On the algebraicity of polyquadratic plectic points
Abstract
We establish direct evidence of the arithmetic significance of plectic Stark–Heegner points for elliptic curves of arbitrarily large rank. The main contribution is a proof of the algebraicity of plectic points associated to polyquadratic CM extensions of totally real number fields. Moreover, we relate the non-vanishing of plectic points to analytic and algebraic ranks of elliptic curves.
:
11F41, 11F67, 11G05, 11G40.1 Introduction
In previous work, plectic Stark–Heegner points were associated to quadratic extensions of number fields and modular elliptic curves under some technical assumptions. The construction generalizes the description of classical Heegner points on Shimura curves admitting a -adic uniformization, and combines Neková–Scholl’s plectic insights ([NS16], [Nek16]) with Darmon’s pioneering work on Stark-Heegner points [Dar01]. Moreover, Conjectures 1.3, 1.5 of [FG21] predict the algebraicity of plectic Stark–Heegner points and their significance for elliptic curves of higher rank, for which some numerical evidence was provided in [FGM21]. The aim of this paper is to establish direct evidence for the aforementioned conjectures in the polyquadratic CM case.
1.1 Conjectures on plectic Stark–Heegner points
Even though the formulation of the conjectures does does not require any restriction on the possible signatures of the fields and , we only consider CM extensions in this article; that is, is a totally real number field and a is totally complex quadratic extension. All prime divisors of the conductor of the elliptic curve are assumed to be unramified in . We fix a rational prime and a set of -adic primes of such that
-
has multiplicative reduction at every ,
-
the primes in are all inert in .
Given we also denote by the unique prime of above . Furthermore, we let equal (resp. ) when has split (resp. non-split) multiplicative reduction at . The quantity is closely related to the local root number of :
By setting , we may write
for coprime ideals such that is divisible by every prime divisor of split in .
Assumption 1.1 ((Plectic Heegner hypothesis for )).
We require that
-
is square-free,
-
the number of prime factors of is congruent to modulo .
Since is a CM extension, Assumption 1.1 implies that the sign of the functional equation of the -function of the base-change of to is equal to .
We introduce the following useful notations. First, if is any commutative prodiscrete group, we denote by the torsion-free part of its pro- completion. Second, if is an abelian group and a field of characteristic zero, we use and to respectively denote the tensor product , and the -th exterior power of the -vector space .
Consider the tensor product
Under the running assumptions, the plectic Stark–Heegner point (for the trivial character) is
as constructed in ([FG21], Section 4.4), where it was denoted . The notion of algebraicity for plectic Stark–Heegner points is formulated in terms of a determinant map. Writing for the canonical embedding for every , we can consider the homomorphism
given by
As usual, denotes the rank of the finitely generated abelian group , and the order of vanishing of the -function at .
Conjecture 1.2.
If , then there exists an element such that
Moreover, if , then .
Remark 1.3.
When consists of a single prime, Conjecture 1.2 follows from the generalization of the Gross–Zagier–Kolyvagin theorem for totally real number fields by Neková and Zhang. Indeed, Čerednik–Drinfeld’s uniformization of Shimura curves implies that the plectic point is a Heegner point when (see Section 3.2 for more details).
There are also plectic Stark–Heegner points associated to non-trivial anticyclotomic characters of . Aiming for clarity in the introduction, we discuss them only in the body of the paper.
1.1.1 Eigenspaces for partial Frobenii.
Let be the generator of the Galois group of . It naturally acts on , and thus also on via its action on the -th factor. We set
There are two eigenspace projections
The main results of this article (Theorems A & B) establish the first cases of the minus part of the following conjecture, a direct consequence of Conjecture 1.2.
Conjecture 1.4.
If , then there exists an element such that
Moreover, if , then .
The special cases that we treat in Theorems A, B and C are singled out precisely to leverage the known properties of classical Heegner points. The key idea is to further suppose that is a polyquadratic extension of another totally real number field , the elliptic curve is the base change of an elliptic curve defined over , and is the compositum of with a quadratic CM extension . Then, under an appropriate Heegner hypothesis, we use Heegner points for and its twists by characters of , plus a factorization of anticyclotomic -adic -functions to establish our results.
1.1.2 Plectic -adic invariants.
Anticyclotomic -adic -functions come in to play in the proofs of our theorems because of the -adic Gross-Zagier formula ([FG21], Theorem A) relating higher order derivatives to plectic -adic invariants. These invariants, denoted , are canonical lifts of the points with respect to a “plectic” Tate parametrization: as the elliptic curve has multiplicative reduction at every , Tate’s -adic uniformization results provides surjections whose kernels are generated by Tate periods . If we denote by the subgroup of on which acts via inversion, and we set
then the plectic -adic invariant is the unique element of satisfying
Here denotes the tensor product of Tate’s local uniformizations. Since the restriction of to is injective, we have that if and only if .
1.2 The polyquadratic setup
For the rest of the introduction we suppose that the totally real number field is a polyquadratic extension of degree of a number field , i.e., is a Galois extension with Galois group Further, we assume that is the compositum of with a quadratic CM extension and that the following technical assumptions are satisfied.
Assumption 1.5.
We require that
-
every non-trivial subextension of is ramified,
-
all primes of that ramify in split in ,
-
the elliptic curve is the base change of a modular elliptic curve defined over , whose conductor is unramified in ,
-
the set consists of all primes of lying above a single prime of , totally split in .
Remark 1.6.
Assumption 1.5 implies that the elliptic curve is modular by quadratic base change for Hilbert modular forms. Moreover, we deduce that the cardinality equals , and that the prime is inert in . By a small abuse of notation, we denote by the unique prime of lying above . Since is completely split in , the elliptic curve has multiplicative reduction at . Furthermore, if we set (resp. ) in case has split (resp. non-split) multiplicative reduction, we have
(1) |
Now, write the conductor of as
where is divisible by every prime divisor of split in .
Assumption 1.7 ((Generalized Heegner hypothesis for )).
We require that
-
is square-free,
-
the number of prime factors of is congruent to modulo .
Under Assumption 1.7, the sign of the functional equation for equals . Hence, the BSD–conjecture predicts that is non-torsion. Moreover, for any character , the twist also fulfils the generalized Heegner hypothesis and we have
because every prime ramified in splits in by Assumption 1.5. Thus, we expect that
with equality if and only if for every character .
Remark 1.8.
Remark 1.9.
Simple examples satisfying all our hypotheses can be found by considering , an imaginary quadratic field, a real quadratic field, and a rational elliptic curve of conductor for two rational primes both inert in , and with split in .
1.3 Main results
As is completely split in , we have for every canonical identifications and . The resulting identifications are used to define the norm map
where the second arrow is the canonical projection.
Remark 1.10.
If is of degree one, the restriction of the norm map to is injective.
Under our running assumptions (1.1, 1.5, 1.7), we deduce the following theorems about plectic points from the known properties of Heegner points, the -adic uniformization of Shimura curves, and a factorization of anticyclotomic -adic -functions (Corollary 4.4).
Theorem A ((Arithmetic significance)).
The following implication holds:
Theorem B ((Algebraicity)).
There is a quadratic extension and s.t.
Remark 1.11.
Aside from the quadratic extension , Theorems A and B provide a proof of the minus part of Conjecture 1.4 in the polyquadratic setup when is of degree one. Using the main theorem of [HM22] one can apply the same strategy to prove the plus part of the conjecture. This will be explained in more detail in future work.
Remark 1.12.
The quadratic extension is generated by the square-root of a rational number that is the product of various explicit terms: Petersson norms, discriminants, Euler factors and special values of Dedekind zeta functions. It would be interesting to know whether that rational number is in fact a square. Similar questions were raised and shown to be implied by the Birch–Swinnerton-Dyer conjecture in [Mok10].
Now, set and denote by the quadratic twist of with respect to the extension . We partition by declaring that the subset contains all the primes in of split multiplicative reduction for , and define
Theorem C.
We also have
Remark 1.13.
We note that in the main body of this article, we prove generalizations of Theorems A, B for plectic Stark–Heegner points associated to anticyclotomic characters of that are restrictions of anticyclotomic characters of .
Acknowledgements.
We warmly thank Jan Vonk for the numerous conversations related to our work on plectic Stark–Heegner points. While working on this article, the first named author was a Simons Junior Fellow.2 Preliminaries
We gather some basic results on symmetric powers and completed group algebras.
2.1 Symmetric powers
Let us fix a commutative ring . Given an -module and an integer we write
Recall that the symmetric algebra of is the quotient of the tensor algebra
by the ideal generated by for . As this ideal is graded, the natural grading on induces a grading on :
We denote the image of an element in by . Given a homomorphism of -modules we write
for the induced homomorphism. If and are -modules, there is a canonical isomorphism
(2) |
of -algebras. Now, suppose is a finitely generated free -module with generators , then there is an isomorphism of graded -algebras
(3) |
Lemma 2.1.
Let be an integrally closed domain, a finitely generated free -module, and
the squaring map. If are elements of and is a non-zero constant satisfying , then there exists a square-root such that .
Proof.
As is an integrally closed domain, equation (3) implies that the -algebra is one as well. Thus, the equality in the fraction field of implies that is an element of . Moreover, because its square belongs to . ∎
Lemma 2.2.
Let and be finitely generated free -modules.
-
(a)
The canonical map
is injective.
-
(b)
The following diagram is commutative
2.2 Completed group algebras
Let be a topologically finitely generated commutative profinite group. Recall that the completed group algebra of with coefficients in a commutative ring is defined as
We denote by the involution induced by inversion on . In the rest of this section we always consider the coefficient ring . Let be the augmentation ideal, i.e. the kernel of the natural map . More generally, if is a quotient of by an open subgroup, the relative augmentation ideal is defined as
Note that the quotients are modules over the group ring . If is an element of , we write for its image in . The map , induces an isomorphism of -modules
(4) |
and for every integer a surjection of -modules
When is a finitely generated free -module, a choice of topological generators determines an isomorphism
(5) |
mapping the augmentation ideal to the ideal . It follows that the surjective maps
(6) |
are isomorphisms for all . Furthermore, when is a product with finite, it is easy to see that the canonical map
is an isomorphism for all . The following lemma gives a slight generalization of this fact.
Lemma 2.3.
Let be a finitely generated commutative profinite group, an open subgroup that is a finitely generated -module, and a finite quotient of such that . Then, the canonical -linear map
is injective for all .
Now, both the augmentation ideal and the relative versions are clearly stable under . Equation (4) implies that induces multiplication with on and, thus, it induces multiplication with on . This observation readily implies the following relative statement: under the assumptions of Lemma 2.3 the following diagram commutes
(7) |
3 Plectic points and -adic -functions
We begin by explaining how the construction of plectic Stark-Heegner points recovers the -adic uniformization of classical Heegner points as a special case. Then, we recall the -adic Gross–Zagier formula ([FG21], Theorem A) relating plectic points to derivatives of certain anticyclotomic -adic -functions, for which we also state precise interpolation formulas. Note that in this section we work in the setup of Subsection 1.1, that is, is an arbitrary quadratic CM extension and Assumption 1.1 is supposed to hold. In particular, we never assume that we are in a polyquadratic situation.
3.1 Plectic Stark–Heegner points
We fix an -ideal coprime to the conductor of . Let denote the anticyclotomic extension of conductor defined in ([FG21], Section 4.2.1) with Galois group . Recall that for any character its conductor is the maximal divisor of such that factors through . We write for the extension of generated by the values of . With a small change of notation compared to ([FG21], Section 4.4), we denote the plectic Stark–Heegner point associated to an anticyclotomic character by
It follows easily from the construction of plectic Stark–Heegner points that there is an element
such that the equality holds for any character of conductor . A similar statement also holds for plectic -adic invariants ([FG21], Section 4.2): there is an element
such that the equality holds for any character of conductor . Moreover, the two elements are related by the following equation
(8) |
3.2 Plectic points are Heegner points when
The construction of plectic Stark–Heegner points generalizes the -adic description of classical Heegner points given in ([BD98], [Mok11]). In this subsection, we recall the precise relation between the two constructions when the set consists of a single prime and is a character of conductor .
We fix embeddings and respectively inducing the -adic prime and an Archimedean place of . Since is inert in , it splits completely in the anticyclotomic extension . Thus, the embedding restricts to an embedding inducing an injective homomorphism
We write for the -dimension of the -component and define to be the order of vanishing of the -function at . As explained in ([GMM20], Appendix A.1.2), there exists a Heegner point of conductor , arising from a Shimura curve associated to the -quaternion algebra ramified exactly at and all Archimedean places different from , such that the image of
(9) |
under is a non-zero rational multiple of the plectic Stark–Heegner point associated to the triple , i.e., there exists such that:
(10) |
Proposition 3.1.
Let be a character of conductor . We have
and both statements imply . Moreover, if is not quadratic,
Proof.
By equation (10), the equivalence between the non-triviality of and the analytic rank one statement follows from ([Zha01], Theorem 1.2.1), while the relation with the algebraic rank is a consequence of the main theorem in [Nek07]. For the second claim, we begin by noting that the involution induced by the complex conjugation associated to the Archimedean place , yields an isomorphism
Then, we observe that equations (8) and (10) imply the equality
(11) |
because by ([BD98], Theorem 4.7). Now, our assumption is that , and ([Zha01], Theorem 1.2.1) implies that . When is not quadratic, the intersection is trivial and the claim follows. ∎
3.3 The anticyclotomic Gross–Zagier formula
Let be the union of the anticyclotomic extensions of of conductor for . We put and denote by
the relative augmentation ideal with respect to the quotient map . Restriction of the global Artin homomorphism to the local components at induces the homomorphism
Since is a quadratic CM extensions, the kernel of is torsion and its image is an open subgroup of . Moreover, Lemma 2.2 (a) and Lemma 2.3 imply that the map
is injective. Associated to the quadruple there is the square-root -adic -functions
constructed in ([BG18], Definition 5.2) and also in ([FG21], Definition 5.7). On the one hand, the values of this -adic -function at finite order characters not satisfying certain ramification conditions are always equal to zero (see [FG21], Theorem 5.10), while the (squares of the) non-trivial values are explicitly calculated in ([BG18], Theorem 5.8). We recall the interpolation formula in Theorem 3.8 below. For the rest of this subsection we consider as an element of . Recall that ([BG18], Theorem 5.5) shows that
The following is a reformulation of the main theorem of [FG21].
Theorem 3.3 ((Anticyclotomic Gross-Zagier formula)).
The equality
holds in .
Interestingly, ([BG18], Proposition 5.6) allows us to describe the behaviour of under the involution in terms of the global root number of and a product of local root numbers .
Proposition 3.4.
The equality
holds up to multiplication with an element in .
Corollary 3.5.
There exists an element such that the equality
holds. In particular, if is the trivial character, we have
Proof.
3.4 Interpolation formula
The square-root -adic -function does not interpolate values of complex -functions but – as the name suggests – a choice of their square-roots.
Definition 3.7.
The anticyclotomic -adic -function is defined as the product
It is this -adic -function that interpolates special values of complex -functions. We introduce some notation to state the interpolation property: the normalized special value of the complex -function at is given by
where is the adjoint -function of the -automorphic representation attached to , and is the Archimedean factor defined in ([FMP17], Section 7B). Since the quadratic extension is CM, the factors are all equal to a fixed constant independent of , , and . Note that we always include the Archimedean Euler factors in the definition of the -functions and -functions that occur.
By our assumptions, the automorphic representation admits a Jacquet–Langlands lift to group of units of the totally definite quaternion algebra that is ramified exactly at those finite primes that divide . As is totally definite, we may normalize the newform of the Jacquet-Langlands lift such that it takes rational values. Let be the rational newform involved in the construction of the -adic -function in [BG18].
Theorem 3.8.
For all locally constant characters we have
where
-
denotes the Petersson inner product on automorphic forms of the unit group of ,
-
denotes the set of primes of at which has bad reduction, and the subset of primes of additive reduction,
-
is the quadratic character associated to ,
-
denotes the ramification degree of in ,
-
are the absolute values of the discriminants of and respectively,
-
are constants that only depend on the the -adic valuation of , the restriction of to a decomposition group at , and the base change .
4 Artin formalism for plectic points
We keep the same notation as in Subsection 3.3. In addition, we assume that we are in the polyquadratic setup of Subsection 1.2, and that for some ideal of . Let denote the ring class field of conductor and the union of the ring class fields of of conductor for . We put and , so that there are natural maps and
Assumption 4.1.
We require that
-
every prime divisor of is completely split in and unramified in ,
-
the character is the restriction of an anticyclotomic character .
Remark 4.2.
4.1 Factorization of complex -functions
We write for the Pontryagin dual of . For any number field we write for its absolute Galois group.
Lemma 4.3.
There exists an isomorphism of -representations:
Proof.
First, we claim that
To prove the claim note that all the characters , for , have the same restriction to , namely the character . By Frobenius reciprocity we have
and, therefore, the claim follows from semi-simplicity of representations of finite groups in characteristic zero. The statement of the lemma follows from transitivity of induction. ∎
Corollary 4.4.
The following equality of complex -functions holds:
Proof.
This is a direct consequence of Lemma 4.3 and Artin formalism for complex -functions. ∎
4.2 Factorization of -adic -functions
For each , the quadruple fulfils the conditions of Subsection 3.3 and thus, we can define the -adic L-functions
Let be a commutative ring. The homomorphism induces the restriction map
between completed group algebras.
Proposition 4.5.
There is a constant such that the equality
holds in .
Proof.
To prove the statement it is enough to use Theorem 3.8 to show equality of both sides after evaluation at every finite order character of . We note that the first line of the interpolation formula is a non-zero rational number and, thus, we may neglect it. By Corollary 4.4, the normalized special values on both sides cancel out. In addition, the local constants cancel out as well because we assumed that all the primes of dividing are totally split in . As we are taking a product over factors on the right hand side, we see that it suffices to show that
is a rational number. Using the functional equation of the Dedekind zeta function, we may rewrite this term as
By the Klingen–Siegel Theorem ([Sie37], [Kli62]), the special values of the Dedekind zeta function (excluding the Archimedean Euler factors) at negative integers are rational. The Archimedean factors of and agree, so we are left to show that is a square. Let denote the relative discriminant of . The formula for relative discriminants in towers gives
As is a power of , it suffices to show that is a square. At this point we conclude the argument because ([Kha19], Theorem 1.2) implies
since the relative discriminants and are coprime by Assumption 1.5. ∎
4.3 Factorization of plectic invariants
Recall that by Assumption 4.1 the character is the restriction to of an anticyclotomic character . For every we can consider the plectic -adic invariant
attached to the triple . As in Subsection 1.3, we use the fixed identifications for to define the norm map
Corollary 4.6.
There exists a constant such that the equality
holds in . Moreover, implies for all .
Proof.
Assume that does not split in the field , i.e., that is a field. Then, Lemma 2.1 allows us to deduce the following corollary.
Corollary 4.7.
Assume that does not split in , then there exists a square-root of such that the equality
holds in . Moreover, if and only if for all .
5 Algebraicity and arithmetic significance of plectic points
We keep the same notation as in Section 4. In particular, we are in the polyquadratic CM setting and Assumptions 1.1, 1.5, 1.7 and 4.1 hold. Moreover, we suppose that the conductor of the character is . One can always achieve this by shrinking . We have the equalities
(12) |
which imply because is odd for every character .
Theorem 5.1.
The following implication holds:
Suppose does not split in and that the character is not quadratic, then
Proof.
Set and denote by the quadratic twist of with respect to the extension . We partition by declaring that the subset contains all the primes in of split multiplicative reduction for , and define
Theorem 5.2.
We also have
Proof.
Under our hypotheses we either have or . For simplicity we assume that , or equivalently that , since the other case is proved by similar arguments.
Suppose is non-zero. By Theorem 5.1, it is enough to show that . Now, Corollary 4.7 implies that for every , and since , Remark 3.2 tells us that for every . We deduce and as required. For the converse implication, note that the assumptions imply that and for every . Then, Remark 3.2 shows that for every and the claim follows from Corollary 4.7. ∎
As in Subsection 3.2 we fix an embedding extending the canonical embedding . Furthermore, we choose an embedding that restricts to the chosen embedding as well as to the canonical embedding . Under our assumptions, the fields and are linearly disjoint over , thus for every we can choose an element whose restriction to sends to , and such that corresponds to the prime . Then, we define the determinant map by setting
For every we may view as a subgroup of , and by construction we have
(13) |
Theorem 5.3.
Suppose does not split in . There exists a quadratic extension , in which splits, and an element such that
in
Proof.
We choose an ordering of the elements of the character group . For we consider the Heegner point of equation (9), and set
Using (13), the formula for the determinant gives
where
is the determinant of the character table of the group . By orthogonality of characters, the determinant is non-zero. In fact, it is equal to . Let be the constants appearing in (10), and the constant appearing in Corollary 4.7. By setting
we get that
The claim follows from Corollary 4.7 after applying the minus projector on both sides. ∎
References
- [BD98] M. Bertolini and H. Darmon. Heegner points, -adic -functions, and the Cerednik-Drinfeld uniformization. Invent. Math., 131(3):453–491, 1998.
- [BG18] F. Bergunde and L. Gehrmann. Leading terms of anticyclotomic Stickelberger elements and -adic periods. Trans. Amer. Math. Soc., 370(9):6297–6329, 2018.
- [Dar01] H. Darmon. Integration on and arithmetic applications. Ann. of Math. (2), 154(3):589–639, 2001.
- [FG21] M. Fornea and L. Gehrmann. Plectic Stark-Heegner points. Preprint, 2021.
- [FGM21] M. Fornea, X. Guitart, and M. Masdeu. Plectic -adic invariants. preprint, 2021.
- [FMP17] D. File, K. Martin, and A. Pitale. Test vectors and central -values for . Algebra Number Theory, 11(2):253–318, 2017.
- [GMM20] X. Guitart, M. Masdeu, and S. Molina. An automorphic approach to Darmon points. Indiana Univ. Math. J., 69(4):1251–1274, 2020.
- [HM22] V. Hernández and S. Molina. Plectic points and Hida-Rankin p-adic L-functions. preprint, 2022.
- [Kha19] S. K. Khanduja. The discriminant of compositum of algebraic number fields. Int. J. Number Theory, 15(2):353–360, 2019.
- [Kli62] H. Klingen. Über die Werte der Dedekindschen Zetafunktion. Math. Ann., 145:265–272, 1961/62.
- [Mok10] C. P. Mok. Special values of -functions of elliptic curves over and their base change to real quadratic fields. J. Number Theory, 130(2):431–438, 2010.
- [Mok11] C. P. Mok. Heegner points and -adic -functions for elliptic curves over certain totally real fields. Comment. Math. Helv., 86(4):867–945, 2011.
- [Nek07] J. Nekovář. The Euler system method for CM points on Shimura curves, page 471–547. London Mathematical Society Lecture Note Series. Cambridge University Press, 2007.
- [Nek16] J. Nekovár. Some remarks on the BSD conjecture. Rubinfest’s talk at Harvard, 2016.
- [NS16] J. Nekovář and A. J. Scholl. Introduction to plectic cohomology. In Advances in the theory of automorphic forms and their -functions, volume 664 of Contemp. Math., pages 321–337. Amer. Math. Soc., Providence, RI, 2016.
- [Sie37] C. L. Siegel. Über die analytische Theorie der quadratischen Formen. III. Ann. of Math. (2), 38(1):212–291, 1937.
- [Zha01] S. Zhang. Gross-Zagier formula for . Asian J. Math., 5(2):183–290, 2001.