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On the Goulden–Jackson–Vakil conjecture for double Hurwitz numbers

Norman Do and Danilo Lewański
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School of Mathematics, Monash University, VIC 3800 Australia
Email: [email protected]

Université Paris-Saclay, CNRS, CEA, Institut de physique théorique (IPhT), 91191 Gif-sur-Yvette, France.
Institut des Hautes Études Scientifiques, le Bois-Marie, 35 route de Chartres, 91440 Bures-sur-Yvette, France.
Email: [email protected]

Abstract. Goulden, Jackson and Vakil observed a polynomial structure underlying one-part double Hurwitz numbers, which enumerate branched covers of 1\mathbb{CP}^{1} with prescribed ramification profile over \infty, a unique preimage over 0, and simple branching elsewhere. This led them to conjecture the existence of moduli spaces and tautological classes whose intersection theory produces an analogue of the celebrated ELSV formula for single Hurwitz numbers.

In this paper, we present three formulas that express one-part double Hurwitz numbers as intersection numbers on certain moduli spaces. The first involves Hodge classes on moduli spaces of stable maps to classifying spaces; the second involves Chiodo classes on moduli spaces of spin curves; and the third involves tautological classes on moduli spaces of stable curves. We proceed to discuss the merits of these formulas against a list of desired properties enunciated by Goulden, Jackson and Vakil. Our formulas lead to non-trivial relations between tautological intersection numbers on moduli spaces of stable curves and hints at further structure underlying Chiodo classes. The paper concludes with generalisations of our results to the context of spin Hurwitz numbers.

Acknowledgements. The first author was supported by the Australian Research Council grant DP180103891. The second author was supported by: the Max-Planck-Gesellschaft; the ERC Synergy grant “ReNewQuantum” at IPhT and IHÉS, Paris, France; and the Robert Bartnik Visiting Fellowship at Monash University, Melbourne, Australia. The authors are grateful to Gaëtan Borot, Alessandro Chiodo, Alessandro Giacchetto, Paul Norbury, Sergey Shadrin, Mehdi Tavakol, and Dimitri Zvonkine for valuable discussions. We are moreover grateful to Johannes Schmitt for the great help and effort adapting the Sage package admcycles to include the possibility of intersecting Chiodo classes of arbitrary parameters, which allowed to check numerically cases of Theorem 5.1 and we believe will turn out valuable many times in the future.

2010 Mathematics Subject Classification. 14H10, 14N10, 05A15

 

1 Introduction

The enumeration of branched covers of Riemann surfaces dates back to Hurwitz [18] but has seen a revival in recent decades due to connections with moduli spaces of curves [11], integrability [27], and mathematical physics [4, 13]. One catalyst for this renaissance was the discovery of the ELSV formula, which expresses single Hurwitz numbers as tautological intersection numbers on moduli spaces of curves.

The single Hurwitz number hg;μh_{g;\mu} is the weighted enumeration of connected genus gg branched covers of 1\mathbb{CP}^{1} with ramification profile μ\mu over \infty, such that all other ramification is simple and occurs over prescribed points of \mathbb{C}^{*}. We attach the following weight to such a branched cover ff.

|Aut(μ)||Aut(f)|×(2g2+0+)!\frac{|\mathrm{Aut}(\mu)|}{|\mathrm{Aut}(f)|\times(2g-2+\ell_{0}+\ell_{\infty})!} (1)

Here, 0\ell_{0} and \ell_{\infty} denote the numbers of preimages of 0 and \infty, respectively. The expression 2g2+0+2g-2+\ell_{0}+\ell_{\infty} appearing in the weight is thus equal to the number of simple branch points, as specified by the Riemann–Hurwitz formula. The group Aut(μ)\mathrm{Aut}(\mu) comprises permutations of μ=(μ1,,μn)\mu=(\mu_{1},\ldots,\mu_{n}) that leave the tuple fixed, while the group Aut(f)\mathrm{Aut}(f) attached to the branched cover f:C1f:C\to\mathbb{CP}^{1} comprises Riemann surface automorphisms ϕ:CC\phi:C\to C that satisfy fϕ=ff\circ\phi=f. The factor 1|Aut(f)|\frac{1}{|\mathrm{Aut}(f)|} appearing in equation 1 is natural from the perspective of enumerative geometry, while the other factors produce a normalisation that makes the structure of single Hurwitz numbers more transparent. For a more thorough introduction to Hurwitz numbers, we point the reader to the literature [24, 5].

The celebrated ELSV formula expresses single Hurwitz numbers as tautological intersection numbers on moduli spaces of stable curves in the following way.

Theorem 1.1 (Ekedahl, Lando, Shapiro and Vainshtein [11]).

For integers g0g\geq 0 and n1n\geq 1 with (g,n)(0,1)(g,n)\neq(0,1) or (0,2)(0,2), the single Hurwitz numbers satisfy

hg;μ1,,μn=i=1nμiμiμi!¯g,nk=0g(1)kλki=1n(1μiψi).h_{g;\mu_{1},\ldots,\mu_{n}}=\prod_{i=1}^{n}\frac{\mu_{i}^{\mu_{i}}}{\mu_{i}!}\int_{\overline{\mathcal{M}}_{g,n}}\frac{\sum_{k=0}^{g}(-1)^{k}\lambda_{k}}{\prod_{i=1}^{n}(1-\mu_{i}\psi_{i})}. (2)

The integral in equation 2 is over the moduli space of stable curves ¯g,n\overline{\mathcal{M}}_{g,n} and yields a symmetric polynomial in μ1,,μn\mu_{1},\ldots,\mu_{n} of degree 3g3+n3g-3+n. This polynomiality had previously been observed in small cases and conjectured in general by Goulden, Jackson and Vainshtein [15]. More generally, other “ELSV formulas” exist, which relate enumerative problems to intersection theory on moduli spaces, such as the formula for orbifold Hurwitz numbers of Johnson, Pandharipande and Tseng [22].

It is natural to consider double Hurwitz numbers hg;μ,νh_{g;\mu,\nu}, which enumerate connected genus gg branched covers of 1\mathbb{CP}^{1} with ramification profiles μ\mu and ν\nu over \infty and 0, respectively, such that all other ramification is simple and occurs over prescribed points of \mathbb{C}^{*}. The weight attached to such a branched cover is taken to be precisely as in equation 1. Although double Hurwitz numbers have received some attention in the literature, various open questions remain. In particular, the present work focuses on the compelling Goulden–Jackson–Vakil conjecture concerning one-part double Hurwitz numbers, which are defined as follows.

Definition 1.2.

Let hg;μone-parth_{g;\mu}^{\textnormal{one-part}} denote the double Hurwitz number hg;μ;νh_{g;\mu;\nu}, where ν\nu is the partition with precisely one part, which is equal to |μ||\mu|. (For a partition μ\mu, we use the standard notation |μ|=μ1+μ2++μ(μ)|\mu|=\mu_{1}+\mu_{2}+\cdots+\mu_{\ell(\mu)}, where (μ)\ell(\mu) denotes the number of parts of μ\mu.)

Goulden, Jackson and Vakil proved that for fixed gg and nn, the one-part double Hurwitz number hg;μ1,,μnone-parth_{g;\mu_{1},\ldots,\mu_{n}}^{\textnormal{one-part}} is a polynomial in μ1,,μn\mu_{1},\ldots,\mu_{n}. More precisely, it is of the form μ1++μn\mu_{1}+\cdots+\mu_{n} multiplied by a polynomial of degree 4g3+n4g-3+n in which all monomials have the same parity of degree. Thus, they were led to conjecture the following, in direct analogy with the original ELSV formula for single Hurwitz numbers.

Conjecture 1.3 (Goulden, Jackson and Vakil [16]).

For integers g0g\geq 0 and n1n\geq 1 with (g,n)(0,1)(g,n)\neq(0,1) or (0,2)(0,2), there exists a moduli space Pic¯g,n\overline{\operatorname{Pic}}_{g,n} with classes Λ2kH4k(Pic¯g,n)\Lambda_{2k}\in H^{4k}(\overline{\operatorname{Pic}}_{g,n}) and ΨiH2(Pic¯g,n)\Psi_{i}\in H^{2}(\overline{\operatorname{Pic}}_{g,n}) such that the one-part double Hurwitz numbers satisfy

hg;μ1,,μnone-part=(μ1++μn)Pic¯g,nk=0g(1)kΛ2ki=1n(1μiΨi).h_{g;\mu_{1},\ldots,\mu_{n}}^{\textnormal{one-part}}=(\mu_{1}+\cdots+\mu_{n})\int_{\overline{\operatorname{Pic}}_{g,n}}\frac{\sum_{k=0}^{g}(-1)^{k}\Lambda_{2k}}{\prod_{i=1}^{n}(1-\mu_{i}\Psi_{i})}.

The space Pic¯g,n\overline{\operatorname{Pic}}_{g,n} and its classes Λ2k\Lambda_{2k} and Ψi\Psi_{i} are yet to be defined, but expected to satisfy several natural properties, which are listed in Section 4. For example, the polynomial structure of one-part double Hurwitz numbers suggests that Pic¯g,n\overline{\operatorname{Pic}}_{g,n} carries a virtual fundamental class of complex dimension 4g3+n4g-3+n. Perhaps the most speculative of the aforementioned properties is the fact that Pic¯g,n\overline{\operatorname{Pic}}_{g,n} should be a compactification of the universal Picard variety Picg,n\operatorname{Pic}_{g,n}, the moduli space that parametrises genus gg curves with nn marked points equipped with a degree 0 line bundle. One would then expect that forgetful morphisms, ψ\psi-classes and λ\lambda-classes on moduli spaces of stable curves ¯g,n\overline{\mathcal{M}}_{g,n} would have natural analogues that exhibit similar behaviour on Pic¯g,n\overline{\operatorname{Pic}}_{g,n}.

Our main result is Theorem 3.1, which comprises three related formulas that serve as candidates for an ELSV formula for one-part double Hurwitz numbers. Respectively, they express hg;μone-parth_{g;\mu}^{\textnormal{one-part}} in terms of

  • Hodge classes on moduli spaces of stable maps to classifying spaces;

  • Chiodo classes on moduli spaces of spin curves; and

  • tautological classes on moduli spaces of stable curves.

The proof of Theorem 3.1 is accomplished by specialising known results from the literature, particularly the work of Johnson, Pandharipande and Tseng on abelian Hurwitz–Hodge integrals [22], as well as the work of Popolitov, Shadrin, Zvonkine and the second author on Chiodo classes [25].

The current work provides a partial resolution to 1.3. However, let us state from the outset that none of our formulas satisfies all of the desired properties enunciated by Goulden, Jackson and Vakil. In Section 4, we discuss the relative merits of these formulas against these properties. For example, one of our formulas expresses hg;μ1,,μnone-parth_{g;\mu_{1},\ldots,\mu_{n}}^{\textnormal{one-part}} as an integral over ¯g,n+g\overline{\mathcal{M}}_{g,n+g}. Thus, the moduli space possesses the virtuous features of having the expected dimension 4g3+n4g-3+n and not depending on the partition μ\mu. On the other hand, it is not explicitly a moduli space of line bundles, as the universal Picard variety should be.

Despite the previous remarks, it is conceivable that Theorem 3.1 may lead to a more satisfying resolution of the Goulden–Jackson–Vakil conjecture. Furthermore, our results have direct applications to intersection theory on moduli spaces of curves. By invoking the obvious symmetry for double Hurwitz numbers hg;μ;ν=hg;ν;μh_{g;\mu;\nu}=h_{g;\nu;\mu}, which exchanges ramification profiles over 0 and \infty, we are able to compare instances of the original ELSV formula for single Hurwitz numbers with instances of our formula for one-part double Hurwitz numbers. This leads to a non-trivial relation between intersection numbers on ¯g,1\overline{\mathcal{M}}_{g,1} and ¯g,d\overline{\mathcal{M}}_{g,d}, stated as Theorem 5.1. It is natural to wonder whether such a result may be the shadow of a richer relation at the level of the cohomology of ¯g,n\overline{\mathcal{M}}_{g,n}.

It is known from the work of Goulden, Jackson and Vakil that one can in fact write

hg;μ1,,μnone-part=(μ1++μn)2g2+nPg,n(μ12,,μn2),h_{g;\mu_{1},\ldots,\mu_{n}}^{\textnormal{one-part}}=(\mu_{1}+\cdots+\mu_{n})^{2g-2+n}\,P_{g,n}(\mu_{1}^{2},\ldots,\mu_{n}^{2}),

for some symmetric polynomial Pg,nP_{g,n} of degree gg [16]. We make the observation that such structure is not self-evident from any of our ELSV formulas for one-part double Hurwitz numbers. So this polynomiality then suggests some further structure underlying the Chiodo classes that arise in our ELSV formulas and we leave the implications to future work.

One may consider analogues of the Hurwitz numbers above with the simple branch points replaced by branch points with ramification profile (r+1,1,1,,1)(r+1,1,1,\ldots,1) for some fixed positive integer rr. The work of Okounkov and Pandharipande on the Gromov–Witten/Hurwitz correspondence suggests that it is geometrically natural to compactify such a count using so-called completed cycles and the resulting enumeration yields spin Hurwitz numbers [26]. Zvonkine conjectured an ELSV formula in the spin setting [30], and this conjecture was later generalised further to spin orbifold Hurwitz numbers [23]. These conjectures were ultimately resolved in a series of five papers involving the work of Borot, Dunin-Barkowski, Kramer, Popolitov, Shadrin, Spitz, Zvonkine and the second author [29, 25, 23, 2, 10]. This allows us to produce spin orbifold analogues of our results, with which we conclude the paper.

The structure of the paper is as follows.

  • In Section 2, we briefly introduce the moduli spaces and associated cohomology classes that appear in our main result. The exposition is necessarily concise, serving only to recall the relevant definitions and notations. We include references to the literature for the reader seeking a more thorough treatment.

  • In Section 3, we state and prove the main result of the paper — Theorem 3.1 — which comprises three candidates for an ELSV formula for one-part double Hurwitz numbers.

  • In Section 4, we discuss the relative merits of our formulas against the list of properties sought by Goulden, Jackson and Vakil from an ELSV formula for one-part double Hurwitz numbers. We conclude the section by observing that the polynomiality of one-part double Hurwitz numbers suggests some further structure underlying the Chiodo classes.

  • In Section 5, we use the symmetry that exchanges ramification profiles over 0 and \infty to compare our results with the original ELSV formula. This produces new relations between tautological intersection numbers on moduli spaces of curves. The aforementioned argument is then generalised to the setting of orbifold Hurwitz numbers, by comparing with the Johnson–Pandhandripande–Tseng formula.

  • In Section 6, we perform some initial calculations that verify the main relation of the previous section in some low genus and low degree cases.

  • In Section 7, we present a generalisation of our main result to the spin setting, which in turn leads to new relations between tautological intersection numbers on moduli spaces of stable curves. Since the ideas involved are essentially those contained in previous sections, we keep the exposition brief and focus on presenting the relevant results without proof.

2 Background

In this section, we briefly introduce the algebro-geometric objects and corresponding notations required to state our main result. As usual, one can choose to work in terms of cohomology classes or their corresponding Chow classes instead. We have opted for the former and all cohomology is taken with rational coefficients.

2.1 Tautological classes on moduli spaces of stable curves

Let g,n{\mathcal{M}}_{g,n} be the moduli space of non-singular algebraic curves (C;p1,,pn)(C;p_{1},\ldots,p_{n}) of genus gg, with nn distinct marked points p1,,pnCp_{1},\ldots,p_{n}\in C. The Deligne–Mumford compactification ¯g,n\overline{\mathcal{M}}_{g,n} is the moduli space of stable algebraic curves (C;p1,,pn)(C;p_{1},\ldots,p_{n}) of genus gg, with nn distinct non-singular marked points p1,,pnCp_{1},\ldots,p_{n}\in C. A marked algebraic curve is stable if all of its singularities are nodes and there are finitely many automorphisms that preserve the marked points.

The forgetful morphism π:¯g,n+1¯g,n\pi:\overline{\mathcal{M}}_{g,n+1}\to\overline{\mathcal{M}}_{g,n} forgets the point marked n+1n+1 and stabilises the curve, if necessary. There is a natural identification of the universal curve 𝒞¯g,n\overline{\mathcal{C}}_{g,n} with ¯g,n+1\overline{\mathcal{M}}_{g,n+1}, which allows us to define sections σ1,,σn:¯g,n¯g,n+1\sigma_{1},\ldots,\sigma_{n}:\overline{\mathcal{M}}_{g,n}\to\overline{\mathcal{M}}_{g,n+1} corresponding to the marked points of the curve. The relative dualising sheaf =𝒦¯g,n+1π𝒦¯g,n1{\mathcal{L}}={\mathcal{K}}_{\overline{\mathcal{M}}_{g,n+1}}\otimes\pi^{*}{\mathcal{K}}_{\overline{\mathcal{M}}_{g,n}}^{-1} extends to the compactification the vertical cotangent bundle on g,n+1𝒞g,n{\mathcal{M}}_{g,n+1}\cong{\mathcal{C}}_{g,n}, whose fibre over (C,p)(C,p) is the cotangent line TpCT^{*}_{p}C.

  • The ψ\psi-classes are given by ψi=c1(σi)H2(¯g,n)\psi_{i}=c_{1}(\sigma_{i}^{*}{\mathcal{L}})\in H^{2}(\overline{\mathcal{M}}_{g,n}) for 1in1\leq i\leq n.

  • The κ\kappa-classes are given by κm=π(c1()m+1)H2m(¯g,n)\kappa_{m}=\pi_{*}(c_{1}({\mathcal{E}})^{m+1})\in H^{2m}(\overline{\mathcal{M}}_{g,n}) for m0m\geq 0, where =(σi(¯g,n)){\mathcal{E}}={\mathcal{L}}(\sum\sigma_{i}(\overline{\mathcal{M}}_{g,n})).

  • The λ\lambda-classes are given by λk=ck(Λ)H2k(¯g,n)\lambda_{k}=c_{k}(\Lambda)\in H^{2k}(\overline{\mathcal{M}}_{g,n}) for k0k\geq 0. Here, Λ=π()\Lambda=\pi_{*}({\mathcal{L}}) denotes the Hodge bundle, whose fibre over [C]g,n[C]\in{\mathcal{M}}_{g,n} is the gg-dimensional vector space of holomorphic 1-forms on CC.

The study of the cohomology ring H(¯g,n)H^{*}(\overline{\mathcal{M}}_{g,n}) has received a great deal of attention although an explicit description is widely considered to be untractable at present. One can instead focus on the tautological rings R(¯g,n)H(¯g,n)R^{*}(\overline{\mathcal{M}}_{g,n})\subseteq H^{*}(\overline{\mathcal{M}}_{g,n}), whose classes are geometrically natural in some sense. They are simultaneously defined for all gg and nn as the smallest system of \mathbb{Q}-algebras closed under pushforwards by the natural forgetful and gluing morphisms between moduli spaces of stable curves. All of the classes defined above live in the tautological ring R(¯g,n)R^{*}(\overline{\mathcal{M}}_{g,n}). For a more thorough introduction to moduli spaces of stable curves and their tautological rings, the reader is encouraged to consult the literature [17].

2.2 Chiodo classes on moduli spaces of spin curves

For 2g2+n>02g-2+n>0, consider a non-singular marked curve (C;p1,,pn)g,n(C;p_{1},\ldots,p_{n})\in{\mathcal{M}}_{g,n} and let ωlog=ωC(pi)\omega_{\rm log}=\omega_{C}(\sum p_{i}) be its log canonical bundle. Fix a positive integer rr, and let 1sr1\leq s\leq r and 1a1,,anr1\leq a_{1},\ldots,a_{n}\leq r be integers satisfying the equation

a1+a2++an(2g2+n)s(modr).a_{1}+a_{2}+\cdots+a_{n}\equiv(2g-2+n)s\pmod{r}.

This condition guarantees the existence of a line bundle over CC whose rrth tensor power is isomorphic to ωlogs(aipi)\omega_{\rm log}^{\otimes s}(-\sum a_{i}p_{i}). Varying the underlying curve and the choice of such an rrth tensor root yields a moduli space with a natural compactification ¯g;a1,,anr,s\overline{\mathcal{M}}_{g;a_{1},\ldots,a_{n}}^{r,s} that was independently constructed by Chiodo [6] and Jarvis [20]. These works also include constructions of the universal curve π:𝒞¯g;a1,,anr,s¯g;a1,,anr,s\pi:\overline{\mathcal{C}}_{g;a_{1},\ldots,a_{n}}^{r,s}\to\overline{\mathcal{M}}_{g;a_{1},\ldots,a_{n}}^{r,s} and the universal rrth root 𝒞¯g;a1,,anr,s{\mathcal{L}}\to\overline{\mathcal{C}}_{g;a_{1},\ldots,a_{n}}^{r,s}.

One can define psi-classes and kappa-classes in complete analogy with the case of moduli spaces of stable curves, as described previously. Chiodo’s formula then states that the Chern characters of the derived pushforward chk(Rπ)\mathrm{ch}_{k}(R^{*}\pi_{*}{\mathcal{L}}) are given by

chk(r,s;a1,,an):=\displaystyle\mathrm{ch}_{k}(r,s;a_{1},\ldots,a_{n}):={} Bk+1(s/r)(k+1)!κki=1nBk+1(ai/r)(k+1)!ψik\displaystyle\frac{B_{k+1}(s/r)}{(k+1)!}\kappa_{k}-\sum_{i=1}^{n}\frac{B_{k+1}(a_{i}/r)}{(k+1)!}\psi_{i}^{k}
+r2a=0r1Bk+1(a/r)(k+1)!ja(ψ)k+(1)k1(ψ′′)kψ+ψ′′.\displaystyle+\frac{r}{2}\sum_{a=0}^{r-1}\frac{B_{k+1}(a/r)}{(k+1)!}{j_{a}}_{*}\frac{(\psi^{\prime})^{k}+(-1)^{k-1}(\psi^{\prime\prime})^{k}}{\psi^{\prime}+\psi^{\prime\prime}}. (3)

Here, Bm(x)B_{m}(x) denotes the Bernoulli polynomial, jaj_{a} is the boundary morphism that represents the boundary divisor with multiplicity index aa at one of the two branches of the corresponding node, and ψ,ψ′′\psi^{\prime},\psi^{\prime\prime} are the ψ\psi-classes at the two branches of the node [7].

We will commonly use the class in H(¯g;a1,,anr,s)H^{*}(\overline{\mathcal{M}}_{g;a_{1},\ldots,a_{n}}^{r,s}) defined by

Chiodog,n(r,s;a1,,an):=\displaystyle\mathrm{Chiodo}_{g,n}(r,s;a_{1},\ldots,a_{n}):={} c(Rπ)\displaystyle c(-R^{*}\pi_{*}{\mathcal{L}})
=\displaystyle={} exp[k=1(1)k(k1)!chk(r,s;a1,,an)].\displaystyle\exp\bigg{[}\sum_{k=1}^{\infty}(-1)^{k}(k-1)!\,\mathrm{ch}_{k}(r,s;a_{1},\ldots,a_{n})\bigg{]}. (4)

More generally, we also use the notation

Chiodog,n[x](r,s;a1,,an):=exp[k=1(x)k(k1)!chk(r,s;a1,,an)].\mathrm{Chiodo}_{g,n}^{[x]}(r,s;a_{1},\ldots,a_{n}):=\exp\bigg{[}\sum_{k=1}^{\infty}(-x)^{k}(k-1)!\,\mathrm{ch}_{k}(r,s;a_{1},\ldots,a_{n})\bigg{]}.

It is natural and convenient to consider a1,,ana_{1},\ldots,a_{n} modulo rr and we will do so throughout. This allows us, for example, to write statements such as Chiodog,n(r,s;1,,1)H(¯g;1,,1r,s)\mathrm{Chiodo}_{g,n}(r,s;-1,\ldots,-1)\in H^{*}(\overline{\mathcal{M}}_{g;-1,\ldots,-1}^{r,s}).

There is a natural forgetful morphism

ϵ:¯g;a1,,anr,s¯g,n,\epsilon:\overline{\mathcal{M}}^{r,s}_{g;a_{1},\ldots,a_{n}}\to\overline{\mathcal{M}}_{g,n},

which forgets the line bundle, otherwise known as the spin structure. It is an r2gr^{2g}-sheeted cover, unramified away from the boundary; however, ϵ\epsilon in fact has degree r2g1r^{2g-1} due to the r\mathbb{Z}_{r} symmetry of each rrth root generated by a morphism multiplying by a primitive root of unity in the fibres. This forgetful morphism allows us to consider the pushforward of the Chiodo classes to moduli spaces of stable curves.

2.3 Hodge classes on moduli spaces of stable maps to classifying spaces

For GG a finite group, let ¯g;γ(G)\overline{\mathcal{M}}_{g;\gamma}({\mathcal{B}}G) be the moduli stack of stable maps from a genus gg marked curve (C;p1,,pn)(C;p_{1},\ldots,p_{n}) to the classifying space G{\mathcal{B}}G, with monodromy data γ=(γ1,,γn)\gamma=(\gamma_{1},\ldots,\gamma_{n}), where γi\gamma_{i} is the monodromy around the marked point pip_{i}.

There is a natural map ϵ:¯g;γ(G)¯g,n\epsilon:\overline{\mathcal{M}}_{g;\gamma}({\mathcal{B}}G)\to\overline{\mathcal{M}}_{g,n} that sends a stable map to the stabilisation of its domain curve. One can thus define psi-classes via the pullback construction

ψ¯i=ϵ(ψi)H2(¯g;γ(G)),for 1in.\overline{\psi}_{i}=\epsilon^{*}(\psi_{i})\in H^{2}(\overline{\mathcal{M}}_{g;\gamma}({\mathcal{B}}G)),\qquad\text{for }1\leq i\leq n.

In the following, we are only interested in the case G=rG=\mathbb{Z}_{r} for some positive integer rr, in which case the monodromy data is given by a tuple (a1,,an)(a_{1},\ldots,a_{n}) of integers that we consider modulo rr. The Hodge bundle Λ¯¯g;γ(r)\overline{\Lambda}\to\overline{\mathcal{M}}_{g;\gamma}({\mathcal{B}}\mathbb{Z}_{r}) associates to the map f:[D/r]rf:[D/\mathbb{Z}_{r}]\to{\mathcal{B}}\mathbb{Z}_{r} the ρ\rho-summand of the r\mathbb{Z}_{r}-representation H0(D,ωD)H^{0}(D,\omega_{D}), where ρ:r\rho:\mathbb{Z}_{r}\to\mathbb{C}^{*} is the representation defined by 1exp(2πir)1\mapsto\exp(\frac{2\pi i}{r}). We then define the Hodge classes as

λ¯k=ck(Λ¯)H2k(¯g;γ(r)),for k0.\overline{\lambda}_{k}=c_{k}(\overline{\Lambda})\in H^{2k}(\overline{\mathcal{M}}_{g;\gamma}({\mathcal{B}}\mathbb{Z}_{r})),\qquad\text{for }k\geq 0.

3 ELSV formulas for one-part double Hurwitz numbers

We are now in a position to state and prove our main result. The proof relies heavily on two results from the literature: the first is an ELSV formula for orbifold Hurwitz numbers using Hodge integrals on moduli spaces of stable maps, proved by Johnson, Pandharipande and Tseng [22]; the second is an alternative ELSV formula for orbifold Hurwitz numbers using Chiodo classes, proved by Popolitov, Shadrin, Zvonkine and the second author [25].

Theorem 3.1 (ELSV formulas for one-part double Hurwitz numbers).

For integers g0g\geq 0 and n1n\geq 1 with (g,n)(0,1)(g,n)\neq(0,1) or (0,2)(0,2), the one-part double Hurwitz numbers satisfy the following formulas, where d=μ1++μnd=\mu_{1}+\cdots+\mu_{n}.

  • Hodge classes on moduli spaces of stable maps to the classifying space d\mathcal{B}\mathbb{Z}_{d}

    hg;μ1,,μnone-part=d2g¯g;μ1,,μn(d)k=0(d)kλ¯ki=1n(1μiψ¯i)h_{g;\mu_{1},\ldots,\mu_{n}}^{\textnormal{one-part}}=d^{2-g}\int_{\overline{\mathcal{M}}_{g;-\mu_{1},\ldots,-\mu_{n}}(\mathcal{B}\mathbb{Z}_{d})}\frac{\sum_{k=0}^{\infty}(-d)^{k}\overline{\lambda}_{k}}{\prod_{i=1}^{n}(1-\mu_{i}\bar{\psi}_{i})} (5)
  • Chiodo classes on moduli spaces of spin curves

    hg;μ1,,μnone-part=d2g¯g,n;μ1,,μnd,dChiodog,n[d](d,d;μ1,,μn)i=1n(1μiψi)h_{g;\mu_{1},\ldots,\mu_{n}}^{\textnormal{one-part}}=d^{2-g}\int_{\overline{\mathcal{M}}^{d,d}_{g,n;-\mu_{1},\ldots,-\mu_{n}}}\frac{\mathrm{Chiodo}_{g,n}^{[d]}(d,d;-\mu_{1},\ldots,-\mu_{n})}{\prod_{i=1}^{n}(1-\mu_{i}\psi_{i})} (6)
  • Tautological classes on moduli spaces of stable curves

    hg;μ1,,μnone-part\displaystyle h_{g;\mu_{1},\ldots,\mu_{n}}^{\textnormal{one-part}} =d2g¯g,nϵChiodog,n[d](d,d;μ1,,μn)i=1n(1μiψi)\displaystyle=d^{2-g}\int_{\overline{\mathcal{M}}_{g,n}}\frac{\epsilon_{*}\mathrm{Chiodo}_{g,n}^{[d]}(d,d;-\mu_{1},\ldots,-\mu_{n})}{\prod_{i=1}^{n}(1-\mu_{i}\psi_{i})} (7)
    =d2g¯g,n+gϵChiodog,n+g[d](d,d;μ1,,μn,0,,0)i=1n(1μiψi)𝔠g,n\displaystyle=d^{2-g}\int_{\overline{\mathcal{M}}_{g,n+g}}\frac{\epsilon_{*}\mathrm{Chiodo}_{g,n+g}^{[d]}(d,d;-\mu_{1},\ldots,-\mu_{n},0,\ldots,0)}{\prod_{i=1}^{n}(1-\mu_{i}\psi_{i})}\,\mathfrak{c}_{g,n} (8)

This last expression uses the class 𝔠g,n=(2g2+n)!(3g3+n)!ψn+1ψn+gH2g(¯g,n+g)\mathfrak{c}_{g,n}=\frac{(2g-2+n)!}{(3g-3+n)!}\,\psi_{n+1}\cdots\psi_{n+g}\in H^{2g}(\overline{\mathcal{M}}_{g,n+g}).

Proof.

We begin with the notion of orbifold Hurwitz numbers hg;μq-orbifoldh_{g;\mu}^{q\textnormal{-orbifold}}, which enumerate connected genus gg branched covers of 1\mathbb{CP}^{1} with ramification profile μ\mu over \infty and ramification profile (q,q,,q)(q,q,\ldots,q) over 0, such that all other ramification is simple and occurs over prescribed points of \mathbb{C}^{*}. We take the weight attached to such a branched cover to be precisely as in equation 1.

Johnson, Pandharipande and Tseng prove the following ELSV formula for orbifold Hurwitz numbers, expressing them as intersection numbers on moduli spaces of stable maps to classifying spaces [22].

hg;μ1,,μnq-orbifold=q1g+|μ|/qi=1n(μi/q)μi/qμi/q!¯g;μ1,,μn(q)k=0(q)kλ¯ki=1n(1μiψ¯i)h_{g;\mu_{1},\ldots,\mu_{n}}^{q\textnormal{-orbifold}}=q^{1-g+|\mu|/q}\prod_{i=1}^{n}\frac{(\mu_{i}/q)^{\lfloor\mu_{i}/q\rfloor}}{\lfloor\mu_{i}/q\rfloor!}\int_{\overline{\mathcal{M}}_{g;-\mu_{1},\ldots,-\mu_{n}}({\mathcal{B}}\mathbb{Z}_{q})}\frac{\sum_{k=0}^{\infty}(-q)^{k}\overline{\lambda}_{k}}{\prod_{i=1}^{n}(1-\mu_{i}\overline{\psi}_{i})} (9)

Now we simply make the observation that for d=μ1++μnd=\mu_{1}+\cdots+\mu_{n}, we have hg;μone-part=hg;μd-orbifoldh_{g;\mu}^{\textnormal{one-part}}=h_{g;\mu}^{d\textnormal{-orbifold}}. Specialising the above formula to the case q=dq=d and using the fact that (μi/q)μi/qμi/q!=1\frac{(\mu_{i}/q)^{\lfloor\mu_{i}/q\rfloor}}{\lfloor\mu_{i}/q\rfloor!}=1 for μiq\mu_{i}\leq q immediately yields equation 5.

The following ELSV formula for orbifold Hurwitz numbers is implicit in the work of Popolitov, Shadrin, Zvonkine and the second author, by comparing Theorems 4.5 and 5.1 from [25] with r=s=qr=s=q.

hg;μ1,,μnq-orbifold=q2g2+n+|μ|/qi=1n(μi/q)μi/qμi/q!¯g,nϵChiodog,n(q,q;μ1,,μn)i=1n(1μiqψi)h_{g;\mu_{1},\ldots,\mu_{n}}^{q\textnormal{-orbifold}}=q^{2g-2+n+|\mu|/q}\prod_{i=1}^{n}\frac{(\mu_{i}/q)^{\lfloor\mu_{i}/q\rfloor}}{\lfloor\mu_{i}/q\rfloor!}\int_{\overline{\mathcal{M}}_{g,n}}\frac{\epsilon_{*}\mathrm{Chiodo}_{g,n}(q,q;-\mu_{1},\ldots,-\mu_{n})}{\prod_{i=1}^{n}(1-\frac{\mu_{i}}{q}\psi_{i})} (10)

Again, we specialise to the case q=dq=d, which removes the product of combinatorial factors preceding the integral.

hg;μ1,,μnone-part=hg;μ1,,μnd-orbifold=d2g1+n¯g,nϵChiodog,n(d,d;μ1,,μn)i=1n(1μidψi)h_{g;\mu_{1},\ldots,\mu_{n}}^{\textnormal{one-part}}=h_{g;\mu_{1},\ldots,\mu_{n}}^{d\textnormal{-orbifold}}=d^{2g-1+n}\int_{\overline{\mathcal{M}}_{g,n}}\frac{\epsilon_{*}\mathrm{Chiodo}_{g,n}(d,d;-\mu_{1},\ldots,-\mu_{n})}{\prod_{i=1}^{n}(1-\frac{\mu_{i}}{d}\psi_{i})}

One obtains equation 7 from this by multiplying each class of cohomological degree 2k2k in the integrand by dkd^{k}. We compensate with a global factor of d(3g3+n)d^{-(3g-3+n)}.

As Theorem 4.5 of [25] is obtained via the pushforward of Chiodo classes from the moduli space of spin curves, we immediately have equation 6.

Finally, to prove equation 8, we invoke the dilaton equation for orbifold Hurwitz numbers [9, Theorem 20]. One can use equation 10 to express this in the language of Chiodo classes as follows.

¯g,n+1Chiodog,n+1[d](d,d;μ1,,μn,0)ψ1a1ψnanψn+1=(2g2+n)¯g,nChiodog,n[d](d,d;μ1,,μn)ψ1a1ψnan\int_{\overline{\mathcal{M}}_{g,n+1}}\mathrm{Chiodo}_{g,n+1}^{[d]}(d,d;-\mu_{1},\ldots,-\mu_{n},0)\cdot\psi_{1}^{a_{1}}\cdots\psi_{n}^{a_{n}}\psi_{n+1}\\ =(2g-2+n)\int_{\overline{\mathcal{M}}_{g,n}}\mathrm{Chiodo}_{g,n}^{[d]}(d,d;-\mu_{1},\ldots,-\mu_{n})\cdot\psi_{1}^{a_{1}}\cdots\psi_{n}^{a_{n}} (11)

Applying this dilaton equation gg times demonstrates the equivalence of equations 7 and 8, which completes the proof. ∎

4 Properties of the formulas

In its original form, the Goulden–Jackson–Vakil conjecture — 1.3 — predicts an ELSV formula with a particular structure, but leaves some room for freedom. Rather than prescribing the exact geometric ingredients, it describes desirable properties that they are expected to satisfy. In this section, we analyse these properties in turn and discuss the extent to which our proposed ELSV formulas satisfy them. We conclude the section with some remarks on how Theorem 3.1 suggests potential further structure underlying Chiodo classes.

4.1 Primary properties

Goulden, Jackson and Vakil predict an ELSV formula for one-part double Hurwitz numbers of the following form.

hg;μ1,,μnone-part=(μ1++μn)Pic¯g,nk=0g(1)kΛ2ki=1n(1μiΨi)h_{g;\mu_{1},\ldots,\mu_{n}}^{\textnormal{one-part}}=(\mu_{1}+\cdots+\mu_{n})\int_{\overline{\operatorname{Pic}}_{g,n}}\frac{\sum_{k=0}^{g}(-1)^{k}\Lambda_{2k}}{\prod_{i=1}^{n}(1-\mu_{i}\Psi_{i})}

They furthermore posit the following four “primary” properties, which are essentially taken verbatim from their paper [16, Conjecture 3.5].

Property 1. There is a moduli space Pic¯g,n\overline{\operatorname{Pic}}_{g,n}, with a (possibly virtual) fundamental class [Pic¯g,n][\overline{\operatorname{Pic}}_{g,n}] of dimension 4g3+n4g-3+n, and an open subset isomorphic to the Picard variety Picg,n\operatorname{Pic}_{g,n} of the universal curve over ¯g,n\overline{\mathcal{M}}_{g,n} (where the two fundamental classes agree).

Property 2. There is a forgetful morphism π:Pic¯g,n+1Pic¯g,n\pi:\overline{\operatorname{Pic}}_{g,n+1}\rightarrow\overline{\operatorname{Pic}}_{g,n} (flat, of relative dimension 1), with nn sections σi\sigma_{i} giving Cartier divisors Δi,n+1\Delta_{i,n+1} (1in1\leq i\leq n). Both morphisms behave well with respect to the fundamental class: [Pic¯g,n+1]=π[Pic¯g,n][\overline{\operatorname{Pic}}_{g,n+1}]=\pi^{*}[\overline{\operatorname{Pic}}_{g,n}], and Δi,n+1Pic¯g,n+1Pic¯g,n\Delta_{i,n+1}\cap\overline{\operatorname{Pic}}_{g,n+1}\cong\overline{\operatorname{Pic}}_{g,n} (with isomorphisms given by π\pi and σi\sigma_{i}), inducing Δi,n+1[Pic¯g,n+1][Pic¯g,n]\Delta_{i,n+1}\cap[\overline{\operatorname{Pic}}_{g,n+1}]\cong[\overline{\operatorname{Pic}}_{g,n}].

Property 3. There are nn line bundles, which over g,n{\mathcal{M}}_{g,n} correspond to the cotangent spaces of the first nn points on the curve (i.e. over g,n{\mathcal{M}}_{g,n} they are the pullbacks of the “usual” ψ\psi-classes on g,n{\mathcal{M}}_{g,n}). Denote their first Chern classes Ψ1,,Ψn\Psi_{1},\ldots,\Psi_{n}. They satisfy Ψi=πΨi+Δi,n+1\Psi_{i}=\pi^{*}\Psi_{i}+\Delta_{i,n+1} (ini\leq n) on Pic¯g,n+1\overline{\operatorname{Pic}}_{g,n+1} (the latter Ψi\Psi_{i} is on Pic¯g,n\overline{\operatorname{Pic}}_{g,n}), and ΨiΔi,n+1=0\Psi_{i}\cdot\Delta_{i,n+1}=0.

Property 4. There are Chow (or cohomology) classes Λ2k\Lambda_{2k} (k=0,1,,gk=0,1,\ldots,g) of codimension 2k2k on Pic¯g,n\overline{\operatorname{Pic}}_{g,n}, which are pulled back from Pic¯g,1\overline{\operatorname{Pic}}_{g,1} (if g>0g>0) or Pic¯0,3\overline{\operatorname{Pic}}_{0,3}; Λ0=1\Lambda_{0}=1. The Λ\Lambda-classes are the Chern classes of a rank 2g2g vector bundle isomorphic to its dual.

Below, we briefly discuss the relative merits of the ELSV formulas obtained in Theorem 3.1 against the four properties above.

Hodge classes on moduli spaces of stable maps to the classifying space d\mathcal{B}\mathbb{Z}_{d} — equation 5. The moduli space ¯g;μ1,,μn(d)\overline{\mathcal{M}}_{g;-\mu_{1},\ldots,-\mu_{n}}(\mathcal{B}\mathbb{Z}_{d}) has dimension 3g3+n3g-3+n rather than 4g3+n4g-3+n. It can be equivalently described as a moduli space of principal d\mathbb{Z}_{d}-bundles over stable curves [22]. This makes some thematic connection with the universal Picard variety, which is a moduli space of line bundles over stable curves. Goulden, Jackson and Vakil predict a fixed space Pic¯g,n\overline{\operatorname{Pic}}_{g,n} from which all one-part double Hurwitz numbers hg;μ1,,μnone-parth_{g;\mu_{1},\ldots,\mu_{n}}^{\textnormal{one-part}} with fixed gg and nn can be calculated. On the other hand, equation 5 uses a moduli space that depends on gg and the tuple (μ1,,μn)(\mu_{1},\ldots,\mu_{n}). As a result, there is no obvious natural forgetful morphism that removes a marked point, even though there are natural psi-classes and lambda-classes. Observe that the classes λ¯0,λ¯1,λ¯2,\overline{\lambda}_{0},\overline{\lambda}_{1},\overline{\lambda}_{2},\ldots play the role of the Hodge classes in equation 9, the Johnson–Pandharipande–Tseng formula for orbifold Hurwitz numbers.

Chiodo classes on moduli spaces of spin curves — equation 6. The moduli space ¯g,n;μ1,,μnd,d\overline{\mathcal{M}}^{d,d}_{g,n;-\mu_{1},\ldots,-\mu_{n}} has dimension 3g3+n3g-3+n rather than 4g3+n4g-3+n. It shares some commonality with the Picard variety, since it is naturally a moduli space of line bundles over stable curves. Again, equation 6 uses a moduli space that depends on gg and the tuple (μ1,,μn)(\mu_{1},\ldots,\mu_{n}). As a result, there is no obvious natural forgetful morphism that removes a marked point, even though there are natural psi-classes. The Chiodo classes have proved to be important in various contexts, such as in the spin-ELSV formula [30, 25] and the formula for the double ramification cycle [19]. In the former case, the Chiodo classes naturally take on an analogous role to the Hodge bundle in the original ELSV formula of equation 2.

Tautological classes on moduli spaces of stable curves — equation 7. The moduli space ¯g,n\overline{\mathcal{M}}_{g,n} has dimension 3g3+n3g-3+n rather than 4g3+n4g-3+n and does not have a natural description as a moduli space of bundles on stable curves. Given that the Goulden–Jackson–Vakil conjecture is modelled on the ELSV formula, which also uses ¯g,n\overline{\mathcal{M}}_{g,n}, many of the remaining properties are satisfied. Namely, we have a forgetful morphism π:¯g,n+1¯g,n\pi:\overline{\mathcal{M}}_{g,n+1}\to\overline{\mathcal{M}}_{g,n}, natural sections σi\sigma_{i} with associated Cartier divisors, and psi-classes, with all these geometric constructions behaving well with respect to each other.

Property 4 asks for the analogues of the Hodge classes to arise as Chern classes of vector bundles and to exhibit nice behaviour under pullback. In this case, the Chiodo classes are indeed defined as Chern classes, but of the virtual vector bundle R0π+R1π-R^{0}\pi_{*}\mathcal{L}+R^{1}\pi_{*}\mathcal{L}. When one of these two terms vanishes, one obtains an actual vector bundle whose rank can be computed by the Riemann-Roch formula. The Chiodo classes ϵChiodog,n(r,s;a1,,an)\epsilon_{*}\mathrm{Chiodo}_{g,n}(r,s;a_{1},\ldots,a_{n}) do behave well under pullback, since they are known to form a semi-simple cohomological field theory with flat unit for 0sr0\leq s\leq r [25].

The moduli space of curves ¯g,n\overline{\mathcal{M}}_{g,n} seems the natural space for an ELSV formula, especially from the point of view of topological recursion. Indeed, a fundamental theorem of Eynard states that the quantities produced by topological recursion can be expressed as tautological intersection numbers on moduli spaces of curves [12]. One-part Hurwitz numbers may be generated via topological recursion in a somewhat non-standard way. Typically, all numbers of a given enumerative geometric problem are produced from the same spectral curve data used as input to the topological recursion. In this case, however, the numbers hg;μ1,,μnone-parth^{\textnormal{one-part}}_{g;\mu_{1},\ldots,\mu_{n}} for fixed |μ||\mu| may be generated by the spectral curve for orbifold Hurwitz numbers given by the following data [3, 9].

Σ=1x(z)=zez|μ|y(z)=z|μ|B(z1,z2)=dz1dz2(z1z2)2\Sigma=\mathbb{C}\mathbb{P}^{1}\qquad\qquad x(z)=ze^{-z^{|\mu|}}\qquad\qquad y(z)=z^{|\mu|}\qquad\qquad B(z_{1},z_{2})=\frac{\mathrm{d}z_{1}\,\mathrm{d}z_{2}}{(z_{1}-z_{2})^{2}}

Therefore, the totality of one-part double Hurwitz numbers is stored in an infinite discrete family of spectral curves, instead of a single one. In particular, two such numbers are produced by the same spectral curve if and only if they depend on partitions of equal size. In recent work with Borot, Karev and Moskovsky, we prove that double Hurwitz numbers in general are governed by the topological recursion, using a family of spectral curves that are coupled with formal variables [1]. A consequence of this work is an ELSV-type formula for double Hurwitz numbers and it would be interesting to consider the implications for one-part double Hurwitz numbers, although we do not pursue that line of thought here.

Tautological classes on moduli spaces of stable curves — equation 7. The moduli space ¯g,n+g\overline{\mathcal{M}}_{g,n+g} has the predicted dimension 4g3+n4g-3+n. Although it does not arise naturally as a moduli space of line bundles, we observe the following interplay between the uncompactified moduli space g,n+g\mathcal{M}_{g,n+g} and the universal Picard variety. Consider an algebraic curve CgC_{g} of genus g1g\geq 1 and a fixed point pCgp\in C_{g}. For each positive integer mm, there is a map from the symmetric product ΣmCg\Sigma^{m}C_{g} to the Jacobian Jac(Cg)\operatorname{Jac}(C_{g}) defined by sending the tuple of points (x1,,xm)(x_{1},\ldots,x_{m}) to the divisor i=1mximp\sum_{i=1}^{m}x_{i}-m\cdot p. Note that this morphism is not canonical, since it depends on the choice of pCgp\in C_{g}. For the particular case of m=gm=g, any such map defines a birational equivalence between ΣgCg\Sigma^{g}C_{g} and Jac(Cg)\operatorname{Jac}(C_{g}). For our context, this argument should be adapted to curves with marked points, excluding the diagonal, but we do not intend to study this relation in detail. We simply remark that each element of g,n+g\mathcal{M}_{g,n+g} can be seen as an element (Cg;p1,,pn)(C_{g};p_{1},\ldots,p_{n}) of g,n\mathcal{M}_{g,n} equipped with gg extra distinct points. Fixing an extra point pCgp\in C_{g}, these gg points may be used to determine a degree 0 line bundle on CgC_{g}.

We admit that equation 7 may seem unnatural, as it is possible to equivalently express the formula simply in terms of ¯g,n\overline{\mathcal{M}}_{g,n}. Expressing it in terms of ¯g,n+g\overline{\mathcal{M}}_{g,n+g}, however, allows one to match the powers of dd — and therefore the degree in μ1,,μn\mu_{1},\ldots,\mu_{n} — with equal degree cohomology classes, as one might expect from the original ELSV formula. One presumes that the desire for an ELSV formula on a space of dimension 4g3+n4g-3+n in the Goulden–Jackson–Vakil conjecture is mainly motivated by such degree considerations.

4.2 Secondary properties

We summarise and briefly address other expected properties of an ELSV formula for one-part double Hurwitz numbers, collected from discussions throughout the paper of Goulden, Jackson and Vakil [16].

Property A. The classes Λ2kH4k(Pic¯g,n)\Lambda_{2k}\in H^{4k}(\overline{\operatorname{Pic}}_{g,n}) are “tautological”. (See [16, paragraph after Conjecture 3.5].)

To interpret this statement, one would need to define the word “tautological” for any moduli space under consideration that is not a moduli spaces of curves. The proposed ELSV formulas of equations 7 and 8 use pushforwards of Chiodo classes to ¯g,n\overline{\mathcal{M}}_{g,n} or ¯g,n+g\overline{\mathcal{M}}_{g,n+g}, and these classes are evidently tautological by Chiodo’s formula for the Chern characters chk(Rπ)\mathrm{ch}_{k}(R^{*}\pi_{*}\mathcal{L}), given in Section 2.2.

Property B. There exists a morphism ρ:Pic¯g,n¯g,n\rho:\overline{\operatorname{Pic}}_{g,n}\to\overline{\mathcal{M}}_{g,n} such that ρΛ2g=λg\rho_{*}\Lambda_{2g}=\lambda_{g}. (See [16, Conjecture 3.13].)

We do not have such a relation but instead find Chiodo classes appearing in place of the Hodge classes of the original ELSV formula. The Chiodo classes appear with various parameters, but one does recover the usual Hodge class λg\lambda_{g} as the degree gg part of ϵChiodog,n(1,1;1,,1)\epsilon_{*}\mathrm{Chiodo}_{g,n}(1,1;1,\ldots,1).

Property C. The definition of the moduli space Pic¯g,n\overline{\operatorname{Pic}}_{g,n} and the associated Ψ\Psi-classes and Λ\Lambda-classes should make evident the fact that string and dilaton contraints govern the intersection numbers of its Λ\Lambda-classes.

The string and dilaton equations are stated in [16, Proposition 3.10], though we restate them below using the language of the present paper. Observe that the evaluations on the left sides of the equations use the polynomiality of the one-part double Hurwitz numbers.

[hg;μ1,,μn,μn+1one-part]μn+1=0\displaystyle\left[h_{g;\mu_{1},\ldots,\mu_{n},\mu_{n+1}}^{\textnormal{one-part}}\right]_{\mu_{n+1}=0} =(μ1++μn)hg;μ1,,μnone-part\displaystyle=(\mu_{1}+\cdots+\mu_{n})\,h_{g;\mu_{1},\ldots,\mu_{n}}^{\textnormal{one-part}}
[μn+1hg;μ1,,μn,μn+1one-part]μn+1=0\displaystyle\left[\frac{\partial}{\partial\mu_{n+1}}h_{g;\mu_{1},\ldots,\mu_{n},\mu_{n+1}}^{\textnormal{one-part}}\right]_{\mu_{n+1}=0} =(2g2+n)hg;μ1,,μnone-part\displaystyle=(2g-2+n)\,h_{g;\mu_{1},\ldots,\mu_{n}}^{\textnormal{one-part}}

It is not clear at present how these relate to the formulas of Theorem 3.1.

Property D. The low genus verifications in g=0g=0 and in g=1g=1 correspond with the spaces Pic¯0,n=¯0,n\overline{\operatorname{Pic}}_{0,n}=\overline{\mathcal{M}}_{0,n} and Pic¯1,n=¯1,n+1\overline{\operatorname{Pic}}_{1,n}=\overline{\mathcal{M}}_{1,n+1}. (See [16, Proposition 3.11].)

Our fourth ELSV formula in equation 8 does indeed match this result.

Property E. The formula should make evident the fact that hg;μ1,,μnone-parth_{g;\mu_{1},\ldots,\mu_{n}}^{\textnormal{one-part}} is a polynomial in μ1,,μn\mu_{1},\ldots,\mu_{n}. Moreover, it should be possible to deduce that this polynomial only contains monomials of degrees 2g2+n2g-2+n to 4g2+n4g-2+n.

Deducing the polynomiality of one-part double Hurwitz numbers from Theorem 3.1 is not straightforward, as the dependence of the Chiodo classes on its parameters still remains for the most part rather mysterious. The best available result in this direction is the following, due to Janda, Pandharipande, Pixton and Zvonkine [19, Proposition 5]: the degree dd part of the class r2d2g+1ϵChiodog,n(r,s;a1,,an)r^{2d-2g+1}\epsilon_{*}\mathrm{Chiodo}_{g,n}(r,s;a_{1},\ldots,a_{n}) is polynomial in rr for sufficiently large rr. Here, “sufficiently large” is meant with respect to the parameters a1,,ana_{1},\ldots,a_{n}, whereas in our case, r=|μ|r=|\mu| is intrinsically linked to the parameters μ1,,μn\mu_{1},\ldots,\mu_{n}. Moreover, a computational and conceptual difficulty arises from the fact that Chiodo classes do not in general vanish in degree higher than gg, unlike Hodge classes. Nevertheless, one might conceivably be able to prove the desired polynomiality of one-part double Hurwitz numbers via a careful analysis of the stable graph expression for Chiodo classes by Janda, Pandharipande, Pixton and Zvonkine [19, Corollary 4].

4.3 Further remarks and corollaries of the main theorem

The formulas of Theorem 3.1 do not provide an immediate explanation for the polynomiality of one-part double Hurwitz numbers, unlike the the original ELSV formula for single Hurwitz numbers. However, in the case of one-part double Hurwitz numbers, there is a clear combinatorial explanation for the polynomiality [16]. So rather than seeking a geometric explanation, we propose that one should instead study the implications of polynomiality for the geometry of moduli spaces.

As mentioned in Section 1, Goulden, Jackson and Vakil proved that one-part double Hurwitz numbers satisfy

hg;μ1,,μnone-part=(μ1++μn)2g2+nPg,n(μ12,,μn2),h_{g;\mu_{1},\ldots,\mu_{n}}^{\textnormal{one-part}}=(\mu_{1}+\cdots+\mu_{n})^{2g-2+n}\,P_{g,n}(\mu_{1}^{2},\ldots,\mu_{n}^{2}), (12)

for some symmetric polynomial Pg,nP_{g,n} of degree gg [16], explicitly obtained as

Pg,n(μ12,,μn2)=[t2g].i=1n𝒮(tμi)𝒮(t)P_{g,n}(\mu_{1}^{2},\ldots,\mu_{n}^{2})=[t^{2g}].\frac{\prod_{i=1}^{n}\mathcal{S}(t\mu_{i})}{\mathcal{S}(t)} (13)

for 𝒮(x)=sinh(x/2)/(x/2)\mathcal{S}(x)=\sinh(x/2)/(x/2). Note that both 𝒮(x)\mathcal{S}(x) and 1/𝒮(x)1/\mathcal{S}(x) are holomorphic even functions near x=0x=0. Combined with Theorem 3.1, this implies that

|μ|¯g,nϵChiodog,n(|μ|,|μ|;μ1,,μn)i=1n(1μi|μ|ψi)|\mu|\int_{\overline{\mathcal{M}}_{g,n}}\frac{\epsilon_{*}\mathrm{Chiodo}_{g,n}(|\mu|,|\mu|;-\mu_{1},\ldots,-\mu_{n})}{\prod_{i=1}^{n}(1-\frac{\mu_{i}}{|\mu|}\psi_{i})}

is a polynomial in μ1,,μn\mu_{1},\ldots,\mu_{n} of degree 2g2g that is moreover invariant under the symmetries μiμi\mu_{i}\leftrightarrow-\mu_{i} for all 1in1\leq i\leq n. Let us remark that this behaviour is a priori unexpected. As mentioned earlier, the class ϵChiodog,n(r,s;a1,,an)\epsilon_{*}\mathrm{Chiodo}_{g,n}(r,s;a_{1},\ldots,a_{n}) exhibits certain polynomial behaviour in rr for sufficiently large rr [19]. In our case, r=|μ|r=|\mu| is intrinsically linked to the parameters μ1,,μn\mu_{1},\ldots,\mu_{n} and the polynomiality we observe is actually in the parameters μ1,,μn\mu_{1},\ldots,\mu_{n}. The invariance μiμi\mu_{i}\leftrightarrow-\mu_{i} is perhaps even more surprising. For instance, even considering the Chiodo class with the parameter rr set sufficiently large, this symmetry changes aia_{i} into rair-a_{i} in the class parameters. This in turn transforms the coefficient of the psi-class terms in Chiodo’s formula for chk(r,s;a1,,an)\mathrm{ch}_{k}(r,s;a_{1},\ldots,a_{n}) via Bk+1(air)Bk+1(rair)=(1)k+1Bk+1(air)B_{k+1}(\frac{a_{i}}{r})\mapsto B_{k+1}(\frac{r-a_{i}}{r})=(-1)^{k+1}B_{k+1}(\frac{a_{i}}{r}), thus introducing a change of sign for even degrees kk that must be compensated by the other summands of the formula in a non-trivial way.

Moreover, we can use the actual generating series for one-part Hurwitz numbers in terms of hyperbolic functions of formulae (12) and (13) in combination with our main Theorem 3.1 to obtain generating series for particular integrals of Chiodo classes. We do so for the particular cases of μ=(1d)\mu=(1^{d}) and of μ=d\mu=d.

For μ=(1d)\mu=(1^{d}), equation 13 turns into Pg,d(1,,1)=[t2g].𝒮(t)d1P_{g,d}(1,\dots,1)=[t^{2g}].\mathcal{S}(t)^{d-1}, and therefore by equation 12 and Theorem 3.1 we obtain the following evaluation.

Proposition 4.1.

For all positive integers dd, for 2g2+d>02g-2+d>0 we have the following generating series for integrals of Chiodo classes:

1+dg=1t2g¯g,dϵChiodog,d(d,d;1,,1)i=1d(1ψid)=𝒮(t)d1.1+d\cdot\sum_{g=1}t^{2g}\int_{\overline{\mathcal{M}}_{g,d}}\frac{\epsilon_{*}\mathrm{Chiodo}_{g,d}(d,d;-1,\ldots,-1)}{\prod_{i=1}^{d}(1-\frac{\psi_{i}}{d})}=\mathcal{S}(t)^{d-1}.

On the other hand, for μ=(d)\mu=(d) and d>1d>1, equation 13 turns into

(2g)!Pg,1(d2)=(2g)![t2g].𝒮(dt)𝒮(t)=k=d12d12k2g={2p2g(1,2,3,,d12) for d odd,212gp2g(1,3,5,d1) for d even,(2g)!P_{g,1}(d^{2})=(2g)![t^{2g}].\frac{\mathcal{S}(dt)}{\mathcal{S}(t)}=\sum_{k=-\frac{d-1}{2}}^{\frac{d-1}{2}}k^{2g}=\begin{cases}2p_{2g}(1,2,3,\dots,\frac{d-1}{2})&\text{ for }d\text{ odd},\\ 2^{1-2g}p_{2g}(1,3,5\dots,d-1)&\text{ for }d\text{ even},\end{cases} (14)

where p2gp_{2g} is the usual power sum of homogeneous degree 2g2g. Let us recall the classical Faulhaber formula

1(2g)!p2g(1,2,3,,N)=k=02gBk+k!N2g+1k(2g+1N)!,m=0Bm+m!xm=x1ex.\frac{1}{(2g)!}p_{2g}(1,2,3,\dots,N)=\sum_{k=0}^{2g}\frac{B^{+}_{k}}{k!}\frac{N^{2g+1-k}}{(2g+1-N)!},\qquad\qquad\sum_{m=0}^{\infty}\frac{B^{+}_{m}}{m!}x^{m}=\frac{x}{1-e^{-x}}. (15)

Notice that the numbers Bm+B_{m}^{+} are Bernoulli numbers which differ from the Bernoulli numbers BmB_{m} we use throughout the paper just for the case B1+=1/2B_{1}^{+}=1/2 (instead of Bm=1/2B_{m}=-1/2) and all the others coincide. Moreover, notice that Faulhaber formula proves that p2g(1,2,3,,N)p_{2g}(1,2,3,\dots,N) is manifestly a polynomial in NN, and that moreover of degree 2g+12g+1. In order to use Faulhaber formula for even dd , we can simply observe that

p2g(1,3,5,,2N1)=p2g(1,2,3,,2N)22gp2g(1,2,3,,N).p_{2g}(1,3,5,\dots,2N-1)=p_{2g}(1,2,3,\dots,2N)-2^{2g}p_{2g}(1,2,3,\dots,N).

For d=1d=1 instead, we get P2g(1)=δg,0=p2g(0)P_{2g}(1)=\delta_{g,0}=p_{2g}(0). Now, combining equation 14 with equation 12, Theorem 3.1 for μ=(d)\mu=(d), and the considerations above we obtain the following statement.

Proposition 4.2.

For g1g\geq 1 we have the following evaluations of integrals of Chiodo classes:

For all odd positive integers d>1d>1 we have:

d¯g,1ϵChiodog,1[d](d,d;d)(1ψ1)=2(2g)!p2g(1,2,3,,d12)=k=02gBk+k!(d1)2g+1k22gk(2g+1k)!,d\cdot\int_{\overline{\mathcal{M}}_{g,1}}\!\!\!\frac{\epsilon_{*}\mathrm{Chiodo}_{g,1}^{[d]}(d,d;d)}{(1-\psi_{1})}=\frac{2}{(2g)!}p_{2g}\left(1,2,3,\dots,\frac{d-1}{2}\right)=\sum_{k=0}^{2g}\frac{B_{k}^{+}}{k!}\frac{(d-1)^{2g+1-k}}{2^{2g-k}(2g+1-k)!}, (16)

for all even positive integers dd we have:

d¯g,1ϵChiodog,1[d](d,d;d)(1ψ1)=212g(2g)!p2g(1,3,5,,d1)=k=02gBk+k!d2g+1k(2g+1k)![12k122g1],d\cdot\int_{\overline{\mathcal{M}}_{g,1}}\!\!\!\frac{\epsilon_{*}\mathrm{Chiodo}_{g,1}^{[d]}(d,d;d)}{(1-\psi_{1})}=\frac{2^{1-2g}}{(2g)!}p_{2g}(1,3,5,\dots,d-1)=\sum_{k=0}^{2g}\frac{B_{k}^{+}}{k!}\frac{d^{2g+1-k}}{(2g+1-k)!}\left[\frac{1-2^{k-1}}{2^{2g-1}}\right], (17)

for p2kp_{2k} the power sum and Bk+B_{k}^{+} the Bernoulli numbers with the convention defined above. For d=1d=1 the first statement for odd dd actually still holds with the convention that

The discussion above for d=1d=1 instead gives the well-known ¯g,1Λ(1)(1ψ1)=0\int_{\overline{\mathcal{M}}_{g,1}}\!\!\!\frac{\Lambda(-1)}{(1-\psi_{1})}=0 for all g1g\geq 1 (notice for instance that Proposition 4.1 for d=1d=1 recovers the same result, but it can be immediately obtained from ELSV formula).

5 Comparing ELSV formulas past and present

In this section, we compare the original ELSV formula in equation 2 for single Hurwitz numbers and our new ELSV formula in equation 7 for one-part double Hurwitz numbers. Specialising these formulas in a particular way results in rather non-trivial relations between tautological intersection numbers.

5.1 Exchanging ramification profiles

Let us begin by specialising the following two ELSV formulas.

  1. (i)

    First, consider the original ELSV formula in equation 2 for single Hurwitz numbers, with the tuple (μ1,,μn)(\mu_{1},\ldots,\mu_{n}) set to the 1-tuple (d)(d).

    hg;d=ddd!¯g,1k=0g(1)kλk1dψ1h_{g;d}=\frac{d^{d}}{d!}\int_{\overline{\mathcal{M}}_{g,1}}\frac{\sum_{k=0}^{g}(-1)^{k}\lambda_{k}}{1-d\psi_{1}}
  2. (ii)

    Second, consider the new ELSV formula in equation 7 for one-part double Hurwitz numbers, with the tuple (μ1,,μn)(\mu_{1},\ldots,\mu_{n}) set to the dd-tuple (1,1,,1)(1,1,\ldots,1).

    hg;1,1,,1one-part=d2g¯g,dϵChiodog,d[d](d,d;1,,1)i=1d(1ψi)h_{g;1,1,\ldots,1}^{\textnormal{one-part}}=d^{2-g}\int_{\overline{\mathcal{M}}_{g,d}}\frac{\epsilon_{*}\mathrm{Chiodo}_{g,d}^{[d]}(d,d;-1,\ldots,-1)}{\prod_{i=1}^{d}(1-\psi_{i})}

Now we simply note the equality

hg;d=1d!hg;1,1,,1one-part,h_{g;d}=\frac{1}{d!}\,h_{g;1,1,\ldots,1}^{\textnormal{one-part}},

which uses the symmetry that exchanges ramification profiles over 0 and \infty. In other words, both sides enumerate genus gg branched covers of 1\mathbb{CP}^{1} with ramification (d)(d) over one point, ramification profile (1,1,,1)(1,1,\ldots,1) over another point, and simple branching elsewhere. The factor of 1d!\frac{1}{d!} on the right side of the equation is to compensate for the factor |Aut(μ)||\mathrm{Aut}(\mu)| that appears in the weighting attached to a branched cover, given in equation 1. This allows us to compare the two ELSV formulas and obtain the following relation.

Theorem 5.1.

For integers g0g\geq 0 and d1d\geq 1 with (g,d)(0,1)(g,d)\neq(0,1) or (0,2)(0,2), we have

¯g,1k=0g(1)kλk1dψ1=1dd+g2¯g,dϵChiodog,d[d](d,d;1,,1)i=1d(1ψi).\int_{\overline{\mathcal{M}}_{g,1}}\frac{\sum_{k=0}^{g}(-1)^{k}\lambda_{k}}{1-d\psi_{1}}=\frac{1}{d^{d+g-2}}\int_{\overline{\mathcal{M}}_{g,d}}\frac{\epsilon_{*}\mathrm{Chiodo}_{g,d}^{[d]}(d,d;-1,\ldots,-1)}{\prod_{i=1}^{d}(1-\psi_{i})}. (18)

In the case g=0g=0, the left side is to be interpreted via the usual convention: ¯0,111dψ1=1d2\int_{\overline{\mathcal{M}}_{0,1}}\frac{1}{1-d\psi_{1}}=\frac{1}{d^{2}}.

Observe that the left side of equation 18 is inherently polynomial in dd, while the right side is not. At present, it is not clear how to argue that the right side is polynomial in dd without invoking Theorem 5.1 itself.

5.2 Another proof of Proposition 4.1

Finally, we recall a result of Faber and Pandharipande [14, Theorem 2], which can be expressed as

1+g=1d2t2g¯g,1k=0g(1)kλk1dψ1=𝒮(dt)d1,𝒮(x)=sinh(x/2)x/2.1+\sum_{g=1}^{\infty}d^{2}t^{2g}\int_{\overline{\mathcal{M}}_{g,1}}\frac{\sum_{k=0}^{g}(-1)^{k}\lambda_{k}}{1-d\psi_{1}}=\mathcal{S}(dt)^{d-1},\qquad\qquad\mathcal{S}(x)=\frac{\sinh(x/2)}{x/2}.

Notice that combining this with Theorem 5.1 immediately produces a generating series for the integrals appearing on the right side of equation 18:

1+g=1t2g1dd+g4¯g,dϵChiodog,d[d](d,d;1,,1)i=1d(1ψi)=𝒮(dt)d1.1+\sum_{g=1}^{\infty}t^{2g}\frac{1}{d^{d+g-4}}\int_{\overline{\mathcal{M}}_{g,d}}\frac{\epsilon_{*}\mathrm{Chiodo}_{g,d}^{[d]}(d,d;-1,\ldots,-1)}{\prod_{i=1}^{d}(1-\psi_{i})}=\mathcal{S}(dt)^{d-1}.

This obtained generating series is equivalent to the statement of Proposition 4.1 after the normalisation of the variable tt/dt\mapsto t/d and the extraction of 3g3+d3g-3+d powers of dd, and therefore provides another proof of it via Faber-Pandharipande theorem.

This is not surprising at all: in fact Goulden-Jackson-Vakil polynomiality result of equation 12 and equation 13 provides a generalisation of Faber-Pandharipande theorem (restrict to it, as expected, for μ=(1d)\mu=(1^{d})), as it can be seen applying the classical ELSV formula. However, the theorem of Faber and Pandharipande was derived (shorty) before ELSV formula and hence also before Goulden-Jackson-Vakil polynomiality: its proof relies on independent methods and therefore a different proof of Proposition 4.1 can be obtained this way.

5.3 Generalisation to the double orbifold case

The strategy used to derive Theorem 5.1 may be pushed further to yield a more general statement involving qq-orbifold Hurwitz numbers. Let us proceed by specialising the following two ELSV formulas.

  1. (i)

    First, consider the ELSV formula in equation 10 for qq-orbifold Hurwitz numbers, with the tuple (μ1,,μn)(\mu_{1},\ldots,\mu_{n}) set to the 1-tuple (d)(d), where dd is a multiple of qq.

    hg;dq-orbifold=q2g1dd/q(d/q)!¯g,1ϵChiodog,1(q,q;q)(1dqψi)h_{g;d}^{q\textnormal{-orbifold}}=q^{2g-1}\frac{d^{d/q}}{(d/q)!}\int_{\overline{\mathcal{M}}_{g,1}}\frac{\epsilon_{*}\mathrm{Chiodo}_{g,1}(q,q;q)}{\big{(}1-\frac{d}{q}\psi_{i}\big{)}}
  2. (ii)

    Second, consider the new ELSV formula in equation 7 for one-part double Hurwitz, with the tuple (μ1,,μn)(\mu_{1},\ldots,\mu_{n}) set to the tuple (q,q,,q)(q,q,\ldots,q) with dq\frac{d}{q} parts.

    hg;q,q,,qone-part=d2g¯g,d/qϵChiodog,d/q[d](d,d;q,,q)i=1d/q(1qψi)h_{g;q,q,\ldots,q}^{\textnormal{one-part}}=d^{2-g}\int_{\overline{\mathcal{M}}_{g,d/q}}\frac{\epsilon_{*}\mathrm{Chiodo}_{g,d/q}^{[d]}(d,d;-q,\ldots,-q)}{\prod_{i=1}^{d/q}(1-q\psi_{i})}

Now we simply note the equality

hg;dq-orbifold=1(d/q)!hg;q,q,,qone-part,h_{g;d}^{q\textnormal{-orbifold}}=\frac{1}{(d/q)!}\,h_{g;q,q,\ldots,q}^{\textnormal{one-part}},

which again uses the symmetry that exchanges ramification profiles over 0 and \infty. This allows us to compare the two ELSV formulas and obtain the following relation.

q2g1dd/q¯g,1ϵChiodog,1(q,q;q)1dqψi=d2g¯g,d/qϵChiodog,d/q[d](d,d;q,,q)i=1d/q(1qψi)q^{2g-1}d^{d/q}\int_{\overline{\mathcal{M}}_{g,1}}\frac{\epsilon_{*}\mathrm{Chiodo}_{g,1}(q,q;q)}{1-\frac{d}{q}\psi_{i}}=d^{2-g}\int_{\overline{\mathcal{M}}_{g,d/q}}\frac{\epsilon_{*}\mathrm{Chiodo}_{g,d/q}^{[d]}(d,d;-q,\ldots,-q)}{\prod_{i=1}^{d/q}(1-q\psi_{i})}

Performing the substitutions q=aq=a and d=abd=ab leads to the following result.

Theorem 5.2.

For integers g0g\geq 0 and a,b1a,b\geq 1 with (g,b)(0,1)(g,b)\neq(0,1) or (0,2)(0,2), we have

¯g,1ϵChiodog,1(a,a;a)1bψi=1bb+g2¯g,bϵChiodog,n[b](ab,ab;a,,a)i=1b(1ψi).\int_{\overline{\mathcal{M}}_{g,1}}\frac{\epsilon_{*}\mathrm{Chiodo}_{g,1}(a,a;a)}{1-b\psi_{i}}=\frac{1}{b^{b+g-2}}\int_{\overline{\mathcal{M}}_{g,b}}\frac{\epsilon_{*}\mathrm{Chiodo}_{g,n}^{[b]}(ab,ab;-a,\ldots,-a)}{\prod_{i=1}^{b}(1-\psi_{i})}.

Following a suggestion of Sergey Shadrin, we can push the strategy used to derive Theorems 5.1 and 5.2 even further. Consider positive integers pp and qq, as well as a positive integer dd that is a multiple of them both. The symmetry that exchanges ramification profiles over 0 and \infty leads to the following equality of degree dd orbifold Hurwitz numbers.

hg;p,p,,pq-orbifold(d/p)!=hg;q,q,,qp-orbifold(d/q)!\frac{h_{g;p,p,\ldots,p}^{q\textnormal{-orbifold}}}{(d/p)!}=\frac{h_{g;q,q,\ldots,q}^{p\textnormal{-orbifold}}}{(d/q)!}

Each side of this equation may be expressed as a specialisation of the the orbifold ELSV formula in equation 10 to obtain the following generalisation of Theorem 5.2.

Theorem 5.3.

Let p<qp<q be positive integers and dd a multiple of them both. For integers g0g\geq 0 and d1d\geq 1 with (g,d/p),(g,d/q)(0,1)(g,d/p),(g,d/q)\neq(0,1) or (0,2)(0,2), we have

1(d/p)!p2g2+dp+dq¯g,d/pϵChiodo(q,q;p,,p)i=1d/p(1pqψi)=1(d/q)!q2g2+dp+dq((q/p)q/pq/p!)d/q¯g,d/qϵChiodo(p,p;q,,q)i=1d/q(1qpψi).\frac{1}{(d/p)!\,p^{2g-2+\frac{d}{p}+\frac{d}{q}}}\int_{\overline{\mathcal{M}}_{g,d/p}}\frac{\epsilon_{*}\mathrm{Chiodo}(q,q;-p,\ldots,-p)}{\prod_{i=1}^{d/p}(1-\frac{p}{q}\psi_{i})}\\ =\frac{1}{(d/q)!\,q^{2g-2+\frac{d}{p}+\frac{d}{q}}}\left(\frac{(q/p)^{\lfloor q/p\rfloor}}{\lfloor q/p\rfloor!}\right)^{d/q}\int_{\overline{\mathcal{M}}_{g,d/q}}\frac{\epsilon_{*}\mathrm{Chiodo}(p,p;-q,\ldots,-q)}{\prod_{i=1}^{d/q}(1-\frac{q}{p}\psi_{i})}.

6 Verification in low genus

The goal of this section is to check by hand some of the first cases of the relations between tautological numbers obtained in the previous section. We will focus on Theorem 5.1, computing explicitly both sides for genus zero and all dd, as well as for genus one and d=1d=1. Also, higher dd cases have been tested by means of the Sage package admcycles, see [8].

Genus 0

Let us verify equation 18 in genus zero. Recall that, for the unstable cases (g,n)=(0,1)(g,n)=(0,1) and (0,2)(0,2), integrals of weighted psi-classes are taken by the usual convention to be

¯0,111xψ1=1x2and¯0,21(1xψ1)(1yψ2)=1x+y.\int_{\overline{\mathcal{M}}_{0,1}}\frac{1}{1-x\psi_{1}}=\frac{1}{x^{2}}\qquad\text{and}\qquad\int_{\overline{\mathcal{M}}_{0,2}}\frac{1}{(1-x\psi_{1})(1-y\psi_{2})}=\frac{1}{x+y}.

In genus zero, the Hodge bundle Λ\Lambda is trivial, so equation 18 reads

¯0,111dψ1=1dd2¯0,dϵChiodo0,d[d](d,d;1,,1)i=1d(1ψi).\int_{\overline{\mathcal{M}}_{0,1}}\frac{1}{1-d\psi_{1}}=\frac{1}{d^{d-2}}\int_{\overline{\mathcal{M}}_{0,d}}\frac{\epsilon_{*}\mathrm{Chiodo}_{0,d}^{[d]}(d,d;-1,\ldots,-1)}{\prod_{i=1}^{d}(1-\psi_{i})}. (19)

The left side of equation 19 is simply 1d2\frac{1}{d^{2}}, using the unstable calculation mentioned previously. So let us now compute the right side for d3d\geq 3. In genus zero, the geometric situation is rather simple. Even though the Chiodo class is defined a priori as

c(Rπ)=c(R0π+R1π),c(-R^{*}\pi_{*}\mathcal{L})=c(-R^{0}\pi_{*}\mathcal{L}+R^{1}\pi_{*}\mathcal{L}),

the result of [21, Proposition 4.4] guarantees that R0πR^{0}\pi_{*}\mathcal{L} vanishes in genus zero. Hence, the Chiodo class becomes the Chern class of an actual vector bundle, and thus, vanishes in degree higher than its rank. For the general Chiodo class Chiodog,n(r,s;a1,,an)\mathrm{Chiodo}_{g,n}(r,s;a_{1},\ldots,a_{n}), the Riemann–Roch theorem for line bundles gives

(2g2+n)si=1nairg+1=h0h1.\frac{(2g-2+n)s-\sum_{i=1}^{n}a_{i}}{r}-g+1=h^{0}-h^{1}.

After substituting g=0g=0, r=s=d=nr=s=d=n, ai=d1a_{i}=d-1, and setting h0=0h^{0}=0, we find that the rank is equal to

(d2)dd(d1)d+1=0.\frac{(d-2)d-d(d-1)}{d}+1=0.

Therefore, the Chiodo class in this case contributes only in degree zero, so it must be equal to 1. The pushforward then produces a global factor of d1d^{-1}. Therefore, the right side of equation 19 is equal to

1dd21d¯0,d1i=1d(1ψi)=1dd1a1++ad=d3(d3a1,,ad)=1dd1dd3=1d2,\frac{1}{d^{d-2}}\cdot\frac{1}{d}\int_{\overline{\mathcal{M}}_{0,d}}\frac{1}{\prod_{i=1}^{d}(1-\psi_{i})}=\frac{1}{d^{d-1}}\sum_{a_{1}+\cdots+a_{d}=d-3}\binom{d-3}{a_{1},\ldots,a_{d}}=\frac{1}{d^{d-1}}\,d^{d-3}=\frac{1}{d^{2}},

which completes the verification. Note that we have used here the well-known formula for psi-class intersection numbers in genus zero [17].

Genus 1

Let us consider equation 18 in genus one, which can be expressed as

dd1¯1,11λ11dψ1=¯1,dϵChiodo1,d[d](d,d;1,,1)i=1d(1ψi).d^{d-1}\int_{\overline{\mathcal{M}}_{1,1}}\frac{1-\lambda_{1}}{1-d\psi_{1}}=\int_{\overline{\mathcal{M}}_{1,d}}\frac{\epsilon_{*}\mathrm{Chiodo}_{1,d}^{[d]}(d,d;-1,\ldots,-1)}{\prod_{i=1}^{d}(1-\psi_{i})}. (20)

The left side is immediately computed as dd1d124d^{d-1}\cdot\frac{d-1}{24}.

The calculation of the right side of equation 20 for general dd is computationally intensive. One difficulty lies in the fact that, whereas the Hodge class vanishes in degree higher than the genus, such vanishing for the Chiodo class cannot be guaranteed. At present, it is unclear whether such vanishing may arise in our case, in which the Chiodo class parameters are tuned in a particular way.

We will proceed by computing the contribution of the degree zero and degree one terms from the Chiodo class. These are the only terms that contribute to the right side of equation 20 in the case d=1d=1, since ¯1,1\overline{\mathcal{M}}_{1,1} has dimension one. This will allow us to check equation 20 only in the case d=1d=1 and may convince the reader that further checks require significant computation or new ideas.

Our computations will rely on the following result [11, Theorem 2.3].

Lemma 6.1.

For μ1++μn=d\mu_{1}+\cdots+\mu_{n}=d, we have

¯1,n1i=1n(1μiψi)=124[dnj=2n(j2)!dnjej(μ1,,μn)],\int_{\overline{\mathcal{M}}_{1,n}}\frac{1}{\prod_{i=1}^{n}(1-\mu_{i}\psi_{i})}=\frac{1}{24}\Bigg{[}d^{n}-\sum_{j=2}^{n}(j-2)!\,d^{n-j}\,e_{j}(\mu_{1},\ldots,\mu_{n})\Bigg{]},

where eje_{j} denotes the jjth elementary symmetric polynomial.

Right side of equation 20: degree zero

The degree zero part of the Chiodo class is simply equal to 1, although a global factor of dd arises from the pushforward to the moduli space of curves. So the contribution of the Chiodo class in degree zero can be calculated using Lemma 6.1 to obtain

d¯1,d1i=1d(1ψi)=d24[ddj=2d(j2)!ddj(dj)].d\int_{\overline{\mathcal{M}}_{1,d}}\frac{1}{\prod_{i=1}^{d}(1-\psi_{i})}=\frac{d}{24}\Bigg{[}d^{d}-\sum_{j=2}^{d}(j-2)!\,d^{d-j}\,\binom{d}{j}\Bigg{]}. (21)

Right side of equation 20: degree one

Chiodo’s formula of Section 2.2 asserts that the first Chern character associated to the Chiodo class of equation 20 equals

ch1(d,d;d1,,d1)\displaystyle\mathrm{ch}_{1}(d,d;d-1,\ldots,d-1) =12![B2(1)κ1i=1dB2(d1d)ψi+d2a=0d1B2(ad)ja1]\displaystyle=\frac{1}{2!}\left[B_{2}(1)\,\kappa_{1}-\sum_{i=1}^{d}B_{2}(\tfrac{d-1}{d})\,\psi_{i}+\frac{d}{2}\sum_{a=0}^{d-1}B_{2}(\tfrac{a}{d})\,{j_{a}}_{*}1\right]
=112κ1i=1dd26d+612d2ψi+d4a=0d1d26ad+6a26d2ja1.\displaystyle=\frac{1}{12}\kappa_{1}-\sum_{i=1}^{d}\frac{d^{2}-6d+6}{12\,d^{2}}\,\psi_{i}+\frac{d}{4}\sum_{a=0}^{d-1}\frac{d^{2}-6ad+6a^{2}}{6d^{2}}\,{j_{a}}_{*}1.

This allows us to express the degree one contribution of the right side of equation 20 as follows.

d12¯1,dϵκ1i=1d(1ψi)+d26d+612¯1,dϵψ1i=1d(1ψi)124a=0d1(d26ad+6a2)¯1,dϵja1i=1d(1ψi)-\frac{d}{12}\int_{\overline{\mathcal{M}}_{1,d}}\frac{\epsilon_{*}\kappa_{1}}{\prod_{i=1}^{d}(1-\psi_{i})}+\frac{d^{2}-6d+6}{12}\int_{\overline{\mathcal{M}}_{1,d}}\frac{\epsilon_{*}\psi_{1}}{\prod_{i=1}^{d}(1-\psi_{i})}-\frac{1}{24}\sum_{a=0}^{d-1}(d^{2}-6ad+6a^{2})\int_{\overline{\mathcal{M}}_{1,d}}\frac{\epsilon_{*}{j_{a}}_{*}1}{\prod_{i=1}^{d}(1-\psi_{i})}

We now proceed to compute each of the three summands above separately. The evaluation of the first summand amounts to compute

d212¯1,dκ1i=1d(1ψi)=d212a1++ad=d1¯1,d+1ψ1a1ψdadψd+12.-\frac{d^{2}}{12}\int_{\overline{\mathcal{M}}_{1,d}}\frac{\kappa_{1}}{\prod_{i=1}^{d}(1-\psi_{i})}=-\frac{d^{2}}{12}\sum_{a_{1}+\cdots+a_{d}=d-1}\int_{\overline{\mathcal{M}}_{1,d+1}}\psi_{1}^{a_{1}}\cdots\psi_{d}^{a_{d}}\psi_{d+1}^{2}.

Note that an extra factor of dd arises from the pushforward of the class κ1\kappa_{1} from the moduli space of spin curves. Using Lemma 6.1, we calculate the first summand as follows.

d212a1++ad=d1¯1,d+1ψ1a1ψdadψd+12\displaystyle-\frac{d^{2}}{12}\sum_{a_{1}+\cdots+a_{d}=d-1}\int_{\overline{\mathcal{M}}_{1,d+1}}\psi_{1}^{a_{1}}\cdots\psi_{d}^{a_{d}}\psi_{d+1}^{2}
=\displaystyle={} d21224[μd+12][(i=1dμi+μd+1)d+1j=2d+1(j2)!(i=1dμi+μd+1)d+1jej(μ1,,μd+1)]μ1==μd=1\displaystyle\frac{-d^{2}}{12\cdot 24}\left[\mu_{d+1}^{2}\right]\Bigg{[}\bigg{(}\sum_{i=1}^{d}\mu_{i}+\mu_{d+1}\bigg{)}^{d+1}-\sum_{j=2}^{d+1}(j-2)!\,\bigg{(}\sum_{i=1}^{d}\mu_{i}+\mu_{d+1}\bigg{)}^{d+1-j}e_{j}(\mu_{1},\ldots,\mu_{d+1})\Bigg{]}_{\mu_{1}=\cdots=\mu_{d}=1}
=\displaystyle={} d21224[(d+12)(i=1dμi)d1j=2d+1(j2)![(d+1j2)(i=1dμi)d1jej(μ1,,μd)\displaystyle\frac{-d^{2}}{12\cdot 24}\Bigg{[}\binom{d+1}{2}\bigg{(}\sum_{i=1}^{d}\mu_{i}\bigg{)}^{d-1}-\sum_{j=2}^{d+1}(j-2)!\,\Bigg{[}\binom{d+1-j}{2}\bigg{(}\sum_{i=1}^{d}\mu_{i}\bigg{)}^{d-1-j}e_{j}(\mu_{1},\ldots,\mu_{d})
+(d+1j1)(i=1dμi)djej1(μ1,,μd)]]μ1==μd=1\displaystyle\qquad\qquad\quad+\binom{d+1-j}{1}\bigg{(}\sum_{i=1}^{d}\mu_{i}\bigg{)}^{d-j}e_{j-1}(\mu_{1},\ldots,\mu_{d})\Bigg{]}\Bigg{]}_{\mu_{1}=\cdots=\mu_{d}=1}
=\displaystyle={} d21224[(d+12)dd1j=2d+1(j2)![(d+1j2)dd1j(dj)+(d+1j1)ddj(dj1)]]\displaystyle\frac{-d^{2}}{12\cdot 24}\Bigg{[}\binom{d+1}{2}d^{d-1}-\sum_{j=2}^{d+1}(j-2)!\,\bigg{[}\binom{d+1-j}{2}d^{d-1-j}\binom{d}{j}+\binom{d+1-j}{1}d^{d-j}\binom{d}{j-1}\bigg{]}\Bigg{]} (22)

The evaluation of the second summand can be written as follows, using the fact that the pushforward produces a factor of d1d^{1}.

d26d+612¯1,dϵψ1i=1d(1ψi)\displaystyle\frac{d^{2}-6d+6}{12}\int_{\overline{\mathcal{M}}_{1,d}}\frac{\epsilon_{*}\psi_{1}}{\prod_{i=1}^{d}(1-\psi_{i})} =d(d26d+6)12¯1,dψ1i=1d(1ψi)\displaystyle=\frac{d(d^{2}-6d+6)}{12}\int_{\overline{\mathcal{M}}_{1,d}}\frac{\psi_{1}}{\prod_{i=1}^{d}(1-\psi_{i})}
=d(d26d+6)12[¯1,d1i=1d(1ψi)¯1,d1i=2d(1ψi)]\displaystyle=\frac{d(d^{2}-6d+6)}{12}\Bigg{[}\int_{\overline{\mathcal{M}}_{1,d}}\frac{1}{\prod_{i=1}^{d}(1-\psi_{i})}-\int_{\overline{\mathcal{M}}_{1,d}}\frac{1}{\prod_{i=2}^{d}(1-\psi_{i})}\Bigg{]}

Setting all μi=1\mu_{i}=1 in Lemma 6.1, we get

¯1,d1i=1d(1ψi)=124[ddj=2d(j2)!ddj(dj)],\int_{\overline{\mathcal{M}}_{1,d}}\frac{1}{\prod_{i=1}^{d}(1-\psi_{i})}=\frac{1}{24}\Bigg{[}d^{d}-\sum_{j=2}^{d}(j-2)!\,d^{d-j}\binom{d}{j}\Bigg{]},

and similarly, setting all μi=1\mu_{i}=1 with the exception of μ1=0\mu_{1}=0, we have

¯1,d1i=2d(1ψi)=124[(d1)dj=2d(j2)!(d1)dj(d1j)].\int_{\overline{\mathcal{M}}_{1,d}}\frac{1}{\prod_{i=2}^{d}(1-\psi_{i})}=\frac{1}{24}\Bigg{[}(d-1)^{d}-\sum_{j=2}^{d}(j-2)!\,(d-1)^{d-j}\binom{d-1}{j}\Bigg{]}.

Therefore, the second summand of the degree one contribution is

d(d26d+6)1224[dd(d1)dj=2d(j2)![ddj(dj)(d1)dj(d1j)]].\frac{d(d^{2}-6d+6)}{12\cdot 24}\Bigg{[}d^{d}-(d-1)^{d}-\sum_{j=2}^{d}(j-2)!\bigg{[}d^{d-j}\binom{d}{j}-(d-1)^{d-j}\binom{d-1}{j}\bigg{]}\Bigg{]}. (23)

For the third summand, we adopt the language of stable graphs, as per the Janda–Pandharipande–Pixton–Zvonkine formula for the pushforward of the Chiodo class [19, Corollary 4]; we refer the reader to their paper for further details. The calculation of the class ϵch1(d,d;d1,,d1)\epsilon_{*}\mathrm{ch}_{1}(d,d;d-1,\ldots,d-1) on ¯1,d\overline{\mathcal{M}}_{1,d} requires contributions from the two types of stable graphs pictured below. In both cases, the number of leaves in total is dd and the leaves are labelled with the Chiodo class parameter d1d-1. The label a{0,1,,d1}a\in\{0,1,\ldots,d-1\} on the half-edge matches the multiplicity index aa appearing in Chiodo’s formula and this forces the incident half-edge to be labelled by dad-a, according to the local edge condition. The pushforward of a Chiodo class to ¯g,n\overline{\mathcal{M}}_{g,n} introduces a factor of d2g1h1(Γ)d^{2g-1-h^{1}(\Gamma)} for the stable graph Γ\Gamma, where h1h^{1} denotes the first Betti number. Thus, we obtain the extra contribution of d1d^{1} from the stable graph on the left and d0d^{0} for the stable graph on the right.

10d1d-1d1d-1d1d-1d1d-1d1d-1d1d-1aadad-a0d1d-1d1d-1d1d-1aadad-a

Let us proceed by analysing the contribution of the stable graph on the left. The local vertex condition requires that the sum of the labels of the half-edges adjacent to any given vertex is 0 modulo dd. This imposes the constraint that the number of leaves on the genus 1 vertex is aa, so the number of leaves on the genus 0 vertex is dad-a. The stability condition requires the genus 0 vertex to have valence at least 2, which then rules out a=d1a=d-1.

Note that, for each fixed aa, this stable graph can be obtained in (da)\binom{d}{a} ways, which correspond to the choices of markings of the leaves on the genus one vertex. Multiplying by the factor d1d^{1} from the pushforward, the contribution resulting from this type of stable graph is as follows.

d24a=0d2(d26ad+6a2)(da)(¯1,a+1ψa+10i=1a(1ψi))(¯0,da+1ψda+10i=1da(1ψi))=d24a=0d2(d26ad+6a2)(da)[aa+1j=2a+1(j2)!aa+1j(aj)](da)da2-\frac{d}{24}\sum_{a=0}^{d-2}(d^{2}-6ad+6a^{2})\binom{d}{a}\left(\int_{\overline{\mathcal{M}}_{1,a+1}}\frac{\psi_{a+1}^{0}}{\prod_{i=1}^{a}(1-\psi_{i})}\right)\left(\int_{\overline{\mathcal{M}}_{0,d-a+1}}\frac{\psi_{d-a+1}^{0}}{\prod_{i=1}^{d-a}(1-\psi_{i})}\right)\\ =-\frac{d}{24}\sum_{a=0}^{d-2}(d^{2}-6ad+6a^{2})\binom{d}{a}\Bigg{[}a^{a+1}-\sum_{j=2}^{a+1}(j-2)!\,a^{a+1-j}\binom{a}{j}\Bigg{]}(d-a)^{d-a-2} (24)

Now let us analyse the contribution of the stable graph on the right. Observe that any labelling of the half-edges with aa and dad-a automatically satisfies the local vertex condition. As previously mentioned, the pushforward produces a factor of d0d^{0} in this case. The integration pulls back to the space ¯0,d+2\overline{\mathcal{M}}_{0,d+2}, without psi-classes attached to the branches of the desingularized node, so the contribution resulting from this type of stable graph is as follows.

124a=0d1(d26ad+6a2)(¯0,d+2ψd+10ψd+20i=1d(1ψi))=124a=0d1(d26ad+6a2)dd1=124dd-\frac{1}{24}\sum_{a=0}^{d-1}(d^{2}-6ad+6a^{2})\left(\int_{\overline{\mathcal{M}}_{0,d+2}}\frac{\psi_{d+1}^{0}\psi_{d+2}^{0}}{\prod_{i=1}^{d}(1-\psi_{i})}\right)=-\frac{1}{24}\sum_{a=0}^{d-1}\left(d^{2}-6ad+6a^{2}\right)d^{d-1}=-\frac{1}{24}d^{d} (25)

Finally, the total degree zero and one contribution on the right side of equation 20 is obtained by adding the results of equations 21, 22, 23, 24 and 25, and we obtain the following.

d24[ddj=2d(j2)!ddj(dj)]\displaystyle\frac{d}{24}\Bigg{[}d^{d}-\sum_{j=2}^{d}(j-2)!\,d^{d-j}\binom{d}{j}\Bigg{]}
d21224[(d+12)dd1j=2d+1(j2)![(d+1j2)dd1j(dj)+(d+1j1)ddj(dj1)]]\displaystyle-\frac{d^{2}}{12\cdot 24}\Bigg{[}\binom{d+1}{2}d^{d-1}-\sum_{j=2}^{d+1}(j-2)!\,\bigg{[}\binom{d+1-j}{2}d^{d-1-j}\binom{d}{j}+\binom{d+1-j}{1}d^{d-j}\binom{d}{j-1}\bigg{]}\Bigg{]}
+d(d26d+6)1224[dd(d1)dj=2d(j2)![ddj(dj)(d1)dj(d1j)]]\displaystyle+\frac{d(d^{2}-6d+6)}{12\cdot 24}\Bigg{[}d^{d}-(d-1)^{d}-\sum_{j=2}^{d}(j-2)!\bigg{[}d^{d-j}\binom{d}{j}-(d-1)^{d-j}\binom{d-1}{j}\bigg{]}\Bigg{]}
d24a=0d2(d26ad+6a2)(da)[aa+1j=2a+1(j2)!aa+1j(aj)](da)da2124dd.\displaystyle-\frac{d}{24}\sum_{a=0}^{d-2}(d^{2}-6ad+6a^{2})\binom{d}{a}\Bigg{[}a^{a+1}-\sum_{j=2}^{a+1}(j-2)!\,a^{a+1-j}\binom{a}{j}\Bigg{]}(d-a)^{d-a-2}-\frac{1}{24}d^{d}. (26)

Verification for d=1d=1

Specialising the four lines of Section 6 to the case d=1d=1, we obtain

12411224+11224124=0.\frac{1}{24}-\frac{1}{12\cdot 24}+\frac{1}{12\cdot 24}-\frac{1}{24}=0.

On the other hand, we earlier computed the left side of equation 20 to be dd1d124d^{d-1}\cdot\frac{d-1}{24}, which also vanishes for d=1d=1, as expected. The computation for d2d\geq 2 a priori requires higher degree calculations of the Chiodo class, which in turn requires many more stable graph contributions.

7 Generalisation to the spin case

Some of the work of Goulden, Jackson and Vakil [16] was generalised to the spin Hurwitz setting by Shadrin, Spitz and Zvonkine [28], who deduce polynomiality for one-part spin double Hurwitz numbers and conjecture an ELSV-type formula. In this section, we state generalisations of our earlier results – namely, Theorems 3.1 and 5.2 — to the spin setting, thus addressing the conjecture of Shadrin, Spitz and Zvonkine.

The double Hurwitz number hg;μ,νh_{g;\mu,\nu} may be interpreted as a relative Gromov–Witten invariant of 1\mathbb{CP}^{1}, in which the simple branch points correspond to insertions of τ1\tau_{1}. For a positive integer rr, one can more generally define the rr-spin Hurwitz number analogously as a relative Gromov—Witten invariant of 1\mathbb{CP}^{1}, where the branching away from 0 and \infty corresponds to insertions of τr\tau_{r}. This is described in the work of Okounkov and Pandharipande on the Gromov–Witten/Hurwitz correspondence [26], as well as in the work of Shadrin, Spitz and Zvonkine in their work on double Hurwitz numbers with completed cycles [28].

We focus on the qq-orbifold rr-spin Hurwitz numbers, which may be defined as the following relative Gromov–Witten invariants of 1\mathbb{CP}^{1}.

hg;μ1,,μnq-orbifold,r-spin=(r!)mm![¯g,m(1;μ,(q,,q))]virev1(ω)ψ1revm(ω)ψmrh_{g;\mu_{1},\ldots,\mu_{n}}^{q\textnormal{-orbifold},r\textnormal{-spin}}=\frac{(r!)^{m}}{m!}\int_{[\overline{\mathcal{M}}_{g,m}(\mathbb{CP}^{1};\mu,(q,\ldots,q))]^{\text{vir}}}\mathrm{ev}_{1}^{*}(\omega)\psi_{1}^{r}\cdots\mathrm{ev}_{m}^{*}(\omega)\psi_{m}^{r}

Here, ¯g,m(1;μ,(q,,q))\overline{\mathcal{M}}_{g,m}(\mathbb{CP}^{1};\mu,(q,\ldots,q)) denotes the space of stable genus gg maps to 1\mathbb{CP}^{1} relative to 0 and \infty with respective profiles μ\mu and (q,q,,q)(q,q,\ldots,q), with mm marked points where m=1r(2g2+n+|μ|/q)m=\frac{1}{r}(2g-2+n+|\mu|/q). As usual, evi\mathrm{ev}_{i} is the evaluation map and we integrate over the virtual fundamental class.

Morally, this counts connected genus gg branched covers of 1\mathbb{CP}^{1} with ramification profile μ\mu over \infty, ramification profile (q,q,,q)(q,q,\ldots,q) over 0, and order rr branching elsewhere. The qq-orbifold Hurwitz numbers are recovered when r=1r=1 and the single Hurwitz numbers thereafter by setting q=1q=1. The definition of the Gromov–Witten invariant takes into account stable maps, in which the domain curve may be nodal and components can map with degree zero. At the level of monodromy representations, such invariants may be described elegantly via factorisations into completed cycles in the symmetric group. This has been thoroughly described by Okounkov and Pandharipande [26].

Zvonkine conjectured a polynomial structure for spin Hurwitz numbers akin to that for single Hurwitz numbers [30]. He furthermore posited an ELSV formula expressing spin Hurwitz numbers as intersection numbers on moduli spaces of spin curves. Kramer, Popolitov, Shadrin and the second author expressed a more general conjecture for orbifold spin Hurwitz numbers [23]. This stronger conjecture has now been proved by Dunin-Barkowski, Kramer, Popolitov and Shadrin [10].

Theorem 7.1 (Zvonkine’s qq-orbifold rr-spin ELSV formula).

Fix positive integers qq and rr. For integers g0g\geq 0 and n1n\geq 1 with (g,n)(0,1)(g,n)\neq(0,1) or (0,2)(0,2), the qq-orbifold rr-spin Hurwitz numbers satisfy

hg;μ1,,μnq-orbifold,r-spin=r2g2+n(qr)(2g2+n)q+i=1nμiqri=1n(μi/qr)μi/qrμi/qr!¯g,nϵChiodog,n(qr;q;μ1,,μn)i=1n(1μiqrψi).h_{g;\mu_{1},\ldots,\mu_{n}}^{q\textnormal{-orbifold},r\textnormal{-spin}}=r^{2g-2+n}(qr)^{\frac{(2g-2+n)q+\sum_{i=1}^{n}\mu_{i}}{qr}}\prod_{i=1}^{n}\frac{(\mu_{i}/qr)^{\lfloor\mu_{i}/qr\rfloor}}{\lfloor\mu_{i}/qr\rfloor!}\int_{\overline{\mathcal{M}}_{g,n}}\frac{\epsilon_{*}\mathrm{Chiodo}_{g,n}(qr;q;-\mu_{1},\ldots,-\mu_{n})}{\prod_{i=1}^{n}(1-\frac{\mu_{i}}{qr}\psi_{i})}.

The work of Goulden, Jackson and Vakil for double Hurwitz numbers was generalised by Shadrin, Spitz and Zvonkine [28] to derive a polynomial structure for double spin Hurwitz numbers. It is then natural to define one-part double spin Hurwitz numbers as follows.

Definition 7.2.

Let hg;μ(r),one-parth_{g;\mu}^{(r),\textnormal{one-part}} denote the double spin Hurwitz number hg;μ;νr-spinh_{g;\mu;\nu}^{r\textnormal{-spin}}, where ν\nu is the partition with precisely one part, which is equal to |μ||\mu|.

The polynomiality derived by Shadrin, Spitz and Zvonkine then leads one to conjecture an ELSV formula for these numbers. The arguments used in the present paper lift naturally to the spin setting. We present spin analogues for our main results below, without proof, since the arguments parallel those used earlier.

Theorem 7.3 (ELSV formulas for one-part double spin Hurwitz numbers).

Fix a positive integer rr. For integers g0g\geq 0 and n1n\geq 1 with (g,n)(0,1)(g,n)\neq(0,1) or (0,2)(0,2), the one-part double spin Hurwitz numbers satisfy the following formulas, where d=μ1++μnd=\mu_{1}+\cdots+\mu_{n}.

  • Chiodo classes on moduli spaces of spin curves

    hg;μ1,,μn(r),one-part=r2g2+n(dr)2g1+nr(3g3+n)¯g,n;μdr,dChiodog,n(dr,d;μ1,,μn)i=1n(1μiψi)h_{g;\mu_{1},\ldots,\mu_{n}}^{(r),\textnormal{one-part}}=r^{2g-2+n}(dr)^{\frac{2g-1+n}{r}-(3g-3+n)}\int_{\overline{\mathcal{M}}_{g,n;-\mu}^{dr,d}}\frac{\textnormal{Chiodo}_{g,n}(dr,d;-\mu_{1},\ldots,-\mu_{n})}{\prod_{i=1}^{n}(1-\mu_{i}\psi_{i})} (27)
  • Tautological classes on moduli spaces of stable curves

    hg;μ1,,μn(r),one-part=r2g2+n(dr)2g1+nr(3g3+n)¯g,nϵChiodog,n(dr,d;μ1,,μn)i=1n(1μiψi)h_{g;\mu_{1},\ldots,\mu_{n}}^{(r),\textnormal{one-part}}=r^{2g-2+n}(dr)^{\frac{2g-1+n}{r}-(3g-3+n)}\int_{\overline{\mathcal{M}}_{g,n}}\frac{\epsilon_{*}\textnormal{Chiodo}_{g,n}(dr,d;-\mu_{1},\ldots,-\mu_{n})}{\prod_{i=1}^{n}(1-\mu_{i}\psi_{i})} (28)
Remark 7.4.

Theorem 7.3 generalises Theorem 3.1, but lacks ELSV formulas on the moduli space of stable maps to the classifying space d\mathcal{B}\mathbb{Z}_{d}, as well as on the moduli space ¯g,n+g\overline{\mathcal{M}}_{g,n+g}. Regarding the former, the moduli space ¯g,n;μ1,,μnd,d\overline{\mathcal{M}}^{d,d}_{g,n;-\mu_{1},\ldots,-\mu_{n}} appearing in equation 6 bears a close relation with the moduli space ¯g;μ1,,μn(d)\overline{\mathcal{M}}_{g;-\mu_{1},\ldots,-\mu_{n}}(\mathcal{B}\mathbb{Z}_{d}) appearing in equation 5. On the other hand, the spin case that we consider in this section requires the more general class Chiodog,n(dr,d;μ1,,μn)\textnormal{Chiodo}_{g,n}(dr,d;-\mu_{1},\ldots,-\mu_{n}), in which the first two parameters do not match unless r=1r=1. In that case, the relation to moduli spaces of stable maps to the classifying space d\mathcal{B}\mathbb{Z}_{d} is not expected. Regarding the latter, one should be able to compute a dilaton equation for the Chiodo classes involved in equation 28 by combining the topological recursion techniques and results of [9] and [25]. This would then allow us to obtain an ELSV formula for one-part double spin Hurwitz numbers on the space ¯g,n+g\overline{\mathcal{M}}_{g,n+g}, analogous to equation 8 of Theorem 3.1. However, such a computation transcends the goal of this paper, so we do not perform it here.

The exchange of ramification profiles used in Section 5 can be invoked in the spin setting via the equation

hg;p,,pq-orbifold,r-spin(d/p)!=hg;q,,qp-orbifold,r-spin(d/q)!.\frac{h_{g;p,\ldots,p}^{q\textnormal{-orbifold},r\textnormal{-spin}}}{(d/p)!}=\frac{h_{g;q,\ldots,q}^{p\textnormal{-orbifold},r\textnormal{-spin}}}{(d/q)!}.

This leads directly to the following non-trivial relation between tautological intersection numbers on moduli spaces of curves, which generalises Theorem 5.3.

Theorem 7.5.

Let p<qp<q be positive integers and dd a multiple of them both. For integers g0g\geq 0 and d1d\geq 1 with (g,d/p),(g,d/q)(0,1)(g,d/p),(g,d/q)\neq(0,1) or (0,2)(0,2), we have

rd/p(d/p)!p2g2+dp+dq¯g,d/pϵChiodo(qr,q;p,,p)i=1d/p(1pqrψi)=rd/q(d/q)!q2g2+dp+dq((q/pr)q/prq/pr!)d/q¯g,d/qϵChiodo(pr,p;q,,q)i=1d/q(1qprψi).\frac{r^{d/p}}{(d/p)!\,p^{2g-2+\frac{d}{p}+\frac{d}{q}}}\int_{\overline{\mathcal{M}}_{g,d/p}}\frac{\epsilon_{*}\mathrm{Chiodo}(qr,q;-p,\ldots,-p)}{\prod_{i=1}^{d/p}(1-\frac{p}{qr}\psi_{i})}\\ =\frac{r^{d/q}}{(d/q)!\,q^{2g-2+\frac{d}{p}+\frac{d}{q}}}\left(\frac{(q/pr)^{\lfloor q/pr\rfloor}}{\lfloor q/pr\rfloor!}\right)^{d/q}\int_{\overline{\mathcal{M}}_{g,d/q}}\frac{\epsilon_{*}\mathrm{Chiodo}(pr,p;-q,\ldots,-q)}{\prod_{i=1}^{d/q}(1-\frac{q}{pr}\psi_{i})}.

7.1 Evaluations of Chiodo integrals from the spin case

It is very natural to ask whether the type of polynomiality found by Goulden, Jackson, and Vakil in [16] for one-part Hurwitz numbers of equation 12 and equation 13 has a spin counterpart. In particular, one could wonder whether that would give raise to statements involving generating series of Chiodo integrals (i.e. the spin counterparts of Proposition 4.1 and Proposition 4.2), and if so one would expect them to be again in terms of hyperbolic functions.

The spin counterpart of the polynomiality can easily be recovered from a semi-infinite wedge calculation (see e.g. [28, Example 4.5]) and it reads:

hg,μ(r),one part=[z1rzbr].db1j=1b𝒮(dzj)i=1n𝒮(μiz[b]))z[b]n1𝒮(z[b]),b=2g1+nr,h^{(r),\textnormal{one part}}_{g,\mu}=[z_{1}^{r}\dots z_{b}^{r}].d^{b-1}\prod_{j=1}^{b}\mathcal{S}(dz_{j})\prod_{i=1}^{n}\mathcal{S}\left(\mu_{i}z_{[b]})\right)\frac{z_{[b]}^{n-1}}{\mathcal{S}(z_{[b]})},\quad\quad b=\frac{2g-1+n}{r}, (29)

for z[b]=j=1bzjz_{[b]}=\sum_{j=1}^{b}z_{j}, d=i=1μid=\sum_{i=1}\mu_{i}, and 𝒮(x)=sinh(x/2)/(x/2)\mathcal{S}(x)=\sinh(x/2)/(x/2) as before. Combining this with Theorem 7.3 we immediately obtain the following.

Proposition 7.6.

Let rr be a positive integer. For integers g0g\geq 0 and a partition μ\mu of length nn such that 2g2+n>02g-2+n>0, let dd be the size of μ\mu. Then we have:

¯g,nϵChiodog,n[dr](dr,d;μ1,,μn)i=1n(1μiψi)=d3g4+nrA(r)[z1rzbr].j=1b𝒮(dzj)i=1n𝒮(μiz[b]))z[b]n1𝒮(z[b])\displaystyle\int_{\overline{\mathcal{M}}_{g,n}}\!\!\!\!\frac{\epsilon_{*}\textnormal{Chiodo}^{[dr]}_{g,n}(dr,d;-\mu_{1},\ldots,-\mu_{n})}{\prod_{i=1}^{n}(1-\mu_{i}\psi_{i})}=\frac{d^{3g-4+n}}{r^{A(r)}}[z_{1}^{r}\dots z_{b}^{r}].\prod_{j=1}^{b}\mathcal{S}(dz_{j})\prod_{i=1}^{n}\mathcal{S}\left(\mu_{i}z_{[b]})\right)\frac{z_{[b]}^{n-1}}{\mathcal{S}(z_{[b]})}

for A(r)=1g+bA(r)=1-g+b and b=(2g1+n)/rb=(2g-1+n)/r.

One can indeed immediately specialise the proposition above to the cases μ=(1d)\mu=(1^{d}) and μ=(d)\mu=(d), obtaining this way statements which for r>1r>1 generalise Proposition 4.1 and Proposition 4.2, respectively. However, as the formulae do not structurally simplify, we prefer not to write them out explicitly. Instead, we would like to point out that Proposition 7.6 provides an explicit power-series expansion computation, easily software-implementable, to evaluate any Chiodo integral of the form

¯g,nϵChiodog,n[r](r,s;rμ1,,rμn)i=1n(1μiψi), for i=1μi=s and s|r.\int_{\overline{\mathcal{M}}_{g,n}}\!\!\!\!\!\!\!\frac{\epsilon_{*}\textnormal{Chiodo}^{[r]}_{g,n}(r,s;r-\mu_{1},\ldots,r-\mu_{n})}{\prod_{i=1}^{n}(1-\mu_{i}\psi_{i})},\qquad\text{ for }\sum_{i=1}\mu_{i}=s\quad\text{ and }\quad s|r. (30)

Appendix A Data

We provide some calculations of one-part double Hurwitz numbers up to genus five below as polynomials in the parts, using the notation μ=(μ1,,μn)\mu=(\mu_{1},\ldots,\mu_{n}) and d=μ1++μnd=\mu_{1}+\cdots+\mu_{n}. The original paper [16, Corollary 3.3] also provides these polynomials up to genus five, expressing them instead in terms of the coefficients S2j=μi2j1S_{2j}=\sum\mu_{i}^{2j}-1. These calculations have been however re-computed by means of cut and join equation as an independent check. Note the structure hg;μ1,,μnone-part=d2g2+nPg,n(μ12,,μn2),h_{g;\mu_{1},\ldots,\mu_{n}}^{\textnormal{one-part}}=d^{2g-2+n}P_{g,n}(\mu_{1}^{2},\ldots,\mu_{n}^{2}), for Pg,nP_{g,n} a symmetric polynomial of degree 2g2g, mentioned in Section 1.

h0;μone-part\displaystyle h_{0;\mu}^{\textnormal{one-part}} =dn2\displaystyle=d^{n-2}
h1;μone-part\displaystyle h_{1;\mu}^{\textnormal{one-part}} =dn24(μ12+μ22++μn21)\displaystyle=\frac{d^{n}}{24}(\mu_{1}^{2}+\mu_{2}^{2}+\cdots+\mu_{n}^{2}-1)
h2;μone-part\displaystyle h_{2;\mu}^{\textnormal{one-part}} =dn+25760(3μi4+10μi2μj210μi2+7)\displaystyle=\frac{d^{n+2}}{5760}\Big{(}3\sum\mu_{i}^{4}+10\sum\mu_{i}^{2}\mu_{j}^{2}-10\sum\mu_{i}^{2}+7\Big{)}
h3;μone-part\displaystyle h_{3;\mu}^{\textnormal{one-part}} =dn+4967680(3μi6+21μi4μj2+70μi2μj2μk221μi470μi2μj2+49μi231)\displaystyle=\frac{d^{n+4}}{967680}\Big{(}3\sum\mu_{i}^{6}+21\sum\mu_{i}^{4}\mu_{j}^{2}+70\sum\mu_{i}^{2}\mu_{j}^{2}\mu_{k}^{2}-21\sum\mu_{i}^{4}-70\sum\mu_{i}^{2}\mu_{j}^{2}+49\sum\mu_{i}^{2}-31\Big{)}
h4;μone-part\displaystyle h_{4;\mu}^{\textnormal{one-part}} =dn+6464486400(5μi8+60μi6μj2+126μi4μj460μi6420μi4μj2+294μi4\displaystyle=\frac{d^{n+6}}{464486400}\Big{(}5\sum\mu_{i}^{8}+60\sum\mu_{i}^{6}\mu_{j}^{2}+126\sum\mu_{i}^{4}\mu_{j}^{4}-60\sum\mu_{i}^{6}-420\sum\mu_{i}^{4}\mu_{j}^{2}+294\sum\mu_{i}^{4}
+980μi2μj2620μi2+381)\displaystyle\mkern-18.0mu+980\sum\mu_{i}^{2}\mu_{j}^{2}-620\sum\mu_{i}^{2}+381\Big{)}
h5;μone-part\displaystyle h_{5;\mu}^{\textnormal{one-part}} =dn+8122624409600(3μi10+55μi8μj2+198μi6μj455μi8660μi6μj2\displaystyle=\frac{d^{n+8}}{122624409600}\Big{(}3\sum\mu_{i}^{10}+55\sum\mu_{i}^{8}\mu_{j}^{2}+198\sum\mu_{i}^{6}\mu_{j}^{4}-55\sum\mu_{i}^{8}-660\sum\mu_{i}^{6}\mu_{j}^{2}
1386μi4μj4+462μi6+3234μi4μj22046μi46820μi2μj2+4191μi22555)\displaystyle\mkern-18.0mu-1386\sum\mu_{i}^{4}\mu_{j}^{4}+462\sum\mu_{i}^{6}+3234\sum\mu_{i}^{4}\mu_{j}^{2}-2046\sum\mu_{i}^{4}-6820\sum\mu_{i}^{2}\mu_{j}^{2}+4191\sum\mu_{i}^{2}-2555\Big{)}

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