| \stackMath
Nontrivial upper bound for chemical distance on the planar random cluster model
Abstract.
We extend the upper bounds derived for the horizontal and radial chemical distance for Bernoulli percolation in [6, 29] to the planar random cluster model with cluster weight . Along the way, we provide a complete proof of the strong arm separation lemma for the random cluster model.
1. Introduction
1.1. Random cluster model and chemical distance
The random cluster model is a well-known dependent percolation model that generalizes classical models such as the Bernoulli percolation and Ising and Potts models. It was first introduced by Fortuin and Kasteleyn in 1972 [15]. Let be a graph and be a percolation configuration on where each edge is colored open or closed. The random cluster measure is tuned by two parameters , the edge weight, and , the cluster weight. Then, the random cluster measure is proportional to
One can immediately see that when , the random cluster measure coincides with the Bernoulli percolation measure. For integer , the random cluster model corresponds to Ising and Potts models through the Edwards-Sokal coupling [14].
The random cluster model undergoes a phase transition at in the sense that for , the probability the origin is contained in an infinite open cluster is positive while the probability is for [3]. Moreover, the phase transition is continuous (i.e. the probability the origin is contained in an infinite open cluster is at criticality) for [12] and discontinuous for [10, 27].
The object of interest in this article is the chemical distance. For two subsets and of and a percolation configuration viewed as a subgraph of , the chemical distance is the graph distance between and . Specifically, consider the box on and let be the event that there exists a horizontal open crossing between the left and right sides of the box, we denote by the length of the shortest such crossing which we call the chemical distance from now on.
Chemical distances on planar Bernoulli percolation have received attention from physicists and mathematicians alike. In both the subcritical and supercritical regimes, the chemical distance is known to behave linearly [18, 2]. In the critical phase, while physics literature [13, 16, 19, 20, 21, 22] generally assumes the existence of an exponent such that
there is no widely accepted conjecture on the value of , nor is there a precise interpretation of “”.
The present known lower bound can be derived from the work of Aizenman and Burchard [1]: there is such that, with high probability
This bound applies to a general family of random curves satisfying certain conditions. This includes shortest open connections in the random cluster model. We remark further on this lower bound in Section 1.5.
In [24], Kesten and Zhang note that the shortest horizontal open crossing can be compared to the lowest crossing , which, by combinatorial arguments, consists of “three-arm points” and has expected size
(1) |
see [25]. Here is the event that there are two disjoint open and one dual-closed paths from the origin to distance . In [5, 6], Damron, Hanson, and Sosoe improve the upper bound by a factor of for some , thus obtaining the present known upper bound:
(2) |
In [29], Sosoe and the author obtain the same upper bound for the radial chemical distance, which measures the expected length of the shortest open crossing from the origin to the boundary of the box conditional on the existence of such a crossing. Although there is no lowest crossing to compare to in the radial case, the construction of a path consisting of three-arm points serves as the foundation for the improvement.
When , the random cluster model exhibits a continuous phase transition [12] as well as enjoys positive association (FKG inequality). These facts combined with recent development in RSW-type quad-crossing probabilities [11] allows us to pursue an upper bound in the form of (2):
Theorem 1.1.
Fix , and let denote the expectation with respect to the random cluster measure . For any boundary condition , there is a and a constant independent of such that
(3) |
1.2. Organization
In Section 1.3, we summarize the notations we use in this paper. In Section 1.4, we list a few results and tools for the random cluster model we utilize.
One of the persistent tools used in all of the above constructions is the so-called “gluing construction”. In 2d critical Bernoulli percolation, this classical construction is realized by RSW estimates and generalized FKG inequality. The later is not known for the random cluster model. Therefore, we provide a detailed alternate argument for gluing constructions in Section 2.
The general strategy to prove Theorem 1.1 aligns with [6], which we outline in Section 5 to provide context. We aim to point to the similarities and highlight the differences between the proofs for the two models to ensure readability while minimizing the amount of repetition. In Section 3 and 4, we provide the proofs of a large deviation bound conditional on a three-arm event and the random-cluster analogue of the strong arm separation lemma. Both proofs involve strategic applications of the domain Markov property to circumvent the lack of independence.
We can extend the result of the main theorem to the radial chemical distance, following the approach in [29] for Bernoulli percolation. Since most of the arguments in [29] rely solely on independence and gluing constructions, they extend to the random cluster model when substituted with the domain Markov property and gluing constructions detailed in Section 2. The remaining challenge is to find a way to bound the probability of a specific event without the use of Reimer’s inequality. Such a method will be detailed in Section 6.
1.3. Notations
In this paper, we consider the random cluster model on the square lattice , that is a graph with vertex set and edge set consisting of edges between all pairs of nearest-neighbor vertices. We often work with the random cluster model on a discrete subdomain of . A finite subdomain is defined by the (finite) edge set and the vertex set of all endpoints of the edges in . Its boundary consists of the vertices in the topological boundary of .
A percolation configuration on a domain is an element in the state space which assigns a status to each edge . An edge is said to be open in if and closed otherwise.
A boundary condition on is a partition of . All vertices in the same class of the partition are wired together and count towards the same connected component when defining the probability measure. In the free boundary condition, denoted by in the superscript, no two vertices on the boundary are identified with each other.
Definition 1.
Let be a subdomain of . For an edge weight parameter and a cluster weight parameter , the random cluster measure on with boundary condition is defined by
where is the number of open edges in , is the number of closed edges in , is the number of connected components of with consideration of the boundary condition , and the partition function is defined by
For the rest of this paper, we fix the cluster weight and edge weight and we drop them from the notation.
1.3.1. Arm events and arm exponents
To set up for the so-called arm events, we first introduce a duality. The dual lattice of the square lattice is written as where and its nearest-neighbor edges. For each edge , is the dual edge that shares the same midpoint as . Given , we obtain by the relation . The dual measure is of the form
(4) |
where the dual parameter satisfies
A path (on either the primal or dual lattice) is a sequence such that for all , and . A circuit is a path with . If for all and , we say is open; if for all and , we say is a dual-closed path.
We write for the domain induced by the edges in and its translation by . For , we denote annuli centered at some vertex by
If the annulus is centered at the origin, we drop the from the notation and instead write .
A path of consecutive open or dual-closed edges is called an arm. A color sequence of length is a sequence . Each indicates a “color”, with representing open and representing dual-closed. For and a vertex , we define a -arm event with color sequence to be the event that there are disjoint paths whose colors are specified by in the annulus connecting to . Formally,
We write to denote that vertex sets and are connected through a path of color in the domain . For to occur, we let be the smallest integer such that and let . Color sequences that are equivalent up to cyclic order denote the same arm event.
For this paper, there are a few special arm events: Let us fix and the boundary condition throughout the paper unless otherwise stated. Let .
- The three-arm event:
-
We denote by the probability for the three-arm event that there are two open arms and one dual-closed arm in the annulus :
- The alternating five-arm event:
-
There exists such that
Thus, the alternating five-arm event is said to have the universal arm exponent . For proof, see [11, Proposition 6.6].
We remark that the dependencies on the cluster weight are implicit in the notations above.
Constants denoted by , quantities denoted by , and boundary conditions denoted by are not necessarily consistent throughout the paper and their values may defer from line to line.
1.4. Properties of the random cluster model
Domain Markov property
For any configuration and any subdomain with ,
where the boundary conditions on are defined as follows: and on are wired if they are connected in .
Quad-crossing RSW
[11, Theorem 1.2] Fix and . For every , there exists such that for any discrete quad and any boundary conditions , if the extremal distance , then
(5) |
FKG inequality
Fix and a domain of . An event is called increasing if for any (for the partial order on ), implies that . For every increasing events and ,
We remark that there is no known proof for the equivalent of the generalized FKG inequality for the random cluster model.
Quasi-multiplicativity
[11, Proposition 6.3] Fix and . There exist and such that for any boundary condition and every ,
Lack of Reimer’s inequality
Despite being a classical tool for Bernoulli percolation, the van den Berg-Kesten/Reimer’s inequality is not known in the general form for the random cluster model, nor do we expect it to be true. A weak form of Reimer’s inequality for the random cluster model is shown in [30]. This is an issue which will be discussed in Section 6.
1.5. Lower bound for the random cluster model
The Aizenman-Burchard lower bound (1) applies when the following criterion on the probability of simultaneous traversals of separated rectangles is satisfied: A collection of rectangles is called well-separated when the distance between any two rectangles is at least as large as the diameter of the larger. The following criterion is formulated for the random cluster measure.
Hypothesis ([1]).
Fix . There exist and some with which for every collection of well-separated rectangles, , of aspect ratio and lengths ,
This hypothesis is satisfied as a consequence of the weak (polynomial) mixing property [8]: There exists such that for any and any event depending only on edges in and event depending only on the edges in ,
uniform in the boundary condition .
1.6. Acknowledgment
We thank Reza Gheissari for a conversation that inspired this project. And we thank Philippe Sosoe for the many helpful discussions and detailed comments on a draft.
2. Gluing Construction Without Generalized FKG Inequality
This section is dedicated to carefully examining the gluing construction for the random cluster model. The notations used in this section are independent of the rest of the paper.
Fix , a positive integer , and sufficiently large. Let be the event such that:
-
(1)
there exist vertices for and such that is connected to by a path of color ;
-
(2)
depends only on the status of the edges in .
Similarly, let be the event such that:
-
(1)
there exist vertices for and such that is connected to by a path of color ;
-
(2)
depends only on the status of the edges in .
Proposition 2.1.
Let , be as the above. Then there exists depending only on , such that
(6) |
Proof.
Conditional on , we construct a set of corridors, , each connecting to . Let be a collection of (topological) paths that satisfy the following constraints:
-
•
is a path in from to .
-
•
The distance between any two is at least .
-
•
The length of each is at most for some constant .
Then, we let be the neighborhood of intersected with . The ’s are disjoint by construction. We show (6) by first dividing the right-hand side on both sides, converting the left-hand side into a conditional probability, and noting that
It suffices to provide a constant lower bound for the right-hand side. We first use the tower rule for conditional expectations to isolate the occurrence of .
(7) | ||||
(8) |
Here denotes the expectation with respect to the measure . Since is -measurable, the right-hand side can be rewritten as
(9) |
We write the inner conditional expectation in (9) back in conditional probability form as . Note that occurs if the following events occur simultaneously:
-
•
;
-
•
;
-
•
there is a -path in connecting the two short sides of ;
-
•
there is a half -circuit enclosing in the half annulus , the event of which we denote by ; and
-
•
there is a half -circuit enclosing in the half annulus , the event of which we denote by ,
see Figure 1.


Since all these events are connection events, FKG inequality applies. To simplify notation, we denote by the conditional measure . Then,
The two probabilities on the last two lines are both because the occurrence of the events is guaranteed by the conditioning on and . The cost of half circuits is constant by RSW inequality. Since the width and length of the corridor is of constant proportion, again by RSW inequality, the probability of having a -path connecting the two ends of the corridor is also constant. Therefore,
Plugging this back into (9), we have
Applying the same procedure sequentially to each , and we have a uniform lower bound. ∎
3. Large Deviation Bound Conditional on Three Arms
In this section, we prove Theorem 3.1, a large deviation bound conditional on a three-arm event. This is one of the main ingredients in the proof of Theorem 1.1, which we outline in Section 5, and one that requires significant modification to extend to the random cluster model.
Before stating the theorem, we first introduce some notations and definitions. Fix some integer and for any integer , we define to be the event that there is a dual-closed circuit in with two defect dual-open edges. Similarly, let be the event that there is an open circuit in with one defect closed edge.
Definition 2.
For any , we define , the compound circuit event in , as the simultaneous occurrence of the following events:
-
(1)
for , occurs in and
-
(2)
occurs in .
Theorem 3.1 ([6], Theorem 4.1).
There exist universal and such that for any , any satisfying , and any event satisfying
-
(A)
depends on the status of the edges in and
-
(B)
there exists a uniform constant such that for all and .
Then,
For simplicity of notation, we define and to be (random) collections of indices of scales:
The estimate in Theorem 3.1 relies on a two-step strategy: first estimating using the standard Chernoff bound, then expanding the resulting expectation by conditioning on nested filtrations. Since these two steps themselves apply to general random variables, we provide a high-level summary of the proof and only recreate the parts that are sensitive to the model.
To start, we want to condition on there existing sufficiently many decoupling circuits . We quantify this probability using the next Proposition which is proved later in this section.
Proposition 3.2 ([6], Proposition 4.2).
There exist and such that for all and with ,
Combining Proposition 3.2 and the Chernoff bound, we have
We decompose the expectation over all possible sets of .
(10) |
We enumerate . Then, conditional on , we have . Define the filtration by
Thus, the expectation in (10) can be expanded as
where for each , we have
(11) |
Thus, we introduce the following lemma to give a uniform bound on the conditional probability above and decouple from while conditional on .
Lemma 3.3.
There exists a universal constant such that the following holds. For any and satisfying and any events and depending on the status of edges in and respectively, one has
(12) |
Let . For any depending on edges in and any containing , we have as a result of Lemma 3.3
with the second inequality owing to (32) and gluing constructions (Proposition 2.1) for mitigating . Inserting back into (11), we have
Putting everything together, we have
This implies the existence of some universal such that
Proof of Proposition 3.2.
We first note the set relation
Since the three events on the right-hand side are disjoint, we apply the domain Markov property twice, first on and then on , and obtain
(13) | ||||
Here, and are implicit random variables of boundary conditions on and respectively. Since three-arm probabilities are of the same order uniform over boundary conditions, it suffices to show that (13) can be bounded by
(14) |
Here the choice of is arbitrary.
For each scale , Let be the indicator function on the event occurs but does not. Then,
Although the ’s are not independent, when applying the domain Markov property, the dependence between events are only reflected in the boundary condition. We will establish an upper bound uniform over boundary conditions for each , thus allowing us access to a set of independent ’s that stochastically dominate the ’s.
Lemma 3.4.
For each , let be an independent Bernoulli random variable with parameter . Then, is stochastically dominated by .
Proof.
We give a uniform upper bound to . By a union bound,
(15) |
For each and similarly for the probability with , we use the domain Markov property twice,
(16) |
where are random variables of boundary conditions.
Claim 1.
There exists and such that for any boundary condition , we have
Note that there exists such that for all . We use an elementary lemma from [6] on the concentration of independent Bernoulli random variables.
Lemma 3.5 ([6], Lemma 4.3).
Given and , if are any independent Bernoulli random variables with parameters , respectively, satisfying for all , then for all ,
Applying Lemma 3.5 by taking and , we have
(19) |
Proof of Claim 1.
By duality or Menger’s theorem, the event (resp. the event ) is equivalent to the disjoint occurrence of and (resp. ). We denote the disjoint occurrence of two events and by . We have
We use a now standard argument that conditional on the two open and one dual-closed arm, the probability that an additional arm exists decays at for some . This argument requires localizing the endpoints of the arms.
Let and be two sequences of disjoint intervals on and in counterclockwise order such that for all , for some . Similarly, for all , . Let be the event that occurs and there is an open (open, dual-closed, resp.) arm with endpoints in (, resp.) on and (, resp.) on . Localization of arm events [11, Proposition 6.5] implies that for any as above,
and
Let be the counterclockwise-most open arm from to that is disjoint from at least one open arm from to and let be the clockwise-most dual-closed arm from to . Let denote the random region bounded by , , , and that also contains an open arm from to . We say that is “admissible” if is a possible value of the random region . Conditional on the location of ,
where the boundary condition is a random variable depending on and . The one-arm event in can be estimated using quad-crossing RSW estimates (5) and an analogue of quasi-multiplicativity times as follows:
Thus,
By the same reasoning,
∎
Now we prove Lemma 3.3.
Proof of Lemma 3.3.
Recall that and depend on the status of edges in and respectively. We focus on demonstrating how we remove the conditioning on as the other side is similar.
(20) |
Recall from Definition 2 that is the simultaneous occurrence of a stack of circuits. We use these circuits to separate and while conditioning on .
A dual-closed circuit with two defect edges is naturally divided into two arcs between these defects consisting of open connections. Fix some deterministic ordering of arcs and label the two arcs and in this ordering. Let be the event such that:
-
(1)
occurs;
-
(2)
is the innermost dual-closed circuit with two defect edges in ;
-
(3)
the origin is connected to the two defects in through two disjoint open paths;
-
(4)
is connected to through a dual-closed path.
Note that the occurrence of , together with the two open paths through the origin, guarantees that item (4) only occurs for one of the two arcs. Hence occurs for exactly one choice of and . Similarly, let be the event such that:
-
(1)
occurs for ;
-
(2)
is the innermost dual-closed circuit with two defect edges in ;
-
(3)
the two defects are connected to through disjoint open paths;
-
(4)
is connected to through a dual-closed path.
We also need a three-arm event between and . The dual-closed arm connects an arc of and an arc of and the indices of the arcs are important. Thus, let be the event such that:
-
(1)
there is a dual-closed path connecting and in the region between and ;
-
(2)
there is a pair of disjoint open paths in the region between and connecting a defect of and a defect of .
Note that for each pair of and , topologically there is only one possible way to connect the defects of and with open paths.
Then, the occurrence of allows for a decomposition in admissible , , and for the following event.
Since is the innermost circuit, its position can be determined via exploration in the interior of . Using the domain Markov property first on , the boundary condition induced by the configuration in identifies only the two defect edges in , which we denote by . Thus, we have
Using the domain Markov property again on , the configuration in induces a free boundary condition on . Thus, we have
(21) |
where is the free boundary condition. A similar decomposition gives,
(22) |
Multiplying (21) and (22) gives
(23) |
We use the following estimate which is the random cluster analogue of [7, Lemma 6.1]. It is essentially a corollary of the so-called strong separation lemmas, the random cluster version of which we prove in Section 4. To get from the strong separation lemmas to the following estimate, a proof sketch of no essential difference can be found in [7].
There exists a uniform constant such that the following holds for all choices of circuits and arc indices :
(24) |
Applying (24) to the summand of (23), we have
Summing over , by the domain Markov property,
Dividing both sides by , we have (20) with .
From (20), we can remove the conditioning on using a nearly identical argument. ∎
Although the above proof is formally similar to the proof of Lemma 4.4 in [6], it heavily relies on the domain Markov property, so the choice of the domain and the order of application are crucial.
4. Arm Separation for the Random Cluster Model
As indicated in the proof of Lemma 3.3, (24) depends on the following two strong arm separation lemmas in combination with the gluing constructions explained in Section 2.
Lemma 4.1 (External Arm Separation).
Fix an integer and let . Consider an open circuit in with defects . Let be the event that
-
there are alternating disjoint open arms and dual-closed arms from to in ;
-
the dual-closed paths emenate from to , respectively.
We note that the locations of the defects are implicit in the notation of . Let be the event that occurs with arms (open, dual-closed alternatingly) whose endpoints in or , , satisfy
Then, there is a constant independent of , and the boundary condition such that
(25) |
for some boundary condition on .
Lemma 4.2 (Internal Arm Separation).
Fix an integer and let . Consider an open circuit in with defects . Let be the event that
-
there are alternating disjoint open arms and dual-closed arms from to in ;
-
the dual-closed paths emenate from to , respectively.
Let be the event that occurs with arms (open, dual-closed alternatingly) whose endpoints in or , , satisfy
Then, there is a constant independent of , and the boundary condition such that
(26) |
for some boundary condition on .
Remark 1.
arises due to a technical challenge in the proof. However, for the purpose of (24), any boundary condition suffices as the RSW estimates we have are uniform in boundary conditions.
Arm separation techniques are classical techniques that date back to Kesten [23, 26]. They were first developed to show well-separatedness for arms crossing square annuli. In our case, the annulus consists of one square boundary and one circuitous boundary. The main obstacle for directly applying the classical arm separation arguments is that the geometry of the circuit may generate bottlenecks that prevent arms from being separated on certain scales. In the first part of the proof, we address this through a construction that “leads” the interfaces to the boundary of . We note that this part of the proof for the random cluster model is identical to that of [7, Lemma 6.2] as the constructions are purely topological. However, we include here for the reader’s convenience. The second step is to define a family of disjoint annuli in levels, which groups the arms based on their relative distances. In the following proof, the details for this step is provided last. The final part of the proof depends on an arm separation statement in each annuli defined in the previous step, for which we provide the details in Lemma 4.3.
We note that our proof is stated in full generality compared to the proof in [7] which is stated for , and therefore slightly deviates from it in notation.
Proof of Lemma 4.1.
Given the circuit with defects , we assume the occurrence of . The first step is to “extend” the circuit to so that the arms will not be tangled due to the geometry of .
For , be the counterclockwise-most dual-closed path emenating from to in and the clockwise-most dual-closed path emenating from to in . We denote by the first vertex on to the counterclockwise side of and the first vertex on to the clockwise side of . Let be the counterclockwise-most open path from the lower right end-vertex of to in and be the clockwise-most open path from the top left end-vertex of to in . Here, the indices are cyclic, meaning that .
Note that it is necessary that ; it is possible that , but by the assumption that occurs, must be on the clockwise side of on .
We identify the last intersection of and from to , which can possibly be . Let be the union of the piece of from the last intersection to and the piece of from the last intersection to . Let be the domain bounded by and the piece of between and on ’s clockwise side. We now define a path . If and intersect, we define analogously to . Otherwise, we define to be the union of the piece of from its last intersection with to , the piece of from its last intersection with to , and the piece of that connects the aforementioned two pieces. Let be the domain bounded by and the piece of between and on ’s clockwise side. Note that in the case , and consist of only the vertex .
Let . Note that once is fixed, the conditional distribution of the cluster configuration inside is (uniquely) determined by the status of and . Let denote the event that
-
(1)
there is a dual-closed arm connecting to in for ;
-
(2)
there is an open arm connecting to in for .
Let be the event that occurs with arms (dual-closed, open alternatingly) whose endpoints in or , , satisfy . Lemma 4.1 is then equivalent to
for some boundary condition and some constant that only depends on .

Let us first relabel the vertices by where and for . The next step is to identify critical scales, scales of neighborhoods of these vertices comparable to the distance beween them. We now informally introduce the notion of level- annuli so we can finish the proof before returning to formally defining them at the end of the proof.
For , is a collection of indices. keeps track of groups of vertices among on level and the index indicates the first vertex in a group in clockwise order. For each level , the difference of two indices in is at least .
Let be the collection of level- annuli: . The level- annuli satisfy:
-
•
If , that is, is nonempty, then is centered on and both its inner box and outer box enclose exactly vertices . That is, is crossed by arms.
-
•
Level- annuli are mutually disjoint and disjoint from annuli of other levels.
-
•
There is exactly one level- annulus and at most (and possibly zero) level- annuli.
-
•
All level- annuli are contained in , for . The level- annulus is .
implies the simultaneous occurrence of crossings in each of the annuli defined above intersected with the domain , which can cause the annuli to have irregular boundaries. However, since all annuli (excluding the level- annulus) are centered on and the boundary of (the and ) are in the interior of , each annulus intersected with necessarily contains one of the top-, bottom-, left-, or right-half of . We call the half annulus . If there are two choices, choose the top or bottom over the left or right.
For , let be the event that there exist disjoint crossings in such that the color of each crossing is determined by the vertices the annulus encloses. In particular, let be the event that is crossed by disjoint alternating open and dual-closed crossings. Then implies the occurence of . By repeatedly applying the domain Markov property, we have
(27) |
where , that is, is the union of all annuli up to level union the union of all annuli in on level- up to index . The exception is . And is the random variable of boundary conditions on induced by conditioning on the outside. . Note that if or if and .
Let be the event that occurs and the exit points of the crossings are separated, that is the distance between any two exit points are at least times the length of the boundary of the box they are on, for some . The following lemma is an arm separation statement that compares the separated event to the regular arm event.
Lemma 4.3.
For any , there is a such that for any ,
(28) |
Proof.
This a classical result using RSW and FKG estimates except on half-annuli. Nonetheless, all parts of the classical argument apply. We refer the reader to the proof of [4, Proposition 5.6]. ∎
Applying Lemma 4.3 to each probability in the RHS of (27) and then the domain Markov property and we have
where is a random variable of boundary conditions on and is some power of .
It remains to “glue” the crossings that occur in the events together so that occurs, which we refer to Section 2 for details on the gluing constructions. We make a special note that connecting a crossing in the inner-most annulus inward to the boundary of ( or ) has a constant cost due to RSW. Then, there exists that depends only on such that for any arbitrary boundary condition ,
as desired.

We now formally define and . Recall that are vertices on . Let us again use cyclic indexing, i.e. . Recall further that each level- annulus is crossed by arms and encloses vertices. The purpose of defining these annuli (and groupings of vertices) is to identify which arms are close relative to the scale and which ones are far away.
We start with level . Let be the collection of indices such that the index is if the distance between and is logarithmically smaller than the distance between them and any other adjacent vertices, that is, if
(29) |
For any , we define
Let be the center for such a box . If there are several choices for , we choose the first in lexicographical order. Next, we define
Condition (29) guarantees the existence of and ensures that . Let . Finally, we let .
For , we define and inductively. Let again be a collection of indices. An index is in if
(30) |
For any , we define
where if . Let be the center for such a box . If there are several choices for , we choose the first in lexicographical order. Next, we define
Again, condition (30) guarantees the existence of and ensures that . We let and . Note that the definition of ensures that level- annuli are disjoint from annuli of lower levels.
The case is different from the previous cases: for there to be a level- annulus, all vertices must be concentrated relative to the scale of . We say if
If is nonempty, we define similar to before:
Let be the center for such a box . If there are several choices for , we choose the first in lexicographical order. For the second-to-last level, we define
Similarly to before, we define . Let if is nonempty and empty otherwise.
Finally, we define .
∎
Remark 2.
Although Lemmas 4.1 and 4.2 are stated for alternating arms, the proof can be adapted to accommodate any color sequence such that the dual-closed arms and defect edges are matched, thus including the three-arm case. For consecutive open arms, the constructions in step one and two remain the same except there are multiple open arms emenating from in the definition of . This subsequently changes the definitions of , but the argument carries through as the arm separation statement still holds. Consecutive closed arms can be considered as having zero open arm between them, the argument for which follows the consecutive open arms case essentially.
5. Outline of the Proof of Theorem 1.1
As an extension to the results derived in [6], the proof of the main result follows the same strategy with modifications in certain arguments. For completeness, we outline the proof with an emphasis on the present application and point to the main differences. An alternate, more detailed outline is offered in [6, Section 2].
The proof is essentially divided into three steps: In the first step, we construct shortcuts around edges on the lowest crossing and show that the existence of such shortcuts has a “good” probability. The second step uses an iterative scheme to improve upon shortcuts. Finally, we find the maximal collection of disjoint shortcuts and sum up the total savings.
Step 0: The lowest crossing
The estimate on the length of relies on the observation that consists only of three-arm points: since is the lowest crossing, by duality, from every edge in there are two disjoint open arms and a dual-closed arm to distance . In conjunction with some smoothness control, we have
(31) |
Step 1: Construction of shortcuts
For any , an edge on the lowest crossing , we look for an arc over that saves at least edges. The event discribes such an arc circumventing on scale . The exact definition of is quite involved, see [6, Section 5]. We only state the properties and results relevant to the argument:
-
(1)
depends only on where ;
-
(2)
For each , implies the existence of an -shortcut around . That is, there is an open arc such that only intersects with at its two endpoints and and
where denotes the portion of between and . See [6, Proposition 5.4].
-
(3)
is a similar event to on scale that relates to a “U-shaped region” and is the shortest path in the U-shaped region. If for some , , and ,
holds, then for all ,
(32) See [6, Equation (5.29)].
Property (2) relies mostly on topological considerations and therefore applies to the random cluster model. For property (3), we refrain from elaborating further despite the original proof using, at times, independence, generalized FKG, and gluing constructions. This is because we feel the techniques to convert these arguments for the random cluster model are sufficiently represented in the proofs that we do include, especially in that of the following proposition; and to completely reproduce all necessary parts of the proof of property (3) would require lots of notation and mostly verbatim steps that translate directly for the random cluster model.
The key result in this step is that the probability that no shortcut exists for any scale is small:
Proposition 5.1.
There is a constant such that if , , is a sequence of parameters such that for some ,
(33) |
then for any ,
Proof of Proposition 5.1 subject to Theorem 3.1.
Let . By property (3), the combination of (33) with the observation that the occurrence of a circuit in conditional on a three-arm event has constant probability due to RSW and gluing constructions (see Proposition 2.1) implies that
for . Note that is uniform in . We observe the following chain of set inclusions with changes of indices including in the equality and in the first inclusion:
Thus, applying Theorem 3.1 by choosing and , we obtain
∎
Step 2: Iteration in the “U-shaped region”
In this step, we inductively improve the length of the “best possible” shortcuts for a fixed scale. The function of this step is to ensure that (33) is satisfied.
Proposition 5.2 ([6], Proposition 7.1).
There exist constants such that for any sufficiently small, , and , we have
The constructions are detailed in [6, Section 6 & 7] and we only give the high level heuristics. In step , shortcuts are constructed in a “U-shaped” region. Conditional on an event which is a superset of for the “U-shaped” region at scale , the starting estimate of a piece of shortcut is
(34) |
The factor comes from the five-arm points in the construction. Suppose, at stage , one can construct a shortcut of the order at most
Through constructions detailed in [6, Section 7], we get an additional gain of as long as there is enough space, i.e., when for some . We then iterate this procedure.
Since the proof of this proposition relies mostly on intricate algebraic manipulations, we simply cite the conclusion and refer the reader to the original paper for more explanation.
Step 3: Compilation
The final estimate accounts for edges too close to the origin or the boundary, edges on that don’t have shortcuts in step , and a maximal collection of disjoint shortcuts that are optimized in step . For the reader’s benefit, we recreate the compilation here.
We first define a truncated box for small enough such that . For each , we let and .
We choose a collection of -shortcuts around edges of such that the shortcuts are disjoint and the number of edges circumvented is maximal. Conditional on the existence of a horizontal crossing, any edge in falls into one of three categories: in the margin of the box, with no -shortcut, or with a -shortcut. Thus, has the following estimate:
6. Estimating Without Reimer’s Inequality
In the radial case, there is no natural crossing like the lowest crossing to compare to. Instead, we consider “lowest-like” paths between successive circuits around the origin. One nuisance in this construction occurs when two circuits are close and there is not enough space for there to be three arms to a large distance. However, if this happens, closeby circuits form a bottleneck which implies an arm event with more than three arms. This ensures that the three-arm probability is an upper bound. The details of the construction are encapsulated in [29, Lemma 2.3], and similarly [29, Lemma 4.5, 4.7].
Recall that denotes the three-arm event in the annulus and its probability with domain and boundary condition . For any , let (, resp.) denote the polychromatic -arm event (probability, resp.) with exactly disjoint open arms and one dual-closed arm. Let denote the monochromatic -arm probability. In an abuse of notation, for a box “centered at an edge”, we write in place of where denotes the first endpoint of the edge in lexicographical order.
Lemma 6.1.
Fix and an integer such that for any , . Let be the event that there exist :
-
(1)
occurs;
-
(2)
for , if , there are disjoint open arms and one closed dual arm from to ; and
-
(3)
if , there are disjoint open arms from to .
Then,
The above estimate relies essentially on the following proposition.
Proposition 6.2.
Let , ,
for some .
In Bernoulli percolation, this is done by applying Reimer’s inequality. A weak form of Reimer’s inequality for the random cluster model can be found in [30]. However, it requires the events to not only have disjoint occurrences but also occur on disjoint clusters. The arms in the arm event that [29] concerns belong to the same cluster, since they are portions of consecutive circuits chained together by a radial arm. Therefore, the weak estimate is not applicable to our problem. We provide a proof using conditional probability and quad-crossing RSW.
Proof.
It suffices to show that
for .
Since there is at least one dual-closed arm in any configuration of , we condition on a dual-closed arm and the first open arm on its clockwise side and the (consecutive) first disjoint open arms on its counterclockwise side and apply the domain Markov property. As in the proof of Claim 1 (but omitting many details here), let denote the random region that contains the arms and whose boundaries consist of a dual-closed arm, an open arm, and portions of and . Then, conditional on ,
(35) |
where is the one arm event in restricted to and is uniquely determined by and . By quad-crossing RSW estimates (5), the one-arm probability decays at for some . Applying the above estimate into (35) and we have
We note that to apply quad-crossing RSW, the extremal distance for each quad , which for convenience we call here, needs to be uniformly lower bounded over all admissible . To our advantage, bottlenecks in make the extremal distance larger. The boundary of defines four arcs: on , on , and and in the interior of . Indeed, if is contained in another quad with the same landing arcs as , then
(36) |
We verify (36) in Appendix A. Let be a topological path in , disjoint from and , and be all of with arcs , , , and , where consists of a portion of , , and a portion of , see the blue arc in Figure 4, and similarly, consists of another portion of , , and another portion of , see the red arc in Figure 4. Clearly, is contained in . Then,

∎
Appendix A Extremal Distance and Resistance
In this section, we verify (36) through the definition of extremal distance by the resistance of an electrical network.
Definition 3 ([4]).
(37) |
Let be a rectangle with vertices , labeled in counterclockwise order. Then, the arcs , , , and are the four sides of the rectangle. Let be an arc from to contained in , and be an arc from to contained in . Then, bounded by , , , and is a subdomain of . We want to show
(38) |
For any fixed , since , we have . Then,
For the denominator, we use again:
Therefore,
(38) follows from taking supremum over all .
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