Nonlocal Drag Thermoelectricity Generated by Ferroelectric Heterostructures
Abstract
The “ferron” excitations of the electric-dipolar order carry energy as well as electric dipoles. Here we predict a nonlocal ferron drag effect in a ferroelectric on top of a metallic film: An electric current in the conductor generates a heat current in the ferroelectric by long-range charge-dipole interactions. The non-local Peltier and its reciprocal Seebeck effect can be controlled by electric gates and detected thermographically. We predict large effects for van der Waals ferroelectric films on graphene.
The electron-electron interaction between closely spaced two-dimensional electron gases (2DEGs) gives rise to non-local Coulomb drag effects gramila1991mutual ; jauho1993coulomb ; narozhny2016coulomb , in which a current in an active layer induces a voltage over the passive one. The concept of Coulomb drag has been extended to other systems and interactions. A local drag effect by the electron-phonon interaction contributes to the thermopower in bulk conductors bailyn1967phonon ; cantrell1987calculation ; lyo1988low ; vavro2003thermoelectric and also a non-local drag effect can be mediated by phonons in the spacer between the 2DEGs tso1992direct ; bonsager1998frictional ; noh1999phonon . In ferromagnetic metals, magnons, the quasiparticle excitations of local magnetization, transfer their momenta to conduction electrons by the exchange interaction. This local magnon drag effect enhances the Seebeck and Peltier coefficients bailyn1962maximum ; blatt1967magnon ; PhysRevB.13.2072 ; costache2012magnon ; flebus2016landau ; watzman2016magnon . The voltage in one layer induced by a current in the other in a heavy metal/ferromagnetic insulator/heavy metal stack is a non-local drag effect caused by spin Hall effect zhang2012magnon ; wu2016observation ; li2016observation . Theory predicts that magnons in magnetic films separated by a vacuum barrier experience a non-local drag effect by the magnetodipolar interaction liu2016nonlocal . The magnetodipolar interaction can also mediate an energy transfer through an air gap Kainuma2021 , but a non-local magnon drag effect has not yet been observed.
Ferroelectrics exhibit an electrically switchable spontaneous polarization that orders below a Curie temperature. Recently, we introduced “ferrons”, the bosonic excitations of ferroelectric order that carry elementary electric dipoles in the presence of transverse Bauer2021 ; Tang2022 or longitudinal fluctuations arXiv:2203.06367 . A direct experimental observation of the predicted polarization and heat transport phenomena, e.g. by the transient Peltier effect Bauer2021 and associated stray fields Tang2022 , may not be so simple, however.
Here we pursue ideas to simplify the detection of ferronic effects via non-local thermoelectric drag effects in bilayers of a ferroelectric and a metal, which opens new strategies for heat-to-electricity conversion. We consider a film of a perpendicularly polarized ferroelectric insulator on top of an extended metallic sheet that experiences a “ferron drag” in the form of a non-local Peltier effect, i.e., a heat current in the ferroelectric generated by an electric current in the metal film (see figure 1). We assume that the electric dipoles are all located in a common plane and that the electrons in the metal move in a parallel plane. This two-dimensional (2D) assumption is valid when the two films are separated by a distance much larger than their thickness, but certainly appropriate when the conductor is, e.g., graphene and the ferroelectric a van der Waals mono- or bilayer Chang2016 ; Liu2016 ; Li2017 ; Yang2018 ; Fei2018 ; Yuan2019 ; Yasuda2021 ; Wang2022 .
The linear response relations of transport or Ohm’s Law in our bilayer (in the -direction) connect four driving forces, i.e. an in-plane electric field in the metal, a gradient of an out-of-plane electric field in the ferroelectric, and independent temperature gradients in the two films, with the charge current in the metal, polarization current in the ferroelectric and the heat currents and :
(1) |
where we already inserted the Onsager-Kelvin relation between the off-diagonal transport coefficients. We focus here on the steady state with finite that induces polarization and heat currents in the ferroelectric. In the following, we disregard small thermoelectric effects in the metal, thermal leakage between the films, and electric field gradients at the edges of the ferroelectric. The task then reduces to the calculation of the polarization drag as well as the thermoelectric effects summarized by
(2) |
in which we identify the non-local Peltier coefficient and thermopower . The electrical conductivity is also affected by the equilibrium fluctuations of the nearby ferroelectric.
The conduction electrons in the metallic layer interact with the electric polarization of the ferroelectric at by the electrostatic energy
(3) |
where
(4) |
is the Hartree field of the electrons, the electron charge, the electron density in the metal at and the relative permittivity of the separating barrier. Substituting Eq. (4) leads to
(5) |
where and represent the 2D polarization and electron density in units of C/m and m-2, respectively.

We model the ferroelectric by the Landau-Ginzburg-Devonshire free energy Devonshire1949 ; Devonshire1951
(6) |
where , and are the Landau coefficients, the Curie-Weiss temperature, the Ginzburg parameter accounting for the energy cost of an inhomogeneous polarization, and is an out-of-plane electric field acting on the ferroelectric order. The phase transition for () is first (second)-order. A uniform spontaneous polarization minimizes by , which gives when . The non-linear static dielectric susceptibility with the field reads
(7) |
Small fluctuations can be quantized as arXiv:2203.06367
(8) |
where is the polarization inertia that depends on the ionic masses and Born effective charges in the unit cell of area as Sivasubramanian2004 , the area of the ferroelectric sheet (assumed to be the same as the metal) and () the annihilation (creation) operator of ferrons with the dispersion relation
(9) |
The electric dipole carried by a single ferron is then identified as arXiv:2203.06367
(10) |
where the negative sign indicates its opposite direction to the ferroelectric order.
In 2D momentum space Eq. (5) now reads
(11) |
where we dropped a constant energy shift related to and is the Fourier component of the 2D electron density in terms of the field operators and with momentum , band index and the corresponding spinor wave functions . () for graphene (normal metals), where and and indicate the conduction and valence bands, respectively Ando2006 ; Hwang2009 . Substituting Eq. (8) yields
(12) |
where
(13) |
is the bare inelastic scattering amplitude of the electrons.
The screening by the conduction electrons and electric dipoles is a many-body problem in which and is the dielectric function. At sufficiently high conduction electron densities, the ferron energies are small compared to the Fermi energy and we may adopt static screening . For , where is the Fermi wave vector, it is sufficient to adopt the Thomas-Fermi screening approximation Stern1967 ; Ando1982 ; Ando2006 ; Hwang2007 ; Hwang2009 ; Sarma2011 , i.e.,
(14) |
where is the 2D Thomas-Fermi wave vector in terms of the density of state at Fermi level. The screening by the ferroelectric dipoles is negligibly small compared to that of the free electrons when the ferroelectric sheet is sufficiently thin. The screening then does not depend on .
We consider now the effect of a charge current driven by an electric filed () along the direction in the metallic sheet that deforms the electron distribution function from the Fermi-Dirac form in momentum space, where is the electronic band structure, the Fermi energy, the temperature, and Boltzmann’s constant. Within relaxation time approximation the linearized Boltzmann equation in the metal reads
(15) |
where is the relaxation time and the group velocities in transport direction, with for a free electron gas with effective mass (or a Dirac cone of graphene with Fermi velocity ). The associated electric current density reads , where
(16) |
is the electrical conductivity and includes the spin and valley degeneracies.
In the Supplemental Material A SM we derive a ferron-electron scattering contribution that drastically reduces the at the Curie temperature of the ferroelectric. The observation of the predicted critical enhancement of the scattering rate would provide a proof of ferron excitations independent of the thermoelectric effects discussed in the following.
The bosonic ferron distribution function in the ferroelectric is governed by another linearized Boltzmann equation arXiv:2203.06367 ; Bauer2022 . Far from the edges and in the absence of temperature or effective field gradients, the steady state distribution reads
(17) |
where is the equilibrium Planck distribution, the ferron relaxation time. The new ingredient is the collision integral , which by the current in the metal and via the interlayer interaction renders The electrons scatter from occupied to empty states, creating and annihilating a ferron in the process. According to Fermi’s Golden Rule
(18) |
while energy and momentum are conserved. Here insignificant interband processes () have been discarded. To leading order, we may replace on the r.h.s. of Eq. (18) with and substitute the distribution function of the field-biased conductor Eq. (15):
(19) |
We can now derive the non-local Peltier and polarization drag coefficients by evaluating the heat and polarization currents for the deformed ferron distribution functions by and , respectively, where is the ferron group velocity along direction:
(20) | ||||
(21) |
We proceed by adopting the quasi-elastic approximation, i.e., , assuming that the Fermi energy is much larger than that of the ferrons (meV) arXiv:2203.06367 . This is the case in graphene with homogeneous electron densities cm-2 and Fermi energies eV Sarma2011 . At , and we find
(22) |
In contrast to the free electron gas there is a factor that arises from the overlap , where is the scattering angle determined by . A similar expression can be derived for by replacing with .
The spatial separation limits the momentum transfer exponentially via the factor to . At large distances with , and , only the ferrons located near the center of Brillouin zone contribute and
(27) | ||||
(28) |
where and the ferron gap. is the coherence length of the ferroelectric order, a measure of the ferroelectric domain wall width Ishibashi1989 ; Ishibashi1990 . Since magnetic domain wall widths that scale like where is the exchange interaction and is the anisotropy that governs the magnon gap, plays the role of the anisotropy by stiffening the ferroelectric order.
The scaling relation at large distances and elevated temperatures for the drag efficiency differs from that of the Coulomb drag effect between two metallic sheets () gramila1991mutual ; jauho1993coulomb . We can trace the difference to the faster decay of electron-dipole interactions compared to those between charges as a function of distance while the Planck distribution of the ferrons compared to the Fermi distribution of electrons leads to an increased phase space for scatterings at low temperatures ().

For a numerical estimate, we consider here a bilayer composed of graphene and van der Waals ferroelectric monolayer and separated by an inert h-BN layer with (out-of-plane) Laturia2018 . In graphene with cm/s, , and Sarma2011 . The parameters for the ferroelectric are adopted as: ps, K, VK-1/pC, Vcm2/pC3, Vcm4/pC5 and Vm2/C, and Vs2/C, which are close to those of the monolayer SnSe with in-plane polarization Fei2016 . Figure 2 shows the ferron-drag Peltier coefficient as a function of graphene excess electron density () for various interlayer distances at room temperature. has a maximum at an optimal that decreases with because a larger increases the electron-ferron scattering for small while the increased screening wins at larger densities, which is easier for larger . depends not only on the strength, but also on the direction of an external electric field (below the coercive field), i.e., is reduced (enhanced) by the positive (negative) field along the ferroelectric order, because of the fact that the ferrons carry nonzero electric dipoles.
The drag effect results in heat and polarization accumulations in the ferroelectric (see figure 1). Assuming that both films are thermally isolated, a temperature gradient emerges in a ferroelectric with length , where is the ambient temperature. The open circuit condition for the heat current, i.e., , leads to , where is the 2D thermal conductivity of the ferroelectric sheet (in units of W/K). The polarization accumulation vanishes except for the neighborhood of the edges on the scale of the polarization relaxation length Bauer2021 .
With nm, cm-2, we have at the room temperature. The maximum current density in graphene is limited by self-heating to A/cm Liao2011 , but even for A/cm (or a bulk current density A/cm2) this modest Peltier coefficient generates a large temperature gradient K/ for W/K (or bulk W/Km for a monolayer thickness of Å Li2015 ) because of the simultaneous low thermal conductivity of the ferroelectric and high available current density in graphene. This should be easily observable close to the edges, even when some heat current leaks from the ferroelectric into the graphene. Inversely, a temperature gradient in the ferroelectric generates a charge current in graphene, i.e., a nonlocal ferron-drag thermopower. V/K at K. However, this number is at least an order of magnitude smaller than that of a single graphene Zuev2009 ; Wei2009 .
For sufficient thermal isolation between the ferroelectric and graphene layers the figure of merit of the ferron drag thermoelectric device can be defined and estimated as
(29) |
where S is the electrical conductivity with the nearby ferroelectric at cm-2 SM . This is comparable to that of graphene Reshak2008 but it may be engineered to become larger by, e.g., optimizing the electron density of graphene as shown in figure 2 or stacking ferroelectric monolayers with as long as all of them stay in the range of the dipolar interaction. The predicted substantial FOM in spite of the small relies on beating the Wiedemann-Franz Law that hinders conventional thermoelectric devices: The small heat conductivity in the ferroelectric does not depend on the electric conductivity in the conductor, which is large in graphene in spite of the additional ferron scattering SM .
According to Supplemental Material B SM the current drag is not specific for ferrons: the expressions are identical for in-plane longitudinal and out-of-plane polarized polar optical phonons, except for the difference in the frequency dispersions and other relevant parameters. We therefore encourage search for thermoelectric effects in any highly polarizable insulator. The attraction of using ferroelectrics is strong dependence and control of larger effects by temperature and applied electric field as well as non-volatile switching of the ferroelectric order. The critical enhancement of the electrical resistance at the Curie temperature is also unique for ferroelectrics.
Conclusion: We predict significant non-local ferron-drag thermoelectric effects in bilayers of ferroelectric insulators and conductors that are separated by a small distance . A remote gate-field controlled Peltier effect can be detected by standard thermography and would prove the existence of the ferron quasiparticles in ferroelectrics. The results can be readily extended to the limit corresponding to van der Waals conducting ferroelectrics, known as ferroelectric metals, in which electric polarization and mobile electrons coexist Zhou2020 , and the ferroelectrics with in-plane spontaneous polarization. In the dipole approximation of the ferroelectric charge dynamics, the mobile electrons cannot screen the perpendicular ferroelectric order nor couple to the longitudinal ferrons. We may expect a strong coupling to the transverse ferrons, however, with associated interesting thermoelectric phenomena presently under investigation. Our work opens a new strategy for the design of thermoelectric devices that are not bound by the Wiedemann-Franz Law.
Acknowledgements: We acknowledge the helpful discussions with Ryo Iguchi. JSPS KAKENHI Grant No. 19H00645 supported P.T. and G.B and Grant No. 22H04965 supported G.B. and K.U. K.U. also acknowledges support by JSPS KAKENHI Grant No. 20H02609 and JST CREST “Creation of Innovative Core Technologies for Nano-enabled Thermal Management” Grant No. JPMJCR17I1.
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