On the sine polarity and the -sine Blaschke-Santaló inequality 111Keywords: Blaschke-Santaló inequality, -sine transform, -sine centroid body, sine polar body.
Abstract
This paper is dedicated to study the sine version of polar bodies and establish the -sine Blaschke-Santaló inequality for the -sine centroid body.
The -sine centroid body for a star body is a convex body based on the -sine transform, and its associated Blaschke-Santaló inequality provides an upper bound for the volume of , the polar body of , in terms of the volume of . Thus, this inequality can be viewed as the “sine cousin” of the Blaschke-Santaló inequality established by Lutwak and Zhang. As , the limit of becomes the sine polar body and hence the -sine Blaschke-Santaló inequality reduces to the sine Blaschke-Santaló inequality for the sine polar body. The sine polarity naturally leads to a new class of convex bodies , which consists of all origin-symmetric convex bodies generated by the intersection of origin-symmetric closed solid cylinders. Many notions in are developed, including the cylindrical support function, the supporting cylinder, the cylindrical Gauss image, and the cylindrical hull. Based on these newly introduced notions, the equality conditions of the sine Blaschke-Santaló inequality are settled.
2020 Mathematics Subject Classification: 52A20, 52A30, 52A40, 94A15.
1 Introduction
Geometric inequalities, such as isoperimetric or affine isoperimetric inequalities, are the central objects of interest in convex geometry. These inequalities aim to estimate geometric (or affine) invariants from above and/or below in terms of the volume. One of the most important affine isoperimetric inequalities is the celebrated Blaschke-Santaló inequality. It asserts that, in the -dimensional Euclidean space ,
(1.1) |
holds for any origin-symmetric convex body or more generally for any convex body with its centroid at the origin, with equality if and only if is an origin-symmetric ellipsoid (see, e.g., [4, 57, 56, 46, 51, 48, 47]). Here denotes the volume (Lebesgue measure) in and the volume of the Euclidean unit ball in is solely written by . A convex body in is a convex compact subset of with nonempty interior. If the convex body contains the origin in its interior, then the polar body of is defined by
where is the inner product of . In 1990’s, a more general version of the Blaschke-Santaló inequality was established by Lutwak and Zhang [43]. It states that, for being a star body and , one has
(1.2) |
with equality if and only if is an origin-symmetric ellipsoid, where denotes the polar body of the centroid body whose support function at is given by
(1.3) |
where is the Lebesgue measure and
(1.4) |
with for . The normalization above is chosen so that . The body is to be interpreted as the limit of for . In the case that is an origin-symmetric convex body and , coincides with , and hence inequality (1.2) becomes the Blaschke-Santaló inequality (1.1). So inequality (1.2) is usually called the Blaschke-Santaló inequality.
It can be observed that the definition of the centroid body is based on the cosine function (i.e., the inner product). More specifically, integrating in polar coordinates, for ,
where is the rotation invariant probability measure on the unit sphere in and denotes the -cosine transform of a Borel measure defined on . That is, for ,
(1.5) |
The -cosine transform provides a very useful analytical operator for convex geometry and plays a dominating role in applications, see, e.g., the books [13, 26, 58, 24] and references [6, 18, 19, 29, 31, 35, 39, 40, 43, 55, 30, 59], among others.
Similar to (1.5), , the -sine transform of a Borel measure defined on , can be defined for as follows:
(1.6) |
where is the orthogonal projection of onto the -dimensional subspace perpendicular to , and with being the Euclidean norm of . Note that represents the sine function due to the Pythagoras theorem, and geometrically is the -dimensional volume of the parallelepiped spanned by and . The sine, cosine, and Radon transforms are closely related and have been extensively studied, see, e.g., [16, 52, 54, 53, 45, 60, 14, 15, 20]. The -sine transform (i.e., ) and the -cosine transform (i.e., ) on are the special cases of the transform on Grassmann manifolds (the set of -dimensional linear subspaces in ) [28]. Here, for a Borel measure on and ,
It can be checked that, when , defines a norm on and hence its unit ball is an origin-symmetric convex body in . Some isoperimetric and reverse isoperimetric inequalities for the unit balls induced by the norm were established in [28]. Based on the -sine transform, the first three authors of the present paper proposed two new sine ellipsoids, and obtained sharp volume inequalities and valuation properties for these sine ellipsoids in [27]. Note that these sine ellipsoids are closely related in the Pythagorean relation and duality to the Legendre ellipsoid and its dual ellipsoid (known as the LYZ ellipsoid) [36]. It is worth mentioning that, when , the -sine transform coincides with the -cosine transform up to a rotation of . Thus, properties for the -cosine transform shall hold for the -sine transform on . Unfortunately, this is no long true when , and the situation is totally different. The main difficulty for the -sine transform is the lack of affine nature, which makes the analysis on the -sine transform often more challenging.
The main goal of the present paper is to establish the -sine Blaschke-Santaló inequality (1.9), which can be viewed as the “sine cousin” of the Blaschke-Santaló inequality (1.2). Furthermore, a sine version of the Blaschke-Santaló inequality (1.10) with characterization of equality is also obtained. Thus, our results are complementary to the classical studies for the cosine transform.
In Section 3, we introduce a new convex body in (i.e., the -sine centroid body for being an -star) in terms of the -sine transform (1.6), whose support function at is defined by, for ,
(1.7) |
where
(1.8) |
In particular, (see (4.1)). Note that is well-defined since is a convex function (see Section 3 for details). In the special case when is a star body in , was first proposed in [27]. Motivated by the limit of as , the sine polar body of , denoted by , is introduced. Namely, for a subset , we let
The sine polar body differs from mainly with replacing . Hence many properties for are similar to those for , for instance, if , , and for any . However, some properties for are completely different from those for . For instance, the volume product is -invariant (i.e., for any invertible linear map on ), but the volume product is in general not -invariant (except for ). The non--invariance for does bring extra difficulty in characterizing the equality for the sine Blaschke-Santaló inequality (1.10) in Section 5. On the other hand, the sine bipolar property , where , does not hold in general for all convex bodies. Indeed, the definition of indicates that is formed by the intersection of closed solid cylinders (see (3.7)). This brings our attention to a special class of convex bodies consisting of all origin-symmetric convex bodies generated by the intersection of origin-symmetric closed solid cylinders. The sine bipolar property holds for all , see Proposition 3.3 (v). Proposition 3.5 (ii) also shows that is just the cylindrical hull of – the intersection of all origin-symmetric closed solid cylinders containing . The cylindrical hull of is a notion analogous to the convex hull, and any convex body must be equal to the cylindrical hull of itself (see Proposition 3.5 (i)). Moreover, in Section 3, we develop many notions in , such as the cylindrical support function, the supporting cylinder, and the cylindrical Gauss image. These notions are completely parallel to their classical counterparts, e.g., the support function, the supporting hyperplane, and the Gauss image.
Last but not the least, we would like to mention that the notion is quite important. A basic example of is the intersection of two closed solid cylinders with equal radius at right angles. The volume of this bicylinder (also known as “Mou He Fang Gai” in China) in was first studied by Archimedes more than 2200 years ago and independently by the old Chinese mathematicians Hui Liu, Chongzhi Zu and Geng Zu more than 1500 years ago (see, e.g., [23, 25]). An amazing application of the bicylinder is the calculation of the volume of -dimensional balls by these old Chinese mathematicians [25]. The solids obtained as the intersection of two or three cylinders of equal radius at right angles are better known as the Steinmetz solids in Europe, see Figure 1. Applications of the Steinmetz solid are common in real life, such as the T-adapter and the circular pipes joining. The intersection of cylinders also naturally appears in the study of crystal (see, e.g., [1, 49]).


In Section 4, we will prove the following -sine Blaschke-Santaló inequality: let and be a star body. Then
(1.9) |
with equality if and only if is an origin-symmetric ellipsoid when , and is an origin-symmetric ball when . For , this inequality was also established by the first three authors [27, Theorem 4.1]. By letting , the -sine Blaschke-Santaló inequality will lead to the following sine Blaschke-Santaló inequality: let be a star body. Then
(1.10) |
with equality if and only if is an origin-symmetric ellipsoid when , and is an origin-symmetric ball when .
Therefore, inequalities (1.9) and (1.10) can be viewed as the “sine cousin” of inequalities (1.2) and (1.1). However, the approximation as does not yield the equality conditions of inequality (1.10). To characterize these equality conditions requires a lot of work mainly because of the extra difficulty arising from the non--invariance of for . In this sense, equality conditions in inequality (1.1) and its sine counterpart (1.10) are different for . However, inequalities (1.1) and (1.10) are in fact equivalent if is an origin-symmetric convex body in . Indeed, it will be shown in Section 4 that under this circumstance is just a rotation of by an angle of . A similar situation also happens to (1.2) and (1.9).
We also mention that information theory (or probability theory) and convex geometry are closely related (see, e.g., [12, Section 14]). In recent years there was a growing body of works in this direction, see, e.g., [5, 9, 11, 17, 37, 38, 41, 42, 33, 34, 50, 44]. For example, an important application of the Blaschke-Santaló inequality (1.2) to information theory leads to the celebrated moment-entropy inequality (see (6.7)) due to Lutwak, Yang, and Zhang [38]. Similarly, the “sine cousin” of moment-entropy inequality (see (6.16)) can be deduced by using the -sine Blaschke-Santaló inequality. We believe that the applications of the -sine transform to information theory (or probability theory) will likely produce more interesting and useful results for applications in many areas.
2 Preliminaries
Throughout the paper, denotes -dimensional Euclidean space () and the term subspace means a linear subspace. As usual, denotes the inner product of and the Euclidean norm of . The unit sphere is denoted by and the unit ball by . Furthermore, we denote by the origin in and for all . Note that the cosine of the angle between nonzero vectors and is indeed given by . Thus, for ,
(2.1) |
where is the orthogonal projection of onto the -dimensional subspace containing . On the other hand, the sine of the angle between nonzero vectors and can be easily calculated through the formula . Corresponding to (2.1), for , let
(2.2) |
where is the orthogonal projection of onto the -dimensional subspace perpendicular to . In other words, represents the -dimensional volume of the parallelepiped spanned by and . Of course, one can switch the roles of to get . Moreover, if one or both of and are zero vectors, one can simply let .
A convex body in is a convex compact subset of with nonempty interior. By we mean the class of all convex bodies with the origin in their interiors. For each , one can define its support function by
(2.3) |
A convex body is said to be origin-symmetric if for all . Denote by the subclass of all origin-symmetric elements of .
Denote by the group of all invertible linear transforms on and the subgroup of whose determinant is . By we mean the orthogonal group of , that is, the group of linear transformations preserving the inner product. For each , let and be the transpose and inverse of , respectively. For and , let and then
(2.4) |
Throughout the paper, denotes the rotation invariant probability measure on . Let . We say that a function is -integrable on if is measurable and
Denote by the set of all -integrable functions on . As , one can easily obtain, by using the Hölder inequality, that if , then
(2.5) |
A set is said to be star-shaped about the origin if and
where is a nonnegative function. Such a function is called the radial function of , which will be more often written as The radial function can be extended to by for and , which gives
(2.6) |
Let . A star-shaped set in is said to be an -star generated by if . Clearly, it follows from (2.6) that for and ,
(2.7) |
For and , one has .
A set is called a star body if is star-shaped and restricted on is positive and continuous. Denote by the class of all star bodies. Clearly, , and is an -star for all if . Moreover, the Minkowski functional of is defined by
(2.8) |
Recall that the polar body of is defined by
(2.9) |
It can be easily verified that for ,
(2.10) | |||||
(2.11) |
Moreover, it follows from (2.3), (2.6), (2.8), and (2.9) that if ,
(2.12) |
In particular, for any . Note that if is an origin-symmetric convex body in , (2.9) can also be rewritten as
(2.13) |
Let . For being an -star, its volume is given by
(2.14) |
By (2.5), for an -star , it has a finite volume as Moreover, the dual mixed volume [38] of an -star and a star body can be formulated by
(2.15) |
In particular, for and , one has
(2.16) |
Following from the Hölder inequality, one can easily obtain the following dual Minkowski inequality [38]: for ,
(2.17) |
holds for any -star and any , with equality if and only if there exists a constant such that for almost all with respect to the spherical measure of .
3 The -sine centroid body, the sine polar body, and the cylindrical hull
Let and . We first show that, under the assumption that is an -star with , the set defined in (1.7) is well-defined. Indeed, we can get on . To see this, for any and any , (2.2) implies and hence
On the other hand, as , then cannot be concentrated on a -dimensional space, and for almost all (with respect the Lebesgue measure). Hence, for all .
It can be easily verified that for all and . Moreover, is a convex function, namely for all and , one has
To see this, for , one has and hence
(3.1) | |||||
Clearly, (3.1) is also valid for . It then follows from the Minkowski inequality that
Furthermore, is clearly origin-symmetric. We conclude that for .
Denote by the polar body of . It follows from (2.12), (1.7), and the polar coordinate that
(3.2) |
(3.3) |
If is a star body in , then is an -star for all with . Thus, by (1.7) and Stirling’s formula,
Again it is easy to check that . Denote by the polar body of . It follows from (2.12) that
(3.4) |
Formula (2.8) for the Minkowski functional yields that, for any star body , one must have Together with (3.4), one gets, if ,
This motivates our definition for the sine polar body.
Definition 3.1.
Let be a subset in with . Define , the sine polar body of , to be
(3.5) |
Clearly, for , one has
(3.6) |
If , one sees that the major difference of (2.13) and (3.5) is in fact the replacement of by , and hence the newly defined sine polar body can be viewed as the sine counterpart of .
Throughout the paper, a closed solid cylinder with axis being the line for and base radius is a subset of of the following form:
Due to (2.13), one sees that if , then is obtained by the intersection of slabs. However, it follows from (2.2) and (3.5) that
(3.7) | |||||
This means that is indeed formed by the intersection of closed solid cylinders (with axis being the line and base radius being for ). As the polar body plays fundamental roles in convex geometry, such as in the celebrated Blaschke-Santaló inequality (1.1) and many other affine isoperimetric inequalities (see, e.g., [32]), we expect that the sine polar body will play roles similar to its “cosine cousin” in applications. In particular, as a start, the sine Blaschke-Santaló inequality for the sine polar body will be established in Section 5.
In view of Definition 3.1 and the nature of the sine polar body, it is worth to investigate , the family of origin-symmetric convex bodies generated by the intersection of origin-symmetric closed solid cylinders. Typical examples of are the Steinmetz solids, see Figure 1. As pointed out by one of the referees, our sine polarity turns out to be a special case of the notion of polarity with respect to a general function introduced by Artstein-Avidan, Sadovsky, and Wyczesany [2] (namely, by letting and ). Consequently, is a type of the -class of sets in [2]. These concepts were further studied in [3].
It is indeed a surprise that to generate a convex body , as few as only two closed solid cylinders whose axes are not parallel to each other would be enough. In other words, one needs the directions of the axes of the closed solid cylinders generating being not concentrated on an -dimensional subspace. This result is summarized in the following proposition.
Proposition 3.2.
Let be two constants and directions such that is not parallel to . Then
Proof.
Let . To prove , it would be enough to prove .
First of all, it is clear that is an origin-symmetric closed convex set with nonempty interior. Suppose that is unbounded. Then there exists a direction such that . In particular, for all . This implies as . Thus, , and is parallel to . Similarly, is parallel to , and thus is parallel to , a contradiction. So is bounded and then as desired. ∎
Basic properties for the sine polar body can be listed as follows.
Proposition 3.3.
Let be a subset in with . Then the following properties hold. (i) Suppose such that . Then . (ii) The sine polar body of is again , that is, . (iii) For any and , one has, and . (iv) If is bounded and is not concentrated on any -dimensional subspace, then . (v) Let Then . Moreover, for all . (vi) For any , one has
(3.8) |
We omit the proofs of properties (i)-(v), since they are easy to get. Properties (vi) is vital to prove the sine Blaschke-Santaló inequality, which will be proved in the end of this section. Note that properties (i) and (v) have also appeared in [2, Lemma 3.10] for -polarity.
Recall that is the smallest convex body that contains a compact subset with the origin in its interior, namely, is the convex hull of . Motivated by Proposition 3.3, the following cylindrical hull of a bounded set may be proposed.
Definition 3.4.
Let be bounded and not concentrated on any -dimensional subspace. The cylindrical hull of , denote by , is a convex body in of the following form:
If is bounded and is not concentrated on any -dimensional subspace, then and Indeed, as is not concentrated on any -dimensional subspace, there must be two nonparallel vectors such that . It further yields that all the base radii of closed solid cylinders containing are positive. Therefore, . Since is a convex body in containing , one also has , as the convex hull is the smallest convex body containing .
The following result asserts that is exactly the cylindrical hull of . Again, the cylindrical hull turns out to be a special case of the -envelope defined in [2].
Proposition 3.5.
Let be bounded and not concentrated on any -dimensional subspace. Then the following results hold. (i) if and only if . (ii)
Proof.
(i) Let . Note that . Hence, follows immediately if is verified. This is an easy consequence of as is an intersection of closed solid cylinders (of course) containing .
Recall that any convex body can be formed by
Note that is the distance from the origin to the tangent hyperplane of at the direction . Likewise, we can propose a definition for the cylindrical support function.
Definition 3.6.
The cylindrical support function of is defined by
(3.9) |
The function is an even function and has positive homogeneity of degree in the sense that for all and . Moreover, is convex, that is
for any and . Indeed, by (3.1), one has
Denote by the boundary of . The cylindrical support function can be used to form .
Proposition 3.7.
For any , one has
(3.10) |
Moreover, for any , there must exist such that
(3.11) |
Proof.
It follows from (3.9) that, for a given , holds for any . Thus, and
Assume that Then there exists but . Note that is a convex body obtained by the intersection of closed solid cylinders, say
where depends on . Thus, means that there exists such that . Note that and thus . As , then
which contradicts with the maximality of . Hence (3.10) follows.
Now let us prove (3.11) for and some . As is an origin-symmetric convex body, then the convex function restricted on is continuous and bounded. Moreover, implies that for all . Thus, it follows from (3.10) that there exists such that As is compact and restricted on is continuous, one can select a sequence whose corresponding satisfies for some and as . It then follows that
On the other hand, as This concludes that if , there must have such that . ∎
Definition 3.8.
Let with . For , define the supporting cylinder of at direction by
Note that is just the distance from the origin to the supporting cylinder . Moreover, the proof of Proposition 3.7 also gives Hence, is the minimal base radius of the cylinder with axis . From (3.10) and its proof, if and , then there must have (at least) one supporting cylinder, say , containing . This observation can be used to define the so-called cylindrical Gauss image of and its reverse. More precisely, the cylindrical Gauss image of , denoted by , is defined by, for ,
The reverse cylindrical Gauss image of , denoted by , is given by, for ,
Of course, both and may not be injective. Moreover, and , if and are both singleton sets.
By (2.12) and (2.14), the volume of for can be calculated by
(3.12) |
A similar result also holds for if .
Proposition 3.9.
Let with . Then
holds for all . Moreover,
(3.13) |
Proof.
By (3.9), one has, for a given , for any . Equivalently,
Hence by Definition 3.1. It follows from (2.6) that . On the other hand, one can take . Therefore, and if . As , it follows from Definition 3.1 that for any . The fact that then yields and thus . By Proposition 3.3 (v), one gets that, for ,
Finally, the volume of can be calculated by
due to (2.14).∎
After the above preparations, we now prove Proposition 3.3 (vi).
Proof of Proposition 3.3 (vi).
Recall that proved in (3.10). Then for any fixed and for any . By (2.2), one must have
for any such that . Taking the maximum over , one has
and thus, for any ,
(3.14) |
where is the rotation invariant probability measure on . For any nonnegative continuous function , [26, (2.22)] yields that
(3.15) |
By (3.13), (3.15), (3.14), and (3.12), one gets
This concludes the proof of (3.8). ∎
4 The -sine Blaschke-Santaló inequality
In this section, we will prove the -sine Blaschke-Santaló inequality (1.9). The following result is needed.
Proposition 4.1.
Let and . Then
(4.1) |
Proof.
Lemma 7.5 in [28] states that for an -dimensional subspace of , one has
(4.2) |
where is the orthogonal projection of onto the subspace . Recall that for all (see (2.2)). Hence, if , one can let whose dimension is and then (4.2) yields that for all ,
Together with (1.7) and (1.8), one gets
This concludes (4.1). ∎
Lemma 4.2.
Let and . If is an -star with , then
(4.4) |
with equality if and only if for almost all with respect to the spherical measure on .
Proof.
Let be two -stars with positive volumes. As discussed in Section 3, both and are origin-symmetric convex bodies. It follows from (2.15), (3.2), and Fubini’s theorem that
(4.5) | |||||
By letting , (2.16) and (4.5) imply that
(4.6) |
That is, Together with (2.17), one has, for all ,
which is exactly (4.4) after rearrangement. Clearly if for almost all with respect to the spherical measure of , then . On the other hand, if is assumed, then the equality conditions of (2.17) yield that there exists a constant such that for almost all with respect to the spherical measure of . This further yields that and hence , as desired. ∎
Denote by the -dimensional volume of the parallelotope spanned by vectors . Let and . We shall need for , whose support function at was given in [27] (up to a factor) by
In particular, if we let , , then [27, Theorem 4.3] asserts that
for all with for and
(4.7) | |||||
for . The second equality in (4.7) follows from [27, (3.7)], where the dimensions of subspaces are for . (We would like to point out that in [27, Lemma 3.2] are equal to in the present paper multiplying .) The last equality in (4.7) follows from formula (4.2). Therefore, by (1.8), one has
By (2.10), we further have, for and ,
(4.8) |
With a different normalization, the following inequality was established by Haddad in [21, Theorem 1.3], which is equivalent to the -Busemann random simplex inequality [7, Theorem 1.3]. By a different approach, inequality (4.9) for star bodies and for was also established in [27, Corollary 4.5].
Lemma 4.3.
Let and . If , then
(4.9) |
with equality if and only if are origin-symmetric ellipsoids that are dilates.
Before the proof of Theorem 4.4, we shall mention the -sine centroid body and the sine polar body for the case . Notice that for ,
(4.10) |
where
is a rotation by the angle of in . For , it follows from (1.4) and (1.8) that . By (1.7), (4.10), (1.3), and (2.4), we have, for and for ,
Together with (2.11) and the the facts that and is origin-symmetric, one has
(4.11) |
Similar, for , it follows from (3.5), (2.13), and (4.10) that
(4.12) |
Due to the affine natures of and , it is easy to verify that in
(4.13) |
and
(4.14) |
Therefore, the volume product is -invariant for and the volume product is -invariant for . The volume products and , however, is no longer -invariant for . This is a major difference between equality conditions in inequality (1.2), (1.1) and its sine counterpart (1.9), (1.10).
We are now in a position to prove the -sine Blaschke-Santaló inequality (1.9) in the following theorem. For and being a star body, one recovers [27, Theorem 4.1].
Theorem 4.4.
Let and . If is an -star with , then
(4.15) |
with equality if and only if , up to sets of measure , is an origin-symmetric ellipsoid when , and is an origin-symmetric ball when .
Proof.
Note that when and , it follows from (4.11) that inequality (4.15) is exactly the Blaschke-Santaló inequality (1.2).
Now assume that and . Taking and in (4.9), one gets
with equality if and only if and are origin-symmetric ellipsoids that are dilates (of course, this implies that is an origin-symmetric ball).
In the above, we have established inequality (4.15) for all and . Now we consider being an -star with . Together with (4.4) and the fact that , we have
(4.16) |
Hence, the desired inequality (4.15) holds for and for any -star with .
Now let us characterize the equality of (4.15). Equality holding in the second inequality of (4.16) yields that is an origin-symmetric ellipsoid when and is an origin-symmetric ball when . For , we may assume for some . By (4.13) and (4.3), one has
(4.17) |
For , we may assume for some constant . By (4.3), one has
From Lemma 4.2, equality holding in the first inequality of (4.16) implies for almost all with respect to the spherical measure on . That is, to have equality in (4.16), , up to sets of measure , is an origin-symmetric ellipsoid when , and is an origin-symmetric ball when . Conversely, due to (4.11) and (4.3), equality holds in (4.15) if , up to sets of measure , is an origin-symmetric ellipsoid when , and is an origin-symmetric ball when . ∎
5 The sine Blaschke-Santaló inequality
If is a star body in , then is an -star for all with . By taking on (4.15) and (3.6), one gets the sine Blaschke-Santaló inequality (1.10):
(5.1) |
However, this approximation argument does not yield equality conditions of (5.1). The full characterization of equality conditions of (5.1) will be presented in Theorem 5.2.
The following lemma will be used to extend the sine Blaschke-Santaló inequality (5.1) from star bodies to general bounded and measurable sets in .
Lemma 5.1.
If is a bounded and measurable set in with , then
(5.2) |
If in addition is a star body, equality holds in (5.2) if and only if .
Proof.
We are now in a position to prove the sine Blaschke-Santaló inequality (1.10).
Theorem 5.2.
Let be a bounded and measurable set in with such that is not concentrated on any -dimensional subspace. Then
(5.3) |
If in addition is a star body, equality holds in (5.3) if and only if is an origin-symmetric ellipsoid when and is an origin-symmetric ball when .
Proof.
Since is bounded and is not concentrated on any -dimensional subspace, it follows from Proposition 3.3 (iv) that and . Clearly, inequality (5.3) holds trivially if .
Assume that . Lemma 5.1 yields
(5.4) |
If , then equality in (5.4) holds if and only if . Applying (3.8) for and the Blaschke-Santaló inequality (1.1) for , one gets
(5.5) |
Thus, the desired inequality (5.3) immediately follows from (5.4) and (5.5).
Now let us characterize the equality of (5.3) under the assumption that is a star body. Clearly, from (4.12), Proposition 3.3 (ii) and (iii), equality holds in (5.3) if is an origin-symmetric ellipsoid when and is an origin-symmetric ball when . Conversely, the equality conditions of the Blaschke-Santaló inequality (1.1) imply is an origin-symmetric ellipsoid. When , we may assume for some . It follows from the equality conditions of (5.4), (4.14) and Proposition 3.3 (ii) that
which is an origin-symmetric ellipsoid. To get the desired equality conditions for , we only need to show that equality holding in (5.3) for yields that is an origin-symmetric ball. Suppose that is an origin-symmetric ellipsoid but is not an origin-symmetric ball. Without loss of generality, one can assume that
where such that . We separate the proof into two cases.
Case 1: there exists such that . In this case, we shall prove that , which is a contradiction with the fact .
We argue by contradiction by assuming that . Note that . It follows from Proposition 3.7 that there is some such that
(5.6) |
Let such that , where is the canonical basis of . Since , then at least one of is not zero. Together with and , one can check that
which implies . On the other hand, due to , one gets It follows from (3.9) that
This contradicts to (5.6) and hence .
Case 2: let and with . Then
(5.7) |
It is well-known that
(5.8) |
We now claim that
(5.9) |
Let . Then it follows from Definition 3.1 that
(5.10) | |||||
In the -dimensional subspace , is an ellipse of the following form:
As shown in (4.12), restricted on the -dimensional subspace , the set
is just a rotation of by an angle of , namely
Together with (5.10), one concludes
(5.11) |
Let be a rotation of the form
(5.12) |
where is an arbitrary rotation on the -dimensional subspace It can be checked by Proposition 3.3 (iii) that
where the last equality follows from the definition of defined by (5.7). Similarly,
where the the last equality follows from the definition of defined by (5.9). Applying on both sides of (5.11), one gets
Taking the union over all of the form (5.12), one gets
which concludes the proof of (5.9). Thus, it follows from (5.8) and (5.9) that
Since and , one clearly has . It means since . Thus, from (5.4) and (5.5), equality cannot hold in inequality (5.3). ∎
6 Related functional inequalities
As applications of the -sine Blaschke-Santaló inequality (4.15), we will provide some functional inequalities related to it. These functional inequalities can be proved along the routine approach in the literature, so we only give a detailed proof for Theorem 6.1 and omit the proofs for Theorems 6.2 and 6.3.
The following inequality is equivalent to the -sine Blaschke-Santaló inequality (4.15).
Theorem 6.1.
Let and . If and are -stars in , then
(6.1) |
If , equality holds in (6.1) if and only if and , up to sets of measure , are dilates of an origin-symmetric ellipsoid when and are origin-symmetric balls when .
Proof.
Conversely, one can also deduce Theorem 4.4 by applying Theorem 6.1. To see this, for being an -star with positive volume, one has . Taking in (6.1) yields
(6.3) |
On the other side, it follows from (6) and (4.6) that
(6.4) |
Now, inequality (4.15) immediately follows from (6.3) and (6.4).
Just like the proof of [43, Theorem A], for nonnegative functions , by taking and in Theorem 6.1, one obtains the following result.
Theorem 6.2.
Let and . For any nonnegative functions , one has
(6.5) |
When and , equality holds if and only if there exist and real numbers , such that, for almost all (with respect to the spherical measure on ),
When and , equality holds if and only if there exist real numbers , such that, for almost all (with respect to the spherical measure on ),
As pointed out by one of the referees, Theorem 6.1 is a special case of [10, Corollary 4.2]. We also mention that Theorem 6.2 can be viewed as the “sine cousin” of the following inequality proved by Lutwak and Zhang [43]: for and continuous functions , one has
(6.6) |
with equality if and only if there exist and constants , such that, for all ,
Note that a stronger version of inequality (6.6) was proved by Nguyen [50], where the continuity of is replaced by integrability. Furthermore, Nguyen [50] showed that inequality (6.6) can be used to prove the following moment-entropy inequality established by Lutwak, Yang, and Zhang [38]. Suppose , , and . Let be two independent random vectors in with density functions . If have finite th moment (that is, , and is assumed to be bounded if ), then
(6.7) |
Here,
and the -Rényi entropy power of is defined by
(6.11) |
The precise value of can be found in [38]. Equality in (6.7) holds if and only if there exists an origin-symmetric ellipsoid , such that, a.e.,
where are some constants, and are constants chosen to make and density functions. Here, the function is given by
(6.15) |
where for .
Following from Theorem 6.2 and along the approach in [50] (with slight modifications), one can get the -sine moment-entropy inequality in Theorem 6.3. Note that this theorem can also be proved by Theorem 4.4 and along the approach in [38] (with slight modifications).
Theorem 6.3.
Suppose , , and . Let be two independent random vectors in with density functions . If have finite th moment, then
(6.16) |
When , equality in (6.16) holds if and only if there exists an origin-symmetric ellipsoid , such that, a.e.,
where are some constants, and are constants chosen to make and density functions. When , equality in (6.16) holds if and only if, a.e.,
where are some constants, and are constants chosen to make and density functions.
If and are random vectors with density functions and , then inequality (6.16) reduces to inequality (6.1) and Theorem 6.1 can be extended to the case that and are bounded and measurable sets in . In particular, taking on both sides of inequality (6.1), Stirling’s formula yields that
(6.17) |
Note that the sine Blaschke-Santaló inequality (5.3) is a special case of inequality (6.17). Indeed, under the assumptions on in Theorem 5.2 and , one has
as desired.
Finally, it is easy to see that inequalities (6.5) and (6.6), (6.16) and (6.7), together with their equality conditions are in fact equivalent when .
Acknowledgement. The authors would like to thank Professor Daniel Hug from Karlsruhe Institute of Technology for many helpful discussion on the proof of inequality (3.8). The authors are also indebted to the referees for many valuable suggestions and comments, which greatly improve the quality and presentation of the present paper. In particular, we are grateful to the referees for pointing out references [2, 10, 48] and providing the Mathematica code for the images in Figure 1.
The research of QH was supported by NSFC (No. 11701219) and AARMS postdoctoral fellowship (joint with Memorial University of Newfoundland, Canada). The research of AL was supported by Zhejiang Provincial Natural Science Foundation of China (LY22A010001). The research of DX was supported by NSFC (No. 12071277) and STCSM program (No. 20JC1412600). The research of DY was supported by a NSERC grant, Canada.
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Qingzhong Huang, [email protected]
College of Data Science, Jiaxing University, Jiaxing, 314001, China
Ai-Jun Li, [email protected]
School of Science,
Zhejiang University of Science and Technology, Hangzhou, Zhejiang, 310023, China
Dongmeng Xi, [email protected]
Department of Mathematics, Shanghai University, Shanghai, 200444, China
Deping Ye, [email protected]
Department of Mathematics and Statistics, Memorial
University of Newfoundland, St. John’s, Newfoundland A1C 5S7,
Canada