On the geometric connected components of moduli spaces of -adic shtukas and local Shimura varieties.
Abstract.
We study connected components of local Shimura varieties. Given local shtuka datum , with unramified over and HN-irreducible, we determine with its -action. This confirms new cases of a conjecture of Rapoport and Viehmann. We construct and study the specialization map for moduli spaces of -adic shtukas at parahoric level whose target is an affine Deligne–Lusztig variety.
Introduction.
In [Vieh-Rap], Rapoport and Viehmann propose that there should be a theory of -adic local Shimura varieties. They conjectured the existence of towers of rigid-analytic spaces whose cohomology groups “understand” the local Langlands correspondence for general -adic reductive groups. In this way, these towers of rigid-analytic varieties would “interact” with the local Langlands correspondence in a similar fashion to how Shimura varieties “interact” with the global Langlands correspondence. Moreover, they conjectured many properties and compatibilities that these towers should satisfy.
In the last decade, the theory of local Shimura varieties went through a drastic transformation with Scholze’s introduction of perfectoid spaces and the theory of diamonds. In [Ber2], Scholze and Weinstein construct the sought for towers of rigid analytic spaces and generalized them to what are now known as moduli spaces of -adic shtukas. Moreover, since then, many of the expected properties and compatibilities for local Shimura varieties have been verified and generalized to moduli spaces of -adic shtukas. The study of the geometry and cohomology of local Shimura varieties and moduli spaces of -adic shtukas is still a very active area of research due to their connection to the local Langlands correspondence. The main aim of this article is to study the locally profinite space of connected components, and describe explicitly the continuous right action of the group on this space. In particular, we prove and generalize [Vieh-Rap, Conjecture 4.26] for the case of unramified groups.
Let us recall the formalism of local Shimura varieties and moduli spaces of -adic shtukas. Local -adic shtuka datum over is a triple where is a reductive group over , is a conjugacy class of geometric cocharacters and is an element of Kottwitz set . Whenever is minuscule we say that is local Shimura datum. We let denote the reflex field of and . Associated to there is a tower of diamonds over , denoted , where ranges over compact subgroup of . Moreover, whenever is minuscule and is a compact open subgroup, then is represented by the diamond associated to a unique smooth rigid-analytic space over . The tower is the local Shimura variety.
Associated to there is a reductive group over . After basechange to a completed algebraic closure, each individual space comes equipped with continuous and commuting right actions by and the Weil group . Moreover, the tower receives a right action by the group by using correspondences. When we let we obtain the space at infinite level, denoted , which overall comes equipped with a continuous right action by .
Since the actions are continuous the groups act continuously on and our main theorem describes explicitly this action whenever is an unramified reductive group over and is HN-irreducible. It is natural to expect that the methods of this paper combined with those of [Hans] and [gaisin] could be used to remove the HN-irreducible condition. We do not pursue this generality.
Before stating our main theorem we set some notation. Let be local -adic shtuka datum with an unramified reductive group over . Let denote the derived subgroup of and denote the simply connected cover of , let denote the image of in and let . This is a locally profinite topological group and it is the maximal abelian quotient of when this later is considered as an abstract group. Let be the field of definition of , let be Artin’s reciprocity character from local class field theory. In §4 we associate to a continuous map of topological groups and we associate to a map .
The general construction of and uses z-extensions and we do not review it in this introduction. Nevertheless, whenever we can construct them as follows. In this case, with is the co-center of . If we let be the quotient map we can consider the induced data and . Then can be defined as:
Here for a torus over , like , we are letting denote the usual norm map
On the other hand, is where is obtained from functoriality of the formation of , and is obtained from regarding and as subgroups of and exploiting that is commutative. Our first main theorem is:
Theorem 1.
Let be local shtuka datum with an unramified reductive group over and HN-irreducible. The following hold:
-
(1)
The right action on is trivial on and the induced -action is simply-transitive.
-
(2)
If and then
-
(3)
If and then
Let us comment on previous results in the literature. Before a full theory of local Shimura varieties was available the main examples of local Shimura varieties one could work with were the ones obtained as the generic fiber of a Rapoport–Zink space ([RZ]). The most celebrated examples of Rapoport–Zink spaces are of course the Lubin–Tate tower and the tower of covers of Drinfeld’s upper half space. In [deJong] de Jong, as an application of his theory of fundamental groups, computes the connected components of the Lubin–Tate tower for . In [Strauch], Strauch computes by a different method the connected components of the Lubin–Tate tower for and an arbitrary finite extension of (including ramification). In [ChenDet], M. Chen constructs -dimensional local Shimura varieties and studies their geometry. In a later paper [Chen], she constructs her “determinant” map and uses these -dimensional local Shimura varieties to describe connected components of Rapoport–Zink spaces of EL and PEL type associated to more general unramified reductive groups. Our result goes beyond the previous ones in that the only condition imposed on is unramifiedness. In this way, our result is the first to cover very general families of local Shimura varieties that can not be constructed from a Rapoport–Zink space. In particular, our result is new for local Shimura varieties associated to reductive groups of exceptional types.
The central strategy of Chen’s result builds on and heavily generalizes the central strategy used by de Jong. Two key inputs of Chen’s work to the strategy are the use of her “generic” crystalline representations and her collaboration with Kisin and Viehmann on computing the connected components of affine Deligne–Lusztig varieties [CKV]. Our strategy takes these two inputs as given.
We build on the central strategy employed by de Jong and Chen, but the versatility of Scholze’s theory of diamonds and the functorial construction of local Shimura varieties allow us to make simplifications and streamline the proof. Since our arguments take place in Scholze’s category of diamonds rather than the category of rigid analytic spaces, our argument works even for moduli spaces of -adic shtukas that are not a local Shimura variety. In these (non-representable) cases, the result is new even for .
Our new main contribution to the central strategy is the use of specialization maps. To use these specialization maps in a rigorous way, we developed a formalism whose details were worked out in the separate paper [Specializ].
Let us sketch the central strategy to prove 1. Once one knows that is a right -torsor, computing the actions by and in terms of the action can be reduced to the tori case using functoriality, z-extensions and the determinant map. These uses mainly group theoretic methods and down to earth diagram chases. In the tori case, the action is easy to compute and the action can be bootstrapped to an easier case as follows. For tori , by the work of Kottwitz, we know that the set has a unique element so that the data of is redundant. We can consider the category of pairs where is a torus over and is a geometric cocharacter whose field of definition is . The construction of moduli spaces of shtukas is functorial with respect to this category. Moreover, this category has an initial object given by where
is the unique map of tori that on -points is given by the formula
After more diagram chasing one can again reduce the tori case to this “universal” case. Finally, this case can be done explicitly using the theory of Lubin–Tate groups and their relation to local class field theory. As we have mentioned, the tori case was already handled by M. Chen in [ChenDet], but for the convenience of the readers we recall part of the story in a different language.
Let us sketch how to prove that is a torsor in the simplest case. For this, let be semisimple and simply connected. Our theorem then says that is connected.
The first step is to prove that acts transitively on . Using the Grothendieck–Messing period map one realizes that this is equivalent to proving that the -admissible locus of Scholze’s -Grassmannian is connected. This fact is a result of Hansen and Weinstein to which we give an alternative proof.
For the next step, let and let denote the stabilizer of . Let be a hyperspecial subgroup of . We claim that it is enough to prove that is open and that . Indeed, surjects onto so that this space is discrete and compact therefore finite. By a theorem of Margulis [Marg], since we assumed to be simply connected, the only open subgroup of finite index is the whole group so that . The proof that is open relies heavily on M. Chen’s main result of [Chen] on “generic” crystalline representations. To be able to apply her result in our context one uses that for suitable -adic fields , every crystalline representation is realized as a -valued point in Scholze’s -Grassmannian. For the convenience of the reader, we include a discussion on how to think of crystalline representations as -valued points.
Finally, proving that is equivalent to proving that , the -level moduli space of shtukas, is connected. This is where our theory of specialization maps gets used, which leads to our second main theorem. Suppose general reductive group over (no longer assumed to be unramified) and assume that can be realized as the -points of a parahoric group scheme over . In this circumstance, Scholze and Weinstein, construct a v-sheaf defined over and whose generic fiber is ([Ber2, §25]).
Theorem 2.
Let be local shtuka datum (not necessarily HN-irreducible), let be a parahoric model of and let .
-
a)
With terminology as in [Specializ, Definition 4.52, Definition 3.12], is a rich smelted kimberlite and the reduced special fiber is equal to , the affine Deligne–Lusztig variety associated to .111We expect these v-sheaves to be rich kimberlites, but we have not proved this yet.
-
b)
There is a continuous, surjective and -equivariant specialization map
-
c)
When is hyperspecial, is topologically normal and the specialization map induces a bijection of connected components
Fortunately for us, the study of connected components of affine Deligne–Lusztig varieties has enough literature [CKV], [Nie] [Hu-Zhou]. In the HN-irreducible case, and unramified, they can be identified with certain subsets of . If we go back to the assumptions of 1 and assume again that is semi-simple and simply connected, we get , which finishes the (sketch of) the proof of 1 for this case. The central strategy used for general unramified groups is not very different in spirit and only requires more patience.
The proof of 2 uses the machinery from integral -adic Hodge theory as discussed in [Ber2], the formalism developed in [Specializ], and for general parahoric our recent collaboration [AGLR22]. The key inputs to prove that has a specialization map are Kedlaya’s work [KedAinf] and Anschütz’ work [Ans2, Theorem 1.1] on extending vector bundles and -torsors over the punctured spectrum of . Recall that parametrizes triples where is a shtuka with structure and is -equivariant trivialization over for large enough . A key observation is that is roughly speaking the locus in which is meromorphic. With this in mind we prove . The finiteness properties (being rich), are known facts coming from the Grothendieck–Messing period morphism and general results on affine Deligne–Lusztig varieties. Finally, to prove surjectivity of the specialization map and relate the connected components of the generic fiber with the connected components of the reduced special fiber, one is led to study the tubular neighborhoods of (as in [Specializ, Definition 4.18, Definition 4.38]). To do this, we construct a “local model diagram” for tubular neighborhoods. We clarify below.
Before stating our last main theorem we setup some terminology and formulate a conjectural statement that is philosophically aligned with Grothendieck–Messing theory. Let denote the local model studied in [AGLR22] and let denote its reduced special fiber. This is the -admissible locus in the Witt vector affine flag variety. We let be a nonarchimedean field extension with ring of integers and algebraically closed residue field .
Conjecture 1.
For every closed point there exist a closed point such that the formal neighborhoods and are isomorphic v-sheaves.
The weaker version that we are able to prove at the moment is as follows.
Theorem 3.
With the notation as in 1 there is a connected v-sheaf in groups such that for every there exists and a diagram
where and are both -bundles. In particular, is non-empty and .
Let us mention that this version of the local model diagram, although not completely satisfactory, has already found some applications in the recent representability results of Pappas and Rapoport [pappas2021padic].
Finally, to establish the identity one is reduced to proving that all the tubular neighborhoods of the local model have connected generic fiber. As was observed in [AGLR22], the condition that these tubular neighborhoods are generically connected is a “kimberlite analogue” of normality. When is hyperspecial, we prove this normality in [Specializ] using a Demazure resolution. Unfortunately, this part of the argument doesn’t generalize directly for general parahoric groups , and the proof of normality will require more sophisticated tools.
Let us comment on the organization of this paper. The goal of the first chapter is to prove 1 using mainly generic fiber methods and taking as a black box some “integral method inputs”, which we justify in the second chapter. In the first two sections, we recall the relation between crystalline representations, Scholze’s theory of diamonds, Chen’s “generic” cyrstalline representations, and other geometric constructions that appear in modern rational -adic Hodge theory. This part of the paper is purely expository, but it is important for the rest of the argument to have these relations in mind.
In the third section we discuss local Shimura varieties associated to tori and we review M. Chen’s results on this objects.
In section four, the details of the proof of 1 are provided.
The goal of the second chapter is to prove 2 and 3. In the first section we collect some facts from integral -adic Hodge theory required for our argument to go through. In the second section, we recall the kimberlite structure of the local model. In the third section, we establish the main properties we need to construct a specialization map for moduli spaces of shtukas. In the final section, we prove 3 and finish the proof of 2.
Acknowledgements.
We thank the author’s PhD advisor, Sug Woo Shin, for his interest, his insightful questions and suggestions at every stage of the project, and for his generous constant encouragement and support during the PhD program. Laurent Fargues, David Hansen, Peter Scholze and Jared Weinstein for answering questions the author had on -adic Hodge theory and the theory of diamonds. Georgios Pappas and Michael Rapoport for bringing to our attention a serious flaw on an attempt we had to prove 1.
The author would also like to thank João Lourenço, Alexander Bertoloni, Rahul Dalal, Gabriel Dorfsman-Hopkins, Zixin Jiang, Dong Gyu Lim, Sander Mack-Crane, Gal Porat, Koji Shimizu for various degrees of help during the preparation of the manuscript.
This work was supported by the Doctoral Fellowship from the “University of California Institute for Mexico and the United States” (UC MEXUS) by the “Consejo Nacional de Ciencia y Tecnología” (CONACyT), and by Peter Scholze’s Leibniz price.
Notation.
When is a characteristic ring we let denote the ring of -typical Witt vectors of and we denote by the canonical lift of arithmetic Frobenius.
For a Huber pair we use the abbreviations and when the entry is understood from the context.
Whenever is a ring homomorphism (respectively morphism of Huber pairs), we let (respectively or ) the morphism of spaces induced by .
We let be an algebraically closed field in characteristic .
We let . We fix an algebraic closure of , and we let denote the -adic completion of . We use to denote subfields of of finite degree over . We let denote the continuous automorphisms of that fix . If is the algebraic closure of in then is canonically isomorphic to , since is dense in .
We denote by the opposite group of which we identify with the group of automorphisms of over .
We let denote the subset of continuous automorphisms of that stabilize and act as an integral power of on . We topologize so that is an open subgroup. Suppose is a field of finite degree over , and let be the maximal unramified extension of contained in . The extension is totally ramified and is canonically isomorphic to the compositum inside of .
We define an automorphism as the automorphism that maps to under this identification. We let denote the continuous automorphisms of that stabilize and act on as for some . Notice that fixes . The case of interest is when but some of arguments require us to pass to larger fields. When then , , and .
Through out the text, will denote a connected reductive group over . In certain subsections we will add the additional assumptions that is quasi-split or even stronger that it is unramified over . We will point out when one of these two assumptions are taken. Whenever is quasi-split we will denote by a maximally split sub-torus of defined over , will denote the centralizer of which is also a torus and will denote a -rational Borel containing . We will denote by a parahoric model of over . Sometimes we will assume is hyperspecial in which case we will abuse notation and declare .
We will often work in the situation in which we are given an element and/or a cocharacter . In these circumstances always denotes the -conjugacy class of in and denotes the unique geometric conjugacy class of cocharacters that is conjugate to through the action of . Moreover, we let denote the field extension contained in over which is defined. We let denote the compositum of and in .
1. Geometric connected components.
1.1. The geometric perspective on crystalline representations.
1.1.1. Vector bundles, isocrystals and crystalline representations.
Let , and be as above. With this setup, in [FF], Fargues and Fontaine construct a -scheme , known as “the Fargues–Fontaine curve”. Denote by the category of isocrystals over , this is a -linear Tannakian category. Fargues and Fontaine associate to a vector bundle that comes equipped with a -action that is compatible with the action on ([FF, Définition 10.2.1, Définition 9.1.1]).
The Beauville–Laszlo theorem ([Ber2, Lemma 5.2.9]), provides us with an equivalence from the category of vector bundles over to the category of triples where is a free module over , is a free module over and is an isomorphism. This is Berger’s category of -pairs. From this equivalence we get a recipe to construct vector bundles by replacing (or modifying) by some other -lattice contained in . If we choose to be stable under the action of on , then the new vector bundle produced in this way will have a -action compatible with the one on . Fortunately, we can understand -stable lattices in a concrete way as we recall below.
Given a finite dimensional vector space we can let denote a decreasing filtration of vector spaces. If satisfies for and for , we say that is a bounded filtration. To such a filtration we can associate a -lattice in denoted and given by the formula:
Proposition 1.1.
([FF, Proposition 10.4.3]) Let be a finite dimensional vector space over . The map that assigns to a bounded filtration the -lattice in gives a bijection between the set of bounded filtrations of and -stable -lattices in . If we let denote a uniformizer of then the inverse map is given by:
Remark 1.2.
The careful reader may notice that the reference constructs in a slightly different but equivalent way. We also point out the following. Let denote a decreasing sequence of integers and let the character defined by . We let denote the decreasing filtration associated with if . Then the lattice associated to is generated as a -module by . Notice the change of signs! It will be important to keep track of this later in a computation.
Denote by the category of filtered -modules that has as objects triples where is in and is a bounded filtration on . To any triple as above Fargues and Fontaine associate a vector bundle equipped with a -action compatible with the action on .
This induces an exact and fully-faithful functor
from the category of filtered isocrystals to the category of -equivariant vector bundles ([FF, Proposition 10.5.3]). Any object of in the essential image of this functor is called a crystalline vector bundle. Moreover, when the filtered isocrystal is “weakly admissible” Fargues and Fontaine prove that is semi-stable of slope ([FF, Définition 10.5.2, Proposition 10.5.6]). This implies that without the -action is non-canonically isomorphic to for so that is a -dimensional -vector space endowed with a continuous -action. This construction recovers the classical functor of Fontaine that associates to a weakly admissible filtered isocrystals a crystalline representation.
1.1.2. Families of -lattices.
One can upgrade geometrically the situation using Scholze’s theory of diamonds, since this theory allows us to consider “families” of -lattices as a geometric object. Recall that the Fargues-Fontaine curve has a counterpart in the category of adic spaces. Moreover it also has relative analogues. If be an affinoid perfectoid space in characteristic , Kedlaya and Liu ([Ked, §8.7]) associate to an adic space that they call the relative Fargues-Fontaine curve. This construction is functorial in , the category of affinoid perfectoid spaces in characteristic . Moreover, if is an isocrystal over and is an affinoid perfectoid space over one can construct a vector bundle over . This construction is also functorial in and recovers when . Now, given a perfectoid space the data of a map induces a “section” at infinity . This is a closed Cartier divisor as in [Ber2, Definition 5.3.7] and as such it has a good notion of meromorphic functions. We consider the moduli space of meromorphic modifications of along .
Definition 1.3.
-
(1)
We let denote the functor from that assigns:
Where is an untilt of over , is a vector bundle over and is an isomorphism defined over and meromorphic along .
-
(2)
Let denote the functor from that assigns:
Where is an untilt of over , is a vector bundle over and is an isomorphism defined over .
These moduli spaces are ind-representable by proper spatial diamonds over (and respectively) and after fixing a basis of we get an identification
([Hans, Proposition 2.12]). The second space is the -Grassmannian of the Berkeley notes ([Ber2, Definition 20.2.1]).
We can re-interpret the canonical map that comes from thinking of as a subfield of as a map . The basechange
gets identified through Beauville–Laszlo glueing with the moduli space that parametrizes -lattices contained in . This basechange comes equipped with -action and the set of -invariant -lattices in are in bijection with natural transformations .
One defines to be the subsheaf of tuples for which is fiberwise semi-stable of slope . From Kedlaya-Liu’s semi-continuity theorem ([Ber2, Theorem 22.2.1]) we know that this defines an open subfunctor which is called the admissible locus. Additionally, a map factors through if and only if it is coming from a weakly admissible filtration. An aspect of the situation is that if then admits a pro-étale -local system that “interpolates” between the -dimensional crystalline representations associated to ([Hans, Proposition 2.14]).
The precise claim that we will use is the following.
Proposition 1.4.
If is a weakly admissible filtration of and
is the map associated to , then is isomorphic to when we regard as a continuous -representation.
Proof.
We omit the details. ∎
1.1.3. Isocrystals with -structure.
We keep the notation as above, we let denote a connected reductive group over and denote the Tannakian category of -linear algebraic representations of . Recall the following definition:
Definition 1.5.
([Kott, §3]) An isocrystal with -structure , is a -exact functor .
To an element and a representation we associate the isocrystal
ranging this construction over defines an isocrystal with -structure
We say that two elements are -conjugate to each other if for some element . This defines an equivalence relation and is -conjugate to if and only if is isomorphic to .
Now, since the set of equivalence classes of -conjugacy is the set defined and studied by Kottwitz ([Kott, §1.4]). Every isocrystal with -structure is isomorphic for some and consequently parametrizes isomorphism classes of isocrystals with -structure. The set has a very rich theory, we recall some of it below.
Recall that the category of isocrystals over is semisimple and the simple objects can be parametrized by rational numbers . In particular, every object admits a canonical “slope” decomposition
If we let denote the composition where
denotes the forgetful functor to the category of vector spaces over , then the slope decomposition defines -exact -grading of . In turn, this grading can be interpreted as a slope morphism of pro-algebraic groups, where is the pro-torus with character set .
Consider the abstract group defined as a semi-direct product where has its natural action on .
Definition 1.6.
([RZ, Definition 1.8]) For an element with conjugacy class we say that:
-
(1)
is decent if there exists an integer such that as elements of .
-
(2)
We say that is basic if the map factors through the center of .
-
(3)
We say that is basic if all (equivalently some) element of is basic.
Since we are assuming and that is connected reductive, every -conjugacy class contains a decent element [RZ, 1.11].
Assume for the rest of the subsection that is quasi-split. For we can let denote the unique map in the conjugacy class of that is dominant with respect to . The map factors through and is defined over , so we can write ([SugWoo, §4], Introduction of [CKV]). This gives a well defined map usually referred to as the Newton map.
Recall Borovoi’s algebraic fundamental group which can be defined as the quotient of by the co-root lattice. This group comes equipped with action and Kottwitz constructs a map that is usually referred to as the Kottwitz map.
An important result of Kottwitz [Kott] states that the map of sets
is injective. Now, if we are given an element with reflex field we may define an element
by averaging over the dominant elements inside a conjugacy class in the Galois orbit of :
We can now recall Kottwitz’ definition of the set .
Definition 1.7.
The set consists of those conjugacy classes for which in and for which is a non-negative -linear combination of positive co-roots.
1.1.4. -bundles and -valued crystalline representations.
In this section we assume that is reductive over , but not necessarily quasi-split. Just as in the case of schemes, one has a theory of -bundles over the relative Fargues-Fontaine curve that uses a Tannakian approach ([Ber2, Appendix to lecture 19]). Given and an isocrystal with -structure we can define a -exact functor by letting
this defines a -bundle over . When we are given we write instead of . This allow us to extend Tannakianly 2.16.
Definition 1.8.
-
(1)
Given an isocrystal with -structure, we let denote the functor from that assigns:
Where is an untilt of over , is a -bundle over and is an isomorphism defined over and meromorphic along . When we write instead of .
-
(2)
We let denote the functor from that assigns:
Where is an untilt of over , is a -bundle over and is a trivialization defined over .
As with the case, the two moduli spaces become isomorphic after basechange to . Instead of fixing a basis one has to fix an isomorphism of the fiber functors:
Here denotes , and if we write instead of . A careful inspection of the construction of shows that (in contrast with ) there is a canonical choice of isomorphism .
As with the case we can define the admissible locus as the subsheaf of those tuples such that is the trivial -bundle for every geometric point . This is again an open subsheaf and it admits a pro-étale -torsor which we will also denote by ([Ber2, Theorem 22.5.2]).
To make contact with crystalline representations we recall how the Tannakian formalism interacts with filtrations, we refer the reader to [Saavedra] for the details. Recall that given a fiber functor one can consider -exact filtrations ([Saavedra, Chapitre IV §2.1.1], [DOR, Definition 4.2.6]). To such a filtration one can associate a -grading which produces a morphism of algebraic groups over , [Saavedra, Chapitre IV §1.3] [DOR, Corollary 4.2.3]. Here , denotes the -exact functor obtained from the grading after we forget the graded structure. If is a geometric point of , we may find an isomorphism and this defines a conjugacy class of cocharacters into . This conjugacy class is independent of the isomorphism chosen and we can denote it .
Now, fix an isomorphism , we get an isomorphism . Furthermore, if we are given a conjugacy class of morphisms with field of definition ([DOR, Definition 6.1.2]) contained in , then we can consider the moduli functor of filtrations of of type . We denote this moduli space by
This functor does not depend of our choice of isomorphism .
Since is defined over the conjugacy class will be defined over a finite extension of contained in and is isomorphic to the basechange of a similarly defined moduli functor . If is a finite extension and is a representative defined over then defines a parabolic subgroup and is isomorphic to the generalized flag variety . In particular, and are represented by geometrically connected smooth projective schemes over and respectively [DOR, Theorem 6.1.4]. The associated adic space evaluates on a complete sheafy Huber pair over to the set:
In particular, if is a complete nonarchimedean field extension then
Just as allows us to define it also allows us to discuss boundedness conditions on affine -Grassmannians.
We can define subsheaves
given by the condition that for every geometric point, the pullback has relative position (bounded by respectively). The space is spatial diamond that is proper over and is an open subdiamond.
We can now compare the affine -Grassmannian to the flag variety. Recall that there is a Tannakianly defined Białynicki-Birula map [Ber2, Proposition 19.4.2],
We emphasize that there is a change of signs which is a consequence of the change of signs that appeared in 1.2 and of our convention on filtrations.
One can also construct the following variation of the Białynicki-Birula map
This allows the following group-theoretically enhanced rephrasing of 1.1.
Proposition 1.9.
With notation as above and letting be a finite field extension. Then, the Białynicki-Birula map induces a bijection
of -valued points.
Proof.
We omit the details. ∎
Let denote the category of continuous Galois representations. It is a neutral Tannakian category with canonical fiber functor . Recall that by the Tannakian formalism to specify a continuous representation (up to -conjugation) it is sufficient to specify a -exact functor for which is isomorphic to . Now, the full subcategory of crystalline representations is Tannakian and we can define crystalline representations with -structure as those -exact functors such that is crystalline for all .
Given a pair with and we can construct a filtered isocrystal with -structure by defining a functor
such that
with
Definition 1.10.
([RZ, Definition 1.18]). We say that a pair with and is admissible if the functor only takes values on weakly admissible filtered isocrystals.
In general, even if is admissible the functor might not define a crystalline representation with -structure. Indeed, the composition might fail to be isomorphic to . Nevertheless, this issue goes away if we impose that , the -conjugacy class of in , lies on the Kottwitz set [DOR, Proposition 11.4.3].
Associated to the admissible pair there is a map defined by the filtration on , and we can let denote the unique lift of of 1.9. The following is a group-theoretic refinement of 1.4 and it is one of the key inputs from modern -adic Hodge theory that we will need later on.
Proposition 1.11.
Suppose that is an admissible pair with , then the map factors through the admissible locus . Moreover, if denotes the pro-étale -torsor on then agrees with the crystalline representation with -structure defined by the functor .
Proof.
We omit the details. ∎
1.1.5. M. Chen’s result on -adic Hodge Theory.
In this subsection, we assume that is an unramified reductive group over , this implies the group is quasi-split.
Definition 1.12.
([Chen, Définition 5.0.4], [CKV, Theorem 2.5.6]) Recall the notation of 1.7. We say that a pair with and is HN-irreducible if all the coefficients of as a -linear combination of simple coroots are strictly positive.
The following result of M. Chen is a key ingredient to our computation.
Theorem 1.13.
([Chen, Théorème 5.0.6])
Let be a morphism and let be a decent element such that and has reflex field . Suppose that the map induced by the filtration defined by maps to the generic point of under the map
induced from the canonical isomorphism . Assume further that the pair is HN-irreducible, then the following hold:
-
(1)
The pair is admissible and defines a crystalline representation , well-defined up to conjugation.
-
(2)
The Zariski closure of contains and contains an open subgroup of .
Remark 1.14.
M. Chen’s result is slightly stronger, but this is the formulation that we will use below. Observe that has infinite transcendence degree over , so it makes sense for a -point to lie topologically over the generic point of .
Combining 1.11 with Chen’s 1.13 and using the fact that every element is -conjugate to a decent one we can deduce the following statement.
Corollary 1.15.
Let and . Suppose that and that is HN-irreducible. For every finite extension there is a map such that if denotes the Galois representation associated to , then is open in .
1.2. The three actions.
1.2.1. The action of .
We fix , and we let denote the field of definition of over . Let denote an open compact subgroup, recall the moduli space of -adic shtukas that appears in the Berkeley notes.
Definition 1.16.
([Ber2, Proposition 23.3.1]) We define as the presheaf that assigns to isomorphism classes of tuples
such that:
-
(1)
is an untilt of over .
-
(2)
is a -bundle on the relative Fargues-Fontaine curve whose fibers on geometric points of are isomorphic to the trivial -torsor.
-
(3)
is a modification of -bundles defined over meromorphic along and whose type is bounded by on geometric points.
-
(4)
is a pro-étale -torsor and is an identification of with the pro-étale -torsor that defines under the equivalence of [Ber2, Theorem 22.5.2].
It is proven in [Ber2] that the presheaves are locally spatial diamonds over , and that whenever is a minuscule conjugacy class of cocharacters then is represented by the diamond associated to a smooth rigid-analytic space over .
Scholze and Weinstein construct a family of “Grothendieck–Messing” period morphisms
given by the formula:
For every this gives a surjective étale morphism of locally spatial diamonds. Moreover, this family is functorial on . That is, if are two compact and open subsets then we get a commutative diagram of étale maps,
where the transition map is the one deduced from assigning to the corresponding -torsor . Also, if is normal of finite index then the transition maps are surjective and finite étale.
The flexibility of the category of diamonds allows us to define moduli spaces of -adic shtukas associated to an arbitrary compact subgroup including the case (which is usually referred to as the infinite level). Indeed, the set of compact open subgroups containing is co-filtered and has intersection equal to . We may define the limit of diamonds , together with a period map
This sheaf has the structure of a locally spatial diamond. Moreover, although the period map in general might not be étale it is always a quasi-proétale map [Et, Definition 10.1].
Moduli spaces of shtukas at infinite level ( have the following pleasant description,
where denotes an untilt of over , denotes the trivial -bundle over and is a modification of -bundles over , meromorphic along and whose type is bounded by on geometric points. The natural action of on the trivial torsor induces a right action of on .
1.2.2. Weil descent.
Recall that we defined as the subset of continuous automorphisms of that act as on . It evidently contains and we may topologize so that is a topological immersion and an open map. We get a strict exact sequence of topological groups
Definition 1.17.
Let be a v-sheaf over , a Weil descent datum for is an isomorphism over .
Weil descent datum provide us with actions by instead of only . But we need to endow our spaces with continuous actions rather than plain actions by an abstract group. An efficient way to endow a v-sheaf with a continuous action is to endow it with the action of the group sheaf that parametrizes continuous maps .
Lemma 1.18.
Suppose we are given a right -action on a v-sheaf,
and suppose we are given a group homomorphism such that for all constant elements . Then there is a unique right -action with and for all constant elements .
Proof.
We omit the details. ∎
Proposition 1.19.
If is a v-sheaf over equipped with a Weil-descent datum then comes equipped with a right action by .
Given two diamonds with Weil descent datum over and a map compatible with , then the corresponding map is -equivariant.
Proposition 1.20.
There are canonical isomorphisms of v-sheaves over compatible with the inclusion and the period morphism.
-
(1)
.
-
(2)
.
-
(3)
Proof.
We omit the details. ∎
Observe that and are -conjugate by . This induces an isomorphism of -bundles and allows us to endow our moduli of interest with Weil descent datum. Using 1.19 we can endow with a right -action. Moreover, the space with its right -action is independent of the choice of .
1.2.3. The action of .
In ([Kott, A.2]) Kottwitz shows how to associate to the -functor a connected reductive group over whose group of -valued points is the -centralizer of ,
Let us recall this construction. For any -algebra we let denote the category whose objects are the same as in and morphisms are
There is a natural -functor and is defined as . With defined in this way we have
Moreover, recall that the slope decomposition produces a map , if we denote the centralizer of in then is isomorphic to . Since the elements of act on then we get a homomorphism of abstract groups this already gives an action of on , but from this description it is not clear, for example, if this action is continuous with respect to the -adic topology on . A better approach is to endow our moduli spaces with an action of . This can be done following [FS, Proposition III.4.7].
1.2.4. Group functoriality.
As we have discussed comes equipped naturally with a left action by and right actions by and . Moreover, these three actions commute. Replacing the left -action by a right -action, we can say that comes equipped with a right action by .
Fix a morphism of reductive groups over . Let and let . This defines a morphism with .
Associated to we can form and we get a morphism of algebraic groups . Now, if we endow with the action induced by then is equivariant with respect to the -action.
We may also impose a level structure to get a family of morphisms .
1.3. Geometric connected components in the case of tori.
In this section we study the case in which is a torus, we change our notation and let . We remark that this case was tackled by M. Chen in [ChenDet] and it is also discussed in [FarGeom]. We recall the story in a different language.
By the work of Kottwitz we know that every element of is basic and that the Kottwitz map is a bijection. The sets are singletons and are determined by the image of in . In this case, moduli spaces of -adic shtukas are -dimensional.
Proposition 1.21.
If then all the maps in the following diagram are isomorphisms:
Proof.
We omit the details. ∎
In particular, on geometric points the situation is very simple. Indeed, the structure map is an isomorphism and
since every right -torsor is trivial on . It becomes more interesting when we compare the action of and to that of .
We begin by discussing the action of . Recall that if is basic then is an inner form of , and that since is commutative we must have . More precisely we have a canonical inclusion that induces an isomorphism onto , we denote by this identification.
Proposition 1.22.
The action of and are inverse to each other. In other words, if , is a continuous map, and then
Proof.
We omit the details. ∎
Let us study the Weil group action. In contrast to the actions of and the action of on is not -linear. In particular, we can only compare the actions of and on those invariants of that do not depend on the structure morphism to . In our case we compare the continuous actions on the topological space of connected components. As we have seen above this topological space is a topological right -torsor. Let and . We have
for a unique element . Since the actions of and commute we get a group homomorphism . Since is commutative this morphism is independent of . Moreover, the naive map of sets which would usually not be a group homomorphism is a group homomorphism again by the commutativity of . We denote this later group homomorphism by
The following line of reasoning is taken from [RZ, Lemma 1.22], which in turn is an elaboration of an argument in [KottwitzPointsonShimura, page 413/41]. Let denote a finite field extension of let denote the category of tori defined over . Recall the functor given by the set of maps . Consider the subfunctor given by the subset of maps that are already defined over . This functor is representable by and comes equipped with a universal cocharacter . In other words, given a torus and there is a unique map of algebraic groups over such that in . The universal cocharacter can be expressed on -points as follows:
Associated to there is a unique element of . We fix a representative and we abbreviate by the map previously constructed.
We compute the -action on by reduction to the universal case. Suppose we are given and with , then automatically is admissible as in 1.10 and from the functoriality of the Kottwitz map we have that in . We may replace by and we get a norm morphism
This map is -equivariant when the right space is endowed with the action induced from the map . We can deduce the following.
Proposition 1.23.
Let the notation be as above, for all and we have
as maps .
Proof.
Fix with image and . The equivariance of the norm map with respect to and allow us to compute:
∎
In turn, one can do an intricate but explicit computation using local class field theory to show the Artin reciprocity character.
The following statement summarizes the results discussed on this section:
Theorem 1.24.
(Compare with [ChenDet, Proposition 4.1]) Let be a torus over , , with . Let be the field of definition of , let be Artin’s reciprocity character of local class field theory, let be as above and let denote the composition induced by the inclusion of fields . Then the following hold:
-
(1)
is a trivial right -torsor over .
-
(2)
If and then
where is the isomorphism specified by regarding as a subgroup of .
Since we have a full description of the Galois action we can easily compute from 1.24 the connected components of as a space over . The computation is easier to explain with the following lemma:
Lemma 1.25.
Let be a locally profinite group, let a -adic field with Galois group and a pro-étale -torsor over . Define as the moduli of trivializations of . Then:
-
(1)
If is the -adic completion of an algebraic closure of , then the choice of a map determines a group homomorphism .
-
(2)
For any we have .
-
(3)
The right action of on is transitive.
-
(4)
If denotes the unique connected component to which maps to, then the stabilizer subgroup is given by the formula .
Proof.
We omit the details. ∎
Proposition 1.26.
Let denote the largest compact subgroup, the following statements hold.
-
(1)
is a free right -torsor.
-
(2)
and it is a free right -torsor.
1.4. Geometric connected components in the case of unramified groups.
In this section we compute together with its right action by -action under the assumption that is an unramified reductive group and that is HN-irreducible (1.12). Recall that in this case the reflex field is of the form for some and consequently . Nevertheless, with the notation we have chosen, is the subgroup of of those automorphisms of that lift a power of . Recall that if is an unramified group then there is a connected reductive group over whose generic fiber is isomorphic to . We let be such a model, and by abuse of notation we let . We let and we let .
1.4.1. Connected components of affine Deligne–Lusztig Varieties.
As we prove in the second chapter the moduli spaces of -adic shtukas at parahoric level are closely related to a corresponding affine Deligne–Lusztig variety of the same level. In this section we recall what is known about the connected components of the later when is unramified and is hyperspecial.
Since we are assuming , the group is split over and we have by the Cartan decomposition a bijection given by There is a map constructed as follows. For an element there is a unique with . Then is defined to be , the induced class of in . This map is a group homomorphism that is well-defined on -conjugacy classes. Moreover, the map constructed in this way descends to the Kottwitz map that we discussed above.
Recall that associated to a pair one can associate an affine Deligne–Lusztig variety . This is a perfect scheme ([Witt]) over whose -valued points can be described as:
In [CKV], [Nie] [Hu-Zhou], the problem of determining connected components of affine Deligne–Lusztig varieties is thoroughly discussed. Although the description in full generality is complicated, in our situation ( reductive and hyperspecial) the problem is completely settled. In the references provided above, the connected components are described in three steps. The first step is to pass to the case of a simple adjoint group and it is done as follows:
Theorem 1.27.
([CKV, Corollary 2.4.2]) Let denote the adjoint quotient of , then there are natural maps and and elements ( respectively) well-defined up to multiplication by (respectively ) making the following diagram commutative and Cartesian:
In the statement above the two sets that appear on the lower horizontal arrow should be interpreted as discrete topological groups so that the product is a disjoint union of copies of . Once one reduces the problem to the adjoint case, one can further simplify to the simple adjoint case by observing that if then we get a decomposition . This is how the first step is completed in the references.
The second step of the strategy is to reduce the general simple adjoint group case to the case in which is HN-indecomposable. In this work we only consider the case in which is already HN-irreducible which is a stronger condition to being indecomposable. For this reason we do not review this step.
The third and final step is the determination of when is simple adjoint and is HN-irreducible or when it is HN-indecomposable, but not HN-irreducible. Again, we only review the HN-irreducible case.
Theorem 1.28.
([Nie, Theorem 1.1], [CKV, Theorem 1.1], [Hu-Zhou, Theorem 8.1]) If is HN-irreducible and is simple and adjoint then is a bijection.
We can rephrase these results on connected components in a more geometric form. Let denote the derived subgroup of , let the maximal abelian quotient and denote by the quotient map.
Corollary 1.29.
If is simply connected and is HN-irreducible, the natural map induced from induces a bijection of connected components .
Remark 1.30.
Since is a disjoint union of copies of and is algebraically closed, we could say instead that the map has geometrically connected fibers.
1.4.2. The case .
In this subsection, we compute under the assumption that is unramified, is simply connected and is HN-irreducible.
Proposition 1.31.
Let be as above, the determinant map induces a surjective map of locally spatial diamonds
Proof.
The key point is that since is simply connected by Kneser’s theorem [Kne] the map of groups is surjective. We omit the details. ∎
Lemma 1.32.
Let and be as above, let be a hyperspecial subgroup. Then
has geometrically connected fibers.
Proof.
We can construct an exact sequence
of reductive groups over . An application of Lang’s theorem proves that which is the maximal bounded subgroup of . By functoriality of the specialization map, see [Specializ], we have a commutative diagram:
The vertical maps give bijections of connected components by LABEL:thm:specializtheorem and the lower horizontal map induces a bijection of connected components by 1.29. ∎
The following proposition is a particular case of an unpublished result of Hansen and Weinstein that follows from the work done in [Hans]. We provide an alternative proof that follows the steps of the analogous statement in [Chen, Lemme 6.1.3].
Proposition 1.33.
Let be as above and let be HN-irreducible. Then is geometrically connected over .
Proof.
Let denote a geometric connected component of for . By étaleness of the set is a connected open subset of . We claim, this open subset doesn’t depend on the choice of . This immediately implies and in particular that it is connected.
To prove the claim, take a connected component of mapping to . Note that since for groups of finite index the transition maps are finite étale and surjective. This implies . By 1.32 is a bijection. Let denote some other connected component, and let and denote the elements defined by and in . Now, and act transitively on and respectively. This allow us to find an element with . Now , which proves by equivariance of . ∎
Lemma 1.34.
Let be a hyperspecial subgroup of and let . Let and let . Then acts transitively on .
Proof.
Since is -dimensional, the space is the collection of connected components of that map to . Let , using 1.32 we see that , we let denote this connected component. Since is a -torsor over , acts transitively on the set of connected components of over . In particular, there is an element with . Since we must have that , but the action of on is simple so and as we wanted to show. ∎
We can now describe connected components at infinite level.
Theorem 1.35.
Suppose is an unramified group over , that is simply connected and that is HN-irreducible, then the determinant map
has connected geometric fibers.
Proof.
Since is isomorphic to , we may prove instead that the determinant map induces a bijection
Let . Given a finite extension of we let denote the image of on and let be a point whose associated crystalline representation is as in 1.15. Let the geometric realization of . This space is also the fiber over of the infinite level Grothendieck–Messing period map. Let be an element mapping to . In summary we have taken a commutative diagram as follows:
We let (respectively and ) denote the stabilizer in of its action on (respectively and ).
We have inclusions and by Chen’s 1.13 (1.25) is an open subgroup of . By 1.34, which implies that as well. In particular, the projection map is surjective. Since has the discrete topology and is compact, we get that is closed and of finite index within . Moreover, since is quasi-split (even unramified) all of the simple factors of are isotropic. By Margulis theorem [Marg, Chapter II, Theorem 5.1] we can conclude that . Since the argument doesn’t depend on the choice of the action of on is trivial.
Now, and we may use [Et, Lemma 11.22] to compute the action map
as the limit of the action maps
Since in the transition maps every connected component on the source surjects onto a connected component on the target we get . This proves that acts trivially on the set of connected components and defines a transitive action of on . In turn this proves is bijective.
∎
Corollary 1.36.
Proof.
This follows from the identity and that is a left adjoint. ∎
Using functoriality and equivariance for the three actions we can describe the actions by the three groups on in the spirit of 1.24.
Theorem 1.37.
(Compare with [ChenDet, Proposition 4.1]) Let , and as in 1.35. Let be the field of definition of , let be as in 1.24, let be the norm map associated to then:
-
(1)
The right action on makes it a trivial right -torsor.
-
(2)
If and then
where with the map obtained from functoriality of the formation of , respectively , and where the map is the isomorphism obtained from regarding as a subgroup of .
-
(3)
If and then
1.4.3. z-extensions.
In this subsection, we extend 1.35 to the case in which is not necessarily simply connected, but we still assume that is unramified and is HN-irreducible. In what follows, we will denote by the central simply connected cover of and we denote by . Notice that when is simply connected . In general, surjects onto and the kernel is a finite group.
Recall the following definition used extensively by Kottwitz:
Definition 1.38.
A map of connected reductive groups is a z-extension if: is surjective, is central in , is isomorphic to a product of tori of the form for some finite extensions and has simply connected derived subgroup.
By [RationalConj, Lemma 1.1] whenever is an unramified group over that splits over , there exists a -extension with isomorphic to a product of tori of the form . In particular, it is unramified as well.
In [Kott] Kottwitz proves that for any reductive group and cocharacter the natural morphism induces a bijection . From here one can deduce the following statement.
Lemma 1.39.
Let as in the notation section. Assume that is a splitting field for . Let , , and a -extension with isomorphic to a finite product of copies of . Let denote the maximal torus of projecting onto . Then:
-
(1)
For any choice of lifting there is a unique lift lifting with .
-
(2)
For and as in the previous claim is HN-irreducible if and only if is HN-irreducible.
-
(3)
If is the field of definition of with then there is a lift with field of definition .
Proof.
The first claim follows directly from the identifications . The second claim follows from the first claim, from the fact that is central and from the fact that HN-irreducibility can be checked on the adjoint quotient. For the third claim consider the exact sequence of -modules:
One can use Shapiro’s lemma to prove is surjective.
∎
Proposition 1.40.
Suppose that is an unramified group, a pair with , suppose that is a central torus, and let with projection map . Let and the following hold:
-
(1)
is an isomorphism.
-
(2)
is an isomorphism.
-
(3)
If (respectively ) denotes the pro-étale -torsor (respectively -torsor) then .
Proof.
We omit the details. ∎
Proposition 1.41.
If is HN-irreducible then the following hold:
-
(1)
is connected
-
(2)
The right action of on makes this set into a -torsor.
Proof.
Using 1.39 we may find a z-extension and lift to a pair over which is also HN-irreducible. The first claim now follows from 1.40 and by 1.33 applied to .
Let , the map is surjective. This together with 1.40 gives that is a -torsor. In particular, the map of sets of connected components is also surjective. Since is connected the action of on is transitive. Let and denote by the stabilizer of in . Let a lift of , we have .
By 1.35 the stabilizer of in is , so . ∎
We describe the action of and on in terms of the action of . We begin with . We first construct a map generalizing the determinant map of 1.37 as follows. Given and we choose an unramified z-extension and a lift with . Let . We get a sequence of maps of reductive groups
By Shapiro’s lemma is surjective. We can construct the following commutative diagram of topological groups:
Now, is defined as the unique morphism that could make this diagram commutative. More explicitly, if we pick a lift , and we define . One can verify this doesn’t depend on any of the choices made.
Let and let be a lift of . Let , and let be an element lifting . We compute:
We now describe the action of , we need a variant of the norm map discussed for tori. Given a connected reductive group and a conjugacy class of cocharacters with reflex field we define a norm map as follows. Since is is quasi-split we may fix -rationally defined Borel a maximal torus and the unique dominant cocharacter representing and defined over . We get a norm map and we may define as the composition:
Proposition 1.42.
With notation as in 1.41 the action of on is given by the map . More precisely, if and then:
Proof.
Let be a -extension, let be a pair lifting , and let . By 1.39 we can choose and so that has the same field of definition as . Choose as above and let . Consider the following commutative diagram of spaces.
Since is simply connected we get an equivariant bijection of geometric connected components
After forming geometric connected components and choosing a base point the above diagram looks like this:
All of the maps are equivariant with respect to the groups involved. Since the map factors through the map , we get a canonical surjective and -equivariant map
By 1.24, the action on is through . By definition of the action of on is through . ∎
2. The specialization map for moduli spaces of -adic shtukas
For some background on specialization maps for v-sheaves we refer the reader to [Specializ]. We will freely use some of the terminology defined in that work.
2.1. -torsors, lattices and shtukas.
In this section we recall the integral theory of vector bundles over the Fargues-Fontaine curve, and point to the technical statements that allow us to discuss the specialization map for the -adic Beilinson–Drinfeld Grassmannians and moduli spaces of -adic shtukas. Nothing in this subsection is new and it is all written in some form in [Ber2], [Ked], [FF], [Ans2]. Nevertheless, we need specific formulations for some of these results that are not explicit in the literature.
2.1.1. Vector bundles on .
Definition 2.1.
Given a perfectoid Huber pair and a pseudo-uniformizer , we define as . Here denotes a Teichmüller lift of , and is given the -adic topology. We let denote .
We review the geometry of , fix a pseudo-uniformizer . One defines a continuous map characterized by the property that if and only if for any positive rational number the inequality holds and for any positive rational number the inequality holds. Given an interval we denote by the open subset corresponding to the interior of . For intervals of the form where and are integers the space is represented by corresponding to the rational localization, . In this case, we can compute explicitly as the -adic completion of and as . A direct computation shows that does not depend of . In particular, the exact category of vector bundles over does not depend of the choice of either.
Recall the algebraic version of , which we will denote and define as . Since and since , , do not vanish simultaneously on we get a map of locally ringed spaces .
Recall that given an untilt of there is a canonical surjection whose kernel is generated by an element primitive of degree [Ber2, Lemma 6.2.8]. The element defines a closed Cartier divisor over and also defines a Cartier divisor on the scheme .
Recall the GAGA-type theorem of Kedlaya and Liu:
Theorem 2.2.
([KedAinf, Theorem 3.8]) Suppose is a perfectoid Huber pair in characteristic . The natural morphisms of locally ringed spaces gives, via the pullback functor , an exact equivalence of exact categories.
Remark 2.3.
Although the reference does not explicitly claim that this equivalence is exact, one can simply follow the proof loc. cit. exchanging the word “equivalence” by “exact equivalence” since every arrow involved in the proof is an exact functor.
Corollary 2.4.
With the notation as above, the pullback induces an equivalence
between the category whose objects are vector bundles over (respectively vector bundles over ) and morphisms are functions meromorphic along the ideal (respectively functions over ).
Since one can define -torsors Tannakianly these statements immediately generalize to those for -torsors. Kedlaya proves another important statement.
Theorem 2.5.
([KedAinf, Lemma 2.3, Theorem 2.7, Remark 3.11]) With notation as above, and letting be the open embedding, the following statements hold:
-
(1)
The pullback functor is fully-faithful.
-
(2)
If is a valuation ring then is an equivalence.
-
(3)
Taking categories of quasi-coherent sheaves the adjunction morphism is an isomorphism.
We will need a small modification of 2.5.
Definition 2.6.
Given a set and a collection of tuples we construct an adic space . Here each is an algebraically closed nonarchimedean field, the are open and bounded valuation subrings of , and is a choice of pseudo-uniformizer. We let , we let , we endow with the -adic topology and we let . Any space constructed in this way will be called a product of points.
The following statement is implicitly used and proved in ([Ber2, Theorem 25.1.2]).
Proposition 2.7.
Let be the product of points associated to as in 2.6. The pullback functor gives an equivalence of categories of vector bundles with fixed rank.
Given primitive of degree as before, observe that since both and are qcqs schemes the equivalence of vector bundles of 2.7 generalizes to the categories where the objects are the same, but morphism are allowed to have poles along on both categories.
Interestingly, extending -torsors from to adds yet another layer of complexity. Indeed, the equivalences of 2.5 and 2.7 are not exact equivalences, so Tannakian formalism can’t be used directly. As a matter of fact, only the pullback functor is exact. J. Anschütz gives a detailed study of the problem of extending -torsors along in [Ans2].
Theorem 2.8.
([Ans2, Proposition 11.5]) Let be a product of points over . Every -torsor over extends along to a torsor torsor over .
We use the following descent result repeatedly.
Proposition 2.9.
([Ber2, Proposition 19.5.3]) Let be a perfectoid space over and let be an open subset. For map of perfectoid spaces , let denote the category of -torsors over . Then the assignment , as a fibered category over , is a v-stack.
2.1.2. Lattices and shtukas.
For this section, fix an affinoid perfectoid space over , a choice of pseudo-uniformizer, an untilt of and a generator for the kernel of the map .
Definition 2.10.
We define the groupoid of -lattices with -structure to have as objects pairs where is a -torsor over and is an isomorphism over that is meromorphic along . Isomorphisms are the evident ones.
We now consider -adic shtukas. Recall that the spaces , , and come equipped with a Frobenius action which we denote by , induced from the arithmetic Frobenius ring homomorphism .
Definition 2.11.
We define the groupoid of shtukas with one paw over and -structure. Objects are pairs where is a -torsor over and is an isomorphism over meromorphic along . Isomorphisms being evident.
Definition 2.12.
Given a -module with -structure over and a shtuka an isogeny is an equivalence class of pairs with and a -equivariant isomorphism defined over . Two pairs and are equivalent if there is a third pair with and when restricted to .
In what follows, we prove three technical lemmas that, intuitively speaking, allow us to “deform” lattices and shtukas with -structure.
For any let , and consider the ring . Observe that the universal property of as a rational subset of induces compatible ring maps for varying . We denote this family of reduction maps by .
Lemma 2.13.
Let and suppose that the reduction , originally defined over , lies in , then there is a tuple with a number , , and a pseudo-uniformizer such that and .
Proof.
By enlarging if necessary we can assume is of the form:
for some , we compute explicitly. If denotes the -adic completion of , then . Any element is of the form where , , and denotes a non-negative integer. We can decompose as
Since , we have that divides in the first term of this decomposition. As long as we pick a that divides , we may and do reduce to the case . In this case, and by hypothesis we have that for in . We can choose a pseudo-uniformizer for which all of , for , are zero in . We can take and . These clearly satisfy the properties. ∎
Lemma 2.14.
Let and be trivial -torsor over and let be an isomorphism over whose reduction to extends . Then, there is an isomorphism over , a pseudo-uniformizer and a number such that in .
Proof.
Fix trivializations , and consider as an element for some and some embedding defined over . By 2.13 we can find such that with and . Since the reduction of to lies in . Moreover, since is a smooth group and is -complete, we can lift this to an element with in . Consequently in , and by letting we get the desired isomorphism. ∎
The proof of the following lemma is inspired by the computations that appear in [HartlVieh, Theorem 5.6], and it is a key input in the proof of LABEL:thm:comparetub.
Lemma 2.15 (Unique liftability of isogenies).
Let be a trivial -torsor over and let denote the trivial -torsor endowed with the -module structure over given by an element . Let be an isomorphism defined over and a -equivariant isomorphism defined over for some big enough so that becomes a unit. Then, there is a unique -equivariant isomorphism defined over such that in .
Proof.
By transport of structure, we assume that , that , and that . It suffices to find reducing to with . Choose an arbitrary lift of , and let . We construct a pair of sequences of maps, and defined recursively by the relations and . Observe that in . We prove inductively that in . Now, when with in , then in .
The induction then follows from the computation:
(1) | ||||
(2) | ||||
(3) |
Since in we also have that in .
This let us conclude that converges to in . Define as the limit of the . Taking limits we get and in .
Let us prove uniqueness. Given two lifts of we let with . Now, -equivariance gives , and since in then in . From the identity in we proceed inductively to prove that in for every and by separatedness also in . ∎
2.2. Specialization map for -adic Beilinson–Drinfeld Grassmannians.
We recall the definition of the -adic Beilinson–Drinfeld Grassmannian that is most suitable to study its specialization map.
Definition 2.16.
([Ber2, Definition 20.3.1]) We let denote the v-sheaf with an untilt over and is a lattice with -structure as in 2.10.
By Beauville–Laszlo glueing this agrees with the loop group description.
Proposition 2.17.
With terminology as in [Specializ, Definition 4.6] the v-sheaf formalizes products of points. In particular, it is v-formalizing.
Proof.
Let be a product of points and a map. By definition, associated to this map we have an untilt over and a -torsor over together with a trivialization over meromorphic along . We use to glue and along to get a -torsor defined over . Using 2.4, 2.8 and the fact that by construction is trivial on we can extend to a -torsor over together with a trivialization over . This is enough to define a map that restricts to the original one. ∎
Proposition 2.18.
([Ber2, §20.3]) With terminology as in [Specializ, Definition 4.11, Definition 3.20, Definition 3.12] the v-sheaf is specializing, formally -adic, and is represented by the Witt-vector affine flag variety, .
Proof.
We need to prove that is separated, v-formalizing and that the diagonal map is formally adic. The first two properties follow respectively from [Ber2, Theorem 20.3.2, Theorem 21.2.1] and 2.17. By [Specializ, Proposition 3.29], it is enough to prove that is formally -adic. This follows from the fact that , from [Specializ, Lemma 3.32] and the fact that is ind-representable by a perfect scheme. Indeed, ind-representability proves that is a reduced scheme-theoretic v-sheaf as in [Specializ, Definition 3.15]. ∎
Recall that given with field of definition we may define a “local model” v-sheaf over . This is defined as the v-sheaf closure of in [Ber2, §21.4]. In [AGLR22], our collaboration with Anschütz, Lourenço, and Richarz, we prove the following statement.
Theorem 2.19.
([AGLR22]) With terminology as in [AGLR22]. If is parahoric and , then is a flat and rich -adic kimberlite. Moreover, , the -admissible locus in .
When is reductive we can say a bit more. Indeed, in this case one can use a Demazure resolution as in [Specializ] to prove the following statement.
Theorem 2.20.
([Specializ, Theorem 5.1]) Let be a nonarchimedean field extension of . If is reductive and , then has geometrically connected tubular neighborhoods.
2.3. Moduli spaces of shtukas are smelted kimberlites.
Fix an element and let denote the associated isocrystal with -structure.
Definition 2.21.
We consider the following auxiliary space.
Definition 2.22.
Let denote the functor with an untilt over , and an isogeny. Here with given by .
We denote by the sheaf in groups .
Proposition 2.23.
The following hold:
-
(1)
The functors and are small v-sheaves.
-
(2)
The natural map is a -torsor for the v-topology.
-
(3)
is formalizing and is v-formalizing.
Proof.
Standard argument using 2.9 proves the first claim. Given and let . This action on makes the map equivariant for the trivial action on the target. It suffices to prove that the basechange of the map along product of points is the trivial -torsor.
Let be a product of points, and let . Similarly to the proof of 2.17, we can glue along over and use 2.8 to get a -bundle over with a meromorphic that restrict to the previous one. Now, any -bundle on is trivial. Indeed, splits every étale cover. The choice of a trivialization specifies a section and after chasing definitions one can see that the natural action of on the set of trivialization acts compatibly with the action specified above.
Let us prove that is formalizing. From this and surjectivity of it follows that is v-formalizing. Let , and a pseudo-uniformizer. Let , we construct a natural transformation . A map induces , we let . Fix a pseudo-uniformizer , there is a large enough for which the following diagram is commutative:
This map allows us to pullback the isogeny to . The isogeny constructed this way does not depend of the choices of , , or . ∎
Recall that moduli spaces of shtukas satisfy the valuative criterion for partial properness over .
Lemma 2.24.
Let be a closed embeddings of parahoric group schemes over and an isocrystal with structure. Let , the induced map is a closed immersion.
Proof.
Let in be totally disconnected, and let . It suffices to prove that the basechange along is a closed immersion. Abusing notation, we let represent the isogeny. By unraveling definitions we think of and as ring maps and with . The basechange represents the maps such that the induced morphisms and map elements of to .
Since is finitely generated, it suffi