On a Transmission Problem Related to Models of Electrocardiology
Abstract
We a generalization of transmission problems for elliptic matrix operators related to the mathematical models of cardiology. We indicate sufficient conditions providing that the approach elaborated for scalar elliptic operators is still valid in this much more general situation.
Introduction
In this paper we consider a family of transmission problems for elliptic operators with constant coefficients related to models of electrocardiology. More precisely, for many years for satisfactory models of heart activity one uses Cauchy, Dirichlet, and Neumann problems for scalar strongly elliptic operators, see, for example, [1], [2]. A modification of such a model involving boundary problems for the Laplace operator has been recently studied in [3].
We consider similar problems for more general matrix linear elliptic operators and find sufficient conditions under which the scheme for solving the problems suggested in [3] allows to construct their solutions. Our approach is essentially based on the general theory of Fredholm problems for strongly elliptic (matrix) linear operators, see, e.g., [4], and the theory of regularization of an ill-posed Cauchy problem for operators with an injective principal symbol, see [3].
1 A model example
To begin with, we consider a basic example related to models of electrocardiology. As known from clinical practice, see, e.g., [1], [2], electrical activity of cardiac cells is crucial for pumping function of heart, which is the result of rhythmical cycles of contraction-relaxation of the cardiac tissue. Anomalies of electrical activity often cause heart diseases, which makes these investigations, in particular, development of adequate mathematical models, very relevant nowadays.
Let us illustrate this by one model of electrocardiology [1, 2, 5]. Denote by and three-dimensional domains with piecewise smooth boundaries with and corresponding to a body and a heart (see Fig. 1). Then the domain with the boundary corresponds to the body without heart.

Usually, in standard models one assumes that the cardiac tissue can be divided into two parts – intracellular and extracellular parts separated by a membrane – to which the electric potential and , respectively, is assigned. Regarding the cardiac tissue as a continuous medium we think of the potentials as defined in each point of and satisfying the equation
(1) |
where and are known tensor matrices that characterize intracellular and extracellular parts, and is the gradient operator in .
One often considers the case when and are positively defined matrices with constant coefficients with entry values defined by conductivity of the cardiac tissue. For simplicity of the further analysis one assumes that these matrices are proportional
Based on equation (1) one considers two models of heart activity. In one model it is assumed that the heart is isolated and one considers the problem
(2) |
where is the tensor matrix characterizing conductivity of the body, is the vector field of unit outward normal vectors to the boundary of the domain under the consideration and is the electric potential of the body.
In the second model one takes the body into account, and from the electrodynamics of stationary currents it follows that the electric potential of the body in the domain is defined by the equations
(3) |
A feature of the model is the fact that one is more interested not in potentials and separately but in their difference in or at least on its boundary.
Since matrices and are positively defined and not degenerate, the problems (2), (3) can be studied in the framework of the theory of boundary (maybe ill-posed) problems for elliptic formally self-adjoint equations, see [1, 2, 5]. Moreover, notice that the problems above may be regarded as transmission problems for elliptic equations with discontinuous coefficients describing solutions in different domains of a continuum with the help of additional conditions on separating surfaces, see, for example, [6], [7].
Until now we have not used any functional spaces in the problems description, in the next section we give a precise formulation of a more general problem and specify functional classes for its solution.
2 Formulation of a problem
Let be a measurable set in , . Denote by a Lebesgue space of complex-valued functions on with the scalar product
If is a domain in with a piecewise smooth boundary , then for we denote by the standard Sobolev space with the scalar product
It is well-known that this scale extends for all . Let now for be the standard Sobolev-Slobodeckij spaces. Denote by the closure of the subspace in , where is the linear space of functions with compact supports in .
The space of -vectors whose components lie in equipped with the scalar product
we shall denote by .
Further on, we shall consider linear matrix operators
where is the order of operator , , and are -matrices with constant coefficients. By a formal adjoint of we call the differential operator
where is the adjoint matrix for or, equivalently,
As usual, the principal symbol of an operator is the matrix
We say that the principal symbol of is injective if and
If operators with injective principal symbols are called elliptic.
Let now , , and be linear differential operators of the first order with constant coefficients on , i.e.
where , , .
Further on, we assume that principal symbols of operators are injective in the corresponding domains.
Denote by a formal adjoint of and consider a generalized Laplacian .
Under assumptions made above, the operator is a strongly elliptic -matrix second order operator, i.e. it is elliptic and there exists a positive constant such that
The operator is also formally self-adjoint, i.e.
in particular, the operator is (formally) positively defined
Let, as before, be the outward normal vector operator on the boundary of the domain of the operator . Introduce the conormal derivatives
associated with these operators via Green’s formula:
(4) |
Assume that bounded domains , , and have twice smooth boundaries and consider the following problem (5)-(6): find vector-functions , from and a vector-function from such that
(5) |
(6) |
where the equality on the boundary is in the sense of traces, and the equality in the domains is in the sense of distributions. In this case we can assume that traces of functions and their conormal derivatives are well-defined.
It is obvious that the problem (5-6) is a generalization of the problem (2-3). Note also that it incorporates several classical boundary problems.
Example 2.1.
Consider first the classical case (, ), then is a directional derivative along the outward normal vector to . If we assume that is known on and equal to a function , then (5-6) gives the following problem: find a function satisfying
(7) |
This is a classical mixed problem that is often called a Zaremba problem, see, e.g. [8], [4]. This problem can be studied by standard methods in Sobolev and Hölder spaces. It is well-known that this problem has a unique solution in these classes that can be written with the help of the Green function having the standard properties
Analogously, if we assume that (, ), then is a directional derivative along the outward normal vector to . If the conormal derivative is known on and equal to a function , then (5)-(6) gives a special case of a classical Neumann problem for a Laplace operator: find a function satisfying
(8) |
see [4], [9]. It is known that this problem is Fredholm in Sobolev and Hölder spaces, its solution is defined up to an additive constant, and the necessary and sufficient condition for solvability is the following
(9) |
If this condition is satisfied the problem has a unique solution in these classes that satisfies, for example,
(10) |
It can be written with the help of an appropriate parametrix that has the standard properties
However, the general theory of boundary problems suggests that knowledge of or on does not allow to recover the potential uniquely from the remaining data and equations without additional conditions (see also Uniqueness Theorem 3.1 for the problem (5)-(6) proved under additional assumptions below).
3 Application of an ill-posed Cauchy problem
On of the simplest additional conditions mentioned above leads to using of an ill-posed Cauchy problem. More precisely, it implies measuring the potential on the boundary of ‘the body’:
(11) |
where is a given vector-function from .
Unfortunately, as known very well, the problem (6), (11) is nothing else but an ill-posed problem for an elliptic operator . Let us see what the addition of the property (11) gives in a more general problem than those in cardiology.
Denote by the set of solutions to the problem (5), (6), (11) under the condition . Let be the space of generalized solutions of the equation в . Since the operator has an injective symbol and its coefficients are real analytic, the Petrovsky theorem yields that the elements of the space are real analytic vector-functions in .
Theorem 3.1.
Let bounded domains , , and have twice smooth boundaries and let for some constant ,
(12) |
Then the set consists of triples such that
(13) |
where is an arbitrary function from the space , and is an arbitrary function from .
Proof.
Let a vector belong to and a vector belong to . Then satisfies the following conditions
(14) |
and . Therefore the vector functions from (13) give a solution to the problem (5), (6), (11) for .
Let , and is a triple of functions from . Then from (5)-(6) it follows that is a solution to the Cauchy problem for the operator :
Since the operators have injective symbols, we have
for any and all or , respectively. In particular, the systems of boundary operators , are first order Dirichlet systems on , while the system of boundary operators is a first order Dirichlet system on (see, for example, [3]). Then by the uniqueness theorem for a Cauchy problem for elliptic operators (see, for example, [3, Theorem 10.3.5]), in . Now by the trace theorem for Sobolev spaces and by equations from (5) we see that нon and on . However, since the system of boundary operators is a first order Dirichlet system on , it follows from the theorem on spectral synthesis (see [10]) that .
To complete the proof of the theorem we need the following lemma.
Lemma 3.1.
Let be a bounded domain in with a twice smooth boundary and (12). If the functions , satisfy the equations (5) then they are related in by
(15) |
where as a function from the space .
Moreover, if on , then the functions , are related in by 15, where is a function from the space .
In particular, it follows from Lemma 3.1 that the zero space of the problem (5) coincides with the space .
Denote by the kernel of a continuous linear operator and consider several examples. In fact, .
Example 3.1.
Example 3.2.
Example 3.3.
It is clear that the operator should be chosen in a way that its kernel is at least finite dimensional.
Under assumptions of Theorem 3.1 the rest of the scheme of solving the problem (5), (6), (11) differs little from the standard one, see [5]. Namely, first we introduce a function such that , where . From the conditions on the boundaries in (5) and the fact that we get that
Thus, we can rewrite the original problem (5), (6), (11) in new notation: knowing a vector , find vectors and such that
(20) |
(21) |
The original problem splits into two – (20) and (21). The problem (21), as noticed above, is an ill-posed Cauchy problem for an elliptic operator . It is known that if a solution to this problem exists it is unique. The problem (20) is a Neumann problem for an elliptic operator . Unfortunately, in general the Neumann problem may also be ill-posed. For it to be Fredholm, the so called Shapiro-Lopatinsky conditions must be placed [13, Chapter 1, §3, condition II for ], [14] on the pair . In particular, they guarantee that the space is finite dimensional.
More precisely, let us consider the following Neumann problem: for a given vector find a vector such that
(22) |
and formulate conditions for solvability.
Theorem 3.2.
If for a pair of operators the Shapiro-Lopatinsky conditions are fulfilled then the problem (22) is Fredholm. To be precise,
-
1)
the zero space of the problem coincides with the finite-dimensional space ;
-
2)
the problem is solvable if and only if
(23) - 3)
Proof.
See [4]. ∎
Thus, under hypothesis of Theorem 3.2 for solvability of the Neumann problem (20) it is necessary and sufficient that for the vector the condition (23) is fulfilled. This can be achieved if we place additional conditions on relations between the operators and . Namely, as we have seen above, it is quite natural to assume that
(25) |
Denote by the zero space of solutions to the problem (21) in the domain .
Corollary 3.1.
Proof.
The condition that the spaces and coincide seems to be rather strong, especially since these are spaces of solutions to different differential equations in different domains. Nevertheless, provided (25) holds, such a coincidence is possible if the operator is so much overdetermined that the space of its solutions in any domain is finite dimensional and coincides with the space of solutions in ; the typical examples are the so-called stationary holonomic systems. Let us illustrate this by the following examples.
Example 3.4.
Let and (, ). The function is a solution to the equation in and extends to , where it is a solution to . Thus we get that the spaces and coincide.
Example 3.5.
Let and , (, ). A solution to in is and it extends to , where it is a solution . Thus, the spaces and coincide.
Example 3.6.
Consider the following operators , и :
These operators have injective principal symbols and are equivalent to second order operators
Therefore the space of solutions of the system in coincides with the set of all linear functions , and any function of this form extends to , where it is a solution to the equation . Therefore, the spaces and coincide.
As noticed above, if a solution to the Neumann problem (20) exists, it is ‘unique’ up to an element of the space ( additively).
Recall that the aim of solving the original problem (5), (6), (11) is to find the transmembrane potential on the surface . Let us write down the algorithm for solving the problem (20), (21):
-
1.
find a function and its conormal derivative on the surface by solving an ill-posed Cauchy problem (21) for an elliptic operator .
-
2.
compute values of on the surface by solving a Neumann problem (20) for an elliptic operator with the data on obtained in Step 1. The possibility of this depends on whether the restrictions on operators and described above hold.
-
3.
find the transmembrane potential on the surface by using the relation (15) together with and on , found in Steps 1 and 2, respectively
(27)
In conclusion we note that solvability conditions for an ill-posed Cauchy problem in Sobolev spaces for a rather wide class of operators with real analytic coefficients are well known, see, for example, [3]. Moreover, in [3], [15] on can find constructive procedures for its regularization, i.e. for construction exact and approximate solutions (the so called Carleman formulas). Regarding areas with models with the geometry corresponding to that in cardiology and operators that are first order matrix factorizations of the Laplace operator, or more generally, of a Lamé-type operator such Carleman formulas were obtained in [17].
The work was supported by the Foundation for the Advancement of Theoretical Physics and Mathematics “BASIS”.
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