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On the Ehrhart Theory of Generalized Symmetric Edge Polytopes

Robert Davis Department of Mathematics, Colgate University, Hamilton, NY, USA [email protected] Akihiro Higashitani Department of Pure and Applied Mathematics, Graduate School of Information Science and Technology, Osaka University, Osaka, Japan [email protected]  and  Hidefumi Ohsugi Department of Mathematical Sciences, School of Science, Kwansei Gakuin University, Sanda, Hyogo 669-1337, Japan [email protected]
Abstract.

The symmetric edge polytope (SEP) of a (finite, undirected) graph is a centrally symmetric lattice polytope whose vertices are defined by the edges of the graph. SEPs have been studied extensively in the past twenty years. Recently, Tóthmérész and, independently, D’Alí, Juhnke-Kubitzke, and Koch generalized the definition of an SEP to regular matroids, as these are the matroids that can be characterized by totally unimodular matrices. Generalized SEPs are known to have symmetric Ehrhart hh^{*}-polynomials, and Ohsugi and Tsuchiya conjectured that (ordinary) SEPs have nonnegative γ\gamma-vectors.

In this article, we use combinatorial and Gröbner basis techniques to extend additional known properties of SEPs to generalized SEPs. Along the way, we show that generalized SEPs are not necessarily γ\gamma-nonnegative by providing explicit examples. We prove these polytopes to be “nearly” γ\gamma-nonnegative in the sense that, by deleting exactly two elements from the matroid, one obtains SEPs for graphs that are γ\gamma-nonnegative. This provides further evidence that Ohsugi and Tsuchiya’s conjecture holds in the ordinary case.

1. Introduction

A lattice polytope PP in n\mathbb{R}^{n} is the convex hull of finitely many points in n\mathbb{Z}^{n}. That is, PP is a lattice polytope if and only if there are some v1,,vknv_{1},\dots,v_{k}\in\mathbb{Z}^{n} such that

P=conv{v1,,vk}={i=1kλiviλ1,,λk0,j=1kλj=1}.P=\operatorname{conv}\{v_{1},\dots,v_{k}\}=\left\{\sum_{i=1}^{k}\lambda_{i}v_{i}\mid\lambda_{1},\dots,\lambda_{k}\geq 0,\,\sum_{j=1}^{k}\lambda_{j}=1\right\}.

The main objects of study in this paper will be lattice polytopes arising from (finite, undirected) graphs and matroids. First, given an undirected graph G=([n],E)G=([n],E) where [n]={1,,n}[n]=\{1,\dots,n\}, the symmetric edge polytope (or SEP) associated to GG is

Σ(G)=conv{±(eiej)nijE}.\Sigma(G)=\operatorname{conv}\{\pm(e_{i}-e_{j})\in\mathbb{R}^{n}\mid ij\in E\}.

This polytope was introduced in [11] and has been the object of much study for its algebraic and combinatorial properties [6, 9, 12, 13], as well as its applications to problems arising from engineering [3, 4, 5].

SEPs have recently been generalized to regular matroids in two ways. Suppose AA is a totally unimodular matrix representing a matroid \mathcal{M}. Tóthmérész [17], working within the context of oriented matroids, defined the root polytope of \mathcal{M} to be the convex hull of the columns of AA. Independently, D’Alì, Juhnke-Kubitzke, and Koch [7] defined the generalized symmetric edge polytope (or generalized SEP) associated to \mathcal{M} as

Σ()=conv{±uu is a column of A}.\Sigma(\mathcal{M})=\operatorname{conv}\{\pm u\mid u\text{ is a column of }A\}.

Thus, Σ()\Sigma(\mathcal{M}) may be considered the root polytope of the matroid represented by the matrix [AA][A\mid-A], since this is a totally unimodular matrix. Because we will not be working with oriented matroids, and because are focused on the polytopes Σ()\Sigma(\mathcal{M}) in this work, we will follow the terminology and notation in [7].

Although the definition of Σ()\Sigma(\mathcal{M}) depends on choice of AA, the polytope is well-defined up to unimodular equivalence ([17, Proposition 3.2] and [7, Theorem 3.2]). In [7], the authors proved that many properties held by ordinary SEPs also hold for generalized SEPs. Further, this more general setting allowed the authors to show that two SEPs are unimodularly equivalent if and only if the underlying matroids are isomorphic [7, Theorem 4.6]. In addition to these aspects of SEPs, much attention has been given to their Ehrhart theory, which we briefly introduce here.

The function m|mPn|m\mapsto|mP\cap\mathbb{Z}^{n}|, defined on the positive integers, agrees with a polynomial LP(m)L_{P}(m) of degree dim(P)\dim(P), called the Ehrhart polynomial of PP. Consequently, the Ehrhart series of PP, which is the (ordinary) generating function for the sequence {LP(m)}m0\{L_{P}(m)\}_{m\geq 0}, may be written as the rational function

E(P;t)=m0LP(m)tm=h0+h1t++hdtd(1t)dim(P)+1E(P;t)=\sum_{m\geq 0}L_{P}(m)t^{m}=\frac{h_{0}^{*}+h_{1}^{*}t+\cdots+h_{d}^{*}t^{d}}{(1-t)^{\dim(P)+1}}

for some ddim(P)d\leq\dim(P). We denote the numerator by h(P;t)h^{*}(P;t) and refer to it as the hh^{*}-polynomial of PP. The hh^{*}-vector of PP, h(P)h^{*}(P), is the list of coefficients h(P)=(h0,,hd)h^{*}(P)=(h^{*}_{0},\dots,h^{*}_{d}) of h(P;t)h^{*}(P;t).

The hh^{*}-vectors of polytopes have been the focus of much study in recent decades, as it lies within the intersection of polyhedral geometry, commutative algebra, algebraic geometry, combinatorics, and much more (see, e.g., [15, 16]). For example, when the hh^{*}-vector is symmetric, meaning hi=hdih^{*}_{i}=h^{*}_{d-i} for each i=0,,di=0,\dots,d, then the associated semigroup algebra

K[P]=K[xvzmvmPn]K[x1±,,xd±,z],K[P]=K[x^{v}z^{m}\mid v\in mP\cap\mathbb{Z}^{n}]\subseteq K[x_{1}^{\pm},\dots,x_{d}^{\pm},z],

over a field KK, is Gorenstein. In fact, the converse holds as well. Determining when K[P]K[P] is Gorenstein can be detected entirely using polyhedral geometry, so, from this perspective, there is a complete characterization of when h(P)h^{*}(P) is symmetric.

On the other hand, a more mysterious property held by some hh^{*}-vectors is unimodality. We call h(P)h^{*}(P) unimodal if there is some index 0rd0\leq r\leq d for which h0hrh^{*}_{0}\leq\cdots\leq h^{*}_{r} and hrhdh^{*}_{r}\geq\cdots\geq h^{*}_{d}. Unlike symmetry, there is no complete characterization of when an hh^{*}-vector is unimodal. There are various sets of sufficient conditions that ensure a polytope has a unimodal hh^{*}-vector and various sets of necessary conditions [2], but no set of conditions capturing both simultaneously.

When an hh^{*}-vector is already known to be symmetric, new avenues for proving hh^{*}-unimodality appear. For instance, in this setting, the hh^{*}-polynomial may be expressed

i=0dhiti=i=0d/2γiti(1+t)d2i\sum_{i=0}^{d}h^{*}_{i}t^{i}=\sum_{i=0}^{\lfloor d/2\rfloor}\gamma_{i}t^{i}(1+t)^{d-2i}

for certain choices of γi\gamma_{i}\in\mathbb{Q}. The polynomial on the right is the γ\gamma-polynomial of PP and is often denoted γ(P;t)\gamma(P;t), and the vector γ(P)=(γ0,,γd/2)\gamma(P)=(\gamma_{0},\dots,\gamma_{\lfloor d/2\rfloor}) is the γ\gamma-vector of PP. Note that if γi0\gamma_{i}\geq 0 for each ii, then hi0h^{*}_{i}\geq 0 for each ii as well. This is not necessary, though: the hh^{*}-vector of (1,1,1)(1,1,1), realized by the lattice triangle with vertices (1,0)(1,0), (0,1)(0,1), and (1,1)(-1,-1), is unimodal but has a γ\gamma-vector of (1,1)(1,-1). Nevertheless, γ\gamma-vectors remain the topic of intense study, due in part to wide-open conjectures surrounding their nonnegativity. The most famous of these is Gal’s Conjecture: that the hh-vector of a flag homology sphere is γ\gamma-nonnegative. To an Ehrhart theorist, the conjecture states that the hh^{*}-polynomial of a lattice polytope with a regular, unimodular, flag triangulation is γ\gamma-nonnegative.

In this article, we use combinatorial and Gröbner basis techniques to extend additional known properties of SEPs to generalized SEPs. Along the way, we show that generalized SEPs are not γ\gamma-nonnegative by providing an infinite class of explicit examples (Theorem 4.2). Computational evidence strongly suggests that these examples are “nearly” γ\gamma-nonnegative in the sense that, by deleting exactly two elements from the matroid, we obtain SEPs for graphs that appear to be γ\gamma-nonnegative. We present and prove a formula for their hh^{*}-polynomials (Theorem 4.3), deduce the normalized volumes of these SEPs (Corollary 4.6), and compute their γ\gamma-polynomials (Theorem 4.4). This provides further evidence that Ohsugi and Tsuchiya’s conjecture holds in the ordinary case.

A brief structure of the article is as follows. In Section 2 we discuss the necessary background for matroids and the relationships among Ehrhart theory, triangulations of polytopes, and toric ideals. Section 3 discusses how various important results for ordinary SEPs extend to generalized SEPs. In Section 4 we present explicit examples of generalized SEPs whose hh^{*}-polynomials are not γ\gamma-nonnegative (Theorem 4.2) and examine the consequences of making minor variations to them. We also state two of the main results of this article: Theorem 4.3 and Theorem 4.4. In Section 5 we both prepare for and present the full proof of Theorem 4.3, which follows a combinatorial argument. Finally, in Section 6, we use a generating function argument to prove Theorem 4.4.

2. Background

To keep this article as self-contained as possible, this section provides the necessary background on matroids, Ehrhart theory, and generalized SEPs. For a comprehensive reference on the first two topics, we refer the reader to [14] for matroids and [1] for Ehrhart theory. Throughout this article we use the convention of writing AxA\cup x and AxA-x for the union or deletion, respectively, of AA by a one-element set {x}\{x\}.

2.1. Matroids

A matroid \mathcal{M} consists of a pair (E,)(E,\mathcal{I}) where EE is finite and 2E\mathcal{I}\subseteq 2^{E} satisfies the following three properties:

  1. (i)

    \emptyset\in\mathcal{I};

  2. (ii)

    if II\in\mathcal{I} and JIJ\subseteq I, then JJ\in\mathcal{I}; and

  3. (iii)

    if I,JI,J\in\mathcal{I} and |I|<|J||I|<|J|, then there is some xJIx\in J-I such that IxI\cup x\in\mathcal{I}.

The set EE is called the ground set of \mathcal{M} and the elements of \mathcal{I} are called the independent sets of \mathcal{M}.

Matroids are useful for unifying various notions of “independence” in mathematics. For example, if GG is a (finite) graph, then there is a corresponding matroid M(G)M(G) whose ground set is E(G)E(G), the edge set of GG, and whose independent sets are the sets of edges that form acyclic subgraphs of GG. This matroid is called the cycle matroid of GG, and any matroid that is isomorphic to M(G)M(G) for some GG is a graphic matroid.

Another fundamental example of a matroid uses the columns of a k×nk\times n matrix AA as the ground set. Here, the independent sets are the columns of AA that form linearly independent sets. This matroid, denoted M(A)M(A), is the vector matroid of AA, and any matroid isomorphic to M(A)M(A) for some matrix AA is called a representable matroid. More precisely, for a field KK, the matrix AA is called KK-representable if M(A)M(A) is isomorphic to a vector matroid whose ground set consists of vectors in KkK^{k}. Hence, to say a matroid is representable is to say it is KK-representable for some field KK. On the other hand, a matroid is regular if it is KK-representable over every field KK.

The rank of a matroid =(E,)\mathcal{M}=(E,\mathcal{I}) is defined as

rank()=maxI|I|.\operatorname{rank}(\mathcal{M})=\max_{I\in\mathcal{I}}|I|.

When \mathcal{M} is graphic, rank()\operatorname{rank}(\mathcal{M}) is the size of a maximal spanning forest for any GG satisfying =M(G)\mathcal{M}=M(G). When \mathcal{M} is representable, rank()=rank(A)\operatorname{rank}(\mathcal{M})=\operatorname{rank}(A) for any matrix AA satisfying =M(A)\mathcal{M}=M(A). With these definitions in hand, we can now describe some of the many benefits of working with regular matroids.

Theorem 2.1 ([7, Definition/Theorem 2.3]).

A positive-rank matroid \mathcal{M} is regular if and only if any of the following hold:

  1. (i)

    \mathcal{M} is representable over every field.

  2. (ii)

    =M(A)\mathcal{M}=M(A) for some matrix AA in which every minor is ±1\pm 1 or 0.

  3. (iii)

    =M(A)\mathcal{M}=M(A) for some full-rank matrix AA in which every maximal minor is ±1\pm 1 or 0.

Note that a matrix satisfying the minor condition in (ii) is called totally unimodular and a matrix satisfying the minor condition in (iii) is called weakly unimodular. Borrowing more terminology from linear algebra, an element of \mathcal{I} of cardinality rank()\operatorname{rank}(\mathcal{M}) is called a basis of \mathcal{M}. The set =()\mathcal{B}=\mathcal{B}(\mathcal{M}) of bases, together with the ground set set EE, can be used to define a matroid without explicit mention of independent sets; when this is done, we usually write =(E,)\mathcal{M}=(E,\mathcal{B}).

Now, from a matroid =(E,)\mathcal{M}=(E,\mathcal{B}) we may produce its dual matroid =(E,)\mathcal{M}^{*}=(E,\mathcal{B}^{*}) by setting

={BEEB}.\mathcal{B}^{*}=\{B-E\subseteq E\mid B\in\mathcal{B}\}.

Many properties of \mathcal{M}^{*} can be easily deduced from \mathcal{M}. For example, \mathcal{M}^{*} is representable if and only if \mathcal{M} is representable. This does not hold for graphic matroids, though: if \mathcal{M} is graphic, then \mathcal{M}^{*} is graphic if and only if =M(G)\mathcal{M}=M(G) for some planar graph GG.

There are additional notions in graph theory that have corresponding matroidal analogues. For example, a circuit in a matroid is a minimal dependent set; this is the analogue of a cycle in a graph. Letting 𝒞=𝒞()\mathcal{C}=\mathcal{C}(\mathcal{M}) denote the set of circuits of a matroid, we define the matroid to be bipartite if each of the circuits has even size. This further allows one to call a matroid Eulerian if it is the dual of a bipartite matroid. These definitions reflect the fact that a connected, planar graph is Eulerian if and only if its dual is bipartite.

A loop of \mathcal{M} is a single element of EE that forms a circuit; equivalently, a loop is an element that is in no basis of \mathcal{M}. On the other hand, a coloop of \mathcal{M}, called by some authors an isthmus, is a single element of EE that is in every basis of \mathcal{M}. Now, given a matroid =(E,)\mathcal{M}=(E,\mathcal{I}) and an element eEe\in E that is not a coloop, the deletion of ee from \mathcal{M} is the matroid e\mathcal{M}-e having ground set EeE-e and independent sets {IeI}\{I\in\mathcal{I}\mid e\notin I\}. The contraction of \mathcal{M} by eEe\in E, where ee is not a loop, is denoted /e\mathcal{M}/e and has ground set EeE-e and independent sets {IeeI}\{I-e\mid e\in I\in\mathcal{I}\}. Deletion and contraction are dual operations: if ee is neither a loop nor a coloop of \mathcal{M}, then (e)=/e(\mathcal{M}-e)^{*}=\mathcal{M}^{*}/e. Many binary operations on graphs extend to matroids as well: the direct sum, or 1-sum, of matroids 1\mathcal{M}_{1} and 2\mathcal{M}_{2} having disjoint ground sets E1E_{1} and E2E_{2} is 12=(E1E2,3)\mathcal{M}_{1}\oplus\mathcal{M}_{2}=(E_{1}\cup E_{2},\mathcal{I}_{3}), where 3\mathcal{I}_{3} consists of independent sets of the form I=I1I2I=I_{1}\cup I_{2} where I11I_{1}\in\mathcal{I}_{1} and I22I_{2}\in\mathcal{I}_{2}.

To define the next operation we assume that E1E2={p}E_{1}\cap E_{2}=\{p\} and call this element the basepoint. The parallel connection, denoted P(1,2)P(\mathcal{M}_{1},\mathcal{M}_{2}), has ground set E1E2E_{1}\cup E_{2} and is most efficiently defined through its circuits: if pp is neither a loop nor a coloop of 1\mathcal{M}_{1}, then

𝒞(P(1,2))=𝒞(1)𝒞(2){(C1C2)ppCi𝒞(i) for each i}.\mathcal{C}(P(\mathcal{M}_{1},\mathcal{M}_{2}))=\,\mathcal{C}(\mathcal{M}_{1})\cup\mathcal{C}(\mathcal{M}_{2})\cup\{(C_{1}\cup C_{2})-p\mid p\in C_{i}\in\mathcal{C}(\mathcal{M}_{i})\text{ for each }i\}.

If pp is a loop of 1\mathcal{M}_{1}, then we set

P(1,2)=1(2/p).P(\mathcal{M}_{1},\mathcal{M}_{2})=\mathcal{M}_{1}\oplus(\mathcal{M}_{2}/p).

Similarly, if pp is a coloop of 1\mathcal{M}_{1}, then we set

P(1,2)=(1p)2.P(\mathcal{M}_{1},\mathcal{M}_{2})=(\mathcal{M}_{1}-p)\oplus\mathcal{M}_{2}.

Of course, if 1\mathcal{M}_{1} and 2\mathcal{M}_{2} have disjoint ground sets, then a point of each ground set may be selected and relabeled pp to fall into these definition, although the resulting parallel connection may then depend on which points were selected. An important property of this operation is that it preserves regularity: if 1\mathcal{M}_{1} and 2\mathcal{M}_{2} are both regular matroids, then so is P(1,2)P(\mathcal{M}_{1},\mathcal{M}_{2}) [14, Corollary 7.1.25].

2.2. Dissecting Tree Sets and Toric Algebra

It is frequently more tractable to gather the desired information about a polytope by decomposing it into subpolytopes. A dissection, or subdivision, of a polytope PP is a collection 𝒮\mathcal{S} of full-dimensional subpolytopes of PP whose union is PP and for any S1,S2𝒮S_{1},S_{2}\in\mathcal{S}, the intersection S1S2S_{1}\cap S_{2} is a face of both. A triangulation of PP is a dissection in which every S𝒮S\in\mathcal{S} is a simplex. There are many ways to create triangulations of a polytope; we will be concerned with one that has been recently introduced in the study of ordinary SEPs in particular.

Given an oriented subgraph HH of a graph GG on [n][n], let QH=conv{eiejijH}Q_{H}=\operatorname{conv}\{e_{i}-e_{j}\mid ij\in H\}. Thus, if TT is a spanning tree of GG, then QTQ_{T} is a simplex contained in Σ(G)\Sigma(G). In fact, QTQ_{T} is a full-dimensional simplex contained in the boundary of Σ(G)\Sigma(G). Further still, QTQ_{T} is a unimodular simplex: it has normalized volume 11. It follows that the simplex conv{QT{0}}\operatorname{conv}\{Q_{T}\cup\{0\}\} is a full-dimensional, unimodular simplex contained in Σ(G)\Sigma(G). It is desirable, then, to find a collection 𝒯\mathcal{T} of oriented spanning trees of GG so that the set {QTT𝒯}\{Q_{T}\mid T\in\mathcal{T}\} forms a triangulation of the boundary of Σ(G)\operatorname{\Sigma}(G). Such a set 𝒯\mathcal{T} is called a dissecting tree set for GG.

Of course, if 𝒯\mathcal{T} is a dissecting tree set for GG, then the normalized volume of Σ(G)\Sigma(G) is exactly |𝒯||\mathcal{T}|. However, there is more information about Σ(G)\Sigma(G) to be extracted from 𝒯\mathcal{T}. To describe this information, consider a fixed vertex vv in an oriented tree TT. For each edge eTe\in T we say that ee points away from vv in TT if vv is contained in the same component as the tail of ee in TeT-e. Otherwise, we say ee points towards vv in TT.

Theorem 2.2 ([10, Theorem 1.2]).

Let GG be a connected graph, let 𝒯\mathcal{T} be a dissecting tree set for GG, and let vv be any vertex of GG. Then the ithi^{th} entry in h(Σ(G))h^{*}(\Sigma(G)) is

|{T𝒯T has exactly i edges pointing away from v}|.|\{T\in\mathcal{T}\mid T\text{ has exactly }i\text{ edges pointing away from }v\}|.

In order to determine when we have a dissecting tree set, we turn to Gröbner basis techniques. Here, we will introduce the necessary algebraic background to prove our main results. We largely follow the framework given in [9]. For more details about monomial orders and their relationships to triangulations of polytopes, see [16, Chapter 8].

Recall that, given a lattice polytope PnP\subseteq\mathbb{R}^{n} and a field KK, we may construct a semigroup algebra

K[P]=K[xvzmvmPn]K[P]=K[x^{v}z^{m}\mid v\in mP\cap\mathbb{Z}^{n}]

where xv=x1v1xnvnx^{v}=x_{1}^{v_{1}}\cdots x_{n}^{v_{n}}. The toric ideal of PP is defined as the kernel of the map

πP:K[tvvPn]K[P]\pi_{P}:K[t_{v}\mid v\in P\cap\mathbb{Z}^{n}]\to K[P]

defined by setting πP(tv)=xvz\pi_{P}(t_{v})=x^{v}z; this ideal is denoted IPI_{P}.

Consider a monomial order \prec on K[tvvPn]K[t_{v}\mid v\in P\cap\mathbb{Z}^{n}] and any ideal II of this algebra. For each polynomial fIf\in I, its initial term with respect to \prec, denoted in(f)\operatorname{in}_{\prec}(f), is the term of ff that is greatest with respect to \prec. The initial ideal of II with respect to \prec is

in(I)=(in(f)fI).\operatorname{in}_{\prec}(I)=(\operatorname{in}_{\prec}(f)\mid f\in I).

A Gröbner basis of II, which we denote by 𝒢\mathscr{G}, is a finite generating set of II such that in(I)=(in(g)|g𝒢)\operatorname{in}_{\prec}(I)=(\operatorname{in}_{\prec}(g)\ |\ g\in\mathscr{G}). We call 𝒢\mathscr{G} reduced if each element has a leading coefficient of 11 and if for any g1,g2𝒢g_{1},g_{2}\in\mathscr{G}, in(g1)\operatorname{in}_{\prec}(g_{1}) does not divide any term of g2g_{2}. There are many Gröbner bases of II but there is exactly one reduced Gröbner basis of II.

Now suppose PnP\subseteq\mathbb{R}^{n} is an nn-dimensional lattice polytope and Pn={l1,,ls}P\cap\mathbb{Z}^{n}=\{l_{1},\ldots,l_{s}\}. Choose a weight vector w=(w1,,ws)sw=(w_{1},\ldots,w_{s})\in\mathbb{R}^{s} such that the polytope

Pw:=conv{(l1,w1),,(ls,ws)}n+1P_{w}:=\operatorname{conv}\{(l_{1},w_{1}),\ldots,(l_{s},w_{s})\}\subseteq\mathbb{R}^{n+1}

is (n+1)(n+1)-dimensional, i.e., PwP_{w} does not lie in an affine hyperplane of n+1\mathbb{R}^{n+1}. Some facets of PwP_{w} will have outward-pointing normal vectors with a negative last coordinate. By projecting these facets back to n\mathbb{R}^{n}, we obtain the facets of a polyhedral subdivision Δw(P)\Delta_{w}(P) of PP. Any triangulation that can be obtained in this way for an appropriate choice of ww is called a regular triangulation. Importantly, regular unimodular triangulations are in one-to-one correspondence with reduced Gröbner bases whose initial terms are all squarefree [16, Corollary 8.9]. It is well-known that any monomial order obtained as a graded reverse lexicographic (grevlex) order can be represented by a weight vector.

In the case of P=Σ()P=\Sigma(\mathcal{M}) for a regular matroid =(E,)\mathcal{M}=(E,\mathcal{I}), we can identify K[tvvPn]K[t_{v}\mid v\in P\cap\mathbb{Z}^{n}] with

(2.1) K[{z}eE{xe,ye}].K\left[\{z\}\cup\bigcup_{e\in E}\{x_{e},y_{e}\}\right].

Here, we let xex_{e} correspond to the column of a fixed matrix MM realizing \mathcal{M} that corresponds to ee, and we will let yey_{e} correspond to the negative of this column. The variable zz, then, corresponds to the origin. So, for each eEe\in E, we can treat xex_{e} and yey_{e} as encoding an orientation of ee. For ease of notation, if we are considering eEe\in E with a particular orientation, then we let pep_{e} denote the corresponding variable and qeq_{e} the variable corresponding to the opposite orientation.

Lemma 2.3 (cf. [9, Proposition 3.8]).

Let \mathcal{M} be a regular matroid on the ground set EE, let z<xe1<ye1<<xen<yenz<x_{e_{1}}<y_{e_{1}}<\cdots<x_{e_{n}}<y_{e_{n}} be an order on the lattice points of Σ()\Sigma(\mathcal{M}), and let \prec be the grevlex order on (2.1) induced from this ordering on the variables. The collection of all binomials of the following types forms a Gröbner basis of IΣ()I_{\Sigma(\mathcal{M})} with respect to grevlex order:

  1. (i)

    For every 2k2k-element circuit CC of \mathcal{M} and choice of orientation for each eCe\in C, and any kk-element subset ICI\subseteq C not containing the weakest element among those of CC,

    eIpeeCIqe.\prod_{e\in I}p_{e}-\prod_{e\in C-I}q_{e}.
  2. (ii)

    For every (2k+1)(2k+1)-element circuit CC of \mathcal{M} and choice of orientation for each eCe\in C, and any (k+1)(k+1)-element subset ICI\subseteq C,

    eIpezeCIqe.\prod_{e\in I}p_{e}-z\prod_{e\in C-I}q_{e}.
  3. (iii)

    For any eEe\in E, xeyez2x_{e}y_{e}-z^{2}.

In each case, the binomial is written so that the initial term has positive sign.

Proof.

This proof follows the same approach as the proof to [9, Proposition 3.8]. First, recognize we need to show that for any binomial m1m2m_{1}-m_{2} in IΣ()I_{\Sigma(\mathcal{M})}, one of m1m_{1} or m2m_{2} is divisible by the leading monomial of one of the binomials described above.

Fix a totally unimodular matrix AA representing \mathcal{M}, and label its columns a1,,ana_{1},\dots,a_{n}. Both monomials m1m_{1} and m2m_{2} correspond to a matrix so that aia_{i} is a column of the matrix if and only if xaix_{a_{i}} is present in the monomial, and ai-a_{i} is a column of the matrix if and only if yaiy_{a_{i}} is present in the monomial. Let A1A_{1} (resp. A2A_{2}) be the matrix corresponding to m1m_{1} (resp. m2m_{2}). Of course, we may assume that neither matrix of A1A_{1} and A2A_{2} has both aia_{i} and ai-a_{i} for any ii, since then the monomial would be divisible by xaiyaix_{a_{i}}y_{a_{i}}.

Consider A2-A_{2}. Since m1m2m_{1}-m_{2} is contained in the toric ideal of IΣ()I_{\Sigma(\mathcal{M})}, there is some minimal linearly dependent set CC of columns in the matrix [A1A2][A_{1}\mid-A_{2}]. Denote by C1C_{1} the set of vectors in CC that are columns in A1A_{1}, and let c1=|C1|c_{1}=|C_{1}|. Similarly, denote by C2C_{2} the set of vectors in CC that are columns in A2-A_{2}, and let c2=|C2|c_{2}=|C_{2}|. We may assume c1c2c_{1}\geq c_{2}.

First, suppose that c1+c2=2kc_{1}+c_{2}=2k for some k>1k>1. If c1>c2c_{1}>c_{2}, consider the product of the kk largest variables, with respect to \prec, among those corresponding to vectors in C1C_{1}. The leading term of the corresponding binomial in (i) then divides m1m_{1}. If c1=c2c_{1}=c_{2}, we may assume without loss of generality that the smallest variable corresponding to a vector in CC belongs to A2A_{2} and proceed as before. If c1+c2=2k+1c_{1}+c_{2}=2k+1, then since a>ba>b, the leading term of the binomial in (ii) corresponding to (k+1)(k+1) vectors in A1A_{1} divides m1m_{1}. ∎

3. Extensions of known properties of SEPs

Before providing the extensions of known properties of ordinary SEPs to generalized SEPs, we recall the formula of the dimensions of them.

Proposition 3.1 (cf. [7, Theorem 4.3]).

Let \mathcal{M} be a regular matroid on the ground set EE. Then dimΣ()=rank()\dim\Sigma(\mathcal{M})=\operatorname{rank}(\mathcal{M}). In particular, given a connected graph GG with nn vertices, we have dimΣ(G)=n1\dim\Sigma(G)=n-1. Moreover, we have dimΣ()=|E|rank()\dim\Sigma(\mathcal{M}^{*})=|E|-\operatorname{rank}(\mathcal{M}).

First, we extend [13, Proposition 4.4], using the same overall strategy used in its proof.

Proposition 3.2 (cf. [13, Proposition 4.4]).

Let \mathcal{M} be a bipartite regular matroid on EE. For any eEe\in E,

h(Σ();t)=(1+t)h(Σ(/e);t).h^{*}(\operatorname{\Sigma}(\mathcal{M});t)=(1+t)h^{*}(\operatorname{\Sigma}(\mathcal{M}/e);t).
Proof.

Let AA be a full-rank, totally unimodular matrix of rank rr representing \mathcal{M}, and denote its columns by a1,,ana_{1},\dots,a_{n} so that e=a1e=a_{1}. Also, let AeA_{e} be the matrix representing /e\mathcal{M}/e. Since \mathcal{M} is bipartite, the Gröbner basis 𝒢\mathscr{G} from Lemma 2.3 consists of the binomials of the form (i) and (iii). Let AA^{\prime} be the rank-(r+1)(r+1) matrix

A=[Ae00001]A^{\prime}=\left[\begin{array}[]{@{}c|c@{}}A_{e}&\begin{matrix}0\\ \vdots\\ 0\end{matrix}\\ \hline\cr\begin{matrix}0&\cdots&0\end{matrix}&1\end{array}\right]

and let \mathcal{M}^{\prime} be the matroid represented by AA^{\prime}. The Gröbner basis of Σ()\Sigma(\mathcal{M}^{\prime}) consists of all binomials bb satisfying one of the following:

b=aiIxaiaiCIyai,b=\prod_{a_{i}\in I}x_{a_{i}}-\prod_{a_{i}\in C-I}y_{a_{i}},

where CC is a set of columns of AA corresponding to a circuit in \mathcal{M} of size 2k2k and a1Ca_{1}\notin C, and II is a kk-subset of CC such that ajIa_{j}\notin I where j=min{iaiC}j=\min\{i\mid a_{i}\in C\};

b=aiIxaizaiCIyai,b=\prod_{a_{i}\in I}x_{a_{i}}-z\prod_{a_{i}\in C-I}y_{a_{i}},

where Ca1C\cup a_{1} corresponds to a circuit in \mathcal{M} of size 2k+22k+2 and II is a (k+1)(k+1)-subset of CC;

b=xaiyaiz2b=x_{a_{i}}y_{a_{i}}-z^{2}

for 1ik1\leq i\leq k. Thus, the initial terms in the Gröbner bases for IΣ()I_{\Sigma(\mathcal{M})} and IΣ(/e)I_{\Sigma(\mathcal{M}/e)} are the same. Following the proof strategy of [8, Theorem 3.1], it follows that

h(Σ();t)=h(Σ();t)=h(Σ(er);t)h(Σ();t)=(1+t)h(Σ();t),h^{*}(\Sigma(\mathcal{M});t)=h^{*}(\Sigma(\mathcal{M}^{\prime});t)=h^{*}(\Sigma(e_{r});t)h^{*}(\Sigma(\mathcal{M});t)=(1+t)h^{*}(\Sigma(\mathcal{M});t),

where ere_{r} is a standard basis vector, as claimed. ∎

Next we present an extension of [6, Theorem 44]. Its proof is entirely analogous to the proof of [6, Theorem 44], in the same way that our proof of Lemma 2.3 adapts the proof [9, Proposition 3.8], and our proof of Proposition 3.2 adapts the proof of [13, Proposition 4.4]. So, due to the length of the proof and the similarity in how we adapt it from [6, Theorem 44], we omit its details.

Theorem 3.3 (cf. [6, Theorem 44]).

Let \mathcal{M} be a regular matroid and let \mathcal{M}^{\prime} be a bipartite regular matroid. Then

h(Σ(P(1,2));t)=h(Σ(1);t)h(Σ(2);t)1t.h^{*}(\operatorname{\Sigma}(P(\mathcal{M}_{1},\mathcal{M}_{2}));t)=\frac{h^{*}(\operatorname{\Sigma}(\mathcal{M}_{1});t)h^{*}(\operatorname{\Sigma}(\mathcal{M}_{2});t)}{1-t}.

4. A counterexample of γ\gamma-nonnegativity for generalized SEPs

In [13], the authors conjectured that SEPs are γ\gamma-nonnegative. It is natural to want to extend this conjecture to generalized SEPs, but the conjecture in this setting is false. Throughout the remainder of this section, we will be considering the matroids M(K3,n)M^{*}(K_{3,n}) for n3n\geq 3.

Proposition 4.1.

Let =M(K3,n)\mathcal{M}=M^{*}(K_{3,n}) with n3n\geq 3 and let EE be the ground set of \mathcal{M}.

  1. (i)

    \mathcal{M} can be represented by [I2(n1)Bn][I_{2(n-1)}\mid B_{n}], where

    Bn=[11010001011000110010010101001100010101001011000011010001].B_{n}=\begin{bmatrix}1&1&0&-1&0&0&\cdots&0\\ 1&0&1&-1&0&0&\cdots&0\\ 1&1&0&0&-1&0&\cdots&0\\ 1&0&1&0&-1&0&\cdots&0\\ 1&1&0&0&0&-1&\cdots&0\\ 1&0&1&0&0&-1&\cdots&0\\ \vdots&\vdots&\vdots&\vdots&\vdots&\vdots&\ddots&\vdots\\ 1&1&0&0&0&0&\cdots&-1\\ 1&0&1&0&0&0&\cdots&-1\\ \end{bmatrix}.
  2. (ii)

    e\mathcal{M}-e is not graphic for any eEe\in E if n4n\geq 4.

Proof.
  1. (i)

    It is known that if a matroid \mathcal{M} is represented by a matrix A=[ID]A=[I\mid D], then \mathcal{M}^{*} is represented by [IDT][I\mid-D^{T}], where T\cdot^{T} denotes the transpose ([14, Theorem 2.2.8]). Hence, we prove that the matrix [ID][I\mid D] represents M(K3,n)M(K_{3,n}) where D=BnTD=-B_{n}^{T}.

    Let V(K3,n)={u1,u2,u3}{v1,,vn}V(K_{3,n})=\{u_{1},u_{2},u_{3}\}\cup\{v_{1},\ldots,v_{n}\} and E(K3,n)={uivj1i3,1jn}E(K_{3,n})=\{u_{i}v_{j}\mid 1\leq i\leq 3,1\leq j\leq n\}. Fix a spanning tree consisting of the following edges:

    e1=u1v1,e2=v1u2,e3=v1u3,e4=u1v2,,en+2=u1vn.e_{1}=u_{1}v_{1},\quad e_{2}=v_{1}u_{2},\quad e_{3}=v_{1}u_{3},\quad e_{4}=u_{1}v_{2},\,\ldots\,,e_{n+2}=u_{1}v_{n}.

    This corresponds to the identity matrix in the representing matrix [ID][I\mid D^{\prime}] of M(K3,n)M(K_{3,n}). Our goal is to show that D=DTD^{\prime}=-D^{T}. By assigning the orientation of each of these edges as described (i.e., from the first vertex to the second vertex), for the remaining edges of K3,nK_{3,n}, we see that u2vju_{2}v_{j} (resp. u3vju_{3}v_{j}) with 2jn2\leq j\leq n form minimal dependent sets with the opposite of e2e_{2}, the opposite of e1e_{1}, and ej+2e_{j+2}. This dependent set corresponds to the (2j1)(2j-1)-th (resp. 2j2j-th) column of DT-D^{T}, as claimed.

  2. (ii)

    It is known that given a matroid \mathcal{M} and an element ee of its ground set, we have e=(/e)\mathcal{M}^{*}-e=(\mathcal{M}/e)^{*} (see [14, 3.1.1]). Hence, it is enough to show that K3,n/eK_{3,n}/e never becomes planar for any edge of K3,nK_{3,n} This is easy to see: the edge set of K3,n/u1v1K_{3,n}/u_{1}v_{1} is {uivji=2,3, 1jn}{v1vk2kn}\{u_{i}v_{j}\mid i=2,3,\,1\leq j\leq n\}\cup\{v_{1}v_{k}\mid 2\leq k\leq n\}, which contains K3,n1K_{3,n-1} as a subgraph.

Theorem 4.2.

In every dimension at least 1010 there is a generalized SEP that is not γ\gamma-nonnegative.

Proof.

Consider the matroid =M(K3,6)\mathcal{M}=M^{*}(K_{3,6}). Since K3,6K_{3,6} has 1818 edges, we know that dimΣ(M(K3,6))=18(91)=10\dim\Sigma(M^{*}(K_{3,6}))=18-(9-1)=10. From its matrix description, it is possible to show that

h(Σ())=(1,26,297,1908,6264,9108,6264,1908,297,26,1),h^{*}(\Sigma(\mathcal{M}))=(1,26,297,1908,6264,9108,6264,1908,297,26,1),

hence γ(Σ())=(1,16,124,596,914,148)\gamma(\Sigma(\mathcal{M}))=(1,16,124,596,914,-148).

Now let k=x1xk\mathcal{M}_{k}=\mathcal{M}\oplus x_{1}\oplus\cdots\oplus x_{k} where the xix_{i} are pairwise distinct elements, none of which is already in \mathcal{M}. The generalized SEP Σ(k)\Sigma(\mathcal{M}_{k}) is the kk-fold direct sum of Σ()\Sigma(\mathcal{M}) with copies of the interval [1,1][-1,1]. Consequently, dim(k)=10+k\dim(\mathcal{M}_{k})=10+k,

h(Σ(k);t)=h(;t)(1+t)k,h^{*}(\Sigma(\mathcal{M}_{k});t)=h^{*}(\mathcal{M};t)(1+t)^{k},

from which it follows that γ(Σ(k))=γ(Σ())\gamma(\Sigma(\mathcal{M}_{k}))=\gamma(\Sigma(\mathcal{M})). ∎

Computational evidence suggests that the γ\gamma-vectors for Σ(M(K3,n))\Sigma(M^{*}(K_{3,n})) fail to be nonnegative for all even n6n\geq 6, although we do not aim to prove so here. Instead, we examine how these matroids are situated between ordinary SEPs and generalized SEPs: by deleting exactly two elements from M(K3,n)M^{*}(K_{3,n}), the resulting matroid is now graphic. In fact, by invoking Whitney’s 22-isomorphism theorem [14, Theorem 5.3.1], it is a brief exercise to show that there is, up to isomorphism, a unique graph Γ(n)\Gamma(n) such that M(K3,n){e,e}=M(Γ(n))M^{*}(K_{3,n})-\{e,e^{\prime}\}=M(\Gamma(n)). We will be more precise about what this graph looks like in Section 5. For now, we simply state our main results regarding Σ(Γ(n))\Sigma(\Gamma(n)).

Theorem 4.3.

For each n1n\geq 1,

(4.1) h(Σ(Γ(n+1));t)=k=0n(nk)(2t)nk(p,q)Sk(2k2+1p+q+1)fp,q,k(t)==0n/2(2t)n21(2t(n2)+(1+t)2(n2+1))(p,q)S2(2+1p+q+1)fp,q,2(t),\begin{split}h^{*}(\Sigma(\Gamma(n+1));t)&=\sum_{k=0}^{n}\binom{n}{k}(2t)^{n-k}\sum_{(p,q)\in S_{k}}\binom{2\lfloor\frac{k}{2}\rfloor+1}{p+q+1}f_{p,q,k}(t)\\ &=\sum_{\ell=0}^{\lfloor n/2\rfloor}(2t)^{n-2\ell-1}\left(2t\binom{n}{2\ell}+(1+t)^{2}\binom{n}{2\ell+1}\right)\sum_{(p,q)\in S_{2\ell}}\binom{2\ell+1}{p+q+1}f_{p,q,2\ell}(t),\end{split}

where

Sk\displaystyle S_{k} ={(x,y):x0,y0,x+yk},\displaystyle=\{(x,y)\in\mathbb{Z}:x\geq 0,y\geq 0,x+y\leq k\},
fp,q,2(t)\displaystyle f_{p,q,2\ell}(t) =t2pqi=0pj=0q(pi)(qj)(2pqqi+j)t2(i+j), and\displaystyle=t^{2\ell-p-q}\sum_{i=0}^{p}\sum_{j=0}^{q}\binom{p}{i}\binom{q}{j}\binom{2\ell-p-q}{\ell-q-i+j}t^{2(i+j)},\text{ and }
fp,q,2+1(t)\displaystyle f_{p,q,2\ell+1}(t) =(1+t)2fp,q,2(t).\displaystyle=(1+t)^{2}f_{p,q,2\ell}(t).

For example, the following are the computations of h(Γ(n+1);t)h^{*}(\Gamma(n+1);t) for some small values of nn:

h(Σ(Γ(3));t)\displaystyle h^{*}(\Sigma(\Gamma(3));t)
=\displaystyle= (20)(2t)2(11)f0,0,0(t)+(21)(2t)1(1+t)2((11)f0,0,0(t)+(12)(f1,0,0(t)+f0,1,0(t)))\displaystyle\binom{2}{0}(2t)^{2}\binom{1}{1}f_{0,0,0}(t)+\binom{2}{1}(2t)^{1}(1+t)^{2}\left(\binom{1}{1}f_{0,0,0}(t)+\binom{1}{2}(f_{1,0,0}(t)+f_{0,1,0}(t))\right)
+\displaystyle+ (22)(2t)0((31)f0,0,2(t)+(32)(f1,0,2(t)+f0,1,2(t))+(33)(f1,1,2(t)+f2,0,2(t)+f0,2,2(t))),\displaystyle\binom{2}{2}(2t)^{0}\left(\binom{3}{1}f_{0,0,2}(t)+\binom{3}{2}(f_{1,0,2}(t)+f_{0,1,2}(t))+\binom{3}{3}(f_{1,1,2}(t)+f_{2,0,2}(t)+f_{0,2,2}(t))\right),
h(Σ(Γ(4));t)\displaystyle h^{*}(\Sigma(\Gamma(4));t)
=\displaystyle= (30)(2t)3(11)f0,0,0(t)+(31)(2t)2(1+t)2((11)f0,0,0(t)+(12)(f1,0,0(t)+f0,1,0(t)))\displaystyle\binom{3}{0}(2t)^{3}\binom{1}{1}f_{0,0,0}(t)+\binom{3}{1}(2t)^{2}(1+t)^{2}\left(\binom{1}{1}f_{0,0,0}(t)+\binom{1}{2}(f_{1,0,0}(t)+f_{0,1,0}(t))\right)
+\displaystyle+ (32)(2t)1((31)f0,0,2(t)+(32)(f1,0,2(t)+f0,1,2(t))+(33)(f1,1,2(t)+f2,0,2(t)+f0,2,2(t)))\displaystyle\binom{3}{2}(2t)^{1}\left(\binom{3}{1}f_{0,0,2}(t)+\binom{3}{2}(f_{1,0,2}(t)+f_{0,1,2}(t))+\binom{3}{3}(f_{1,1,2}(t)+f_{2,0,2}(t)+f_{0,2,2}(t))\right)
+\displaystyle+ (33)(2t)0(1+t)2((31)f0,0,2(t)+(32)(f1,0,2(t)+f0,1,2(t))+(33)(f1,1,2(t)+f2,0,2(t)+f0,2,2(t))).\displaystyle\binom{3}{3}(2t)^{0}(1+t)^{2}\left(\binom{3}{1}f_{0,0,2}(t)+\binom{3}{2}(f_{1,0,2}(t)+f_{0,1,2}(t))+\binom{3}{3}(f_{1,1,2}(t)+f_{2,0,2}(t)+f_{0,2,2}(t))\right).

Our second main result regarding Γ(n)\Gamma(n) is the following. For readability, we defer its proof to Section 6.

Theorem 4.4.

For each n1n\geq 1,

γ(Γ(n+1);t)\displaystyle\gamma(\Gamma(n+1);t) ==0n/2(2t)n21(2(n2)t+(n2+1))a=0(2aa)ta\displaystyle=\sum_{\ell=0}^{\lfloor n/2\rfloor}(2t)^{n-2\ell-1}\left(2\binom{n}{2\ell}t+\binom{n}{2\ell+1}\right)\sum_{a=0}^{\ell}\binom{2a}{a}t^{a}
=m=0n(nm)(2t)nma=0m/2(2aa)ta.\displaystyle=\sum_{m=0}^{n}\binom{n}{m}(2t)^{n-m}\sum_{a=0}^{\lfloor m/2\rfloor}\binom{2a}{a}t^{a}.

In particular, Σ(Γ(n+1))\Sigma(\Gamma(n+1)) is γ\gamma-nonnegative for all nn.

As a corollary of Theorem 4.3, we can obtain the normalized volume of Σ(Γ(n+1))\Sigma(\Gamma(n+1)). For its proof, as well as the proof of Theorem 4.3, we collect some well-known formulas on the summation of binomial coefficients.

Lemma 4.5.

Let a,b,c,d0a,b,c,d\in\mathbb{Z}_{\geq 0}. Then the following hold:

(i)i=0c(ai)(bci)=(a+bc),(ii)i=0c(a+ib)(cid)=(a+c+1b+d+1),(iii)(ab)(bc)=(acbc)(ac).\displaystyle\text{(i)}\;\sum_{i=0}^{c}\binom{a}{i}\binom{b}{c-i}=\binom{a+b}{c},\;\;\text{(ii)}\;\sum_{i=0}^{c}\binom{a+i}{b}\binom{c-i}{d}=\binom{a+c+1}{b+d+1},\;\;\text{(iii)}\;\binom{a}{b}\binom{b}{c}=\binom{a-c}{b-c}\binom{a}{c}.
Corollary 4.6.

The normalized volume of Σ(Γ(n+1))\Sigma(\Gamma(n+1)) is

2nk=0n(k+1)(nk)(kk2).2^{n}\sum_{k=0}^{n}(k+1)\binom{n}{k}\binom{k}{\lfloor\frac{k}{2}\rfloor}.
Proof.

We may set t=1t=1 in (4.1). For fp,q,2(1)f_{p,q,2\ell}(1), we see that

fp,q,2(1)=i=0pj=0q(pi)(qj)(2pqqi+j)=j=0q(qj)(2qq+j)=j=0q(qj)(2qj)=(2)f_{p,q,2\ell}(1)=\sum_{i=0}^{p}\sum_{j=0}^{q}\binom{p}{i}\binom{q}{j}\binom{2\ell-p-q}{\ell-q-i+j}=\sum_{j=0}^{q}\binom{q}{j}\binom{2\ell-q}{\ell-q+j}=\sum_{j=0}^{q}\binom{q}{j}\binom{2\ell-q}{\ell-j}=\binom{2\ell}{\ell}

by using Lemma 4.5 (i) twice. Hence,

(p,q)S2(2+1p+q+1)(2)=(2)m=02(m+1)(2+1m+1)=(2)m=02(2+1)(2m)=22(2+1)(2).\sum_{(p,q)\in S_{2\ell}}\binom{2\ell+1}{p+q+1}\binom{2\ell}{\ell}=\binom{2\ell}{\ell}\sum_{m=0}^{2\ell}(m+1)\binom{2\ell+1}{m+1}=\binom{2\ell}{\ell}\sum_{m=0}^{2\ell}(2\ell+1)\binom{2\ell}{m}=2^{2\ell}(2\ell+1)\binom{2\ell}{\ell}.

Therefore,

h(Σ(Γ(n+1));1)\displaystyle h^{*}(\Sigma(\Gamma(n+1));1) ==0n/22n2((n2)+2(n2+1))(p,q)S2(2+1p+q+1)(2)\displaystyle=\sum_{\ell=0}^{\lfloor n/2\rfloor}2^{n-2\ell}\left(\binom{n}{2\ell}+2\binom{n}{2\ell+1}\right)\sum_{(p,q)\in S_{2\ell}}\binom{2\ell+1}{p+q+1}\binom{2\ell}{\ell}
==0n/22n2((n2)+2(n2+1))22(2+1)(2)\displaystyle=\sum_{\ell=0}^{\lfloor n/2\rfloor}2^{n-2\ell}\left(\binom{n}{2\ell}+2\binom{n}{2\ell+1}\right)2^{2\ell}(2\ell+1)\binom{2\ell}{\ell}
=2n(=0n/2(2+1)(n2)(2)+2=0n/2(2+1)(n2+1)(2))\displaystyle=2^{n}\left(\sum_{\ell=0}^{\lfloor n/2\rfloor}(2\ell+1)\binom{n}{2\ell}\binom{2\ell}{\ell}+2\sum_{\ell=0}^{\lfloor n/2\rfloor}(2\ell+1)\binom{n}{2\ell+1}\binom{2\ell}{\ell}\right)
=2n(=0n/2(2+1)(n2)(2)+=0n/2(2+2)(n2+1)(2+1))\displaystyle=2^{n}\left(\sum_{\ell=0}^{\lfloor n/2\rfloor}(2\ell+1)\binom{n}{2\ell}\binom{2\ell}{\ell}+\sum_{\ell=0}^{\lfloor n/2\rfloor}(2\ell+2)\binom{n}{2\ell+1}\binom{2\ell+1}{\ell}\right)
=2nk=0n(k+1)(nk)(kk2).\displaystyle=2^{n}\sum_{k=0}^{n}(k+1)\binom{n}{k}\binom{k}{\lfloor\frac{k}{2}\rfloor}.

5. Proof of Theorem 4.3

In this section, we put all of the necessary pieces together for the proof of Theorem 4.3. We will produce a dissecting tree set by identifying which oriented spanning trees correspond to monomials that are not divisible by an initial monomial of one of the types in Lemma 2.3. Before this, we collect several identities needed in the proof of Theorem 4.3.

Lemma 5.1.
  1. (i)

    For all n,p,k,0n,p,k,\ell\geq 0 such that p+q2np+q\leq 2\ell\leq n,

    (n(p+q)2(p+q))i=0n(nip)(i1q1)+(n1(p+q)21(p+q))i=0n(nip)(i1q)=(n2)(2+1p+q+1).\binom{n-(p+q)}{2\ell-(p+q)}\sum_{i=0}^{n}\binom{n-i}{p}\binom{i-1}{q-1}+\binom{n-1-(p+q)}{2\ell-1-(p+q)}\sum_{i=0}^{n}\binom{n-i}{p}\binom{i-1}{q}=\binom{n}{2\ell}\binom{2\ell+1}{p+q+1}.
  2. (ii)

    For all n,p,k,0n,p,k,\ell\geq 0 such that p+q2n1p+q\leq 2\ell\leq n-1,

    (n1(p+q)2(p+q))i=0n(nip)(i1q)=(n2+1)(2+1p+q+1).\binom{n-1-(p+q)}{2\ell-(p+q)}\sum_{i=0}^{n}\binom{n-i}{p}\binom{i-1}{q}=\binom{n}{2\ell+1}\binom{2\ell+1}{p+q+1}.
Proof.

These straightforwardly follow by applying Lemma 4.5 (i) and (ii). ∎

Now, note that M(K3,n+1)eM^{*}(K_{3,n+1})-e is never graphic for n3n\geq 3 (see Proposition 4.1). However, by an appropriate choice e,ee,e^{\prime} from M(K3,n+1)M^{*}(K_{3,n+1}), we see that the matroid M(K3,n+1){e,e}M^{*}(K_{3,n+1})-\{e,e^{\prime}\} may be represented by the matrix [I2nBn+1][I_{2n}\mid B^{\prime}_{n+1}] where BnB^{\prime}_{n} is the matrix BnB_{n} with the second and third columns removed. This matrix also represents the graph Γ(n+1)\Gamma(n+1) on the ground set {u1,v1,,un,vn,un+1}\{u_{1},v_{1},\dots,u_{n},v_{n},u_{n+1}\} with edges uiui+1u_{i}u_{i+1}, uiviu_{i}v_{i}, viui+1v_{i}u_{i+1} for each i=1,,ni=1,\dots,n, as well as u1un+1u_{1}u_{n+1}. See Figure 1 for examples.

Refer to caption
Figure 1. The graphs Γ(3)\Gamma(3), left, and Γ(4)\Gamma(4), right.
Remark 5.2.

We can obtain Γ(n)\Gamma(n) as the graph representing M(K3,n){e,e}M^{*}(K_{3,n})-\{e,e^{\prime}\} in a theoretical way. Although K3,n/eK_{3,n}/e is not planar for any edge ee of K3,nK_{3,n} as described in the proof of Proposition 4.1 (ii), we can get a planar graph G~\tilde{G} by the contraction with a new edge of K3,n/eK_{3,n}/e. By taking the dual graph of G~\tilde{G} (in the sense of planar graphs), a planar graph Γ(n)\Gamma(n) appears.

In what follows, we concentrate on the graph Γ(n+1)\Gamma(n+1). Let e~=u1un+1\widetilde{e}=u_{1}u_{n+1}. To describe these spanning trees, it will be helpful to refer to a specific planar embedding of Γ(n+1)\Gamma(n+1). We may view Γ(n+1)\Gamma(n+1) as the (2n+1)(2n+1)-cycle u1v1u2v2un+1u1u_{1}v_{1}u_{2}v_{2}\dots u_{n+1}u_{1}, together with the chords uiui+1u_{i}u_{i+1} for each i=1,,ni=1,\dots,n. In particular, throughout the remainder of the article, we will use “chord” to refer to any of the nn edges of the form uiui+1u_{i}u_{i+1}.

Referring to a specific planar embedding will allow us to construct the hh^{*}-polynomial by applying Theorem 2.2. To do this, we need to identify a dissecting tree set for Γ(n+1)\Gamma(n+1). Let 𝒢n+1\mathcal{G}_{n+1} be the reduced Gröbner basis of IΣ(Γ(n+1))I_{\Sigma(\Gamma(n+1))} with respect to any grevlex order in which the variable zz corresponding to the origin is weakest and the variables pe~p_{\widetilde{e}} and qe~q_{\widetilde{e}} corresponding to e~\widetilde{e} are the second- and third-weakest. Using the framework developed in Section 2, we can identify which oriented spanning trees contribute to our dissecting tree set. To help us describe them, we introduce some new terminology.

Observe that if TT is a spanning tree of Γ(n+1)\Gamma(n+1), then for each of the triangles with vertices ui,vi,ui+1u_{i},v_{i},u_{i+1}, there are exactly three possibilities of edges appearing in TT: TT contains either

  • both uiviu_{i}v_{i} and viui+1v_{i}u_{i+1}, which we call a chordless pair,

  • both uiviu_{i}v_{i} and uiui+1u_{i}u_{i+1} or both uiui+1u_{i}u_{i+1} and ui+1viu_{i+1}v_{i}, each of which we call a chorded pair, or

  • only uiviu_{i}v_{i} or only viui+1v_{i}u_{i+1}, each of which we call an unpaired edge.

For example, the spanning tree of Γ(5)\Gamma(5) in Figure 2 contains one chordless pair of edges, two chorded pairs of edges, and one unpaired edge.

Refer to caption
Figure 2. A spanning tree of Γ(5)\Gamma(5). The edges u1v1u_{1}v_{1} and v1u2v_{1}u_{2} form a chordless pair. The edges u2v2u_{2}v_{2} and u2u3u_{2}u_{3} form a chorded pair of type α\alpha, while the edges u4v4u_{4}v_{4} and u4u5u_{4}u_{5} form a chorded pair of type β\beta. The edge v3u4v_{3}u_{4} is an unpaired edge.
Proposition 5.3.

An oriented spanning tree TT of Γ(n+1)\Gamma(n+1) is part of the dissecting tree set if and only if, for every cycle CC in Γ(n+1)\Gamma(n+1), either TT contains no more than |C|12\lfloor\frac{|C|-1}{2}\rfloor edges of CC that are oriented in the same direction, or the following conditions holds:

  • When |C||C| is even, both e~T\widetilde{e}\in T and TT contains exactly |C|/2|C|/2 edges of CC that are oriented in the same direction.

Proof.

This follows from Lemma 2.3. ∎

Corollary 5.4.

Suppose TT is an oriented spanning tree in the dissecting tree set. Then the edges in the chordless pair share the same tail or share the same head. Moreover, their orientations may be reversed to obtain another oriented spanning tree in the dissecting tree set.

Proof.

If the edges in the chordless pair, say, uiviu_{i}v_{i} and viui+1v_{i}u_{i+1}, share neither the same tail nor the same head, then the 33-cycle ui,vi,ui+1u_{i},v_{i},u_{i+1} of Γ(n+1)\Gamma(n+1) contains two edges that are oriented in the same direction. ∎

For a spanning tree TT of Γ(n+1)\Gamma(n+1), let c(T)c(T) denote the number of chords uiui+1u_{i}u_{i+1} of TT and let

ϵ(T)={1 if e~T0 otherwise.\epsilon(T)=\begin{cases}1&\text{ if }\widetilde{e}\in T\\ 0&\text{ otherwise.}\end{cases}
Lemma 5.5.

Let TT be a member of our dissecting tree set.

  1. (i)

    If ϵ(T)=1\epsilon(T)=1, then TT contains a total of n1n-1 chordless pairs and chorded pairs of edges as well as exactly one unpaired edge.

  2. (ii)

    If ϵ(T)=0\epsilon(T)=0, then TT contains a total of nn chordless and chorded pairs of edges. Moreover, c(T)c(T) must be always even in this case.

Proof.

Note that each spanning tree of Γ(n+1)\Gamma(n+1) has 2n2n edges. Hence, the statements on the numbers of chordless/chorded pairs and unpaired edge follow. Regarding the evenness of c(T)c(T), on the contrary, suppose that c(T)=2a1c(T)=2a-1 for some a>0a\in\mathbb{Z}_{>0}. Then there are at least aa edges that have the same direction. On the other hand, since there are (n2a+1)(n-2a+1) chordless pairs that consist of 2(n2a+1)2(n-2a+1) edges, Corollary 5.4 claims that the exactly half of these edges should have the same oriantation. Hence, we can find a cycle CC consisting of those chords of chorded pairs, the edges of chordless pairs and e~\widetilde{e}, that have length 2(n2a+1)+(2a1)+1=2(na+1)2(n-2a+1)+(2a-1)+1=2(n-a+1), such that there are at least (na+1)(n-a+1) edges in CC in the same direction, a contradiction to Proposition 5.3. ∎

At this point we will take time here to closely examine some particular cases. We do this with the goal of helping motivate and illustrate the key aspects of the full proof, which becomes somewhat technical.

c(T)+ϵ(T)=0c(T)+\epsilon(T)=0: Let TT be a member of our dissecting tree set with c(T)+ϵ(T)=0c(T)+\epsilon(T)=0. Then the (undirected) edges of TT consist entirely of chordless pairs. When orienting this tree, each pair of edges uiviu_{i}v_{i}, viui+1v_{i}u_{i+1} has two possibilities: either both edges point toward viv_{i} or both edges point away from viv_{i} (see Corollary 5.4). In either case, there are nn edges that will point towards u1u_{1}. So, by Theorem 2.2 with v=u1v=u_{1}, each such oriented tree corresponds to a summand of tnt^{n} in h(Σ(Γ(n+1));t)h^{*}(\Sigma(\Gamma(n+1));t). There are 2n2^{n} valid orientations of this tree, resulting in a summand of (2t)n(2t)^{n} in the hh^{*}-polynomial after over all of these trees.

c(T)+ϵ(T)=1c(T)+\epsilon(T)=1: Let TT be a member of our dissecting tree with c(T)+ϵ(T)=1c(T)+\epsilon(T)=1. Then ϵ(T)=1\epsilon(T)=1 and c(T)=0c(T)=0 (see Lemma 5.5 (ii)). We can establish orientations on the chordless pairs as in the previous case, although there are now only n1n-1 of these pairs. Any cycle containing one edge of a chordless pair must also contain the other. By Corollary 5.4, these two edges must have opposite orientations. For any cycle containing e~\widetilde{e}, the orientations of e~\widetilde{e} and the unpaired edge should have the opposite direction; otherwise we can find at least (n+1)(n+1) edges with the same direction in (2n+1)(2n+1)-cycle of Γ(n+1)\Gamma(n+1) (see Corollary 5.4 and Lemma 5.5).

For TT to contribute to h(Σ(Γ(n+1)))h^{*}(\Sigma(\Gamma(n+1))), the orientation of e~\widetilde{e} and the unpaired edge must be opposite. To help describe which summand of the hh^{*}-polynomial corresponds to TT, we will refer to two portions of it relative to u1u_{1}. Given a spanning tree TT of Γ(n+1)\Gamma(n+1) that contains e~\widetilde{e}, the graph Te~T-\widetilde{e} consists of two components. Call the component containing u1u_{1} the left side of TT and denote it by L(T)L(T). The right side of the tree, which we denote R(T)R(T), is the subgraph of TT consisting of e~\widetilde{e} and all edges not in L(T)L(T).

This definition makes it clear that TT can correspond to any of the following summands of the hh^{*}-polynomial, depending on its orientation and the location of the unpaired edge, ee:

  • If e~\widetilde{e} and ee are pointing away each other and eL(T)e\in L(T), then TT corresponds to the summand (2t)n1(2t)^{n-1}.

  • If e~\widetilde{e} and ee are pointing away each other and eR(T)e\in R(T), then TT corresponds to the summand t(2t)n1t(2t)^{n-1}.

  • If e~\widetilde{e} and ee are pointing towards each other and eL(T)e\in L(T), then TT corresponds to the summand t2(2t)n1t^{2}(2t)^{n-1}.

  • If e~\widetilde{e} and ee are pointing towards each other and eR(T)e\in R(T), then TT corresponds to the summand t(2t)n1t(2t)^{n-1}.

Thus, by considering all orientations on the edges of a spanning tree satisfying c(T)+ϵ(T)=1c(T)+\epsilon(T)=1, the tree will correspond to a summand of (1+t)2(2t)n1(1+t)^{2}(2t)^{n-1}. Note that (1+t)2=f0,0,1(t)(1+t)^{2}=f_{0,0,1}(t).

c(T)+ϵ(T)=2c(T)+\epsilon(T)=2: Because of one additional subtlety that arises when c(T)+ϵ(T)=2c(T)+\epsilon(T)=2, we will discuss this case as well. When this happens, there are two subcases: the first being where c(T)=2c(T)=2 and ϵ(T)=0\epsilon(T)=0 and the second being where c(T)=1c(T)=1 and ϵ(T)=1\epsilon(T)=1. In the first case, we can repeat the same argument as when c(T)+ϵ(T)=0c(T)+\epsilon(T)=0, but we now have only n2n-2 possible chordless pairs. As before, the orientations on the chordless pairs result in a factor of (2t)n2(2t)^{n-2} in the contribution TT makes to the hh^{*}-polynomial. Such a factor occurs (n2)\binom{n}{2} times, since this is the number of chords uiui+1u_{i}u_{i+1} that can appear as parts of chorded pairs.

Now, for each chorded pair, the orientation on the edge uiui+1u_{i}u_{i+1} dictates the orientation of the other edge ujuj+1u_{j}u_{j+1} of the pair: they have the opposite direction. However, whether the chorded pair consists of uiviu_{i}v_{i} or viui+1v_{i}u_{i+1} will make a difference in the summand of the hh^{*}-polynomial corresponding to TT. We say that a chorded pair has type α\alpha if the non-chord edge is incident to the vertex that is closer to u1u_{1} within TT; otherwise, we say that a chorded pair has type β\beta. See Figure 2 for an example of each.

When summing the monomials of the hh^{*}-polynomial corresponding to TT, if a chorded pair has type α\alpha, then one of the orientations of its edges results in a factor of t2t^{2}, while the other results in a factor of 11. On the other hand, if a chorded pair has type β\beta, then each of the orientations of its edges results in a factor of tt. So, if we consider all spanning trees TT of Γ(n+1)\Gamma(n+1) satisfying c(T)=2c(T)=2 and ϵ(T)=0\epsilon(T)=0, then we know that there are pp chorded pairs of type α\alpha in L(T)L(T) and qq chorded pairs of type α\alpha in R(T)R(T) for some nonnegative p,qp,q satisfying p+q2p+q\leq 2. This leaves 2(p+q)2-(p+q) chords to be part of a chorded pair of type β\beta. This is where the set SkS_{k} in (4.1) will come from: the pair (p,q)(p,q) will indicate the presence of pp chorded pairs of type α\alpha in L(T)L(T^{\prime}) and qq of them in R(T)R(T^{\prime}), where the notation TT^{\prime} is explained below.

Recognize that in any oriented spanning tree TT of Γ(n+1)\Gamma(n+1), there is at most one unpaired edge. Consequently, if an unpaired edge exists, then e~T\widetilde{e}\in T and the unpaired edge must have endpoints uiu_{i} and vjv_{j} for some ii and j=i±1j=i\pm 1. Thus we may, without affecting the monomial to which TT corresponds, modify TT by deleting the vertex vjv_{j}, adding a new vertex vn+1v_{n+1}, and adding a new edge as follows:

  • If e~\widetilde{e} and uivju_{i}v_{j} are pointing away each other and uivjL(T)u_{i}v_{j}\in L(T), then add the directed edge u1vn+1u_{1}v_{n+1}.

  • If e~\widetilde{e} and uivju_{i}v_{j} are pointing away each other and uivjR(T)u_{i}v_{j}\in R(T), then add the directed edge un+1vn+1u_{n+1}v_{n+1}.

  • If e~\widetilde{e} and uivju_{i}v_{j} are pointing towards each other and uivjL(T)u_{i}v_{j}\in L(T), then add the directed edge vn+1u1v_{n+1}u_{1}.

  • If e~\widetilde{e} and uivju_{i}v_{j} are pointing towards each other and uivjR(T)u_{i}v_{j}\in R(T), then add the directed edge vn+1un+1v_{n+1}u_{n+1}.

See Figure 3 for illustrations of each of these cases. We call TT^{\prime} a modified (oriented) spanning tree of Γ(n+1)\Gamma(n+1). Modified spanning trees allow us to consider e~\widetilde{e} and u1vn+1u_{1}v_{n+1} or un+1vn+1u_{n+1}v_{n+1} as a chorded pair, so that all edges in TT^{\prime} are part of a chorded or chordless pair. Note that, in each case, the number of edges pointing towards or away from u1u_{1} in each of L(T)L(T) and R(T)R(T) is preserved by this operation. We are now prepared to present the proof of Theorem 4.3.

Refer to caption
Figure 3. Examples of modified spanning trees in Γ(4)\Gamma(4). The original spanning trees and their corresponding modified trees are written above and below each other.
Proof of Theorem 4.3.

To begin, we first show the second equation of (4.1) holds. Consider a summand

(nk)(2t)nk(p,q)Sk(2k2+1p+q+1)fp,q,k(t).\binom{n}{k}(2t)^{n-k}\sum_{(p,q)\in S_{k}}\binom{2\lfloor\frac{k}{2}\rfloor+1}{p+q+1}f_{p,q,k}(t).

If k=2k=2\ell for some \ell, then adding this summand and the summand for 2+12\ell+1 becomes

(n2)(2t)n2(p,q)S2(2+1p+q+1)fp,q,2(t)+(n2+1)(2t)n21(p,q)S2+1(2+1p+q+1)fp,q,2+1(t).\binom{n}{2\ell}(2t)^{n-2\ell}\sum_{(p,q)\in S_{2\ell}}\binom{2\ell+1}{p+q+1}f_{p,q,2\ell}(t)+\binom{n}{2\ell+1}(2t)^{n-2\ell-1}\sum_{(p,q)\in S_{2\ell+1}}\binom{2\ell+1}{p+q+1}f_{p,q,2\ell+1}(t).

Note that if p+q=2+1p+q=2\ell+1, then the binomial coefficient (2+1p+q+1)\binom{2\ell+1}{p+q+1} becomes 0. So, there is no harm in replacing S2+1S_{2\ell+1} with S2S_{2\ell}. Further, since fp,q,2+1(t)=(1+t)2fp,q,2(t)f_{p,q,2\ell+1}(t)=(1+t)^{2}f_{p,q,2\ell}(t), the above expression may be written

(n2)(2t)n2(p,q)S2(2+1p+q+1)fp,q,2(t)+(n2+1)(2t)n21(p,q)S2(2+1p+q+1)(1+t)2fp,q,2(t).\binom{n}{2\ell}(2t)^{n-2\ell}\sum_{(p,q)\in S_{2\ell}}\binom{2\ell+1}{p+q+1}f_{p,q,2\ell}(t)+\binom{n}{2\ell+1}(2t)^{n-2\ell-1}\sum_{(p,q)\in S_{2\ell}}\binom{2\ell+1}{p+q+1}(1+t)^{2}f_{p,q,2\ell}(t).

Factoring appropriately results in the expression

(2t)n21(2t(n2)+(1+t)2(n2+1))(p,q)S2(2+1p+q+1)fp,q,2(t).(2t)^{n-2\ell-1}\left(2t\binom{n}{2\ell}+(1+t)^{2}\binom{n}{2\ell+1}\right)\sum_{(p,q)\in S_{2\ell}}\binom{2\ell+1}{p+q+1}f_{p,q,2\ell}(t).

Thus, ranging over all =0,1,2,,n/2\ell=0,1,2,\dots,\lfloor n/2\rfloor yields the second equation of (4.1).

Now, fix an arbitrary \ell. We will treat the summand corresponding to \ell in two pieces:

(5.1) (p,q)S2(2t)n2(n2)(2+1p+q+1)fp,q,2(t)\sum_{(p,q)\in S_{2\ell}}(2t)^{n-2\ell}\binom{n}{2\ell}\binom{2\ell+1}{p+q+1}f_{p,q,2\ell}(t)

and

(5.2) (p,q)S2(2t)n21(1+t)2(n2+1)(2+1p+q+1)fp,q,2(t)\sum_{(p,q)\in S_{2\ell}}(2t)^{n-2\ell-1}(1+t)^{2}\binom{n}{2\ell+1}\binom{2\ell+1}{p+q+1}f_{p,q,2\ell}(t)

since these will more closely resemble how to identify the oriented spanning trees in our dissecting tree set, and their contributions to the hh^{*}-polynomial.

For (5.1), we interpret 22\ell as the number of chords in the modified tree TT^{\prime}. Then there is exactly one ii such that all of uniuni+1u_{n-i}u_{n-i+1}, univniu_{n-i}v_{n-i} and vniuni+1v_{n-i}u_{n-i+1} are missing in TT^{\prime}. Namely, we treat both cases, c(T)=2c(T)=2\ell and ϵ(T)=0\epsilon(T)=0, and c(T)=21c(T)=2\ell-1 and ϵ(T)=1\epsilon(T)=1, simultaneously. Passing to the modified spanning trees, we can say that e~\widetilde{e} is part of a chorded pair, and is of type α\alpha or β\beta. Suppose first that e~\widetilde{e} is part of a pair of type α\alpha in TT^{\prime}. Then pp of the chords u1u2,,uni1uniu_{1}u_{2},\dots,u_{n-i-1}u_{n-i} may be chosen to be parts of chorded pairs of type α\alpha, and these will all be part of L(T)L(T^{\prime}). We may then choose q1q-1 of the chords uni+1uni+2,,unun+1u_{n-i+1}u_{n-i+2},\dots,u_{n}u_{n+1} to be part of chorded pairs of type α\alpha, to ensure that R(T)R(T^{\prime}) contains qq of them. Of the remaining chords of the form ujuj+1u_{j}u_{j+1} (excluding uniuni+1u_{n-i}u_{n-i+1}), there are n(p+q)n-(p+q) of them, and we must choose 2(p+q)2\ell-(p+q) of them to be the chorded pairs of type β\beta. All together we have constructed

i=0n(nip)(i1q1)(n(p+q)2(p+q))\sum_{i=0}^{n}\binom{n-i}{p}\binom{i-1}{q-1}\binom{n-(p+q)}{2\ell-(p+q)}

trees. On the other hand, suppose e~\widetilde{e} is part of a chorded pair of type β\beta. Following an analogous argument, we obtain

i=0n(nip)(i1q)(n1(p+q)21(p+q))\sum_{i=0}^{n}\binom{n-i}{p}\binom{i-1}{q}\binom{n-1-(p+q)}{2\ell-1-(p+q)}

spanning trees.

Now we may apply Lemma 5.1 (i) to obtain

(n2)(2+1p+q+1)\binom{n}{2\ell}\binom{2\ell+1}{p+q+1}

spanning trees that contribute to the hh^{*}-polynomial when there are 22\ell chords in the modified tree TT^{\prime}.

For each of the edges uiui+1u_{i}u_{i+1} that are part of a chorded pair, the structure of Γ(n+1)\Gamma(n+1) and Proposition 5.3 imply that exactly half of them must be pointing towards u1u_{1} and exactly half of them must be pointing away from u1u_{1}. The contribution to the hh^{*}-polynomial depends on whether those chorded pairs are of type α\alpha or type β\beta.

For each of these trees, we can determine a valid orientation by considering which orientations satisfy Proposition 5.3. For each spanning tree TT with pp chorded pairs of type α\alpha in L(T)L(T), we choose ii of them to point toward u1u_{1}. Similarly, we choose jj of them from R(T)R(T) to point toward u1u_{1}. There are 2pq2\ell-p-q chorded pairs remaining, all of type β\beta; we must orient these so that exactly \ell of the chords urur+1u_{r}u_{r+1} are pointing in the same direction. By selecting which pairs are oriented so that the chord is pointing counterclockwise in our planar embedding of Γ(n+1)\Gamma(n+1), this must be done in (2pq(qj)i)\binom{2\ell-p-q}{\ell-(q-j)-i} ways, since i+(qj)i+(q-j) of the edges have already been given counterclockwise orientations.

For each of these trees, there will be (n2)(n-2\ell) edges oriented in TT^{\prime} toward u1u_{1} that come from the chordless pairs, and this is true for either possible orientation of the pairs. From the paragraph above, there will be 2(i+j)2(i+j) edges pointing toward u1u_{1} that come from chorded pairs of type α\alpha, and 2pq2\ell-p-q edges pointing toward u1u_{1} that come from chorded pairs of type β\beta. Summing over all ii and jj gives us a summand of

(2t)n2fp,q,2(t)(2t)^{n-2\ell}f_{p,q,2\ell}(t)

in the computation of the hh^{*}-polynomial. Further, because we are considering the case of modified spanning trees, we have shown that there are

(n2)(2+1p+q+1)\binom{n}{2\ell}\binom{2\ell+1}{p+q+1}

of them. By multiplying the above two expressions and summing over all (p,q)S2(p,q)\in S_{2\ell}, we obtain (5.1).

Now, suppose c(T)+ϵ(T)=2+1c(T)+\epsilon(T)=2\ell+1. By Lemma 5.5, ϵ(T)=1\epsilon(T)=1. We can apply an argument analogous to the one above, using Lemma 5.1 (ii), to show that there are

(n2+1)(2+1p+q+1)\binom{n}{2\ell+1}\binom{2\ell+1}{p+q+1}

oriented spanning trees with pp and qq choreded pairs of type α\alpha in L(T)L(T) and R(T)R(T) in TT, respectively. Note that the argument holds for each possibility of whether e~\widetilde{e} is of type α\alpha or β\beta. So, we must multiply each of these by the sum of the hh^{*}-polynomial contributions from these chorded pairs, which is 1+2t+t2=(1+t)21+2t+t^{2}=(1+t)^{2}. This establishes (5.2), which completes the proof.

6. Proof of Theorem 4.4

To prove Theorem 4.4, we will use a generating function argument. We will make regular use of the following three well-known identities:

(6.1) n0(n+kn)xn=1(1x)k+1,\sum_{n\geq 0}\binom{n+k}{n}x^{n}=\frac{1}{(1-x)^{k+1}},
(6.2) k0(2kk)xk=114x,\sum_{k\geq 0}\binom{2k}{k}x^{k}=\frac{1}{\sqrt{1-4x}},\\
(6.3) n0(2n+kn)xn=114x(114x2x)k.\sum_{n\geq 0}\binom{2n+k}{n}x^{n}=\frac{1}{\sqrt{1-4x}}\left(\frac{1-\sqrt{1-4x}}{2x}\right)^{k}.

The first lemma we will need is the following.

Lemma 6.1.

For all 0k0\leq k\leq\ell we have

a=0(1)ka4a(2aa)(ka)=(k)(2)(22k).\sum_{a=0}^{\ell}(-1)^{k-a}4^{\ell-a}\binom{2a}{a}\binom{\ell-k}{\ell-a}=\frac{\binom{\ell}{k}\binom{2\ell}{\ell}}{\binom{2\ell}{2k}}.
Proof.

Using (6.1), (6.2) we compute the generating function for the left side of the identity:

k00a=0(1)ka4a(2aa)(ka)xky\displaystyle\sum_{k\geq 0}\sum_{\ell\geq 0}\sum_{a=0}^{\ell}(-1)^{k-a}4^{\ell-a}\binom{2a}{a}\binom{\ell-k}{\ell-a}x^{k}y^{\ell} =k0xka0a(1)ka4a(2aa)(ka)y\displaystyle=\sum_{k\geq 0}x^{k}\sum_{a\geq 0}\sum_{\ell\geq a}(-1)^{k-a}4^{\ell-a}\binom{2a}{a}\binom{\ell-k}{\ell-a}y^{\ell}
=k0xka0(1)ka(2aa)04(+ak)y+a\displaystyle=\sum_{k\geq 0}x^{k}\sum_{a\geq 0}(-1)^{k-a}\binom{2a}{a}\sum_{\ell\geq 0}4^{\ell}\binom{\ell+a-k}{\ell}y^{\ell+a}
=k0xka0(1)ka(2aa)ya(14y)ak+1\displaystyle=\sum_{k\geq 0}x^{k}\sum_{a\geq 0}(-1)^{k-a}\binom{2a}{a}\frac{y^{a}}{(1-4y)^{a-k+1}}
=114yk0(x(14y))ka0(2aa)(y14y)a\displaystyle=\frac{1}{1-4y}\sum_{k\geq 0}\left(-x(1-4y)\right)^{k}\sum_{a\geq 0}\binom{2a}{a}\left(\frac{-y}{1-4y}\right)^{a}
=1(14y)(1(x(14y)))14y14y\displaystyle=\frac{1}{(1-4y)(1-(-x(1-4y)))\sqrt{1-4\frac{-y}{1-4y}}}
=114y(1+x4xy).\displaystyle=\frac{1}{\sqrt{1-4y}\ (1+x-4xy)}.

Applying the Taylor expansion to this rational function, we find

114y(1+x4xy)\displaystyle\frac{1}{\sqrt{1-4y}\ (1+x-4xy)} =\displaystyle= k0(1)kk!(14y)k12xkk!\displaystyle\sum_{k\geq 0}(-1)^{k}k!(1-4y)^{k-\frac{1}{2}}\ \frac{x^{k}}{k!}
=\displaystyle= k00(1)k(4)(k12)(k12+1)xky!\displaystyle\sum_{k\geq 0}\sum_{\ell\geq 0}(-1)^{k}(-4)^{\ell}\left(k-\frac{1}{2}\right)\cdots\left(k-\frac{1}{2}-\ell+1\right)x^{k}\frac{y^{\ell}}{\ell!}
=\displaystyle= k00(1)k2(22k1)(2k+1)xky!\displaystyle\sum_{k\geq 0}\sum_{\ell\geq 0}(-1)^{k}2^{\ell}(2\ell-2k-1)\cdots(-2k+1)x^{k}\frac{y^{\ell}}{\ell!}
=\displaystyle= k00(22k)!(2k)!(k)!k!xky!\displaystyle\sum_{k\geq 0}\sum_{\ell\geq 0}\frac{(2\ell-2k)!(2k)!}{(\ell-k)!k!}x^{k}\frac{y^{\ell}}{\ell!}
=\displaystyle= k00(k)(2)(22k)xky.\displaystyle\sum_{k\geq 0}\sum_{\ell\geq 0}\frac{\binom{\ell}{k}\binom{2\ell}{\ell}}{\binom{2\ell}{2k}}x^{k}y^{\ell}.

Lemma 6.2.

For all k0k\geq 0,

02+12k+1(k)(2)x=(2kk)xk(14x)k+32.\sum_{\ell\geq 0}\frac{2\ell+1}{2k+1}\binom{\ell}{k}\binom{2\ell}{\ell}x^{\ell}=\binom{2k}{k}\frac{x^{k}}{(1-4x)^{k+\frac{3}{2}}}.
Proof.

By Taylor expansion, we have

(2kk)xk(14x)k+32\displaystyle\binom{2k}{k}\frac{x^{k}}{(1-4x)^{k+\frac{3}{2}}} =\displaystyle= (2kk)xkm04m(k+32)(k+52)(k+2m+12)xmm!\displaystyle\binom{2k}{k}x^{k}\sum_{m\geq 0}4^{m}\left(k+\frac{3}{2}\right)\left(k+\frac{5}{2}\right)\cdots\left(k+\frac{2m+1}{2}\right)\frac{x^{m}}{m!}
=\displaystyle= (2kk)xkm02m(2k+3)(2k+5)(2k+2m+1)xmm!\displaystyle\binom{2k}{k}x^{k}\sum_{m\geq 0}2^{m}\left(2k+3\right)\left(2k+5\right)\cdots(2k+2m+1)\frac{x^{m}}{m!}
=\displaystyle= (2kk)xkm02m(2k+2m+1)!!(2k+1)!!xmm!\displaystyle\binom{2k}{k}x^{k}\sum_{m\geq 0}2^{m}\frac{(2k+2m+1)!!}{(2k+1)!!}\frac{x^{m}}{m!}
=\displaystyle= xkm02m(2k)!k!k!(2k+2m+2)!2k+m+1(k+m+1)!2k+1(k+1)!(2k+2)!xmm!\displaystyle x^{k}\sum_{m\geq 0}2^{m}\frac{(2k)!}{k!k!}\frac{(2k+2m+2)!}{2^{k+m+1}(k+m+1)!}\frac{2^{k+1}(k+1)!}{(2k+2)!}\frac{x^{m}}{m!}
=\displaystyle= xkm0(2k+2m+2)!2(2k+1)(k+m+1)!k!m!xm\displaystyle x^{k}\sum_{m\geq 0}\frac{(2k+2m+2)!}{2(2k+1)(k+m+1)!k!m!}\ \ x^{m}
=\displaystyle= 0(2+2)!2(2k+1)(+1)!k!(k)!x\displaystyle\sum_{\ell\geq 0}\frac{(2\ell+2)!}{2(2k+1)(\ell+1)!k!(\ell-k)!}x^{\ell}
=\displaystyle= 02+12k+1(k)(2)x.\displaystyle\sum_{\ell\geq 0}\frac{2\ell+1}{2k+1}\binom{\ell}{k}\binom{2\ell}{\ell}x^{\ell}.

The second lemma we will need is the following.

Lemma 6.3.

For 0\ell\geq 0,

p,q0(2+1p+q+1)xpyq=(x+1)2+1(y+1)2+1xy.\sum_{p,q\geq 0}\binom{2\ell+1}{p+q+1}x^{p}y^{q}=\frac{(x+1)^{2\ell+1}-(y+1)^{2\ell+1}}{x-y}.
Proof.

We again use a generating function argument, beginning with the left side of the desired identity multiplied by xyx-y.

(xy)p,q0(2+1p+q+1)xpyq\displaystyle(x-y)\sum_{p,q\geq 0}\binom{2\ell+1}{p+q+1}x^{p}y^{q} =\displaystyle= p,q0(2+1p+q+1)xp+1yqp,q0(2+1p+q+1)xpyq+1\displaystyle\sum_{p,q\geq 0}\binom{2\ell+1}{p+q+1}x^{p+1}y^{q}-\sum_{p,q\geq 0}\binom{2\ell+1}{p+q+1}x^{p}y^{q+1}
=\displaystyle= p1q0(2+1p+q)xpyqp0q1(2+1p+q)xpyq\displaystyle\sum_{p\geq 1}\sum_{q\geq 0}\binom{2\ell+1}{p+q}x^{p}y^{q}-\sum_{p\geq 0}\sum_{q\geq 1}\binom{2\ell+1}{p+q}x^{p}y^{q}
=\displaystyle= p1(2+1p)xpq1(2+1q)yq\displaystyle\sum_{p\geq 1}\binom{2\ell+1}{p}x^{p}-\sum_{q\geq 1}\binom{2\ell+1}{q}y^{q}
=\displaystyle= (1+p1(2+1p)xp)(1+q1(2+1q)yq)\displaystyle\left(1+\sum_{p\geq 1}\binom{2\ell+1}{p}x^{p}\right)-\left(1+\sum_{q\geq 1}\binom{2\ell+1}{q}y^{q}\right)
=\displaystyle= (x+1)2+1(y+1)2+1.\displaystyle(x+1)^{2\ell+1}-(y+1)^{2\ell+1}.

Theorem 6.4.

For all 0\ell\geq 0 we have

p+q2(2+1p+q+1)t2pqi=0pj=0q(pi)(qj)(2pqqi+j)t2i+2j=a=0(2aa)ta(t+1)42a.\sum_{p+q\leq 2\ell}\binom{2\ell+1}{p+q+1}t^{2\ell-p-q}\sum_{i=0}^{p}\sum_{j=0}^{q}\binom{p}{i}\binom{q}{j}\binom{2\ell-p-q}{\ell-q-i+j}t^{2i+2j}=\sum_{a=0}^{\ell}\binom{2a}{a}t^{a}(t+1)^{4\ell-2a}.
Proof.

For notational convenience, set

F=a=0(2aa)ta(t+1)42aF_{\ell}=\sum_{a=0}^{\ell}\binom{2a}{a}t^{a}(t+1)^{4\ell-2a}

and

G,m=p+q2(2+1p+q+1)t2pqi=0pj=0q(pi)(qj)(2mpqmqi+j)t2i+2j.G_{\ell,m}=\sum_{p+q\leq 2\ell}\binom{2\ell+1}{p+q+1}t^{2\ell-p-q}\sum_{i=0}^{p}\sum_{j=0}^{q}\binom{p}{i}\binom{q}{j}\binom{2m-p-q}{m-q-i+j}t^{2i+2j}.

We compute the generating function for FF_{\ell} as follows:

0Fλ\displaystyle\sum_{\ell\geq 0}F_{\ell}\lambda^{\ell} =\displaystyle= 0a=0(2aa)ta(t+1)42aλ\displaystyle\sum_{\ell\geq 0}\sum_{a=0}^{\ell}\binom{2a}{a}t^{a}(t+1)^{4\ell-2a}\lambda^{\ell}
=\displaystyle= a0(2aa)taa(t+1)42aλ\displaystyle\sum_{a\geq 0}\binom{2a}{a}t^{a}\sum_{\ell\geq a}(t+1)^{4\ell-2a}\lambda^{\ell}
=\displaystyle= a0(2aa)ta(t+1)2aλa1(t+1)4λ\displaystyle\sum_{a\geq 0}\binom{2a}{a}t^{a}\frac{(t+1)^{2a}\lambda^{a}}{1-(t+1)^{4}\lambda}
=\displaystyle= 11(t+1)4λa0(2aa)ta(t+1)2aλa\displaystyle\frac{1}{1-(t+1)^{4}\lambda}\sum_{a\geq 0}\binom{2a}{a}t^{a}(t+1)^{2a}\lambda^{a}
=\displaystyle= 1(1(t+1)4λ)14t(t+1)2λ.\displaystyle\frac{1}{(1-(t+1)^{4}\lambda)\sqrt{1-4t(t+1)^{2}\lambda}}.

Hence it is enough to show that

0G,λ=1(1(t+1)4λ)14t(t+1)2λ.\sum_{\ell\geq 0}G_{\ell,\ell}\lambda^{\ell}=\frac{1}{(1-(t+1)^{4}\lambda)\sqrt{1-4t(t+1)^{2}\lambda}}.

Using Lemma 6.3, we have

m0G,mλm\displaystyle\sum_{m\geq 0}G_{\ell,m}\lambda^{m} =m0p,q0(2+1p+q+1)t2pqi=0pj=0q(pi)(qj)(2mpqmqi+j)t2i+2jλm\displaystyle=\sum_{m\geq 0}\sum_{p,q\geq 0}\binom{2\ell+1}{p+q+1}t^{2\ell-p-q}\sum_{i=0}^{p}\sum_{j=0}^{q}\binom{p}{i}\binom{q}{j}\binom{2m-p-q}{m-q-i+j}t^{2i+2j}\lambda^{m}
=p,q0i=0pj=0q(pi)(qj)t2pq+2i+2j(2+1p+q+1)m0(2mpqmqi+j)λm\displaystyle=\sum_{p,q\geq 0}\sum_{i=0}^{p}\sum_{j=0}^{q}\binom{p}{i}\binom{q}{j}t^{2\ell-p-q+2i+2j}\binom{2\ell+1}{p+q+1}\sum_{m\geq 0}\binom{2m-p-q}{m-q-i+j}\lambda^{m}
=p,q0i=0pj=0q(pi)(qj)t2pq+2i+2j(2+1p+q+1)λq+ijm0(2mp+q+2i2jm)λm\displaystyle=\sum_{p,q\geq 0}\sum_{i=0}^{p}\sum_{j=0}^{q}\binom{p}{i}\binom{q}{j}t^{2\ell-p-q+2i+2j}\binom{2\ell+1}{p+q+1}\lambda^{q+i-j}\sum_{m\geq 0}\binom{2m-p+q+2i-2j}{m}\lambda^{m}
=p,q0i=0pj=0q(pi)(qj)t2pq+2i+2j(2+1p+q+1)λq+ij14λLp+q+2i2j\displaystyle=\sum_{p,q\geq 0}\sum_{i=0}^{p}\sum_{j=0}^{q}\binom{p}{i}\binom{q}{j}t^{2\ell-p-q+2i+2j}\binom{2\ell+1}{p+q+1}\frac{\lambda^{q+i-j}}{\sqrt{1-4\lambda}}\ \ L^{-p+q+2i-2j}
=t214λp,q0(2+1p+q+1)(λLt+1tL)p(λLt+tL)q\displaystyle=\frac{t^{2\ell}}{\sqrt{1-4\lambda}}\sum_{p,q\geq 0}\binom{2\ell+1}{p+q+1}\left(\lambda Lt^{+}\frac{1}{tL}\right)^{p}\left(\frac{\lambda L}{t}+\frac{t}{L}\right)^{q}
=t214λ(λLt+1tL+1)2+1(λLt+tL+1)2+1(λLt+1tL)(λLt+tL),\displaystyle=\frac{t^{2\ell}}{\sqrt{1-4\lambda}}\frac{(\lambda Lt+\frac{1}{tL}+1)^{2\ell+1}-(\frac{\lambda L}{t}+\frac{t}{L}+1)^{2\ell+1}}{(\lambda Lt+\frac{1}{tL})-(\frac{\lambda L}{t}+\frac{t}{L})},

where L=114λ2λL=\frac{1-\sqrt{1-4\lambda}}{2\lambda}. It follows that 1L=1+14λ2\frac{1}{L}=\frac{1+\sqrt{1-4\lambda}}{2}, that

λLt+1tL+1\displaystyle\lambda Lt+\frac{1}{tL}+1 =114λ2t+1+14λ2t+1\displaystyle=\frac{1-\sqrt{1-4\lambda}}{2}t+\frac{1+\sqrt{1-4\lambda}}{2t}+1
=12t(14λ(1t2)+(t+1)2)\displaystyle=\frac{1}{2t}\left(\sqrt{1-4\lambda}(1-t^{2})+(t+1)^{2}\right)
=t+12t(14λ(1t)+(t+1)),\displaystyle=\frac{t+1}{2t}\left(\sqrt{1-4\lambda}(1-t)+(t+1)\right),

and that

λLt+tL+1\displaystyle\frac{\lambda L}{t}+\frac{t}{L}+1 =114λ2t+1+14λ2t+1\displaystyle=\frac{1-\sqrt{1-4\lambda}}{2t}+\frac{1+\sqrt{1-4\lambda}}{2}t+1
=12t(14λ(t21)+(t+1)2)\displaystyle=\frac{1}{2t}\left(\sqrt{1-4\lambda}(t^{2}-1)+(t+1)^{2}\right)
=t+12t(14λ(t1)+(t+1)).\displaystyle=\frac{t+1}{2t}\left(\sqrt{1-4\lambda}(t-1)+(t+1)\right).

Hence,

(λLt+1tL)(λLt+tL)=(λLt+1tL+1)(λLt+tL+1)=1t2t14λ.\left(\lambda Lt+\frac{1}{tL}\right)-\left(\frac{\lambda L}{t}+\frac{t}{L}\right)=\left(\lambda Lt+\frac{1}{tL}+1\right)-\left(\frac{\lambda L}{t}+\frac{t}{L}+1\right)=\frac{1-t^{2}}{t}\sqrt{1-4\lambda}.

Thus

m0G,mλm\displaystyle\sum_{m\geq 0}G_{\ell,m}\lambda^{m} =(t+1)2+122+1(1t2)(14λ)((14λ(1t)+(t+1))2+1+(14λ(1t)(t+1))2+1)\displaystyle=\frac{(t+1)^{2\ell+1}}{2^{2\ell+1}(1-t^{2})(1-4\lambda)}\left(\left(\sqrt{1-4\lambda}(1-t)+(t+1)\right)^{2\ell+1}+\left(\sqrt{1-4\lambda}(1-t)-(t+1)\right)^{2\ell+1}\right)
=(t+1)2+122(1t2)(14λ)k0(2+12k)(14λ(1t))2+12k(t+1)2k\displaystyle=\frac{(t+1)^{2\ell+1}}{2^{2\ell}(1-t^{2})(1-4\lambda)}\sum_{k\geq 0}\binom{2\ell+1}{2k}(\sqrt{1-4\lambda}(1-t))^{2\ell+1-2k}(t+1)^{2k}
=(t+1)2(1t)22214λk0(2+12k)(14λ)k(t+11t)2k\displaystyle=\frac{(t+1)^{2\ell}(1-t)^{2\ell}}{2^{2\ell}\sqrt{1-4\lambda}}\sum_{k\geq 0}\binom{2\ell+1}{2k}(1-4\lambda)^{\ell-k}\left(\frac{t+1}{1-t}\right)^{2k}
=4(t+1)2(1t)2a0(2aa)λak0(2+12k)(14λ)k(t+11t)2k\displaystyle=4^{-\ell}(t+1)^{2\ell}(1-t)^{2\ell}\sum_{a\geq 0}\binom{2a}{a}\lambda^{a}\sum_{k\geq 0}\binom{2\ell+1}{2k}(1-4\lambda)^{\ell-k}\left(\frac{t+1}{1-t}\right)^{2k}
=4(t+1)2(1t)2a0(2aa)λak0(2+12k)i=0k(ki)(4λ)i(t+11t)2k.\displaystyle=4^{-\ell}(t+1)^{2\ell}(1-t)^{2\ell}\sum_{a\geq 0}\binom{2a}{a}\lambda^{a}\sum_{k\geq 0}\binom{2\ell+1}{2k}\sum_{i=0}^{\ell-k}\binom{\ell-k}{i}(-4\lambda)^{i}\left(\frac{t+1}{1-t}\right)^{2k}.

Since G,G_{\ell,\ell} is the coefficient of λ\lambda^{\ell} in m0G,mλm\sum_{m\geq 0}G_{\ell,m}\lambda^{m}, we have

G,=4(t+1)2(1t)2a0k0(2aa)(2+12k)(ka)(4)a(t+11t)2k.G_{\ell,\ell}=4^{-\ell}(t+1)^{2\ell}(1-t)^{2\ell}\sum_{a\geq 0}\sum_{k\geq 0}\binom{2a}{a}\binom{2\ell+1}{2k}\binom{\ell-k}{\ell-a}(-4)^{\ell-a}\left(\frac{t+1}{1-t}\right)^{2k}.

Additionally, from Lemma 6.1,

G,\displaystyle G_{\ell,\ell} =4(t+1)2(1t)2k=0(1)k2+122k+1(k)(2)(t+11t)2k\displaystyle=4^{-\ell}(t+1)^{2\ell}(1-t)^{2\ell}\sum_{k=0}^{\ell}(-1)^{\ell-k}\frac{2\ell+1}{2\ell-2k+1}\binom{\ell}{k}\binom{2\ell}{\ell}\left(\frac{t+1}{1-t}\right)^{2k}
=4(t+1)2(1t)2k=0(1)k2+12k+1(k)(2)(t+11t)22k.\displaystyle=4^{-\ell}(t+1)^{2\ell}(1-t)^{2\ell}\sum_{k=0}^{\ell}(-1)^{k}\frac{2\ell+1}{2k+1}\binom{\ell}{k}\binom{2\ell}{\ell}\left(\frac{t+1}{1-t}\right)^{2\ell-2k}.

Moreover, from Lemma 6.2,

0G,λ\displaystyle\sum_{\ell\geq 0}G_{\ell,\ell}\lambda^{\ell} =04(t+1)2(1t)2λk=0(1)k2+12k+1(k)(2)(t+11t)22k\displaystyle=\sum_{\ell\geq 0}4^{-\ell}(t+1)^{2\ell}(1-t)^{2\ell}\lambda^{\ell}\sum_{k=0}^{\ell}(-1)^{k}\frac{2\ell+1}{2k+1}\binom{\ell}{k}\binom{2\ell}{\ell}\left(\frac{t+1}{1-t}\right)^{2\ell-2k}
=k0(1)k(t+11t)2k02+12k1(k)(2)(λ4(t+1)4)\displaystyle=\sum_{k\geq 0}(-1)^{k}\left(\frac{t+1}{1-t}\right)^{-2k}\sum_{\ell\geq 0}\frac{2\ell+1}{2k-1}\binom{\ell}{k}\binom{2\ell}{\ell}\left(\frac{\lambda}{4}(t+1)^{4}\right)^{\ell}
=k0(1)k(t+11t)2k(2kk)(λ4(t+1)4)k(1(t+1)4λ)k+32.\displaystyle=\sum_{k\geq 0}(-1)^{k}\left(\frac{t+1}{1-t}\right)^{-2k}\binom{2k}{k}\frac{\left(\frac{\lambda}{4}(t+1)^{4}\right)^{k}}{\left(1-(t+1)^{4}\lambda\right)^{k+\frac{3}{2}}}.
=1(1(t+1)4λ)32k0(2kk)((1tt+1)2λ4(t+1)41(t+1)4λ)k\displaystyle=\frac{1}{\left(1-(t+1)^{4}\lambda\right)^{\frac{3}{2}}}\sum_{k\geq 0}\binom{2k}{k}\left(-\left(\frac{1-t}{t+1}\right)^{2}\frac{\frac{\lambda}{4}(t+1)^{4}}{1-(t+1)^{4}\lambda}\right)^{k}
=1(1(t+1)4λ)32k0(2kk)(λ(t+1)2(1t)24(1(t+1)4λ))k\displaystyle=\frac{1}{\left(1-(t+1)^{4}\lambda\right)^{\frac{3}{2}}}\sum_{k\geq 0}\binom{2k}{k}\left(-\frac{\lambda(t+1)^{2}(1-t)^{2}}{4(1-(t+1)^{4}\lambda)}\right)^{k}
=1(1(t+1)4λ)321+λ(t+1)2(1t)21(t+1)4λ\displaystyle=\frac{1}{\left(1-(t+1)^{4}\lambda\right)^{\frac{3}{2}}\sqrt{1+\frac{\lambda(t+1)^{2}(1-t)^{2}}{1-(t+1)^{4}\lambda}}}
=1(1(t+1)4λ)14t(t+1)2λ,\displaystyle=\frac{1}{(1-(t+1)^{4}\lambda)\sqrt{1-4t(t+1)^{2}\lambda}},

as desired. ∎

Proof of Theorem 4.4.

The equations

γ(Σ(Γ(n+1);t))=\displaystyle\gamma(\Sigma(\Gamma(n+1);t))= =0n/2(2t)n21(2(n2)t+(n2+1))a=0(2aa)ta\displaystyle\sum_{\ell=0}^{\lfloor n/2\rfloor}(2t)^{n-2\ell-1}\left(2\binom{n}{2\ell}t+\binom{n}{2\ell+1}\right)\sum_{a=0}^{\ell}\binom{2a}{a}t^{a}
=m=0n(nm)(2t)nma=0m/2(2aa)ta\displaystyle=\sum_{m=0}^{n}\binom{n}{m}(2t)^{n-m}\sum_{a=0}^{\lfloor m/2\rfloor}\binom{2a}{a}t^{a}

follow from substituting the equation from Theorem 6.4 into equation (4.1). ∎

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