On the classification of -modules generated by nearly holomorphic Hilbert-Siegel modular forms and projection operators
Abstract.
We classify the -modules generated by nearly holomorphic Hilbert-Siegel modular forms by the global method. As an application, we study the image of projection operators on the space of nearly holomorphic Hilbert-Siegel modular forms with respect to infinitesimal characters in terms of -modules.
1. Introduction
1.1. Algebraicity of special values
The arithmeticity of special values is a central problem in modern number theory. In the motivic setting, Deligne [Del79] conjectured the algebraicity of critical values up to the period. For the critical values attached to scalar valued Hilbert-Siegel modular forms and Hermitian modular forms, Shimura proved the arithmeticity of them up to suitable periods in [Shi00] by using of nearly holomorphic modular forms. The period can be expressed by Petersson inner product times some power of . Recently, in [HPSS21], Pitale, Saha, Schmidt and the author prove the arithmeticity of them attached to vector valued Siegel modular forms under the parity condition of weights. The purpose of this paper is to prepare to remove the parity condition by investigating the -modules generated by nearly holomorphic Hilbert-Siegel modular forms.
1.2. -modules generated by nearly holomorphic Siegel modular forms
Let be a totally real field with degree and the set of embeddings of into . Put . Here is the Weil restriction and is the symplectic group of rank . Let be the Siegel upper half space of degree . Put . We denote by and the stabilizer of and the center of the universal enveloping algebra , respectively. Let be the complexification of . Set . We then have the well-known decomposition:
Here (resp. ) is the Lie subalgebra of corresponding to the holomorphic tangent space (resp. anti-holomorphic tangent space) of at . We take a Cartan subalgebra of . Then it is a Cartan subalgebra of . The root system of is
We consider the set
to be a positive root system. Let be half the sum of positive roots. Note that . We say that a weight which lies in is -dominant if for any and . We also say that a -dominant integral weight is anti-dominant if . For any -dominant integral weight , there exist the (parabolic) Verma module with respect to a parabolic subalgebra and a unique irreducible highest weight -module of highest weight . Then, is the unique irreducible quotient of . For a -module , the symbol denotes the contragredient of in the sense of [Hum08].
For an automorphic form on , we say that is nearly holomorphic if is -finite, i.e., is finite-dimensional. The goal of this paper is to classify the indecomposable -modules generated by nearly holomorphic automorphic forms.
Theorem 1.2.1 (Theorem 6.5.1).
Let be an indecomposable -module generated by a nearly holomorphic automorphic form on . If , is irreducible. If , the length of is at most two. More precisely, if is reducible, there exists an odd integer and with such that .
1.3. Projection operators
Fix a weight and a congruence subgroup . Let be the space of nearly holomorphic Hilbert-Siegel modular forms of weight with respect to . For an infinitesimal character of , we can define the projection operator associated to . Then, the projection operator commutes with the action as follows:
Theorem 1.3.1 (Theorem 7.2.2).
For any and , we have
For a -dominant integral weight and , put . Set
where is the standard representation of and is the -th exterior product of .
Theorem 1.3.2 (Theorem 7.2.3).
Let be a regular anti-dominant integral weight. Put and . If and , any modular form in generates or . If not, any modular form in generates .
The following is the analogue of holomorphic projection.
Corollary 1.3.3.
Let be an anti-dominant -dominant integral weight and the irreducible highest weight representation of with highest weight . Suppose and for any . If or for some , the projection defines a projection onto , the subspace of holomorphic modular forms.
We then characterize the nearly holomorphic Hilbert-Siegel modular forms which generate a holomorphic discrete series representation in terms of projections under a mild assumption. This gives a generalization of Shimura’s holomorphic projection.
Notation
We denote by the set of -matrices. Put with the unit . Let and be the algebraic groups defined by
and
for a ring , respectively. Set . Let be the subgroup of defined by
The group is a Borel subgroup of with the Levi decomposition . Here is the maximal diagonal torus of . A parabolic subgroup of is called standard if contains . Let be the split component of and the identity component of . We denote by and the standard parabolic groups of with the Levi subgroups and , respectively. Set . For a parabolic subgroup , let be the modulus character of .
For , set
The space is called the Siegel upper half space of degree . The Lie group acts on by the rule
Put
Then is the group of stabilizers of . For simplicity the notation, the symbol also denotes the element . Since the action of on is transitive, we have .
Let be a totally real field with degree . Let be the set of embeddings of into . We denote by and the adele ring of and the finite part of , respectively. For a place , let be the -completion of . Put . For a non-archimedean place , let be the ring of integers of .
Set where is the Weil restriction. We define the standard parabolic subgroups and of by the Weil restriction of parabolic subgroups and of , respectively. Let be the Weyl group of . For an archimedean place , set . For the sake of simplicity, the symbol denotes the maximal compact subgroup of . Let be the complexification of . Put and . Set for a non-archimedean place . We denote by the center of the universal enveloping algebra . We then obtain the well-known decomposition
where (resp. ) is the Lie subalgebra of corresponding to the holomorphic tangent space (resp. anti-holomorphic tangent space) of at . It is well-known that the Lie algebras and have the same Cartan subalgebra. We fix such a Cartan subalgebra. Then the root system of is
We consider the set
to be a positive root system. Let be half the sum of positive roots. Put and . This corresponds to half the sum of roots in the unipotent subgroup of . For , we say that is a weight if for any and . The weight is -dominant if for any and . For a -dominant weight , let be an irreducible finite-dimensional representation of . When is integral, i.e., any entry of is an integer, we identify as the derivative of an irreducible finite-dimensional representation of with highest weight . We then write the representation of by the same .
We fix a non-trivial additive character of as follows: If , let
where such that . In general, for an archimedean place of , put and for a non-archimedean place with the rational prime divisible by , put .
For a function on a group , let be the right translation, i.e., for any . For a subset of , we denote by the restriction of to . Let be a Lie group with the Lie algebra . For a smooth function on and , put
For the action of , we mean the -action.
2. Nearly holomorphic Hilbert-Siegel modular forms and automorphic forms
In this section, we review the definition and arithmeticity of nearly holomorphic Hilbert-Siegel modular forms. We also recall some properties of nearly holomorphic automorphic forms on and basic terminologies of automorphic forms.
2.1. Differential operators on the Siegel upper half space
We recall the differential operators on . For details, see [Shi00, §12]. Fix a basis on by . We denote the basis by . For , write with and for , write with . For a non-negative integer and a finite-dimensional vector space , let be the space of -valued homogeneous polynomial maps of degree on and the space of -multilinear maps on to . Note that can be viewed as the space of symmetric elements of . For a representation of on , we define representations and on by
and
respectively. Here, , and . The symbols and also denote the restrictions to the representations space .
For , we define functions on by
Here, and . For , we say that is nearly holomorphic if there exists such that .
2.2. Definition
Let be the fixed totally real field. For an integral ideal of , set
The group is called the principal congruence subgroup of of level . We say that a subgroup of is a congruence subgroup if there exists an integral ideal such that contains and . In this subsection, we regard as a subgroup of by . Similarly, we regard a congruence subgroup of as a subgroup of .
We define the factor of automorphy by
For a representation of on , set . For , we define the slash operator on by
for and . Let be a congruence subgroup of . Suppose that a function satisfies the automorphy for any . Then, has the Fourier expansion
where for and . We consider the following condition: If , the matrix is positive semi-definite. We call this condition the cusp condition. We say that a -valued -function on is a nearly holomorphic Hilbert-Siegel modular form of weight with respect to if satisfies the following conditions:
-
•
is a nearly holomorphic function.
-
•
for all .
-
•
satisfies the cusp condition.
We denote by the space of nearly holomorphic Hilbert-Siegel modular forms of weight with respect to . In the following, for modular forms, we mean a (nearly holomorphic) Hilbert-Siegel modular forms. By Köecher principle, we can remove the cusp condition if or . For the proof, see [Hor20a, Proposition 4.1] for . We can give the same proof for the case of . For simplicity, if , we say that a modular form of weight is a modular form of weight .
2.3. action for nearly holomorphic Hilbert-Siegel modular forms and the holomorphic projection
Let be a nearly holomorphic modular form of weight with respect to . Take a model of and fix a rational structure of . Then, Shimura introduced the -action on . For details, see [Shi00, §14.11] and [HPSS21, §3.3]. For , we denote by the action of on . For a weight , put . The following theorem is proved in [Shi00, Theorem 14.12].
Theorem 2.3.1.
For and , one has .
Let be the space of holomorphic functions in . Set . The, . Let be a character of with the weight . Take non-negative integers satisfies or for any . Put . Then, in [Shi00, §15.3], Shimura introduced a projection . The projection is called the holomorphic projection. By Shimura [Shi00, Proposition 15.3], it commutes with the actions as follows:
Theorem 2.3.2.
With the above notation, for any and , one has .
In [HPSS21, §3.4], we define other projection operators associated to infinitesimal characters of . This can be viewed as a generalization of the holomorphic projection . In this paper, we study the image of in terms of -modules.
2.4. Automorphic forms on
Let be a standard parabolic subgroup of . For a smooth function , we say that is automorphic if it satisfies the following conditions:
-
•
is right -finite.
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•
is -finite.
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•
is slowly increasing.
We denote by the space of automorphic forms on . For simplicity, we write when . The space is stable under the action of .
For parabolic subgroups and of , we say that and are associate if the split components and are -conjugate. We denote by the associated class of the parabolic subgroup . For a locally integrable function on , set
where is the Levi decomposition of and the Haar measure is normalized by
The function is called the constant term of along . If lies in , is an automorphic form on for a parabolic subgroup . We call cuspidal if is zero for any standard parabolic subgroup of with . We denote by the space of cusp forms in . For a character of the split component , put
Here, is the character of corresponding to half the sum of roots of relative to . We define similarly. Set
Here, runs over all the characters of . Let be the real vector space generated by coroots associated to the root system of relative to . Then, by [MW95, Lemma I.3.2], there exist canonical isomorphisms
(2.4.1) |
For a standard Levi subgroup , set
For a function on and , let be the function on defined by . Put
By [MW95, Lemma I.3.4], is equal to . More precisely, Langlands [Lan06] had proven the following result:
Theorem 2.4.1.
With the above notation, we have
where runs through all associated classes of parabolic subgroups.
Let be a standard Levi subgroup of and an irreducible cuspidal automorphic representation of . We say that a cuspidal datum is a pair such that is a Levi subgroup of and that is an irreducible cuspidal automorphic representation of . Take . Put and let be the standard parabolic subgroup with Levi subgroup . The irreducible cuspidal automorphic representation of is defined by for . Two cuspidal data and are called equivalent if there exists such that and that . Here we put
where is the Weyl group of .
Let is the subspace of automorphic forms in with the cuspidal support . For the definition, see [MW95, §III.2.6]. Then the following result is well-known. For example, see [MW95, Theorem III.2.6].
Theorem 2.4.2.
The space is decomposed as
Here, runs through all equivalence classes of cuspidal data.
Let be a standard parabolic subgroup of with standard Levi subgroup and an irreducible cuspidal automorphic representation of . Put
Here, is the -isotypic component of . For an automorphic form , there exists a finite correction of cuspidal data such that
by Theorem 2.4.2. Let be the cuspidal part of . Then, there exists a finite number of irreducible cuspidal automorphic representations of such that
We say that a set is the set of cuspidal exponents of . Here, is the central character of . For a character of the center of , we call the restriction of to the real part of .
Let us now introduce the notion for some induced representations on and . For a character of , we mean an automorphic character, i.e., is contained in the kernel of . Let be a character of and an irreducible cuspidal automorphic representation of . We define the space by the space of smooth functions on such that
-
•
is an automorphic form.
-
•
For any , the function lies in the -isotypic component of .
We write
For a place of , we similarly write
Here, is a character of and is an irreducible representation of .
2.5. Nearly holomorphic automorphic forms
For an automorphic form on , we say that is nearly holomorphic if is -finite. The symbol denotes the space of nearly holomorphic automorphic forms on . Put . We say that an irreducible cuspidal automorphic representation of is holomorphic if is an irreducible unitary highest weight representation of for any . In [Hor20b, Theorem 1.2], we determine the cuspidal components of nearly holomorphic automorphic forms as follows:
Proposition 2.5.1.
Let be a standard parabolic subgroup of with the standard Levi subgroup .
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(1)
With the above notation, the space is non-zero only if is associated to for some .
-
(2)
Let be an irreducible cuspidal automorphic representation of . If the space is non-zero, we have
-
•
.
-
•
is a holomorphic cuspidal automorphic representation of .
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•
Let be a character of . For simplicity the notation, we denote by the character of . In [Hor20b], we determine the structure of the space explicitly under several assumptions.
2.6. Modular forms and automorphic forms
We recall the correspondence of modular forms on the Siegel upper half space and automorphic forms on . Fix a weight and a congruence subgroup . We embed into diagonally. Let be the closure of in . Then, is an open compact subgroup of .
By the strong approximation, one has . For and , the dual of , put
This is well-defined. The map induces the inclusion
(2.6.1) |
Put
By the choice of embedding , the map (2.6.1) induces the isomorphism
(2.6.2) |
For details, see [HPSS21, §3.2]. For a representation generated by , we mean the representation generated by with . Note that the representation is independent of the choice of .
3. Computations of unitary highest weight modules with a regular integral infinitesimal character
In this section, we introduce the parabolic BGG category and unitarizable modules in this category. For later use, we compute extensions of certain modules and multiplicities of -types.
3.1. parabolic BGG category
For simplicity the notation, throughout this section, we assume . Let be a nilpotent subalgebra of . For a -module , we say that is locally -finite if is finite-dimensional for any .
We consider the parabolic subalgebra . We define the full subcategory of the category of -modules whose objects satisfy the following three conditions:
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•
is finitely generated.
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•
decomposes as a direct sum of irreducible finite-dimensional representations of .
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•
is locally -finite.
The category is called the parabolic BGG category with respect to . For further properties of the BGG category and a parabolic BGG category , see [Hum08].
Let us introduce the Verma modules. For a -dominant weight , let be a model of . We regard as a -module by letting act trivially. Put
Then, has the canonical left -module structure. The module is called the (parabolic) Verma module of weight . Since is generated by a highest weight vector, has the unique irreducible quotient . Note that and are objects in .
For a -module , we say that is a highest weight module if there exists a highest weight vector such that generates . By definition, Verma modules are highest weight modules. Moreover, has the following universality: For a highest weight module with the highest weight , there exists a surjective homomorphism .
For a weight , let be the infinitesimal character with the Harish-Chandra parameter . Then, the Verma module has the infinitesimal character . Note that for , we mean the infinitesimal character of the trivial representation. The infinitesimal characters and are the same if and only if there exists such that . Here is the dot action defined by . For a weight , put . We say that is (dot-)regular if . If is not of (dot-)regular, we say that is (dot-)singular.
For a nearly holomorphic automorphic form , we consider the -module generated by under the right translation. Then, is a -module. By the definition of the parabolic BGG category , the -module is an object in .
3.2. First reduction point and unitarizability
We recall the definition of the first reduction point in the sense of [EHW83]. Let be a -dominant weight with . We say that a real number is the first reduction point if the module is reducible and is irreducible for . Set and . One can compute the first reduction point explicitly by the result of Enright-Howe-Wallach [EHW83, Theorem 2.10].
Theorem 3.2.1.
Let be a -dominant weight with . Then, the first reduction point equals to .
Let be the first reduction point. Then for , the irreducible representation is unitarizable. More precisely, we have the following by [EHW83, Theorem 2.8]:
Theorem 3.2.2.
With the same notation as in Theorem 3.2.1, is unitarizable if and only if either of the following conditions holds:
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•
.
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•
and .
3.3. Dot-orbits of regular integral weights and unitary highest weight modules
Let be a -dominant integral weight. Let be a multiset . Then, the multiset is invariant under the dot-action, i.e., for any . We then say that is anti-dominant if . We compute the dot-orbits of regular anti-dominant integral weights. Note that for any regular integral weight , there exists such that is anti-dominant. Moreover, such an anti-dominant weight is unique in the dot-orbit .
Lemma 3.3.1.
Let be a regular anti-dominant integral weight and an element of the Weyl group . Suppose that the weight is -dominant and is unitarizable. If , one has .
Proof.
Put . Suppose that and is unitarizable. By and the uniqueness of anti-dominant weights in , one has . Set and . Since is unitarizable, one has
(3.3.1) |
If , there exists such that . Then, is singular. This is contradiction. Similarly, if , one has by (3.3.1). By (3.3.1) and the unitarizability of , either of the following statements holds:
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There exists such that .
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There exists such that .
Thus, is singular. This is contradiction. Hence, one has and in particular . Indeed, . Since is anti-dominant, we obtain . This completes the proof. ∎
For a -dominant integral weight , we put
By the proof of the above lemma, we obtain the following corollary:
Corollary 3.3.2.
Let be a regular anti-dominant integral weight.
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(1)
If , one has .
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(2)
If , one has , where
Proof.
If , one has by Lemma 3.3.1. We may assume . In this case, the representation is unitary for any . Thus, . We prove the converse. Take . By the proof of Lemma 3.3.1, we obtain . Since is regular, the multiset is a set. Note that . By the -dominance of and , we obtain for . Thus, one has . This completes the proof. ∎
3.4. Multiplicities of certain -types
In this subsection, we distinguish in terms of -types in the orbit . For this, we first recall the embeddings of highest weight modules into principal series representations.
Theorem 3.4.1 ([Yam89]).
For a principal series representation
with unitary characters of , the induced representation contains a highest weight representation of weight if and only if we have
for any .
For , let be the -th exterior product of the standard representation of . This is an irreducible representation of with highest weight . Put
The following statement follows from the Littlewood-Richardson rule.
Lemma 3.4.2.
For a -dominant integral weight , one has
Proof.
For an integral weight , we consider the following two step operation:
-
Step 1.
Put . For , set
-
Step 2.
Consider the set . Let be the maximal element in . We define a new set by if is even and by if is odd. Put
We define a map by . Note that the image of -dominant weight is -dominant. We denote by the -th composite of . Set and . Then, by definition, . By the well-known correspondence of young diagrams and irreducible finite-dimensional representations of , one can show that is -dominant. By the definition of and the Littlewood-Richardson rule, the irreducible representation of with highest weight occurs in the tensor product representation of .
We next compute the weight . By the construction, is of the form . Indeed, by induction on , one has for any . Thus, . We claim for any -dominant weight . Set . We write with . Then, for any with , one has mod . Here, . In particular, for any , we have mod . By mod for any , we have . Hence we obtain
By the claim, we see that occurs in . The space decomposes as
as a representation of . Thus, occurs in . Note that the restriction of to is semisimple and . We then have
This completes the proof. ∎
Since a weight of is a permutation of , one has the following:
Proposition 3.4.3.
For a regular anti-dominant integral weight and , one has
and
Proof.
Let be the principal series representation
Here, are real valued characters of . Take such that . Through the weight structure of , one can find that the Hom space
is non-zero if and only if by the Frobenius reciprocity. By the Frobenius reciprocity, one has the multiplicity free, i.e., .
For a -type , put
Corollary 3.4.4.
For a regular anti-dominant integral weight , one has
3.5. Extensions of certain modules
Fix an odd integer . Let be a -dominant integral weight such that . Put . By as the multisets, the weights and have the same dot-orbit.
Lemma 3.5.1.
One has
Moreover an indecomposable module with a non-trivial exact sequence
is isomorphic to .
Proof.
Set . Then, satisfies the condition as in Theorem 3.2.1, i.e., the -th entry of is . By and , the weight corresponds to the first reduction point . Thus, the Verma module is reducible and is irreducible. Let be a -dominant integral weight such that is a constituent of . Then, there exists such that and . We then have for any . The multiplicity of in the multiset is one if and only if or . Thus, satisfies the following conditions:
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•
for .
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For , there exist and such that .
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For , there exists such that .
Indeed, it suffices to check the first condition. Suppose that there exist and such that . Then, . This contradicts to . We note that is a minimal element in . The candidates of are
and
Since occurs in a constituent of , the representation occur in the restriction of to . However, the last two candidates of do not occur in the restriction . Thus, any constituent of is of the form and . The irreducible representations and of have the multiplicity one in . Hence the multiplicities of and in the constituent of are at most one. Since is reducible and is the irreducible quotient of , we obtain a non-split exact sequence
By applying to this short exact sequence, we obtain the following long exact sequence
By definition, we have . Consider an extension
Let be a weight vector in of weight such that the image of in is a non-zero highest weight vector. Since the weight of is highest in , there exists a splitting by the universality of . Thus, the short exact sequence splits, i.e., . We then obtain . This is of dimension one. This completes the proof. ∎
4. Siegel Eisenstein series
In this section, we compute the cuspidal components and exponents of Siegel Eisenstein series via the Siegel-Weil formula. We also show the near holomorphy of certain Siegel Eisenstein series.
4.1. Siegel-Weil formula
Let be a positive even integer. Set . Let be a -dimensional quadratic space over and the space of Schwartz functions on . We denote by the Weil representation of on . Here is the -completion of for a place of . For , set
The function is called the theta function. Put
The following condition (W) is called the Weil’s convergence condition:
(W) |
where is the Witt index of . If satisfies the condition (W), the theta integral converges absolutely.
For , set
Let be the quadratic character associated to . Then is an element of . We denote by the standard section of such that
For a standard section of , put
The Siegel-Weil formula states the relationship between and . In this paper, we use the following Siegel-Weil formula due to Kudla-Rallis [KR88].
Theorem 4.1.1.
4.2. The representation
Let be a -dimensional quadratic space over with . The character denotes the quadratic character associated to . The map induces a -intertwining map
We denote by the image of the intertwining map. Then, can be viewed as the -coinvariants of .
Proposition 4.2.1.
With the above notation, we obtain the following:
-
(1)
For a non-archimedean place , if and , one has
Here and are the -dimensional inequivalent quadratic spaces over with .
-
(2)
For an archimedean place of , let be a -dimensional quadratic space over with the signature or . If , the representation contains .
-
(3)
For and , the space of -finite vectors in forms
Proof.
For a quadratic space over and a place of , let be the -completion of . Put
where runs over all places of .
4.3. Holomorphy of Siegel Eisenstein series for or
Let be a standard section of . For a representation of , we denote by the space of -finite vectors in . Put with non-negative even integer .
Lemma 4.3.1.
For , the map
defined by
is injective and intertwining under the action of . If or , the same statement holds for .
Proof.
Suppose . This case is clear by the holomorphy of intertwining operators as in [Ike92].
Next, we suppose and . By Proposition 4.2.1 (3), we have
(4.3.1) |
We claim that the representation is contained in where runs through the -dimensional quadratic spaces over such that satisfies the Weil’s convergence condition (W) and . Take a function in . We may assume that each local functions lie in for some quadratic space over by Proposition 4.2.1 (1). Let be the Hasse invariant of . We denote by the non-degenerate real quadratic space with the signature . The Hasse invariants of and are and , respectively. Fix an archimedean place . Then, there exists the quadratic space over such that for any non-archimedean place , for any archimedean place and
By Proposition 4.2.1 (2) and , the quadratic space satisfies the condition (W) and . Hence the claim holds. By the claim, the theta integral converges absolutely. This states that the theta integral is an intertwining map under the action of . Hence we obtain the following diagram:
Here the upper horizontal line is given by , the left vertical line is the canonical surjective morphism and the right vertical line is given by . By the definition of the theta integral, it factors through the -coinvariants of . By the Siegel-Weil formula Theorem 4.1.1, the diagram is commutative. Hence the right vertical map is intertwining under the action of . For the injectivity, we consider the constant term of along . By the straightforward computation, one has . Thus the right vertical line is injective.
For the case , it suffices to show that the space of induced representations (4.3.1) are contained in where runs over all quadratic spaces over with dimension such that satisfies the condition (W). The proof is similar. Take in the induced representation (4.3.1). We may assume for any place . Let be the Hasse invariant of . Fix an archimedean place . If , we can find a positive definite quadratic space over such that . If , we can find a quadratic space over such that for any non-archimedean place , is positive definite for any archimedean place , is of signature and . Then, is anisotropic. We obtain the claim. This completes the proof. ∎
In the following of this section, we assume .
4.4. Near holomorphy of Siegel Eisenstein series for
Proposition 4.4.1.
Let be a standard section of such that . Then the Eisenstein series is nearly holomorphic, i.e., there exists such that .
Proof.
We may assume that there exists a -dimensional quadratic space over such that for any place of . Here is positive definite for the archimedean place . Let be the Hasse invariant of . If , the corresponding Eisenstein series generates the representation , by the same method as in the proof of Lemma 4.3.1. Then, the archimedean component is a highest weight representation. In particular, is nearly holomorphic.
Suppose . Let be the quadratic space over with dimension such that for non-archimedean place . Then, for the archimedean place , we may assume that the quadratic space has the signature . We consider the constant term of along . For and , one has
(4.4.1) | ||||
where is the embedding and is the intertwining integral defined by
for
We denote by the local intertwining integral so that . Note that the local intertwining integral converges absolutely for . Moreover, it is holomorphic and non-zero for . See [PSR87, pp. 91]. Let be the archimedean place of . Let be the standard section of such that for some with . We claim that there exists a non-zero constant such that
For a non-zero standard section of of weight , the integral is a non-zero multiple of
(4.4.2) |
by [KR94, (1.22)] and [KR88, Lemma 4.6]. Substitute . Then, has a simple zero at . Hence the integral has a simple zero at . Indeed, at , can be written as a sum of right translations of a non-zero function of weight . Put
For an unramified place , by [KR94, (1.23)], one has
(4.4.3) |
where is the unramified section of . Thus, the meromorphic section is holomorphic for . By Lemma 4.3.1 and [KR94, Theorem 1.1], has at most simple pole at . We then have
with some non-zero constant . Hence the claim holds. Let be the complementary space of in the sense of [KR94, pp. 34]. By [KR94, Corollary 6.3], the constant term of along lies in . Thus, the constant term of along the Borel subgroup is an element of weight in a direct sum of principal series representations. Comparing the scalar -types of principal series representations and degenerate principal series representations, the constant term lies in
of weight . Note that the -type with highest weight occur in by [Hor20b, Lemma 3.5]. We also note that concentrates on the Borel subgroup. Hence the Eisenstein series is nearly holomorphic. This completes the proof. ∎
Remark 4.4.2.
In the above proof, we use the formula of as in [KR88, Lemma 4.6]. We should note that there is a typo in this formula. The correct one is
Indeed, by the straightforward computation, equals to a non-zero constant multiple of a confluent hypergeometric function . For the explicit formulas of , see [Shi82] and [Shi00, pp. 140].
4.5. Cuspidal components of Siegel Eisenstein series at
We recall the properties of Siegel Eisenstein series at . If the rank is odd and is quadratic, one has
where runs over all the quadratic spaces of dimension over such that and runs through all incoherent families such that for any place of . For the definition of incoherent family, see [KR94, pp. 7]. By [KR94, Theorem 4.10], one can identify a certain subspace of automorphic forms as the space of Eisenstein series at as follows:
Theorem 4.5.1.
The following statements hold.
-
(1)
For a quadratic space of dimension over , one has
Moreover, the normalized Eisenstein series at gives the non-trivial intertwining map .
-
(2)
For an incoherent family , one has
Moreover, for a standard section with , one has .
The following statement follows from the theorem immediately.
Corollary 4.5.2.
Let be a standard section of . The candidates of real parts of non-zero cuspidal exponents of are only .
Proof.
By Theorem 4.5.1, the constant term of Eisenstein series along lies in the direct sum of induced representations of the form . The lemma then follows from and the definition of cuspidal exponents. ∎
5. Pullback formula
In this section, we compute the pullback formulas of Siegel Eisenstein series. As an application, we show the holomorphy and non-vanishing of Klingen Eisenstein series.
5.1. The formal identity and meromorphic sections
For , we define the embeddings and of into by
Put and . Take . For and , put
Set
Let be a standard section of . For a cusp form on and , we consider the zeta integral
Put
for . Note that for any and , one has
The following double coset decomposition is well-known. For example, see [Shi00, Lemma 24.1].
Lemma 5.1.1.
One has the decomposition
Moreover, , where runs over , over , and over .
By the lemma, we compute the integral as follows:
If , we claim that the integral
vanishes. Put . We write by for simplicity. Then, it equals to
Hence, we obtain
Put
We then have
Lemma 5.1.2.
The integral converges absolutely for with and can be meromorphically continued to whole -plane.
Proof.
Since converges absolutely for with , the integral also converges absolutely for such . When , the meromorphic continuation follows from the meromorphic continuation of . In general, we write for and . Then, one has
Thus, the meromorphic continuation follows from the case . ∎
The section is then a meromorphic section of
Indeed, let be a parabolic subgroup of with the unipotent radical . It suffices to prove that the constant term of along is zero. It equals to
by the cuspidality of . Take a cusp form on . For any , one has
The pairing is zero unless lies in the -isotypic component of . Here the representation is the representation of generated by . For any , the function on lies in the -isotypic component. Hence, the section is a section of .
Let be an irreducible cuspidal automorphic representation of . By the above computations, we define a meromorphic section of for . For and , set
Then,
In the following, we first consider the relationship between the constant terms of and the global section . After that, we compute the local sections .
5.2. Near holomorphy of Klingen Eisenstein series
We prove the near holomorphy of Eisenstein series on as follows:
Proposition 5.2.1.
Fix with and with . For a character of , let be a standard section of . We assume
-
•
is -finite.
-
•
If and , there exists a quadratic space over with dimension such that satisfies the condition (W) and .
Then, for a cusp form on , the Eisenstein series on is nearly holomorphic.
Proof.
We next compute the constant term of along . Let be the subgroup of in which elements of the form
We may regard the group as a subgroup of . Then, it is a subgroup of the unipotent radical of . Set
We compute as follows:
Lemma 5.2.2.
Let be a standard section of . Suppose that satisfies the conditions as in Proposition 5.2.1 and moreover if , assume . We then have
for .
Proof.
By the near holomorphy of and [Hor20b, Lemma 5.10], we have
Thus, for , by taking the constant terms successively, we obtain
We tacitly assume . By (4.4.1), one has
Then, for and , the archimedean component has at least simple zero. Hence, by assumptions, the Eisenstein series is zero at . For general , we thus have
Let be the derived subgroup of . It suffices to show that is left invariant. It follows from [Hor20b, Lemma 5.7] by the near holomorphy of Eisenstein series. This completes the proof. ∎
Proposition 5.2.3.
With the notation as in Proposition 5.2.1, suppose if . Then, the constant term of along equals to the zeta integral for any .
Proof.
Corollary 5.2.4.
With the notation as in Proposition 5.2.1, suppose if . Then, the zeta integral is holomorphic at .
Proof.
The statement follows immediately from the definition of zeta integral and the holomorphy of at . ∎
We next consider the local zeta integrals .
5.3. Unramified computations
We first compute at unramified places.
Lemma 5.3.1.
Let be an unramified character of , be an unramified standard section of with and be an irreducible unramified representation of with an invariant inner product . Take an unramified vector so that . We then have
Proof.
The restriction of to is a standard unramified section of . Since is an unramified vector, it is a constant multiple of . By definition of local zeta integral, we have
By [KR94, (7.2.8)], one has
This completes the proof. ∎
5.4. Computations of ramified places
Fix a non-archimedean place . In this subsection, we compute the zeta integrals at the non-archimedean ramified place . We then show the following lemma.
Lemma 5.4.1.
Let be a standard section of . There exists a finite number of standard sections of and vectors such that
Proof.
Put
Let be a positive integer such that is fixed by . We write . Let be a set of complete representatives of . We may assume . Put and . We claim that for any , one has . Here, is the projection map . Indeed, take . Fix such that . By the choice of , one has . Since is a normal subgroup of , one obtains . Thus, and .
Let be a standard section of such that
-
•
.
-
•
for and .
Here, . Let . By the claim, if , one has . Thus, we have
Next, we compute the support of the section. For , we assume . Suppose that lies in for some . Then, by the definition of , one has
for any . By with , we get . Hence we obtain
and . We then have
This completes the proof. ∎
5.5. Computations of archimedean places
In this subsection, we assume for simplicity. Let be the archimedean place of . Let be a holomorphic discrete series representation of with highest weight . For a standard section of , put
for and . Here, is an invariant inner product on .
Lemma 5.5.1.
With the above notation, suppose that a real number satisfies and for any . Let be a standard section of such that is -finite. Then, the integral converges absolutely at for any and . Moreover, we may choose and so that is non-zero at .
Proof.
For , one has
Since the standard section satisfies the assumption as in the statement, we may assume . Then, the integral equals to
Consider the restriction of to the subgroup . The restriction to is a standard section of . The restriction map induces a non-zero intertwining map
Thus, induces
Here, . This map is the same as in [Liu20, (4.3.4)]. Hence, the lemma follows from [Liu20, Proposition 4.3.1]. This completes the proof. ∎
Corollary 5.5.2.
With the above notation, the zeta integral at induces a non-zero intertwining map
Proof.
By Lemma 5.5.1, the zeta integral defines a non-zero intertwining map
Since the integral is intertwining, the image is contained in the -finite vectors. This completes the proof. ∎
6. Structure theorem of the space of nearly holomorphic automorphic forms
In this section, we compare the space of nearly holomorphic automorphic forms with the space of Eisenstein series.
6.1. Parametrization of infinitesimal characters
For an infinitesimal character of , put
By [Hor20b, Proposition 5.15], we have
(6.1.1) |
where runs over all integral infinitesimal characters of . We define and similarly. By [Hor20b, Proposition 5.9], the constant term along induces an embedding of the space into the direct sum
Here runs over all real numbers such that the induced representation has the integral infinitesimal character . Take a real number . We define the projection by
The infinitesimal character of the induced representation has the Harish-Chandra parameter
Here, is the highest weight of for any . For , we mean the infinitesimal character of the induced representation. Note that depends on and .
Lemma 6.1.1.
With the above notation, fix . Let be the set of real numbers such that for some . Then, for any , the highest weight submodule of is unitarizable.
Proof.
We may assume . Note that the highest weight of is of the form . Then, is maximal in . By assumption, there exists such that is of weight . Note that by maximality of , for , the -type does not occur in . Then, lies in . By [Hor20b, Corollary 7.3], the module generated by is isomorphic to . By [MW95, I.4.11], if , the automorphic form is of square-integrable. Thus, the highest weight module is unitarizable. If , the highest weight module is unitarizable by Theorem 3.2.2. Since the highest weight submodule of is irreducible with integral weight , the highest weight submodules are unitarizable by Theorem 3.2.2 for all . This completes the proof. ∎
If the induced representation contains a unitary highest weight representation, one has with . The following statement follows from the straightforward computation. For details, see [Hor20b, Proposition 6.4].
Lemma 6.1.2.
With the above notation, suppose for simplicity . Let be real numbers so that and . Then, one has if and only if .
Put
In the following of this section, we study in terms of and induced representations.
6.2. Constant terms of nearly holomorphic automorphic forms
Toward the classification of -modules generated by nearly holomorphic automorphic forms on , we investigate the embedding of into a direct sum of induced representations. Fix a positive integer . Let be a character of and an irreducible holomorphic cuspidal automorphic representation on with for . Put . For the notation, see §2.5. We consider the space . By Lemma 6.1.2, the constant term along induces the embedding
(6.2.1) |
Note that if and only if the image of (6.2.1) is contained in . In this case, the space is semisimple as -modules. The highest weights of the right hand side of (6.2.1) are of the form
and
if exist. If for some , one has . Thus, for the classification, it suffices to consider the case where satisfies for any . In this case, we may assume .
Lemma 6.2.1.
Under the above assumption, if , the space is isotypic for
as -modules.
Proof.
By (6.2.1), one has
Consider the induced representation
for and a unitary character . Since this induced representation lies in the unitary axis, it is unitary by the unitarizability of . Thus, it is semisimple as -modules. Highest weights in it are of the form . We then have
This completes the proof. ∎
In the following of this section, we assume for any , and . We then have
6.3. Structure theorem for
Proposition 6.3.1.
We assume that either of the following conditions holds:
-
•
and .
-
•
and .
We then have
Proof.
Next we treat the case .
Proposition 6.3.2.
The following statements hold.
-
(1)
For , one has
-
(2)
For , one has
Moreover, there are no splitting if .
-
(3)
For , one has
and
Proof.
The proof of (1) is the same as the proof of Proposition 6.3.1.
Next we show (2). If for some , one has and . We may assume for any . Take such that lies in for some and . Here runs over all positive definite quadratic forms over of dimension . Let be the standard section of such that . We assume that there exists a nearly holomorphic automorphic form such that . By Proposition 4.4.1, the difference is non-zero and square integrable. However, for , the -type in generates a reducible indecomposable representation of . This contradicts to the square integrability. Hence there are no automorphic form such that . Recall that the constant term along induces the inclusion
The image of is the same as . Hence the above inclusion is surjective and there are no splitting. This completes the proof of (2).
6.4. Structure theorem for
Fix . We consider the case Let be a character of and an irreducible holomorphic cuspidal representation of and . Suppose . Let be a finite set of places such that and for , the representations and are unramified. Set
Lemma 6.4.1.
Let and the finite set of places such that for , the function is unramified. Then, there exists finite number of standard sections of and such that
Proposition 6.4.2.
Suppose if . We then have
Proof.
In the following, we give partial results.
Proposition 6.4.3.
Assume . Let be an irreducible holomorphic cuspidal automorphic representation of . Suppose that highest weights of the archimedean component satisfies . We then obtain the following result:
-
(1)
For , the space is -isotypic. Here, is defined so that for any .
-
(2)
For , the space is contained in
Proof.
The statements follow from (6.2.1) immediately. ∎
6.5. Classification of -module generated by nearly holomorphic automorphic forms
We finally show the following classification:
Theorem 6.5.1.
Let be an indecomposable reducible -module generated by a nearly holomorphic modular form. Then, the length of is at most two. Moreover, if , is irreducible. If and is reducible, let be the socle of and the irreducible quotient of . Then, there exists such that
-
•
for .
-
•
and .
-
•
.
Moreover, if a reducible module has a regular infinitesimal character, one has .
Proof.
We may assume is reducible. There exists , a positive integer , a character of and an irreducible cuspidal automorphic representation of such that the indecomposable reducible module can be embedded into . By Lemma 6.2.1, Proposition 6.3.1, Proposition 6.3.2, Proposition 6.4.2 and Proposition 6.4.3, since is reducible, one has and . In the following, we assume and .
Put
Then, the submodule is semisimple. Since the submodule occurs in
the module is isomorphic to with some multiplicities. Put . Then, one obtains that is isomorphic to with some multiplicities by Proposition 6.3.2 (2) and Proposition 6.4.3. By Lemma 3.5.1, the module is isomorphic to .
If has a regular infinitesimal character, the socle has a regular infinitesimal character. Then, one has . This completes the proof. ∎
Remark 6.5.2.
A typical example of nearly holomorphic modular form that generates an indecomposable reducible module is . Here, is defined by
Then, generates . For details, see [Hor21].
Corollary 6.5.3.
Let be a regular anti-dominant integral weight and . Let be the set of isomorphism classes of indecomposable -modules with the regular integral infinitesimal character generated by nearly holomorphic Siegel modular forms of degree . For a -type , put . We then have
and
7. Projection operators
In this section, we investigate projection operators associated to infinitesimal characters.
7.1. Generators of
In this subsection, we assume for simplicity. It is well-known that is generated by generators. We give generators explicitly. We first define matrices and as follows:
Then, and are basis of and , respectively. We define and by
Put , the transpose of . Let be a word with letters and . We assume the word satisfies the following five conditions:
-
•
is followed by or .
-
•
is followed by or .
-
•
is followed by or .
-
•
is followed by or .
-
•
and occur with the same multiplicity.
For a word, let be the trace as the -valued matrix. We may identify as an element of . Let be the sum of number of times and occur isolatedly in counted cyclicly. For example, . Put
where runs over all words of length with the above five conditions.
Theorem 7.1.1 ([Mau12]).
The algebra is generated by elements as an algebra over .
7.2. Projection operators
Fix an infinitesimal character , a weight and a congruence subgroup . Let be the closure of in . We now define a projection on . Let be the highest weight of . We define a set of -dominant weights by the set of -dominant weights such that satisfies the following three conditions:
-
•
is unitarizable.
-
•
has the -type .
-
•
.
Then, is finite. Put . For infinitesimal characters and , we define as follows: Let . If the local components and are the same, put . If , there exists such that . Then, put . Set . By definition, for an -eigenvector with , we have
We now can define the projection by
By (6.1.1), defines a projection onto the -eigen subspace of associated to .
Lemma 7.2.1.
The projection defines a projection on .
Proof.
We have the map
by
Since it is injective, it is isomorphism by comparing the dimensions. We identify as . Let be the -eigen subspace of associated to an infinitesimal character . Since the -isotypic component of is -stable, the corresponding space is -stable. Thus we can define the subspace
of and of . We denote the subspace of by . Since decomposes as the direct sum of -eigen spaces, one has . By the map , one obtains a map and thus it induces the map . It suffices to show that this map is a projection. For , one can regard as an element . Since is projection, one has . It shows that is invariant under the map . Thus, this map is an idempotent and hence a projection. This completes the proof. ∎
We denote by the same letter the projection on as in the above lemma. Thus we have for and . Set .
Theorem 7.2.2.
The projection on commutes with the -action.
Proof.
The case where is proved in [HPSS21, Proposition 3.16]. The general case is similar. We omit the details. ∎
For an integral weight , put .
Theorem 7.2.3.
Let be a regular anti-dominant -dominant integral weight. Put . If and , any modular form in generates or . If not, any modular form in generates .
Proof.
Take . Then the -module generated by is a direct sum of modules in . Thus, the statement follows from Corollary 6.5.3. ∎
We finally give an analogue of holomorphic projections.
Corollary 7.2.4.
Let be a regular anti-dominant integral weight with for any and the irreducible highest weight representation of with highest weight . If or for some , the projection defines a projection onto .
Proof.
By and Theorem 7.2.3, any modular form in generates . Since is of weight , corresponds to a highest weight vector. Thus, is holomorphic and . This completes the proof. ∎
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