otimes(p\oplus p^{\perp})+tI_{k}\otimes(p^{\perp}\oplus p)+\frac{\epsilon}{2}I_{2k}\otimes e+\alpha$
		$\displaystyle=$	$\displaystyle(x+\epsilon I_{k}\otimes e)\otimes J_{2}+\delta I_{k}\otimes(p\oplus p^{\perp})+(t-\frac{\epsilon}{2}+r)I_{k}\otimes(p^{\perp}\oplus p).$

We conclude that $x+\epsilon I_{k}\otimes e\in\mathcal{C}_{k}^{n}$ , since $p$ is abstract projection in $(\mathcal{V},\mathcal{C}^{n},e)$ . Thus, for every $\epsilon>0$ , there exists $n\in\mathbb{N}$ such that $x+\epsilon I_{k}\otimes e\in\mathcal{C}_{k}^{n}$ . It follows that $x\in\mathcal{C}^{\infty}_{k}$ . Since $x$ was arbitrary, we conclude that $p$ is an abstract projection in $(\mathcal{V},\mathcal{C}^{\infty},e)$ . ∎

The above proposition, together with the preliminary results on abstract projections, will provide the basic ingredients for constructing universal operator systems spanned by projections. Let $p_{1},\dots,p_{N}$ be the positive contractions satisfying $\mathcal{R}$ generating the operator system $(\mathcal{U}_{\mathcal{R}},E^{\text{max}},e)$ . In the following, we will construct a new matrix ordering $\mathcal{E}^{\text{proj}}$ for $\mathcal{U}_{\mathcal{R}}$ as an inductive limit of matrix orderings. The first term of the inductive limit will be $\mathcal{E}^{0}:=E^{\text{max}}$ . To obtain the rest of the sequence, first extend the list $\{p_{1},\dots,p_{N}\}$ to an infinite sequence by setting $p_{k}=p_{i}$ whenever $k=i\mod N$ for every $k\in\mathbb{N}$ and $i\in[N]$ . For example, $p_{N+1}=p_{1},p_{N+2}=p_{2}$ , and so on. With this convention, we define $\mathcal{E}^{k+1}=\mathcal{E}^{k}(p_{k+1})$ for every $k\in\mathbb{N}$ . We define $\mathcal{E}^{\text{proj}}:=\mathcal{E}^{\infty}$ .

Theorem 4.4.

Suppose there exists an operator system $(\mathcal{V},\mathcal{D},f)$ spanned by projections $q_{1},\dots,q_{N}$ and unit $f$ satisfying relations $\mathcal{R}$ with $\dim(\mathcal{V})=\dim(\mathcal{U}_{\mathcal{R}})$ . Then:

(1)

the matrix ordering $\mathcal{E}^{\text{proj}}$ is proper.
(2)

the elements $p_{1},\dots,p_{N}$ in the operator system $(\mathcal{U}_{\mathcal{R}},\mathcal{E}^{\text{proj}},e)$ are abstract projections.
(3)

the mapping $\varphi:\mathcal{U}_{\mathcal{R}}\to\mathcal{V}$ defined by $\varphi(e)=f$ and $\varphi(p_{i})=q_{i}$ for all $i\in[N]$ is completely positive.

Proof.

We first check (3). By Proposition 3.3, the mapping $\varphi$ is a linear bijection since the elements $q_{1},\dots,q_{N}$ satisfy $\mathcal{R}$ . We will show inductively that for each $k\in\mathbb{N}$ , $\varphi$ is completely positive with respect to the matrix ordering $\mathcal{E}^{k}$ . When $k=0$ , $\varphi$ is completely positive by Theorem 3.7. Suppose that $\varphi$ is completely positive on $\mathcal{E}^{k}$ . Let $p=p_{k+1}$ , so that $\mathcal{E}^{k+1}=\mathcal{E}^{k}(p)$ . Let $q=q_{i}$ where $i=k+1\mod N$ . Then $\varphi(p)=q$ . Suppose that $x\in\mathcal{E}^{k+1}_{m}$ . Then for every $\epsilon>0$ there exists $t>0$ such that

x\otimes J_{2}+\epsilon I_{m}\otimes(p\oplus p^{\perp})+tI_{m}\otimes(p^{\perp}\oplus p)\in\mathcal{E}^{k}_{2m}.

Since $\varphi$ is completely positive on $\mathcal{C}^{k}$ , for every $\epsilon>0$ there exists $t>0$ such that

\varphi_{m}(x)\otimes J_{2}+\epsilon I_{m}\otimes(q\oplus q^{\perp})+tI_{m}\otimes(q^{\perp}\oplus q)\in\mathcal{D}_{2m}.

Since $q$ is a projection, this implies that $\varphi_{m}(x)$ is positive. Therefore $\varphi$ is completely positive on $\mathcal{E}^{k+1}$ . By induction, $\varphi$ is completely positive on $\mathcal{E}^{k}$ for every $k$ and hence it is completely positive on $\mathcal{E}^{\infty}=\mathcal{E}^{\text{proj}}$ . This proves statement (3).

For statement (1), since $\varphi$ is a completely positive injective map and since $\varphi(\mathcal{E}_{1}^{\text{proj}}\cap-\mathcal{E}_{1}^{\text{proj}})=\{0\}$ , we conclude that $\mathcal{E}^{\text{proj}}$ is proper. For statement (2), since $\mathcal{E}^{\text{proj}}$ is proper we see that $(\mathcal{U}_{\mathcal{R}},\mathcal{E}^{\text{proj}},e)$ is an operator system. Let $i\in[N]$ . To see that $p_{i}$ is an abstract projection, observe that $\mathcal{E}^{\text{proj}}$ is the inductive limit of the sequence $\{\mathcal{E}^{kN+i}\}_{k=0}^{\infty}$ . Since each term in this sequence has the form $\mathcal{E}^{m}(p_{i})$ for some $m\in\mathbb{N}$ , $p_{i}$ is an abstract projection in each term of the inductive limit of operator systems, by Proposition 2.11. By Proposition 4.3, $p_{i}$ is a projection in $\mathcal{E}^{\text{proj}}$ . This proves statement (2). ∎

5. Universal $k$ -AOU spaces spanned by projections

In this section, we will endow the vector space $\mathcal{U}_{\mathcal{R}}$ with the structure of $k$ -AOU space such that its generators $\{p_{1},p_{2},\dots,p_{N}\}$ are all abstract projections. This $k$ -AOU space will be universal with respect to all $k$ -AOU spaces spanned by projections satisfying $\mathcal{R}$ . The ordering on this $k$ -AOU space will be constructed as an inductive limit of cones, analogous to the inductive limit of matrix orderings used in the previous section. However, we will need new techniques to show that this inductive limit has the desired properties.

Definition 5.1.

Given a $k$ -AOU space $(\mathcal{V},C,e)$ and a contraction $p\in C$ , then define the set $C[p]$ to be the set of all $x\in M_{k}(\mathcal{V})_{h}$ such that for every $\epsilon>0$ there exists $t>0$ satisfying

(\alpha+\beta)^{*}x(\alpha+\beta)+(\epsilon\alpha^{*}\alpha+t\beta^{*}\beta)\otimes p+(\epsilon\beta^{*}\beta+t\alpha^{*}\alpha)\otimes p^{\perp}\in C

for all $\alpha,\beta\in M_{k}$ .

Lemma 5.2.

Given a $k$ -AOU space $(\mathcal{V},C,e)$ with positive contraction $p$ , then $x\in C[p]$ if and only if for every $\epsilon>0$ there exists $t>0$ such that

\begin{pmatrix}x&x\\ x&x\end{pmatrix}+\epsilon\begin{pmatrix}p&0\\ 0&p^{\perp}\end{pmatrix}\otimes I_{k}+t\begin{pmatrix}p^{\perp}&0\\ 0&p\end{pmatrix}\otimes I_{k}\in C_{2k}^{k-\text{min}}.

Proof.

Let $x\in C[p]$ . Then for all $\epsilon>0$ there exists $t>0$ such that

\displaystyle(\alpha+\beta)^{*}x(\alpha+\beta)+(\epsilon\alpha^{*}\alpha+t\beta^{*}\beta)\otimes p+(t\alpha^{*}\alpha+\epsilon\beta^{*}\beta)\otimes p^{\perp}\in C,

for all $\alpha,\beta\in M_{k}$ . We rewrite the above as

\displaystyle\begin{pmatrix}\alpha\\ \beta\end{pmatrix}^{*}[J_{2}\otimes x+(p\oplus p^{\perp})\otimes I_{k}+t(p^{\perp}\oplus p)\otimes I_{k}]\begin{pmatrix}\alpha\\ \beta\end{pmatrix},

which implies $x\otimes J_{2}+\epsilon I_{k}\otimes(p\oplus p^{\perp})+tI_{k}\otimes(p^{\perp}\oplus p)\in C_{2k}^{k-\text{min}}$ by applying the canonical shuffle

\varphi:M_{2}\otimes M_{k}\otimes\mathcal{V}\to M_{k}\otimes M_{2}\otimes\mathcal{V}.

Conversely, if $x\otimes J_{2}+\epsilon I_{k}\otimes(p\oplus p^{\perp})+tI_{k}\otimes(p^{\perp}\oplus p)\in C_{2k}^{k-\text{min}}$ then by applying the canonical shuffle $\varphi^{-1}$ and after conjugation by $\begin{pmatrix}\alpha&\beta\end{pmatrix}^{T}$ , compatibility of the k-minimal structure yields $(\alpha+\beta)^{*}x(\alpha+\beta)+(\epsilon\alpha^{*}\alpha+t\beta^{*}\beta)\otimes p+(t\alpha^{*}\alpha+\epsilon\beta^{*}\beta)\otimes p^{\perp}\in C_{k}^{k-\text{min}}$ . Since $C^{k-\text{min}}$ is an extension of $C$ ,

(\alpha+\beta)^{*}x(\alpha+\beta)+(\epsilon\alpha^{*}\alpha+t\beta^{*}\beta)\otimes p+(t\alpha^{*}\alpha+\epsilon\beta^{*}\beta)\otimes p^{\perp}\in C.

Since this holds for all $\epsilon>0$ , we have the conclusion. ∎

Corollary 5.3.

Let $k\in\mathbb{N}$ , and let $(\mathcal{V},C,e)$ be a $k$ -AOU space. Suppose that $p\in\mathcal{V}$ is a positive contraction. Then $p$ is an abstract projection in the operator system $(\mathcal{V},C^{k-\text{min}},e)$ if and only if $C=C[p]$ .

Proof.

Applying the canonical shuffle $\varphi:M_{2}\otimes M_{k}\otimes\mathcal{V}\to M_{k}\otimes M_{2}\otimes\mathcal{V}$ to the expression in Lemma 5.2, we see that $x\in C[p]$ if and only if $x\in C^{k-\text{min}}(p)_{k}$ . For any $n\in\mathbb{N}$ , $C^{k-\text{min}}(p)_{n}\subseteq C[p]_{n}^{k-\text{min}}$ since $C[p]=C^{k-\text{min}}(p)_{k}$ . If $p$ is an abstract projection in $(\mathcal{V},C^{k-\text{min}},e)$ , then $C[p]=C^{k-\text{min}}(p)_{k}=C$ . On the other hand, if $C=C[p]$ , then for every $n\in\mathbb{N}$ , $C^{k-\text{min}}(p)_{n}\subseteq C[p]_{n}^{k-\text{min}}=C_{n}^{k-\text{min}}$ , implying that $C^{k-\text{min}}(p)=C^{k-\text{min}}$ . So $p$ is an abstract projection in $(\mathcal{V},C^{k-\text{min}},e)$ . ∎

Definition 5.4.

Let $(\mathcal{V},C,e)$ be a $k$ -AOU space. Then a positive contraction $p\in\mathcal{V}$ is called an abstract projection in the $k$ -AOU sense if $C=C[p]$ . When it is clear from context that $\mathcal{V}$ is a $k$ -AOU space, we simply call $p$ an abstract projection in $\mathcal{V}$ .

Our goal will be to construct a sequence of cones in $M_{k}(\mathcal{U}_{\mathcal{R}})$ for which $\{p_{1},p_{2},\dots,p_{N}\}$ are all abstract projections in the $k$ -AOU sense for the resulting $k$ -AOU structure on $\mathcal{U}_{\mathcal{R}}$ . Although the strategy is similar to the one used in Section 4, we will not be able to apply the results of that section directly. This is partly because we do not know that $p$ is an abstract projection in the $k$ -AOU space $(\mathcal{V},C[p],e)$ , even when $C[p]$ is proper, whereas in Section 4 we exploited the fact that $p$ was an abstract projection in the operator system $(\mathcal{V},\mathcal{C}(p),e)$ whenever $\mathcal{C}(p)$ was proper (Proposition 2.11).

In the following, $\lim_{n\to\infty}C^{n}$ and $C^{\infty}$ both denote the Archimedean closure of the union of a nested increasing sequence of cones $\{C^{n}\}_{n\in\mathbb{N}}$ , where each $C^{n}\subseteq M_{k}(\mathcal{V})_{h}$ is a cone on the $k\times k$ matrices over the $*$ -vector space $\mathcal{V}$ . We call the resulting cone $C^{\infty}$ the $k$ -inductive limit of the sequence $\{C^{n}\}$ .

Lemma 5.5.

Let $\mathcal{V}$ be a $*$ -vector space. Let $\{C^{n}\}_{n\in\mathbb{N}}$ be a nested increasing sequence of proper cones $C^{n}\subseteq M_{k}(\mathcal{V})_{h}$ such that for each $n\in\mathbb{N}$ the triple $(\mathcal{V},C^{n},e)$ is a $k$ -AOU space. Then the $k$ -inductive limit $C^{\infty}$ is a (possibly non-proper) cone, and the triple $(\mathcal{V},C^{\infty},e)$ forms a (possibly non-proper) k-AOU space.

Proof.

The fact that $C^{\infty}$ is closed under sums and action by nonnegative real numbers is immediate. If $a\in M_{k},x\in C^{\infty},$ and $\epsilon>0$ , then let $L\in\mathbb{N}$ such that $x+\frac{\epsilon}{\left\lVert a\right\rVert^{2}}I_{k}\otimes e\in C^{L}$ . Conjugating by $a$ and using

a^{*}xa+\frac{\epsilon}{\left\lVert a\right\rVert^{2}}a^{*}a\otimes e\leq a^{*}xa+\epsilon I_{k}\otimes e

it follows that $a^{*}xa+\epsilon I_{k}\otimes e\in C^{L}$ . This holds for all $\epsilon>0$ and therefore $a^{*}xa\in C^{\infty}.$

Let $x\in M_{k}(\mathcal{V})_{h}$ and let $L\in\mathbb{N}$ . Then there exists $r>0$ such that $rI_{k}\otimes e-x\in C^{L}\subseteq C^{\infty}$ . Thus, $e$ is an order unit for the pair $(\mathcal{V},C^{\infty})$ . Similarly, suppose for all $\epsilon>0$ one has $\epsilon I_{k}\otimes e+x\in C^{\infty}$ . Then for each $\epsilon>0$ there exists $L\in\mathbb{N}$ such that $\frac{\epsilon}{2}I_{k}\otimes e+x+\frac{\epsilon}{2}I_{k}\otimes e\in C^{L}.$ Thus, $\epsilon I_{k}\otimes e+x\in C^{L}$ . By the definition of $C^{\infty}$ , $x\in C^{\infty}$ . This finishes the proof. ∎

For the remainder of this section, let $\mathfrak{S}(C)$ denote the set of unital $k$ -positive maps $\phi:(\mathcal{V},C,e)\to M_{k}$ , where $(\mathcal{V},C,e)$ is a $k$ -AOU space.

Lemma 5.6.

Let $\mathcal{V}$ be a $k$ -AOU space and let $\{C^{n}\}_{n\in\mathbb{N}}$ be a nested increasing sequence of cones in $M_{k}(\mathcal{V})_{h}$ such that $(\mathcal{V},C^{n},e)$ is a $k$ -AOU space for each $n\in\mathbb{N}$ . Then

\bigcap_{n=1}^{\infty}\mathfrak{S}(C^{n})=\mathfrak{S}(C^{\infty})

Proof.

Let $u\in\mathfrak{S}(C^{\infty})$ and consider $x\in C^{L}$ for some $L\in\mathbb{N}$ . Since $C^{L}\subseteq\bigcup_{n=1}^{\infty}C^{n}\subseteq C^{\infty}$ , then we have $u_{k}(x)\in M_{k^{2}}^{+}$ . Thus $\mathfrak{S}(C^{\infty})\subseteq\bigcap_{n=1}^{\infty}\mathfrak{S}(C^{n}).$ Conversely, if $u\in\bigcap_{n=1}^{\infty}\mathfrak{S}(C^{n})$ then consider $x\in C^{\infty}$ . Then, if $\epsilon>0$ there exists $L\in\mathbb{N}$ such that $\epsilon I_{k}\otimes e+x\in C^{L}$ . By assumption it follows $u\in\mathfrak{S}(C^{L})$ and therefore $u_{k}(\epsilon I_{k}\otimes e+x)=\epsilon I_{k^{2}}+u_{k}(x)\in M_{k^{2}}^{+}$ . Since this holds for all $\epsilon>0$ we have $u_{k}(x)\in M_{k^{2}}^{+}$ which implies that $u\in\mathfrak{S}(C^{\infty})$ , since $x\in C^{\infty}$ was arbitrary. So $\bigcap_{n=1}^{\infty}\mathfrak{S}(C^{n})\subseteq\mathfrak{S}(C^{\infty})$ . ∎

Our next result is to prove the coincidence of two order structures. In particular, we consider, for $m\in\mathbb{N}$ , the cones

(C^{\infty})_{m}^{k-\text{min}}=(\lim_{n\to\infty}C^{n})_{m}^{k-\text{min}}

and the $m$ -inductive limit $\lim_{n\to\infty}[(C^{n})_{m}^{k-\text{min}}].$ To say $x\in(C^{\infty})_{m}^{k-\text{min}}$ is to say that for every unital $k$ -positive map $\varphi:(\mathcal{V},C^{\infty},e)\to M_{k}$ , $\varphi_{m}(x)\in M_{km}^{+}$ by Theorem 2.8. On the other hand, to say $x\in\lim_{n\to\infty}[(C^{n})_{m}^{k-\text{min}}]$ implies for every $\epsilon>0$ there exists $L\in\mathbb{N}$ such that $x+\epsilon I_{m}\otimes e\in(C^{L})_{m}^{k\text{-min}}.$ In other words, we prove that the $k$ -inductive limit “commutes” with taking the $m$ ^th-cone of the $k$ -minimal structure, where $m\in\mathbb{N}$ .

Lemma 5.7.

Let $\mathcal{V}$ be a finite-dimensional $*$ -vector space and assume $\{C^{n}\}_{n\in\mathbb{N}}$ is a nested increasing sequence of cones such that $(\mathcal{V},C^{n},e)$ is a $k$ -AOU space for every $n\in\mathbb{N}$ . Then

(\lim_{n\to\infty}C^{n})_{m}^{k-\text{min}}=\lim_{n\to\infty}[(C^{n})_{m}^{k-\text{min}}].

Proof.

Let $x\in\lim_{n\to\infty}[(C^{n})_{m}^{k-\text{min}}]$ and let $\varphi\in\mathfrak{S}(C^{\infty}).$ If $\epsilon>0$ then there exists $L\in\mathbb{N}$ such that $\epsilon I_{m}\otimes e+x\in(C^{L})_{m}^{k-\text{min}}.$ By Lemma 5.6 it follows that $\varphi\in\mathfrak{S}(C^{L})$ and thus $\varphi_{m}(\epsilon I_{m}\otimes e+x)=\epsilon I_{km}+\varphi_{m}(x)\in M_{km}^{+}$ . Since $\varphi\in\bigcap_{L\in\mathbb{N}}\mathfrak{S}(C^{L})$ then $\epsilon I_{km}+\varphi_{m}(x)\in M_{km}^{+}$ for all $\epsilon>0$ . This proves $\varphi_{m}(x)\in M_{km}^{+}$ , and thus $x\in(C^{\infty})_{m}^{k-\text{min}}.$

Conversely, suppose $x\in(C^{\infty})_{m}^{k-\text{min}}$ , and let $\epsilon>0$ be arbitrary. Suppose for all $L\in\mathbb{N}$ we have $\epsilon I_{m}\otimes e+x\notin(C^{L})_{m}^{k-\text{min}}$ , and thus for each $L$ there exists $\varphi^{L}\in\mathfrak{S}(C^{L})$ such that $\varphi^{L}(\epsilon I_{m}\otimes e+x)\notin M_{km}^{+}.$ This yields a sequence $\{\varphi^{L}\}_{L\in\mathbb{N}}$ of unital linear maps with $\varphi^{L}\in\mathfrak{S}(C^{L})\subseteq\mathfrak{S}(C^{1})$ . By finite-dimensionality of $\mathcal{V}$ , we have $\mathfrak{S}(C^{1})$ is weak*-compact, and therefore we have

\varphi=\lim_{j}\varphi^{L_{j}},

for some linear functional $\varphi\in\mathfrak{S}(C^{1})$ and some subsequence $\{\varphi^{L_{j}}\}$ . We claim $\varphi\in\mathfrak{S}(C^{\infty}).$ By Lemma 5.6 it suffices to show $\varphi\in\mathfrak{S}(C^{L})$ for all $L\in\mathbb{N}$ . Fix $L\in\mathbb{N}$ and let $y\in C_{m}^{L}.$ Then since $\varphi_{m}^{L_{j}}(y)\in M_{km}^{+}$ for infinitely many $j\in\mathbb{N}$ (since $\mathfrak{S}(C^{L})\supset\mathfrak{S}(C^{\tilde{L}}),$ for $\tilde{L}\geq L$ ), we have $\varphi_{m}(y)=\lim_{j}\varphi_{m}^{L_{j}}(y)\in M_{km}^{+}$ . Since $L\in\mathbb{N}$ was arbitrary, we have $\varphi\in\bigcap_{L}\mathfrak{S}(C^{L})=\mathfrak{S}(C^{\infty}).$ So $\varphi_{m}(x)\geq 0$ . However, $x\in(C^{\infty})_{m}^{k\text{-min}}$ satisfies

P:=\epsilon I_{km}+\varphi_{m}(x)=\varphi_{m}(\epsilon I_{m}\otimes e+x)=\lim_{j}\varphi_{m}^{L_{j}}(\epsilon I_{m}\otimes e+x)

and $\varphi_{m}^{L_{j}}(\epsilon I_{m}\otimes e+x)\notin M_{km}^{+}$ for every $j$ . We must conclude that $P$ is an extreme point of the closed cone $M_{km}^{+}$ since $P\geq 0$ but a limit of non-positive matrices. If $P$ is an extreme point of $M_{km}^{+}$ , then it is a scalar multiple of a rank one projection. It follows that $\varphi_{m}(x)=P-\epsilon I_{km}\notin M_{km}^{+}$ , a contradiction. Thus, we have that $x\in\lim_{n\to\infty}[(C^{n})_{m}^{k-\text{min}}]$ . ∎

We now define a $k$ -AOU space structure on the $*$ -vector space $\mathcal{U}_{\mathcal{R}}$ . We will then show that the resulting $k$ -AOU space satisfies a universal property for $k$ -AOU spaces generated by projections satisfying $\mathcal{R}$ .

Definition 5.8.

Let $(\mathcal{U}_{\mathcal{R}},E_{k},e)$ be the $k$ -AOU space where $\mathcal{U}_{\mathcal{R}}$ is the universal $*$ -vector space with generators $\{e,p_{1},\dots,p_{N}\}$ satisfying relations $\mathcal{R}$ , and $E_{k}:=E^{max}_{k},$ where $E$ is as in Definition 3.4. Set $E^{0}=E_{k},$ and define

E^{n}=E^{n-1}[p_{i}]\quad\text{ where }\quad i=n\text{ mod }N.

We let $E^{\text{proj}(k)}:=E^{\infty}$ be the Archimedean closure of $\cup_{n}E^{n}$ (i.e. the $k$ -inductive limit of $\{E^{n}\}$ ).

Theorem 5.9.

Let $\mathcal{U}_{\mathcal{R}}$ be the universal $*$ -vector space with generators $\{e,p_{1},\dotsc,p_{N}\}$ satisfying $\mathcal{R}$ . Then $(\mathcal{U}_{\mathcal{R}},E^{\text{proj}(k)},e)$ is a $k$ -AOU space whenever there exists a $k$ -AOU space $(\mathcal{V},\tilde{C},f)$ , with projections $\{q_{1},\dotsc,q_{N}\}$ satisfying $\mathcal{R},$ and such that $\mathcal{V}=\text{span}\{f,q_{1},q_{2},\dots,q_{n}\}$ and $\dim(\mathcal{U}_{\mathcal{R}})=\dim(\mathcal{V}).$ Moreover, whenever $\mathcal{V}$ is a $k$ -AOU space with unit $f$ and projections $\{q_{1},q_{2}\dots,q_{n}\}$ satisfying $\mathcal{R}$ , then then the map $\pi:\mathcal{U}_{\mathcal{R}}\to\mathcal{V}$ defined by $\pi(e)=f$ and $\pi(p_{i})=q_{i}$ for all $i\in[N]$ is a unital $k$ -positive map.

Proof.

Suppose $(\mathcal{V},\tilde{C},f)$ is a $k$ -AOU space with projections (in the $k$ -AOU sense) $\{q_{1},\dotsc,q_{N}\}$ satisfying $\mathcal{R}$ . Endow this space with the $k$ -minimal operator system structure $(\mathcal{V},\tilde{C}^{\text{k-min}},f)$ . By Corollary 5.3 (see also [2, Theorem 6.9]) we have that $\{q_{1},\dotsc,q_{N}\}$ are abstract projections in the operator system $(\mathcal{V},\tilde{C}^{k-min},f).$ We claim $\pi(E^{\infty})\subseteq\tilde{C}$ .

By Theorem 3.7, $\pi_{k}(E_{k})\subseteq\tilde{C}_{k}^{k-\text{min}}=\tilde{C}$ . We proceed by induction (recalling that $E_{k}=E^{0}$ ). Suppose that $\pi_{k}(E^{n-1})\subseteq\tilde{C}$ for some $n\in\mathbb{N}$ . Let $x\in E^{n}$ . Then $x\in E[p]$ for some $p\in\{p_{1},\dots,p_{n}\}$ . So for each $\epsilon>0$ there exists $t>0$ such that

(\alpha+\beta)^{*}x(\alpha+\beta)+[\epsilon\alpha^{*}\alpha+t\beta^{*}\beta]\otimes p+[t\alpha^{*}\alpha+\epsilon\beta^{*}\beta]\otimes p^{\perp}\in E^{n-1}

for all $\alpha,\beta\in M_{k}$ . We then have

(\alpha+\beta)^{*}\pi_{k}(x)(\alpha+\beta)+[\epsilon\alpha^{*}\alpha+t\beta^{*}\beta]\otimes\pi(p)+[t\alpha^{*}\alpha+\epsilon\beta^{*}\beta]\otimes\pi(p^{\perp})\in\tilde{C}.

Thus, $\pi_{k}(x)\in\tilde{C}[q],$ where $q=\pi(p).$ Since $q$ is a projection in $(\mathcal{V}_{\mathcal{R}},\tilde{C},f)$ , then $\pi_{k}(x)\in\tilde{C}[q]=\tilde{C},$ proving $\pi_{k}(E^{n})\subseteq\tilde{C}.$ It follows that we have $\pi_{k}(\bigcup_{L\in\mathbb{N}}E^{L})\subseteq\tilde{C}.$ If $x\in E^{\infty}$ then for every $\epsilon>0$ there exists $L\in\mathbb{N}$ such that $x+\epsilon I_{k}\otimes e\in E^{L}$ . This implies $\pi_{k}(x)+\epsilon I_{k}\otimes f\in\tilde{C}$ for all $\epsilon>0$ , and thus $\pi_{k}(x)\in\tilde{C}$ . This proves $\pi_{k}(E^{\infty})\subseteq\tilde{C}$ . So $\pi$ is $k$ -positive.

Now suppose also that $\mathcal{V}=\text{span}\{f,q_{1},q_{2},\dots,q_{n}\}$ and $\dim(\mathcal{V})=\dim(\mathcal{U}_{\mathcal{R}})$ . A consequence of this is that $E^{\infty}$ is proper, since $\tilde{C}$ is proper. One sees this by considering the map $\pi:\mathcal{U}_{\mathcal{R}}\to\mathcal{V}$ . If $\pm x\in E^{\infty}$ , then $\pm\pi(x)\in\tilde{C}$ and hence $\pi(x)=0$ . But $\pi$ is injective since it is linear, maps generators to generators, and since $\dim(\mathcal{V})=\dim(\mathcal{U}_{\mathcal{R}})$ . So $x=0$ . Since $E^{\infty}$ is proper, $(\mathcal{U}_{\mathcal{R}},E^{\infty},e)$ is a $k$ -AOU space. ∎

We conclude this section by showing that $p_{1},p_{2},\dots,p_{N}$ are abstract projections in the $k$ -AOU space $(\mathcal{U}_{\mathcal{R}},E^{\text{proj}(k)},e)$ .

Theorem 5.10.

Let $(\mathcal{U}_{\mathcal{R}},E^{\text{proj}(k)},e)$ be as in Theorem 5.9. Then for each $p\in\{p_{1},\dotsc,p_{N}\},$ it follows $E^{\text{proj}(k)}[p]=E^{\text{proj}(k)}.$ In other words, the positive contractions $\{p_{1},\dotsc,p_{N}\}\subset\mathcal{U}_{\mathcal{R}}$ are abstract projections in the $k$ -AOU space $(\mathcal{U}_{\mathcal{R}},E^{\text{proj}(k)},e).$

Proof.

By Theorem 5.9, the triple $(\mathcal{U}_{\mathcal{R}},E^{\text{proj}(k)},e)$ is a $k$ -AOU space. We claim that each $p\in\{p_{1},\dotsc,p_{N}\}$ is an abstract projection in the $k$ -AOU sense, i.e. $E^{\text{proj}(k)}=E^{\text{proj}(k)}[p]$ .

Given $p\in\{p_{1},\dotsc,p_{N}\}\subset\mathcal{U}_{\mathcal{R}}$ , we need only prove $E^{\infty}[p]\subseteq E^{\infty}.$ Let $x\in E^{\infty}[p]$ , which by Lemma 5.2 implies for all $\epsilon>0$ there exists $t>0$ such that

\begin{pmatrix}x&x\\ x&x\end{pmatrix}+\epsilon\begin{pmatrix}p&0\\ 0&p^{\perp}\end{pmatrix}\otimes I_{k}+t\begin{pmatrix}p^{\perp}&0\\ 0&p\end{pmatrix}\otimes I_{k}\in(E^{\infty})_{2k}^{k-\text{min}}.

Applying Lemma 5.7 we have for all $\epsilon>0$ there exists $t>0$ such that

\begin{pmatrix}x&x\\ x&x\end{pmatrix}+\epsilon\begin{pmatrix}p&0\\ 0&p^{\perp}\end{pmatrix}\otimes I_{k}+t\begin{pmatrix}p^{\perp}&0\\ 0&p\end{pmatrix}\otimes I_{k}\in\lim_{n\to\infty}[(E^{n})_{2k}^{k-\text{min}}]

Let $\epsilon\in(0,1)$ . Then there exists $\hat{t}>0$ and $L\in\mathbb{N}$ such that

\begin{pmatrix}x&x\\ x&x\end{pmatrix}+(\epsilon-\epsilon^{2})\begin{pmatrix}p&0\\ 0&p^{\perp}\end{pmatrix}\otimes I_{k}+\hat{t}\begin{pmatrix}p^{\perp}&0\\ 0&p\end{pmatrix}\otimes I_{k}\in(E^{L})_{2k}^{k-\text{min}}.

Choose $r>0$ such that $\begin{pmatrix}\epsilon&1\\ 1&r\end{pmatrix}\in M_{2}^{+}$ . It then follows that

\begin{pmatrix}x&x\\ x&x\end{pmatrix}+(\epsilon-\epsilon^{2})\begin{pmatrix}p&0\\ 0&p^{\perp}\end{pmatrix}\otimes I_{k}+\hat{t}\begin{pmatrix}p^{\perp}&0\\ 0&p\end{pmatrix}\otimes I_{k}+\epsilon\begin{pmatrix}\epsilon&1\\ 1&r\end{pmatrix}\otimes p\otimes I_{k}+\epsilon\begin{pmatrix}r&1\\ 1&\epsilon\end{pmatrix}\otimes p^{\perp}\otimes I_{k}\in(E^{L})_{2k}^{k-\text{min}}.

At this point we condense the terms and arrive at

\begin{pmatrix}x+\epsilon I_{k}\otimes e&x+\epsilon I_{k}\otimes e\\ x+\epsilon I_{k}\otimes e&x+\epsilon I_{k}\otimes e\end{pmatrix}+sI_{k}\otimes\begin{pmatrix}p^{\perp}&0\\ 0&p\end{pmatrix}\in(E^{L})_{2k}^{k-\text{min}},

where $s=\epsilon r+\hat{t}-\epsilon.$ This implies for each $\delta>0$ we have

\begin{pmatrix}x+\epsilon I_{k}\otimes e&x+\epsilon I_{k}\otimes e\\ x+\epsilon I_{k}\otimes e&x+\epsilon I_{k}\otimes e\end{pmatrix}+\delta I_{k}\otimes\begin{pmatrix}p&0\\ 0&p^{\perp}\end{pmatrix}+sI_{k}\otimes\begin{pmatrix}p^{\perp}&0\\ 0&p\end{pmatrix}\in(E^{L})_{2k}^{k-\text{min}},

and therefore $x+\epsilon I_{k}\otimes e\in E^{L}[p].$ By the definition of the cones $E^{n}$ , it follows $x+\epsilon I_{k}\otimes e\in E^{\widehat{L}}$ for some $\widehat{L}$ . In particular, since $p=p_{i}$ for some $i\in[N]$ , and since the family $\{E^{n}\}_{n\in\mathbb{N}}$ forms a nested increasing sequence of cones, we may choose $\widehat{L}\in\mathbb{N}$ such that $i=\widehat{L}\mod N$ . Then $E^{L}[p]\subseteq E^{\widehat{L}-1}[p]=E^{\widehat{L}}.$ This proves $x\in E^{\infty}$ . ∎

6. Dual hierarchy for quantum correlations

We now wish to apply our results to operator systems whose generators correspond to correlations. We recall some facts concerning correlations. Let $n,m\in\mathbb{N}$ . We call a tuple $p=\{p(a,b|x,y):a,b\in[m],x,y\in[n]\}$ a correlation with $n$ inputs and $m$ outputs if for each $a,b\in[m]$ and $x,y\in[n]$ , $p(a,b|x,y)$ is a non-negative real number, and for each $x,y\in[n]$ we have

\sum_{a,b=1}^{m}p(a,b|x,y)=1.

We let $C(n,m)$ denote the set of all correlations with $n$ inputs and $m$ outputs. A correlation $p$ is called nonsignalling if for each $a,b\in[m]$ and $x,y\in[n]$ the values

p_{A}(a|x):=\sum_{d}p(a,d|x,w)\quad\text{ and }\quad p_{B}(b|y):=\sum_{c}p(c,b|z,y)

are well-defined, meaning that $p_{A}(a|x)$ is independent of the choice of $w\in[n]$ and $p_{B}(b|y)$ is independent of the choice of $z\in[n]$ . We let $C_{ns}(n,m)$ denote the set of all nonsignalling correlations with $n$ inputs and $m$ outputs.

Much of the literature on correlation sets is focused on various subsets of the nonsignalling correlation sets. We mention three of these subsets here, namely the quantum commuting, quantum, and local correlations. A correlation $p$ is a quantum commuting correlation with $n$ inputs and $m$ outputs if there exists a Hilbert space $H$ , a pair of C*-algebras $\mathcal{A},\mathcal{B}\subseteq B(H)$ with $z_{1}z_{2}=z_{2}z_{1}$ for all $z_{1}\in\mathcal{A}$ and $z_{2}\in\mathcal{B}$ , projection-valued measures $\{E_{x,a}\}_{a=1}^{m}\subseteq\mathcal{A}$ and $\{F_{y,b}\}_{b=1}^{m}\subseteq\mathcal{B}$ for each $x,y\in[n]$ , and a state $\phi:\mathcal{A}\mathcal{B}\to\mathbb{C}$ such that $p(a,b|x,y)=\phi(E_{x,a}F_{y,b})$ for all $a,b\in[m]$ and $x,y\in[n]$ . A quantum commuting correlation is called a quantum correlation if we require the Hilbert space $H$ to be finite-dimensional. A quantum commuting correlation is called local if we require that the C*-algebras $\mathcal{A}$ and $\mathcal{B}$ are commutative. We let $C_{qc}(n,m),C_{q}(n,m)$ , and $C_{loc}(n,m)$ denote the sets of quantum commuting, quantum, and local correlations, respectively. We let $C_{qa}(n,m):=\overline{C_{q}(n,m)}$ , and say such correlations are quantum approximate.

It is well-known that for each input-output pair $(n,m)$ each of the correlation sets mentioned above are convex subsets of $\mathbb{R}^{n^{2}m^{2}}$ and satisfy

C_{loc}(n,m)\subseteq C_{q}(n,m)\subseteq C_{qa}(n,m)\subseteq C_{qc}(n,m)\subseteq C_{ns}(n,m)\subseteq C(n,m).

Moreover, each inclusion in the above sequence is proper for some choice of input $n$ and output $m$ . The fact that local correlations are a proper subset of quantum correlations goes back to John Bell [4]. The proper inclusion of the quantum correlations inside the quantum approximate correlations was due to Slofstra [15], and that quantum approximate correlations are a proper subset of the quantum commuting correlations is due to Ji-Natarajan-Vidick-Wright-Yuen [8].

We recall the following definitions from [1] and [2].

Definition 6.1.

Let $n,m\in\mathbb{N}$ . We call a pair $(\mathcal{V},\{Q(a,b|x,y)\}_{a,b\in[m],x,y\in[n]})$ a nonsignalling vector space on $n$ inputs and $m$ outputs if $\mathcal{V}$ is a vector space spanned by vectors $\{Q(a,b|x,y):a,b\in[m],x,y\in[n]\}$ satisfying

\sum_{a,b=1}^{m}Q(a,b|x,y)=e

for some fixed nonzero vector $e$ , which we call the unit of $\mathcal{V}$ , and such that the vectors

E(a|x):=\sum_{c=1}^{m}Q(a,c|x,z)\quad\text{ and }\quad F(b|y):=\sum_{d=1}^{m}Q(d,b|w,y)

are well-defined. When the vectors $Q(a,b|x,y)$ are clear from context, we simply call $\mathcal{V}$ a nonsignalling vector space. When $\mathcal{V}$ is nonsignalling, we write $n(\mathcal{V})$ and $m(\mathcal{V})$ for the number of inputs and for the number of outputs, respectively; i.e., $\mathcal{V}=\operatorname{span}\{Q(a,b|x,y):a,b\in[m(\mathcal{V})],x,y\in[n(\mathcal{V})]\}.$

A nonsignalling operator system is an operator system structure $(\mathcal{V},\mathcal{C},e)$ on a non-signalling vector space $\mathcal{V}=\operatorname{span}\{Q(a,b|x,y)\}_{a,b\in[m];x,y\in[n]}$ where $Q(a,b|x,y)\in\mathcal{C}_{1}$ for each $a,b\in[m]$ and $x,y\in[n]$ . We call $\mathcal{V}$ a quantum commuting operator system if it is a nonsignalling operator system with the additional condition that each $Q(a,b|x,y)$ is an abstract projection in $(\mathcal{V},\mathcal{C},e)$ .

A quantum $k$ -AOU space is a $k$ -AOU space structure $(\mathcal{V},C,e)$ on a nonsignalling vector space $\mathcal{V}=\operatorname{span}\{Q(a,b|x,y):a,b\in[m],x,y\in[n]\}$ with the additional condition that each $Q(a,b|x,y)$ is an abstract projection in the $k$ -AOU sense.

If $(\mathcal{V},\mathcal{C},e)$ is a quantum commuting operator system which is $k$ -minimal, then $(\mathcal{V},\mathcal{C}_{k},e)$ is a quantum $k$ -AOU space (by Corollary 5.3). Therefore for any $k\in\mathbb{N}$ we call a $k$ -minimal quantum commuting operator system a quantum operator system.

Theorem 6.2 ([1, Theorem 6.3], [2, Theorem 7.4]).

A correlation $p\in C(n,m)$ is nonsignalling (resp. quantum commuting, quantum) if and only if there exists a nonsignalling (resp. quantum commuting, quantum) operator system $\mathcal{V}$ with generators $\{Q(a,b|x,y);a,b\in[m],x,y\in[n]\}$ and a state $\phi$ on $\mathcal{V}$ such that

p(a,b|x,y)=\phi(Q(a,b|x,y))

for each $a,b\in[m]$ and $x,y\in[n]$ .

Section 4 and Section 5 pertained to constructing universal operator systems spanned by projections satisfying relations $\mathcal{R},$ and its $k$ -AOU space counterpart, respectively. In order to guarantee properness of the inductive limit matricial ordering, or $k$ -inductive limit as in Section 5, we assumed that there existed a similar object, satisfying the relations in question, and such that the corresponding $*$ -vector spaces had equal dimension. We recall Example 5.5 from [3].

Example 6.3.

Let $n,m\in\mathbb{N}$ . Consider the $*$ -vector space

\displaystyle\mathcal{V}:=

\displaystyle\{Q(a,b|x,y)\}_{x,y\in[n],a,b\in[m]},\quad Q(a,b|x,y):=I_{m}^{\otimes x-1}\otimes E_{a}\otimes I_{m}^{\otimes n-x}\otimes I_{m}^{\otimes y-1}\otimes E_{b}\otimes I_{m}^{\otimes n-y}\in D_{m}^{\otimes n^{2}},

where $E_{a}\in M_{m}$ denotes the diagonal $m\times m$ matrix with a 1 in the $a$ ^th entry and zeroes elsewhere, $I_{m}^{\otimes n}$ denotes the n-fold tensor product of the $m\times m$ identity matrix with itself, with the understanding $I_{m}^{o}=1.$ Then $\mathcal{V}$ is a nonsignalling vector space. As shown in [3, Example 5.5], $\dim(\mathcal{V})=(n(m-1)+1)^{2}$ .

Let $n,m\in\mathbb{N}$ . For the remainder of this section, let $\mathcal{R}$ denote the nonsignalling relations on the vectors $e$ and $\{P(a,b|x,y)\}_{a,b\in[m],x,y\in[n]}$ . Specifically, $\mathcal{R}$ includes the following relations: for each $x,y$ , let $r_{1}^{x,y}$ denote the relation

\sum_{a,b=1}^{m}P(a,b|x,y)=e,

for each $a\in[m]$ and $x,y,z\in[n]$ , let $r_{2}^{a,x,y,z}$ and $r_{3}^{a,x,y,z}$ denote the relations

\sum_{b=1}^{m}P(a,b|x,y)=\sum_{b=1}^{m}P(a,b|x,z)\quad\text{and}\quad\sum_{b=1}^{m}P(b,a|y,x)=\sum_{b=1}^{m}P(ba|z,x)

respectively.

Let $\mathcal{V}_{ns}:=\mathcal{U}_{\mathcal{R}}$ . We leave it to the reader to verify that $\dim(\mathcal{V}_{ns})=(n(m-1)+1)^{2}$ . In light of Example 6.3 and the results of Sections 3, 4, and 5, we have the following results.

Corollary 6.4.

Suppose that $\mathcal{V}=\{Q(a,b|x,y)\}_{a,b\in[m],x,y\in[n]}$ is a non-signalling vector space. Then the map $\pi:\mathcal{V}_{ns}\to\mathcal{V}$ defined by $\pi(P(a,b|x,y))=Q(a,b|x,y)$ is a well-defined linear map. Moreover:

(1)

If $(\mathcal{V},\mathcal{C},e)$ is a nonsignalling operator system, then $\pi$ is completely positive on the nonsignalling operator system $(\mathcal{V}_{ns},E^{\text{max}},e)$ .
(2)

If $(\mathcal{V},\mathcal{C},e)$ is a quantum commuting operator system, then $\pi$ is completely positive on the quantum commuting operator system $(\mathcal{V}_{ns},\mathcal{E}^{\text{proj}},e)$ .
(3)

If $(\mathcal{V},\mathcal{C},e)$ is a $k$ -minimal quantum operator system for some $k\in\mathbb{N}$ , then $\pi$ is completely positive on the ( $k$ -minimal) quantum operator system $(\mathcal{V}_{ns},(E^{\text{proj}(k)})^{k-\text{min}},e)$ .

Analogous with results in [1, 3, 2], we provide a characterization of various nonsignalling correlations as images of unital linear functionals on the universal nonsignalling vector space. In the following theorem, we let $D_{ns}:=E$ and $D_{qc}:=\mathcal{E}^{\text{proj}}_{1}$ . Let $k\in\mathbb{N}$ . As proven in [2, Corollary 3.18], given any extension $\mathcal{E}$ of $E^{\text{proj}(k)}$ , the first $k$ cones $\mathcal{E}_{1},\dotsc,\mathcal{E}_{k}$ , are uniquely determined by the cone $E^{\text{proj}(k)}\subseteq M_{k}(\mathcal{V}_{ns})$ . In particular, any two extensions yield the same order structure up to level $k$ . Thus, we unambiguously define the cone

\displaystyle D_{q(k)}:=(E^{\text{proj}(k)})_{1}.

Finally, we define $D_{qa}=\cap_{k=1}^{\infty}D_{q(k)}$ .

Theorem 6.5.

Let $\mathcal{V}_{ns}$ be the universal nonsignalling vector space with generators $\{P_{ns}(a,b|x,y):x,y\in[n],a,b\in[m]\}$ , and let $\varphi:\mathcal{V}_{ns}\to\mathbb{C}$ be a unital linear functional. Let $p(a,b|x,y):=\varphi(P_{ns}(a,b|x,y))$ for all $a,b\in[m]$ and $x,y\in[n]$ . Then the following statements are true.

(1)

$p\in C_{q}(n,m)$ if and only if $\varphi({D}_{q(k)})\geq 0$ for some $k\in\mathbb{N}$ .
(2)

$p\in C_{qa}(n,m)$ if and only if $\varphi(D_{qa})\geq 0$ .
(3)

$p\in C_{qc}(n,m)$ if and only if $\varphi({D}_{qc})\geq 0$ .
(4)

$p\in C_{ns}(n,m)$ if and only if $\varphi({D}_{ns})\geq 0$ .

Proof.

We begin with Items (3) and (4). If $\varphi(D_{ns})\geq 0$ , then $\varphi:(\mathcal{V}_{ns},D_{ns},e_{ns})\to\mathbb{C}$ is a state, and therefore by Corollary 6.4 it must follow $p\in C_{ns}(n,m)$ since $(\mathcal{V}_{ns},E^{\text{max}},e)$ is a nonsignalling operator system. Conversely, if $p\in C_{ns}(n,m)$ then $\varphi(P(ab|xy))\geq 0$ for each generator $P(ab|xy),$ thus by linearity and the definition of $D_{ns}$ , it must follow $\varphi(D_{ns})\geq 0.$ This proves Item (4).

To prove Item (3), suppose $\varphi(D_{qc})\geq 0$ . Then since $\varphi:(\mathcal{V}_{ns},D_{qc},e_{ns})\to\mathbb{C}$ is a state, by Corollary 6.4 it follows $p\in C_{qc}(n,m)$ since $(\mathcal{V}_{ns},\mathcal{E}^{proj},e)$ is a quantum commuting operator system. Conversely, if $p\in C_{qc}(n,m)$ , then by Theorem 6.2 there exists a quantum commuting operator system $\mathcal{V}$ with generators $\{Q(a,b|x,y)\}$ and a state $\psi:\mathcal{V}\to\mathbb{C}$ such that $\psi(Q(a,b|x,y))=p(a,b|x,y).$ By Corollary 6.4,

p(a,b|x,y)=\psi(Q(a,b|x,y))=\psi(\pi(P(a,b|x,y))

where $\pi:\mathcal{V}_{ns}\to\mathcal{V}$ is the universal mapping. It follows that $\psi\circ\pi=\varphi$ , proving Item (3).

We now prove Item (1). Suppose $\varphi(D_{q(k)})\geq 0.$ By Theorem 5.10, $(\mathcal{V}_{ns},E^{\text{proj}(k)},e)$ is a quantum $k$ -AOU space, and thus has a (quantum) operator system structure with a $k$ -minimal matrix ordering $\mathcal{C}$ such that $\mathcal{C}_{1}=D_{q(k)}$ . Since $\varphi$ is a state on this operator system, $p\in C_{q}(n,m)$ by Theorem 6.2. Conversely, suppose $p\in C_{q}(n,m)$ . Then by Theorem 6.2 there exists a ( $k$ -minimal) quantum operator system $(\mathcal{V},\mathcal{C},e)=\operatorname{span}\{Q(ab|xy)\}$ and a state $\psi:\mathcal{V}\to\mathbb{C}$ such that $\psi(Q(ab|xy))=p(ab|xy)$ . By item (3) of Corollary 6.4,

p(a,b|x,y)=\psi(Q(a,b|x,y))=\psi(\pi(P(a,b|x,y))

where $\pi:\mathcal{V}_{ns}\to\mathcal{V}$ is the universal mapping. Again, $\psi\circ\pi=\varphi$ , proving item (1).

We now prove Item (2). Let $p\in C_{qa}(n,m)$ , which we write as $p=\lim_{i}p^{i}$ , where each $p^{i}\in C_{q}(n,m)$ . By Theorem 6.2, for each $i\in I$ , there exists a quantum $k(i)$ -AOU space, $\mathcal{V}^{i}$ , and a state $\varphi^{i}:\mathcal{V}^{i}\to\mathbb{C}$ such that $p^{i}(a,b|x,y)=\varphi^{i}(a,b|x,y)$ for all $x,y\in[n],a,b\in[m].$ For each $i\in I$ , let $\pi^{i}:\mathcal{V}_{ns}\to\mathcal{V}^{i}$ denote the universal mapping obtained via Theorem 5.9. Then it follows $\varphi=\lim_{i}\varphi^{i}\pi^{i}.$ If $x\in D_{qa}$ , then $x\in D_{qk(i)}$ for each $i,$ and consequently $\varphi^{i}\pi^{i}(x)\geq 0$ for every $i$ . Therefore, it must follow $\varphi(x)\geq 0$ .

Conversely, suppose $\varphi(D_{qa})\geq 0$ . We will show that there exists a sequence of states $\varphi^{k}:(\mathcal{V}_{ns},D_{q(n_{k})},e_{ns})\to\mathbb{C}$ which converge in norm to $\varphi$ with respect to the norm on the dual of $(\mathcal{V}_{ns},D_{qa},e_{ns})$ . Since $\mathcal{V}_{ns}$ is finite dimensional, all norms on the dual of $\mathcal{V}_{ns}$ are equivalent, and convergence in norm will imply $\sigma(\mathcal{V}_{ns}^{*},\mathcal{V}_{ns})$ convergence, so that the quantum correlations defined by $p^{k}(a,b|x,y):=\varphi^{k}(P_{ns}(a,b|x,y))$ converge to the quantum approximate correlation defined by $p(a,b|x,y)=\varphi(P_{ns}(a,b|x,y))$ .

Suppose that $\varphi^{\prime}(D_{qa})\geq 0$ and that $\varphi^{\prime}$ is an interior point of the set of positive states, meaning that for some $\epsilon>0$ we have that if $\psi$ is hermitian and $\|\psi-\varphi^{\prime}\|<\epsilon$ then $\psi(D_{qa})\geq 0$ . We claim that if $x\in D_{qa}$ and $\varphi^{\prime}(x)=0$ then $x=0$ . Indeed, suppose that $\varphi^{\prime}(x)=0$ . If $\psi(x)>0$ for some other state on $D_{qa}$ , then for every $t>0$ , $\varphi^{\prime}(x)-t(\psi(x)-\varphi^{\prime}(x))<0$ . Setting $\rho_{t}=\varphi^{\prime}-t(\psi-\varphi^{\prime})$ , we may choose $t>0$ small enough so that $\|\varphi^{\prime}-\rho_{t}\|<\epsilon$ and hence $\rho_{t}$ is a state. However this is a contradiction since $\rho_{t}(x)<0$ . It follows that $\varphi^{\prime}$ is strictly positive on all non-zero elements of $D_{qa}$ .

Next, we claim that $\varphi^{\prime}$ is positive on $D_{q(k)}$ for some $k\in\mathbb{N}$ . Suppose this is not the case. Then for every $k\in\mathbb{N}$ , there exists $x_{k}\in D_{q(k)}$ such that $\varphi^{\prime}(x_{k})<0$ . We may assume that $\|x_{k}\|=1$ for all $k$ , where the norm is calculated in the AOU space $(\mathcal{V}_{ns},D_{qa},e_{ns})$ . Since $V_{ns}$ is finite dimensional, the set of norm one hermitian elements is closed and bounded and therefore compact. Let $x^{\prime}$ be a limit point of $\{x_{k}\}$ . Then $x^{\prime}\in D_{qa}$ , $\|x^{\prime}\|=1$ and $\varphi^{\prime}(x)\leq 0$ . This is a contradiction, since $\varphi^{\prime}$ is strictly positive on non-zero elements of $D_{qa}$ . This proves the claim. Since $\varphi$ is the norm limit of a sequence $\{\varphi^{k}\}$ of interior points of the state space of $(\mathcal{V}_{ns},D_{qa},e_{ns})$ , we have proven Item (2). ∎

Remark 6.6.

In the notation of Theorem 6.5, it is also true that $p\in C_{loc}(n,m)$ if and only if $\varphi(D_{q(1)})\geq 0$ . We leave the proof to the interested reader. The main point is that $D_{q(1)}$ defines a $1$ -minimal quantum commuting operator system $(\mathcal{V}_{ns},\mathcal{C},e)$ and every $1$ -minimal quantum commuting operator system can be realized as a subsystem of a commutative C*-algebra. In fact, $(\mathcal{V}_{ns},\mathcal{C},e)$ is completely order isomorphic to the operator system presented in Example 6.3.

Remark 6.7.

Theorem 6.5 defines a hierarchy of cones

D_{ns}\subseteq D_{qc}\subseteq D_{qa}\subseteq\dots\subseteq D_{q(3)}\subseteq D_{q(2)}\subseteq D_{q(1)}

each making $\mathcal{V}_{ns}$ into an AOU space. This hierarchy is dual to the hierarchy of correlation sets in the sense of Kadison duality [10]: to every closed compact convex subset $C$ of a complex topological vector space, there corresponds an AOU space, namely the affine functions on $C$ ; and conversely to every AOU space $V$ , there corresponds a compact convex subset of its dual space, namely the state space of $V$ . Under this duality, we may realize $(\mathcal{V}_{ns},D_{ns},e)$ as the affine functions on $C_{ns}(n,m)$ , $(\mathcal{V}_{qc},D_{qc},e)$ as the affine functions on $C_{qc}(n,m)$ , and $(\mathcal{V}_{ns},D_{qa},e)$ as the affine functions on $C_{qa}(n,m)$ . It follows from [9] that Connes’ embedding problem is equivalent to asking if $D_{qc}=D_{qa}$ for all parameters $n,m\in\mathbb{N}$ .

7. SIC-POVMs

We conclude with an application to the existence question for symmetric informationally complete positive operator-valued measures (SIC-POVMs). We find a new necessary condition for the existence of a SIC-POVM based on the universal operator system constructions above. We make use of the following well-known fact.

Lemma 7.1.

Let $d\in\mathbb{N}$ and let $\tau(x)=\frac{1}{d}\Tr(x)$ denote the normalized trace of $x\in M_{d}$ . Then $M_{d}$ is a Hilbert space with respect to the Hilbert-Schmidt inner product $\langle x,y\rangle_{HS}:=\tau(x^{*}y)$ . If $x,y\geq 0$ then $\langle x,y\rangle\geq 0$ . Furthermore, if $\langle x,y\rangle\geq 0$ for for all $y\geq 0$ , then $x\geq 0$ .

Definition 7.2.

Let $\mathcal{V}$ be a finite dimensional operator system, and let $\langle\cdot,\cdot\rangle:\mathcal{V}\times\mathcal{V}\to\mathbb{C}$ be an inner product making $\mathcal{V}$ into a Hilbert space. Define an inner product $\langle\cdot,\cdot\rangle_{n}$ on $M_{n}(\mathcal{V})\cong M_{n}\otimes\mathcal{V}$ by $\langle A\otimes x,B\otimes y\rangle_{n}:=\langle A,B\rangle_{HS}\langle x,y\rangle$ for all $A,B\in M_{n}$ and $x,y\in\mathcal{V}$ and extended to $M_{n}(\mathcal{V})$ by linearity. We say that $\langle\cdot,\cdot\rangle$ is completely positive if $\langle x,y\rangle_{n}\geq 0$ whenever $x,y\in M_{n}(\mathcal{V})^{+}$ . It is called completely self-dual if $\langle x,y\rangle_{n}\geq 0$ for all $y\geq 0$ implies that $x\geq 0$ .

It follows from Lemma 7.1 that the inner product $\langle\cdot,\cdot\rangle_{HS}$ on $M_{d}$ is completely positive and completely self-dual for all $d\in\mathbb{N}$ .

Let $d\in\mathbb{N}$ . A symmetric informationally complete positive operator-valued measure in $M_{d}$ is a set $\{P_{1},\dots,P_{d^{2}}\}\subseteq M_{d}$ of projections which satisfy the relations

\sum_{i=1}^{d^{2}}P_{i}=dI

and

\text{Tr}(P_{i}P_{j})=\begin{cases}\frac{1}{d+1}&i\neq j\\ 1&i=j\end{cases}

where $\text{Tr}(\cdot)$ denotes the trace function on $M_{d}$ and $I\in M_{d}$ denotes the identity matrix. It is conjectured that a SIC-POVM exists in $M_{d}$ for all $d\in\mathbb{N}$ . However, this conjecture has only been verified for some values of $d$ . It is an open question whether or not there exists an upper bound on the set of integers $d\in\mathbb{N}$ for which a SIC-POVM exists in $M_{d}$ [6].

Suppose there exists a SIC-POVM $\{P_{1},\dots,P_{d^{2}}\}$ in $M_{d}$ . Then the $d$ -minimal operator system $M_{d}$ is spanned by the projections $P_{1},\dots,P_{d^{2}}$ which satisfy the relation

\sum_{i=1}^{d^{2}}P_{i}=dI

(that $\{P_{1},\dots,P_{d^{2}}\}$ spans $M_{d}$ follows from the observation that the matrix $M_{i,j}=\Tr(P_{i}P_{j})$ has rank $d^{2}$ ). Let $\mathcal{R}$ denote the relation

\sum_{i=1}^{d^{2}}p_{i}=e

and let $\mathcal{U}_{\mathcal{R}}^{d}$ denote the vector space $\mathcal{U}_{\mathcal{R}}=\text{span}\{p_{1},\dots,p_{d^{2}}\}$ equipped with its universal $d$ -AOU space structure inherited from the cone $E^{\text{proj}(d)}$ (regarded as a $d$ -minimal operator system). By Theorem 5.9, the corresponding universal $d$ -minimal matrix-ordered vector space $\mathcal{U}_{\mathcal{R}}^{d}$ is an operator system (i.e. its matrix-ordering is proper), since we have assumed there exists a SIC-POVM in $M_{d}$ . By Theorem 5.9, the linear map $\pi:p_{i}\mapsto P_{i}$ for $i\in[d^{2}]$ is a unital completely positive map.

It turns out that $\mathcal{U}_{\mathcal{R}}^{d}$ is an operator system for every $d\in\mathbb{N}$ , whether or not a SIC-POVM exists in $M_{d}$ . To show that, we need the following Lemma.

Lemma 7.3.

Let $d\in\mathbb{N}$ . Then there exists a $d$ -minimal operator system $\mathcal{V}$ of dimension $d^{2}$ spanned by projections $q_{1},\dots,q_{d^{2}}\in\mathcal{V}$ which satisfy the relation

\sum_{i=1}^{d^{2}}q_{i}=de

where $e\in\mathcal{V}$ denotes the identity.

Proof.

Let $\{e_{i}\}$ denote the standard basis for $\mathbb{C}^{d}$ and $E_{i}=e_{i}e_{i}^{*}$ the corresponding rank one projection. Let $P_{1}:=I_{d}\oplus E_{1}\in M_{2d}$ . For $i=2,3,\dots,d$ , let $P_{i}=0_{d}\oplus E_{i}\in M_{2d}$ . For $j=d+1,\dots,d^{2}$ , let $P_{j}=P_{j\mod d}$ (so that $P_{1}=P_{d+1}$ , etc). Then $\sum_{i=1}^{d^{2}}P_{i}=dI$ . Since $P_{1},\dots,P_{d}$ are linearly independent, $\dim\text{span}\{P_{1},\dots,P_{d^{2}}\}=d$ .

For each $i\in[d^{2}]$ , define

q_{i}=\bigoplus_{\sigma\in S_{d^{2}}}P_{\sigma(i)}

where $S_{d^{2}}$ denotes the permutation group for $[d^{2}]$ . Since

\sum_{i=1}^{d^{2}}P_{\sigma(i)}=\sum_{i=1}^{d^{2}}P_{i}=dI

for every $\sigma\in S_{d^{2}}$ , we see that $\sum q_{i}=dI$ , where $I$ is the identity of $M_{2d|S_{d^{2}}|}$ .

We claim that $\{q_{1},\dots,q_{d^{2}}\}$ is linearly independent. To see this, suppose that $\sum t_{i}q_{i}=0$ . Then $\sum t_{i}P_{\sigma(i)}=0$ for every permutation $\sigma\in S_{d^{2}}$ . By the definition of $P_{1},\dots,P_{d^{2}}$ , there exist disjoint subsets $\Gamma_{1},\dots,\Gamma_{d}$ of $[d^{2}]$ with $|\Gamma_{i}|=d$ for each $i$ such that $P_{\sigma(i)}=P_{k}$ whenever $i\in\Gamma_{k}$ . Hence

\sum_{i=1}^{d^{2}}t_{i}P_{\sigma(i)}=\sum_{k=1}^{d}(\sum_{j\in\Gamma_{k}}t_{j})P_{k}=0.

Since $\{P_{1},\dots,P_{d}\}$ are linearly independent,

\sum_{j\in\Gamma_{k}}t_{j}=0

for all $k=1,2,\dots,d$ . Since this holds for every permutation $\sigma\in S_{d^{2}}$ , we conclude that

\sum_{j\in\Gamma}t_{j}=0

for every subset $\Gamma\subseteq[d^{2}]$ with $|\Gamma|=d$ . It is now easily verified that $t_{i}=0$ for every $i=1,2,\dots,d^{2}$ . ∎

Remark 7.4.

In the proof of the preceding lemma, the projections $\{q_{1},\dots,q_{d^{2}}\}$ constructed are mutually commuting. Thus the operator system they span is 1-minimal and hence $d$ -minimal for all $d\in\mathbb{N}$ . When there exists a SIC-POVM in $M_{d}$ , then the statement can be satisfied for $\mathcal{V}=M_{d}$ . We do not know if the statement can be satisfied for $\mathcal{V}=M_{d}$ in general.

Corollary 7.5.

Let $\mathcal{R}$ denote the relation

\sum_{i=1}^{d^{2}}p_{i}=de

and let $\mathcal{U}_{\mathcal{R}}^{d}=\text{span}\{p_{1},\dots,p_{d^{2}}\}$ denote the corresponding universal $d$ -minimal operator system generated by projections $p_{1},\dots,p_{d^{2}}$ with unit $e$ satisfying $\mathcal{R}$ . Then $\mathcal{U}_{\mathcal{R}}^{d}$ is an operator system (i.e. its matrix ordering is proper) and $\dim(\mathcal{U}_{\mathcal{R}})=d^{2}$ .

Proof.

This follows from Theorem 5.9 and from Lemma 7.3, since $\mathcal{U}_{\mathcal{R}}$ has a proper matrix ordering provided there exists at least one $d$ -minimal operator system spanned by projections $Q_{1},\dots,Q_{d^{2}}$ satisfying $\mathcal{R}$ and having full dimension. ∎

Again, suppose there exists a SIC-POVM $\{P_{1},\dots,P_{d^{2}}\}$ in $M_{d}$ , and let $\mathcal{U}_{\mathcal{R}}^{d}=\text{span}\{p_{1},\dots,p_{d^{2}}\}$ denote the corresponding universal $d$ -minimal operator system. Then the map $\pi:\mathcal{U}_{\mathcal{R}}^{d}\to M_{d}$ defined by $\pi(p_{i})=P_{i}$ is unital completely positive by Theorem 5.9. Since $\dim(\mathcal{U}_{\mathcal{R}}^{d})=d^{2}$ , $\pi$ is also injective. Therefore we can define an inner product $\langle\cdot,\cdot\rangle$ on $\mathcal{U}_{\mathcal{R}}^{d}$ by

\langle x,y\rangle:=\frac{1}{d}\Tr(\pi(x)^{*}\pi(y)).

Since $\pi(p_{i})=P_{i}$ and $\{P_{i}\}$ is a SIC-POVM, we can calculate this inner product directly using

\langle p_{i},p_{j}\rangle=\begin{cases}\frac{1}{d(d+1)}&i\neq j\\ \frac{1}{d}&i=j\end{cases}

This yields new necessary conditions for the existence of a SIC-POVM in terms of the inner product $\langle\cdot,\cdot\rangle$ on $\mathcal{U}_{\mathcal{R}}^{d}$ .

Theorem 7.6.

Let $d\in\mathbb{N}$ . Suppose that there exists a SIC-POVM in $M_{d}$ . Let $\mathcal{V}=\mathcal{U}_{\mathcal{R}}^{d}=\text{span}\{p_{1},\dots,p_{d^{2}}\}$ denote the universal $d$ -minimal operator system spanned by projections $p_{1},\dots,p_{d^{2}}$ satisfying the relation

\sum_{i=1}^{d^{2}}p_{i}=de

where $e$ denotes the identity. Then the inner product $\langle\cdot,\cdot\rangle$ on $\mathcal{V}$ given by

\langle p_{i},p_{j}\rangle=\begin{cases}\frac{1}{d(d+1)}&i\neq j\\ \frac{1}{d}&i=j\end{cases}

is completely positive. Moreover, if $\langle\cdot,\cdot\rangle$ is completely self-dual, then there exists a complete order isomorphism $\pi:\mathcal{V}\to M_{d}$ such that $\{\pi(p_{i})\}$ is a SIC-POVM.

Proof.

Let $\pi:p_{i}\mapsto P_{i}$ be the completely positive whose range is the matrix algebra $M_{d}$ and where $\{P_{1},\dots,P_{d^{2}}\}$ is a SIC-POVM. Let $n\in\mathbb{N}$ . If $a,b\in M_{n}(\mathcal{V})_{+}$ , then $\pi_{n}(a),\pi_{n}(b)\in M_{n}\otimes M_{d}$ are necessarily positive. Hence

(1)

\langle a,b\rangle=\langle\pi_{n}(a),\pi_{n}(b)\rangle_{HS}\geq 0

since $\langle\cdot,\cdot\rangle_{HS}$ is completely positive (here we are using the fact that $\langle p_{i},p_{j}\rangle=\langle P_{i},P_{j}\rangle_{HS}$ ). We conclude that $\langle\cdot,\cdot\rangle$ is completely positive.

Now assume that $\langle\cdot,\cdot\rangle$ is completely self-dual. Let $\mathcal{C}$ denote the matrix ordering on $\mathcal{V}$ . Since $\pi$ is injective, $\mathcal{D}:=\{\pi_{n}(\mathcal{C}_{n})\}$ is a matrix ordering on $M_{d}$ . Suppose that $\langle\pi_{n}(x),\pi_{n}(a)\rangle_{HS}\geq 0$ for all $\pi_{n}(a)\in\mathcal{D}_{n}$ . Then $\langle x,a\rangle_{n}\geq 0$ for all $a\in\mathcal{C}_{n}$ by Equation 1. Since $\langle\cdot,\cdot\rangle$ is completely self-dual, $x\geq 0$ . Since $\pi$ is completely positive, $\pi_{n}(x)\geq 0$ . It follows that $\langle\cdot,\cdot\rangle_{HS}$ is completely self-dual with respect to the matrix ordering $\mathcal{D}$ . Finally, if $X\in(M_{n}\otimes M_{d})^{+}$ then $\langle A,X\rangle_{HS}\geq 0$ for all $A\in\mathcal{D}_{n}$ . It follows that $X\in\mathcal{D}_{n}$ . So $\mathcal{D}_{n}=(M_{n}\otimes M_{d})^{+}$ . We conclude that $\pi$ is a complete order isomorphism on $M_{d}$ . ∎

Since $\langle\cdot,\cdot\rangle$ must be completely positive whenever a SIC-POVM exists, and since $\mathcal{U}_{\mathcal{R}}^{d}$ is an operator system, we have obtained a new necessary condition for the existence of a SIC-POVM. The following is the obvious logical implication.

Corollary 7.7.

Let $d\in\mathbb{N}$ and let $\mathcal{V}=\mathcal{U}_{\mathcal{R}}^{d}=\text{span}\{p_{1},\dots,p_{d^{2}}\}$ denote the universal $d$ -minimal operator system spanned by projections $p_{1},\dots,p_{d^{2}}$ satisfying the relation

\sum_{i=1}^{d^{2}}p_{i}=de

where $e$ denotes the identity. If the inner product $\langle\cdot,\cdot\rangle$ on $\mathcal{V}$ given by

\langle p_{i},p_{j}\rangle=\begin{cases}\frac{1}{d(d+1)}&i\neq j\\ \frac{1}{d}&i=j\end{cases}

is not completely positive, then there does not exist a SIC-POVM in $M_{d}$ .

We do not know if $\mathcal{U}_{\mathcal{R}}^{d}\cong M_{d}$ when a SIC-POVM exists. However, if the inner product on $\mathcal{U}_{\mathcal{R}}^{d}$ is self-dual then either $\mathcal{U}_{\mathcal{R}}\cong M_{d}$ or a SIC-POVM does not exist in $M_{d}$ , by the Corollary above.

Remark 7.8.

Let $d\in\mathbb{N}$ . Two orthonormal bases $\{\phi_{1},\dots,\phi_{d}\}$ and $\{\psi_{1},\dots,\psi_{d}\}$ for $\mathbb{C}^{d}$ are called mutually unbiased if $|\langle\phi_{i},\psi_{j}\rangle|=\frac{1}{\sqrt{d}}$ for all $i,j\in[d]$ . When $d=p^{r}$ where $p,r\in\mathbb{N}$ and $p$ is prime, it is known that there exist $d+1$ mutually unbiased bases. Equivalently, there exist $d+1$ projection valued measures $\{P_{x,a}\}_{a=1}^{d}$ , $x\in[d+1]$ , satisfying

(2)

\Tr(P_{x,a}P_{y,b})=\begin{cases}\frac{1}{d}&x\neq y\\ 1&x=y,a=b\\ 0&x=y,a\neq b\end{cases}

When this holds, the projections $\{P_{x,a}\}$ span the matrix algebra $M_{d}$ . When $d$ is not of the form $d=p^{r}$ , it is an open question whether or not there exist $d+1$ mutually unbiased bases. In particular, it is conjectured that there exist no more than three mutually unbiased bases in $\mathbb{C}^{6}$ (although the nonexistence of seven mutually unbiased bases in $\mathbb{C}^{6}$ remains an open question) [14].

Using the methods outlined above for SIC-POVMs, one could consider $\mathcal{U}_{\mathcal{R}}^{d}$ , the universal $d$ -minimal operator system spanned by projections $\{p_{x,a}:x=1,\dots,d+1;a=1,\dots,d\}$ satisfying the relations

\sum_{a=1}^{d}p_{x,a}=e

for each $x\in[d+1]$ . Whenever there exist $d+1$ mutually unbiased bases exist in $\mathbb{C}^{d}$ , we would obtain a unital completely positive map $\pi:\mathcal{U}_{\mathcal{R}}^{d}\to M_{d}$ with $\{\pi(p_{x,a})\}$ corresponding to a family of mutually unbiased bases. Using the inner product described in Equation 2, we would obtain new necessary conditions on this open existence problem. Since it is believed that $d+1$ mutually unbiased bases do not exist in many dimensions, this example is perhaps more compelling than the case for SIC-POVMs, since it leads to new necessary conditions which may fail to hold for certain values of $d$ .

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Operator Systems Generated by Projections

Abstract.

1. Introduction

2. Preliminaries

2.1. Operator systems and completely positive maps

Theorem 2.1 (Choi-Effros, [5]).

Theorem 2.2 (Hamana, [7]).

2.2. kk-AOU spaces

Definition 2.3 (kk-Archimedean order unit space).

Definition 2.4 (kk-positive maps).

Definition 2.5 (Operator System Structure).

Definition 2.6 (The kk-minimal operator system structure on a kk-AOU space).

Definition 2.7.

Theorem 2.8 ([16] and [2]).

2.3. Abstract projections

Definition 2.9.

Remark 2.10.

Proposition 2.11 ([3, Lemma 3.6]).

Theorem 2.12 ([1, Theorem 5.10]).

3. Universal operator systems generated by contractions

Definition 3.1.

Example 3.2.

Proposition 3.3.

Proof.

Definition 3.4.

Proposition 3.5.

Proof.

Theorem 3.6 (Theorem 3.22 of [13]).

Theorem 3.7.

Proof.

4. Universal operator systems spanned by projections

Definition 4.1.

Theorem 4.2 ([3]).

Proposition 4.3.

Proof.

Theorem 4.4.

Proof.

5. Universal kk-AOU spaces spanned by projections

Definition 5.1.

Lemma 5.2.

Proof.

Corollary 5.3.

Proof.

Definition 5.4.

Lemma 5.5.

Proof.

Lemma 5.6.

Proof.

Lemma 5.7.

Proof.

Definition 5.8.

Theorem 5.9.

Proof.

Theorem 5.10.

Proof.

6. Dual hierarchy for quantum correlations

Definition 6.1.

Theorem 6.2 ([1, Theorem 6.3], [2, Theorem 7.4]).

Example 6.3.

Corollary 6.4.

Theorem 6.5.

Proof.

Remark 6.6.

Remark 6.7.

7. SIC-POVMs

Lemma 7.1.

Definition 7.2.

Lemma 7.3.

Proof.

Remark 7.4.

Corollary 7.5.

Proof.

Theorem 7.6.

Proof.

Corollary 7.7.

Remark 7.8.

References

2.2. $k$ -AOU spaces

Definition 2.3 ( $k$ -Archimedean order unit space).

Definition 2.4 ( $k$ -positive maps).

Definition 2.6 (The $k$ -minimal operator system structure on a $k$ -AOU space).

5. Universal $k$ -AOU spaces spanned by projections