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On a Conjecture of Agashe

Mentzelos Melistas Department of Mathematics, University of Georgia, Athens, GA 30602,
                                   email: [email protected]
(Date: . 2010 Mathematics Subject Classification. Primary 11G05; Secondary 11G07, 11G40)
Abstract.

Let E/E/\mathbb{Q} be an optimal elliptic curve, D-D be a negative fundamental discriminant coprime to the conductor NN of E/E/\mathbb{Q} and let ED/E^{-D}/\mathbb{Q} be the twist of E/E/\mathbb{Q} by D-D. A conjecture of Agashe predicts that if ED/E^{-D}/\mathbb{Q} has analytic rank 0, then the square of the order of the torsion subgroup of ED/E^{-D}/\mathbb{Q} divides the product of the order of the Shafarevich-Tate group of ED/E^{-D}/\mathbb{Q} and the orders of the arithmetic component groups of ED/E^{-D}/\mathbb{Q}, up to a power of 22. This conjecture can be viewed as evidence for the second part of the Birch and Swinnerton-Dyer conjecture for elliptic curves of analytic rank zero. We provide a proof of a slightly more general statement without using the optimality hypothesis.

1. Introduction

Let E/E/\mathbb{Q} be an optimal elliptic curve and let D-D be a negative fundamental discriminant, i.e., D-D is negative and is the discriminant of a quadratic number field. Assume that DD is coprime to the conductor NN of E/E/\mathbb{Q} and let ED/E^{-D}/\mathbb{Q} denote the twist of E/E/\mathbb{Q} by D-D. Let L(ED,s)L(E^{-D},s) be the LL-function of ED/E^{-D}/\mathbb{Q} and assume that L(ED,1)0L(E^{-D},1)\neq 0, i.e., that ED/E^{-D}/\mathbb{Q} has analytic rank 0. In [1], under some additional mild hypotheses, Agashe proved that L(ED,1)Ω(ED)[12]\frac{L(E^{-D},1)}{\Omega(E^{-D})}\in\mathbb{Z}[\frac{1}{2}]. The second part of the Birch and Swinnerton-Dyer conjecture for elliptic curves of rank 0 predicts that

L(ED,1)Ω(ED)=|(ED/)|pcp(ED)|ED()|2,\frac{L(E^{-D},1)}{\Omega(E^{-D})}=\frac{|\Sha(E^{-D}/\mathbb{Q})|\cdot\prod_{p}c_{p}(E^{-D})}{|E^{-D}(\mathbb{Q})|^{2}},

see Conjecture 1.21.2 of [1]. Here (ED/)\Sha(E^{-D}/\mathbb{Q}) denotes the Shafarevich-Tate group of ED/E^{-D}/\mathbb{Q} and cp(ED)c_{p}(E^{-D}) is the order of the arithmetic component group of ED/E^{-D}/\mathbb{Q} at pp, also called the Tamagawa number of ED/E^{-D}/\mathbb{Q} at pp. This, along with results of [25], led Agashe, in Section 5.35.3 of the appendix of [25], to propose the following conjecture.

Conjecture 1.1.

Let E/E/\mathbb{Q} be an optimal elliptic curve of conductor NN and let D-D be a negative fundamental discriminant such that DD is coprime to NN. Let ED/E^{-D}/\mathbb{Q} denote the twist of E/E/\mathbb{Q} by D-D. Suppose that L(ED,1)0L(E^{-D},1)\neq 0. Then

|ED()|2divides|(ED/)|p|Ncp(ED),up to a power of 2.\displaystyle|E^{-D}(\mathbb{Q})|^{2}\quad\text{divides}\quad|\Sha(E^{-D}/\mathbb{Q})|\cdot\prod_{p|N}c_{p}(E^{-D}),\quad\text{up to a power of 2.}

Theorem 1.2 below, which is the main theorem of this paper, implies Conjecture 1.1 (see Corollary 3.19 for the proof of this implication). We note that Conjecture 1.1 and, hence, our theorem can be seen as further evidence for the second part of the Birch and Swinnerton-Dyer conjecture in the analytic rank zero case.

Theorem 1.2.

(see Corollary 2.6 and Theorem 3.18) Let E/E/\mathbb{Q} be an elliptic curve of conductor NN and let d±1d\neq\pm 1 be a square-free integer such that dd is coprime to NN.

  1. (i)

    If d±3d\neq\pm 3, then the torsion subgroup of Ed()E^{d}(\mathbb{Q}) contains only points of order dividing 88.

Assume also that L(Ed,1)0L(E^{d},1)\neq 0. Then the groups Ed()E^{d}(\mathbb{Q}) and |(Ed/)||\Sha(E^{d}/\mathbb{Q})| are finite and, up to a power of 22, the following conditions hold.

  1. (ii)

    If d3d\neq 3, then |Ed()|2divides|(Ed/)|p|Ncp(Ed).|E^{d}(\mathbb{Q})|^{2}\quad\text{divides}\quad|\Sha(E^{d}/\mathbb{Q})|\cdot\displaystyle\prod_{p|N}c_{p}(E^{d}).

  2. (iii)

    If d=3d=3, then |Ed()|2divides|(Ed/)|p|2Ncp(Ed).|E^{d}(\mathbb{Q})|^{2}\quad\text{divides}\quad|\Sha(E^{d}/\mathbb{Q})|\cdot\displaystyle\prod_{p|2N}c_{p}(E^{d}).

Remark 1.3.

If moreover d3d\neq-3, then Part (i)(i) of Theorem 1.2 implies Part (ii)(ii). We also note that the case d=±3d=\pm 3 is by far the most difficult case to treat in the proof.

Remark 1.4.

Clearly, the analogue of Part (i) of Theorem 1.2 with d=1d=1 does not hold, since there exist elliptic curves E/E/\mathbb{Q} of rank 0 which have \mathbb{Q}-rational torsion points of order 3, 5, or 7. Consider now the elliptic curve with LMFDB [21] label 176.a2. Then E1/E^{-1}/\mathbb{Q}, the twist of E/E/\mathbb{Q} by 1-1, is the elliptic curve with LMFDB label 44.a2 and E1()=/3E^{-1}(\mathbb{Q})=\mathbb{Z}/3\mathbb{Z}. This proves that Part (i)(i) of Theorem 1.2 is false if d=1d=-1.

Moreover, |(E1/)|=1|\Sha(E^{-1}/\mathbb{Q})|=1 and pcp(E1)=c2(E1)=3\prod_{p}c_{p}(E^{-1})=c_{2}(E^{-1})=3. Therefore, |E1()|2=9|E^{-1}(\mathbb{Q})|^{2}=9 while |(E1/)|pcp(E1)=3|\Sha(E^{-1}/\mathbb{Q})|\prod_{p}c_{p}(E^{-1})=3. This proves that the analogues of Theorem 1.2, Parts (ii),(iii)(ii),(iii) are false when d=1d=-1.

The proof of Part (i)(i) of Theorem 1.2 is postponed to Corollary 2.6 and the proof of Parts (ii)(ii) and (iii)(iii) is completed in Theorem 3.18. To prove Parts (ii)(ii) and (iii)(iii) we prove Theorem 3.1, which has applications to another consequence of the Birch and Swinnerton-Dyer conjecture, discovered by Agashe and Stein in [2] (see Remark 3.17).

This paper is organized as follows. First, we prove that if d±1,±3d\neq\pm 1,\pm 3, then Ed()E^{d}(\mathbb{Q}) only contains points of order a power of 22. This explains some observations made by Agashe, in the case where dd is a negative fundamental discriminant, which can be found on page 88 of [1]. Next, we prove that for d=3d=-3 or 33, Ed()E^{d}(\mathbb{Q}) cannot contain points of order 55 or 77. All this is done in section 2. Finally, in section 3 we consider in detail the case where d=±3d=\pm 3 and Ed()E^{d}(\mathbb{Q}) contains a point of order 33.

Acknowledgements.

This work is part of the author’s doctoral dissertation at the University of Georgia. The author would like to thank his advisor Dino Lorenzini for valuable help during the preparation of this work as well as for many useful suggestions on improving the exposition of this manuscript. The author thanks the anonymous referee for many insightful comments.

2. Restrictions on the torsion subgroup

Let E/E/\mathbb{Q} be an elliptic curve and let dd be any non-zero integer. Recall that the twist of E/E/\mathbb{Q} by dd, which is denoted by Ed/E^{d}/\mathbb{Q}, is an elliptic curve over \mathbb{Q} that becomes isomorphic over (d)\mathbb{Q}(\sqrt{d}) to E(d)/(d)E_{\mathbb{Q}(\sqrt{d})}/\mathbb{Q}(\sqrt{d}) but which is not in general isomorphic to E/E/\mathbb{Q} over \mathbb{Q}. More explicitly, if E/E/\mathbb{Q} is given by a Weierstrass equation of the form y2=x3+ax+by^{2}=x^{3}+ax+b, then Ed/E^{d}/\mathbb{Q} is given by dy2=x3+ax+bdy^{2}=x^{3}+ax+b or, after making a change of variables, by y2=x3+d2ax+d3by^{2}=x^{3}+d^{2}ax+d^{3}b.

In this section, we obtain results that put restrictions on the rational torsion subgroup of Ed/E^{d}/\mathbb{Q} provided that dd and the conductor of E/E/\mathbb{Q} are coprime.

Proposition 2.1.

Let E/E/\mathbb{Q} be an elliptic curve defined over \mathbb{Q} of conductor NN, and let d±1d\neq\pm 1 be any square-free integer that is coprime to NN. Then Ed()E^{d}(\mathbb{Q}) cannot contain a rational point of order 55 or 77.

Proof.

We prove the proposition by contradiction. Let \ell be equal to 55 or 77, assume that Ed()E^{d}(\mathbb{Q}) contains a point of order \ell, and that d±1d\neq\pm 1. Since Ed/E^{d}/\mathbb{Q} has a \mathbb{Q}-rational point of order \ell, Proposition 8.48.4 in Chapter XV of [6] implies that Ed/E^{d}/\mathbb{Q} is semi-stable away from \ell.

Assume that there exists an odd prime pp with pdp\mid d. Then pNp\nmid N because dd and NN are coprime. Therefore, Proposition 11 of [4] implies that Ed/E^{d}/\mathbb{Q} has reduction type I0{}_{0}^{*} modulo pp. As a result, since Ed/E^{d}/\mathbb{Q} is semi-stable away from \ell, we obtain that pp can only be equal to \ell. However, Proposition 2.2 below implies that Ed/E^{d}/\mathbb{Q} cannot have reduction of type I0{}_{0}^{*} modulo \ell. Therefore, d=±2d=\pm 2 since dd is square-free.

Assume now that d=2d=-2 or 22. We will arrive at a contradiction. Since we assume that dd and NN are coprime, we get that 2N2\nmid N. Since E/E/\mathbb{Q} has good reduction modulo 22, by Table II of [4] (see also the hypotheses for this table at the bottom of page 58 of [4]) we obtain that Ed/E^{d}/\mathbb{Q} has reduction of type I8{}_{8}^{*} or II modulo 22. In [4], good reduction is denoted as usual with the symbol I0, and our twist EdE^{d} is denoted by EχE^{\chi}. Note that Table II is independent of the existence of a torsion point. We now use our assumption that EdE^{d} has a \mathbb{Q}-rational point of order \ell. Since EdE^{d} has a \mathbb{Q}-rational point of order \ell, it has semi-stable reduction modulo 22, which is a contradiction. This proves that Ed()E^{d}(\mathbb{Q}) cannot contain a point of order \ell. ∎

A proof of the following proposition can be found in the forthcoming paper [24].

Proposition 2.2.

Let E/E/\mathbb{Q} be an elliptic curve with a \mathbb{Q}-rational point of order pp, where pp is a prime number. Assume that E/E/\mathbb{Q} has additive reduction modulo pp. Then p7p\leq 7, and

  1. (i)

    If p=5p=5, then E/E/\mathbb{Q} can only have reduction of type II or III modulo 55.

  2. (ii)

    If p=7p=7, then E/E/\mathbb{Q} can only have reduction type II modulo 77.

We now investigate whether Ed()E^{d}(\mathbb{Q}) can contain a point of order 33. Let E/E/\mathbb{Q} be an elliptic curve with a \mathbb{Q}-rational point of order 33. Then, by translating that point to (0,0)(0,0) and performing a change of variables if necessary (see Remark 2.22.2 in Section 4.24.2 of [17]) we obtain a Weierstrass equation for E/E/\mathbb{Q} of the form

y2+cxy+dy=x3,y^{2}+cxy+dy=x^{3},

with c,dc,d\in\mathbb{Q}. If uu\in\mathbb{Z}, then the transformation (x,y)(xu2,yu3)(x,y)\rightarrow{(\frac{x}{u^{2}},\frac{y}{u^{3}})} gives a new Weierstrass equation of the same form with cc replaced by ucuc and with dd replaced by u3du^{3}d (see page 185 of [30]). Therefore, by picking uu to be a large power of the product of the denominators of c,dc,d (if any), we can arrange that c,dc,d\in\mathbb{Z}. Moreover, by applying the transformation (x,y)(x,y)(x,y)\rightarrow{(x,-y)} if necessary, we can arrange that d>0d>0. We now show that we can find a new Weierstrass equation of the above form with coefficients, which we will call aa and bb below, that also have the property that for every prime qq either qaq\nmid a or q3bq^{3}\nmid b. If there is no prime qq such that qcq\mid c and q3dq^{3}\mid d, then set a=ca=c and b=db=d. Otherwise, let q1,,qsq_{1},...,q_{s} be the set of primes such that qicq_{i}\mid c and qi3d{q_{i}}^{3}\mid d, and let ni=min{ordqi(c),ordqi(d)3}n_{i}=\mathrm{min}\{\mathrm{ord}_{q_{i}}(c),\lfloor\frac{\mathrm{ord}_{q_{i}}(d)}{3}\rfloor\}, where \lfloor-\rfloor is the floor function. Let u=i=1sqiniu=\prod_{i=1}^{s}q_{i}^{n_{i}}. By applying the transformation (x,y)(u2x,u3y)(x,y)\rightarrow{(u^{2}x,u^{3}y)}, we obtain a new Weierstrass equation of the form

y2+cuxy+du3y=x3.y^{2}+\frac{c}{u}xy+\frac{d}{u^{3}}y=x^{3}.

Setting a=cua=\frac{c}{u} and b=du3b=\frac{d}{u^{3}} we see that a,ba,b\in\mathbb{Z}, b>0b>0, and for every prime qq either qaq\nmid a or q3bq^{3}\nmid b. Therefore, we have proved that we can choose a Weierstrass equation for E/E/\mathbb{Q} of the form

(2.32.3) y2+axy+by=x3,\displaystyle y^{2}+axy+by=x^{3},

where a,ba,b are integers, b>0b>0, and for every prime qq either qaq\nmid a or q3bq^{3}\nmid b. Also, we must have a327b0a^{3}-27b\neq 0, since the discriminant of Equation ((2.32.3)) is

Δ=b3(a327b)and we also havec4=a(a324b).\Delta=b^{3}(a^{3}-27b)\quad\text{and we also have}\quad c_{4}=a(a^{3}-24b).
Proposition 2.4.

(See Proposition 3.53.5 and Lemma 3.63.6 of [20]) Let E/E/\mathbb{Q} be an elliptic curve given by Equation ((2.32.3)). Write D:=a327bD:=a^{3}-27b and let pp be any prime (note that either pap\nmid a or p3bp^{3}\nmid b). Then the reduction of E/E/\mathbb{Q} modulo pp is determined as follows:

  1. (i)

    If 3ordp(a)ordp(b)\text{If}\;3ord_{p}(a)\leq ord_{p}(b) : {3ordp(a)<ordp(b)split I3ordp(b),cp(E)=3ordp(b)3ordp(a)=ordp(b){ordp(D)>0Iordp(D)ordp(D)=0Good reduction I0\begin{cases}3ord_{p}(a)<ord_{p}(b)\rightarrow\text{split I}_{3ord_{p}(b)},\quad c_{p}(E)=3ord_{p}(b)\\ 3ord_{p}(a)=ord_{p}(b)\rightarrow\begin{cases}ord_{p}(D)>0\rightarrow\text{I}_{ord_{p}(D)}\\ ord_{p}(D)=0\rightarrow\text{Good reduction I}_{0}\end{cases}\end{cases}

  2. (ii)

    If 3ordp(a)>ordp(b)\text{If}\;3ord_{p}(a)>ord_{p}(b) : {ordp(b)=0{p=3Go to(iii)p3Good reduction I0ordp(b)=1IV, cp(E)=3ordp(b)=2IV, cp(E)=3.\begin{cases}ord_{p}(b)=0\rightarrow\begin{cases}p=3\rightarrow\text{Go to}\;(iii)\\ p\neq 3\rightarrow\text{Good reduction I}_{0}\end{cases}\\ ord_{p}(b)=1\rightarrow\text{IV, }c_{p}(E)=3\\ ord_{p}(b)=2\rightarrow\text{IV}^{*},\text{ }c_{p}(E)=3.\end{cases}

  3. (iii)

    If p=3p=3 and ordp(a)>0=ordp(b)ord_{p}(a)>0=ord_{p}(b): ordp(D)=ord_{p}(D)= {3II or III4II5IVnIn6 , for n6.\begin{cases}3\rightarrow\text{II or III}\\ 4\rightarrow\text{II}\\ 5\rightarrow\text{IV}\\ n\rightarrow\text{I}_{n-6}^{*}\text{ , for }n\geq 6.\end{cases}

Proposition 2.5.

Let E/E/\mathbb{Q} be an elliptic curve over \mathbb{Q} of conductor NN and let d±1,±3d\neq\pm 1,\pm 3 be a square-free integer coprime to NN. Then Ed()E^{d}(\mathbb{Q}) cannot contain a point of order 33.

Proof.

The proof is by contradiction. Assume that Ed()E^{d}(\mathbb{Q}) contains a point of order 33 and that dd has a prime divisor p3p\neq 3. Assume first that p2p\neq 2. Since pNp\nmid N, Proposition 11 of [4] implies that Ed/E^{d}/\mathbb{Q} has reduction of type I0{}_{0}^{*} modulo pp. However, this is impossible because by Proposition 2.4, Ed()E^{d}(\mathbb{Q}) cannot have reduction of type I0{}_{0}^{*} modulo pp for p3p\neq 3. Assume now that p=2p=2. Since 2N2\nmid N, we obtain that E/E/\mathbb{Q} has good reduction modulo 22 and, hence, by Table II of [4] (see also the hypotheses for this table at the bottom of page 58 of [4]), we get that Ed/E^{d}/\mathbb{Q} has reduction of type I8{}_{8}^{*} or II modulo 22. However, Ed/E^{d}/\mathbb{Q} cannot have reduction of type I8{}_{8}^{*} or II modulo 22 by Proposition 2.4. This implies that 2d2\nmid d. Therefore, dd can only be divisible by 33 so d=±1d=\pm 1 or ±3\pm 3. ∎

Corollary 2.6.

Let E/E/\mathbb{Q} be an elliptic curve over \mathbb{Q} of conductor NN and let d±1d\neq\pm 1 be a square-free integer such that dd is coprime to NN. Then

  1. (i)

    Ed()torsE^{d}(\mathbb{Q})_{tors} contains only points of order 2α3β2^{\alpha}3^{\beta} where α,β0\alpha,\beta\geq 0.

  2. (ii)

    If d±3d\neq\pm 3, then Ed()torsE^{d}(\mathbb{Q})_{tors} contains only points of order dividing 88.

Proof.

By a Theorem of Mazur (see [23] Theorem (8)(8)) the only primes that can divide |Ed()tors||E^{d}(\mathbb{Q})_{\mathrm{tors}}| are 2,3,52,3,5 and 77. Therefore, Proposition 2.1 implies Part (i)(i). Moreover, Propositions 2.1 and 2.5 imply that if d±1,±3d\neq\pm 1,\pm 3, then Ed()torsE^{d}(\mathbb{Q})_{tors} contains only points of order dividing 2α2^{\alpha}, where α0\alpha\geq 0. Finally, Part (ii)(ii) follows by applying Mazur’s Theorem (see [23] Theorem (8)(8)). ∎

3. Elliptic curves over \mathbb{Q} with a rational point of order 3

In this section, we prove Parts (ii)(ii) and (iii)(iii) of Theorem 1.2 in Theorem 3.18. To achieve this goal, we will use Theorem 3.1 below, which might be of independent interest (see Remark 3.17).

Theorem 3.1.

Let E/E/\mathbb{Q} be an elliptic curve with a \mathbb{Q}-rational point of order 33. Assume that the analytic rank of E/E/\mathbb{Q} is 0 and that E/E/\mathbb{Q} has reduction of type In{}_{n}^{*} modulo 33, for some n0n\geq 0.

  1. (a)

    If E/E/\mathbb{Q} has semi-stable reduction away from 33, then 9|(E/)|pcp(E)9\mid|\Sha(E/\mathbb{Q})|\cdot\prod_{p}c_{p}(E).

  2. (b)

    If E/E/\mathbb{Q} has more than two places of additive reduction, then 9pcp(E)9\mid\prod_{p}c_{p}(E).

  3. (c)

    If E/E/\mathbb{Q} has exactly two places of additive reduction, then 9|(E/)|pcp(E)9\mid|\Sha(E/\mathbb{Q})|\cdot\prod_{p}c_{p}(E).

Proof of Theorem 3.1.

Let jEj_{E} be the jj-invariant of E/E/\mathbb{Q}. Since some of our arguments below do not work for jE=0j_{E}=0 or 17281728, we first handle these cases with the following claim.

Claim 3.2.

Let E/E/\mathbb{Q} be an elliptic curve with jj-invariant 0 or 17281728 that has a \mathbb{Q}-rational point of order 33. Then E/E/\mathbb{Q} cannot have reduction of type In{}_{n}^{*} modulo 33, for any n0n\geq 0.

Proof.

Let E/E/\mathbb{Q} be an elliptic curve with jj-invariant jE=0j_{E}=0. Since, jE=c43Δj_{E}=\frac{{c_{4}}^{3}}{\Delta} we obtain that c4=0c_{4}=0. Tableau II of [26] implies that E/E/\mathbb{Q} can only have reduction type II, II, III, III, IV, or IV modulo 33. Therefore, E/E/\mathbb{Q} cannot have reduction type In{}_{n}^{*} modulo 33, for any n0n\geq 0, as needed.

Let E/E/\mathbb{Q} be an elliptic curve with jj-invariant jE=1728j_{E}=1728 and with a \mathbb{Q}-rational point of order 33. Since E/E/\mathbb{Q} has a \mathbb{Q}-rational point of order 33, it has a Weierstrass equation of the form ((2.32.3)). Assume that E/E/\mathbb{Q} has reduction type In{}_{n}^{*} modulo 33, for some n0n\geq 0, and we will find a contradiction. Proposition 2.4, Parts (i)(i) and (ii)(ii) imply that 3b3\nmid b and 3a3\mid a. Since jE=c43Δj_{E}=\frac{c_{4}^{3}}{\Delta} and jE=1728j_{E}=1728, we obtain that c43=1728Δc_{4}^{3}=1728\Delta. Writing c4c_{4} and Δ\Delta in terms of aa and bb, we get that (a(a324b))3=1728b3(a327b)(a(a^{3}-24b))^{3}=1728b^{3}(a^{3}-27b) and, hence,

3ord3(a)+3ord3(a324b)=ord3(1728)+3ord3(b)+ord3(a327b).3{\rm ord}_{3}(a)+3{\rm ord}_{3}(a^{3}-24b)={\rm ord}_{3}(1728)+3{\rm ord}_{3}(b)+{\rm ord}_{3}(a^{3}-27b).

Since 3a3\mid a and 3b3\nmid b, we get that ord(a324b)3=1{}_{3}(a^{3}-24b)=1. Therefore,

3ord3(a)+3=3+0+ord3(a327b),3{\rm ord}_{3}(a)+3=3+0+{\rm ord}_{3}(a^{3}-27b),

which yields

3ord3(a)=ord3(a327b).3{\rm ord}_{3}(a)={\rm ord}_{3}(a^{3}-27b).

If ord3(a)=1{\rm ord}_{3}(a)=1, then ord3(a327b)=3{\rm ord}_{3}(a^{3}-27b)=3, which is a contradiction because Proposition 2.4, Part (iii)(iii) implies that E/E/\mathbb{Q} has reduction type II or III. If ord3(a)2{\rm ord}_{3}(a)\geq 2, then ord3(a327b)=3{\rm ord}_{3}(a^{3}-27b)=3 because ord3(b)=0{\rm ord}_{3}(b)=0, and this is again a contradiction. This proves our claim. ∎

Claim 3.2 implies that to prove our theorem, it is enough to assume that jE0,1728j_{E}\neq 0,1728. We assume from now on that jE0,1728j_{E}\neq 0,1728.

Since E/E/\mathbb{Q} has a \mathbb{Q}-rational point of order 33, it can be given by an equation of the form ((2.32.3)) where (0,0)(0,0) is a \mathbb{Q}-rational point of order 33. Let E^:=E/<(0,0)>\widehat{E}:=E/<(0,0)> and let ϕ:EE^\phi:E\rightarrow{}\widehat{E} be the associated 33-isogeny. We denote by ϕ^\hat{\phi} the dual isogeny.

We recall now some important facts in preparation for the proof of Lemma 3.6 below. The following formula is due to Cassels (see Theorem 11 of [18] or Theorem 2.12.1 of [20])

(3.3) |Sel(ϕ)(E/)||Sel(ϕ^)(E^/)|=|E[ϕ]()|Ω(E^)pcp(E^)|E^[ϕ^]()|Ω(E)pcp(E).\displaystyle\frac{|\mathrm{Sel}^{(\phi)}(E/\mathbb{Q})|}{|\mathrm{Sel}^{(\hat{\phi})}(\widehat{E}/\mathbb{Q})|}=\frac{|E[\phi](\mathbb{Q})|\Omega(\widehat{E})\prod_{p}c_{p}(\widehat{E})}{|\widehat{E}[\hat{\phi}](\mathbb{Q})|\Omega(E)\prod_{p}c_{p}(E)}.

Here Sel(ϕ)(E/)\mathrm{Sel}^{(\phi)}(E/\mathbb{Q}) and Sel(ϕ^)(E^/)\mathrm{Sel}^{(\hat{\phi})}(\widehat{E}/\mathbb{Q}) are the ϕ\phi- and ϕ^\hat{\phi}-Selmer groups, respectively. Moreover, Ω(E):=E()|ωmin|\Omega(E):=\displaystyle\int_{E(\mathbb{R})}|\omega_{min}| and Ω(E^):=E^()|ω^min|\Omega(\widehat{E}):=\displaystyle\int_{\widehat{E}(\mathbb{R})}|\widehat{\omega}_{min}|, where ωmin\omega_{min} and ω^min\widehat{\omega}_{min} are two minimal invariant differentials on E/E/\mathbb{Q} and E^/\widehat{E}/\mathbb{Q} respectively (see Section III.1 of [30] and page 451 of [30]). The interested reader can consult section X.44 of [30] concerning the definitions of Selmer groups of elliptic curves as well as relevant background.

Since E[ϕ]()/3E[\phi](\mathbb{Q})\cong\mathbb{Z}/3\mathbb{Z}, we get that E^[ϕ^]()\widehat{E}[\hat{\phi}](\mathbb{Q}) is trivial by the Weil pairing (see [30] exercise III.3.15 on page 108108). Hence,

(3.4) |E[ϕ]()||E^[ϕ^]()|=3.\displaystyle\frac{|E[\phi](\mathbb{Q})|}{|\widehat{E}[\hat{\phi}](\mathbb{Q})|}=3.

We know that ϕω^min=λωmin\phi^{*}\widehat{\omega}_{min}=\lambda\omega_{min}, for some λ\lambda\in\mathbb{Z} (see the second paragraph of page 284284 of [32]). Moreover, the fact that ϕ^ϕ=[3]\hat{\phi}\circ\phi=[3] implies that |λ|=1|\lambda|=1 or 33. Therefore, |ωminϕω^min||\frac{\omega_{min}}{\phi^{*}\widehat{\omega}_{min}}| is equal to 11 or 313^{-1}. By Lemma 7.47.4 of [11],

Ω(E)Ω(E^)=|ker(ϕ:E()E^())||coker(ϕ:E()E^())||ωminϕω^min|\displaystyle\frac{\Omega(E)}{\Omega(\widehat{E})}=\frac{|{\rm ker}(\phi:E(\mathbb{R})\longrightarrow\widehat{E}(\mathbb{R}))|}{|{\rm coker}(\phi:E(\mathbb{R})\longrightarrow\widehat{E}(\mathbb{R}))|}\cdot|\frac{\omega_{min}}{\phi^{*}\widehat{\omega}_{min}}|

Since ker(ϕ)E(){\rm ker}(\phi)\subset E(\mathbb{R}) and ϕ\phi has degree 33, Proposition 7.67.6 of [11] implies that |kerϕ:E()E^()||coker(ϕ:E()E^())|=3\frac{|{\rm ker}\phi:E(\mathbb{R})\longrightarrow\widehat{E}(\mathbb{R})|}{|{\rm coker}(\phi:E(\mathbb{R})\longrightarrow\widehat{E}(\mathbb{R}))|}=3. Therefore, since |ωminϕω^min||\frac{\omega_{min}}{\phi^{*}\widehat{\omega}_{min}}| is equal to 11 or 313^{-1},

(3.5) Ω(E)Ω(E^)=1or 3.\displaystyle\frac{\Omega(E)}{\Omega(\widehat{E})}=1\;\text{or}\;3.

The following lemma will be used repeatedly in what follows. In pursuing this idea, we were inspired by work of Byeon, Kim, and Yhee in [3].

Lemma 3.6.

Let E/E/\mathbb{Q} be an elliptic curve given by a Weierstrass equation of the form ((2.32.3)) and assume that E/E/\mathbb{Q} has analytic rank 0. Let E^:=E/<(0,0)>\widehat{E}:=E/<(0,0)> and let ϕ:EE^\phi:E\rightarrow{}\widehat{E} be the associated 33-isogeny.

  1. (i)

    If ord3(pcp(E^)pcp(E))2\mathrm{ord}_{3}(\frac{\prod_{p}c_{p}(\widehat{E})}{\prod_{p}c_{p}(E)})\geq 2 or dim𝔽3(Sel(ϕ)(E/))2\rm{dim}_{\mathbb{F}_{3}}(\mathrm{Sel}^{(\phi)}(E/\mathbb{Q}))\geq 2, then 99 divides |(E/)||\Sha(E/\mathbb{Q})|.

  2. (ii)

    If |Sel(ϕ)(E/)||Sel(ϕ^)(E^/)|=1\frac{|\mathrm{Sel}^{(\phi)}(E/\mathbb{Q})|}{|\mathrm{Sel}^{(\hat{\phi})}(\widehat{E}/\mathbb{Q})|}=1, then 99 divides |(E/)||\Sha(E/\mathbb{Q})|.

Proof.

Since the analytic rank of E/E/\mathbb{Q} is zero, work of Gross and Zagier, on heights of Heegner points [14], as well as work of Kolyvagin, on Euler systems [19], imply that E/E/\mathbb{Q} has (algebraic) rank 0 and that (E/)\Sha(E/\mathbb{Q}) is finite (see Theorem 3.223.22 of [8] for a sketch of the proof). Thus the statements of the lemma make sense.

Proof of (i)(i): First we prove that if dim(Sel(ϕ)(E/))𝔽32{}_{\mathbb{F}_{3}}(\mathrm{Sel}^{(\phi)}(E/\mathbb{Q}))\geq 2, then 99 divides |(E/)||\Sha(E/\mathbb{Q})|. There is a short exact sequence

0E()/3E()Sel3(E/)(E/)[3]00\longrightarrow{}E(\mathbb{Q})/3E(\mathbb{Q})\longrightarrow{}\mathrm{Sel}^{3}(E/\mathbb{Q})\longrightarrow{}\Sha(E/\mathbb{Q})[3]\longrightarrow{}0

(see Theorem X.4.24.2 of [30]). Therefore, using the fact that E()/3E()/3E(\mathbb{Q})/3E(\mathbb{Q})\cong\mathbb{Z}/3\mathbb{Z}, since E/E/\mathbb{Q} has rank 0 and E[3]()/3E[3](\mathbb{Q})\cong\mathbb{Z}/3\mathbb{Z}, we see that dim(Sel3(E/))𝔽32{}_{\mathbb{F}_{3}}(\mathrm{Sel}^{3}(E/\mathbb{Q}))\geq 2 implies that (E/)[3]\Sha(E/\mathbb{Q})[3] has a nontrivial element. Since the order of (E/)\Sha(E/\mathbb{Q}) is a square (see [30] Corollary 17.2.117.2.1) if (E/)[3]\Sha(E/\mathbb{Q})[3] has a nontrivial element, then 99 divides |(E/)||\Sha(E/\mathbb{Q})|. By Corollary 1, section 2 of [18] and the fact that E^[ϕ^]()\widehat{E}[\hat{\phi}](\mathbb{Q}) is trivial, we obtain that the natural map Sel(ϕ)(E/)Sel3(E/)\mathrm{Sel}^{(\phi)}(E/\mathbb{Q})\longrightarrow\mathrm{Sel}^{3}(E/\mathbb{Q}) is injective. Therefore, if dim(Sel(ϕ)(E/))𝔽32{}_{\mathbb{F}_{3}}(\mathrm{Sel}^{(\phi)}(E/\mathbb{Q}))\geq 2, then 99 divides |(E/)||\Sha(E/\mathbb{Q})|.

Finally, if ord3(pcp(E^)pcp(E))2\text{ord}_{3}(\frac{\prod_{p}c_{p}(\widehat{E})}{\prod_{p}c_{p}(E)})\geq 2, then Equation ((3.3)), combined with ((3.4)) and ((3.5)), implies that dim(Sel(ϕ)(E/))𝔽32{}_{\mathbb{F}_{3}}(\mathrm{Sel}^{(\phi)}(E/\mathbb{Q}))\geq 2 so by the first part of the proof, we find that 99 divides |(E/)||\Sha(E/\mathbb{Q})|. This concludes the proof of Part (i)(i).

Proof of (ii)(ii): By Corollary 1 of section 22 of [18] and the fact that E^[ϕ^]()\widehat{E}[\hat{\phi}](\mathbb{Q}) is trivial there is an exact sequence:

(3.7) 0Sel(ϕ)(E/)Sel3(E/)Sel(ϕ^)(E^/)(E^/)[ϕ^]/ϕ((E/)[3])0.\displaystyle 0\rightarrow\mathrm{Sel}^{(\phi)}(E/\mathbb{Q})\rightarrow\mathrm{Sel}^{3}(E/\mathbb{Q})\rightarrow\mathrm{Sel}^{(\hat{\phi})}(\widehat{E}/\mathbb{Q})\rightarrow\Sha(\widehat{E}/\mathbb{Q})[\hat{\phi}]/\phi(\Sha(E/\mathbb{Q})[3])\rightarrow 0.

Moreover, by Theorem 4.34.3 of [28], the Cassels-Tate pairing on (E^/)\Sha(\widehat{E}/\mathbb{Q}) restricts to a non-degenerate alternating pairing on (E^/)[ϕ^]/ϕ((E/)[3])\Sha(\widehat{E}/\mathbb{Q})[\hat{\phi}]/\phi(\Sha(E/\mathbb{Q})[3]) (see also Theorem 33 of [13]). Therefore, it follows that dim𝔽3(E^/)[ϕ^]/ϕ((E/)[3])\mathrm{dim}_{\mathbb{F}_{3}}\Sha(\widehat{E}/\mathbb{Q})[\hat{\phi}]/\phi(\Sha(E/\mathbb{Q})[3]) is even.

Let

2α:=dim𝔽3(E^/)[ϕ^]/ϕ((E/)[3]).2\alpha:=\mathrm{dim}_{\mathbb{F}_{3}}\Sha(\widehat{E}/\mathbb{Q})[\hat{\phi}]/\phi(\Sha(E/\mathbb{Q})[3]).

Since |Sel(ϕ)(E/)||Sel(ϕ^)(E^/)|=1\frac{|\mathrm{Sel}^{(\phi)}(E/\mathbb{Q})|}{|\mathrm{Sel}^{(\hat{\phi})}(\widehat{E}/\mathbb{Q})|}=1 by hypothesis, we get that

β:=dim𝔽3Sel(ϕ)(E/)=dim𝔽3Sel(ϕ^)(E^/).\beta:=\mathrm{dim}_{\mathbb{F}_{3}}\mathrm{Sel}^{(\phi)}(E/\mathbb{Q})=\mathrm{dim}_{\mathbb{F}_{3}}\mathrm{Sel}^{(\hat{\phi})}(\widehat{E}/\mathbb{Q}).

If γ:=dim𝔽3Sel3(E/)\gamma:=\mathrm{dim}_{\mathbb{F}_{3}}\mathrm{Sel}^{3}(E/\mathbb{Q}), then by the exact sequence ((3.7)) we obtain that

βγ+β2α=0\beta-\gamma+\beta-2\alpha=0

and, therefore, γ\gamma must be even. There is a short exact sequence

0E()/3E()Sel3(E/)(E/)[3]00\longrightarrow{}E(\mathbb{Q})/3E(\mathbb{Q})\longrightarrow{}\mathrm{Sel}^{3}(E/\mathbb{Q})\longrightarrow{}\Sha(E/\mathbb{Q})[3]\longrightarrow{}0

(see Theorem X.4.24.2 of [30]). Since E/E/\mathbb{Q} has a \mathbb{Q}-rational point of order three and rank 0, we obtain that E()/3E()/3E(\mathbb{Q})/3E(\mathbb{Q})\cong\mathbb{Z}/3\mathbb{Z} and, hence, γ1\gamma\geq 1. Since γ\gamma is even, we obtain that γ2\gamma\geq 2. Since γ=dim𝔽3Sel3(E/)2\gamma=\mathrm{dim}_{\mathbb{F}_{3}}\mathrm{Sel}^{3}(E/\mathbb{Q})\geq 2 and E()/3E()/3E(\mathbb{Q})/3E(\mathbb{Q})\cong\mathbb{Z}/3\mathbb{Z}, (E/)[3]\Sha(E/\mathbb{Q})[3] is not trivial. Finally, since the order of (E/)\Sha(E/\mathbb{Q}) is a square (see [30] Corollary 17.2.117.2.1) if (E/)[3]\Sha(E/\mathbb{Q})[3] has a nontrivial element, then 99 divides |(E/)||\Sha(E/\mathbb{Q})|. This concludes the proof of Part (ii)(ii).

3.8.

We now collect some facts concerning root numbers. Let w(E):=pMwp(E)w(E):=\displaystyle\prod_{p\in M_{\mathbb{Q}}}w_{p}(E) where wp(E)w_{p}(E) is the local root number of E/E/\mathbb{Q} at pp and MM_{\mathbb{Q}} is the set of places of \mathbb{Q}. The number w(E)w(E) is called the global root number of E/E/\mathbb{Q}. By Theorem 3.223.22 of [8], (E/)\Sha(E/\mathbb{Q}) is finite and the rank of E/E/\mathbb{Q} is 0. Consequently, by Theorem 1.41.4 of [10] we get that 1=(1)rk(E/)=w(E)1=(-1)^{rk(E/\mathbb{Q})}=w(E).

Recall that we assume that jE0,1728j_{E}\neq 0,1728. The local root number of E/E/\mathbb{Q} at pp is as follows (see [5] page 9595 and [27] page 132132 for jE0,1728j_{E}\neq 0,1728 and p5p\geq 5, and [16] page 1051 for p=2p=2 or 33)

{w(E)=1wp(E)=1ifE/hasmodulopgoodornonsplitmultiplicativereduction.wp(E)=1ifE/hasmodulopsplitmultiplicativereduction.w3(E)=1ifE/hasmodulo 3reductionoftypeIn,n0.\begin{cases}w_{\infty}(E)=-1\\ w_{p}(E)=1&\mathrm{if}\ E/\mathbb{Q}\ \mathrm{has}\ \mathrm{modulo}\ p\ \mathrm{good}\ \mathrm{or}\ \mathrm{nonsplit}\ \mathrm{multiplicative}\ \mathrm{reduction}.\\ w_{p}(E)=-1&\mathrm{if}\ E/\mathbb{Q}\ \mathrm{has}\ \mathrm{modulo}\ p\ \mathrm{split}\ \mathrm{multiplicative}\ \mathrm{reduction}.\\ w_{3}(E)=-1&\mathrm{if}\ E/\mathbb{Q}\ \mathrm{has}\ \mathrm{modulo}\ 3\ \mathrm{reduction}\ \mathrm{of}\ \mathrm{type}\ \mathrm{I}_{n}^{*}\ ,n\geq 0.\end{cases}
Lemma 3.9.

Let E/E/\mathbb{Q} be an elliptic curve given by a Weierstrass equation of the form ((2.32.3)) such that E/E/\mathbb{Q} has modulo 33 reduction of type In{}_{n}^{*}, for some n0n\geq 0. If 9pcp(E)9\nmid\prod_{p}c_{p}(E), then either b=1b=1 or b=rmb=r^{m} for some prime r3r\neq 3.

Proof.

Since E/E/\mathbb{Q} has modulo 33 reduction of type In{}_{n}^{*}, for some n0n\geq 0, Proposition 2.4 implies that 3b3\nmid b, as we now explain. First, if 3b3\mid b and 3a3\nmid a, then Proposition 2.4, Part (i)(i), implies that E/E/\mathbb{Q} has modulo 33 multiplicative reduction, which is a contradiction. Moreover, if 3b3\mid b and 3a3\mid a, then, 33b3^{3}\nmid b so 3ord3(a)>ord3(b)3\textrm{ord}_{3}(a)>\textrm{ord}_{3}(b). Therefore, using Proposition 2.4, Part (ii)(ii), we obtain that E/E/\mathbb{Q} has modulo 33 reduction of type IV or IV, which is again a contradiction.

If a prime rr divides bb, then either r3br^{3}\nmid b or rar\nmid a. Therefore, since r3r\neq 3, by Proposition 2.4, Parts (i)(i) and (ii)(ii), E/E/\mathbb{Q} has reduction of type IV, IV or (split) I3ordr(b){}_{3\text{ord}_{r}(b)}, and in any of these cases 3cr(E)3\mid c_{r}(E). Hence, if 9pcp(E)9\nmid\prod_{p}c_{p}(E), then bb can have at most one prime divisor. ∎

Proof of Theorem 3.1 Part (a)(a)..

Assume that E/E/\mathbb{Q} is semi-stable away from 33. If 99 divides pcp(E)\prod_{p}c_{p}(E), then Theorem 3.1, Part (a)(a) is true. Therefore, we can assume from now on that 9pcp(E)9\nmid\prod_{p}c_{p}(E) and, hence, by Lemma 3.9 that either b=1b=1 or b=rmb=r^{m}, for some prime rr with r3r\neq 3. We now split the proof into two cases depending on whether b=1b=1 or b=rmb=r^{m}.

Case 1: b=1b=1. By a proposition of Hadano (see Theorem 1.11.1 of [15]) since b=1b=1, E^/\widehat{E}/\mathbb{Q} is given by

y2+(a+6)xy+(a2+3a+9)y=x3.y^{2}+(a+6)xy+(a^{2}+3a+9)y=x^{3}.

The discriminant of this equation is Δ^=(a327)3\widehat{\Delta}=(a^{3}-27)^{3} and c4^=a(a3+216)\widehat{c_{4}}=a(a^{3}+216).

We first show that E^/\widehat{E}/\mathbb{Q} has a prime qq of split multiplicative reduction. By Proposition 2.4, Part (iii)(iii), we obtain that 3a3\mid a because E/E/\mathbb{Q} has reduction of type In{}_{n}^{*} modulo 33. Therefore, we can write a=3aa=3a^{\prime} for some integer aa^{\prime}. Then

a2+3a+9=9((a)2+a+1)a^{2}+3a+9=9((a^{\prime})^{2}+a^{\prime}+1)

and (a)2+a+1(a^{\prime})^{2}+a^{\prime}+1 cannot be a power of 33 unless a=1,2a^{\prime}=1,-2 because it is always non zero modulo 99. If (a)2+a+1=3(a^{\prime})^{2}+a^{\prime}+1=3, then a=1a^{\prime}=1 or 2-2. Moreover, a=1a^{\prime}=1 gives a=3a=3, and together with b=1b=1 gives an equation of the form ((2.32.3)) which has discriminant 0 and, hence, is not an elliptic curve. Therefore, a=1a^{\prime}=1 is not allowed. If a=2a^{\prime}=-2, which implies a=6a=-6, we obtain, combined with b=1b=1, an elliptic curve E/E/\mathbb{Q} of the form ((2.32.3)) which does not have reduction of type In{}_{n}^{*} at 3 because a327=(6)327=243a^{3}-27=(-6)^{3}-27=243 is not divisible by 363^{6}, see Proposition 2.4, Part (iii)(iii). Moreover, if (a)2+a+1=±1(a^{\prime})^{2}+a^{\prime}+1=\pm 1, then a=1a^{\prime}=-1. If a=1a^{\prime}=-1, which implies a=3a=-3, we obtain, combined with b=1b=1, an elliptic curve E/E/\mathbb{Q} of the form ((2.32.3)) which does not have reduction of type In{}_{n}^{*} at 3 because a327=(3)327=54a^{3}-27=(-3)^{3}-27=-54 is not divisible by 363^{6}, see Proposition 2.4, Part (iii)(iii). What this proves is that a2+3a+9a^{2}+3a+9 has a prime divisor not equal to 33, say qq. By looking at the Weierstrass equation for E^/\widehat{E}/\mathbb{Q} we get that E^/\widehat{E}/\mathbb{Q} has split multiplicative reduction modulo qq. Indeed, if qa2+3a+9q\mid a^{2}+3a+9 and qa+6q\mid a+6, then

qa2+3a+9(a+6)2=a2+3a+9a212a36=9(a+3)q\mid a^{2}+3a+9-(a+6)^{2}=a^{2}+3a+9-a^{2}-12a-36=-9(a+3)

and, hence, qa+3q\mid a+3. Since qa+6q\mid a+6, we obtain that q=3q=3, which is a contradiction. This proves that qa+6q\nmid a+6 and, thus, E^/\widehat{E}/\mathbb{Q} has split multiplicative reduction modulo qq.

Since E^/\widehat{E}/\mathbb{Q} has split multiplicative modulo qq, we get that cq(E^)=ordq((a327)3)=3ordq(a327)c_{q}(\widehat{E})=\mathrm{ord}_{q}((a^{3}-27)^{3})=3\mathrm{ord}_{q}(a^{3}-27). Since E/E/\mathbb{Q} and E^/\widehat{E}/\mathbb{Q} are isogenous over \mathbb{Q}, they have the same LL-function (see Korollar 1 of [12]) and, hence, aq(E)=aq(E^)a_{q}(E)=a_{q}(\widehat{E}) (see page 366366 of [9]). Moreover, aq(E^)=1a_{q}(\widehat{E})=1 because E^/\widehat{E}/\mathbb{Q} has split multiplicative reduction modulo qq (see page 329329 of [9]), which implies that aq(E)=1a_{q}(E)=1. Therefore, E^/\widehat{E}/\mathbb{Q} has split multiplicative reduction modulo qq and cq(E)=ordq(Δ)c_{q}(E)=\mathrm{ord}_{q}(\Delta). However, Δ=a327\Delta=a^{3}-27 so cq(E)=ordq(a327)c_{q}(E)=\mathrm{ord}_{q}(a^{3}-27), which implies that ord3(cq(E^)cq(E))>0\textrm{ord}_{3}(\frac{c_{q}(\widehat{E})}{c_{q}(E)})>0.

We will now show that 99 divides |(E/)|\Sha(E/\mathbb{Q})|. By Part (i)(i) of Lemma 3.6, it is enough to show that ord3(pcp(E^)pcp(E))2.\text{ord}_{3}(\frac{\prod_{p}c_{p}(\widehat{E})}{\prod_{p}c_{p}(E)})\geq 2. We achieve this in the following claim.

Claim 3.10.

We have

ord3(pcp(E^)pcp(E))2.\text{ord}_{3}(\frac{\prod_{p}c_{p}(\widehat{E})}{\prod_{p}c_{p}(E)})\geq 2.
Proof.

First, we claim that because the analytic rank of E/E/\mathbb{Q} is zero, E/E/\mathbb{Q} has an even number of places of split multiplicative reduction. Indeed, by 3.8 w(E)=1w(E)=1, w3(E)=1w_{3}(E)=-1, and w(E)=1w_{\infty}(E)=-1. Moreover, E/E/\mathbb{Q} is semi-stable away from 33 and by 3.8 for p3p\neq 3 we obtain that wp(E)=1w_{p}(E)=-1 if and only if E/E/\mathbb{Q} has split multiplicative reduction modulo pp. This proves that E/E/\mathbb{Q} has an even number of places of split multiplicative reduction.

Let p3p\neq 3 be any prime such that E/E/\mathbb{Q} has multiplicative reduction modulo pp. If E/E/\mathbb{Q} has nonsplit multiplicative reduction modulo pp, then by lines 5,65,6, and 77 of Theorem 6.16.1 of [11] we obtain that ord3(cp(E^)cp(E))=0\textrm{ord}_{3}(\frac{c_{p}(\widehat{E})}{c_{p}(E)})=0. Note that in Theorem 6.16.1 of [11], E^\widehat{E} is denoted by EE^{\prime} and δ,δ\delta,\delta^{\prime} are the valuations of the two discriminants. Assume now that E/E/\mathbb{Q} has split multiplicative reduction modulo pp. Recall that we assume that b=1b=1 so Δ=a327\Delta=a^{3}-27 and Δ^=(a327)3\widehat{\Delta}=(a^{3}-27)^{3}. If ordp(Δ)=γ\textrm{ord}_{p}(\Delta)=\gamma, then ordp(Δ^)=3γ\textrm{ord}_{p}(\widehat{\Delta})=3\gamma. Therefore, by line 33 of Theorem 6.16.1 of [11] we obtain that ord3(cp(E^)cp(E))=1\textrm{ord}_{3}(\frac{c_{p}(\widehat{E})}{c_{p}(E)})=1. Since E/E/\mathbb{Q} is semi-stable away from 33, the above arguments prove that if p3p\neq 3 is a prime, then E/E/\mathbb{Q} has split multiplicative reduction modulo pp if and only if ord3(cp(E^)cp(E))=1\textrm{ord}_{3}(\frac{c_{p}(\widehat{E})}{c_{p}(E)})=1, and ord3(cp(E^)cp(E))=0\textrm{ord}_{3}(\frac{c_{p}(\widehat{E})}{c_{p}(E)})=0 otherwise.

We now claim that ord(pcp(E^)pcp(E))3{}_{3}(\frac{\prod_{p}c_{p}(\widehat{E})}{\prod_{p}c_{p}(E)}) is even. By line 1313 of Theorem 6.16.1 of [11], since E/E/\mathbb{Q} has modulo 3 reduction of type In{}_{n}^{*} for some n0n\geq 0, we obtain that ord3(c3(E^)c3(E))=0\textrm{ord}_{3}(\frac{c_{3}(\widehat{E})}{c_{3}(E)})=0. Combining all the above with the fact that E/E/\mathbb{Q} has an even number of places of split multiplicative reduction, we obtain that ord(pcp(E^)pcp(E))3{}_{3}(\frac{\prod_{p}c_{p}(\widehat{E})}{\prod_{p}c_{p}(E)}) is even.

Finally, since ord3(cq(E^)cq(E))>0\textrm{ord}_{3}(\frac{c_{q}(\widehat{E})}{c_{q}(E)})>0 and ord(pcp(E^)pcp(E))3{}_{3}(\frac{\prod_{p}c_{p}(\widehat{E})}{\prod_{p}c_{p}(E)}) is even, we get that ord3(pcp(E^)pcp(E))2\text{ord}_{3}(\frac{\prod_{p}c_{p}(\widehat{E})}{\prod_{p}c_{p}(E)})\geq 2. This proves our claim. ∎

Case 2: b=rmb=r^{m} for some prime rr, and m>0m>0. Recall that we assume that E/E/\mathbb{Q} has semi-stable reduction outside of 33 and reduction of type In{}_{n}^{*} modulo 33, for some n0n\geq 0. Lemma 3.9 implies that r3r\neq 3.

We claim that E/E/\mathbb{Q} has split multiplicative reduction modulo rr. Indeed, by our assumption E/E/\mathbb{Q} is semi-stable away from 33 and r3r\neq 3. Since ordr(b)>0\textrm{ord}_{r}(b)>0 and we know that either rar\nmid a or r3br^{3}\nmid b, we obtain that either 3ordr(a)>ordr(b)3\textrm{ord}_{r}(a)>\textrm{ord}_{r}(b) or ordr(a)=0\textrm{ord}_{r}(a)=0. The case 3ordr(a)>ordr(b)3\textrm{ord}_{r}(a)>\textrm{ord}_{r}(b) gives that E/E/\mathbb{Q} has reduction of type IV or IV modulo rr, by Part (ii)(ii) of Proposition 2.4, which contradicts our assumption that E/E/\mathbb{Q} has semi-stable reduction outside of 33. If ordr(a)=0\textrm{ord}_{r}(a)=0, then we obtain that 3ordr(a)<ordr(b)3\textrm{ord}_{r}(a)<\textrm{ord}_{r}(b) and, hence, by Proposition 2.4, Part (i)(i) we get that E/E/\mathbb{Q} has split multiplicative reduction modulo rr.

If 3m3\mid m, then by Proposition 2.4, Part (i)(i) we obtain that 3mpcp(E)3m\mid\prod_{p}c_{p}(E) and, hence, 9pcp(E)9\mid\prod_{p}c_{p}(E). Thus, if 3m3\mid m, then Part (a)(a) of Theorem 3.1 is satisfied. Therefore, we can assume that 3m3\nmid m in what follows. Finally, since 3ordr(a)<ordr(b)3\textrm{ord}_{r}(a)<\textrm{ord}_{r}(b), by Theorem 4.14.1 of [20] we obtain ord3(cr(E^)cr(E))=1\textrm{ord}_{3}(\frac{c_{r}(\widehat{E})}{c_{r}(E)})=-1.

Claim 3.11.

The number ord(pcp(E^)pcp(E))3{}_{3}(\frac{\prod_{p}c_{p}(\widehat{E})}{\prod_{p}c_{p}(E)}) is even and non-negative.

Proof.

There exists at least one prime qq different from rr such that E/E/\mathbb{Q} has split multiplicative reduction modulo qq. Indeed, by 3.8 w(E)=1w(E)=1, wr(E)=1w_{r}(E)=-1, w3(E)=1w_{3}(E)=-1, and w(E)=1w_{\infty}(E)=-1. Moreover, since E/E/\mathbb{Q} is semi-stable away from 33, by 3.8 for p3p\neq 3, we get that wp(E)=1w_{p}(E)=-1 if and only if E/E/\mathbb{Q} has split multiplicative reduction modulo pp. This proves that E/E/\mathbb{Q} has an even number of places of split multiplicative reduction. Therefore, since E/E/\mathbb{Q} has split multiplicative reduction modulo rr, we obtain that there is a prime qrq\neq r, such that E/E/\mathbb{Q} has split multiplicative reduction modulo qq.

Let p3p\neq 3 be any prime such that E/E/\mathbb{Q} has multiplicative reduction modulo pp. If E/E/\mathbb{Q} has nonsplit multiplicative reduction modulo pp, then by lines 5,65,6, or 77 of Theorem 6.16.1 of [11] we obtain that ord3(cp(E^)cp(E))=0\textrm{ord}_{3}(\frac{c_{p}(\widehat{E})}{c_{p}(E)})=0.

The elliptic curve E^/\widehat{E}/\mathbb{Q} is given by a Weierstrass equation of the form

y2+axy9by=x3(a3+27b)b,\displaystyle y^{2}+axy-9by=x^{3}-(a^{3}+27b)b,

where a,ba,b are as in ((2.32.3)) (see [20] equation (3.2)(3.2)). The discriminant of this Weierstrass equation is

Δ^=(a327b)3b.\widehat{\Delta}=(a^{3}-27b)^{3}b.

We now prove that for any prime p3,r,p\neq 3,r, if E/E/\mathbb{Q} has split multiplicative reduction modulo pp, then ord3(cp(E^)cp(E))=1\textrm{ord}_{3}(\frac{c_{p}(\widehat{E})}{c_{p}(E)})=1. Assume that prp\neq r is a prime such that E/E/\mathbb{Q} has split multiplicative reduction modulo pp. Note that since b=rmb=r^{m} and prp\neq r, pbp\nmid b. Recall that Δ=b3(a327b)\Delta=b^{3}(a^{3}-27b) and Δ^=b(a327b)3\widehat{\Delta}=b(a^{3}-27b)^{3}. If ordp(Δ)=γ\textrm{ord}_{p}(\Delta)=\gamma, then ordp(Δ^)=3γ\textrm{ord}_{p}(\widehat{\Delta})=3\gamma. Therefore, by line 33 of Theorem 6.16.1 of [11] we obtain that ord3(cp(E^)cp(E))=1\textrm{ord}_{3}(\frac{c_{p}(\widehat{E})}{c_{p}(E)})=1.

Recall that there exists a prime qq different from rr such that E/E/\mathbb{Q} has split multiplicative reduction modulo qq. We have proved so far that ord3(cr(E^)cr(E))=1\textrm{ord}_{3}(\frac{c_{r}(\widehat{E})}{c_{r}(E)})=-1, ord3(cq(E^)cq(E))=1\textrm{ord}_{3}(\frac{c_{q}(\widehat{E})}{c_{q}(E)})=1, and that for any prime p3,rp\neq 3,r, if E/E/\mathbb{Q} has split multiplicative reduction modulo pp, then ord3(cp(E^)cp(E))=1\textrm{ord}_{3}(\frac{c_{p}(\widehat{E})}{c_{p}(E)})=1. Moreover, we have proved above that if E/E/\mathbb{Q} has nonsplit multiplicative reduction modulo pp, then ord3(cp(E^)cp(E))=0\textrm{ord}_{3}(\frac{c_{p}(\widehat{E})}{c_{p}(E)})=0. Therefore, since E/E/\mathbb{Q} is semistable away from 33 and has an even number of places of split multiplicative reduction, we obtain that ord(pcp(E^)pcp(E))3{}_{3}(\frac{\prod_{p}c_{p}(\widehat{E})}{\prod_{p}c_{p}(E)}) is even and non-negative, as claimed. ∎

If ord(pcp(E^)pcp(E))32{}_{3}(\frac{\prod_{p}c_{p}(\widehat{E})}{\prod_{p}c_{p}(E)})\geq 2, then Part (i)(i) of Lemma 3.6 implies that 99 divides |(E/)||\Sha(E/\mathbb{Q})|. Otherwise, ord(pcp(E^)pcp(E))3=0{}_{3}(\frac{\prod_{p}c_{p}(\widehat{E})}{\prod_{p}c_{p}(E)})=0. Since the degree of ϕ\phi is 33, by Proposition 22 of [18] we obtain that ord(pcp(E^)pcp(E))s=0{}_{s}(\frac{\prod_{p}c_{p}(\widehat{E})}{\prod_{p}c_{p}(E)})=0 for every prime s3s\neq 3. Therefore, if Ω(E)Ω(E^)=3\frac{\Omega(E)}{\Omega(\widehat{E})}=3, then Equation ((3.3)) implies that |Sel(ϕ)(E/)||Sel(ϕ^)(E^/)|=1\frac{|\mathrm{Sel}^{(\phi)}(E/\mathbb{Q})|}{|\mathrm{Sel}^{(\hat{\phi})}(\widehat{E}/\mathbb{Q})|}=1 and, hence, by Part (ii)(ii) of Lemma 3.6 we obtain that 99 divides |(E/)||\Sha(E/\mathbb{Q})|. If Ω(E)Ω(E^)=1\frac{\Omega(E)}{\Omega(\widehat{E})}=1, then, since b=rmb=r^{m} with 3m3\nmid m, the following lemma shows that 99 divides |(E/)||\Sha(E/\mathbb{Q})|. This concludes the proof of Part (a)(a) of Theorem 3.1. ∎

Lemma 3.12.

Let E/E/\mathbb{Q} be as in Theorem 3.1, and given by a Weierstrass equation as in ((2.32.3)). Assume moreover that there exists a prime r3r\neq 3 such that b=rmb=r^{m}, for some integer mm coprime to 33. If ord3(pcp(E^)pcp(E))=0\mathrm{ord}_{3}(\frac{\prod_{p}c_{p}(\widehat{E})}{\prod_{p}c_{p}(E)})=0 and Ω(E)Ω(E^)=1\frac{\Omega(E)}{\Omega(\widehat{E})}=1, then 99 divides |(E/)||\Sha(E/\mathbb{Q})|.

Proof.

Since Ω(E)Ω(E^)=1\frac{\Omega(E)}{\Omega(\widehat{E})}=1, by Equation ((3.3)), combined with ((3.4)), we get that

|Sel(ϕ)(E/)|=|Sel(ϕ^)(E^/)|3pcp(E^)pcp(E).|\mathrm{Sel}^{(\phi)}(E/\mathbb{Q})|=\frac{|\mathrm{Sel}^{(\hat{\phi})}(\widehat{E}/\mathbb{Q})|\cdot 3\cdot\prod_{p}c_{p}(\widehat{E})}{\prod_{p}c_{p}(E)}.

Since ord3(pcp(E^)pcp(E))=0\mathrm{ord}_{3}(\frac{\prod_{p}c_{p}(\widehat{E})}{\prod_{p}c_{p}(E)})=0, we obtain that dim𝔽3Sel(ϕ)(E/)=dim𝔽3Sel(ϕ^)(E^/)+1\mathrm{dim}_{\mathbb{F}_{3}}\mathrm{Sel}^{(\phi)}(E/\mathbb{Q})=\mathrm{dim}_{\mathbb{F}_{3}}\mathrm{Sel}^{(\hat{\phi})}(\widehat{E}/\mathbb{Q})+1. Therefore, if we can show that dim𝔽3Sel(ϕ^)(E^/)1\mathrm{dim}_{\mathbb{F}_{3}}\mathrm{Sel}^{(\hat{\phi})}(\widehat{E}/\mathbb{Q})\geq 1, then we get that dim𝔽3Sel(ϕ)(E/)2\mathrm{dim}_{\mathbb{F}_{3}}\mathrm{Sel}^{(\phi)}(E/\mathbb{Q})\geq 2 and, hence, by Part (i)(i) of Lemma 3.6 we obtain that 99 divides |(E/)||\Sha(E/\mathbb{Q})|.

We now show that dim𝔽3Sel(ϕ^)(E^/)1\mathrm{dim}_{\mathbb{F}_{3}}\mathrm{Sel}^{(\hat{\phi})}(\widehat{E}/\mathbb{Q})\geq 1. There is a short exact sequence

0E()/ϕ^(E^())Sel(ϕ^)(E^/)(E^/)[ϕ^]00\longrightarrow{}E(\mathbb{Q})/\hat{\phi}(\widehat{E}(\mathbb{Q}))\longrightarrow{}\mathrm{Sel}^{(\hat{\phi})}(\widehat{E}/\mathbb{Q})\longrightarrow{}\Sha(\widehat{E}/\mathbb{Q})[\hat{\phi}]\longrightarrow{}0

(see Theorem X.4.24.2 of [30] applied to ϕ^:E^E\hat{\phi}:\widehat{E}\rightarrow{}E). Recall that E/E/\mathbb{Q} has rank 0 and that E()E(\mathbb{Q}) contains a point of order 33. The rank of E^/\widehat{E}/\mathbb{Q} is 0 because it is isogenous to E/E/\mathbb{Q}. Moreover, since bb is not a cube, Theorem 1.11.1 of [15] implies that E^()\widehat{E}(\mathbb{Q}) does not contain a point of order 33. Therefore, E()/ϕ^(E^())E(\mathbb{Q})/\hat{\phi}(\widehat{E}(\mathbb{Q})) contains a point of order 33 which injects into Sel(ϕ^)(E^/)\mathrm{Sel}^{(\hat{\phi})}(\widehat{E}/\mathbb{Q}). This proves that dim𝔽3(Sel(ϕ^)(E^/))1\text{dim}_{\mathbb{F}_{3}}(\mathrm{Sel}^{(\hat{\phi})}(\widehat{E}/\mathbb{Q}))\geq 1. ∎

Proof of Theorem 3.1 Part (b)(b)..

We know that E/E/\mathbb{Q} has a Weierstrass equation as in ((2.32.3)). By Proposition 2.4 if p3p\neq 3 is any prime such that E/E/\mathbb{Q} has additive reduction, then pbp\mid b, the reduction type modulo pp is IV or IV, and 3cp(E)3\mid c_{p}(E). Thus, if E/E/\mathbb{Q} has more than two places of additive reduction, then 9pNcp(E)9\mid\prod_{p\mid N}c_{p}(E). ∎

Proof of Theorem 3.1 Part (c)(c)..

Our strategy in this proof is to show that if 99 does not divide p|Ncp(E)\prod_{p|N}c_{p}(E), then 9 divides |(E/)||\Sha(E/\mathbb{Q})|. We know that E/E/\mathbb{Q} has a Weierstrass equation as in ((2.32.3)). By assumption E/E/\mathbb{Q} has exactly two places of additive reduction, say at 33 and rr.

Assume that 9p|Ncp(E)9\nmid\prod_{p|N}c_{p}(E) otherwise the theorem is proved. Our assumptions force b=rb=r or b=r2b=r^{2}, and a=3rma=3rm where mm is an integer, as we now explain. Indeed, if b=1b=1, then Parts (i)(i) and (ii)(ii) of Proposition 2.4 imply that E/E/\mathbb{Q} is semi-stable away from 33 and that E/E/\mathbb{Q} has only one place of additive reduction. If bb had two or more prime divisors, Parts (i)(i) and (ii)(ii) of Proposition 2.4 imply that 99 divides p|Ncp(E)\prod_{p|N}c_{p}(E). If rar\nmid a, then by Proposition 2.4, Part (i)(i), we obtain that E/E/\mathbb{Q} has multiplicative reduction modulo rr, contrary to our assumption. This proves that rar\mid a. Since rar\mid a and E/E/\mathbb{Q} has additive reduction modulo rr, Proposition 2.4 implies that rbr\mid b. Moreover, since we must have that rar\nmid a or r3br^{3}\nmid b in Equation ((2.32.3)), we obtain that bb is equal to either rr or r2r^{2}. Finally, since E/E/\mathbb{Q} has reduction In{}_{n}^{*} modulo 33, Proposition 2.4, Part (iii)(iii) implies that 3a3\mid a.

By Proposition 2.4, Part (ii)(ii), E/E/\mathbb{Q} has reduction of type IV or IV modulo rr. By the table on page 4646 of [31] for r2r\neq 2 and by Tableau IV of [26] for r=2r=2, we obtain then that ord(Δ)r=4{}_{r}(\Delta)=4 or 88. Therefore, Proposition 22 of [27] implies that wr(E)=(3r)w_{r}(E)=\big{(}\frac{-3}{r}\big{)}. If (3r)=1\big{(}\frac{-3}{r}\big{)}=1, then r1(mod 3)r\equiv 1\;(\text{mod}\;3) and if (3r)=1\big{(}\frac{-3}{r}\big{)}=-1, then r2(mod 3)r\equiv 2\;(\text{mod}\;3). We split the proof into two cases, when wr(E)=1w_{r}(E)=1 and r1(mod 3)r\equiv 1\;(\text{mod}\;3), and when wr(E)=1w_{r}(E)=-1 and r2(mod 3)r\equiv 2\;(\text{mod}\;3).

Let us first prove the following claim.

Claim 3.13.

If pp is any prime such that E/E/\mathbb{Q} has split multiplicative reduction modulo pp, then ord3(cp(E^)cp(E))=1\textrm{ord}_{3}(\frac{c_{p}(\widehat{E})}{c_{p}(E)})=1.

Proof.

Note that p3bp\nmid 3b because E/E/\mathbb{Q} has additive reduction modulo 33 and rr. Recall that E^/\widehat{E}/\mathbb{Q} is given by a Weierstrass equation of the form

y2+axy9by=x3(a3+27b)b,\displaystyle y^{2}+axy-9by=x^{3}-(a^{3}+27b)b,

where a,ba,b are as in ((2.32.3)) (see [20] equation (3.2)(3.2)). The discriminant of this Weierstrass equation is

Δ^=(a327b)3b.\widehat{\Delta}=(a^{3}-27b)^{3}b.

Since Δ=b3(a327b)\Delta=b^{3}(a^{3}-27b) and Δ^=b(a327b)3\widehat{\Delta}=b(a^{3}-27b)^{3}, if ordp(Δ)=γ\textrm{ord}_{p}(\Delta)=\gamma, then ordp(Δ^)=3γ\textrm{ord}_{p}(\widehat{\Delta})=3\gamma. Therefore, by line 33 of Theorem 6.16.1 of [11] we obtain that ord3(cp(E^)cp(E))=1\textrm{ord}_{3}(\frac{c_{p}(\widehat{E})}{c_{p}(E)})=1. This proves that if pp be any prime such that E/E/\mathbb{Q} has split multiplicative reduction modulo pp, then ord3(cp(E^)cp(E))=1\textrm{ord}_{3}(\frac{c_{p}(\widehat{E})}{c_{p}(E)})=1. ∎

Case 1: wr(E)=1w_{r}(E)=1 and r1(mod 3)r\equiv 1\;(\text{mod}\;3).

Claim 3.14.

The number ord3(pcp(E^)pcp(E))\text{ord}_{3}(\frac{\prod_{p}c_{p}(\widehat{E})}{\prod_{p}c_{p}(E)}) is even and non-negative.

Proof.

First, 3.8 implies that w(E)=1w_{\infty}(E)=-1 and that w3(E)=1w_{3}(E)=-1. Recall that E/E/\mathbb{Q} is semi-stable away from 33 and rr. For p3p\neq 3 we have that wp(E)=1w_{p}(E)=-1 if and only if E/E/\mathbb{Q} has split multiplicative reduction modulo pp. Since w(E)=1w(E)=1, we obtain that E/E/\mathbb{Q} has an even number of places of split multiplicative reduction.

Since r1(mod 3)r\equiv 1\;(\text{mod}\;3), we obtain that ζ3r\zeta_{3}\in\mathbb{Q}_{r} and since we also have that E/E/\mathbb{Q} has reduction of type IV or IV modulo rr, by line 1010 of Theorem 6.16.1 of [11] we obtain that ord3(cr(E^)cr(E))=0\textrm{ord}_{3}(\frac{c_{r}(\widehat{E})}{c_{r}(E)})=0. If E/E/\mathbb{Q} has nonsplit multiplicative reduction modulo pp, then ord3(cp(E^)cp(E))=0\textrm{ord}_{3}(\frac{c_{p}(\widehat{E})}{c_{p}(E)})=0 by line 44 of Theorem 6.16.1 of [11]. Also, If E/E/\mathbb{Q} has split multiplicative reduction modulo pp, then ord3(cp(E^)cp(E))=1\textrm{ord}_{3}(\frac{c_{p}(\widehat{E})}{c_{p}(E)})=1 by Claim 3.13. Finally, line 1313 of Theorem 6.16.1 of [11] implies that ord3(c3(E^)c3(E))=0\textrm{ord}_{3}(\frac{c_{3}(\widehat{E})}{c_{3}(E)})=0. Putting all those together we obtain that ord3(pcp(E^)pcp(E))\text{ord}_{3}(\frac{\prod_{p}c_{p}(\widehat{E})}{\prod_{p}c_{p}(E)}) is even and greater than or equal to zero. This concludes the proof of the claim. ∎

We are now ready to conclude the proof of Case 11. Assume first that ord3(pcp(E^)pcp(E))=0.\text{ord}_{3}(\frac{\prod_{p}c_{p}(\widehat{E})}{\prod_{p}c_{p}(E)})=0. Since the degree of ϕ\phi is 33, we can use Proposition 22 of [18] and obtain that ord(pcp(E^)pcp(E))p=0{}_{p}(\frac{\prod_{p}c_{p}(\widehat{E})}{\prod_{p}c_{p}(E)})=0 for every prime p3p\neq 3. Hence, if Ω(E)Ω(E^)=3\frac{\Omega(E)}{\Omega(\widehat{E})}=3, then Equation ((3.3)) implies that |Sel(ϕ)(E/)||Sel(ϕ^)(E^/)|=1.\frac{|\mathrm{Sel}^{(\phi)}(E/\mathbb{Q})|}{|\mathrm{Sel}^{(\hat{\phi})}(\widehat{E}/\mathbb{Q})|}=1. Therefore, Part (ii)(ii) of Lemma 3.6 implies that 99 divides |(E/)|\Sha(E/\mathbb{Q})|. If Ω(E)Ω(E^)=1\frac{\Omega(E)}{\Omega(\widehat{E})}=1, then, since bb is equal to either rr or r2r^{2}, and we assume that ord3(pcp(E^)pcp(E))=0\text{ord}_{3}(\frac{\prod_{p}c_{p}(\widehat{E})}{\prod_{p}c_{p}(E)})=0, Lemma 3.12 implies that 99 divides |(E/)||\Sha(E/\mathbb{Q})|. Assume now that ord3(pcp(E^)pcp(E))2.\text{ord}_{3}(\frac{\prod_{p}c_{p}(\widehat{E})}{\prod_{p}c_{p}(E)})\geq 2. Then 99 divides |(E/)||\Sha(E/\mathbb{Q})| by Part (i)(i) of Lemma 3.6. This proves Theorem 3.1, Part (c)(c), in the case where wr(E)=1w_{r}(E)=1.

Case 2: wr(E)=1w_{r}(E)=-1 and r2(mod 3)r\equiv 2\;(\text{mod}\;3).

Claim 3.15.

The number ord(pcp(E^)pcp(E))3{}_{3}(\frac{\prod_{p}c_{p}(\widehat{E})}{\prod_{p}c_{p}(E)}) is even and non-negative.

Proof. By 3.8 w(E)=1w(E)=1, w3(E)=1w_{3}(E)=-1, and w(E)=1w_{\infty}(E)=-1. If p3,rp\neq 3,r is a prime such that E/E/\mathbb{Q} has split multiplicative reduction modulo pp, then wp(E)=1w_{p}(E)=-1. If p3,rp\neq 3,r is a prime such that E/E/\mathbb{Q} has nonsplit multiplicative or good reduction modulo pp, then wp(E)=1w_{p}(E)=1. Therefore, since E/E/\mathbb{Q} is semi-stable away from 33 and rr, we obtain that E/E/\mathbb{Q} has an odd number of primes of split multiplicative reduction. Note that in particular E/E/\mathbb{Q} has at least one prime of split multiplicative reduction.

If pp is any prime such that E/E/\mathbb{Q} has split multiplicative reduction modulo pp, then Claim 3.13 implies that ord3(cp(E^)cp(E))=1\textrm{ord}_{3}(\frac{c_{p}(\widehat{E})}{c_{p}(E)})=1. By line 44 of Theorem 6.16.1 of [11], if E/E/\mathbb{Q} has nonsplit multiplicative reduction modulo pp, then ord3(cp(E^)cp(E))=0\textrm{ord}_{3}(\frac{c_{p}(\widehat{E})}{c_{p}(E)})=0. Moreover, by line 1010 of Theorem 6.16.1 of [11] we obtain that ord3(cr(E^)cr(E))=1\textrm{ord}_{3}(\frac{c_{r}(\widehat{E})}{c_{r}(E)})=-1 because r2(mod 3)r\equiv 2\;(\text{mod}\;3) implies ζ3r\zeta_{3}\notin\mathbb{Q}_{r} and E/E/\mathbb{Q} has reduction of type IV or IV modulo rr. Finally, line 1313 Theorem 6.16.1 of [11] implies that ord3(c3(E^)c3(E))=0\textrm{ord}_{3}(\frac{c_{3}(\widehat{E})}{c_{3}(E)})=0. Since there is an odd number of primes of split multiplicative reduction, and in particular at least one prime of split multiplicative reduction, we obtain that ord(pcp(E^)pcp(E))3{}_{3}(\frac{\prod_{p}c_{p}(\widehat{E})}{\prod_{p}c_{p}(E)}) is even and non-negative. This proves our claim. ∎

We are now ready to conclude the proof of Case 22. Assume first that ord3(pcp(E^)pcp(E))=0.\text{ord}_{3}(\frac{\prod_{p}c_{p}(\widehat{E})}{\prod_{p}c_{p}(E)})=0. Since the degree of ϕ\phi is 33, by line 55 Theorem 6.16.1 of [11] (or Proposition 22 of [18]) we obtain that ord(pcp(E^)pcp(E))q=0{}_{q}(\frac{\prod_{p}c_{p}(\widehat{E})}{\prod_{p}c_{p}(E)})=0 for every prime q3q\neq 3. Therefore, if Ω(E)Ω(E^)=3\frac{\Omega(E)}{\Omega(\widehat{E})}=3, Equation ((3.3)) implies that |Sel(ϕ)(E/)||Sel(ϕ^)(E^/)|=1\frac{|\mathrm{Sel}^{(\phi)}(E/\mathbb{Q})|}{|\mathrm{Sel}^{(\hat{\phi})}(\widehat{E}/\mathbb{Q})|}=1 and, hence, by Part (ii)(ii) of Lemma 3.6 we obtain that 99 divides |(E/)||\Sha(E/\mathbb{Q})|. If Ω(E)Ω(E^)=1\frac{\Omega(E)}{\Omega(\widehat{E})}=1, since bb is equal to rr or r2r^{2}, and we assume that ord3(pcp(E^)pcp(E))=0\text{ord}_{3}(\frac{\prod_{p}c_{p}(\widehat{E})}{\prod_{p}c_{p}(E)})=0, Lemma 3.12 implies that 99 divides |(E/)||\Sha(E/\mathbb{Q})|. Assume now that ord3(pcp(E^)pcp(E))2.\text{ord}_{3}(\frac{\prod_{p}c_{p}(\widehat{E})}{\prod_{p}c_{p}(E)})\geq 2. Then 99 divides |(E/)||\Sha(E/\mathbb{Q})| by Part (i)(i) of Lemma 3.6. This proves Theorem 3.1, Part (c)(c), in the case wr(E)=1w_{r}(E)=-1. This completes the proof of Theorem 3.1. ∎

Remark 3.16.

The condition that E/E/\mathbb{Q} has modulo 33 reduction In{}_{n}^{*} for some n0n\geq 0 in Theorem 3.1 is necessary. Indeed, the conclusion of Theorem 3.1 for the elliptic curve E/E/\mathbb{Q} with Cremona [7] label 324d1 (or LMFDB [21] label 324.b1) is not true. This curve has reduction II modulo 33, reduction IV modulo 22, pcp(E)=3\prod_{p}c_{p}(E)=3, (E/)\Sha(E/\mathbb{Q}) is trivial, and E()/3E(\mathbb{Q})\cong\mathbb{Z}/3\mathbb{Z}.

Moreover, the condition that E/E/\mathbb{Q} has analytic rank 0 in Theorem 3.1 is necessary. Indeed, the conclusion of Theorem 3.1 for the elliptic curve E/E/\mathbb{Q} with Cremona [7] label 171b2 (or LMFDB [21] label 171.b2) is not true. This curve has reduction I0{}_{0}^{*} modulo 33, rank 11, pcp(E)=6\prod_{p}c_{p}(E)=6, (E/)\Sha(E/\mathbb{Q}) is trivial, and E()×/3E(\mathbb{Q})\cong\mathbb{Z}\times\mathbb{Z}/3\mathbb{Z}.

Remark 3.17.

Let E/E/\mathbb{Q} be an optimal elliptic curve of analytic rank 0. It follows from work of Agashe and Stein that the Birch and Swinnerton-Dyer conjecture, combined with the conjecture that the Manin constant is 11, imply that the odd part of |E()||E(\mathbb{Q})| divides |(E/)|pcp(E)|\Sha(E/\mathbb{Q})|\cdot\prod_{p}c_{p}(E) (see the end of Section 4.3 of [2]). Lorenzini has proved the above statement up to a power of 33 (see Proposition 4.2 of [22]).

Without the assumption that E/E/\mathbb{Q} is optimal, if E/E/\mathbb{Q} has reduction of type In{}_{n}^{*} modulo 33, then Theorem 3.1 proves that the odd part of |E()||E(\mathbb{Q})| divides |(E/)|pcp(E)|\Sha(E/\mathbb{Q})|\cdot\prod_{p}c_{p}(E). Note however that the curve E/E/\mathbb{Q} with Cremona [7] label 14a4 has a \mathbb{Q}-rational point of order 33, pcp(E)=2\prod_{p}c_{p}(E)=2, and |(E/)|=1|\Sha(E/\mathbb{Q})|=1. Thus the assumption that the curve E/E/\mathbb{Q} is optimal is necessary for the statement that the odd part of |E()||E(\mathbb{Q})| divides |(E/)|pcp(E)|\Sha(E/\mathbb{Q})|\cdot\prod_{p}c_{p}(E) to be true in general.

Theorem 3.18.

Let E/E/\mathbb{Q} be an elliptic curve of conductor NN with 3N3\nmid N. Let d=3d=-3 or 33 and assume that L(Ed,1)0L(E^{d},1)\neq 0. Then

  1. (i)

    If d=3d=-3, then |Ed()|2divides|(Ed/)|p|Ncp(Ed),up to a power of 2.|E^{d}(\mathbb{Q})|^{2}\quad\text{divides}\quad|\Sha(E^{d}/\mathbb{Q})|\cdot\displaystyle\prod_{p|N}c_{p}(E^{d}),\quad\text{up to a power of }2.

  2. (ii)

    If d=3d=3, then |Ed()|2divides|(Ed/)|p|2Ncp(Ed),up to a power of 2.|E^{d}(\mathbb{Q})|^{2}\quad\text{divides}\quad|\Sha(E^{d}/\mathbb{Q})|\cdot\displaystyle\prod_{p|2N}c_{p}(E^{d}),\quad\text{up to a power of }2.

Proof.

We first claim that |Ed()|2|E^{d}(\mathbb{Q})|^{2} divides |(Ed/)|pcp(Ed)|\Sha(E^{d}/\mathbb{Q})|\cdot\prod_{p}c_{p}(E^{d}), up to a power of 2. By Corollary 2.6, the only primes that can divide |Ed()||E^{d}(\mathbb{Q})| are 22 and 33. Therefore, if Ed/E^{d}/\mathbb{Q} does not have a point of order 33, our claim is proved since Ed()E^{d}(\mathbb{Q}) has order a power of 22. So assume that Ed()E^{d}(\mathbb{Q}) contains a \mathbb{Q}-rational point of order 33. A theorem of Lorenzini (see [22] Proposition 1.11.1) implies that if E/E/\mathbb{Q} is an elliptic curve with a \mathbb{Q}-rational point of order 99, then 929^{2} divides pcp(E)\prod_{p}c_{p}(E) except for the curve that has Cremona label [7] 54b3 with pcp(E)=27\prod_{p}c_{p}(E)=27. If E/E/\mathbb{Q} is an elliptic curve with 3N3\nmid N, then E/E/\mathbb{Q} has good reduction I0 modulo 33. Therefore, if d=3d=-3 or 33, we obtain, using Proposition 11 of [4], that Ed/E^{d}/\mathbb{Q} has reduction of type I0{}_{0}^{*} modulo 33. However, the curve with Cremona label [7] 54b3 does not have reduction of type I0{}_{0}^{*} modulo 33 and, hence, it cannot be a twist by dd of an elliptic curve with good reduction modulo 33. Therefore, we can assume that Ed()E^{d}(\mathbb{Q}) does not contain a point of order 99.

Since we assume that Ed()E^{d}(\mathbb{Q}) does not contain a point of order 99 and the only primes that can divide |Ed()||E^{d}(\mathbb{Q})| are 22 and 33, to prove that |Ed()|2|E^{d}(\mathbb{Q})|^{2} divides |(Ed/)|pcp(Ed)|\Sha(E^{d}/\mathbb{Q})|\cdot\prod_{p}c_{p}(E^{d}), up to a power of 2, it is enough to show that 99 divides |(Ed/)|pcp(Ed)|\Sha(E^{d}/\mathbb{Q})|\cdot\prod_{p}c_{p}(E^{d}). Since 3N3\nmid N and, hence, E/E/\mathbb{Q} has good reduction I0, by Proposition 11 of [4], we obtain that Ed/E^{d}/\mathbb{Q} has reduction of type I0{}_{0}^{*} modulo 33. If Ed/E^{d}/\mathbb{Q} is semi-stable away from 33, then applying Part (a)(a) of Theorem 3.1 to Ed/E^{d}/\mathbb{Q} proves that 99 divides |(Ed/)|pcp(Ed)|\Sha(E^{d}/\mathbb{Q})|\cdot\prod_{p}c_{p}(E^{d}). If Ed/E^{d}/\mathbb{Q} has more than two places of additive reduction, then by Part (b)(b) of Theorem 3.1 we obtain that 9pcp(Ed)9\mid\prod_{p}c_{p}(E^{d}). Finally, if Ed/E^{d}/\mathbb{Q} has exactly two places of additive reduction, then Part (c)(c) of Theorem 3.1 implies that 99 divides |(Ed/)|pcp(Ed)|\Sha(E^{d}/\mathbb{Q})|\cdot\prod_{p}c_{p}(E^{d}).

Proof of (i)(i): We just need to show that the product can be taken over all the primes of bad reduction for E/E/\mathbb{Q}. If d=3d=-3, then the only prime that ramifies in (d)\mathbb{Q}(\sqrt{d}) is 33. Therefore the primes of bad reduction of Ed/E^{d}/\mathbb{Q} consist of the primes of bad reduction of E/E/\mathbb{Q} as well as 3. Hence, it is enough to show that 3c3(Ed)3\nmid c_{3}(E^{d}). By Proposition 11 of [4] we see that Ed/E^{d}/\mathbb{Q} has modulo 33 reduction of type I0{}_{0}^{*} and c3(Ed)=1,2c_{3}(E^{d})=1,2 or 44 by page 367367 of [29].

Proof of (ii)(ii): If d=3d=3, then 22 and 33 are the only primes that ramify in (d)\mathbb{Q}(\sqrt{d}). Therefore the primes of bad reduction of Ed/E^{d}/\mathbb{Q} consist of all the odd primes of bad reduction of E/E/\mathbb{Q} as well as 33 and possibly 22. By Proposition 11 of [4] we see that Ed/E^{d}/\mathbb{Q} has modulo 33 reduction of type I0{}_{0}^{*} and c3(Ed)=1,2c_{3}(E^{d})=1,2 or 44 by page 367367 of [29]. This completes the proof. ∎

We are now ready to prove a slightly stronger form of Agashe’s Conjecture 1.1.

Corollary 3.19.

Let E/E/\mathbb{Q} be an elliptic curve of conductor NN and let D-D be a negative fundamental discriminant such that DD is coprime to NN. Suppose that L(ED,1)0L(E^{-D},1)\neq 0. Then

|ED()|2divides|(ED/)|p|Ncp(ED),up to a power of 2.\displaystyle|E^{-D}(\mathbb{Q})|^{2}\quad\text{divides}\quad|\Sha(E^{-D}/\mathbb{Q})|\cdot\prod_{p|N}c_{p}(E^{-D}),\quad\text{up to a power of 2.}
Proof.

Recall that an integer is called a fundamental discriminant if it is the discriminant of a quadratic number field. If nn is a square-free integer, then the discriminant of (n)\mathbb{Q}(\sqrt{n}) is nn in the case where n1(mod 4)n\equiv 1\;(\text{mod}\;4) and 4n4n otherwise. If D-D is square-free, which happens in the case where D1(mod 4)-D\equiv 1\;(\text{mod}\;4), then Part (ii)(ii) of Corollary 2.6 implies that the only prime that can divide |ED()tors||E^{-D}(\mathbb{Q})_{tors}| is 22, except possibly for the case where D=3D=3. We note that since 1-1 is not a fundamental discriminant, we must have that D1D\neq 1. If D=3D=3, then Theorem 3.18 implies the desired result.

Assume now that D-D is not square-free. Then we know that D=4n-D=4n, where nn is a square-free integer. Since ED=EnE^{-D}=E^{n} and nn is square-free, by applying Part (i)(i) of Corollary 2.6 we obtain that the only prime that can divide |ED()tors||E^{-D}(\mathbb{Q})_{tors}| is 22, except possibly for the cases where n=1n=-1 or 3-3. If n=3n=-3, then since E12=E3E^{-12}=E^{-3}, Part (i)(i) of Theorem 3.18 implies the desired result. Therefore, in order to prove our corollary it remains to provide a proof for the case where n=1n=-1, i.e., where D=4-D=-4.

Assume that D=4D=4. By our assumption 2N2\nmid N. We will show that E4()=E1()E^{-4}(\mathbb{Q})=E^{-1}(\mathbb{Q}) can only contain points of order a power of 22. Recall that since L(E1,1)0L(E^{-1},1)\neq 0, Theorem 3.223.22 of [8] implies that the rank of E1/E^{-1}/\mathbb{Q} is zero. Since 2N2\nmid N, by Tables I and II of [4] we obtain that E1/E^{-1}/\mathbb{Q} has reduction of type I4{}_{4}^{*}, I8{}_{8}^{*}, II, or II modulo 22. If E1/E^{-1}/\mathbb{Q} had a point of order 55 or 77, then E1/E^{-1}/\mathbb{Q} would have had multiplicative reduction modulo 22 which is impossible. Therefore, the only primes that can divide |E1()||E^{-1}(\mathbb{Q})| are 22 and 33. Assume that E1/E^{-1}/\mathbb{Q} has a point of order 33, and we will arrive at a contradiction. Since E1/E^{-1}/\mathbb{Q} has a point of order 33, E1/E^{-1}/\mathbb{Q} has an equation of the form ((2.32.3)). By Proposition 2.4, E1/E^{-1}/\mathbb{Q} has either semi-stable reduction or reduction of type IV or IV modulo 22. However, this is a contradiction because E1/E^{-1}/\mathbb{Q} has reduction of type I4{}_{4}^{*}, I8{}_{8}^{*}, II or II modulo 22. This proves that E1()E^{-1}(\mathbb{Q}) only contains points of order a power of 22. This concludes our proof. ∎

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